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Safety Impacts of Queue Warning

in a Connected Vehicle Environment


Samaneh Khazraeian, Mohammed Hadi, and Yan Xiao

Queue warning systems (QWSs) have been implemented to increase Peterson et al. investigated the accuracy and latency of the queue
traffic safety by informing drivers about queued traffic ahead so that warning and travel time estimation systems for a Minnesota I-94
they can react in a timely manner to the queue. Existing QWSs rely on smart work zone project (6). Portable dynamic message signs (DMSs)
fixed traffic sensors to detect the back of a queue. It is expected that were used to display the distance to the stopped or slow traffic on
if the transmitted messages from connected vehicles (CVs) are used the basis of traffic point detector data. Results showed that the accu-
for this purpose, detection can be faster and more accurate. In addi- racy of the distances to the queue were within 1 mi across differ-
tion, with CVs, delivery of the messages can be done with onboard ent queue lengths. The detectors were spaced 1 mi apart (7). The
units instead of dynamic message signs and provide more flexibility on maximum queuing detector error is expected to equal the detector
how far upstream of the queue the messages are delivered. This study spacing distance.
investigates the accuracy and benefits of the QWS on the basis of CV Existing QWSs rely on fixed traffic sensors to detect the back of
data. The study evaluated the safety benefits of the QWS under different queue (BOQ). Thus, the location of the BOQ cannot be detected
market penetrations of CVs in future years. Surrogate safety measures exactly, as indicated by the study of Peterson et al. mentioned above
were estimated with simulation modeling combined with the surrogate (6). It is expected that if the transmitted messages from the con-
safety assessment model tool. Results from this study indicate that a nected vehicles (CVs) are used for this purpose, the detection can be
relatively low market penetration—about 3% to 6%—for the congested faster and more accurate. In addition, with CVs, the delivery of the
freeway examined in this study was sufficient for an accurate and reli-
messages can be done with onboard units instead of DMSs, provid-
able estimation of the queue length. Even at 3% market penetration, the
ing more flexibility on how far upstream of the queue the messages
CV-based estimation of back-of-queue identification was significantly
are delivered. In the future, vehicle responses to the queue warn-
more accurate than that based on detector measurements. The results
ing can be automated when connected automated vehicles become
also found that CV data allowed faster detection of the bottleneck and
available. This study investigates the accuracy and benefits of the
queue formation. Further, the QWS improved the safety conditions of
QWS on the basis of CV data. The study evaluates the safety bene-
the network by reducing the number of rear-end conflicts. Safety effects
fits of the QWS under different CV market penetrations in the future
become significant when the compliance percentage with the queue
on the basis of safety surrogate measures estimated with simulation
warning messages is more than 15%.
modeling combined with the surrogate safety assessment model
(SSAM) tool.
Rear-end collisions, generally caused by slow or stopped traffic,
are a main safety concern on freeways. About one-third of freeway
crashes are rear-end crashes (1). Recurrent bottlenecks, incidents, Examples of Queue Warning Systems
and work zones are three main causes of slow queued traffic condi-
tions and consequently rear-end collisions. Queue warning systems Traffic point detection technologies have been used to detect queue
are designed to inform drivers about the queued traffic ahead so length. Video-based queue detection was implemented on the E313
that they can react in a timely manner. Daimler-Benz concluded freeway in Belgium. The detection algorithm read the speed and
that 60% of rear-end collisions can be prevented if drivers had an occupancy measured by the video detection camera, and if the occu-
extra half second to react to slow traffic ahead (2). They also con- pancy was more than 50% and speed was less than 31 mph, a warn-
cluded that 90% of rear-end collisions could be prevented if drivers ing message was sent to the DMSs upstream of the incident (8).
were given an additional second. Findings from the evaluation of The QWS implemented in Toronto, Ontario, Canada, on Catharine’s
a number of queue warning systems (QWSs) showed reductions in Queen Elizabeth Way uses data from microwave sensor stations
rear-end crashes that range from 14% to 44% (3–5). Such a reduc- and warns drivers about slow or stopped traffic. If the differential
tion is most likely a function of many local and regional factors, speed between two microwave stations is high, drivers are advised
including geometry, local driving behavior, and other attributes of through DMSs (9). In a city in Denmark, a QWS is activated when
the QWS deployment. the speed obtained from traffic sensors is below 31 mph. After the
system activation, speed limits of 56, 44, and 31 mph are shown on
S. Khazraeian and Y. Xiao, EC 3730, Department of Civil and Environmental the successive DMSs upstream of the queue tail (4). The QWS in
Engineering, and M. Hadi, EC 3605, College of Engineering and Computing, Oslo, Norway, uses video detectors to detect the BOQ. If the speed
Florida International University, 10555 West Flagler Street, Miami, FL 33174. is below 19 mph and occupancy is higher than 30% and a speed
Corresponding author: S. Khazraeian, skhaz001@fiu.edu. threshold is exceeded for more than 15 s, the warning is sent to
Transportation Research Record: Journal of the Transportation Research Board,
drivers through the DMS.
No. 2621, 2017, pp. 31–37. Pesti et al. proposed a point detector–based queue detection algo-
http://dx.doi.org/10.3141/2621-04 rithm and used Vissim microsimulation to evaluate the algorithm

