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Rev Chem Eng 27 (2011): 79–156 © 2011 by Walter de Gruyter • Berlin • Boston. DOI 10.1515/REVCE.2011.

002

Supercritical fluid extraction from vegetable materials

Helena Sovová1,* and Roumiana P. Stateva2 outweighed by superior product properties, lower operating
1
Institute of Chemical Process Fundamentals costs, and/or integration of several technological steps into
of the ASCR, v.v.i., Rozvojova 135, 16502 Prague, one.
Czech Republic, e-mail: sovova@icpf.cas.cz SCF extraction (supercritical extraction, SFE) of natural
2 substances from plants is a relatively new process. The dis-
Institute of Chemical Engineering, Bulgarian Academy of
covery of the solvent power of pressurised carbon dioxide
Sciences, 1113 Sofia, Bulgaria
was made in the 19th century (Hannay and Hogarth 1879), but
*Corresponding author its practical application for extraction of vegetable substances
was first studied in the 1960s when more sensitive analytical
methods indicated trace amounts of residual organic solvents
Abstract in food samples and initiated concern about their impact on
human health. It was realised that dense carbon dioxide in
In the 21st century, the mission of chemical engineering is its supercritical or liquid state (the term “supercritical fluid
to promote innovative technologies that reduce or eliminate extraction” often covers the extraction with both supercriti-
the use or generation of hazardous materials in the design cal and liquid carbon dioxide) is a non-toxic solvent and thus
and manufacture of chemical products. The sustainable use its traces left in extracts are not harmful. Its critical point
of renewable resources, complying with consumer health and (Tc=31.1°C, Pc=7.38 MPa) allows application of relatively
environmental requirements, motivates the design, optimisa- low operation temperatures so that thermally labile solutes
tion, and application of green benign processes. Supercritical are protected and the extracts better resemble the natural
fluid extraction is a typical example of a novel technology for material than the products of steam distillation and conven-
the ecologically compatible production of natural substances tional extraction where the solvent is usually separated from
of high industrial potential from renewable resources such as the extract under increased temperature. Carbon dioxide
vegetable matrices that finds extended industrial application. is non-flammable, non-explosive, cheap, and easily acces-
The present review is devoted to the stage of development of sible in high purity. To also dissolve more polar substances,
supercritical fluid extraction from vegetable material in the supercritical carbon dioxide (SC-CO2) is usually modified by
last 20 years. Without the ambition to be exhaustive, it offers addition of small amounts of polar liquids, such as methanol,
an extended, in comparison with previous reviews, enumera- ethanol, water, and others.
tion of extracted plant materials, discusses the mathematical Initially, the experiments with SC-CO2 extraction of nat-
modelling of the process, and advocates a choice for the appro- ural products were conducted in a limited number of labo-
priate model that is based on characteristic times of individual ratories, most intensively in Germany (Zosel 1964) and in
extraction steps. Finally, the attention is focussed on the ele- Russia (Pekhov et al. 1965). Since then, many laboratories
ments of a thermodynamic modelling framework designed to in different countries have been equipped with SFE units
predict and model robustly and efficiently the complex phase and extensive research has been done in the extraction of fla-
equilibria of the systems solute+supercritical fluid. vours, spices, essential oils, and other substances from herbs
and plants. The first pilot and full-scale plants were built for
SC-CO2 extraction of caffeine from coffee beans and tea
Keywords: kinetic models; plants and herbs; supercritical
leaves, the extraction of acids from hops giving taste to bear,
fluid extraction; thermodynamic models.
and the extraction of taste and flavour compounds from spice.
The number and capacity of industrial units for supercritical
extraction and the variety of extracted substances are increas-
1. Introduction ing, and today >200 industrial plants are operating all over
the world (Perrut 2007). The two most important commer-
A supercritical fluid (SCF) is a substance above its critical cial applications of SFE in the food industry still remain hop
pressure and temperature (Figure 1). Its properties range extraction and coffee decaffeination (del Valle and Aguilera
between those of liquid and gas. The most important advan- 1999); however, the production of extracts rich in biologically
tages of SCFs applied in extraction are the extreme variabil- active substances as antioxidants, lipid-soluble vitamins, and
ity of their solvent power with pressure and temperature, and others is fast increasing.
their low viscosity, enabling much faster mass transfer than Small-scale SFE for analytical application was developed
in liquids. No other extraction method can claim such flex- in the mid-1980s in response to the desire to reduce the use of
ibility. The main drawback of a large-scale SCF application organic solvents in the laboratory environment (King 1995).
in comparison with conventional methods, namely the high Extraction equipment with extractor capacity of several
cost of the high-pressure equipment required, can often be cubic centimetres or less enables a fast and efficient isolation

