CURRICULUM VITAE

HENRY ETZKOWITZ

Address: 1736 Oak Creek Drive, Palo Alto CA 94304 USA

Nationality: US

Tel: 001 646 701 2695

Email: henry.etzkowitz@stanford.edu; h.etzko@googlemail.com

EDUCATION:

University of Chicago, History, B.A. 1962

New School for Social Research, Sociology, Ph.D. 1969

University of Michigan, Survey Research, Summer 1983

Post-doctoral work: Sociology of Science, Columbia University, 1983-1985 (with

R.K. Merton)

RESEARCH INTERESTS:
Triple Helix (University-Industry-Government Relations)

Women and Minorities in Science, Technology and Innovation

Entrepreneurial University

Science, Technology and Society

Innovation Policy

POSITIONS:

Visiting professor, Science, Technology and Society Program (STS), Stanford

University, USA, 2010 -
 President, Triple Helix Association (THA) - International Triple
Helix Institute (ITHI)

Visiting Professor, Birkbeck, University of London, UK

Faculty Research Fellow, Stanford University, Michelle R. Clayman Institute for

Gender Research, 2009-2010

Visiting Professor, Edinburgh University Business School, Centre for

Entrepreneurship Research, 2008-

Visiting Professor in Executive Education, Kennedy School, Harvard University,

2006-

Chair, Management of Innovation, Creativity and Enterprise and Director of Triple

Helix Research Group, Newcastle University Business School, 2005 - 2009.

Visiting Professor, Department of Technology and Society, School of Engineering

and Applied Sciences, Stony Brook University (State University of New York),
2005-

Visiting Scholar, Office of Technology Licensing, Stanford University, Spring 2005

Asst., then Associate Professor of Sociology, State University of New York,

Purchase, 1972-2005

Visiting Professor, Research Policy Institute, Lund University, Summer, 2003

Visiting Professor, University of Rio Grande do Sul, Porto Alegre, Brazil, Summer
2002

Research Professor, School of Management, Rensselaer Polytechnic Institute, 1988-

1994

Visiting Professor of Sociology, University of Colorado, Boulder, Spring, 1982

Assistant Professor of Sociology, Washington University, St. Louis, 1969-1972

Peace Corps Volunteer, Bornu Secondary School, Maiduguri, Nigeria, 1962-64.

HENRY ETZKOWITZ PUBLICATIONS

JOURNAL ARTICLES:

Etzkowitz H., Silicon Valley at risk? Sustainability of a global innovation icon: An

introduction to the Special Issue. Social Science Information. 52(4), 515 538, 2013.
Etzkowitz H.,
entrepreneurial culture Social Science Information. 52(4), 605 627, 2013.

Etzkowitz, H and Zhou C. Developing venture capital systems beyond the economic
capital concept. Journal of Knowledgebased Innovation in ChinaForthcoming, Vol. 4,
No.3, p189-202, 2013.

Etzkowitz, H. Triple helix clusters: boundary permeability at university industry

government interfaces as a regional innovation strategy. Environment and Planning C:
Government and Policy 30(5) 766-779. 2012.

Etzkowitz, H. An innovation strategy to end the second great depression. European

Planning Studies20 (9), 2012.

Etzkowitz, H and Ranga, M. The great expectations: the innovation solution to the
contemporary economic crisis. European Planning Studies20 (9), 2012.

Etzkowitz, H, Ranga, M and Dzisah J. Wither the university? The Novum Triviumand
the transition from industrial to knowledge society. Social Science Information 51(2),
2012.

Almeida, M C, Mello, J M C and Etzkowitz, H. Social innovation in a developing

Journal of Technology and Globalisation, 6, 206-224, 2012.

Etzkowitz, H., Svensson, P and Klofsten M. A knowledgebased strategy for renewing a

declining industrial city: the Norrköping Way. European Planning Studies. 20 (4) 505-
525, 2012.

Convergence of Science Parks, Centres and Clusters: From Creative Destruction to

Creative Reconstruction in a Triple Helix Regime International Journal of

Technoentrepreneurship, 2011.

Normative Change in Science and the Birth of the Triple Helix, Social Science
Information, 2011.

Box (with Ranga), Brussels Economic Review. 2011.

The Triple Helix: Science, Technology and the Entrepreneurial Spirit. Journal of
Technology Management in China, 2011

A Knowledge-Based Strategy for Renewing a Declining Industrial City: The

Norrköping Way (with Svensson and Klofsten) European Planning Studies, 2011.

Innovating our way out of the economic crisis (with Ranga) Special Issue of European
Planning Studi
policy and practice
The Gender Revolution in Science (with Gupta and Kemelgor), Journal of International
Affairs, 2010.

Athena in the World of Techne: The Gender Dimension of Technology, Innovation and
Entrepreneurship (with Ranga), Journal of Technology Management and Innovation,
2010.

Polyvalent Knowledge and the Entrepreneurial University: A Third Academic

Revolution? (with Viale), Critical Sociology 36: 4, July 2010.

Industry and Higher Education, August 2010.

