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Journal of Personality and Social Psychology Copyright 1989 by the American Psychological Association, Inc.

1989, Vol. 57, No. 6,950-964 0022-3514/89/J00.75

Transcendental Meditation, Mindfulness, and Longevity:


An Experimental Study With the Elderly
Charles N. Alexander Ellen J. Langer and Ronnie I. Newman
Maharishi International University Harvard University

Howard M. Chandler John L. Davies


Maharishi International University University of Maryland, College Park

Can direct change in state of consciousness through specific mental techniques extend human life
and reverse age-related declines? To address this question, 73 residents of 8 homes for the elderly
(mean age = 81 years) were randomly assigned among no treatment and 3 treatments highly similar
in external structure and expectations: the Transcendental Meditation (TM) program, mindfulness
training (MF) in active distinction making, or a relaxation (low mindfulness) program. A planned
comparison indicated that the "restful alert" TM group improved most, followed by MF, in contrast
to relaxation and no-treatment groups, on paired associate learning; 2 measures of cognitive flexibil-
ity; mental health; systolic blood pressure; and ratings of behavioral flexibility, aging, and treatment
efficacy. The MF group improved most, followed by TM, on perceived control and word fluency.
After 3 years, survival rate was 100% for TM and 87.5% for MF in contrast to lower rates for other
groups.

William James (1890), who introduced consciousness to Transcendental Meditation and Transcendental
American psychology, contended that beyond the range of nor- Consciousness
mal waking consciousness lies the possibility of special or ex-
ceptional states that are completely "discontinuous" with dis- James (1902/1960, p. 386) suggested that exceptional states
cursive thought. According to James (1902/1960), though sta- could be systematically cultivated, and he pointed particularly
tistically rare, these states of heightened awareness could be to the ancient Indian tradition of yoga as a source of such prac-
elicited under specifiable conditions and could be highly posi- tices. He thus anticipated a promising research area: the experi-
tive and pervasive in their influence on thought and behavior. mental investigation of meditation, as particularly found in the
He argued for the "adaptation" value of these experiences and growing body of research on the correlates and consequences of
challenged scientific psychology to rigorously examine their oc- the Transcendental Meditation (TM) program (e.g., Alexander,
currence. With the onset of the behaviorist revolution, however, Cranson, Boyer, & Orme-Johnson, 1987; Dillbeck & Orme-
this challenge went largely unheeded (Hilgard, 1980). Study of Johnson, 1987; Orme-Johnson & Farrow, 1977; Wallace,
exceptional states proved problematic because these states oc- 1970). Maharishi Mahesh Yogi (Maharishi, 1969), who intro-
cur rarely, are difficult to describe, and are confounded with duced TM as a simple mental technique derived from the Vedic
expectation and belief. Furthermore, the problem of self-selec- tradition of India, proposed that through this procedure, a
tion makes it difficult to determine to what degree experiences "fourth major state of consciousness" can be regularly experi-
of exceptional states foster exceptional people or vice versa. enced. This fourth state is referred to in Maharishi's Vedic psy-
Nevertheless, recently, researchers have again begun to recog- chology as transcendental consciousness (Maharishi, 1969;
nize and investigate these phenomena (e.g., Alexander, Davies, Orme-Johnson, 1988) because^! is said to transcend or be dis-
et al., in press; Alexander, Druker, & Langer, in press; Csikszent- continuous with the three ordinary states of waking, dreaming,
mihalyi, 1982; Hilgard, 1980; Hunt, 1989; Kramer, in press; and sleep, as typically described conceptually and psychophysi-
Pascual-Leone, in press-a, in press-b; Pribram, 1986; Shapiro ologically (e.g., see Natsoulas's sixth definition of "normal"
& Walsh, 1984; Wilber, Engler, & Brown, 1986). waking consciousness: 1978, p. 912, and 1983, p. 49; see also,
Gackenbach, 1987; Rechtschaffen & Kales, 1968).
This state is also traditionally described as "pure" conscious-
We are grateful to the residents and staff at all participating homes ness (Dillbeck, 1983; Maharishi, 1969) in that it is said to be
(including Baptist Home of Massachusetts, Carlton-WUliard Homes, experienced as a purely content-free, silent state of awareness.
Inc., Morville House, Mount Pleasant, Neville Manor, Rogerson House, Although devoid of specific thought content, pure conscious-
and Somerville Home for the Aged) for their cooperation, and to the
ness is not experienced as emptiness (Knibbeler, 1985; cf., Nat-
Society for the Psychological Study of Social Issues and the National
soulas's concern, 1983, p. 29). Rather, in this state, knower,
Institute of Mental Health for providing funds for the project.
Charles N. Alexander, Howard M. Chandler, and John L. Davies were known, and process of knowing are said to converge in one uni-
at Harvard University when the data for this article were collected. fied field of consciousness (Maharishi, 1986), in which subjects
Correspondence concerning this article should be addressed to report a self-referral state of being aware simply of awareness
Charles N. Alexander, Department of Psychology, Maharishi Interna- itself (Alexander, Davies, et al. in press; Dillbeck & Alexander,
tional University, Fairfield, Iowa 52556. in press). In a series of studies with long-term meditators, Far-

950
TRANSCENDENTAL MEDITATION, MINDFULNESS, AND LONGEVITY 951

row and Hebert (1982) and Badawi, Wallace, Orme-Johnson, functioning in which the individual processes cues from the en-
and Rouzere (1984) found that experiences of pure conscious- vironment in a relatively automatic but inflexible manner, with-
ness (as indicated by subsequent button press during TM) are out reference to novel (or simply other) aspects of these cues—
highly correlated with elevated bilateral and homolateral alpha one deals with an already constructed environment (Langer &
electroencephalographic (EEG) phase coherence in frontal and Piper, 1987). By default, old categories and previously made dis-
central regions (suggesting a more integrated or heightened tinctions are relied on uncritically, leading to rigid behavior that
awareness), virtual respiratory suspension without compensa- is rule governed rather than rule guided. It is not that mindless-
tory hyperventilation, and decreased heart rate (indicating a ness necessarily involves the complete absence of cognition, but
quiescent physiological condition).1 These and earlier studies rather, that information is processed automatically through
led researchers to propose that during TM, deep rest and preformed categories which are, themselves, no longer accessi-
heightened awareness are experienced as complementary as- ble for conscious consideration.
pects of a unified state of "restful alertness," which is especially In contrast, mindfulness is described as a general style or
distinct during reported subperiods of pure consciousness (Al- mode of functioning through which the individual actively en-
exander, Cranson, Boyer, & Orme-Johnson, 1987; Wallace, gages in reconstructing the environment through creating new
1970). categories or distinctions, thus directing attention to new con-
In addition, research indicates that this state of restful alert- textual cues that may be consciously controlled or manipulated
ness may enhance postmeditation cognitive and physiological as appropriate. According to Langer (1982, 1989a, 1989b), the
adaptive efficiency (e.g., Alexander, 1982; Dillbeck, 1982; Dill- distinctions made can be major or minor; what is important is
beck & Orme-Johnson, 1987; Goleman & Schwartz, 1976; that they are mindfully drawn. There is growing evidence for
Orme-Johnson, 1973,1987). This suggests that pure conscious- the adaptive influence of mindful functioning on behavior and,
ness may be directly experienced and of practical significance. conversely, for the deleterious effects of excessive mindlessness
In contrast, Kant's (1787/1965) concept of a transcendental ego (e.g., Langer, 1982, 1989a, 1989b; Langer, Perlmuter, Chano-
was claimed to be an epistemological necessity but not subject witz, & Rubin, 1988; Langer & Piper, 1987).
to direct experience—a claim with which the pragmatist James
(1890, pp. 360-373) had difficulty. Transcendental Meditation, Mindfulness, and Longevity
Nevertheless, some researchers have challenged whether
meditation produces an exceptional state of consciousness. In- Given the potential significance of both transcendental con-
stead, they have suggested that the correlates and consequences sciousness and mindfulness-mindlessness for an expanded the-
of meditation may be accounted for by simply resting with eyes ory of consciousness or cognition, it is important to determine
closed or expectation of positive outcome (e.g., Holmes, 1984; whether techniques for their induction do, in fact, produce dis-
Smith, 1976). However, Dillbeck and Orme-Johnson (1987) tinctive correlates and consequences. Elsewhere, we have re-
pointed out that research reviews (such as Holmes, 1984) that cently addressed the issue of the psychophysiological and sub-
rely on a "vote-counting" narrative approach typically lack jective correlates of pure consciousness (Alexander & Boyer,
sufficient statistical power to detect the presence of even rela- 1989; Alexander, Cranson, Boyer, & Orme-Johnson, 1987; Al-
tively large effect size differences (see Hedges & Olkin, 1980). exander, Dixon, Chandler, & Davies, in press; Alexander & Lar-
Instead, using quantitative meta-analysis (see Glass, McGaw. & imore, in press). Though the current study will also consider the
Smith, 1981), they found that the effect size for TM was approx- subjective correlates of both TM and mindfulness, its primary
imately twice as large as for simple eyes-closed rest across sev- purpose is to evaluate whether these procedures produce sig-
eral indicators of somatic arousal reduction. Furthermore, they nificant consequences for the psychological and biological adap-
cited a number of findings (e.g., improved reflex response: War- tation of the organism.
shal, 1980) suggesting that greater alertness is equally funda- Possibly the most far-reaching claim of these procedures is
mental to the effects of TM.
Hence, an examination of the comparative effects of TM and 1
Electroencephalographic (EEG) coherence is defined as the degree
relaxation procedures on subsequent adaptability and alert-
of phase relationship between Fourier frequency components of two
ness, rather than only on somatic arousal reduction during the
EEG signals (Gevins & Schaffer, 1980). High correlations also have been
practice (cf., Holmes, 1984) or lower anxiety and tension after- observed between elevated frontal alpha EEG coherence during TM
ward (Smith, 1976) may provide an important test of the pro- and several objective indicators of enhanced alertness or awareness—
posed distinction between them. including faster paired H-reflex recovery time during the practice
(Haynes, Hebert, Reber, & Orme-Johnson, 1977) and measures of fluid
intelligence, verbal creativity, and concept formation outside of the
Mindlessness and Mindfulness
practice (e.g., Dillbeck & Veslev, 1986; Hernandez, Arenander, & Boyer,
1988; Orme-Johnson & Haynes, 1981). Interestingly, although several
As James (1890) originally pointed out, waking conscious-
authors (e.g., Ornstem, 1977) initially suggested that experience during
ness is not in itself a homogeneous state. Langer (1982, 1989a,
meditation may relate to right intrahemispheric "syncretic" functions
1989b) has recently identified what appear to be at least two
(cf., Tucker, 1981), significant assymetries between hemispheres in EEG
major modes within the ordinary range of waking conscious-
power or coherence have not been found during TM (e.g., Orme-John-
ness: mindlessness and mindfulness. According to Langer son&Haynes, 1981;Bennet&Trinder, 1977). Instead, increased inter-
(1982, 1989a, 1989b) many individuals spend substantial por- hemispheric coherence observed by some researchers suggests that TM
tions of their waking day in a low-mindful (mindless) state. (especially during pure consciousness experience) may be a more
Mindlessness is described as a distinct, molar style of cognitive "global" neurophysidogical phenomenon (e.g., Badawi et al., 1984).
952 ALEXANDER, LANGER, NEWMAN, CHANDLER, DAVIES

