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1
Systems, University of Caen Basse-Normandie, Caen,
France, July 3-5, 2013
Abstract: The problem of controlling three-phase shunt active power filters (SAPF) is addressed in
modeled, in the ( , ) coordinate frame, by a third-order nonlinear state-space representation. The control
presence of nonlinear loads supplied with three-phase power grids. The SAPF-load system is shown to be
objective is twofold: (i) compensating for the current harmonics and the reactive power absorbed by the
nonlinear load; (ii) regulating the inverter DC capacitor voltage. To this end, a nonlinear adaptive
controller is developed, using the Backstepping design, on the basis of the averaged system model. The
controller is made adaptive to compensate for the uncertainty that prevails on the unknown SAPF
switching loss power. The average performances of the adaptive controller are formally analyzed using
system averaging theory. The theoretical results are confirmed by numerical simulations.
Keywords: three-phase active power filters, current harmonics, reactive power, Backstepping design,
power loss estimation, average performance analysis.
125
consisted to current loops, designed to meet the current The SAPF function is to produce reactive and harmonic
harmonic compensation requirement. Without a voltage components to compensate undesirable current harmonics
regulation loop in the controller, the DC voltage regulation produced by the nonlinear load. The DC-AC inverter operates
objective cannot be achieved in general operation conditions. in accordance to the well known Pulse Width Modulation
One more limitation of the above nonlinear controllers is that principle (PWM), (Krein et al., 1990; Tse and chow 2000).
the switching losses in the inverter are neglected in the
control design model. In real-life systems, these losses can The following notations are used for the development of this
hardly be ignored as they act on the DC bus voltage. model:
, ,
In this paper, the focus is made on the control of energy Notations Designation
, ,
systems that involve three-phase SAPFs and nonlinear loads. : PCC network voltage
, ,
A new control strategy is developed to simultaneously meet : PCC network currents
, ,
the previously discussed control requirements i.e. a : AC inverter voltages.
satisfactory compensation of harmonic and reactive currents
4 , 4 , 4
: AC inverter currents.
absorbed by the nonlinear three-phase load and a tight
5, 6
: Load current.
regulation of the inverter DC capacitor voltage. To this end, a
45 , 46
: PCC Voltage in α-β coordinates.
two-loop cascade nonlinear controller is developed using the
5, 6
: Load current in α-β coordinates.
Backstepping and other Lyapunov-like techniques. The inner
7 5 88888
8888, 76
: Output filter current in α-β coordinates.
loop involves a current regulator designed to cope with
harmonics compensation. The outer-loop involves a voltage : Fundamental AC inverter current
795 , 796
regulator that aims at regulating the DC line voltage. component (coordinates α-β)
Furthermore, the controller is provided with a parameter : Harmonics AC inverter current
: ,: ,:
adaptation capability to cope with the uncertainty that component (coordinates α-β)
:5 , :6
prevails on the switching losses in the inverter. It is formally : PWM inverter control voltage
shown using tools from the Lyapunov stability and system : PWM inverter control α-β voltage
averaging theory that, all control objectives are actually : DC bus voltage
achieved in the mean. This theoretical result is confirmed by : Decoupling filter induction.
numerical simulations which illustrate further controller : Decoupling filter resistor
features. : DC bus capacitor.
-*
: Leak resistance.
The paper is organized as follows: the control problem : Inverter switches.
formulation, including the SAPF modeling, is described in
Section 2; the harmonic and reactive load currents extraction Applying the usual electric laws to the three-phase shunt APF
and the adaptive nonlinear controller design is dealt with in one easily gets:
section 3; The theoretical analysis results are confirmed by
1
simulation in Section 4. A conclusion and a references list
end the paper.
2 1 1 !
storage capacitor , placed at the DC side. From the AC
1 1 2 !
(2)
currents due to the inverter switching.
