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To cite this article: Bjarne Christian Jensen & Andrzej Lapko (2009) On shear reinforcement design of structural concrete
beams on the basis of theory of plasticity, Journal of Civil Engineering and Management, 15:4, 395-403
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JOURNAL OF CIVIL ENGINEERING AND MANAGEMENT
2009
15(4): 395–403
Abstract. Modern design of reinforced concrete structural members for shear is based on the theory of plasticity. This pa-
per is written to contribute to the understanding of the inclination of the concrete strut in the inclined strut model for de-
sign of shear reinforcement in beams, which among others are used in Eurocode 2. The problem of inclination of the com-
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pression strut in truss model is analysed depending on shear reinforcement ratio and effectiveness ratio of concrete
strength for compression. Also the understanding of necessary ductility in steel reinforcing bars is discussed in the paper
and especially the needs of tests on translation capacity of the shear failure are here analysed. To explain these problems
the paper gives a short introduction to the theory of plasticity of reinforced concrete in shear and the background for the
equations, which are used in shear design according to Eurocode 2.
Keywords: RC beams, shear design, plasticity of concrete, stringer method, inclined crack width.
JOURNAL OF CIVIL ENGINEERING AND MANAGEMENT ISSN 1392–3730 print / ISSN 1822–3605 online 395
http:/www.jcem.vgtu.lt DOI: 10.3846/1392-3730.2009.15.395-403
396 B. Ch. Jensen, A. Lapko. On shear reinforcement design of structural concrete beams on the basis of theory of plasticity
Concrete is not an ideal plastic material, which It is clearly shown, that for this load case we can
means that a reduced plastic strength νfc is introduced. find the exact plastic load carrying capacity and then
The reduction factor ν is called the effectiveness factor, extend the lower bound method to be a general design
as it is a measure of the effectiveness of the concrete at method.
plastic design (Fig. 1a). Some informations on ν are given
in Lapko and Jensen (2005) or Jensen and Lapko (2008). 2. Solution on the basis of theory of plasticity
For the reinforcement it is supposed that only it is
able to resist forces in the direction of the bars and the 2.1. A lower bound solution
capacity is equal to the yield stress of the reinforcement. We are looking at the shear span from Fig. 3 only. In this
Lines of discontinuity in deformations are a useful area we assume the following stress distribution:
method, when creating failure mechanisms for upper Tension and compression areas are assumed to be
bound solutions. For such lines the dissipation (internal stringers, e.g. without any height (Fig. 4). The distance
work) are developed for materials following Coulomb’s between the stringers z = internal lever arm.
failure criterion (Jensen 1975), but here we will only use The concrete between the stringers is in a uniaxial
the lines of discontinuity together with the failure crite- compression with the stress σc, forming an angle θ with
rion (Fig. 2). In this case, the internal work per unit the horizontal stringers. The distance between stirrups is
length and thickness in the concrete is supposed to be so small, that the force in the stirrups can
1 be regarded as a distributed vertical stress σsy. (Only ver-
Wl = V ν f c (1 − sin α ) , (1) tical stirrups are considered).
2
where V – the deformation along the line (Fig. 2), where C
part I of the concrete is moved the distance V relatively to
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part II. x
σc
z y
σsy
Part II
σc
θ
Part I T
α
V Fig. 4. Stresses and forces in the shear span
ν
2
τ xy cot θ = −σ x . (12)
shown in Fig. 6. When the degree of shear reinforcement
Introducing (12) and (10) into (11), we get is greater than ψ = ½ ν, it means that the shear sector of
the beam is overreinforced.
