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ORIGINAL ARTICLE
Abstract Keywords
Introduction: Physical activity is mandatory if patients are to remain healthy and independent Function, intervention, longitudinal follow-up,
after stroke. rehabilitation, stroke
Objective: Maintenance of motor function, tone, grip strength, balance, mobility, gait,
independence in personal and instrumental activities of daily living, health-related quality- History
of-life and an active lifestyle 4 years post-stroke.
Methods: A prospective randomized controlled trial. Received 9 December 2013
Results: Four years post-stroke, 37 of the 75 participating persons were eligible for follow-up; Revised 7 April 2014
19 (54.3%) from the intensive exercise group and 18 (45%) from the regular exercise group. Accepted 26 April 2014
Both groups were performing equally well with no significant differences in total scores on the Published online 19 June 2014
For personal use only.
BI (p ¼ 0.3), MAS (p ¼ 0.4), BBS (p ¼ 0.1), TUG (p ¼ 0.08), 6MWT (p ¼ 0.1), bilateral grip strength
(affected hand, p ¼ 0.8; non-affected hand, p ¼ 0.9) nor in the items of NHP (p40.005).
Independence in performing the IADL was 40%, while 60% had help from relatives or
community-based services.
Conclusion: This longitudinal study shows that persons with stroke in two groups with different
exercise regimes during the first year after stroke did not differ in long-term outcomes. Both
groups maintained function and had a relatively active life style 4 years after the acute incident.
The results underline the importance of follow-up testing and encouragement to exercise, to
motivate and sustain physical activity patterns, to maintain physical function, not only in the
acute but also in the chronic phase of stroke.
Thus, the aim with this study was to investigate how motor according to the International Classification of Function
function, balance, gait, performance of the personal and (ICF), World Health Organization [19]. Grip strength and
instrumental activities of daily living and health-related muscle tone, on the other hand, are tests on the body organ/
quality-of-life were maintained 4 years after the onset of body structure level, according to the same classification [19].
stroke in both groups. Another goal was to investigate The patients were tested on admission, at discharge, 3, 6,
whether and how an active lifestyle was maintained 4 years 12 and 48 months after the stroke incident by an experienced
after stroke. investigator, blinded to group allocation. The tests were
performed in the general hospital, in the patients’ homes or in
Methods community service centres.
The Barthel Index of the Activities of Daily Living (BI) is a
Subjects test of the performance of the personal activities of daily
The study was designed as a single-blind, intention to treat, living, developed by Mahoney and Barthel [11] for the
longitudinal randomized controlled stratified trial. Persons purpose of measuring functional independence in personal
with stroke admitted to the stroke unit in a local hospital were care and mobility. The scores reflect the amount of time and
recruited and randomized into two different groups, an assistance required by a client. A score of 0 (complete
intensive exercise group and a regular exercise group. The dependence), 5, 10 or 15 is assigned to each level, with a
included persons were stratified for gender and hemisphere of possible total score of 100 [11].
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lesion. Randomization was performed at discharge from the Information about IADL was recorded according to the
general hospital by an independent person not involved in Duke Older Americans Resources and Service Procedures
the study. (OARS), Multidimensional Functional Assessment of Older
The protocol was sealed from the start of the study, until Adults by Fillenbaum [12], where the part relating to self-care
the last patient included had been followed up and tested capacity captures the dimensions of PADL and IADL. The
12 months later. Inclusion criteria were first-time-ever stroke information was collected by a structured interview with the
confirmed by neurological signs and computer tomography persons with stroke and their families [12].
and that participation in the study was voluntary. The Motor Assessment Scale (MAS) is an eight-part test
Exclusion criteria were subarachnoid bleeding, tumour, of motor function developed by Carr et al. [20]. Each item
other serious illness and brain stem or cerebellar stroke. scores from 0–6. Hence, the total scores range between 0–48
For personal use only.
[17]. All of these tests have reported satisfactory reliability follow-up treatment or rehabilitation they were assigned to
and validity, as described in earlier publications [2–4]. that. No specific treatment was recommended to this group,
The Modified Ashworth Scale is a clinical measure of but they were encouraged to keep activity levels high, as
muscle tone with an ordinal scale to grade the resistance described in earlier publications [2–4]. After this initial year
encountered during a passive muscle stretch, graded 0, i.e. no the research team did not initiate any intervention until the
increase in tone, to 4, when the affected part is rigid in flexion patients were followed up 36 months later, but the participants
or extension. The inter-rater and intra-rater reliability are both were, of course, entitled to care under the general healthcare
reported to be fair to very good [18, 23] for some muscle system.