Maybe they can? University technology transfer offices as regional growth engines
(with Goktepe), International Journal of Technology Transfer and Commercialisation
9(1-2): 166-181, 2009.

A Trans- s Role in Innovation: Picking Winners

Revisited (with Ranga), Science and Public Policy 36 (10): 799-808, 2009.

Unity and Diversity in High-tech Growth and Renewal: Learning from Boston and
Silicon Valley (with Dzisah), European Planning Studies 16 (8): 1009-1024, 2008.

Building the Entrepreneurial University: A Global Perspective (with Zhou), Science and
Public Policy 35 (9): 627-635, 2008.

Pathways to the Entrepreneurial University: Towards a Global Convergence (with

Ranga, Benner, Guaranys, Maculan and Kneller), Science and Public Policy 35 (9):
781-695, 2008.

Transforming Triple Helix University-Government-Industry Relations (with Lu),

Journal of Technology Management in China 3 (1): 5-11, 2008.

Triple Helix Circulation: the Heart of Innovation and Development (with Dzisah),
International Journal of Technology Management & Sustainable Development 7 (2):
101-115, 2008.

Gender Patterns in Technology Transfer: Social innovation in the making? (with

Ranga), Research Global, 4-5, 2008

Professors of Practice and the Entrepreneurial University (with Dzisah), International

Higher Education 49: 10-11, 2008.

University-Industry-Government Interaction: the Triple Helix Model for Innovation

(with Dzisah, Ranga and Zhou), Asia-Pacific Tech Monitor 24 (1): 14-23, 2007.

The Athena Paradox: Bridging the Gender Gap in Science, Journal of Technology
Management and Innovation 2(1): 1-3, 2007.
 conomy, Parliamentary Monitor,
July/August 2006.

The new visible hand: an assisted linear model of science and innovation policy,
Science and Public Policy 33 (5): 310-320, 2006.

Minerva, 44 (2): 185-199, 2006.

Triple Helix Twins: Innovation and Sustainability (with Zhou), Science and Public
Policy 33 (1): 77-83, 2005.

-
of a triple helix (with Mello and Almeida), Research Policy 34 (4): 411-424, 2005.

The Innovating Region: Towards a theory of knowledge based regional development

(with Klofsten), Research Management 35 (3): 243-255, 2005.

Triple Burden on Women in Science (with Gupta, Fuchs and Kemelgor), Current Science
89 (8): 1382-1386, 2005.

Counter-cyclical Venture Capital, Technology Analysis and Strategic Management, 17

(1): 73-87, 2005.

The Evolution of the Entrepreneurial University, International Journal of Technology

and Globalisation, 1 (1): 64-77, 2004.

The Rise of a Triple Helix Culture: Innovation in Brazilian economic and social
development (with Mello), International Journal of Technology Management &
Sustainable Development 2 (1): 159-171, 2004.

Innovation, Incubation and Growth, Innovation Matters, April, 2004.

Innovation in Innovation: The Triple Helix of University-Industry-Government

Relations, Social Science Information 42 (3): 293-338, 2003.

The European Entrepreneurial University, Industry and Higher Education, Oct. 2003.
Beyond Humboldt: the entrepreneurial university, the third mission and the triple helix
(with Asplund and Nordman), VEST Journal for Science and Technology Studies, 16
(1), 2003.
Is There a Fourth Helix? (with Leydesdorff), Science and Public Policy, 30 (1): 55-61,
2003.
Public Venture Capital: US Science, Technology and Industrial Policy, SciPolicy, 2003.

-
Research Policy, 32 (1): 109-121, 2003.

Incubation of Incubators: Innovation as a Triple Helix of University-Industry-

Government Networks, Science and Public Policy 29 (2): 115-128, 2002.
Networks of Innovation: Science, Technology and Development in the Triple Helix
Era, International Journal of Technology Management & Sustainable Development,
2002.

Gender Inequality in Science: A Universal Condition? (with Kemelgor), Minerva 39

(2): 239-257, 2001.

Overcoming Isolation: Women's Dilemmas in American Academic Science (with

Kemelgor), Minerva 39 (2): 153-174, 2001.
Information Infrastructure for Healthcare: An Evaluation of a Government-Industry
Technology Development Initiative (with Spivack), Technology Analysis and Strategic
Management, 13 (4): 507-521, 2001.

The Transformation of University-Industry-Government Relations (with Leydesdorff),

Electronic Journal of Sociology 5 (4), www.sociology.org/content/vol005.004/th.html

Networked Research: An EC Model for the U.S.?, Science 292 (5515), 13 April 2001.

The Second Academic Revolution and the Rise of the Entrepreneurial University, IEEE
Technology and Society Magazine, Summer 2001.

The Origin and Evolution of the University Species (with Martin), VEST, 2001.

The Endless Transition: Finding A Social Basis for U.S. Science Policy, SciPolicy,
Spring 2001.

The dynam
university-industry-government relations (with Leydesdorff), Research Policy 29 (2):
109-123, 2000.