that they can not only enhance adaptive efficiency over the short tion, the mindfulness prediction was assessed largely retrospec-
term but literally extend human life—an ultimate test of in- tively.
creased adaptation. Several studies suggest that TM may be The current prospective experiment examines the prediction
effective in reducing negative outcomes associated with aging. that change in state of consciousness or cognitive mode through
Wallace, Dillbeck, Jacobe, and Harrington (1982) found that, the TM program and mindfulness training, respectively, will
controlling for age and diet, long-term meditators were substan- reverse age-related declines and enhance longevity in the ad-
tially younger biologically than their chronological age (mean vanced elderly, in comparison to a mental relaxation (low mind-
chronological age was 55 years) on the Morgan scale (Morgan ful) and a no-treatment comparison group. Participants are
& Fevens, 1972) compared with short-term meditators, who randomly assigned to a no-treatment condition or to one of the
were in turn younger biologically than controls or population three experimental procedures, designed to be highly similar in
norms. Similar results were obtained for an even younger popu- their external structure (following the standardized format for
lation and were confirmed in a longitudinal study showing fur- teaching TM) and in expectation-fostering conditions and,
ther reduction of biological age in the same meditating subjects hence, differing only in their purely mental elements.
over an 18-month period (Toomey, Chalmers, & Clements, in The mindfulness training procedure (MF) was developed
press). Correlations between length of time meditating and im- with the aim of directly fostering a mindful style of information
provement on a number of age-related psychological and physi- processing through active engagement with novelty. The TM
ological variables have also been reported (e.g., Jedrczak, 1986; program is said to free attention from the constraints of lan-
Wallace, Silver, Mills, Dillbeck, & Wagoner, 1983). In a field guage-based thought, regardless of its degree of novelty (Alex-
study of health insurance utilization over a 5-year period ander, Davies, et ah, in press). During TM, the thinking process
(Orme-Johnson, 1987), TM participants had approximately is said to be transcended, as awareness becomes gradually set-
half as many hospitalizations and outpatient visits as matched tled or de-excited, and is eventually experienced as free of all
comparison groups with the same insurance carrier. This con- content (thoughts and percepts), remaining silently awake
trast was most extreme among older adults. The apparent bene- within itself. With repeated exposure, this self-referral state is
ficial effect on aging of the restful alertness experienced during said to gradually become maintained after the practice (Mahar-
TM may be jointly due to the role of deep rest in counteracting ishi, 1986). To the extent that awareness has become differenti-
"wear and tear," and of increased mental stimulation for pre- ated or freed from conceptual boundaries during daily activity,
incoming stimuli may no longer occasion rigid (mindless) re-
venting "atrophy" of functions (e.g., Rosenfeld, 1976; Timiras,
sponse sets during activity. The environment is viewed afresh,
1978).
so that stimuli can be associated with different responses as ap-
Nevertheless, as yet there have been no prospective experi-
propriate, and adaptability can be enhanced. This may be con-
ments directly evaluating the effects of TM (or other forms of
trasted with the decline in flexibility commonly associated with
meditation) on an advanced elderly population, which would
aging (Chown, 1961). Thus, although TM is designed to induce
allow direct assessment of longevity. Moreover, no prior study
a more settled state during the practice, it also appears to be an
on TM and aging has systematically controlled for all major
effective procedure for enhancing alertness and general pre-
confounding variables to which apparent age-related improve-
paredness for engagement in more adaptive and potentially
ments might be attributed: self-selection, expectation of results,
mindful interaction afterlhe practice.
attention, demand characteristics, time spent resting with eyes
The mental relaxation procedure (MR) was developed to test
closed, and degree of subjects' perceived control over treatment.
the view that TM is reducible to simple relaxation, practiced
Several field studies have also provided evidence for the bene-
while sitting with eyes closed, with an expectancy component
ficial effects of mindful functioning for the elderly (Langer,
(Holmes, 1984; Smith, 1976). From the perspective of mindful-
Beck, Janoff-Bulman, & Timko, 1984; Langer et ah, in press;
ness theory, however, passive repetition of the already familiar
Langer, Field, Pachas, &Abrams, 1989; Langer & Rodin, 1976; or overlearned in such relaxation procedures (see the Treat-
Langer, Rodin, Beck, Weinman, & Spitzer, 1979; Rodin &
ments section)—in the absence of a transcending or alerting
Langer, 1977). These studies found that increasing cognitive de- component—might be expected to be an exercise in low mind-
mands made on the institutionalized elderly encouraged in- fulness.
creased mindful information processing and resulted in im-
Mindfulness theory predicts better results for mindfulness
provement on measures of physical and psychological health. training and TM than for the relaxation or no-treatment condi-
Moreover, mortality rates were reduced relative to those of con- tions. The relative effectiveness of TM and MF treatments is
trol groups. In a highly routinized environment, with few op- less critical from the perspective of mindfulness theory, because
portunities for stimulation, the need to cultivate a mindful ori- the MF procedure, although ideal for the purposes of this com-
entation may become acute. In contrast, extreme reliance on parative study, does not represent an optimal program of mind-
mindless information processing in such environments can fulness training, in that it parallels the TM format, which pre-
yield negative consequences—including poorer judgment and cludes active engagement of the external environment during
performance and even premature death (Piper & Langer, 1984). the practice.
These mindfulness studies, however, are subject to some of the According to Maharishi's Vedic psychology, however, because
same potential confounds found in some of the TM studies— TM incorporates an especially deep state of rest with enhanced
for example, degree of perceived control over treatment (Rodin alertness as complementary aspects of a distinctive self-referen-
& Langer, 1977). Furthermore, although these studies used tial mode of functioning (particularly during subperiods of
treatments that readily allowed for a mindfulness interpreta- pure consciousness), it should have greater impact than either
TRANSCENDENTAL MEDITATION, MINDFULNESS, AND LONGEVITY 953

