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1.0 INTRODUCTION
We have decided to highlight this aspect of foundations because of the importance of foundations to the stability
and long-term durability of structures and the apparent confusion in applying the appropriate method for their
design – beam theory or truss analogy. At present, most designers mix the two methods, which should not be.
This paper shows the difference between the two approaches and points the way forward.
Pile caps are thick concrete pads, which are used to connect a group of piles to enable them behave as a unit.
The pile cap is the medium through which the load from the superstructure is transferred to and distributed
between the individual piles that make up the group. For this purpose, the pile cap should be rigid and have
sufficient thickness for the anchorage of the pier or column dowels and the pile reinforcement.
There are generally three practical alternatives to the construction of pile caps: (1) Cast-in-place (CIP), (2)
precast concrete or (3) precast / cast-in-place combination consisting of U-shaped precast shell which is filled
with CIP concrete. One of the advantages of the precast / cast-in-place combination is the elimination of costly
over-water formwork. Also, the concrete closest to the water, in this case the precast section, is denser and of
higher strength and the precasting provides for better quality control in the curing process and the placement of
the reinforcement, ensuring consistent concrete cover. This provides a considerably more durable structure with
reduced maintenance requirements. Further, casting in place of the interior of the cap reduces the lifting weight
and permits simple connection between the pile and the cap
Pile caps are designed using beam theory or truss analogy approach. In the former case the pile cap is idealized
as an inverted beam and designed for the usual conditions of bending and shear. In the latter case, the pile cap is
modeled as a space truss consisting of compression (strut) and tension (tie) fields. The tensile forces are resisted
by the reinforcement, while the strength of the struts is assessed by limiting the bearing stresses to within
allowable limits. Before we go into the details of the two design methods, let us consider the preliminary design
principles.
The design of pile caps should be carried out in accordance with the following general principles:
(a) The spacing of piles should generally be two and half times the bigger dimension of the pile section in
plan. In particular, the spacing of friction piles should not be less than the perimeter of the pile while
for end bearing piles the spacing should be a minimum of twice the smaller plan dimension of the pile.
(b) The size of concrete piles should not be less than 750mm diameter or equivalent section area for bridge
foundations in major rivers, and not less than 400mm diameter or equivalent section area for other
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Design of Bridge Foundations – Pile Cap Design
locations such as wing walls, foundations for flyovers and the like. Piles of 300mm diameter may also
be considered for buildings.
(d) The load carried by each pile is equal to N/ (no. of piles). When a moment is transmitted to the pile cap,
the loads on the piles should be calculated to satisfy equilibrium.
(e) Pile caps should extend at least 150mm beyond the theoretical circumference of the pile. This is to
accommodate possible misalignment in the horizontal and / or vertical position of the pile. (Up to
75mm horizontal and 1 in 75 vertical deviation).
(f) The minimum number of small diameter piles permitted in an isolated pile cap is three. Caps for single
piles should be interconnected by ground beams in two directions, and for twin piles by ground beams
in a line transverse to the common axis of the pair.
(g) For pile caps supported on one or two piles only, a moment arising from a column eccentricity of
75mm should be resisted either by ground beams or by the piles.
(a) Using the service loads and moments, calculate the number of piles required under each column.
(b) Proportion the pile caps on plan in accordance with the above general principles. Typical pile cap
arrangements are shown in Fig.1, where k is the spacing factor.
The following table may be used as guide in determining a suitable depth of pile cap when there are up to six
piles in a group.
(c) The initial depth of the pile cap may also be determined as equal to the horizontal distance from the
centerline of the column to centerline of the pile furthest away.
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Design of Bridge Foundations – Pile Cap Design
1.3 Reinforcement in Pile Caps
All pile caps should generally be reinforced in two orthogonal directions on the top and bottom faces with not
less than 0.0013bh for Grade 500 or 0.0025bh for Grade 250 in each direction. Grade 250 reinforcing bars have
virtually disappeared from the Nigerian market and have also become obsolete in Europe.
The reinforcement should be calculated on critical sections at the column faces or pile head, assuming that the
pile loads are concentrated at the pile centres. This reinforcement should be continued past the piles and bent up
vertically to provide full anchorage past the centerline of each pile.
