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174 REVIEW Psychological responses to injury in competitive sport JRSH 2007;127(4):174-180

Psychological responses to injury in


competitive sport: a critical review
Authors
Natalie Walker, PhD, Abstract
University of Northampton, Research has attempted to examine the psychological impact of athletic injury to assist
Boughton Green Road,
rehabilitation personnel when treating injured athletes. Sports trainers, sports therapists,
Northampton, N7 8AL, UK
Tel: +44 (0)1604 892490 physiotherapists, medical staff and sports psychologists should be aware of psychological
Email: natalie.walker@ factors impacting on the injury experience when involved in an athlete’s rehabilitation. A number
northampton.ac.uk of models have been proposed as useful frameworks for investigating and describing the
Joanne Thatcher, PhD, psychological response to athletic injury. Many researchers have relied upon applying or
CPsychol, Department of adapting grief and cognitive appraisal models originally derived from the clinical and stress
Sport and Exercise Science,
related psychology literature in an attempt to describe the psychological response to athletic
Carwyn James Building,
The University of Wales, injury. This article provides an overview of these models and offers a critical appraisal of this
Aberystwyth, Penglais research, specifically focusing on the grief response models and the integrated model of
Campus, Aberystwyth, response to sport injury and rehabilitation. Criticisms focus on the lack of research supporting a
Ceredigion, SY23 3FD, UK
uniformed sequence of stages as a feature of response to athletic injury. Further grief criticisms
Tel: +44 (0)1970 621545
Fax: +44 (0)1970 628557 centre on the absence of denial in much of the research to date. The article then focuses on
Email: jet@aber.ac.uk the dynamic core of the integrated response to sport injury and rehabilitation model. It is
David Lavallee, PhD, argued that the interrelationships between emotional responses, behavioural responses,
CPsychol, School of cognitive appraisals and recovery outcomes are not as simple as suggested in the model.
Sport & Exercise Sciences,
Loughborough University,
Ashby Road,
Loughborough, INTRODUCTION performance on the athlete’s return to training and
Leicestershire, LE11 Injury is an unfortunate consequence of competition.1
3TU, UK Grief and cognitive appraisal models have been
participation in athletic activity. The physical
Tel: +44 (0)1509 226302
Fax: +44 (0)1509 226301 aspects of athletic injury that influence injury onset proposed as useful frameworks for investigating and
Email: d.e.Lavallee@ and recovery have been, and continue to be, the describing the psychological response to athletic
lboro.ac.uk primary focus of athletic injury research (e.g. injury.2–8 It is the intention of this article to outline
Corresponding author: aetiology, epidemiology, outcome measures, some of this research to date. Some sports
Natalie Walker, as above prevention, diagnosis, treatment). However, research psychology research has highlighted that the grief
has also explored psychological factors (e.g. process observed in those suffering bereavement,
Key words
athletic injury; behavioural personality variables, life events, daily hassles) that illness and disability is similar to that of individuals
response; cognitive are suggested to predispose athletes to injury. suffering from athletic injury.9–11 The grief
appraisal; emotional However, less attention has been directed to the response has been typically viewed as a response to
response; grief the loss of a significant other or object.12,13
psychological consequences of athletic injury.
There is a need to examine the psychological The stage approach to grief management has
impact of athletic injury. An understanding of been most frequently adopted within the
how athletes respond to injury and rehabilitation sports psychology literature when describing
would assist rehabilitation personnel when treating responses to athletic injury. Kübler-Ross’14
injured athletes. Rehabilitation personnel should be stage theory has influenced the majority of
aware of psychological factors impacting on the this research. She suggested that the grieving
injury experience if complete holistic recovery is individual passes through the following five
to occur. By raising the awareness of the sequential stages:
psychological response to athletic injury they
could empathise and assist athletes to cope (1) denial
effectively and attempt to prevent adverse (2) anger
responses to injury disrupting rehabilitation and (3) bargaining

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Psychological responses to injury in competitive sport REVIEW 175