M 1
C= − V cot θ . (13) This above solutions have been validated by the ex-
z 2 perimental works prepared in Denmark and presented by
In a similar way we find Nielsen et al. (1978). The 198 shear test results conducted
M 1 on RC simple supported T – beams showed a good appli-
T= + V cot θ . (14) cability of the plastic theory in shear design.
z 2
We note that in the shear span the tension force τ
from the moment is increased by the shear and the comp- fc
ression force from the moment is decreased. τ fc = Ψ(ν−Ψ)
For the stress distribution between the stringers (7)–
(10) we have the condition σ y = 0 , as we have no exter-
Overreinforced
1ν
nal stresses on top or bottom of the beam. Introducing 2
σ y = 0 into (8), we find
As σ s
τ = τ xy = cot θ . (15) 1
bs ν Ψ
2
From (9) we get Fig. 6. The plastic solution for the case of beam shown in
σc = τ(tan θ + cot θ ) . (16) Fig. 3
= ψ (ν − ψ ) ,
τ
(24) C
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fc θ
2 ψ (ν − ψ ) z
tan β = . (25)
v − 2ψ N
T
It is noted that the expression (24) is equal to (18),
which means, that the formula gives the exact plastic z cot θ
R x
carrying capacity. Furthermore, it is only valid when
1
ψ ≤ ν , see explanation in Fig. 6. For a bigger amount Fig. 8. A beam end with inclined cut along the concrete
2 stresses
of shear reinforcement (20) is also valid for the upper
bound solution. From (16) the concrete stress is known and it has to
Some limitations due to the width of the shear span be less than the plastic strength of the concrete, e.g.:
etc are not dealt with here, but more it can be found in σ c = τ(tan θ + cot θ ) ≤ ν f c , (29)
(Nielsen (1998), where also some discussion on other
load cases and comparisons with tests can be found. where
However important is, that the solution is exact, V
. (30)
which means that comparisons with tests make it possible
τ=
bz
to investigate the effectiveness factor. This factor is sub-
ject to national determination, but in Eurocode 2 a safe Theoretically θ can be chosen arbitrarily as long as
value is recommended: (29) is satisfied. However, a proper behaviour of the ser-
vice load requires limitations. The experience of the tests
f has lead to the following recommendations:
ν = 0.6 1 − ck , fc in MPa. (26)
250 1 ≤ cot θ ≤ 2.5. (31)
Because we have an exact solution, it is possible to study The limitations were introduced for the first time and the
the parameters influencing the effectiveness factor ν. inclined strut method was presented in a code-like edi-
Such studies show that the dominating parameter is the tion, see Nielsen and Bach (1980).
concrete strength – simply: concrete shows a decreasing Vertical equilibrium of the forces shown in Fig. 8,
ductility with an increasing strength. Already in the work presents:
of Nielsen et al. (1978) such analysis was presented
N = R − p x = Vx , (32)
showing
fc where Vx – the shear force at the distance x from the reac-
ν = 0.8 − , fc in MPa, (27) tion.
200 The area of a stirrup is noted Ast and the number
but a safe value was recommended to be crossing the inclined line is noted n. We can now write:
fc N = n Ast f y = τ xb z . (33)
ν = 0.7 − , fc in MPa. (28)
200
Journal of Civil Engineering and Management, 2009, 15(4): 395–403 399
The distance between stirrups is noted at and it is not mean that the carrying capacity is reached, but the
z cot θ crack widths in the serviceability state will be acceptable
at = . (34) normally.
n It is also to be noted, that the failure needs a good
Now the distance between stirrups with the cross deal of yielding in the shear reinforcement, especially at
section area Ast can be found in (33) and (34): low degrees of shear reinforcement. We need “translation
Ast f y capacity” of the structure, similar to “rotation capacity”
at = cot θ . (35) of structures, when plastic design of beams and frames
τ xb are used. Eurocode 2 limits the reinforcement to class B
It is noted that within the distance z cot θ the shear rein- and class C, when beams and frames are designed accord-
forcement is found from the smallest shear stress. ing to the theory of plasticity. For plastic design of shear
such limitations on the use of reinforcement is not in-
cluded in Eurocode 2, but a previous research has shown
3.2. Discussion more about necessary translation capacity; it is recom-
It is important to note, that the theory of plasticity is deal- mended to restrict the use of shear reinforcement to class
ing with the ultimate load. The calculations are restricted B and class C, as it is done in the Danish National Annex
to a situation where failure may develop. Thus the ser- to Eurocode 2 (2007). Usage reinforcement in class A is
viceability of load situation is not covered by the calcula- allowed in Denmark, but only with cot θ = 1 in shear.
tions. To utilize higher values of cotθ for more accurate
Looking at the two-point loaded beam with the ex- methods of calculation of shear crack widths are needed
act solution, the situation for a growing load may be like and to be more specific in translation capacity we also
this: need more research work.