the relaxation or mindfulness condition alone, each of which invited to attend a second meeting during which testing procedures
focuses on only one of these dimensions within the ordinary were explained and informed consent forms signed.
range of waking state cognitive activity. Most tests were individually administered, generally over four I'/i
hour sessions, following the same order of tests for all subjects. Pretest-
Taking into account both the Vedic and mindfulness perspec-
ing took place prior to assignment of subjects to the four treatment
tives, it is predicted (in the context of this experiment) that TM
conditions; posttesting took place after a 12-week treatment period, and
will produce the largest treatment effects, followed by mindful- included some additional measures. Test administrators and retirement
ness, which will in turn produce larger effects than both the home staff were blind to subjects' assigned programs. Staff ratings of
relaxation and no-treatment conditions. mental health were assessed after an 18-month interval, and longevity
Contrary to this hypothesis, an extreme expectancy or pla- (survival rate) after 36 months.
cebo orientation (Smith, 1976) would hold that all three treat-
ments should give rise to similar positive results compared to Treatments
the no-treatment condition. According to the view that TM is
The three treatment conditions were similar structurally. They
simply a relaxation procedure (Holmes, 1984), the TM and MR
differed only in terms of the precise mental procedure to be followed
treatments should produce similar results in contrast to the MF
while sitting with eyes closed. Each treatment was introduced, taught,
treatment and the no-treatment (NT) conditions. and practiced with the use of standard materials and procedures care-
fully designed at each step to match the form, complexity, and expecta-
tion-fostering aspects of those used by the International Meditation So-
Method
ciety and affiliated organizations teaching the TM program (following
Smith, 1976). Furthermore, subjects in each condition were given the
Subjects
same expectations for positive outcomes in the areas of mental function-
Subjects were 73 volunteers (60 women and 13 men) from six retire- ing and physical health.
ment homes, one nursing home and one apartment complex for the After instruction, subjects met individually with their instructors for
elderly. Mean age was 80.7 years. After pretesting, 77 subjects were ini- about Vi hr each week to verify according to standard procedures the
tially assigned to one of the four conditions by stratified random assign- correctness and regularity of practice. Subjects were instructed to prac-
ment, excluding only those subjects who were clearly unable to remem- tice their program for 20 min twice daily (morning and afternoon) sit-
ber instructions from day to day. Twice as many subjects were assigned ting comfortably in their own room with eyes closed, and using a time-
to each treatment as were assigned to no treatment. An equal propor- piece to ensure correct length of practice. They were also requested not
tion of subjects who initially scored normal, borderline, or deteriorated to reveal details of their program to anyone outside their own group.
on the Dementia Screening Test DST (Farmer et al., 1987) were ran- The distinctive features of the three treatments were as follows:
domly assigned to each condition within each of the eight homes. After The Transcendental Meditation technique. The TM technique was
assignment to specific treatment programs, 4 subjects dropped out prior taught according to standard procedures, except that subjects did not
to actual instruction (1 in TM, 2 in MF, and 1 in MR). Final group sizes pay their own course fees. The meditation procedure is described as
at pretest were as follows: TM, 20; MF, 21; MR, 21; and NT, 11). For allowing the attention effortlessly to turn "inwards towards subtler levels
some comparisons, numbers were reduced where subjects failed to com- of a thought until the mind transcends the subtlest state of thought and
plete specific tasks. After 36 months, when survival rate was assessed, arrives at the source of thought," experienced as periods of content-free
data were unavailable for a few subjects who changed residence—thus pure consciousness (Maharishi, 1969, p. 470). The technique involves
reducing the NT group's size still further (n = 8). When cell sizes are both a mantra, or meaningless sound selected for its value in facilitating
small, reliability of frequency estimates is reduced. In order to supple- the transcending or settling-down process, and a specific procedure for
ment NT size, the 4 assigned but untreated subjects along with the 10 using it mentally without effort, again to facilitate transcending. The
subjects rated as normal or borderline on the DST (but not assigned practice has been described in detail by Maharishi (1969), Roth (1987),
after pretesting because of scheduling constraints) were also included and Wallace (1987) and is said not to require any changes in life style
(« = 22). This procedure could only be applied in the case of survival or belief system.
Mindfulness training. The mindful, guided attention technique in-
rate because presence of subjects at posttest was not required for its
determination. volved both a structured word-production task and an unstructured
One-way analyses of variance revealed no differences among the four creative mental activity task. The word-production exercise required
groups in gender, age, length of residence, or education. Also there was subjects to think of a word, take its last letter and find a new word begin-
ning with that letter. The technique began easily enough. However, sub-
no difference in mental or physical health at pretest as indicated by the
rating of nursing home staff, overall DST score, self-rating depression jects were not permitted to use any word more than once per session,
score, or level of systolic blood pressure. and the level of demand of the program was continually increased by
the instructors to keep it novel and hence more mindfulness inducing.
After the technique was mastered, subjects were instructed to produce
Procedure words relating to specific categories (e.g., animals, springtime, foods,
places).
Orientation and Assessment The creative mental activity task did not specify rules for thinking
nor particular target thoughts. Rather, the individual was asked to think
Two project administrators met with residents of each home and ex- about any topic in new and creative ways. Illustrations were provided of
plained that as part of a research project they would be offered simple such activity: for example, thinking of unusual uses for common ob-
mental techniques that were thought to be beneficial for the mental and jects, or picking a controversial topic and arguing the side contrary to
physical well-being of other age groups, and that the project was an at- one's established opinion. Subjects were asked not to lapse into day-
tempt to document the value of these programs for an elderly popula- dreaming but rather to actively direct their thinking during the process.
tion. No deception was involved, in that there were research literatures They were instructed to produce words for approximately 6 min, en-
supporting the construction of each procedure. The programs to be gage in creative mental activity for 6 min, and close with another 6 min
offered were described in general terms, and interested residents were of word production followed by 2 min of rest.
954 ALEXANDER, LANGER, NEWMAN, CHANDLER, DAVIES