groups, but the reliability and validity of this test have not
been established for all muscle groups. The reliability seems Statistical analysis
to be better in the upper limb [24]. There is some controversy The results were analysed in an SPSS program version 20.
as to what component of muscle function the scale is Descriptive statistics were used to summarize demographic,
measuring and its validity as a measure of spasticity or muscle stroke and baseline characteristics. All analyses were per-
tone is, hence, unclear [24]. formed on an intention-to-treat basis. Mean (M) and standard
The Health-Related Quality–Lfe (HRQoL) was evaluated deviation (SD) were calculated. A general linear model with
with the Nottingham Health Profile (NHP), a two-part one-way analysis of repeated measures (ANOVA) was
questionnaire, part 2 of which is optional. The NHP is a performed, inserting total score as a dependent variable for
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self-report, yes/no answer, two-part generic quality-of-life BI, BBS, 6MWT, TUG, grip strength, MAS and for each of
measure. Part 1, used in this study, consists of a 38-item the sub-scales of NHP with treatment group as a fixed factor
questionnaire with six sub-scales: emotional reactions (nine and baseline total score for motor function as a covariate.
items), physical mobility (eight items), pain (eight items), The non-parametric Kruskal-Wallis one-way between-
sleep (five items), social isolation (five items) and energy groups’ analysis of variance was performed for scores of the
level (three items). The items refer to problems with normal Instrumental Activities of Daily living, Berg Balance Scale
functioning that a person may experience as a result of ill and Modified Ashworth Scale. The significance level was set
health. Each affirmative answer is scored and weighted. The at p50.05.
scores range from 0 (no perceived stress) to 100 for each sub-
scale and the total score, where a high score indicates poor
Results
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Excluded (n = 110)
♦ Not meeting inclusion criteria
(n = 110)
Randomized (n = 75)
Allocated to intensive exercise group (n = 35) Allocated to regular exercise group (n = 40)
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Figure 1. Flowchart for persons with stroke included in the study, 2003–2008.
Table I. The difference between patients participating and dropping out during the study in baseline total Motor Assessment Scale (MAS) score
presented as means and standard deviations (SD).
Patients Patients with Patients withdrawing Patients died during Patients not
participating (n ¼ 37) dementia (n ¼ 3) from the study (n ¼ 12) the study (n ¼ 10) located (n ¼ 13) p Values
MAS tot 32.3 (16.7) 33.0 (18.3) 44.0 (4.2) 12.3 (12.7) 30 (20.1) 0.01
the non-intervention group (Figure 2). Walking distance and Muscle tone as measured with Modified Ashworth Scale
walking speed showed improvement during the first year post- [18] varied, but the majority of the persons with stroke (75%)
stroke in both groups and then stabilized or slightly declined displayed no change in tone on admission. Of the 25%
during the rest of the 4-year period (Figure 3, and Table IV). presenting impaired tone on admission, 10% presented
Overall grip strength improved in both the affected and non- decreased tone and 15% increased tone. The patients with
affected hand up to 1 year post-stroke and then stabilized or no or slightly marked increased tone were persons who
slightly declined for the remainder of the 4 years (Figure 4). displayed decreased motor function on admission, indicating
1400 B. Langhammer et al. Brain Inj, 2014; 28(11): 1396–1405
Table II. Demographics of participants with stroke 36 months a more extensive brain injury and tone remained fairly stable
post-intervention.
until the 1-year follow-up test. At the 48 months follow-up
Intervention Regular exercise
test 78% presented no increase in tone (‘normal tone’), 16%
group (n ¼ 19) group (n ¼ 18) p Value presented minor increased tone and 6% major increased tone.
Timed Up-and- Go, Berg’s Balance Scale and the Barthel
Age 77.7 (8.9) 72.3 (14.2) 0.2
Medication 1–2 2 2 0.05 Index registered improvements for the first 6 months,
Medication 3–4 1 5 stabilized and were maintained on the same level up to
Medication 5+ 16 9 3 years post-intervention in the intensive exercise group and
Pain 12 5 0.03
improved slightly in the regular exercise group (Table IV).
Exercising on their own 8 6 0.3
Exercising with a 6 9 There were significant or near significant differences in the
coach/group items relating to feeding, bathing, grooming, dressing and
No exercise 5 3 defecation in favour of the regular exercise group at 12 and
Activities and socializing 11 10 0.03
with family and friends
48 months.