&! ! ! ' 3
; 4 #$
% (
Power
network "
defined by:
, 1 , -*$ . /0 ; -*% . /22 3
!* +
1 , -*$ . /22 ; -*% . /0
<
Substituting (3) into (2) and by applying the Concordia
transformation, the filter equations in α-β coordinate
becomes:
126
#(@ !5 8888
75 795
> ? > ? B! C B C 4
5
> ? > ? > ?
5 5 $ $ 5
= 6 A@ 6 %A@ 6 A@ 6 6 76
8888 796
(14)
!5 !6 5
$
= %E 5 6 ( By introducing (14) into (13), the third state equation
becomes:
75
8888 795
The model (4-5) is useful for building up an accurate
T
G\ K Q > ? Q 5 6R6R > ? L (15)
simulator of the SAPF. However, it cannot be based upon in
76
8888 796
5
(UV
namely :5 , :6 . This kind of difficulty is generally coped
the control design as it involves a binary control input,
On the other hand, in practice state variable GK present a very
with by resorting to average models. Signal averaging is
components (795 ) and (796 ). Indeed, the latter are varying at
slow dynamic (associated to the DC bus) then the AC current
performed over cutting intervals (e.g. Krein et al., 1990).
The obtained average model is the following: harmonics load current frequency. Consequently, the control
G$ G$ :5
design is based on the average model, obtained from (15)
#(@
BG C BG C B: C B C
$ $ 5
795
letting there:
]Q 5 6R > ? ^ 0
= % A@ % %A@ 6 A@ 6
(6a)
796
:5 G$ :6 G% 6b
H $
= %E (
It turns out that the average model is given by:
T
G\ K 5 8888
75 6 8888
76 L
Where G$ , G% , , :5 and :6 denote the average values,
(UV
(16)
, :5 and :6 .
By regrouping equations (6) and (16), we construct the
over cutting periods, of the signals 5 , 6 , average state model of the parallel active filter:
L *4=MN L L( L( L
3.1 Load current decomposition
O (7) The decomposition of the load current aims at emphasizing
Where L , L( , L( and L O respectively denote the
the current harmonics, on one hand, and the active and the
reactive currents, on the other hand. This decomposition is
switching inverter losses (considered unknown), the Joule needed to formulate the control objectives and design the
effect losses power in PE leakage resistance, the Joule effect controller. Presently, the decomposition is performed using
losses power in the resistance, and the transmitted the so-called instantaneous power technique, which enjoys a
electrical network power in order to maintain the charge of good compromise between accuracy and computational
the DC bus capacitor. With: complexity. (Akagi et al., 1984). The principle of this
technique is illustrated by Fig. 2. Accordingly, the active and
L *4=MN Q 6R > ? 8
5
5 5 5 6 6
the reactive load powers can both be decomposed, when the
6 load currents include harmonics, in a continuous component
T
and a varying component, i.e.
L(
(UV
L8 L̀
(9)
L > ? > ?B C
45 5 6
L( Q 5 6R >
5
? % %
10 a8 ab 46 6 5
(19)
5 6
6
L X Y
$ % Z[
O
+
= % = 5
L̀
(11) a.b.c
;
- c
5
L8
P
To LPF
Introducing (8)-(11) in (7), one obtains:
T 6
G\ K & 5 5 6 6' & %
5
%
6' L
α.β
(UV
Active/reactive
(12) Current
Power
Or using (1), the equation (12) becomes: References
45
T c
a.b.c
G\ K & 6' L
Computation
+ Generation
ab
4 6
5 5 6 (UV
(13) To
q -
a8
46
α.β
LPF
Furthermore, by respecting the notations presented in table I,
the ac filter currents and voltages verify:
Fig. 2. Current reference extraction using the instantaneous
active and reactive power technique.
127
Solving the equation (19) with respect to the currents, and as small as possible. To this end, the dynamics of these errors
rearranging terms, one gets the following decomposition: needs to be determined. It follows, using the model equations
8 0 L̀
C >L ? 20
(17-18), that the errors undergo the following equations:
> ? B B C> ? B C> ?