(4) depression and examining the psychological response integrated model of psychological response
(5) acceptance to athletic injury.18,19 The roots of cognitive to the sport injury and rehabilitation
appraisal models are found in various process has been proposed as being the
Sports psychologists in the 1980s and early theories of stress and coping. most accepted, well developed model,
1990s appear, almost without exception, to Cognitive appraisals are processes offering a good basis for further
have based their research into responses to through which a potentially stressful research.21–23
athletic injury on this five-stage model of situation is assessed as being stressful and Wiese-Bjornstal et al.8 proposed the
grief. the individual’s evaluation of the extent of model as depicted in Figure 1 with the first
The body of opinion for and against the that stress. Appraisals influence the way in section of the model reflecting the impact of
application of grief models to athletic injury which an individual copes with a stressful psychological variables on the likelihood of
appears equivocal. Many offer partial situation. Coping is defined as an injury onset as suggested by Andersen and
support for its application to athletic individual’s ever-changing efforts to manage Williams.24 The remaining sections of the
injury.15,16 Heil stated that the extent10 to circumstances that are appraised as model extend the theme of the stress
which the grief-like response is stressful.20 This is a transactional process response to the post injury phase, where the
characteristic of all injuries is unknown, between individuals and their environment. injury itself is considered the stressor and
suggesting that this response might only be Hence, coping varies within individuals, the extent of the stress is determined by the
limited to severe or psychologically depending upon the circumstances, athlete’s cognitive appraisals.
traumatic injuries. Similarly, Udry et al.16 individual differences and upon the Key aspects of the model relate to the
stated that they could only provide minimal individual’s cognitive appraisals. Cognitive mediating role of the characteristics of the
support for the stage of denial and no appraisals are said to occur in two forms, injury, the sport specific situational factors,
support for the bargaining stage as a primary and secondary appraisals.20 interactions with the sports medicine team,
response to athletic injury. They stated that Primary appraisals involve an assessment of individual differences, and the resultant
denial has been mislabelled in previous what is at stake taking into account cognitive appraisals. These appraisals
research and stressed that it should be challenge, benefit, threat, and harm/loss.20 subsequently affect emotional responses
reserved for non-compliant athletes who, Secondary appraisals mirror primary (e.g. fear, tension, anger) and behavioural
despite education about the nature and appraisals and involve an assessment of the responses (e.g. adherence to rehabilitation,
extent of their injury, refuse to accept it. It coping options available to manage the use of psychological skills strategies). This
has been proposed that athletes do not deny demand. The appraisal process shapes the aspect of the model is known as the
the existence of an injury but are more likely degree of perceived stress and the content dynamic core and should be viewed as a
to be attempting to make sense of it and and strength of the emotional and three-dimensional spiral that heads in an
determine its severity.16,17 behavioural responses.20 Typical cognitive upward direction towards full recovery, or
In general, the emotions consistent with appraisal models suggest that personal (e.g. in a downward direction away from full
the various stage models have been dispositional or historical attributes of the recovery if the recovery outcomes are
observed in athletic injury research (e.g. individual) and situational (e.g. injury- negative. The reader must be aware that not
depression, anger, frustration) but a related characteristics, variable aspects of all recovery outcomes are positive. The
common sequence of discrete responses to the social and physical environment) factors recovery outcomes are centred between the
athletic injury has not been documented. are proposed to mediate how an athlete athlete’s cognitive appraisal, emotional and
Responses to injury in fact would appear to appraises their injury.18 The appraisals then behavioural responses, implying that all can
be more global and varied across individuals subsequently affect emotional responses directly impact on recovery outcomes. The
than stage models would predict.18 Overall, (e.g. anger, depression) and further dynamic core highlights a reciprocal
the injury-grief literature has many influence behavioural responses (e.g. relationship between cognitive appraisals,
limitations. The literature has primarily adherence to rehabilitation). and emotional and behavioural responses.
been descriptive in nature and lacks Wiese-Bjornstal et al.8 proposed that The proposed predominant path (as
empirical rigour. Describing anecdotal cognitive appraisal and grief process models indicated by the larger arrows) is that
evidence of how the response to athletic are not mutually exclusive. They stated that cognitive appraisals affect emotions, which
injury is similar to that of the stages of grief the sense of loss identified in response to subsequently affect behaviours.
is flawed considering that the Kübler-Ross14 athletic injury is a process that occurs Describing the emotional response to
model was originally derived from patients following an appraisal and leads to athletic injury Wiese-Bjornstal et al.8
with terminal illness and was not intended emotions commonly associated with grief summarised 19 studies from 1985 until
to be representative of athletes’ experiences (e.g. depression, anger). They therefore 1997, stating that it was difficult to
of athletic injury. proposed a broader integrated stress process consolidate findings across studies as there
Recognizing the limitations of grief model, which subsumes grief as an is tremendous variation in the populations
response models and their lack of account emotional response (see Figure 1). It is studied, research designs employed, and
for individual differences, a number of beyond the scope of this article to outline all measures used. The next section will outline
researchers have adopted cognitive appraisal cognitive appraisal models that feature the research reviewed by Wiese-Bjornstal
models as a framework for understanding within athletic injury research. The et al.8