31
32 Transportation Research Record 2621

(10). System parameters, such as speed thresholds, aggregation inter- microsimulation software to calculate the frequency of different
val, detector spacing, and portable DMS location, were examined. types of conflicts, including crossing, lane-changing, and rear-end
A speed threshold of 35 mph, aggregation interval of 5 min, and conflicts, and severity indicators such as time to collision (TTC) and
message update interval of 1 or 5 min were recommended by the postencroachment time (PET). The tool computes the safety of the
study (10). surrogate measures for each conflict and then generates a summary
of the surrogate measures, including the mean, maximum, mini-
mum, and variance. A conflict is a situation in which two vehicles
Previous Research on CV-Based approach each other so that there is a risk of collision if they main-
Queue Warning tain their movements. TTC is estimated with the speed, position,
and future trajectory of the two vehicles. If the estimated TTC is
Balke et al. developed a speed harmonization algorithm and queue less than a threshold, the movement is identified as a conflict. The
warning algorithms, as part of the intelligent network flow opti- conflict type is another output of the SSAM tool that determines
mization prototype (11). Three types of queue warning algorithms whether the conflict is a result of a rear-end, lane change, or crossing
were proposed for the prototype: traffic management entity–based, movement (14).
cloud-based, and vehicle-based. The traffic management entity FHWA studies indicate that of the SSAM outputs, frequency mea-
queue warning algorithm fuses the data obtained from the traffic sen- sures (number of conflicts) are more reliable than the severity indi-
sors and CVs to detect the BOQ and generate queue warning messages cator measures such as TTC and PET (14, 15). Although a conflict
through infrastructure signs and CVs. The process of determining is counted when PET and TTC thresholds are met, the exact values
the BOQ is repeated every 5 s. In the cloud-based queue warning of the PET and TTC are not considered further beyond meeting the
algorithm, CVs send basic safety messages (BSMs), queued state thresholds when the frequency of the conflicts is determined. Sabra
(Y or N), and mile marker location of the vehicle to the cloud using et al. investigated the relationship between signal timing parame-
cellular communication. The information is analyzed in the cloud, ters and the frequency of rear-end, angle, and lane change conflicts
and BSMs are assigned to sublinks according to the vehicles’ resulting from SSAM output (16). The study reported the number of
locations. Then, the BOQ information is sent with cellular com- conflicts only.
munications to the vehicles on the basis of their locations. In the
vehicle-based algorithm, each vehicle sends its mile marker loca-
tion and queued state (Y or N) every 1/10 s to surrounding vehicles Methodology
using dedicated short-range communications.
Dowling et al. (12) evaluated the effect of the prototypes of the Microscopic simulation modeling with the Vissim microscopic
speed harmonization and queue warning algorithms developed by simulation model is used for purposes of this research. This study
Balke et al. (11), as described above. The speed harmonization and compares the accuracy of queue detection with point detectors to
queue warning prototypes were written in the Vissim COM inter- detection with CV. Thus, this section first describes how the queue
face. Vissim microscopic simulation was used to model 8.5 mi of is detected with those technologies in this study. A vehicle’s speed is
the US-101 freeway in San Mateo, California. However, according used as the measure to detect the queue formation and the BOQ. The
to the authors, the queue warning application could not be assessed speeds are estimated according to point detector and CV data gener-
in the microscopic simulation because of the lack of information on ated with simulation modeling. To simulate the CVs messages, the
how drivers would react to the queue warning messages. trajectory conversion algorithm (TCA) tool, produced by FHWA
A small-scale demonstration was conducted by the Texas Trans- was used (17). The TCA can read vehicle trajectories from simula-
portation Institute, Battelle, and the Washington State Department tion or real-world data and emulate the transmission of the BSM,
of Transportation to equip 21 vehicles with CV technologies, trav- probe data messages, and European cooperative awareness mes-
eling on a 23-mi corridor of I-5 in downtown Seattle, Washington, sages. The study method assumes that the speed of the vehicles will
during the week of January 12, 2015 (13). The CV data were trans- be estimated according to data collected from CVs with the BSM
mitted and gathered with a bot cellular phone and dedicated short- specified in the SAE J2735 standards. BSM contains core data ele-
range communications. The study concluded that no loss of BSM ments related to a vehicle, such as speed, acceleration, and position.
data was observed and there was no disruption in the algorithm It is assumed that the BSM messages will be communicated to the
because of the loss of BSM data. The data capture, processing, and infrastructure with either dedicated short range communications or
delivery of messages to drivers took less than 10 s. The speed of that low latency cellular communication technology.
process guarantees that drivers receive the queue warning message MATLAB is used in this study to implement the bottleneck loca-
1 mi in advance of the BOQ. The queue warning algorithm was tion and BOQ detection algorithms–based CV and point detector
found to detect the BOQ 3 min sooner and could locate the BOQ data generated by the simulation model, as described below. An inci-
more accurately (0.5 to 1.5 mi farther upstream) than the road loop dent is modeled in Vissim microsimulation to emulate a bottleneck.
detectors with 1-mi spacing. Vehicle trajectories produced by Vissim under the incident condi-
tion are then input into the TCA tool to generate the BSM messages.
The freeway segment is decomposed to m 100-ft-long sub­segments.
Surrogate Safety Assessment Model The average speed of CVs in each subsegment is then calculated
for each analysis time interval, taken as 1 min in this study. First,
The implemented queue warning system is evaluated in this study the bottleneck location is identified with the speed measurements,
with the SSAM tool. The SSAM is a tool FHWA developed for generated by the TCA, by comparing each subsegment’s average
performing a safety analysis of vehicle trajectory data generated by speed with the subsegment downstream of it. If the difference
Khazraeian, Hadi, and Xiao 33