Mental relaxation. Consistent with the view that TM is equivalent to determine the contribution of quality of instructors to their decision to
any of a range of relaxation or meditative techniques (Holmes, 1984; drop out.
Smith, 1976), the cortical deaclivation technique replaces the vehicle of
attention (the mantra or sound used in TM) with a familiar verse,
Dependent Variables
phrase, brief song, or poem chosen by the subject. Instructions for the
use of the mental stimuli incorporate only what are considered essential Cognitive Functioning
elements of TM, as analyzed by Smith (1976) and others—time spent
sitting with eyes closed, expectation of benefit, instructions for general Dementia Screening Test. The DST (Phase 1), a test battery devel-
relaxation, sustained voluntary regulation of attention, "passive" men- oped for the Framingham Heart Study (Fanner et al., 1987), provides
tal attitude, and repetition of noncognitively arousing (relatively simple) an operational definition of dementia that can be used to assess the func-
mental stimuli. However, this approach holds as nonessential the sound tioning of elderly subjects. The DST was used primarily for matching
quality of the mantra and the specific procedure for using it, both of subjects on levels of dementia for the purpose of stratified random as-
which, according to Maharishi's Vedic psychology (Maharishi, 1969) signment of subjects to treatments at pretest. DST score in the present
especially foster restful alertness and, ultimately, the state of pure con- study was defined as the mean z score across all subtests completed by
sciousness. each subject (DST administered at both pre- and posttest).
The MR technique required that subjects sit comfortably with eyes Associate Learning subtest. Scores on the Associate Learning subtest
closed, relax for a few minutes, and then silently repeat to themselves of the DST (taken from the Wechsler Memory Scale—difiicult word
the familiar and brief mental stimuli that they found pleasant or com- pairs only, Wechsler, 1945) were examined separately in light of research
fortable. They were asked to continue repeating the same item through- indicating improved learning performance associated with both TM
out each sitting, though after each week of practice, if a subject wished, (Dillbeck, 1982) and mindfulness (Langer et al., 1979), in contrast to
he could select another item. The last 2 min of each session were again studies indicating decline in performance on paired associate learning
spent just sitting easily with eyes closed, without further repetition. with aging (Arenberg & Robertson-Tchabo, 1977; pre- and posttest).
No-treatment (delayed start) control. Subjects in the NT group were Word Fluency sublest. Scores on the Word Fluency subtest of the
informed that their valuable role in the research was as a comparison, DST (taken from Benton & Hampsher, 1978, the Multilingual Aphasia
delayed-start group. They were pre- and posttested and had no other Examination) are also examined separately. The task is closely related
exposure to project personnel until after the experiment, when they to the word-production task, which was basic to the mindfulness train-
were given the opportunity to learn any of the three treatment pro- ing procedure, and constitutes a minimum test of the effectiveness of
grams. mindfulness training. Subjects were scored for the number of words
generated within 60s, beginning with each given letter, excluding proper
names and changes of tense (pre- and posttest).
Instructors Overlearned Verbal Task (OVT). The OVT was developed for this
study, on the basis of mindfulness theory, as a simple measure of cogni-
All 21 instructors (7 for each of the three treatment conditions) were tive flexibility, or the ability to adjust from overlearned to more adaptive
volunteers, matched for gender, race, and level of education (graduate responses as required. Lack of such flexibility, reflecting "premature
students, professionals, or college seniors) and of comparable age and cognitive commitment," is a primary characteristic of mindlessness and
religious and socioeconomic background. Instructors for the TM pro- has been observed on similar tasks requiring deviation from overlearned
gram had been trained by the International Meditation Society over a verbal behaviors (e.g., Chanowitz & Langer, 1981). This test takes ad-
minimum period of 3 months. Instructors for the mindfulness training vantage of overlearning by this elderly population of the original U.S.
and mental relaxation conditions were selected on the basis of their ma- "Pledge of Allegiance" before it was changed in 1954 to include the
turity and commitment to helping the elderly and were trained by proj- words "under God." Subjects were asked to recite the pledge after re-
ect administrators. The training format was identical for these two treat- viewing an updated typewritten copy for 1 'A min, and were scored cor-
ments. They were given the rationale for their treatment program, sup- rect if the two new words ("under God") were included in their correct
ported by a teaching manual and charts describing claimed sequence (posttest only). The OVT minimizes reactive measurement
physiological correlates of the practice, the projected results of each effects (Webb, Campbell, Schwartz, & Sechrest, 1966) through appear-
treatment being the same as those described for the TM group (in accor- ing to be a simple test of recall rather than of cognitive flexibility (post-
dance with research and professional opinion in favor of each). Training test only).
sessions were held over a period of 2 months, and extensive home study Stroop Color-Word Interference Test (CW1T). A second measure of
of teaching manuals and preparation of materials was required so that cognitive flexibility, the CWIT (Stroop, 1935), requires sustained atten-
instructors could pass a final exam to verify their competence and con- tion to the inhibition of the familiar reading response in favor of a more
fidence in presenting each of the steps of instruction (cf., Smith, 1976). novel color-naming response. The test involves timing subjects' perfor-
Although instructors knew that several treatments were being com- mance in reading words (color names printed in black across the page),
pared, they were blind to the content of other treatment conditions. then in naming colors (groups of colored As in the same format), and,
Through exposure to selected theoretical and research literature that finally, in naming colors of words (denoting conflicting color names,
supported their treatment, they were led to believe that it was favored same format). The interference score is the additional time (resulting
at least as much as the other programs. Instructors signed agreements from the overlearned reading response) taken on the third as compared
not to reveal the content of their own treatment outside the guidelines to the second task (Jensen, 1965) and is reported to deteriorate with
given for teaching. Furthermore, they were blind to the test instruments advanced age (Comalli, Wapner, & Werner, 1962), with poor perfor-
being used. All instructors were highly motivated, as evidenced by their mance also being associated with defensive rigidity scores on the Minne-
willingness to devote considerable time without pay over many weeks sota Multiphasic Personality Inventory (Dahlstrom, Welsh, & Dahl-
in preparation, teaching, and follow-up treatment. strom, 1975; see Bush, 1975). Thecognitive flexibility score in the pres-
The effectiveness of the instructors and their equivalence in arousing ent study is defined as the best (lowest) interference score over four trials
subjects' expectations were assessed through evaluations of subjects' ex- after covarying for score on an initial comparison trial (posttest only).
pectancy of benefit at the time of instruction and subjects' rating of Object Uses Test (OUT). The OUT was included as a measure of
instructor competence and likeableness at the time of posttest. Further- mindfulness, and, hence, as a predictor of greater longevity. It was
more, dropouts from the study were administered a questionnaire to scored for the number of different uses a subject can give for a series of
TRANSCENDENTAL MEDITATION, MINDFULNESS, AND LONGEVITY 955

objects (ceramic mug, pen, wire stripper, and magnetized change phrases) describing how they felt during and immediately after their
holder) shown to him or her. Langer and Piper (1987) discussed sponta- program in comparison to immediately before. To evaluate these lists,
neous generation of novel uses as a measure of mindfulness with non- semantically similar responses occurring with greatest frequency across
nursing home populations. For this advanced elderly nursing home pop- groups were clustered. Two very clear response categories were identi-
ulation, it was decided to add a single standard prompt for each object fied: Most common were adjectives referring to relaxation (in order of
to make the task somewhat less demanding. The task was untimed. frequency: relaxed, restful, quiet, calm, and peaceful); also common
were adjectives indicating boredom or frustration (in order of fre-
quency: bored, frustrated, nervous, impatient, and restless). Thus, pres-
Health
ence of one or more relaxation descriptors or boredom descriptors was
Blood pressure. Systolic blood pressure was tested with an aneroid also scored. Subjects also were given the opportunity to provide a more
sphygmomanometer, the appearance of the first heart sound being taken detailed open-ended description of experiences during and after their
as systolic pressure. The average of three readings taken at 2-min inter- program.
vals was recorded with subjects sitting at rest, following Morgan's proce-
dure for assessing biological age (Morgan & Fevens, 1972). For a few
Dropout Form
subjects in each group who were not available for this procedure, a regis-
tered nurse took a single recording, using a standard mercury sphygmo- Subjects who completely discontinued practice of their treatment
manometer (pre- and posttest). prior to completion of the 3-month period were given a dropout form
Nurses' mental health improvement ratings. These were given by to complete (soon after dropping out) by the project administrators.
nursing home staff after a mean period of 18 months for all surviving They were asked to evaluate on a series of 10-point scales various rea-
subjects. Subjects were rated for mental health on a 5-point scale, rang- sons why they may have dropped out Items focused on the following
ing from considerably worse (1) to much better (5) over the 18-month possible reasons: difficulties in performing techniques, lack of immedi-
period (posttest only). ate and long-term benefits, difficulties with the instructors, and negative
Longevity (survival rate). The percentage of subjects in each group feedback from practitioners of other programs or nursing home staff
still alive after a mean period of 36 months was assessed from nursing regarding their program.
home records.

