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Article 13. Mitigating Circumstances – the following i. Uncontrollable fear (Art. 12, par.

6)
are mitigating circumstances:
Paragraphs 1 and 2 of article 12 cannot give place
1. Those mentioned in the preceding chapter, to mitigation, according to the Supreme Court of
when all the requisites necessary to justify Spain, the mental condition of a person is invisible,
the act or to exempt from criminal liability there is no middle ground between sanity and
in the respective cases are not attendant. insanity, between presence and absence of
2. That the offender is under 18 years of age intelligence.
or over 70 years. In the case of the minor,
he shall be proceeded against in If the offender is suffering from illness which would
accordance with the provisions of Article diminish the exercise of his willpower, without
80. however depriving him of consciousness of his acts,
3. That the offender had no intention to and it is considered a mitigation under paragraph 9
commit so grave a wrong as that article 13.
committed.
One who is suffering from mental disease without
4. That sufficient provocation or threat on the
however depriving one of consciousness of one’s
part of the offended party immediately
act may be given the benefit of that mitigating
preceded the act.
circumstance.
5. That the act was committed in the
immediate vindication of a grave offense to WHEN ALL THE REQUISITES NECESSARY TO
that one committing the felony, his spouse, JUSTIFY THE ACT ARE NOT ATTENDANT.
ascendants, descendants, legitimate,
natural or adopted brothers or sisters, or 1. Incomplete self-defense, defense of
relatives by affinity within the same relatives, and defense of stranger.
degrees. - Unlawful aggression must be present,
6. That of having acted upon an impulse so being an indispensable requisite.
powerful as naturally to have produced - Absent is either one or both of the last
passion or obfuscation. two requisites.
7. That the offender had voluntarily
surrendered himself to a person in Paragraph 1 of Article 13 is only applicable when
authority or his agents, or that he had unlawful aggression is present but the other two
voluntarily confessed his guilt before the requisites are not present in any of the cases
court prior to the presentation of the referred to in Article 11 par 1, 2 and 3.
evidence for the prosecution.
8. That the offender is deaf and dumb, blind, Article 13, paragraph 1, applies only when there is
or otherwise suffering some physical an unlawful aggression, but the other two requisites
defect which thus restricts his means of are not present.
action, defense, or communication with his When two of the three requisites mentioned therein
fellow beings. are present, the case must not be considered as
9. Such illness of the offender as would one in which an ordinary or generic mitigating
diminish the exercise of the willpower of circumstance is present, it should be considered a
the offender without however depriving him privileged mitigating circumstance referred to in
of consciousness of his acts. Article 69.
10. Any other circumstances of a similar
nature and analogous to those above- SELF-DEFENSE there was unlawful aggression on
mentioned. the part of the deceased, the means employed to
prevent or repel it was reasonable, but the one
PARAGRAPH 1: making a defense gave a sufficient provocation, he
Those mentioned in the preceding chapter, when all is entitled to a privileged mitigating circumstance,
the requisites necessary to justify the act or to majority of the conditions required to justify the act
exempt from criminal liability in the respective cases is present.
are not attendant. DEFENSE OF A RELATIVE there was an unlawful
CIRCUMSTANCES OF JUSTIFICATION OR aggression on the part of the deceased, the one
EXEMPTION WHICH MAY GIVE PLACE TO defending the relative used unreasonable means to
MITIGATION prevent or repel it, he is entitled to a privileged
mitigating circumstance.
The circumstances of justification, may give place to
mitigation because not all the requisites necessary When there is an unlawful aggression on the part of
to justify the act or to exempt from criminal liability the deceased without sufficient provocation by the
in the respective cases are: defendant, but the latter uses means not reasonably