is more than 30 mph, that segment is identified as a bottleneck driver acceptance of the message advisory. Currently, information on
location (18). the driver’s responses to the disseminated queue warnings is limited.
To identify the BOQ, vehicles are sorted according to their posi- This study performed a sensitivity analysis on the percentage of vehi-
tion compared with the bottleneck location, and the average speed of cles reacting to the messages to determine the effects of this percent-
vehicles in each segment is calculated. If the segment average speed age. As more information becomes available from CV deployment,
is below a threshold, the segment is considered queued. This study it will be possible to input better estimates of the percentage into the
uses the threshold recommended by Pesti et al., which is 35 mph as method to obtain better results. In the future, with the introduction of
the queue detection threshold (10). The threshold can be defined by CV automation, the response to queue warning messages will be set
the analyst, possibly by including the use of zero speed (stop condi- automatically by the vehicle, and driver acceptance will become less
tions) as the threshold. The algorithm continues while the segment is of a factor.
queued, and the first unqueued segment upstream of the bottleneck is The vehicle’s trajectories produced by Vissim are fed to the TCA
declared as the BOQ. This process is repeated each minute as shown tool to emulate BSM messages generated from the simulated vehi-
in Figure 1. cles. The generated BSM messages are input into the bottleneck and
Finally, the performance of the CV-based BOQ detection is com- BOQ detection algorithms used in this study to investigate their per-
pared with the Vissim-based detection and also with the queue esti- formance. The trajectories of the simulated vehicles were also input
mated according to point detection. The bottleneck location based on into the SSAM tool to obtain safety surrogate measures to analyze
point detectors is identified by comparing the upstream and down- the benefits of the queue warning system.
stream detector speeds. The detector-based BOQ algorithm is taken
from the Pesti et al. study, which estimates the location of the queue
with Equation 1 (10). Case Study