Data Analysis
Personality and Self-Report
Treatment effects were assessed using analysis of covariance, adjusted
State- Trait Anxiety Inventory (STAI) A- Trait scale The STAI A-Trait for pretest level on those variables for which pretest scores were avail-
scale (Spielberger, Gorsuch. & Lushene, 1970) is the most widely used able. This procedure controls for initial differences within and between
psychometric measure of "trait" anxiety—the general tendency to be groups and is generally held to be more precise and, hence, statistically
anxious (pre- and posttest). more powerful than simple change score analysis (Judd & Kenny, 1981).
Self-Rating Depression Scale (SDS). Elderly depressives sometimes Prediction of consistent differential treatment effects allowed us to
perform as poorly on cognitive tasks as elderly persons with dementia minimize Type 1 errors by conservatively using the same overall
(e.g., Whitehead, 1973). The SDS (Zung, 1965) was used to assess the planned contrast for each measure—a 1 degree of freedom F test for
potential mediating role of depression in cognitive functioning. The unequal sample sizes (Kepple, 1973, p. 353). A priori contrasts of this
SDS covers a broad range of depressive symptoms, and is short (20 type are considered preferable to using unfocused, omnibus F tests (Ro-
items), simple, and self-administered (pre- and posttest). senthal & Rosnow, 1984, p. 344-345). In accordance with our predic-
Internal Locus of Control Scale (LOC-I Scale). This revised version tion that TM would perform the best, followed by mindfulness training,
of Rotter's (1966) original Internal-External Locus of Control Scale in comparison to both relaxation and no-treatment conditions, the four
includes an Internal (I) scale factorially independent from Chance (C) groups were assigned contrast coefficients of 3,1, -2, and —2, respec-
and Powerful Others (P) scales (Levenson, 1974). The LOC-I scale was tively, and directional testing was applied.
included to assess the hypothesized relationship between mindfulness For the final set of analyses on subjective evaluation of the three treat-
and control. According to Langer (1989a, 1989b; Piper & Langer, 1984), ments alone (excluding the no-treatment group), it was necessary to
a mindful person actively engages in making choices and discrimina- assign different coefficients. Although mindfulness training was pre-
tions, regardless of apparent environmental constraints; this is said to dicted to produce beneficial effects, because the particular tasks in-
foster a generalized expectation of control over outcomes through inter- volved required effort, it was expected that, in general, subjective experi-
nal means (pre- and posttest). ence of this treatment would not be more enjoyable than relaxation.
Rating of regularity of practice. On the basis of weekly records main- Therefore contrast coefficients of 2,—1, and-1 were assigned for TM,
tained by the instructors, frequency of practice by the subjects was esti- mindfulness, and relaxation groups, respectively, on treatment evalua-
mated both for the 3 months as a whole and for the last month alone on tion questions.
the basis of a 5-point Liken scale, with 1 signifying never or very rarely A test of proportions was used in the analyses involving proportional
and 5 signifying always or almost always. data (e.g., survival rate). When the treatment dimension can be ordered
Self-report assessment of general outcomes. Subjects rated on a series from more to less, contrasts can be also directly computed for a test of
of 7-point Likert scales how they felt generally "these days" compared proportions and directional testing can be used (Rosenthal & Rosnow,
to 3 months before (posttest only). 1984, p. 406). In this case, the treatments were ranked in terms of their
predicted effects, the same contrast weights described earlier were ap-
plied, and a Z test of significance of the contrast (Rosenthal and Ros-
Subject Evaluation of Program Effectiveness
now, 1984, p. 407) was computed.
Posttested subjects were asked to rate how they felt during and imme- For cognitive, health, personality, and general outcome measures that
diately following practice of their program on a series of 7-point scales. were significant on the overall contrast, the Fischer LSD test was used
They were also asked whether "the program itself was valuable to you." for additional pairwise comparisons (Carmer & Swanson, 1973) to de-
In order to supplement this data on self-report experience of programs, termine whether specific groups differed from other groups in the direc-
subjects were further requested to list up to five adjectives (or descriptive tion predicted. Similarly, where an overall test of proportions was sig-
956 ALEXANDER, LANGER, NEWMAN, CHANDLER, DAV1ES

nificant for these measures, Z tests of the significance of specific pair- Table 1
wise differences were computed. In each case, all significant painvise Cognitive Performance Scores for the Elderly After 3 Months
differences are reported. Practice of Assigned Treatment
In computing chi square (or its Z standard normal deviate equivalent)
it was once thought that expected frequency should not fall below 5 per Trans- Mind-
cell. Evidence now indicates, however, that "very useable" chi-square cendental fulness Relax- No
values can be obtained even with expected frequencies as low as 1, as Measure meditation training ation treatment
long as the total number of independent observations is not too low. An
JV of 20 is considered sufficient, but small expected frequencies may Dementia Screening
Test(z-scored:
work "quite well" with an even smaller N(Rosenthal & Rosnow, 1984,
adjusted means) -0.02 0.04 0.03 -0.30
p. 384; cf. Camilli & Hopkins, 1978). None of the significant pairwise
Associate Learning
Z tests had an N less than 20. Nevertheless, because of the relatively Scale "(adjusted
small no-treatment group size at posttest, it was decided to additionally means) 5.98 5.01 5.61 3.17
compute Fischer exact tests for all significant pairwise Z tests involving Word Fluency
the no-treatment group to secure a more conservative "second opinion" Scale***
for these comparisons (Rosenthal & Rosnow, 1984, p. 395). (adjusted means) 36.87 39.15 33.37 31.79
Overlearned Verbal
Task****
Results (% correct at
posttest) 77.8 50.0 27.3 28.6
Before assessing the relative effects of the treatments used, a CWIT interference
check of the manipulations was conducted to determine score* (posttest
whether the groups were equivalent with regard to expectancy means) 20.74 25.64 26.26 25.90
of benefit, perceived competence and likeableness of instruc-
Note. CWIT = Stroop(1935) Color-Word Interference Test.
tors, and regularity of practice. After group assignment and two
*p<.10. **p<.05. ***p<.025. *"*/><.OOI.
meetings with their instructors for the purpose of introduction
to their respective programs, subjects rated on six 7-point scales
how much they expected to benefit in terms of physical health,
relief from worries, ability to deal with problems, clear think- p < .01, Fischer exact p = .034. Although MF scored highest
ing, personal relationships, and personal development. A total followed by TM on the Word Fluency scale, this difference was
expectancy score was derived as the sum of the six scale scores. not statistically significant; no pairwise differences on the Word
There were no differences in mean expectancy scores among Fluency scale or the CWIT reached significance.
the three treatment groups. Similarly, at time of posttesting,
there were no differences in the rating of the competence or Health
likeableness of instructors. Finally, among those completing the
posttest, there was no significant difference between the three Adjusted means (posttest levels after covarying for pretest lev-
groups on degree of regularity of practice either for all 3 months els) for systolic blood pressure after 3 months, mean mental
of treatment or for the last month alone. health ratings after 18 months, and survival rates after 36
months are presented in Table 2 for each group. On the overall
planned contrast, the four groups differed as predicted on both
Cognitive Functioning
blood pressure, f\l, 55) = 6.35, p < .01, and nurses' mental
Adjusted means (posttest scores after covarying for pretest health rating, fX 1,56) = 6.73, /;< .01.
scores) for the DST, the Associate Learning scale and the Word Specific pairwise comparisons for blood pressure indicated
Fluency scale, together with proportion of subjects correct on that both TM (t = 2.49, p < .01) and MF (t = 1.92, p < .05)
the OVT Task and means at posttest for the CWIT are presented differed as predicted from MR. For mental health, both TM
for each group in Table 1. and MF differed as predicted from both MR (* = 2.17, p < .025;
There were no significant differences among groups on the and t = 2.05, p < .025, respectively) and NT (t = 1.79, p < .05;
DST. On the overall patterned contrast, groups differed as pre- and t = 1.67, p = .05, respectively).
dicted on the Associate Learning scale, F( 1,51) = 3.20, p < .05, The most critical and long term of all the indexes tested is
the Word Fluency scale, F( 1,52) = 4.70, p < .025, and the OVT, survival rate, which is illustrated for each group in Figure 1.
Z(N = 48) = 3.15, p< .001. There was also a trend in the ex- Over this 36-month period, on the overall planned comparison,
pected direction on the CWIT, F( 1,40) = 2.22, p < . 10. In other the survival rates for the four experimental groups—ranging
words, on these measures, the overall prediction was statistically from 65% up to 100%—markedly differed as predicted, Z(N =
supported: In general, TM scored higher than MF, and MF 77) = 3.54, p < .00025. The survival rate for the remaining
scored higher than MR and NT. 478 elderly residents in the seven homes (for which data was
Specific pairwise comparisons for the Associate Learning available) was 62.5%. This percentage was derived using the fol-
scale indicated that the TM group differed as predicted from lowing formula: 100-100 [(total reported deaths in the 7
NT (t = 2.32, p < .025). There were also trends for both MF homes - deaths of subjects in experiment)/(total population in
( r = 1 . 4 5 , / > < . 1 0 ) a n d M R ( i = 1.93, p < .10, two-tailed test) the 7 homes - total number of subjects in experiment)].
in comparison to NT. For the OVT, the TM group differed as Specific pairwise comparisons indicated, as predicted, a
predicted from each of the other groups, MF: Z(« = 30) = 1.60, higher survival rate for TM than for MR, Z(n = 39) = 3.28, p<
p = .05; MR: Z(« = 29) = 3.04,p < .005; NT: Z(« = 25) = 2.50, .001, or NT, Z(n = 41) = 2.54,p< .01 (Fischer exact p = .035),
TRANSCENDENTAL MEDITATION, MINDFULNESS, AND LONGEVITY 957

Table 2
Systolic Blood Pressure, Mental Health Improvement Ratings, and Longevity (Survival Rate)
of the Elderly Following Practice of Assigned Treatment

Transcendental Mindfulness No
Measure meditation training Relaxation treatment Other

Systolic blood pressure*


(adjusted means at
3 months posttest) 125.4 130.3 145.0 135.3
Mental health improve-
ment* rating (means
after 18 months) 3.35 3.32 2.86 2.90
Survival rate" (% alive
after 36 months) 100.0 87.5 65.0 77.3 62.6