necessary, there is incomplete self-defense on the
a. Self-defense (Art. 11, par. 1) part of the defendant, it is considered as a
b. Defense of relative (Art. 11, par. 2) privileged mitigating circumstance.
c. Defense of stranger (Art. 11, par. 3)
d. State of necessity (Art. 11, par. 4) 2. Incomplete justifying circumstance of
e. Performance of duty (Art. 11, par. 5) avoidance of greater evil or injury.
f. Obedience to order of superior (Art. 11, - Avoidance of greater evil or injury is a
par. 6) justifying circumstance if all the three
g. Minority above 15 but below 18 years of requisites mentioned in par 4 article
age (R.A. No. 9344) 11 are present.
h. Causing injury by mere accident (Art.12,
par. 4)
3. Incomplete justifying circumstance of PARAGRAPH 2.
performance of duty.
- There are two requisites that must be That the offender is under 18 years of age or over
present in order that the circumstance 70 years. In the case of the minor, he shall be
in article 11 par 5, may be taken as a proceeded against in accordance with the
justifying one. provisions of Article 80.
a. Accused acted in the
Offender under 18 years of age is entitled to a
performance of a duty or in the
mitigating circumstance of minority is deemed
lawful exercise of a right or office.
repealed by the provisions of R.A. No. 9344
b. Injury caused or offense
declaring a child above 15 years but below 18 of
committed be the necessary
age shall be exempt from criminal liability unless he
consequence of the due
or she has acted with discernment.
performance of such duty or the
lawful exercise of such right or An offender over 15 or over but under 18 years of
office. age is entitled only to the benefits provided under
4. Incomplete justifying circumstance of RA no. 9344 or Juvenile Justice and Welfare Act,
obedience to an order. such offender may be exempt from criminal liability
if he/she acted without discernment.
WHEN ALL THE REQUISITES NECESSARY TO
EXEMPT FROM CRIMINAL LIABILITY ARE NOT If such offender acted with discernment, such child
ATTENDANT in conflict with the law shall undergo diversion
programs.
1. Incomplete exempting circumstance of
minority over 15 and under 18 years of DIVERSION – alternative, child appropriate process
age. of determining the responsibility and treatment of a
a. Offender is over 15 and under 18 child in conflict with the law on the basis of his/her
years of age. social, cultural, economic, psychological, or
b. Does not act with discernment. educational background without resulting to formal
court proceedings.
Minor over 15 and under 18 acted with discernment,
he is entitled only to a mitigating circumstance, DIVERSION PROGRAM – program that the child in
because not all the requisites necessary to exempt conflict with the law is required to undergo after
from criminal liability are present. he/she is found responsible for an offense without
resorting to formal court proceedings.
2. Incomplete exempting circumstance of
accident. SYSTEM OF DIVERSION:
a. Performing a lawful act.
b. With due care. a. Imposable penalty for the crime committed
c. Causes an injury to another by mere is not more than six years of imprisonment.
accident. - Local Councils for Protection of
d. Without fault or intention of causing it. Children shall conduct a mediation,
family conferencing and conciliation,
If the second requisite and the 1st part of the fourth and where appropriate, adopt
requisite are absent, punishes a felony by indigenous modes of conflict
negligence or imprudence. resolution in accordance with the best
interest of the child.
There is mitigating circumstance, because the
- The child and his/her family shall be
penalty is lower than that provided for intentional
present in these activities.
felony.
b. Victimless crimes, is not more than six
If the first requisite and 2nd part of the fourth years of imprisonment, shall meet the child
requisite are absent, because the person committed and his/her parents or guardians for the
an unlawful act and had the intention of causing the development if the appropriate diversion
injury, it will be an intentional felony. and rehabilitation program.
c. Exceeds six years imprisonment, diversion
3. Incomplete exempting circumstance of measures may be resorted to only by the
uncontrollable fear. court.
a. Threat which caused the fear was of