1 A well-calibrated network in Vissim was used to test the BOQ detec-


X = X DET (i ) + ∆X DET (1)
2 tion algorithms and the queue warning system of this study. The net-
work is a 20-mi segment of the I-95 southbound corridor in Broward
where XDET (i) is the distance from the bottleneck location to the County, Florida. A one-lane blockage incident was introduced into
speed detector i, which is the farthest detector from the bottleneck the traffic stream to generate a bottleneck location for the purposes
location detecting the queue conditions from the bottleneck location, of this study. Since Vissim cannot model incidents directly, the inci-
and ΔXDET is the detector spacing. dent was modeled with the creation of a signal head in one lane of
The queue warning system is activated when the bottleneck is the freeway and the rubbernecking effect was modeled by changing
detected and the queue starts growing. In this study, the queue warn- the car-following factors upstream of the incident location through the
ing effect is modeled by changing a certain percentage of the vehicle’s Vissim COM interface.
speed upstream of the queue with the use of the Vissim COM inter- The values of the car-following factors for the incident link
face. It is assumed that the BOQ is detected by the CV data and the during the incident conditions were changed according to values
queue warning message is shown dynamically at the DMS location recommended in the literature. Knoop et al. explored driver behaviors
upstream of the BOQ (1 mi upstream of BOQ) or CV onboard units. under incident conditions by looking at vehicle trajectories collected
The proportions of vehicles changing speeds in response to the mes- by a helicopter from two actual incidents (19). Results showed that
sages reflect the number of CVs equipped with onboard units and driver reaction time, headway distribution, and capacity are affected

Vissim Trajectories
Under incident case (.fzp)

TCA
Running TCA and getting BSM

MATLAB

Sort BSM messages at time step t on the basis of their locations.

Calculate average speed for small segment i at time step t.

i=i+1
Is segment i average speed < 35 mph? Yes
No

This segment is back of queue at time step t. t=t+1

FIGURE 1   Back-of-queue estimation algorithm.


34 Transportation Research Record 2621

by the incident presence. A bimodal headway distribution, increase in since the position of the CVs relative to the bottleneck location
reaction time, and a 30% decrease in capacity were observed. Some affects the accuracy of the results. To confirm that the 10 TCA runs
researchers found that incident effects can be modeled by changing are sufficient, the required number of runs at the 95% confidence
the Vissim car-following factors. A detailed description of the Vissim level was estimated with Equation 2.
car-following factors can be found in the Vissim user manual (20). A
study of the Vissim calibration parameters found that the CC0, CC1, σ2  t2
CC2, CC4, and CC5 parameters have the most effect on the capacity n= (2)
e2
of a freeway link (21). CC0 is the desired distance between stopped
cars. CC1 is the desired time headway that the driver wants to keep where
from the leading vehicle. CC2 is the safety distance, which is the
minimum distance a driver keeps with the leading vehicle. CC4 and σ = standard deviation of measurements,
CC5 are the parameters controlling the speed differences between a t = associated t-value with 95% confidence interval (t-distribution),
following and a leading vehicle. Increasing CC0, CC1, and the abso- and
lute value of CC4/CC5 results in capacity reduction. Gomes et al. e = acceptable measurement error (assumed to be 200 ft in this
(22) modified three parameters, CC1, CC2, and CC4/CC5 to model study).
the capacity drops resulting from curvatures. The calibrated param- The calculated required number of runs for the 3% market pen-
eters for the studied freeway segment CC1, CC2, and CC4/CC5 were etration was nine runs, and for 6%, 9%, and 15% it was two runs,
1.7, 0.9 and −2/2, respectively (22). Rahman and Mattingly found confirming that 10 runs was sufficient.
that the car-following values proposed in prior studies for incident The generated BSMs were fed into the detection algorithms, and
modeling produced better results relative to macroscopic measures the bottleneck location and BOQ were determined each minute. The
compared with the default values (23). Rompis et al. developed a detected BOQ was compared with those detected by the Vissim
method for Vissim calibration based on kinematic queuing theory full trajectory, and the error percentage for each time step was
(24). The incident was modeled by coding a traffic signal in Vissim. calculated with Equation 3.
On the basis of the reviewed study results, CC0, CC1, and CC2 val-
ues of 3.8, 1.5 s, and 7.5 m, respectively, were used to replicate the ( BOQ _Cik ) − ( BOQ _GTi )
error (i , k ) = 100  (3)
actual freeway operation under incident conditions. BOQ _GTi
Vehicle measurements including vehicle speeds are assumed to
be continuously transmitted as part of BSM messages communi- where
cated to the infrastructure. These messages can then be processed
by roadside units or at other infrastructure locations. As described error (i, k) = error percentage at time step i for kth TCA run,
earlier, in this study, the TCA tool was used to generate BSM mes- BOQ_Cik = back of queue detected by CV data at time step i for
sages based on vehicle trajectories from the Vissim simulation kth TCA run, and
model. To test the methods presented in this study, a total of 40 sce- BOQ_GTi = back of queue detected by full Vissim trajectory at
time step i.
narios with different CV penetrations and TCA seed numbers were
evaluated (four CV penetrations, and for each one, 10 TCA runs with The average error for different time steps for each run k was cal-
different seed numbers were performed). The purpose of having culated with Equation 4 and is shown in Figure 2. As shown in
multiple TCA runs is to randomly assign connectivity to vehicles this figure, the average error decreased with increasing market pen-