Technology Transfer and the Eastern European Transition, Science and Public Policy
27 (4): 230-234, 2000.

S&T human resources: the comparative advantage of the post-socialist countries (with
Muller) Science and Public Policy, August 2000.

The Future of the University and the University of the Future: the Evolution of Ivory
Tower to Entrepreneurial Paradigm (with Webster, Gebhardt and Terra), Research
Policy, 29 (2): 313-330, 2000.

hélice des relations entre université, industrie et gouverneme

Sociologie et Société, August 2000.

Imprenditorialita degli scienziati: conflitto di interessi e cambiamento normativo nella

scienza, Quarderni di Sociologia, 1999.

Public Entrepreneur: the trajectory of United States science, technology and industrial
policy, Science and Public Policy 26 (1): 53-62, 1999.
Failure and Success: Industrial Policy in Latin America and Southeast Asia (with
Brissola), Research Policy 28 (4): 337-350, 1999.

Industrial Policy in Europe and America (with Gulbrandsen), Journal of Technology

Transfer, 1999.

The Norms of Entrepreneurial Science: cognitive effects of the new university-industry

linkages, Research Policy 27 (8): 823-833, 1998.

When Path Dependencies Collide: The Evolution of Innovation Policy in the State of
Rio de Janeiro - Brazil (with Mello and Terra), Science and Public Policy, 1998.

Transition Within the Transition: Industry as a Stimulator of Technology Transfer in

Post-Socialist Countries, (with Müller), EASST Review 17(4): 35-39, 1998.

The Role of Centres in the Collectivisation of Academic Science (with Kemelgor),

Minerva 36 (3): 271-288, 1998.

From Zero-Sum to Value-Added Strategies: The Emergence of "Knowledge-Based

Industrial Policy in the States of the United States", Policy Studies Journal, 1998.

Conflict of Interest and Commitment in Academic Science in the United States Minerva
34 (3): 259-277, 1996.

A Triple Helix of Academic-Industry-Government (with Leydesdorff), Current Science,

1996.

From knowledge flows to the triple helix: The transformation of academic-industry

relations in the USA, Industry & Higher Education, December, 337-342, 1996.

Losing Our Bearings: the Science Policy Crisis in post-Cold War Eastern Europe,
former Soviet Union and USA, Science and Public Policy, Feb. 1996.

The Triple Helix: University - Industry - Government Relations A Laboratory for

Knowledge Based Economic Development (with Leydesdorff), EASST Review 14 (1),
1995.

Inching Toward Industrial Policy: the University's Role in Government Initiatives to

Assist Small Innovative Companies in the U.S. (with Stevens), Science Studies, Dec.
1995.

Beyond the Frontier: The Convergence of Military and Civilian R&D, Science Studies,
Dec. 1994.

Knowledge As Property: The Massachusetts Institute of Technology and the Debate

Over Academic Patent Policy", Minerva, Winter 1994.

The Paradox of Critical Mass for Women in Science (with Kemelgor, Neuschatz, Uzzi
and Alonzo), Science Vol. 266 (5182): 51-54, 1994.
Technology Centers and Industrial Policy: the Emergence of the Interventionist State
Science and Public Policy, May 1994.

The NSF and U.S. Industrial and Science Policy, Science and Technology Policy, Feb.
1993.

Enterprises from Science: The Origins of Science-based Regional Economic

Development, Minerva 31(3): 326-360, 1993.

Athena Unbound: Barriers to Women in Academic Science and Engineering (with

Kemelgor, Neuschatz and Uzzi), Science and Public Policy, June 1992.

Individual Investigators and Their Research Groups, Minerva 30 (1): 28-50, 1992.

Profit from Knowledge: Organizational Innovations and the Evolution of Academic

Norms (with Peters), Minerva 29 (2): 133-166, 1991.

Academic Industry Relations: An International Perspective, Physics World 4 (12): 24-

25, 1991.

Regional Industrial and Science Policy in the United States, Science and Technology
Policy, April 1991. Reprinted in Science and Technology London: The British Library,
1995.

University-Industry Connections and Academic Values (with Peters), Technology in

Society, 1990.

Entrepreneurial Science in the Academy: A Case of the Transformation of Norms,

Social Problems 36 (1): 14-29, 1989.

The Institutionalization of Academic Computer Science (with Peters), Science,

Technology and Human Values 13 (1, 2), 1988.

Photovoltaics in U.S. Technology Policy, Forum for Applied Research and Public
Policy, 1988.

Corporate Induced Disaster: Three Mile Island and the Delegitimation of Nuclear
Power, Humanity and Society, Fall 1984.

Solar Versus Nuclear Energy: Autonomous or Dependent Technology?, Social

Problems, 1984.

Entrepreneurial Scientists and Entrepreneurial Universities in American Academic

Science, Minerva 21 (2-3): 1573-1871, 1983.

The Americanization of Marx: Middletown and Middletown in Transition. Journal of

the History of Sociology (2): 41-57, 1979.