an evil greater than, or at least equal CONFERENCING, MEDIATION AND
to, which he was required to commit. CONCILIATION
b. It promised an evil of such gravity and
A child in conflict with the law may undergo
imminence that an ordinary person
conferencing, mediation and conciliation outside the
would have succumbed to it.
criminal justice system.
(uncontrollable)
Contract of diversion may be entered into during
If only one of these requisites is present, there is
such conferencing, mediation or conciliation
only a mitigating circumstance.
proceedings.
“When there are two or more mitigating
CONTRACT OF DIVERSION
circumstances and no aggravating circumstance
are present, the court shall impose the penalty next If during the conferencing, etc. the child voluntarily
lower to that prescribed by law, in the period that it admits the commission of the act, a diversion
may deem applicable, according to the number and program shall be developed.
nature of such circumstance.”
Such admission shall not be used against the child THE WEAPON USED, THE PART OF THE BODY
in any subsequent judicial, quasi-judicial or INJURED, THE INJURY INFLICTED, AND THE
administrative proceedings. MANNER IT IS INFLICTED MAY SHOW THAT
THE ACCUSED INTENDED THE WRONG
The local social welfare and development officer COMMITTED
shall supervise the implementation of the diversion
program. 1. Intention must be judged by considering
the weapon used, the injury inflicted, and
The child present himself/herself to the competent his attitude of the mind when the accused
authorities that imposed the diversion program at attacked the deceased. When the accused
least once a month for reporting and evaluation of used a heavy club in attacking the
the effectiveness of the program. deceased, followed some distance, without
giving him an opportunity to defend
Punong Barangay handling the case shall, within
himself, he intended to do exactly what he
three days from determination of absence of
did and must be held responsible for the
jurisdiction over the case or termination of the
result, without the benefit of this mitigating
diversion proceedings as the case may be, forward
circumstance.
the records of the case to the law enforcement
officer, prosecutor or the appropriate court, as the ARTICLE 13, PARAGRAPH 3 IS NOT
case may be. APPLICABLE WHEN THE OFFENDER
EMPLOYED BRUTE FORCE
The law enforcement officer shall forward the
records of the case to the prosecutor or judge “My only intention was to abuse her, but when she
concerned for the conduct of inquest and/or tried to shout, I covered her mouth and choked her
preliminary investigation. and later I found out that because of that she died.”
THE OFFENDER IS OVER 70 YEARS OF AGE IS It is easy for the accused to say that he had no
ONLY A GENERIC MITIGATING CIRCUMSTANCE intention to do great harm, but he knew that the girl
was very tender in age (6 years old), weak in body,
RA No, 9346 prohibiting the imposition of the death
helpless and defenseless.
penalty.
It is the intention of the offender at the moment
Offender is over 70 years of age had the effect of a
when he is committing the crime which is
privileged mitigating circumstance:
considered.
1. When he committed an offense punishable
Article 13, paragraph 3 “addresses itself to the
by death, that the penalty shall not be
intention of the offender at the particular moment
imposed.
when he executes or commits the criminal act, not
2. When the death sentence is already
to his intention during the planning stage.”
imposed, it shall be suspended and
commuted. LACK OF INTENTION TO COMMIT SO GRAVE A
WRONG, MITIGATING IN ROBBERY WITH
BASIS OF PARAGRAPH 2: diminution of
HOMICIDE
intelligence, a condition of voluntariness.
The mitigating circumstance of lack of intent to
PARAGRAPH 3
commit so grave a wrong may be appreciated
That the offender had no intention to commit so favorably in robbery with homicide.
grave a wrong as that committed.
The accused were aware that the deceased was
- When the facts proven show that behind the door and would be hurt, and there is no
there is a notable and evident clear showing that they ever desired to kill the
disproportion between the means deceased as they sought to enter the house to
employed to execute the criminal act retaliate against the male occupants or commit
and its consequence. robbery.