14

12
3% MP
10 6% MP
Error Percentage

9% MP
8
15% MP
50th percentile error
6

0
0 5 10 15
Market Penetration (%)

FIGURE 2   Average error percentages for each run (MP = market penetration of connected
vehicles in traffic stream).
Khazraeian, Hadi, and Xiao 35

TABLE 1   Error Percentage for Each Market the 100 runs for a given scenario) and median runs of the 10 TCA runs
Penetration Rate for the four CV penetrations versus those estimated with detector data
and simulation-based trajectories of all vehicles. As can be seen from
Market Penetration Error Range Median Error
Rate (%) (%) (%)
Figure 3, even the worst estimated queue lengths of the 10 TCA runs
are better than those estimated by the point detectors compared with
3 3.86–12.68 6.52 ground truth. With low market penetration (3%), however, although
6 2.25–5.37 3.72 the median of the runs produced accurate results at all time intervals,
9 2.03–6.30 2.94 the worst TCA runs produced errors at the beginning of the forma-
tion and dissipation of the queue, as shown for the 8th and 23rd min
15 1.36–3.22 2.40
in Figure 3a. These results reflect the lower number of vehicles in
shorter queues. However, with NHTSA’s expected mandate to install
CV technologies on all new vehicles, it is forecast that the CV market
etration. Median error for the 3%, 6%, 9%, and 15% CV penetra- penetration will be about 5% to 7% in the first year that this mandate
tions was 6.52%, 3.72%, 2.94%, and 2.36%, respectively. The error becomes effective, considering the rate at which new vehicles are
range for each market penetration is shown in Table 1. The detector- introduced in the traffic stream (25). The result from this study was
based error was calculated to be 49.53% compared with the Vissim also examined to determine how fast the bottleneck that starts the
simulation ground truth. queue buildup was detected. It was found that the bottleneck was
detected 4 min sooner with CV data compared with point detectors at
10

∑ error (i, k ) all market penetration rates, as can be seen from Figure 3a.
Once the queue is detected by the developed algorithm, the queue
Average_Error ( k ) = i =1
(4)
10 warning system is assumed to be activated by delivering messages
to the drivers ahead of the bottleneck. To implement the queue
Figure 3, a and b, shows the estimated queue lengths associated warning system, the driver’s response to the queue warning mes-
with the worst (worst run is the run that produced the largest error of sages needs to be known or estimated. Li et al. conducted a study

5,000
4,500
4,000
3,500
Queue Length (ft)

3% MP
3,000
6% MP
2,500
9% MP
2,000
1,500 15% MP
1,000 100% MP (ground truth)
500 Detector based
0
0 5 10 15 20 25 30
Time (min)
(a)

5,000
4,500
4,000
Queue Length (ft)

3,500 3% MP
3,000 6% MP
2,500
9% MP
2,000
1,500 15% MP
1,000 100% MP (ground truth)
500
Detector based
0
0 5 10 15 20 25 30
Time (min)
(b)