In addition, fully lapped, circumferential horizontal reinforcement consisting of bars not less than size 12 at a
vertical spacing not more than 250mm, should be provided as shown in Fig. 2
2.1.1 Flexural shear along any vertical section extending across the full width of the cap. In sections where
the flexural reinforcement is fully anchored by passing across the head of a pile, the applied ultimate shear force
may be reduced to (av/2d) of the applied shear.
where, av is the shear span;
d is the effective depth to tension reinforcement of the section.
BS 5400 states that where av is taken to be the distance between the face of the column or wall and the nearer
end of the piles, it should be increased by 20% of the pile diameter. The increase is to allow for driving
tolerances. The critical sections for shear assessment in a pile cap are illustrated in Fig. 3
Fig. 4 shows a typical ST model for a four pile cap carrying a column. Table 2 gives the formulae for
determining the tensile force to be used for reinforcement design.
The STM method can also incorporate the effect of externally applied moment, provided the resulting
eccentricity falls within the pile cap.
If the piles are spaced at more than three pile diameters apart, only the reinforcement within a distance of 1.5
pile diameters from the centre of the pile should be considered as effective in providing the tensile resistance.
In addition, 80% of the tension member reinforcement shall be concentrated in strips linking the pile heads and
the rest uniformly distributed throughout the cap.
Pile caps designed using the STM approach should have a thickness not less than 0.5 times the pile spacing.
The parameter β accounts for the geometry of the compression strut, where h s/bs is the aspect ratio (height-to-
width) of the compression strut.
3-Day Workshop on Planning, Design and Cost estimating of Culverts & Bridges Samson Ivovi, B.Eng, MSc, FNIStructE,, MNSE
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Design of Bridge Foundations – Pile Cap Design
Table 2: Pile cap configuration and Tensile force for reinforcement design by STM method
3-Day Workshop on Planning, Design and Cost estimating of Culverts & Bridges Samson Ivovi, B.Eng, MSc, FNIStructE,, MNSE
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Design of Bridge Foundations – Pile Cap Design
2.2.1.2 CTT Node above Pile
To calculate the maximum bearing stress for a nodal zone above a pile, where only one compression strut is
anchored, the aspect ratio of the compression strut can be approximated as:
hs/bs≈d/dp (4)
The stress assumed in the compression field has been elaborated in FIB Bulletin 3, which incidentally is also
adopted by ACI318:2005. This is given by the following equation:
For biaxial compression, the permissible stress can be increased by a factor of 1.2. For CCT or CTT nodes
compression check is often not critical for pile caps but if a check is required a reduction factor of 0.8 should be
applied considering cracking due to tension induced by anchorage of bars.
Summarizing the design steps for Pile cap design by STM method
1. Determine pile cap thickness as previously stated
2. Check the nodal zone bearing stresses, using equation 2
3. If necessary increase the pile cap depth (β increased) or the pile cap dimensions to increase the
confinement of the nodal zones (α increased) or else the bearing stresses should be reduced by
increasing the column or pile dimensions.
We shall now consider an example to illustrate the two approaches to pile cap design.
3-Day Workshop on Planning, Design and Cost estimating of Culverts & Bridges Samson Ivovi, B.Eng, MSc, FNIStructE,, MNSE
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Design of Bridge Foundations – Pile Cap Design
3.0 WORKED EXAMPLE
The cross section of the central pier of a bridge is a square of side 500mm and carries an service load of 3250kN
(ultimate load =5200kN). The report of subsoil investigation carried out at the project site recommends 500mm
diameter piles, each having a safe working load of 850kN. Determine a suitable pile arrangement and design the
pile cap. (Material strengths: concrete grade fck.cube = 30, reinforcement, fyk = 500N/mm2).
Solution
Edge Clearance
Minimum projection of cap beyond pile face = 150mm
Therefore edge clearance = 0.5Pile diameters + 150
= 0.5x500 + 150 = 400mm.
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3.2 DETAIL DESIGN
As/bd = 2.2x10-3
Minimum steel, Asmin/bd = 0.26x2.6/500 =1.352x10-3 (0.26fctm/fyk)
or = 1.3x10-3
It can be seen that the truss theory requires less reinforcement than the bending theory, and this is
generally the case.
80% of the tie reinforcement should be provided over the piles, i.e. 0.8x2287 =1829.6
The remaining 20% (457mm2) should be placed between the cap center line and the piles, i.e. 2x 457
=914.8mm2 should be placed between the piles.