Corporations and the City: Oligopolies and Urbanization (with Mack), Comparative
Urban Research, 1978.
The Life Spiral: Human Needs and Adult Roles (with Stein), Journal of Economic and
Family Issues 14: 434-446, 1978.

Ideology and Educational Utopias: SUNY at Purchase (with Fashing), Liberal

Education 62 (4): 551-6, 1976.

Media, social researchers and the public: linkages of legitimation and delegitimation
(with Mack), American Sociologist 10: 109-112, 1975.

The Male Nurse: Sexual Separation of Labor in Society, Journal of Marriage and the
Family, August 1971.

Sociology and Praxis, Social Theory and Practice, 1971.

Institution Formation Sociology, American Sociologist, May 1970.

Manifesto for Sociologists: Institution Formation-A New Sociology (with Schaflander),

Social Problems, Spring 1968.

BOOKS:

Forging the Knowledge Economy: The Entrepreneurial University Mission (with

Ranga). In development for Harvard University Press.

Gender Dynamics in Science and Technology: The “ Vanish Box” Phenomenon (with
Ranga). Cambridge: Cambridge University Press, forthcoming.

Universities and the Commercialization of Knowledge: New Dimensions for the 21st
Century (with Lundquist, Petroffson, Hersey, Bruun and Graaf). Cambridge: Cambridge
University Press (In Press).

The Age of Knowledge: The Dynamics of Universities, Science and Societies. Ed. (with
Dzisah). Leiden: Brill (2012).

The Capitalization of Knowledge: A Triple Helix of University-Industry-Government.

Ed. (with Viale). Cheltenham: Edward Elgar (2010).

The Triple Helix: University-Industry-Government Innovation In Action London:

Routledge, (2008). Translations: Swedish (2005); Chinese (2005); Portuguese (2009);
Japanese (2010); Russian (2010).

MIT and the Rise of Entrepreneurial Science. London: Routledge (2002). Paperback
(2007)

Athena Unbound: The Advancement of Women in Science and Technology (with

Kemelgor and Uzzi). Cambridge University Press (2000).

Public Venture Capital (with Gulbrandsen and Levitt). New York Harcourt (2000).
Second edition (2001).
Capitalizing Knowledge: New Intersections of Industry and Academia ed. (with
Webster and Healey). SUNY Press (1998).

Transforming Science and Technology Systems - the Endless Transition? Ed. (with
Meske, Mosoni-Fried and Nesvetailov. NATO Science Series 4 (1998).

Universities in the Global Knowledge Economy. Ed. (with Leydesdorff) London:

Continuum. (1997).

The Renascence of Sociological Theory. Ed. (with Glassman). Itasca, Illinois: Peacock
Press. (1991).

Is America Possible? Ed. St. Paul: West Publishing Co. (1974). Second edition (1980).

Ghetto Crisis: Riots Versus Reconciliation (with Schaflander), Boston: Little, Brown
(1969).

BOOK CHAPTERS:

Wither the (Entrepreneurial) University? In: J. B. Powers and E. P. St. John (eds.),
Higher education, commercialization, and university-business relationships in
comparative context. New York: AMS Press. 2012

A Company of their Own: Entrepreneurial Scientists and the Capitalization of

Knowledge. In: The Capitalization of Knowledge: A Triple Helix of University-
Industry-Government. Cheltenham: Edward Elgar 2010.

Creative Reconstruction: A Triple Helix-based Innovation Strategy in Central and

Practice of Triple Helix Model in Developing Countries. Issues and Challenges .

Routledge. 2010.

The Road to Recovery: Investing in Innovation for Knowledge-Based Growth (with

Ranga). In: P. Ahrweiler (ed.): Innovation in complex social systems. London:
Routledge. 2010

The Second Academic Revolution: Rise of the Entrepreneurial University and

Entrepreneurial University,
Cambridge University Press. 2010.

Academic Conflict of Interest. In: Science and Trust Baltimore: Johns Hopkins
University Press. 2010.

Normative Change in Science: From Entrepreneurial Science to Social

Entrepreneurship. In: Measuring the Social Value of Innovation: A Link in the
University Technology Transfer and Entrepreneurship Equation. Libecap, G. (ed.)
Bingley: Emerald. 2009.
The Coming Gender Revolution in Science (with Fuchs, Gupta, Kemelgor and Ranga).
In: The Handbook of Science and Technology Studies (3rd edition), Hackett,
Amsterdamska, Lynch and Wajcman (eds) Cambridge, MA: MIT Press. 2008.

The Triple Helix and the Rise of the Entrepreneurial University. In: Grandin (ed.) Nobel
Foundation Symposium on Science and Industry. Watson Publishing International.
2004.

The Triple Burden: A Cross-cultural analysis of the consequences of discrimination for

women in science (with Gupta, Kemelgor and Fuchs). In: Gender and Excellence in the
Making. Brussels: European Commission Directorate General for Research. 2004.