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80 H. Sovová and R.P. Stateva: SFE from vegetable materials

We will also focus our attention on the thermodynamic


(sc)
modelling of the complex systems solid solute+SCF. The
modelling of systems with an SCF has been comprehen-
Pressure (l)
sively discussed in two books (McHugh and Krukonis 1994,
C
Prausnitz et al. 1999) and several reviews – see, for example,
(s) (g) the contributions by Brennecke and Eckert (1989), Johnston
et al. (1989), and Ekart et al. (1991), to name just a few.
T
More recent papers and reviews devote particular attention to
Temperature modelling solid+SCF systems without and with a co-solvent
(Ashour et al. 2000, Escobedo-Alvarado et al. 2001, Higashi
Figure 1 Phase diagram with ternary point (T), critical point (C), et al. 2001, Gordillo et al. 2005a) and the main conclusion
and solid (s), liquid (l), gaseous (g), and supercritical (sc) state. of the authors can be briefly summarised as follows: (i) pre-
diction of SFE is difficult even when experimental data are
available to refine the models used, (ii) theoretically based
models are forced to fit the data better by the introduction
of substances for chromatographic assay from bulk sample of additional adjusted parameters. Needless to say that this
matrix. To achieve complete extraction of analytes, high area of research is very competitive and fast moving, and we
pressures and temperatures are applied and SC-CO2 is usu- believe there are still some points that need further attention
ally modified to increase the solubility of more polar solutes and elucidation.
and/or to weaken solute-matrix interaction.
SC-CO2 and near-critical water (also known as subcritical
water, hot pressurised water, HPW) are regarded as the most 2. SFE from plants
promising environmentally benign medium not only for the
extraction of natural substances but also for various chemi- 2.1. The process and the equipment
cal and related processes. The properties of HPW differ from
The extraction is usually carried out as a semicontinuous
those of water at ambient conditions. Under pressure and high
process (Figure 2). Vegetable material, usually dry and dis-
temperature, it becomes an excellent solvent for not only polar
integrated, is charged into an extraction vessel of cylindri-
compounds but also non-polar substances. Nevertheless, its
cal shape to obtain a fixed bed of particles. The supercritical
critical point (22.1 MPa and 374°C) is far above the criti-
solvent, fed to the extractor continuously by a high-pressure
cal point of CO2, and even though the operation temperature
pump at a fixed flow rate, dissolves required substances. The
of subcritical water is usually selected closer to the lower
solution flows to a separator where the extracted substances
limit of the range 100–374°C, the process is not appropri-
precipitate by temperature and/or pressure changes or by
ate for temperature-labile and easily hydrolysable substances.
applying a mass-separating agent, and the solvent is continu-
Moreover, HPW is corrosive, in contrast to SC-CO2.
ously regenerated and recirculated. More separation stages
Although the focus of the research in SCF applications
are often used to achieve a partial fractionation of the extract
is moving nowadays to new areas, such as particle design,
(Brunner 1987, Reverchon 1997).
chemical reactions in supercritical solvents, polymer treat-
The typical volume of extractors is from 0.1 to 2 dm3 on the
ment with SCFs, and fractionation of liquid natural products
laboratory scale and from 2 to 5 dm3 on the pilot scale. Micro-
as edible oils in counter-current extraction columns, still the
SFE devices are primarily designed for analytical purposes
most extended industrial application of SCFs remains the
and are frequently connected to an analyser such as gas chro-
SC-CO2 extraction from botanic materials. Concerns about
matograph, gas chromatograph-mass spectrometer, or SCF
the cost and environmental dangers of waste disposal, and
chromatograph. These instruments use extraction vessels that
the emission of hazardous solvents into the atmosphere moti-
vate the design and application of a green technology such
as SFE. Extractor Separator
Without the ambition to be exhaustive, we have limited the Solution Mixture CO2(g)
reviewed literature sources almost entirely to original papers.
Moreover, during the last few years, several excellent review
papers on supercritical extraction from plants have been pub-
Condenser