INTENTION BEING AN INTERNAL STATE, MUST NOT APPRECIATED IN MURDER QUALIFIED BY


BE JUDGED BY EXTERNAL ACTS TREACHERY

INTENTION as an internal act, proportion of the Lack of intention to commit so grave a wrong is not
means employed by him and by the fact that the act appreciated where the offense committed is
was not aimed at a vital part of the body. characterized by treachery.

It may be deduced from the proven facts that the LACK OF INTENT TO KILL, NOT MITIGATING IN
accused had no intent to kill the victim, when he PHYSICAL INJURIES.
realized the fearful consequences of his felonious
Crime against persons who do not die as a result of
act, he allowed the victim to secure medical
the assault, the absence of the intent to kill reduces
treatment at the municipal dispensary.
the felony to mere physical injuries, but it does not
Means employed as being sufficient to produce the constitute a mitigating circumstance under article
evil which resulted, that he intended the natural 13, paragraph 3.
consequence of his act and he is not entitled to the
benefit of the mitigating circumstance of lack of
intention to commit a wrong as that committed.
NOT APPLICABLE TO FELONIES BY circumstance, the deceased from the moment he
NEGLIGENCE fled did not give any provocation for the accused to
pursue and to attack him.
In felonies through negligence, the offender acts
without intent. The intent in intentional felonies is PROVOCATION MUST BE IMMEDIATE TO THE
replaced by negligence, imprudence, lack of COMMISSION OF THE CRIME.
foresight or lack of skill in culpable felonies.
Between the provocation by the offended party and
In felonies through negligence, there is no intent on the commission of the crime by the person
the part of the offender which may considered as provoked, there should not be any interval of time.
diminished.
The law states that the provocation “immediately
Unintentional abortion, any person who by violence preceded the act.”
shall cause the killing of the fetus in the uterus or
the violent expulsion of the fetus, causing its death When there is an interval of time between the
but unintentionally. provocation and the commission of the crime, the
conduct of the offended party could not have
Mitigating circumstance that the offender did not excited the accused to the commission of the crime.
intend to commit so grave a wrong as that
committed was not appreciated in cases of Provocation given by an adversary at the
defamation or slander. commencement and during the first stage of a fight
cannot be considered as mitigating where the
BASIS OF PARAGRAPH 3: intent, an element of accused pursued and killed the former while fleeing,
voluntariness in intentional felony is diminished. and the deceased, from the moment he had fled
after the first stage of the fight to the moment he
PARAGRAPH 4 died.
That sufficient provocation or threat on the part of THREAT IMMEDIATELY PRECED THE ACT
the offended party immediately preceded the act.
Threat should not be offensive and positively
PROVOCATION any unjust or improper conduct or strong, threat to inflict real injury is an unlawful
act of the offended party, capable of exciting, aggression which may give rise to self-defense.
inciting or irritating any one.
BASIS OF PARAGRAPH 4: diminution of
REQUISITES: intelligence and intent.
1. Provocation must be sufficient. PARAGRAPH 5
2. Must originate from the offended party.
3. The provocation must be immediate to the That the act was committed in the immediate
act; to the commission of the crime by the vindication of a grave offense to that one
person who is provoked. committing the felony, his spouse, ascendants,
descendants, legitimate, natural or adopted
PROVOCATION MUST BE SUFFICIENT brothers or sisters, or relatives by affinity within the
same degrees.
“Sufficient” means adequate to excite a person to
commit the wrong and must accordingly be REQUISITES:
proportionate to its gravity.
1. There be a grave offense done to the one
Whether a provocation is sufficient, act constituting committing the felony, his spouse,
the provocation, social standing of the person ascendants, descendants, legitimate,
provoked, place and time when the provocation is natural or adopted brothers or sisters, or
made. relatives by affinity within the same
degrees.
PROVOCATION MUST ORIGINATE FROM THE
2. Felony is committed in vindication of such
OFFENDED PARTY
grave offense. A lapse of time is allowed
Reason for the requirement is that the law says that between the vindication and the doing of
the provocation is “on the part of the offended the grave offense.
party.”
Applies to grave offense committed against
Sufficient provocation as a requirement of surviving spouse of deceased relative.
incomplete self-defense is different from sufficient
A LAPSE OF TIME IS ALLOWED BETWEEN THE
provocation as a mitigating circumstance.
GRAVE OFFENSE AND THE VINDICATION.
Element of self-defense, it pertains to its absence
“Immediate” – proxima (Spanish text)
on the part of the person defending himself.
The influence thereof, by reason of its gravity and
Mitigating circumstance, it pertains to its presence
the circumstance under which it was inflicted, lasted
on the part of the offended party.
until the moment the crime was committed.
- The provocation by the deceased in
the first stage of the fight is not a
mitigating circumstance when the
accused killed him after he had fled.