Public Venture Capital: The Secret Life of US Science Policy. In: Biegelbauer and
Borras (eds) Innovation Policies in Europe and the US: The New Agenda. Hampshire:
Ashgate. 2003.

iversity as Entrepreneur: Why Academia is

the Core Institution of Knowledge-Based Society. In: Fonster mot Framtiden (Visions
of the Future) Stockholm: Ax:son Johnson Foundation. 2003.

El Auge de la Universidad Emprendedora. Iniciativa emprendedora y empresa familiar

, ISSN 1136-9752, Nº. 41, 2003 , 13-33.

The Triple Helix of University – Industry – Government, Working Paper 2002-11,

Stockholm: Institutet för studier av utbildung och forskning (SYSTER). 2002.

Beyond the Endless Frontier: From the Land Grant to the Entrepreneurial University.
In: Wolf, Zilberman (eds) Knowledge Generation and Technical Change. Kluwer:
Dordrecht. 2001.

The Trajectory of U.S. Innovation Policy. In Dresner, Simon and Nigel Gilbert (eds)
The Dynamics of European Science and Technology Policies. London: Ashgate. 2001.

Nano-science and Society. In Societal Implications of Nanoscience, Washington DC

NSF. 2001.

Bridging the Gap: The Evolution of Industry-

Branscomb et.al. (eds) Industrializing Knowledge Cambridge: MIT Press. 2000.

The Evolution of the Entrepreneurial University (with Schuler & Gulbrandsen). In:
Jacob and Hellstrom (eds) The Future of Knowledge Production in the Academy. Milton
Keynes: Open University Press. 2000.

Why are women and minority scientists still treated so badly? In: Campbell et al. (eds)
Access Denied. New York: Oxford University Press. 2000.
Academia Agonistes: The Triple Helix of University-Industry-Government. In: Braun
and Merrien (eds) Towards a new model of governance for Universities London: Jessica
Kingsley. 1999.

Entrepreneurial Science in Mexico as a Development Strategy (with Blum), Sociology

of Science Yearbook, 1997. Dordrecht: Kluwer

Gender Implosion: The Paradox of Critical Mass for Women in Science. In: Nerad (ed.)
Graduate Education in the United States, Garland Publishing. 1997.

The Triple Helix: Academic-Industry-Government Relations in New York. In:

Raymond (ed.) The Technology Link to Economic Development. New York: N.Y.
Academy of Sciences. 1996.

Academic-Industry Relations: A Sociological Paradigm for Economic Development. In:

Leydesdorff and Besselaar (eds) Evolutionary Economics and Chaos Theory London:
Pinter. 1994.

Science as Intellectual Property (with Webster), Sociology of Science Handbook Sage:

1994.

Die Kapitalisierung des Wissens: Die Rolle des Staates und des Wissenschaftlers bei
der Grundung von Wirtschaftsunternehmen. In: Hilpert (ed.) Zwischen Scylla Und
Charybdis?: Zum Problem Staatlicher Politik Und Nicht-Intendierter Konseqwenzen.
Westdeutcher Verlag. 1994.

Barriers to Women in Academic Science and Engineering (with Kemelgor, Neuschatz

and Uzzi). In: Pearson and Fechter (eds) Who Shall Do Science? Baltimore: Johns
Hopkins University. 1994.

Redesigning Solomon's House: The University and the Internationalization of Science

and Business Sociology of Science Yearbook Amsterdam: Kluwer. 1992.

University-Industry Relations: Models of Integration and Separation" Proceedings of

the 15th AAAS Colloquium on S&T Policy. 1990.

Second Academic Revolution. In: Cozzens (ed) The Research System in Transition
Dordrecht: Kluwer. 1990.

The Electronic Focused Interview: Email as a Dialogic Interviewing Medium. In:

Stefferud et al (eds) Message Handling Systems and Distributed Applications
Amsterdam: North Holland. 1989.

The Making of an Entrepreneurial University: The Traffic Among MIT, Industry and
the Military, 1860-1960. In: Mendelsohn et al (eds) Science, Technology and the
Military Dordrecht: Kluwer. 1988.

Uberdeterminierte Technologie. In: Burokratie Als Shicksal? WestDeutcher Verlag.

1985.
GUEST EDITOR OF JOURNAL SPECIAL ISSUES:

European Planning Studies (with Ranga),

2011 Press.

Journal of
Technology Management and Innovation (with Ranga), June 2010.

- International
Journal of Technology Transfer and Commercialisation (with Goktepe), 2010.

Science and Public Policy (with Zhou). 2008.

Technology Analysis and Strategic Management (with Gebhardt and

Pohlman). 2005

Minerva (with Kemelgor). 2001.

Research Policy (with Leydesdorff). 2000

Science and Public Policy (with Muller). 2000.

Minerva (with Leydesdorff). 1998.

The Making of an Entrepreneurial University: The Traffic Among MIT, Industry and
the Military, 1860-1960 In: Mendelsohn et al (eds) Science, Technology and the
Military Dordrecht: Kluwer.1988.

, Science and Public Policy (with Leydesdorff).

1996

Uberdeterminierte Technologie in Burokratie Als Shicksal? WestDeutcher Verlag.