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176 REVIEW Psychological responses to injury in competitive sport

Figure 1 feelings.27 Emotions however have a


short-term effect and are relatively easy to
Integrated model of psychological response to the sport injury and identify the source of the affective state.28
rehabilitation process (Wiese-Bjornstal et al.8) Wiese-Bjornstal et al.8 themselves use
mood, emotions, and affect interchangeably
Stress when discussing the emotional response
Response to athletic injury without clearly
distinguishing between each.
Personality

History of
Stressors

Intervention
Wiese-Bjornstal et al.8 also reported

Resources
Coping
SPORT evidence of some extreme emotional
INJURY
responses to athletic injury. Some athletes
have reportedly expressed relief from
external pressures when injured (e.g.
RESPONSE TO SPORT INJURY AND REHABILITATION PROCESS parents, coaches, teammates, perfectionism
PERSONAL SITUATIONAL and commitment). Some athletes also
INJURY FACTORS FACTORS report an immense sense of loss when
-History
-Severity SPORT injured. Studies have revealed that a
-Type -Type number of injured athletes, approximately
-Perceived cause -Level of competition
-Recovery status -Time in season
10% to 20%, experience extreme responses
INDIVIDUAL DIFFERENCES -Playing status to injury, particularly depression, which
Psychological -Practice vs game surpass levels usually recommended for
COGNITIVE APPRAISAL
-Personality -Scholarship status
-Self-perceptions
-Goal adjustment clinical referral.29–31 Suicidal tendencies are
-Rate of perceived recovery SOCIAL an area of concern for those athletes.8
-Motivational orientation
-Self-perceptions -Teammate influences
-Pain tolerance When emotions are appropriately
-Beliefs & attributions -Coach influences
-Athletic identity
-Coping skills
-Sense of loss or relief -Family dynamics controlled and focused Wiese-Bjornstal
-Cognitive coping -Sports medicine team
-Psychological skills et al.8 propose that the emotion itself might
-History of stressors influences
-Social support provision actually have a positive effect on coping.
-Mood states
Demographic -Sport ethic/philosophy However, this remains unexplored at
-Gender ENVIRONMENTAL present. In addition to some extreme
-Age -Rehabilitation environment
-Ethnicity
emotional responses to athletic injury,
-Accessibility to
-Socioeconomic status
RECOVERY
rehabilitation Wiese-Bjornstal et al.8 suggested that
OUTCOMES
-Prior sport experience some athletes may recover beyond their
-Psychosocial
Physical
-Use of ergogenic aids
-Physical pre-injury status either physically,
-Physical health status psychologically, or both. After enduring the
-Disordered eating challenge of a long rehabilitation period,
BEHAVIOURAL RESPONSE EMOTIONAL RESPONSE athletes may be more dedicated, focused,
-Adherence to rehabilitation -Fear of unknown mentally tough and may also be physically
-Use of PST strategies -Tension, anger, depression
-Use/Disuse of social support -Frustration, boredom stronger than they were pre-injury via the
-Risk taking behaviour -Positive attitude/outlook intensive strengthening activities required in
-Effort & intensity -Grief rehabilitation.
-Malingering -Emotional coping
-Behavioural coping Despite the integrated model of response
to sport injury and rehabilitation
highlighting a number of emotional
responses to athletic injury, this is clearly not
an exhaustive list. For example, the emotion
EMOTIONAL RESPONSE response to athletic injury.11 As a of fear (e.g. fear of losing team place, fear of
RESEARCH consequence mood and emotion are terms re-injury) is not a feature within the model,
Typical emotional responses to athletic that are often used interchangeably. with the exception of fear of the unknown.3
injury have included tension, anger, However, mood and emotion are not one
depression, frustration and boredom.11,17,19 and the same constructs. Despite both
Frustration and boredom are reportedly the mood and emotions having cognitive BEHAVIOURAL RESPONSE
primary responses when athletes are asked origins,25 mood is generally assumed to have RESEARCH
to select, volunteer, or rank post injury a longer span and is a general stimulus. Behavioural responses to athletic injury
emotional responses.17 Moods lack a relationship with an object26 include adherence to rehabilitation,31,32
Mood states have often been reported and often the individual experiencing the the use of psychological skills,7,33 the
when aiming to explain the emotional mood does not know the causes of the use of social networks17 and risk taking.6