4.0 DISCUSSION
The example above highlights the major differences between the beam theory and the truss analogy approaches
to the design of pile caps. Unlike normal beams for which the beam theory is appropriate, pile caps are
essentially deep beams, which are brittle and do not have the ductility to redistribute moments. Therefore failure
is often not by flexure but by shear which is triggered off by diagonal splitting of the concrete in the
compression fields.
It is in a bid to contain the compression fields from buckling outwards (bursting) that containment reinforcement
is required at the sides of the pile caps. This could be likened to the bursting reinforcement provided in the form
of closed links around post-tensioned anchorages in prestressed concrete beams. The beam theory is incapable
of predicting this mode of failure, hence in the example given above the pile cap passed at first attempt with the
beam theory, but failed due to excessive compression as revealed by the STM method.
3-Day Workshop on Planning, Design and Cost estimating of Culverts & Bridges Samson Ivovi, B.Eng, MSc, FNIStructE,, MNSE
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Design of Bridge Foundations – Pile Cap Design
It therefore follows that the minimum reinforcement requirements for ordinary beams will not be appropriate for
piles caps and revision of the relevant clauses in the major international codes should be undertaken.
Reinforcement required for shrinkage and temperature should possibly be regarded as minimum requirement.
Some authors combine both methods in their design by determining the reinforcement based STM method and
carry out the shear analysis and design based on beam theory. This is not right. Every approach should be
pursued to its logical conclusion so as to be able to predict pile cap capacity accurately.
5.0 CONCLUSIONS
The foregoing analysis and discussion, it is clear that pile caps that would guarantee long-term, maintenance-
free service life must be proportioned to the reinforcement for the piers / columns as well as that of the piles in
the group and possible vertical and horizontal misalignment of the piles within limit.
Pile caps for application over contaminate soil or over water should preferably be fully or partially precast to
ensure adequate cover to reinforcement and good quality concrete that is impermeable to water and dissolved
salts.
Pile caps are deep beams, which do not have the ductility to redistribute applied bending moments to ensure
yielding of the tension reinforcement before failure occurs. Therefore, the beam theory is not appropriate for
pile cap design. On the other hand, the Strut and Tie Model (STM) method accurately predicts the failure load of
a pile cap and explains the necessity for containment reinforcement (side bars) in pile cap design.
In addition, the STM method also enables the engineer to have a feel of the flow or distribution of stresses in the
pile cap and therefore represents a more practical way of providing required reinforcement.
Finally, the minimum reinforcement requirement for pile caps should be reviewed to reflect current thinking as
the normal beam rules are inappropriate. Minimum reinforcement based on the requirements of shrinkage and
temperature should be considered.
3-Day Workshop on Planning, Design and Cost estimating of Culverts & Bridges Samson Ivovi, B.Eng, MSc, FNIStructE,, MNSE
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Design of Bridge Foundations – Pile Cap Design
FIGURES
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Design of Bridge Foundations – Pile Cap Design
Fig. 2:Pile Cap Reinforcement Detailing Requirements
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Design of Bridge Foundations – Pile Cap Design
Fig.3. Section at critical plane for wide beam shear check
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Design of Bridge Foundations – Pile Cap Design
Fig. 4- Simple three-dimensional truss model for a 4-pile cap
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Design of Bridge Foundations – Pile Cap Design
Fig.5. Pile Cap
REFERENCES
3-Day Workshop on Planning, Design and Cost estimating of Culverts & Bridges Samson Ivovi, B.Eng, MSc, FNIStructE,, MNSE
6-8 October, 2009 Rock View Hotel, Abuja
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Design of Bridge Foundations – Pile Cap Design
1. V.V Nori, M.S Tharval
Design of Pile caps- Strut and Tie Model Method
The Indian Concrete Journal, April 2007
6. L.A Clark
Concrete Bridge Design to BS 5400
Construction Press London & New York, 1983
9. M.J Tomlinson
Pile Design and Construction Practice
A Viewpoint Publication - 1981
3-Day Workshop on Planning, Design and Cost estimating of Culverts & Bridges Samson Ivovi, B.Eng, MSc, FNIStructE,, MNSE
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Design of Bridge Foundations – Pile Cap Design