1985.

ENCYCLOPEDIA ARTICLES:

Science and the Economy Science, Technology, and Society, Oxford University Press

Science and Industry International Encyclopedia of Social and Behavioral Sciences

Patents Oxford Companion to the History of Modern Science OUP, 2003

Invention Encyclopedia of Sociology

Book Reviews:

Removing Barriers: Women in Academic Science, Technology, Engineering, and

Mathematics,
Contemporary Sociology: A Journal of Reviews, 37: 24-25. 2008

University-Industry Relations Review Essay Minerva, 1995

What Happened to Cybernetics? Contemporary Sociology 1993

Theories of Science in Society Science May, 1991.

Molecular Biology: The New Modes Science Dec. 1988.

Regulatory Reform: Politics and the Environment International Digest of Health

Legislation, 1988

The Growth of American Research Universities Journal of Higher Education

July/August, 1988.

The Process of Science Science Oct. 30, 1987.

Environmentalism and Equity Science Feb. 23, 1987.

HONORS:

President, Triple Helix Association, 2009-;

Member, Advisory Board, International Science Park Association, 2007-2010;

Founding Chair, Section on Science, Knowledge and Technology, American

Sociological Association, 1987-91;

SUNY Visiting Professorial Award at SUNY Stony Brook, 1989-1990.

GRANTS:
1. Monitoring Knowledge flows in the European Research Area through university
references in Patents (European Commission DG Research/ERAWATCH/ IPTS)
2009 (with Ranga)

2. Identification and analysis of policies to promote investment in research in non-

EU countries (European Commission DG Research/ERAWATCH/ IPTS) 2007-08
(with Ranga)

3. Survey of Science Park Managers, International Association of Science Parks, 2007

4. Innovation in Triple Helix Relations: Implications for Newcastle and the

Northeast, City Technology and Business Link, Newcastle, 2007

5. Women in Innovation, Science and Technology (European Commission DG

Research) 2006-08

6. Innovation Project, Center for Business and Policy Studies, Stockholm, 2000-2005

7. The Triple Helix of University, Industry, Government, NSF, 2000

8. Industry as a Stimulator of Technology Transfer, NATO, 1999

9. Academic-Industry Relations, Center for Business and Policy Studies, Stockholm

1997

10. "Triple Helix Conference" NSF, European Union, CNRS France, etc. 1998

11. Qualitative Evaluation of Health Informatics Focused Program, National Institute

of Science and Technology, 1996-97

12. Academic-Industry Relations, Andrew Mellon Foundation, 1995

13. Critical Transitions for Women in Science, NSF, 1995

14. Evaluation of Research Groups, Rockefeller University, 1995

15. Conflict of Interest in Academic-Industry Relations, NSF, 1993-95

16. State Science Policy (with Kevin Dougherty) National Science Foundation, 1993-95

17. Women in Science and Engineering: Improving Participation and

Performance in Doctoral Programs, NSF, 1991-1994
18. Academic Industry Relations, NATO Advanced Research Workshop, Acquafredda,
Italy, 1991.

19. Indicators of Small Science, NSF, 1990

20. University-Industry Relations at MIT, NSF, 1989-1990

21. Women in Academic Science" NSF Sociology, 1989-90

22. Research Groups in Academic Science, State University of New York Research
Award, 1988

23. The Interdisciplinary Origins of Computer Science" (with Lois Peters) NSF, 1988-
90

24. Academic Research Groups, State University of New York, Albany, 1988

25. University-Industry Interactions (with Lois Peters) NSF 1986-87.

26. Archival Research at MIT, National Endowment for Humanities, Summer 1984

27. Academic Scientists and Industry" NSF, 1983-1984

28. The Effects of Corporate Headquarters Relocation on Cities and

Suburbs" American Sociological Association 1977

THESES:

Ph.D. Institution Formation Sociology: The Organization of the Bedford

Stuyvesant Community Cooperative Center.

M.A. The Precarious Identity of the Male Nurse: Role Conflict and the Sexual
Separation of Labor.

SELECTED REPORTS:

University and Region, OECD Reviews, Central Finland and Busan, Korea, 2005
Evaluation Report: The Leadership Alliance Program for Minorities in Science
(with Leggon), 2002, 2004

The New York Software Industry (with Marlin) 1999

The Rites and Wrongs of Passage: Critical Transitions for Female Ph.D. Students" NSF,
1995.

An Evaluation of the Outreach Program at Rockefeller University (with Alonzo) 1995

The Stages of CODETEC: Evaluation of a Brazilian Technology Transfer Unit" IDRC

1995

Beyond Technology Transfer: An Evaluation of the Long Island High Tech Incubator
SUNY, 1995

Reforming a Fragmented System: The Transition to an Industrial R&D Policy in the US

Departments

of Defense and Energy, Milan: Fondazione Rosselli, 1993.

Academic-Industry Relations: The Second Academic Revolution? (with Webster)

London: Science Policy Support Group, 1991.