Sports, hobbies 5 10 Health-related quality-of-life (HRQoL measured with
Falls indoors 4 3 0.7 NHP) had declined in the intervention group at 1 and
Falls outdoors 0 1 3 months post-stroke, whereas it was reported as improved in
Fatigue 6 2 0.13
New stroke 1 3 0.2 the regular exercise group (Table V) on the same test
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Other diseases 8 3 occasions. However, the differences between the groups were
not significant (Table V). In general, the intensive exercise
group reported somewhat higher scores than the regular
Table III. Mean blood pressure and pulse registration on admission, at exercise group, indicating a lower HRQoL in this group.
3 months, 6 months, 12 months and 48 months post-stroke.
These results were fairly stable throughout the remaining
Intensive exercise Regular exercise
4-year test period.
group (n ¼ 35) group (n ¼ 40) There were no significant differences at baseline in the
performance of any of the items of the Instrumental Activities
Blood Pulse Pulse Blood Pulse Pulse
pressure rest active pressure rest active of Daily Living Test. Both groups reported greater activity in
all the items at 3, 6, 12 and 48 months post-stroke (Table VI).
Admission 166/90 74 108 156/89 76 103
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3 months 142/75 81 116 141/79 73 114 At 3, 6, 12 and 48 months post-stroke 40% of both
6 months 144/76 77 116 143/77 76 111 groups were independent, while 60% relied on help from
12 months 140/77 74 117 136/80 76 118 relatives or community-based services. Relatives and the
36 months 131/73 77 102 127/78 73 112 community-based services provided an equal amount of help
All participants were on medication for high blood pressure. (item 9 IADL, Table VI).
Table IV. Barthel Index (BI), Berg Balance Scale (BBS), Timed Up-and-Go (TUG) and 6-Minute Walk Test (6MWT) (m s1) total score presented as
means (M) and standard deviations (SD) on six different test occasions.
Discussion
exercise. Patients were conversely asked of their activity
This longitudinal follow-up study shows that most of these levels both at 1 and 4 years follow-up and the results indicate
persons with stroke had maintained their exercise levels and equal levels of activity patterns in the groups. Thus, it is
kept up a social life and activities they enjoyed 4 years after postulated that it has been of importance for these patients to
their acute stoke, 12/19 in the intensive exercise group and 16/ be involved in the first year’s project with encouragement
18 in the regular exercise group. This is contrary to an earlier towards physical activity. Less disability after stroke indicates
study that followed persons with stroke in the same that the treatment of stroke in the acute phase is effective
geographic area who received no follow-up treatment or [2–5, 28–31]. Walking capacity and walking speed improved
tests [1] and showed a tendency towards poor functional during the first year post-stroke in both groups, as reported
performance, a high degree of dependence and little or no earlier [30] (Table IV). The walking capacity was stable
social activities. The differences between the two studies may during the 4 years post-stroke but was less than that of healthy
be explained by the difference in follow-up procedures. All senior citizens of comparable age [32]. The same observations
patients, independent of group allocation, received their test were made about balance and mobility (TUG) (Table IV). The
results at each test occasion and encouragement to continue to BBS scores remained relatively stable from 6 months
1402 B. Langhammer et al. Brain Inj, 2014; 28(11): 1396–1405
Table V. Health-related quality-of-life (HRQoL) measured with Nottingham Health Profile; higher scores indicate perceived lower HRQoL.1
1
Scores for energy, pain, emotional reactions (Em.reac.), sleep, social isolation (Soc.isol.), physical mobility (Phys.Mob.) and the total are presented as
means (M and standard deviations (SD) on admission and at 3, 6, 12 and 48 months later.
Table VI. Performance of the Instrumental Activities of Daily Living (IADL-OARS) (n) from day 1 until 4 years post-stroke.