lished, and there is no benefit from repetition. However, we


believe we can further elaborate several topics and present
new information. First, the table of extracted plants, extended
in comparison with previous reviews, should help exploit
the information contained in the literature. Further, as many
papers on mathematical modelling of SFE from plants have CO2(sc) CO2(l)
been published recently, an attempt is made to review this lit-
erature and advocate a classification of the models in relation Figure 2 Simplified scheme of the extraction equipment with CO2
with characteristic times of individual extraction steps. recycle.

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H. Sovová and R.P. Stateva: SFE from vegetable materials 81

can range from 0.1 cm3 to several hundred cubic centimetres plants but also examine other SCF applications, we mention
(Reverchon 1997). In micro- and small-scale extraction, the here only a few. Thus, the potential applications of SCFs in
CO2 flow rate is low and therefore the equipment does not bioprocessing (as non-aqueous media for enzymatic reac-
require solvent recycle – CO2 can be expanded to ambient tions, solvents or anti-solvents in production of micrometre
pressure in the separator and vented. and submicrometre particles, solvents for extraction, rapidly
When the SFE plant is equipped with several separators in expanding fluid for disruption of cells) were reviewed by
series, fractionation of the extracts is possible, operating the Jarzebski and Malinowski (1995). The exceptional physical
separators at different pressures and temperatures. The scope properties of SCFs and their exploitation in environmen-
of this operation is to induce the selective precipitation of dif- tally benign separation and reaction processes, as well as
ferent compound families as a function of their different satu- in other new kinds of materials processing are described by
ration conditions in the solvent. This procedure has often been Eckert et al. (1996). Hauthal (2001) reviewed the results on
applied in the SFE of essential oils to separate them from co- SCF fundamentals and their applications. Marr and Gamse
extracted cuticular waxes (Reverchon and De Marco 2006). (2000) reviewed developments in extraction, fractionation of
High capital costs of SFE equipment are usually mentioned products, dyeing of fibres, treatment of contaminated soils,
among the drawbacks of the process. On the other hand, the production of powders in micron and submicron range, and
operating costs are usually lower than those of conventional reactions in or with SCFs. Perrut (2000) considered the per-
extraction. Thus, many large-scale units for the SFE of solid spectives of production-scale applications of SCFs also in
natural materials, mainly for food ingredients and phytophar- respect to the economic competitiveness of these processes
maceuticals, are operated worldwide and are economically with conventional ones. Beckman (2004) examined the use
competitive. Perrut (2000) published a correlation of the of CO2 to create greener processes and products, with a focus
investment cost of SFE units delivered on a turn-key basis on research and commercialisation efforts since 1995. The lit-
with the product of total volume of extractors and the design erature on chemical and enzymatic reactions and formation of
flow rate, showing that the cost increases approximately with micro- and nanoparticles revealed that careful application of
the square root of the plant capacity. A chapter in a monograph CO2 technology can result in cleaner and less expensive pro-
was devoted to the economic evaluation of high-pressure pro- cesses and products of higher quality. In the recent review of