CONFERENCE PAPERS:

American Association for the Advancement of Science: 1988, 1989, 1990, 1995,
1996. American Sociological Association: 1968, 1970, 1972, 1976, 1977,
1978,1979, 1981, 1982, 1983, 1984, 1985, 1988, 1992, 1996.

British History of Science Society: 1988.

Society for the Study of Social Problems: 1970, 1973, 1975, 1977, 1979, 1980.

Eastern Sociological Society: 1975, 1978, 1979, 1980, 1984.

European Association for Science and Technology: 1990, 1994.

Society for the Social Study of Science: 1978, 1982, 1984, 1985, 1986, 1989, 1991,
1994.

Max Weber Colloquium: 1980, 1983, 1986.

International Sociological Association, Mexico City: 1982;

Bielefeld, 1994; Royal Swedish Academy of Sciences
Conference, Sweden, 1991; International Congress on the
History of Science, Berkeley CA, 1985.

Trinational Institute on Innovation, Competitiveness and Sustainability,

Vancouver 1994; The Triple Helix Conference, 1996, 1998; 2000; 2002;
2005; 2007; 2009. Economics of Science, Notre Dame, 1997;

The Future of Agricultural Research, University of California, Berkeley,

1998; NATO Advanced Research Workshop, Bulgarian Academy of
Sciences, Sofia, 1998; Second International Symposium on Research
Funding, Ottawa NSERC, 1995; European Science Policy Conference,
Il Cioccio Italy, 1994. World Incubator Conference, Rio de Janeiro,
2001.

Photonics Conference, Kista Sweden, 2002

Incubation Meeting, Conference Board of Canada, Montreal, 2002

Early Stage Venture Capital Mini-Conference, Copenhagen Business

School, 2003; Nobel Foundation Symposium on History of Science,
2003 Venture Capital, FinnLombarda, Milan; 2003,

Shifting Boundaries in Science, WBZ, Berlin, 2004

Irish Higher Education Authority, 2004

European Union Regional Conference, Liege, 2004

Local Productive Arrangements, Brasilia, 2005.

Turku Development Forum, Finland, 2005

Keynote Address, University, Industry, Government Conference, National University,

Bogota, 2006

SELECTED TITLES:
Address, Fez, 2009; ProTon, 2008; Institute for Knowledge Transfer, 2008

‘ ess Brazil Incubator and Science Park

Association, 2008

Stockholm, 2001

"Public Venture Capital" National Social Venture Capital Association, Washington

D.C, 2003

"Women in Science: Historical, Cultural and Policy Dimensions" July, 2003 The
Royal Society, London, Member of French delegation to Policy Conference on
WIS (U.K, Canada, France)

"US Science Policy: A Triple Helix" British Association Festival of Science, Salford,
2003

Valedictory Address NISTADS, International Conference on Women in Science, New

Delhi; 2004

Albuquerque, 2004

COLLOQUIA:

University of Chicago, 1967, 2005; Smith College, 1967; McMaster University, 1968;
University of Missouri, 1969; University of Pittsburgh, 1970, 1994; UCLA, 1971, 1978;
Harvard University, 1973, 1985; Vassar College, 1975; University of Oregon, 1975;
Brown University, 1976; University of California, Santa Barbara, 1978; Northwestern
University, 1978; University of Colorado, Boulder, 1982, 1985; Rensellear Polytechnic
Institute, 1984; MIT, 1985; National Institutes of Health, Bethesda, Md. 1986; CUNY,
1988; Princeton University, 1988; SUNY, Stony Brook, 1989; Universita Bocconi,
Milan, 1991, 2000; Frederic Schiller University of Jena, 1992; Romanian Academy of
Sciences, Bucharest, 1992; Fondazione Rosselli, Milan, 1993; University of California,
Berkeley, 1994; Rhur University of Bochum, 1994; University of Lund, 1994, 2001;
New York University, 1994; Wissenschaftszenrum fur Sozialforschung, Berlin, 1994;
University of Mannheim, 1994; CONACyT, Mexico City, 1995; Advisory Board
NUTEK, 1995. University of Maastricht, 1995, 1996; Federal University of Rio de
Janiero, 1995; 2000; European University Centre, Florence, 1995; University of the
Republic, Montevideo, 1995; Norwegian Institute for Research and Higher Education,
1995, 2000; Finnish Technology Center (VTT), Helsinki, 1995; University of
Amsterdam, 1995; University of the Republic, Motevideo, 1996; University of Puerto
Rico, 1996; Max Planck Institute for the Study of Societies, Cologne, 1997, 1999;
University of Linkoping, Sweden, 1998; Maison de Sciences des Hommes, Paris, 1998;
CENDES, Caracas, 1998; Johns Hopkins University, 1998; Autonomous National
University of Mexico, 1999; Colombia University, 2000, University of Sienna, 2000,
2002; University of Gothenburg; 2000; Norwegian Technological University, 2000;
University of Brasilia, 2000;University of Vicosa; 2000; Federal University of Rio de
Janeiro, 2001, 2002; Polytechnic University of Catalyuna, Barcelona, 2001; University
of Rhode Island, 2001, University Rio Grande del Sul; State University of Rio de
Janeiro, 2002;Royal Institute of Technology, Stockholm; Orebro University; University
of Massachusetts at Dartmouth; Copenhagen Business School; Lund University, 2003;
Harvard University, Chalmers University, 2004: Jawaharlal Nehru University, Indian
Institute of Technology, Kanpur: Institute of Economics, Federal University of Rio de
Janeiro, Federal Fluminense University, University of Linkoping,
University of Sussex; Technologico Monterrey, 2005; University of Saskatchewan,
University of Edinburgh, Kennedy School, Harvard University, 2004, 2005,2006,
2007,2008,2009; Northeastern University, (Shenyang), Dalian University of