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is calculated as follows
1
λ= , (39)
ρ ws τ ms
α
φ s f ctm
where:
Asw
ρws – shear reinforcement ratio ρ ws = ;
bw s w
τms – mean bond stress at the contact of stirrups and
concrete;
fctm – mean tensile strength of concrete.
The ratio τms/fctm depends on type of steel bar surfa-
ce (=1.0 for plain bars and 0.7 for ribbed bars),
After Borishansky, the coefficient α = 4; however, Fig. 10. Beams split into sections with the same distance
in recent Polish Concrete Standard (2002), where the between stirrups
method is implemented, this coefficient has been stated as
equal to 3. Design of shear reinforcement in beams with verti-
Shear capacity VRd has been expressed as cal stirrups and without single forces, step by step could
be recommended as follows:
Asw f ywk
VRd = 4βs f ck bwd 2 , (40) 1. Design a beam for bending.
sw 2. Find internal lever arm z (distance between
compressive C and tensile T forces).
where βs – an empirical coefficient.
3. Draw the shear stress envelope from the load
Final formula, applied in Polish Concrete Standard
(2002) for a member with vertical stirrups is and shear force, τSd = VSd/(zbw).
4. Find the value of VRd,c according to formulae
2
4τ ms given in Eurocode 2, if VSd >VRd,c calculation of
wm = λ. (41) stirrups is obligatory.
ρ sw Es f ck
5. Choose the concrete compressive strut inclina-
This formula may be modified taking into account, tion: 1 ≤ cot θ ≤ 2.5.
instead of shear capacity given in formula (40), the 6. Check the concrete stress;
expression derived on the basis of plastic truss model for
shear σ c = τ Sd , max (cot θ + tan θ ) ≤ νf cd .
With single forces the distance aw = zcotθ does not τcxy = σc sin θ cos θ . (46)
have to cross the single force (Fig. 11). In the shear-panel we also have reinforcement paral-
lel to the axes. The parallel to x-axis the reinforcement
has the cross section area Asx at a length zy and parallel to
the y-axis is Asy at a length zx. The thickness of the panel
is b. The stress in the reinforcement is σs. The forces in
the reinforcement are equivalent to distributed stresses in
the panel, and in the x direction we get
Fx A σ
σ sx = = sx s . (47)
bz y bz y
And it is similar in the y direction
Asy σ s
σ sy = . (48)
bz x
Then the sum of stresses in concrete and steel bars is:
Asx σ s
σ x = −σ c cos 2 θ + , (49)
bz y
Asy σ s
σ y = −σc sin 2 θ + , (50)
bz x
τ xy = σ c sin θcos θ . (51)
From (50) we get the concrete stresses which have
Fig. 11. Cases of design for shear in the beam with single to be less or equal to the plastic strength νfc of the con-
forces crete or
1
4. General shear design σc = τ cot θ + ≤ ν fc . (52)
cot θ
We are looking at a reinforced concrete panel with a ho-
( )
mogeneous stress situation σ x , σ y , τ xy from an external The capacity of the reinforcement is the yielding
strength fy. In (49) and (50) we put σ s = f y , for σc we
load. This stress situation will produce stresses in the
concrete and the reinforcement, which is placed in the x introduce (52). Doing this, we get the necessary rein-
and y directions. In the concrete, we only accept uniaxial forcement in each direction:
compression stresses. In Fig. 12 such a stress field is Asx f y
shown – a compression stress σc in the concrete, forming = σ sx = σ x + τ xy cot θ , (53)
bz y
the angle θ with the x-axis.