FIGURE 3   Estimated queue lengths by CV data versus detector-based and ground truth results
associated with (a) worst TCA run and (b) median TCA run.
36 Transportation Research Record 2621

TABLE 2   Statistical Analyses of Effects of QWS on Number of Rear-End Conflicts Using SSAM Model Results

Mean Difference Percentage Difference t-Value of Test to


Compliance with Mean Number Relative to Relative to No QWS Determine Significance
QWS (%) of Conflicts Significance No QWS (%) of Difference t-Critical

0 (no queue warning) 6,589.16 na na na na na


3 6,589.16 No 6.492 0.10 0.039 1.66
5 6,136.20 No 226.478 3.56 1.321 1.66
10 6,332.94 No 256.22 3.89 1.472 1.66
15 6,238.95 Yes 350.21 5.31 2.201 1.66
20 6,235.65 Yes 353.512 5.37 2.212 1.66
30 6,228.44 Yes 360.718 5.47 2.331 1.66
50 6,097.12 Yes 492.164 7.47 2.359 1.66
70 6,095.17 Yes 493.992 7.50 2.370 1.66

Note: na = not applicable.

of the effectiveness of portable changeable message sign messages no queue warning scenario. As can be seen from Table 2, the reduc-
(“Road Work Ahead”) on reducing vehicle speed in rural highway tion in the number of rear-end conflicts becomes significant when
work zones (26). The work zone was located on US-36 and US-73 compliance with the queue warning messages is equal to or more
in Kansas. The study concluded that vehicle speeds were reduced than 15%. Most of the expected safety benefits are expected to be
by 4.7 mph over a distance of 500 ft when the portable changeable achieved when a 50% compliance rate is reached, as the difference
message sign was turned on. Richards et al. found, according to a in the percentage reduction in rear-end conflicts between 50% and
field study, that when a DMS was used as a speed control device in 70% compliance rates is very small.
work zones, vehicle speeds were reduced by 7 mph on average (27).
Zech et al. evaluated the effectiveness of three DMS messages on
vehicle speed and variance reduction in highway work zones (28). Conclusions
The effective message reduced the speed by 3.3 to 6.7 mph. Dixon
and Wang found a 6- to 7-mph reduction in vehicle speed in the Results from this study indicate that a relatively low market penetra-
immediate vicinity of DMS warning signs (29). Garber and Patel tion, about 3% to 6%, for the congested freeway examined in this
concluded that vehicle speeds were reduced by 6 mph in response to study, is sufficient for an accurate and reliable estimation of queue
DMSs posted ahead of work zones (30). A similar study by McCoy length. It can be concluded that having 6% CVs in the traffic stream
et al. reported that DMS activation resulted in a 4- to 5-mph reduc- allows the estimation of the BOQ location with less than 4% error on
tion in vehicle speed and the percentage of drivers exceeding the average and a maximum error of about 5.4%. Even at 3% market pen-
speed limit (45 mph) was reduced by 20% to 40% (31). This study etration, the CV-based estimation of BOQ identification is more accu-
assumed that the messages were delivered with onboard units or rate than that based on detector measurements. It is also found that
DMSs located about 1 mi ahead of the maximum queue length. The CV data allow faster detection of the bottleneck and queue formation.
complying drivers were assumed to reduce their speed by 10 mph, The CV-based algorithm can detect the start of a queue 4 min sooner
and as a result, the average speed of the warning zone reduced by 3
than the detector-based algorithm. Further, it is concluded that the
to 10 mph depending on the compliance rate with the QWS.
QWS improved network safety conditions by reducing the number of
The next step was to examine the safety effects of the QWS. The
rear-end conflicts. The safety effects become significant when com-
trajectory file was imported into the SSAM tool to estimate the sur-
pliance with the queue warning messages is more than 15%. How-
rogate safety performance measures. In this study, the trajectories
ever, most of the expected safety benefits are expected to be achieved
with and without queue waning were imported into the SSAM tool
when a 50% compliance percentage is reached; improvements with
to investigate the effect of the implemented queue warning system
increasing the compliance percentage above 50% are small.
on the number of rear-end conflicts. The tested compliance rates
were 3%, 5%, 10%, 15%, 20%, 30%, 50%, and 70%. The com-
pliance rate with the QWS was assumed to be the combination of
compliance with the DMS signs and the onboard units. One hundred References
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