2007, Linkoping University, 2008; Manchester University, 2009

EDITORIAL EXPERIENCE:

Contributing Editor, Technology Access Report 1993-2003 (50+ articles on

International S&T Policy: Selected titles
Innovation Dilemma; Bridges and Tunnels: The Transition from Informal to Formal
Technology Transfer in Japan; Latin American Industrial Policy: Finding a Substitute
for "Import Substitution"; Georgia's High Tech Strategy Has North Carolina On Its
Mind; Lost on the Endless Frontier: Vannevar Bush and the "Contract" Between
Science and Government; In the Eye of the Currency Storm: Mexico Incubates New
Firms; Learning by Borrowing: The Transformation of Incubators and Science Parks;
The Shrinking American Corporation: Lean, Mean and ...Brain dead?; Learning from
Boston: Knowledge-based Economic Development and the Future of New York;
Turning the Tables: Attaining Reciprocity Across the North/South Tech Transfer
Divide; The Turn to Universities and SME's: The Emergence of the "Triple Helix" in
Scandinavia; Entrepreneurial Science: the Research Group as Quasi-Firm; New York
Discovers High Tech: Will High Tech Firms Grow in New York? If They Do; Will
They Stay?

Member, Editorial Advisory Board: Technology Analysis and Strategic Management;

International Journal of Technology Management and Sustainable Development;
SciPolicy;
Reviewer: Cambridge University Press, SUNY Press, Princeton University Press and
others.

SELECTED PROFESSIONAL ACTIVITIES:

Member, Advisory Board, International Science Park Association (IASP) 2005-

Co-Organizer, University and Development Conference, Addis Ababa (with IKED

Malmo, Sweden and Ethiopia Triple Helix Association, 2004-6

Visiting Scholar, Office of Technology Licensing, Stanford University, Spring/Summer

2005

Consultant to SUNY Research Foundation, Restructuring SUNY Technology

Transfer Activities 2004-05

External Member of Ph.D. Committee or Examiner: (Gulbrandsen) Management of

Technology, University of Trondheim (2000); (Gupta) Department of Sociology,
University of Kanpur (2002); (Gunaskera) School of Political Science and
International Studies, University of Queensland (2004) (Ranga) SPRU, Science
Policy, University of Sussex (2004) ; (Thune) Norwegian Business School, Oslo,
(2006)

Member, Committee to Judge Best Incubator, World Incubator Conference, The

Hague, 2003; Oxford 2004

Reviewer for: Research Policy, American Sociological Review, Regional Studies,

Minerva, TASM, Technovation and other journals.

Proposal Review: US National Science Foundation; British Economic and Social

Research Council; US/Israel Bi-National Research Foundation; Danish Research
Foundation & others

Co-Founder, Chair, Scientific Committee, The Triple Helix: Academic-Industry-

Government Relations International Conference Series: Amsterdam, 1996;
Purchase, 1998; Rio de Janeiro, 2000; Copenhagen, 2002; Torino, Italy 2005;
Singapore, 2007; Glasgow, 2009; Madrid, 2010
Consultant to Brown University, Evaluation of Leadership Alliance (Nation-
wide Program of Summer Research Experiences for Under-represented Minority
College Students), 2000-2004

Founder and Past Chair, Inter-University Seminar on Innovation, New York City 1999-
2004

Co-Organizer (with Jasinski) NATO Science Policy Workshop, Bialystock, Poland,

1999

Chair, International Advisory Group, Evaluation of Research Schools, SNS, Sweden,

1997-2001

Consultant to New York City Comptroller, Software Industry Report, 1999

Consultant, Japanese Intellectual Property Institute, 1995

Co-Organizer Conference on Academic-Industry Relations, Centro para la Innovacion

Technologica, UNAM, Mexico. 1993.

Co-Director International Study Group on "Academic-Industry Relations" (with

Webster) Science Policy Support Group, London. 1992-1996

Faculty Member, NATO Advanced Study Institute, Lucca, Italy, 1989.

Visiting Scholar, History of Science Department, Harvard University, 1988-1989.

Visiting Scholar, Science, Technology and Society Program, MIT, Summer, 1987.

PROFESSIONAL SOCIETIES:

New York Academy of Sciences; American Association for the Advancement of

Science; Society for the Social Study of Science, American Management
Association