Provocation given by the deceased at the


commencement of the fight is not a mitigating
PROVOCATION FROM VINDICATION: THE ACT OF THE OFFENDED PARTY MUST BE
UNLAWFUL OR UNJUST
1. PROVOCATION is made directly to the
person committing the felony. The crime committed by the accused must be
VINDICATION, the grave offense may be provoked by prior unjust or improper acts of the
committed also against the offender’s injured party.
relatives mentioned by the law.
2. VINDICATION, offended party must have Exercise of a right or fulfillment of duty is nor proper
done a grave offense to the offender or his source of passion or obfuscation.
relatives mentioned by the law.
The act must be sufficient to produce such a
PROVOCATION, the cause that brought
condition of mind.
about the provocation need not be a grave
offense. No mitigating circumstance of passion or
3. PROVOCATION, it is necessary that the obfuscation when more than 24 hours elapsed
provocation or threat immediately between the alleged insult and the commission of
preceded the act, no interval of time the felony or if several hours passed between the
between the provocation and the cause of passion or obfuscation and the
commission of the crime. commission of the crime, or when at least half an
VINDICATION, the vindication of the grave hour intervened between the previous fight and
offense may be proximate, which admits of subsequent killing of the deceased by the accused.
an interval of time between the grave
offense done by the offended party and the The act producing the obfuscation must not be far
commission of the crime by the accused. removed from the commission of the crime by a
considerable length of time, during which the
It concerns the honor of a person, an offense which accused might have recovered his equanimity.
is more worthy of consideration than mere spite
against the one giving the provocation or threat. The defense must prove that the act which
produced passion or obfuscation took place at a
Having in mind the social standing of the person, time not far removed from the commission of the
the place, and the time when the insult was made. crime.
The provocation should be proportionate to the For the circumstance to exist, it is necessary that
damage caused by the act and adequate to stir one the act which gave rise to the obfuscation be not
to its commission. removed from the commission the offense by a
considerable length of time, during which period the
BASIS OF PARAGRAPH 5: diminution of the
perpetrator might recover his normal equanimity.
condition of voluntariness.
The crime committed must be the result of a sudden
Vindication of a grave offense incompatible with
impulse of natural and uncontrollable fury.
passion or obfuscation.
Obfuscation cannot be mitigating in a crime which
PARAGRAPH 6
was planned and calmly mediated or if the impulse
That of having acted upon an impulse so powerful upon which the accused acted was deliberately
as naturally to have produced passion or fomented by him for a considerable period of time.
obfuscation.
Passion and obfuscation may build up and
REQUISITES: strengthen them over time until it can no longer be
repressed and will ultimately motivate the
1. Accused acted upon an impulse. commission of the crime.
2. Impulse must be so powerful that it
naturally produced passion or obfuscation Passion and obfuscation is not mitigating when the
in him. accused acted in a spirit of lawlessness.

Causes naturally producing in a person powerful To be considered as a mitigating circumstance,