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Psychological responses to injury in competitive sport REVIEW 177

Wiese-Bjornstal et al.34 stated that generally status,18 injury duration18 and perceived recovery status appraisals. Walker et al.42
the research indicates that athletes who injury severity.37 stated that appraisals appeared to be
adhere to rehabilitation, use psychological related to the rate of perceived recovery,
skills, effectively use available social support, self-perceptions, beliefs, attributions, and a
reduce risk taking, and pursue rehabilitation RESEARCH EXPLORING THE sense of loss, as suggested by Wiese-
goals with maximum effort and intensity PROPOSALS OF THE INTEGRATED Bjornstal et al.8 A multitude of appraisals
are more likely to recover from injury and MODEL OF PSYCHOLOGICAL occurred during the rehabilitation and
return to previous athletic levels than those RESPONSE TO THE SPORT INJURY return to training/competition in the case
who do not engage in these AND REHABILITATION PROCESS participants investigated by Walker et al.42
behaviours.7,17,32,33 Following the development of the model Appraisals were made of the severity of the
Brewer18 stated that adherence to sports there have been relatively few attempts to injury, the functional limits the injury
injury rehabilitation programmes has explore its proposals. This is despite the imposed, levels of social support received,
emerged as a prime area of interest in the model lacking empirical rigour and the medical team usefulness, information
behavioural responses to athletic injury suggestion that it is a useful foundation provision about the injury, and the length of
research. Wiese-Bjornstal et al.8 specifically on which to base further research.21–23 time each case perceived that they would be
identified personal and situational factors Of the research that has attempted to unable to engage in physical activity.
that have been suggested to be associated explore the model, or some aspect of it, Walker et al.42 identified that cognitive
with adherence to rehabilitation. The there are many limitations. These appraisal influences subsequent emotional
personal factor most consistently linked to limitations include retrospective designs,39 and behavioural responses, as suggested by
adherence is self-motivation, where all lack of exploration of credibility and Wiese-Bjornstal et al.8 A wealth of
studies have identified a positive correlation trustworthiness,40 response biasing,39 emotional and behavioural responses were
between self-motivation and rehabilitation failure to explore the full injury experience40 experienced by the case participants
adherence.31,32 Single case studies have also and responses to a hypothetical injury explored by Walker et al.42 Many of these
identified some personal factors that relate scenario.41 responses however do not feature within the
to rehabilitation adherence. These include: Walker, Thatcher and Lavallee42 explored integrated model proposed by Wiese-
the longitudinal responses to athletic injury Bjornstal et al.8 (e.g. use of alcohol and
 attribution of recovery to personally in three case participants. Utilizing re-injury anxiety). However, support was
controllable factors35 existential interviews to explore the offered for adherence to rehabilitation, the
 attribution of recovery to stable factors35 meaning of the experience of athletic injury, use of psychological skills, the use of social
 cognitive appraisal of ability to cope the research offered further insight into the support, risk taking, and behavioural coping
with injury36 dynamic core of the Wiese-Bjornstal et al.8 (e.g. avoidance strategies) as behavioural
 importance or value of rehabilitation to model. Walker et al.42 offered support for responses to athletic injury. They also
the athlete37 some of the proposed mediators of offered support for fear of the unknown,
 instrumental coping38 responses to athletic injury. Of the personal tension, anger, depression, frustration,
 emotional adjustment36 mediators suggested by Wiese-Bjornstal boredom, positive attitude, grief and
 perceived susceptibility to further et al.8 support was offered for injury history, emotional coping (e.g. crying) as emotional
complications without rehabilitation severity, type, perceived cause, recovery responses experienced by case participants.
 rehabilitation self-efficacy.37 status, personality, pain tolerance, athletic Walker et al.42 offered support for the
identity, coping skills, history of stressors proposal that the appraisal of an injury
Situational factors can also mediate and socio-economic status. However, other influences the athlete’s subsequent
adherence to rehabilitation following mediators such as surgery, visibility and emotional responses. Furthermore, the
cognitive appraisals. The situational factors mobility of the injury – which have been authors stated that the emotional response
that have been positively related with identified in previous research3 – are not influences the subsequent behavioural
adherence include: included in the model. Walker et al.42 also response. With respect to the proposed bi-
offered support for sport type, level of directional relationship between cognitive
 a belief in the efficacy of the treatment31 competition, time in the season, playing appraisals, behavioural responses, and
 comfort of the clinical environment32 status, practice versus game, teammate emotional responses, Walker et al.42
 convenience of the rehabilitation influences, coach influences, family suggested that cognitive appraisals can
scheduling32 dynamics, sports medicine team influences, influence behavioural responses without the
 perceived exertion during rehabilitation32 and social support provision as situational influence of emotions. For example, when a
 social support for rehabilitation.31,32 mediators of the response to athletic injury. case participant perceived that his injury
These personal and situational factors could be controlled he subsequently
Single case studies have also identified some mediate the appraisals of athletic injury. For adopted goal-setting strategies without a
situational factors that are positively example, Walker et al.42 stated that an preceding emotion. However, behavioural
correlated with rehabilitation compliance. athlete who had sustained a career-ending responses appear only to affect subsequent
These factors include academic class injury described pain as a mediator of his emotions following a reappraisal. For

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178 REVIEW Psychological responses to injury in competitive sport