45 $ 5 6 $ 5 6 $ 5 6
effffgffffh
∆ 6 5 0 ∆ 6 5 a8
effffgffffh ∆ 6 5 ab
effffgffffh o\ #(@ G$ :5 G\ c
> $? BG C B: C B C > $c ?
46
$ Z[ $ 5
=* ijkilMl= NM =* ijkilMl= m Njil* ijkilMl=
o\% A@ A@
_%E 6 A@ 6 G\ %
%
(22)
With ∆ 5
%
6
%
o$ o$ 0 s # t = , o% o% 0 s # T =
− Regulating the DC bus voltage (< ) to maintain the It readily follows that:
capacitor charge at a suitable level so that the filter (24a)
operates properly.
This shows that the errors are globally exponentially
vanishing, that is the objective of canceling the load current
variables that need to be controlled (i.e. 5 , 6 and < ),
One difficulty with the problem at hand is that, there are three
harmonics and load current reactive component is well
while one only has two control inputs (i.e. (:5 and :6 )). This
established.
is coped with by considering a cascade control strategy
3.4 Outer control loop design
involving two loops (Fig. 3). The outer control loop aims is
5 8888
75 6 8888
7 6 stands in
The signal flow involved in the proposed control strategy is constant variation.
illustrated by Fig. 3. On the other hand, the quantity
8888
75
LlM= Q 5 6R > ? 5 8888
75 6 8888
76
Control signal
8888
76
Current Active
regulator filter (26)
& ' &7888888'
5,6
5,6 NM
In order to obtain a stabilizing control law of the error system
Voltage
(25), let us introduce the following LYAPUNOV function
& 5c , 6c '
+ regulator
candidate:
u[T
< L̀ %
+ $
% %v
Where Lw denotes the online estimate of L
Fig. 3. Synoptic scheme of the cascade control strategy
L̀ L w
L is the corresponding estimation error; γ is a
and
3.3 Inner control loop design
The inner loop is designed to make the current tracking positive design parameter. Deriving V along (25) yields:
o$ G$ G$c
errors,
o% G% G%c
128
<\ oK XLlM= L G\ Kc Y L̀ L̀ \
%Z[ $ Table 3 are retained.
E ( v
(27)
<\ oK XLlM= Lw G\ Kc Y L̀ X Lw \ oK Y
%Z[ $
E ( v
(28) TABLE 2. SHUNT APF CHARACTERISTICS
Equation (28) suggests the following control law:
PARAMETERS VALUES
LlM= pK oK Lw G\ Kc
%Z[
E (
(29) Lf 0,22 H.
Power active filter
Cdc 1000 µF.
and the following parameter adaptation law: Rf 0,2 Ω.
Lw\
L 10 mH.
xoK (30) Rectifier-Load R 100 Ω
8888
75
Substituting (29) into (31) one finds the following expression c1 5.103
references> ?:
Current regulator
76
8888
of the fundamental current 5.103 c2
5 X pK oK
%Z[
}
P~• G\ K Y
c
78888
Voltage regulator 100 c3
> ?
5 $ E (
8888
76
10
6 X pK oK
%Z[
}~• G\ Kc Y
P
T T
@y z @{
(32)
The whole simulated control system is illustrated by Fig.
E ( 4.Figures 5 and 6 show the shape of the load current
The adaptive outer regulator thus designed includes the (respectively in temporal and frequency domains). It is
parameter adaptation law (30) and the control law (32). Its readily seen that the load current is actually rich in harmonics
performances are described in the following theorem. components.
5 2
load current in A
load current in A
The inner and the outer regulators are implemented using 0 1.5
nonlinear control, to make suitable choices for these values. Fig 5: Load current in time domain. Fig 6: Load current frequency
Therefore, the usual practice consists in proceeding with trial- spectrum
error approach. Doing so, the numerical values of
129
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