cesses by Lack and Seidlitz (2001). The investment and oper- Temelli (2009) on processing of fats and oils using SC-CO2,
ating costs were also discussed by Brunner (2005). del Valle it is shown that SFE of specialty oils has reached commercial
et al. (2005a) compiled costs of several production-scale SFE scale and that researchers focus on fractionation of complex
plants of 0.6–8 m3 total extractor capacity and performed a lipid mixtures, conducting reactions in supercritical fluid
feasibility study of a plant for the extraction of wheat germ media, and particle formation for the delivery of bioactive
oil. They showed how the break-even plant capacity would lipid components. A bright future is predicted for new inte-
vary in several countries in Latin America. Simultaneously, grated processes to be developed, targeting ingredients for
Rosa and Meireles (2005a) described the methodology of both food and non-food industrial applications.
estimation of the manufacturing costs of SC-CO2 extracts and High-pressure fluid phase-equilibria, both experimental
used the procedure to estimate the costs of clove bud oil and methods and systems investigated, were reviewed by Fornari
ginger oleoresin. This methodology was applied also in later et al. (1990) for data published in the period 1978–1987, Dohrn
publications (Pereira and Meireles 2007, Pereira et al. 2007, and Brunner (1995) for the period 1988–1993, Christov and
Prado et al. 2010, Mezzomo et al. 2011). Fiori (2010) per- Dohrn (2002) for the period 1994–1999, Dohrn et al. (2010)
formed a study on the possible use of exhausted grape marc for the period 2000–2004, and Fonseca et al. (2011) for the
for obtaining grape seed oil by means of the SFE based on a period 2005–2008. The papers also contain solubility data for
thorough analysis of the process, indicating that the proposed many substances in supercritical solvents.
industrial application could be economically interesting. The reviews listed below focus directly on SFE.
Specific costs and incomes linked to the supercritical technol-
ogy are reported in details for the case study. 2.2.1. Extraction for food, drug, and perfume indus-
Perrut (2000) emphasised the importance of regular main- tries The state of supercritical extraction of natural prod-
tenance of the high-pressure equipment, necessary to elimi- ucts in the middle of the 1980s was described by Brunner
nate hazards, and mentions the parts of the equipment that (1987). Palmer and Ting (1995) discussed the actual and
must be inspected first. Cleaning of the equipment was also potential applications of SCF technology and presented a
discussed. summary of commercial applications, patented processes,
and published research studies on utilisation of SCFs in food
2.2. Review papers processing. Starmans and Nijhuis (1996) compared different
methods, including SFE, for extraction of secondary metabo-
Besides the monographs either devoted to the applications lites from plant material. Sihvonen et al. (1999) summarised
of SCFs generally or directly to SFE (e.g., Stahl et al. 1987, some of the advances and the latest developments in the field
King and Bott 1993, Brunner 1994, Rizvi 1994, Koshevoi and of SCF technology focusing on the use of SC-CO2 in food,
Bliagoz 2000), valuable information on the process has been nutraceutical, and pharmaceutical applications. Wolski and
collected and reported in a number of review papers. From Ludwiczuk (2001) presented fundamentals of high-pressure
those that are not only limited to supercritical extraction from extraction and reviewed literature related to supercritical