example, the behavioural response of goal physical and psychosocial recovery outcomes. outcomes following a cognitive appraisal
setting was appraised by a case participant Where behaviours reflected adherence to and have no direct impact on physical
as beneficial to the rate of perceived rehabilitation it is clear that there can be recovery. It is difficult to assume that an
recovery and subsequently the athlete physical recovery gains achieved (e.g. emotion could directly enhance physical
became more optimistic.42 improved strength, reduced pain). In recovery outcomes. For example, re-injury
There is no available supporting evidence addition, when positive self-talk behaviours anxiety will not influence strength or
demonstrating that behaviours directly were adopted by case participants in the range of movement directly. However, the
affect emotional responses without a further research conducted by Walker et al.42 cognitive appraisal of these anxieties
reappraisal. Research evidence appears to psychosocial recovery outcomes appeared could affect behaviour, which could then
demonstrate that behavioural responses also to be enhanced. Exercise has also been affect physical recovery (e.g. where an
(e.g. increased effort and intensity in associated with positive mental health.46 athlete is anxious about re-injury occurring
rehabilitation) cause a reappraisal of the Therefore, as athletes begin to engage in during a rehabilitation activity such as work
injury (e.g. perception of being active in physical activities in rehabilitation there on a proprioception board he may avoid
the recovery process and reducing the could be a decrease in negative emotional this activity and hence proprioception may
recovery time) which then produces an responses, and hence an increase in not improve). Physical and psychosocial
emotional response (e.g. improved mood psychosocial recovery outcomes. Research recovery outcomes themselves also appear
and optimism) and a subsequent also highlights that as goals are attained to impact subsequent cognitive appraisals.
behavioural response (e.g. adherence to negative mood states reduce. Therefore, the For example, where psychosocial recovery
rehabilitation).7 It is unlikely that not adoption of goal setting in the case sample of outcomes are attained Walker et al.42
adhering to rehabilitation, for example, will Walker et al.42 could not only influence reported that case participants
directly cause an emotion, such as anger, in physical recovery outcomes but also appraised the injury to be less stressful
the absence of appraising the consequences psychosocial recovery outcomes through and they perceived they were more able
of that behaviour. Where an individual goal attainment. Where behaviours have to cope. Where physical recovery
appraises their behaviour as hampering positive effects on physical recovery outcomes were attained case participants
recovery then it is likely that the athlete will outcomes the athlete will also see that they appraised the length of time until the
respond with an emotion such as anger. have some control over their recovery, hence return to training and competition to
However, it is feasible that behaviours may this could also influence their psychosocial be short and hence perceived they
impact on physiological responses, as recovery outcomes. An injured athlete’s could cope.42
opposed to emotions, in a reflex type appraisals are also likely to influence recovery Given the findings of Walker et al.42