excitement, he loses his reason and self-control, passion or obfuscation mist arise from lawful
thereby diminishing the exercise of his will power. sentiments and not from spirit of lawlessness or
revenge or from anger and resentment.
Passion or obfuscation may constitute a mitigating
circumstance only when the same arose from lawful BASIS OF PARAGRAPH 6: offender who acts with
sentiments. passion or obfuscation suffers diminution of his
intelligence and intent.
There is no mitigating circumstance when:
Passion or obfuscation compatible with lack of
1. There be an act, both unlawful and intention to commit so grave a wrong.
sufficient to produce such a condition of
mind. Vindication or obfuscation cannot be considered
2. Said act which produced the obfuscation when the person attacked is not the one who gave
was not far removed from the commission cause therefor.
of the crime by a considerable length of
PASSION AND OBFUSCATION CANNOT CO-
time, during which the perpetrator might
EXIST WITH EVIDENT PREMEDITATION
recover his normal equanimity.
The essence of premeditation is that the execution
of the criminal act must be preceded by calm
thought and reflection upon the resolution to carry
out criminal intent during the space of time sufficient himself up, he is entitled to the benefit of this
to arrive at a composed judgment. circumstance, even if he was placed under arrest by
a policeman then and there.
PASSION AND OBFUSCATION DISTINGUISHED
FROM IRRESISTABLE FORCE The accused who ran to the municipal building after
the commission of the crime had the intention or
1. Passion or obfuscation is a mitigating desire to surrender.
circumstance, irresistible force is an
exempting circumstance. When the accused surrendered only after the
2. Passion or obfuscation cannot give rise to warrant of arrest had been served upon him, it is
an irresistible force, irresistible force not mitigating.
requires physical force.
3. Passion or obfuscation, is in the offender THE SURRENDER MUST BE MADE TO A
himself. Irresistible force must come from a PERSON IN AUTHORITY OR HIS AGENT
third person.
“A person in authority” one directly vested with
4. Passion or obfuscation must arise from
jurisdiction, a public officer who has the power to
lawful sentiments, irresistible force is
govern and execute the laws whether as an
unlawful.
individual or as a member of some court or
PASSION OR OBFUSCATION DISTINGUISHED governmental corporation, board or commission.
FROM PROVOCATION
“Agent of a person in authority” person, who, by
1. Provocation comes from the injured party, direct provision of the law, or by election or by
passion or obfuscation is produced by an appointment by competent authority, is charged
impulse which may be caused by with the maintenance of public order and the
provocation. protection and security of life and property and any
2. Provocation must immediately precede the person who comes to the aid of persons in
commission of the crime, passion or authority.
obfuscation, the offense which engenders
Voluntary surrender to commanding officer of the
perturbation of mind need not be
accused is mitigating because the commanding
immediate.
officer is an agent of a person in authority.
3. The effect is the loss of reason and self-
control on the part of the offender. What the law considers as mitigating I the voluntary
surrender of the accused before his arrest, showing
PARAGRAPH 7
either his acknowledgement of his guilt or an
That the offender had voluntarily surrendered intention to save the authorities from the trouble and
himself to a person in authority or his agents, or that expense that his search and capture would require.
he had voluntarily confessed his guilt before the
A surrender to be voluntary must be spontaneous,
court prior to the presentation of the evidence for
showing the intent of the accused to submit himself
the prosecution.
unconditionally to the authorities either:
TWO MITIGATING CIRCUMSTANCES:
1. Because he acknowledges his guilt.
1. Voluntary surrender to a person in 2. Because he wishes to save them the
authority or his agents. trouble and expenses necessarily incurred
2. Voluntary confession of guilt before the in his search and capture.
court prior to the presentation of evidence
REQUISITES OF PLEA OF GUILTY
for prosecution.
1. Offender spontaneously confessed his
REQUISITES OF VOLUNTARY SURRENDER:
guilt.
1. Offender had not been actually arrested. 2. The confession of guilt was made in open
2. Offender surrendered himself to a person court, that is, before the competent court
in authority or to the latter’s agent. that is to try the case.
3. The confession of guilt was made prior to
REQUISITES FOR INVOLUNTARINESS the presentation of evidence for the
prosecution.
Voluntary surrender to be appreciated, there must
be spontaneous in such a manner that it shows the BASIS OF PARAGRAPH 7: voluntary surrender
interest of the accused to surrender unconditionally and plea of guilt is the lesser perversity of the
to the authorities, either because he acknowledged offender.
his guilt or because he wishes to save them the
trouble and expenses necessarily incurred in his PARAGRAPH 8
search and capture.
That the offender is deaf and dumb, blind, or
NOT MITIGATING WHEN DEFENDANT WAS IN otherwise suffering some physical defect which thus
FACT ARRESTED restricts his means of action, defense, or
communication with his fellow beings.
There was no voluntary surrender if the warrant of
arrest showed that the defendant was in fact Accused is deaf and dumb. He is entitled to the
arrested. mitigating circumstance.

Where a person, after committing the offense and Physical defect must restrict means of action,
having opportunity to escape, voluntarily waited for defense, or communication with fellow beings.
the agents of the authorities and voluntarily gave
Physical defect, such as being armless, cripples, or
a stutterer, whereby his means to act, defend
himself or communicate with his fellow beings are
limited.

BASIS OF PARAGRAPH 8: considers the fact that


one suffering from physical defect, does not have
complete freedom of action and there is a
diminution of that element of voluntariness.

PARAGRAPH 9

Such illness of the offender as would diminish the


exercise of the willpower of the offender without
however depriving him of consciousness of his acts.

REQUISITES:

1. Illness of the offender must diminish the


exercise of his will-power.
2. Such illness should not deprive the
offender of consciousness oh his acts.

When the offender completely lost the exercise of


will-power, it may be an exempting circumstance.

Foregoing legal provision refers only to diseases of


pathological state that trouble the conscience or
will.

BASIS OF PARAGRAPH 9: there is a diminution of


intelligence and intent.

PARAGRAPH 10

Any other circumstances of a similar nature and


analogous to those above-mentioned.

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