2 13 16 17 18 17 10 21 20 27 29 29 16
1 6 8 6 6 7 4 7 8 3 2 1 1
0 16 11 9 8 8 5 12 8 3 2 1 1
2 Can you make use of transport alone?
2 11 14 16 20 17 10 17 13 20 24 23 14
1 4 10 6 2 5 3 8 13 8 7 7 2
0 20 11 10 10 10 6 15 10 5 2 1 2
3 Are you able to do your own shopping?
2 7 8 10 15 14 7 13 14 15 21 21 13
1 5 8 9 4 4 4 8 5 9 8 5 2
0 23 19 13 13 14 8 19 17 9 4 5 3
4 Do you cook your own food?
2 7 9 10 15 12 8 13 13 16 19 19 11
1 4 6 6 4 7 3 6 7 9 9 6 2
0 24 20 16 13 13 8 21 16 8 5 6 5
5 Do you do housework?
2 7 9 9 15 11 8 13 12 15 17 19 10
1 5 6 7 4 8 5 6 8 9 11 7 3
0 23 20 16 13 13 6 21 16 9 5 5 5
6 Medication by yourself?
2 9 12 13 17 16 8 12 12 17 17 20 12
1 5 5 4 3 3 3 8 12 9 9 5 1
0 21 18 15 12 13 8 20 12 7 7 6 5
7 Do you do your own housekeeping/finance?
2 9 10 11 15 13 7 12 12 15 15 19 11
1 4 5 6 4 6 4 7 9 8 8 4 1
0 22 20 15 13 13 8 21 15 10 10 8 6
8 Is somebody helping you with transport, finance and housekeeping?
2 7 6 9 11 10 6 12 12 11 15 17 5
1 8 12 10 10 10 5 7 11 15 14 8 7
0 20 17 13 11 12 8 21 13 7 4 6 6
9 Who assists?
Relatives 11 15 16 16 15 7 11 16 18 16 15 5
Institution/ 23 12 9 8 9 8 29 13 6 5 7 5
community
services
Independent 1 7 7 8 8 4 7 9 12 9 8
onwards, although indicating a higher risk of falls for both probably the reduced velocity was a strategy adopted in order
groups [15, 23]. Although relatively few falls were reported in to maintain balance while doing a complex task [36] and also
this study (n ¼ 8), the reduced balance underlines the an effect of ageing.
importance of focusing on preventing falls among the stroke Performance of the activities of daily living (BI) seemed
population [33, 34]. The most effective interventions may be stable during the whole period from 3 months onwards
exercise, in order to maintain the ability to keep one’s (Table IV). This independence was a pre-requisite for living at
balance, but others are nutrition, adaptations of the environ- home, as the majority still were. The regular exercise at the
ment, proper light conditions and the use of assistive devices long-term follow-up may be one explanatory factor for
[34, 35]. The mobility scores (TUG) highlight an observed independent living [3, 30, 37]. However, many of the
reduced velocity (Table IV). The reduction in velocity might participants received help with transport, finance and house-
be explained by the reduced motor function (Table III), but keeping (Table VI). The help was equally divided between
relatives and community services, indicating that many follow-up study. It underlines the difficulties of making
persons with stroke, despite relatively good physical longitudinal studies in this population. The impact of the
functioning, needed some help with performing I-ADL. stroke on the patient, the complexity of the stroke condition
The dependence on help and support from the family is in with disability, fatigue and often a need for help in the
line with other recent reports on stroke [29]. However, performance of the personal and instrumental activities
compared to the healthy elderly, those with stroke were more of daily living, complicate the long-term follow-up studies
dependent. This dependence in the performance of I-ADL [1, 4, 44]. A follow-up procedure over several years in a
may indicate that persons with stroke perceive themselves as population of elderly and disabled persons is bound to
less healthy [38]. experience drop out for several reasons and so did this study.
There were no significant differences between the groups Approximately 50% of the study population was captured for
in total scores on the BI (p ¼ 0.3), MAS (p ¼ 0.4), BBS follow-up and did return to the hospital for testing. This
(p ¼ 0.1), TUG (p ¼ 0.08), 6MWT (p ¼ 0.1) or in bilateral relatively low percentage weakens the power of the results
grip strength (affected hand, p ¼ 0.8; non-affected hand, and the results must be seen in the light of these weaknesses.
p ¼ 0.9), indicating that both groups were performing equally However, 17% of the participants reported that they
well 4 years post-stroke (Tables III and IV). These results experienced little or no problems after the initial stroke and
confirm the earlier observations and underline the importance did not want to participate in the last follow-up test after
of follow-up testing to motivate and sustain physical activity 4 years. One may speculate whether these 17% would have
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patterns [3–5]. However, compulsory exercises, as initiated strengthened the positive outcomes of the study, if their
and followed up by the physiotherapist in the intensive results had been included. Furthermore, the reduced mortality
exercise group, added no benefits to the maintenance of reported in this study indicates an influence of a positive input
functional performance. Rather to the contrary, the results of follow-up procedures for persons with stroke.
indicate the importance of the individual’s self-control/
determination to make progress after rehabilitation. Conclusion
It was noted that the intensive exercise group experienced a
more reduced HRQoL compared to the control group and one This longitudinal follow-up study shows that persons with
might speculate whether this was influenced by the compul- stroke in two different groups with exercise regimes during
sory regime of exercises [3]. The compulsory regime may be the first year after stroke had a relatively active lifestyle
4 years following the acute incident, contrary to other studies.
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