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82 H. Sovová and R.P. Stateva: SFE from vegetable materials

extraction in different branches of industry. Raventos et al. with near-critical solvents. Pereira and Meireles (2010) pub-
(2002) focused their review on the applications and potential lished an extensive review on the SFE of bioactive compounds
of SC-CO2 in the food industry. Rozzi and Singh (2002) dis- (essential oils, phenolic compounds, carotenoids, tocopher-
cussed the use of SCFs in different processes of food industry ols, and tocotrienols), taking into account extraction yields,
and in food analysis. A review including general description solubility, and manufacturing costs, and operation conditions
of SCFs, their physicochemical properties and particularly the in the extraction and fractionation. Another overview focused
solvent power, effect of solid matrices on the extraction, and on the application of SFE in recovery of bioactive phenolic
application areas of SFE was published by Askin and Otles compounds from natural sources and effects of extraction
(2005). Brunner (2005) reviewed the state of SCF applica- conditions on the yield, composition, and antioxidant activity
tions to food processing. Besides other processes, industrial- of extracts was published by Marostica et al. (2010).
scale extraction from solid materials (decaffeination of green A review of transport properties and solubilities in SCFs,
coffee beans, production of hops extracts, recovery of aromas particularly CO2, as well as other underlying factors that are
and flavours from herbs and spices, extraction of edible oils, responsible for the kinetics and phase equilibrium in SFE pro-
and removal of contaminants) was discussed, including the cesses, was presented by del Valle and Aguilera (1999). They
solvent power of SC-CO2, the course of the extraction pro- described the selective CO2 extraction of essential oils, pun-
cess, design of commercial plants and modes of their opera- gent principles, carotenoid pigments, antioxidants, antimicro-
tion, equipment size, and processing costs. Recent advances bials, and related substances to be used as ingredients for the
in SFE were overviewed by Herrero et al. (2010). food, drug, and perfume industries from the point of view of
Hierro and Santamaria (1992) reviewed the SFE tech- the potential applications of SFE in Latin America. Al-Jabari
niques for extraction of vegetable and animal fats and par- (2002) considered models for various applications of SFE,
ticularly those containing polyunsaturated fatty acids, which showed the importance of modelling the initial static extraction
have important pharmacological applications. The paper writ- (with no solvent flow) preceding the dynamic extraction, and
ten by Kerrola (1995) is focused particularly on the extraction demonstrated the similarity between modelling SFE processes
of essential oils and flavour compounds. Another excellent and reversible adsorption/desorption processes. The paper of
review on SFE and fractionation of essential oils and related del Valle et al. (2005a) summarises basic and applied research
products was published by Reverchon (1997). The paper pre- on phase equilibrium and mass transfer kinetics involved in
sents experimental techniques for SFE from plants, solubility high-pressure CO2 extraction from solid substrates and particu-
in SC-CO2 of different essential oil components, and math- larly the extraction of lipids and essential oils from native Latin
ematical models for the process. Furthermore, the influence American plants. Mass transfer models for SFE of vegetable
of operating parameters on extraction rate and extract compo- oils from solid matrix were reviewed by del Valle and de la
sition is discussed as well as pre-treatment of raw materials Fuente (2006). A recent review paper published by Oliveira et
and post-processing of the extracted essential oils. The appli- al. (2011) includes models for kinetics of SFE from solid par-
cations of dense carbon dioxide for the extraction of pharma- ticles and for SFE from liquids in counter-current columns.
ceuticals from various matrices were reviewed by Dean and
Khundker (1997). The SFE process parameters required for 2.2.2. Extraction for analytical purposes Hawthorne
a preliminary analysis of the manufacturing costs were com- (1990) discussed SFE as a method for extraction of analytes
piled from the literature published in 2001–2003 by Meireles from a bulk sample matrix before their analysis. He consid-
(2003). Brazilian research on SCFs and their application, ered SFE techniques and hardware and concluded that extrac-
including the SFE from vegetable materials, was reviewed by tion time is reduced, generation of large volumes of waste
Rosa and Meireles (2005b). Herrero et al. (2006) reviewed solvents is eliminated, and the step of concentration of the
the SFE of functional ingredients from plants, food products, extracted analytes is greatly simplified compared with con-
algae, and microalgae with special attention to antioxidants, ventional liquid solvent extraction techniques. Castioni et al.
both for SC-CO2 and subcritical water as solvents. Diaz- (1995) focused attention on near-critical extraction of com-
Reinoso et al. (2006) published a comprehensive compilation pounds of plant origin and its on-line coupling with chro-
of data on the SFE of antioxidant compounds from vegetal matographic methods. Modey et al. (1996a) explored the
materials and their purification, with particular attention to use of SCFs for analytical extraction of natural products and
the substances of a phenolic nature. Wang and Weller (2006) highlighted applications where SFE might be advantageous.
described and compared the conventional Soxhlet extrac- Chester et al. (1996) published a review on SCF chromatog-
tion with SFE and other alternative methods and summarised raphy and extraction; 2 years later they continued their review
potential uses of these methods for the extraction of nutraceu- in a new contribution focusing on the most significant arti-
ticals from plant materials. Reverchon and De Marco (2006) cles concerning the topics (Chester et al. 1998). According
critically analysed the research on supercritical extraction and to the authors, the enhanced performance characteristics of
fractionation in the last decade, including the SFE of essen- SFE, such as greater selectivity compared with conventional
tial and seed oils, antioxidants, pharmaceuticals, colouring methods, reduced time, greater quantitative yields, lower cost
matters and pesticides, as well as mathematical modelling of per extraction, and new capabilities, had driven the technol-
SFE. Catchpole et al. (2009) reviewed the extraction and frac- ogy in the 1990s. The advances in SFE spurred the creation
tionation of specialty lipids (high-value seed oils, polyunsatu- of new extraction techniques known as accelerated solvent
rated fatty acid concentrates, carotenoids, and phospholipids) extraction, hot (subcritical) water extraction, near-critical