402 B. Ch. Jensen, A. Lapko. On shear reinforcement design of structural concrete beams on the basis of theory of plasticity
solution. It is also shown that the equations may be found Magazine of Concrete Research V: 61 (in press).
using the general shear design equations as presented in Khalfallah, S. 2008. Tension stiffening bond modelling of
Eurocode 2 (2004). cracked flexural reinforced concrete beams, Journal of
The angle of the compression concrete strut may be Civil Engineering and Management 14(2): 131–137.
chosen arbitrarily, as long as the concrete stresses are less doi:10.3846/1392-3730.2008.14.8
than or equal to the plastic concrete strength. Kwieciński, M. 1986. Projektowanie żelbetowych układów
It has to be noted, that the failure of reinforced con- płytowo żebrowych metodami teorii plastyczności [Design
crete beams needs a good deal of yielding in the shear of R C ribbed slabs using theory of plasticity]. Warsaw:
PWN. 256 p. (in Polish).
reinforcement and inclined crack widths, especially at
Lapko, A. and Jensen, B. Ch. 2005. Podstawy projektowania i
low degrees of shear reinforcement. We need to recog-
algorytmy obliczeń konstrukcji żelbetowych [Basis of de-
nize “translation capacity” of the structure, similar to sign and algorythms of calculations of RC structures].
“rotation capacity” of structures, when plastic design of Warsaw: Arkady. 432 p. (in Polish).
beams and frames are used. Eurocode 2 limits the rein- Lee, J.-Y. and Kim, U. 2008. Effects of longitudinal tensile
forcement due to ductility to class B and C steel, when reinforcement ratio and shear span-depth ratio on mini-
beams and frames are designed using the theory of plas- mum shear reinforcement in beams, ACI Structural Jour-
ticity. In the plastic design of shear, such limitations in nal 105(2): 134–144.
the use of reinforcement is not included in Eurocode 2, MacGregor, J. G.; Wight, J. K. 2005. Reinforced Concrete:
but in Denmark the use of reinforcement in class A is Mechanics and Design. 4th ed. Upper Saddle River: Pear-
limited to cot θ = 1.0 . To understand the upper limit of son Printice Hall. 1132 p.
cotθ more accurate methods of calculation of shear crack Nielsen, M. P. 1998. Limit Analysis and Concrete Plasticity. 2nd
widths are needed and to realise, if the ductility of class A ed. CRC Press. 910 p.
steel is sufficient for the plastic design of shear, we also Nielsen, M. P. 1963. Yield conditions for reinforced concrete
need research work on “translation capacity”. shells in the membrane state, in Proc. of IASS Symp. on
The proposed shear crack width design in beams Non-classical Shell Problems. Warsaw, 1963. Proceed-
could be a method to find a more rational limitation in ings North-Holland Publishing Company. Amsterdam.
inclination of the compression strut. Nielsen, M. P., et al. 1978. Concrete Plasticity, Beam Shear –
Shear in Joints – Punching Shear. Lyngby: Special Publi-
cation of Danish Society for Structural Science and Engi-
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Bjarne Christian JENSEN is Professor Em. at the Engineering Faculty, the University of Southern Denmark. Member of
CEN/TC 250, Structural Eurocodes and has been a member of SC 2, Concrete Structures. His research is within the area
of concrete plasticity and he has taken part in the development in Denmark of plastic design methods for shear in rein-
forced concrete. Consultant to the Danish Enterprise and Construction Authority; the Danish member of Eurocodes Na-
tional Correspondents in the EU-Commission and member of the Danish Academy of Technical Science.
Andrzej LAPKO is Professor, many years working at the Bialystok Technical University as the head of the Building
Structures Department. Member of Civil and Water Engineering Committee of Polish Academy of Science, the Polish
delegate of fib and individual member of IABSE. His research interests are in reinforced concrete and composite struc-
tures, particularly the structures of silos and water tanks, also thermal loads and effects on concrete structures.