Note. Other refers to remaining population in the same institutions not assigned to any group (n = 478).
*f><.01. **/><.00025.

with a similar trend also compared with MF, Z(n — 35) = 1.52, On the perceived control measure, pairwise comparisons in-
p < .10. The rate for MF was also higher than that for MR, dicate greater change for MF than for each of the other groups,
Z(n = 36) = 1.67, p < .05. No other pairwise contrasts were including TM: TM (t = 2.20,p < .05, two-tailed); MR (t = 2.07,
significant.2 Two of the four groups also differed from the re- p < .025); NT (t = 3.00, p < .0025). There was also a trend
maining untested population in survival rate: TM, Z(n = toward TM changing more than NT on perceived control (( =
497)= ll.05,p<. 00001, and MF,Z(n = 494) = 2.93,p<. 005. 1.36, p < .10). As predicted, pairwise comparisons indicated
In light of prior research with nonsenile elderly suggesting a that the TM group felt more able to cope with inconvenience
link between mindfulness and longevity (Langer, Beck, Janoff- than NT (r = 1.96, p < .05) and MR (t = 2.24, p < .025). Fur-
Bulman, & Timko, 1984; Rodin & Langer, 1977), an internal thermore, the TM group felt less old than did the NT group (t =
analysis was conducted on the relationship between survival 1.85, p < .05) and the MF group (t = 1.65, p < .10, statistical
rates and mindfulness. For this purpose, subjects were identified trend); with a trend also toward MF feeling less old than NT
as mindful if they were both rated mentally alert (a necessary (t = 1.47, p < .10). Finally, the TM group reported feeling less
condition for mindfulness) by nursing home staff at pretest (n = impatient with others than NT (t = 1.85, p < .05) and MF (t =
25) and scored relatively high on the OUT, taken as a behavioral 1.65, p<. 10, statistical trend). y

indicator of mindfulness. The OUT did not discriminate


among groups at posttest, possibly because of a ceiling effect Subjective Evaluation of Program Effectiveness
resulting from the single prompt of subjects (cf. Langer & Piper,
The treatment evaluation form was completed only by those
1987). However, internal analysis did reveal, as expected, that
the alert subjects scoring above the median on the OUT had a subjects who were posttested (i.e., excluding most subjects who
higher subsequent survival rate (100%) than those scoring below dropped out). However, to canvas opinions of as many subjects
the median (67%), X 2 (l, n = 25) = S.\6,p < .025. as possible, we added responses for those few items on the drop-
out form that overlapped with those on the treatment evalua-
tion form (see Table 4). Group means for significant scale items,
Personality and General Outcome Measures
proportion in each group reporting relaxation or boredom dur-
Adjusted means (posttest scores after covarying for pretest ing and immediately after practicing their program, and pro-
scores) for trait anxiety (STAI A-Trait scale), depression (SDS), portion of subjects in each group finding their program valu-
and internal locus of control (LOC-I scale), together with means able and practicing regularly, are presented in Table 4.
for each significant self-report assessment of general outcome, As predicted, the TM subjects reported feeling "better" dur-
are presented for each group in Table 3. ing their program, F(l, 32) = 2.84, p < .05, and more "inter-
On the overall planned comparison, there were no group ested," f[l, 43) = 11.58, p < .001, than mindfulness and relax-
differences on trait anxiety and depression. Groups did differ in ation groups, with a similar trend toward the TM group also
the predicted direction on locus of control, F(l, 46) = 3.39, p < feeling more "alert," F{\, 33) = 1.78, p < .10. Also, immedi-
.05. For the self-report assessment of outcome scales, posttest- ately after practicing their program, the TM subjects reported
ing subjects were asked how they "generally feel these days" as
compared to 3 months ago (i.e., before assignment to their pro- 2
The initial no-treatment (NT) subjects (n = 8) underwent extensive
gram). Groups differed as predicted in the degree to which they
testing at pre- and posttest. This testing could be expected to stimulate
reported feeling more "able to cope with inconvenience," f\ 1,
at least some mindfulness (Langer & Newman, 1979). As anticipated,
38) = 5.99,p<.01;less"old,"/l(l,40) = 3.20,p<.05;andless
the not-at-all or minimally tested NT subjects (n= 14) added for this
"impatient with others," R(1, 39) = 2.19, p < . 10, trend. There comparison did have a relatively low survival rate: 71.4% (10 of 14 vs.
were no differences between groups found on other general out- 7 of 8). Although in the right direction, the difference between MF (« =
come items that concerned quality of activity, appreciation of 16) and the not-at-all or minimally tested NT subjects still did not reach
self or environment, having new ideas, or feeling bored with life. significance, Z(n = 30)= 1.10,p>.10.
958 ALEXANDER, LANGER, NEWMAN, CHANDLER, DAVIES

ularity was evaluated categorically (with regularity defined as


practice at least once per day throughout the treatment period),
and all surviving subjects who did not posttest were also in-
100 cluded, more TM subjects were found to practice regularly (see
Table 4) than were members of mindfulness training and relax-
95 ation groups, Z(n = 60) = 2.72, p < .01, two-tailed. The overall
percentage of subjects dropping out (i.e., completely discontin-
90 uing their programs) was 33.5. However, the overall percentage
of treated subjects who failed to retest on the objective measures
after 3 months, was only 24%; this was because a few irregular
O 85 practitioners or dropouts in each group also completed the post-
test. Given the frailty of subjects and the fact that they were not
> 80 paid, the retest rate was comparatively high for such treatment
studies (cf. Smith, 1976).3
d 75
Discussion
^ 70 Posttest examination of reported experiences during and im-
mediately after practice of the three techniques supports the
65 proposal that each produces a different mental state or mode of
cognitive functioning.
60
Differences in Subjective Experience
During Each Program
TM MF MR Specifically, as predicted, subjective reports at posttest indi-
cated enhancement of both restfulness and alertness during
Figure 1. Percentage of institutionalized elderly (M = 80.7 years at pre- TM. The alertness component is reflected in this group's report
test; n = 77) still alive 36 months after learning their randomly assigned
experimental program (TM = the Transcendental Meditation program,
of being more interested and more alert during the program
MF = mindful ness training, MR = mental relaxation, and NT = no and less bored during and afterward, compared to the other
treatment) as compared to the survival rate for the remaining popula- groups. The restful component is reflected in the TM group's
tion (RP) in the same institutions (n = 478).
3
Descriptive statistics on reasons given for dropping out are summa-
rized below. Twelve subjects, or 57.1 % of the total dropouts, were willing
feeling "better," F( 1,43) = 6.17, p < .01, and more "relaxed," to complete the dropout form. This included 5 mindful, 5 relaxation,
P(l, 34) = 3.92, p < .05. There were no significant differences and 2 TM subjects. Given the small number of available dropouts from
between groups for other items concerning anxiety, fatigue, or each treatment group, use of inferential statistics to formally evaluate
mental clarity during or after their practice. differences between the groups was not appropriate; however, examina-
Analysis of subjects' own choice of adjectives to describe their tion of group means suggested that the reasons for dropping out tended
program yielded similar results. Substantially more TM sub- to be similar among groups. When responses were averaged across treat-
jects reported feeling "relaxed" (rested, quiet, calm, etc.) during ments, a clear pattern of reasons for dropping out is revealed in the
their practice than immediately before compared with mindful- means and standard deviations of item scores (when necessary, the di-
ness and relaxation subjects, Z(n = 39) = 4.11, p < .000025. rection of item score is reversed, so that 10 always indicates the most
positive response and 1 the least positive).
They also reported fewer moments of boredom during their Although dropouts did not tend to be disturbed by thoughts (M =
technique, Z(n = 39) = 1.80, p < .05. Furthermore, they de- 8.18, SD = 3.19), physical sensations (M = 9.25, SD = 2.60), or tired-
scribed themselves as more relaxed, Z(n = 36) = 4.34, p < ness (M = 9.5, SD = 1.00) during their programs, they did tend to feel
.00001, and reported fewer moments of boredom, Z(n = 36) = somewhat bored (M = 2.42, SD = 2.83). However, the main reason given
2.308,/> < .01, immediately after their practice than did partici- for discontinuing programs was lack of perceived benefits. Virtually all
pants in the other programs. Finally, more TM subjects re- subjects reported that lack of benefits played "a very large role" in their
ported that overall, their technique was "valuable" to them decision to stop their program (M = 1.50, SD = .92) and that "no bene-
than did participants in the mindfulness and relaxation groups fits" were noticed continuing throughout the day (M = \ .09, SD = .30).
Z(w=39) = 2.40,;><.01. Uniformly, dropping out was not attributed in any way to the quality of
Because no significant differences in degree of regularity be- the teachers (M = 10.00, SD = ,00), who were perceived as doing an
excellent job (M = 9.90, SD = .52). Also, no subjects attributed drop-
tween groups were found among subjects attending the posttest,
ping out to feeling that other residents were getting a better program
as noted earlier, this factor should not have substantially influ- (M = 10.0, SD = .00) or to negative feedback from nursing home staff
enced outcomes on other variables. However, a practical consid- (M = 10.0, SD = .00). It would thus follow that the TM group had a
eration independent of performance on outcome measures, is lower dropout rate because subjects perceived greater benefits from this
whether each program is self-maintaining as indicated by de- practice. This interpretation is also consistent with the objectively mea-
gree of regular practice of all subjects. When assessment of reg- sured outcomes associated with this program.
TRANSCENDENTAL MEDITATION, MINDFULNESS, AND LONGEVITY 959