response. For example, where an athlete outcomes. An appraisal that the injury is perhaps a more suitable representation of
does not follow rehabilitation advice, such healing, and return to competition is near, is the relationships between cognitive
as icing the injury, pain may be experienced also likely to affect psychosocial recovery. appraisals, emotional and behavioural
and healing and recovery may be delayed. Emotional responses themselves responses, and recovery outcomes should be
Walker et al.42 results also offer support appear to only affect psychosocial recovery depicted as in Figure 2.
for the proposal that emotional responses
influence reappraisals. For example, where
boredom and frustration were evident the Figure 2
perception of a sense of loss was increased.
Emotions are said to impact on cognitions Relationships between appraisals, emotions, behaviours and recovery
due to changes in arousal that accompany outcomes (adapted from the dynamic core of Wiese-Bjornstal et al.9
some emotions.42 Increased arousal may integrated model)
impair working memory, have detrimental
effects on recall of information, alter Cognitive appraisal
attentional focus, reduce the cognitive
resources available for the task and therefore
reduce the likelihood of relevant
information being processed.43–45 Recovery outcomes Recovery outcomes
When considering the effect of cognitive -Physical -Psychosocial
appraisals and behavioural responses on the
athlete’s physical and psychosocial recovery
outcomes Walker et al.42 did not offer full
support for the proposals of Wiese-Bjornstal
et al.’s8 dynamic core. Physical and Behavioural Emotional
responses responses
psychosocial recoveries do not occur
simultaneously nor are they always complete.
Bi-directional relationship, but this direction is not as strong
Behavioural responses appear to affect both

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Psychological responses to injury in competitive sport REVIEW 179

THE FUTURE explore their proposed model. Furthermore, should be designed to explore the athletes’
At present the psychological process an given that research has identified additional experiences of athletic injury, and
injured athlete goes through is unclear. mediators and responses to athletic injury, understanding the meaning of the injury for
Wiese-Bjornstal et al.8 concluded that there the integrated model of response to injury each athlete. Research has typically assessed
has been a lack of rigorously controlled and rehabilitation requires further the direct relationship between individual
investigations and advocate that future exploration. In particular the dynamic core, and situational factors moderating responses
research adopts a prospective, longitudinal as critiqued within this article, requires to athletic injury but has not examined the
design through the full recovery process and particular attention in future research. impact of the meaning of the injury for the
into the return to competition to further Mainwaring4 suggests that such research athlete on their responses to athletic injury.21

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180 REVIEW Psychological responses to injury in competitive sport

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JRSH The Journal of The Royal Society for the Promotion of Health July 2007 Vol 127 No 4

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