report of being less tense and more relaxed both during and Table 4
after the program (Table 4). This finding of heightened values Subjective Evaluation of Program Effectiveness
of both rest and alertness is consistent with the view that they After 3 Months' Practice
are experienced as complementary aspects of a distinctive uni-
Transcendental Mindfulness
fied state of restful alertness during the TM technique. In re-
Measure meditation training Relaxation
sponse to open-ended questions, some TM practitioners explic-
itly reported periods of the content-free state of pure aware- During each practice
ness—the clear experience of "no mantra or thoughts." Such Better(l)/worse(7)** 2.62 3.42 3.20
Bored (ij/interested
experiences were not associated with an absence of alertness,
(7)"*** 5.67 3.53 3.57
but rather with a silent wakeful potential for experience, with More(l)/less(7)
"a clear mind, more energy, a deep state of rest and relief from alert* 3.00 3.33 3.70
fatigue," and "a state of complete readiness for whatever comes More relaxed or quiet
(%)**** 94.4 41.7 55.6
next" (Subject 42). Subject 34 described her experience imme- Moments of boredom
diately after practice of TM as "calmness, and instead of being (%)** 22.2 41.7 55.6
hurried or concerned as to 'what next,' quietly proceeding (to) After each practice
Better (1 (/worse
each next step, ready, but unhurried."
(7)'*** 2.44 3.25 3.64
In contrast to this experience of silent alertness, subjects dur- Relaxed (l)/tense
ing mindfulness training tended to characterize their experi- (7)** 2.00 3.00 2.60
ence as an active state of directed thinking. As Subject 41 stated, More relaxed or
quiet (%)**** 93.3 25.0 55.6
"I feel mentally stimulated. The mind is activated as it seeks
Moments of boredom
words to fit. . .the need of the particular case. All in all it gives (%)«* 20.0 41.7 66.7
the mind a stimulating workout." However, because the mindful Overall evaluation (%)
Felt program
tasks for this experiment were somewhat difficult, several sub-
valuable for selP" 75.0 38.5 40 jO
jects reported experiencing frustration during the practice. Practiced
Nevertheless, in contrast to subjects in the low-mindful relax- regularly'*** 80.0 47.6 47.4
ation program, they also tended to report feeling more alert
" Include responses from subjects not present at posttesting.
during and better immediately after each practice (see Table 4).
*p<.10. **p<.05. ***/)<.01. ****/><.001.
Furthermore, proportionally, 25% fewer mindful subjects re-
ported moments of boredom during their program, and 37%
fewer reported such moments afterward relative to the relax- gram, and more than twice as many reported feeling relaxed
ation subjects. afterward compared with the mindful subjects. Subject 31 de-
On the other hand, as would be anticipated, one-third more scribes successful relaxation primarily in physical terms: "I can
relaxation subjects reported feeling relaxed during their pro- always feel myself sort of going. When I start practicing I kind
of let down. I can sort of feel my arms relaxing. My nerves kind
of let go." The potential drawback of this low-mindful practice
for some subjects was that it was "peaceful but boring" (Subject
Table 3
61). As predicted, it was only when the restful and alert compo-
Personality and Self-Report Scores for the Elderly
nents were experienced simultaneously during the TM pro-
After 3 Months Practice of Assigned Treatment
gram that frustration and boredom (low-mindfulness) were
Trans- Mind- minimized, subjects felt better (during and after), and were
cendental fulness Relax- No more regular in their practice and valued their program more
Measure meditation training ation treatment (Table 4).
Trait Anxiety
These phenomenological outcomes—taken together with the
(adjusted means) 37.59 36.32 36.65 36.26 finding that there were no differences between treatment groups
Depression (adjusted with regard to expectancy of benefit, ratings of instructor com-
means) 34.66 34.03 33.33 35.86 petence and likeability, and regularity of practice among post-
Internal Locus of
Control (adjusted testing subjects—indicate that the experimental manipulations
means)** 21.60 23.81 21.53 19.93 produced qualitatively distinct changes in immediate experi-
Self-report assessment ence, while controlling for potentially confounding external in-
of general
fluences. On this basis, it is possible to examine the objective
outcomes
Feeling less data to assess whether the different experiential states or cogni-
(l)-more(l) tive modes associated with each program produce significant
"old"** 3.65 3.92 4.33 5.20 differential consequences for psychological and biological adap-
Less(\)-more(l)
able to cope with tive efficiency.
inconvenience*** 5.06 4.58 3.89 3.80
Less (It-more (7) Consideration of Objective Outcomes
impatient with in Relation to Hypotheses
others* 2.75 3.58 3.30 4.00
The results are consistent with the general prediction that
*p<.10. **p<.05. ***.?<. 01. longevity may be benefitted by psychological intervention. The
960 ALEXANDER, LANGER, NEWMAN, CHANDLER, DAVIES

Transcendental Meditation program in particular, and also for the TM group by selecting other instructors on the basis of
mindfulness training, appear to be effective in improving psy- high motivation to help the elderly, by matching them for rele-
chological and physiological functioning and thus enhancing vant background variables and by requiring them to undergo a
longevity in the elderly, in contrast to the relaxation and no- thorough training program. Also, all instructors believed theirs
treatment conditions. to be the preferred program, followed equivalent patterns of
As indicated by the overall planned comparison, this differ- teaching and contact with subjects during instruction and fol-
ential pattern of improvements was apparent on measures of low-up periods, and communicated expectation of equivalent
cognitive flexibility, paired associate learning, mental health ac- benefits. The effectiveness of these precautions is evident in that
cording to nurses' ratings, blood pressure, and ultimately, lon- there were no differences among groups with regard to subjects'
gevity (survival rate after 3 years). There was also a similar pat- expectancy of benefit or to ratings at posttest of instructors'
tern of improvement in subjects' reported capacity to cope with competence or likeableness.
inconvenience and to feel less "old" and less impatient with Except on the dropout form, responses were not obtainable
others, after 3 months of practice. In virtually all cases, the pair- from those not attending posttesting. When all subjects were
wise comparisons that reached significance were in the direc- included in the assessment of regularity (including those who
tion predicted by the patterned contrasts. Beneficial outcomes were not posttested), it was apparent that fewer subjects in the
associated with TM tended to be more extreme than those for TM group discontinued regular practice than did subjects in
the mindfulness program. the other groups. However, because dropouts should be less
Contrary to the general pattern, however, the mindfulness likely to have experienced positive effects, exclusion of nonpost-
group did score higher than did the TM group on perceived testing subjects—who included a disproportionately high num-
control. This scale seems to reflect in a very specific way what ber of dropouts—should only have biased results against the
is being enhanced through this particular form of mindfulness prediction of the most positive outcome for TM. It might be
training. The process of actively forming new distinctions ne- presumed that at least among those who dropped out, instruc-
cessitates gaining increased control over cognitive categories. tors would be perceived as less competent. However, evaluation
Indeed, Chanowitz and Langer (1981) suggest that mindful in- of the dropout forms clearly showed that teachers (of all pro-
volvement is the most important factor contributing to a sense grams) were uniformly judged as doing an excellent job, even
of control. Although it was not significantly higher, the mindful- by the dropouts. Moreover, responses indicated that dropping
ness group also had the highest score on word fluency, followed out could not be attributed to physical discomfort or negative
by the TM group. This task is related to the word-production thoughts during the practices nor to negative feedback from
component of the MF training procedure, and thus a higher other treatment members or nursing home staff. Instead, sub-
score for MF on this task was anticipated. The mindfulness pro- jects uniformly attributed dropping out to lack of perceived cu-
cedure used in this study, however, is not likely to be the optimal mulative benefits from their respective programs (see footnote
program for active training in mindfulness. A program in active 3). Thus the differential dropout rate appears to be one more
distinction making that requires conscious engagement with the effect (rather than the cause) of the differential efficacy of the
environment may be more challenging and, therefore, even treatment groups (and not due to such noncontrolled factors as
more effective. likeableness of instructors).
Lack of improvement by relaxation subjects on any objective It is possible that other forms of relaxation could have been
outcome in comparison to TM or mindfulness subjects is in more effective than the MR program used here. However, MR
conflict with the placebo or expectancy view that the three treat- was explicitly designed to incorporate elements that have been
ment programs, being matched for time spent sitting with eyes suggested to be sufficient to produce effects similar to TM—
closed and expectation of benefit, should have yielded similar including sitting with eyes closed, sustained voluntary regula-
results relative to the no-treatment group. No differences tion of attention, and mental repetition of noncognitively
among the groups were found with regard to expectancy of ben- arousing stimuli. In contrast to his earlier work, Smith's (1986)
efit or ratings of instructors, yet a consistent pattern of differ- more recent model, which proposes that different types of relax-
ences among treatments was found in actual benefits. ation and meditation may produce distinctive effects, appears
According to the relaxation hypothesis (Holmes, 1984), TM more consistent with this pattern of results.
and relaxation programs should have given rise to similar bene- Positive TM outcomes do not emerge only in comparison to
fits, but they did not. Furthermore, TM and relaxation should the "generic" relaxation procedure designed for this study. Re-
have been more similar to each other in their consequences than cent quantitative meta-analyses have indicated similar TM out-
to the "nonrelaxing" mindfulness training program. In fact, the comes (and higher retention rates) in comparison to such "stan-
mindfulness subjects reported themselves less relaxed during dard" relaxation techniques as progressive muscle relaxation
and after their practice than did TM and relaxation subjects, yet (Eppley, Abrams, & Shear, 1989) or other forms of meditation
they experienced greater objective benefits than the relaxation on psychological and/or physiological measures (Eppley, Ab-
group. On the other hand, the cognitive and health results for rams, & Shear, 1989;I%rguson, 1981;Kuchera, 1987). Because
the TM group were similar to—but more extreme than—those enhancing alertness may be particularly important for the insti-
for the mindfulness group. tutionalized elderly, the contrast between TM and relaxation
A possible confound in comparing TM to the other proce- may have been especially apparent in the present study, which
dures used in this study might be the extended training and focused primarily on changes in alertness and flexibility outside
presumed commitment of the TM teachers. However, the ex- the practice, as opposed to arousal reduction during it (cf.
periment was designed to minimize any consequent advantage Holmes, 1984).
TRANSCENDENTAL MEDITATION, M1NDFULNESS, AND LONGEVITY 961

The results of this experiment suggest that the state of restful ing heart disease (87% less)—compared with a matched sample
alertness during TM should be understood and assessed as qual- over a 5-year period (with differences being largest among the
itatively distinct from either simple relaxation or somatic older individuals sampled). Furthermore, controlled longitudi-
arousal (being "on edge"). The comparative lack of effective- nal studies show that another major cardiovascular risk factor
ness of the kind of relaxation procedure used in this study, par- that increases with age—high cholesterol—significantly de-
ticularly for the institutionalized elderly, was predicted from the creases in TM practitioners compared with matched controls,
perspective of mindfulness theory. Such relaxation instructions with diet held constant (Cooper & Aygen, 1978,1979).5
may induce a low-mindful condition, because attention is di- Additional evidence for the relationship between cognitive
rected to the already familiar or overlearned, and thus may be functioning and longevity may be seen with regard to the mind-
of little benefit to those for whom mindlessness may already be fulness training procedure. Compared to the low-mindful re-
laxation procedure and the baseline, it, too, was apparently
effective in promoting longevity. In contrast, neither the relax-
ation nor no-treatment groups differed from the remaining
Implications for Aging and Longevity
population. Consistent with this interpretation, subjects rated
Do these results represent improvement through actual re- as "alert" at pretest who also scored higher on a behavioral indi-
versal of decrements in functioning associated with aging, or cator of mindfulness (the OUT), subsequently had a higher sur-
merely relatively smaller declines in performance over time for vival rate.
TM and mindfulness compared to relaxation or no treatment The results of this study taken as a whole suggest that changes
groups? Comparisons of unadjusted mean change scores and in state of consciousness or cognitive mode through specific
posttest-only assessments of change help clarify this issue. On mental techniques can indeed mediate substantive improve-
the four pretest-posttest measures that reached significance ments in the health and cognitive functioning of the elderly,
(systolic blood pressure, associate learning, word fluency, and which are not explicable in terms of simple relaxation with eyes
internal locus of control), both TM and mindfulness tended to closed or expectation effects. "Empowerment" of the elderly is
improve, whereas either or both relaxation and no-treatment a widely held goal among health care practitioners (National
groups declined on each measure.4 On posttest-only assessment Council on Aging, 1986; cf. Hofland, 1986; Rowe & Kahn,
of change, nurses reported that both TM and mindfulness 1987). However, attempts by many professionals to empower
groups improved in mental health over an 18-month period, the elderly through external means may undercut the very goal
whereas relaxation and no-treatment groups declined slightly of personal autonomy. The great advantage of practicing a self-
(Table 1). After 3 months, TM and mindfulness groups, on aver- referential mental technique is that it opens the possibility of
age, reported feeling better able to cope, less old, and less impa- empowerment from within. Such an approach may serve a vital
tient, whereas relaxation and no-treatment groups felt less able role in safeguarding the integrity, lucidity, and longevity of the
to cope, older, and split on the impatience item (Table 3). Thus, elderly, hence restoring for society an enormous resource in the
these findings are consistent with the prediction that both TM experience and wisdom of its older members.
and mindfulness may prevent or even reverse declines in func-
tioning that otherwise tend to occur among the advanced el- 4
The mean change scores for TM included the following: recall of
derly. 1.17 more difficult word pairs; generation of 2.95 more fluency words;
The physiological correlates and consequences of restful a decrease of 12.36 points in systolic blood pressure (from a relatively
alertness during TM in relation to rigidity and aging are also high level of 139.67); and a small decline of .91 points on internal locus
beginning to be understood. Increased cortical blood flow of control compared with larger declines of 1.27 and 3.37 for relaxation
(Jevning, Wilson, Smith, & Morton, 1978), frontal EEC phase and no-treatment (only the mindfulness group improved on the latter
measure, by .82 points).
coherence (Orme-Johnson & Haynes, 1981), hormonal concen- 5
Also consistent with our results are Ornish et al.'s (1988) recent
trations of arginine vasopressin (O'Halloran, Jevning, Wilson,
findings suggesting that coronary artery blockage (as well as high choles-
Skowsky, & Alexander, 1985) and serum dehydroepiandroster-
terol) actually may be reversed among patients participating in a com-
one sulfate (Glaser, Brind, Eisner, & Wallace, 1986), all associ- prehensive lifestyle change program which includes daily practice of a
ated with this state, have also been correlated with greater cog- traditional meditation procedure. Thus far in their studies, however, the
nitive flexibility, and reflect changes opposite to those typically distinctive contribution of meditation has not yet been isolated because
associated with the aging process. several other substantial lifestyle changes were involved—including a
The most striking finding of this study is the apparent in- low-fat vegetarian diet, smoking cessation, and a regular exercise rou-
crease in longevity (survival rate) with TM: All TM subjects tine. In our study, no other lifestyle changes were required; therefore,
were alive after 3 years, in contrast with other groups initially changes can be directly attributed to TM practice.
equivalent in chronological age and physiological and psycho-
logical health. Hypertension is a major risk factor for cardiovas-
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Correction to Carli (1989)

In the article "Gender Differences in Interaction Style and Influence," by Linda L. Carli (Jour-
nal of Personality and Social Psychology, 1989, Vol. 56, No. 4, pp. 565-576), on page 567, the
third sentence in the Procedure section should read, "Half of the subjects were paired with
same-sex partners and half with opposite-sex partners, resulting in 16 female pairs, 16 male
pairs, and 32 mixed-sex pairs." On page 568, the equation at the bottom of the left-hand
column should read as follows:

, - M!m

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