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H. Sovová and R.P. Stateva: SFE from vegetable materials 83

fluid extraction, enhanced-fluidity extraction, etc., which are both supercritical and liquid, in sample preparation for food
performed below the critical point of the solvent and can be analysis, and concluded that these extraction techniques could
called pressurised fluid extraction. Smith (1999) reviewed the be used for routine analysis as fast, reliable, clean, and cheap
development in SCF chromatography and SFE of analytes in methods. There is, however, a clear need for their validation
the last 20 years and showed that there is unity in separation before they can be applied as official methods substituting the
methods and that a continuum exists from gases to liquids. de most laborious, time-consuming, and classical procedures.
Castro and Jiménez-Carmona (2000) emphasised the advan- The application of SC-CO2 in SFE of lipids and in food pro-
tages of SFE, such as preconcentration effect, cleaniness cessing generally was reviewed by Sahena et al. (2009).
and safety, quantitativeness, expeditiousness, and simplicity.
They discussed limitations of the method demonstrated when
extracting polar analytes, occurrence of matrix-analyte bind- 3. Plants and extracts
ing that often makes a complete extraction of analyte from
natural samples impossible, and mentioned different ways of A hypothetical list of herbs and other plants subjected to SFE in
clean-up of fat-soluble analytes from unwanted matrix com- laboratories is getting longer every week, being extended par-
ponents. Chen and Ling (2000) presented a review on SFE in ticularly by the plants growing in Asia and Latin America. Table
Chinese herbal medicine. The paper contains lists of applica- 1 shows the large range of both plants and extracted substances.
tion examples of SFE of useful ingredients from herbs and To keep its size acceptable, we have excluded the extraction of
plants, including the operating parameters, concentrations of non-native components as pesticides and herbicides (Lehotay
modifiers in CO2, extraction yields, and analytical methods. 1997, Motohashi et al. 2000, Aguilera et al. 2005), although
Similar data were given for SFE of pesticide residues from the research in this field is promising. Also the extraction with
different botanic materials. The authors concluded that SFE subcritical water (see, e.g., Cacace and Mazza 2006) and with
had proven to be a practical and powerful method for the other pressurised solvents than CO2 was not included. Thus,
extraction of useful ingredients and pesticide residues from the references concern the extraction of plant components with
natural products and food plants. They regarded as promising dense CO2, either pure or modified. Even so, the table could
the possibility of extracting both types of solutes separately not cover all the papers published on the topic because of their
using the same extraction medium at different operating con- large number. It is based on the data collected in the Institute of
ditions, and concluded that a systematic and effective means Chemical Process Fundamentals, the Czech Republic, for more
to reach the optimal extraction conditions were yet to come. than two decades and therefore it is not restricted to a certain
Lang and Wai (2001) discussed practical aspects of SFE period of publication or selected literature sources.
applications in sample preparation, selection of modifiers, The knowledge collected in the literature should certainly
collection methods, on-line coupling techniques, means for not be omitted in further research on SFE.
avoiding mechanical problems, and approaches to optimi-
sation of SFE conditions. King (2002) reviewed analytical
supercritical extraction with carbon dioxide as the extract- 4. Thermodynamic modelling of systems
ing agent from a wide array of sample types. Zougagh et al. vegetable solute + SC-CO2 + entrainer
(2004) underlined the great analytical potential of SFE, tried
to identify reasons for its rare implementation by routine The advantages of using SCFs as solvents are numerous and
analytical laboratories, and proposed ways to overcome the lead to environmental, health and safety, and chemical bene-
shortcomings behind them. fits. That is why they are referred to as the “green solvents for
Several papers were focused on particular topics in ana- the future.” Furthermore, as discussed previously, the thermo-
lytical SFE. Extensive revue on the use of SFE in food analy- physical properties of SCFs (high diffusivity, low viscosity,
sis was published by Anklam et al. (1998). The application density, and dielectric constant) can be fine-tuned by changes
of SFE and SCF chromatography in forensic investigations of operating pressure and/or temperature, and thus SFE has
was reviewed by Radcliffe et al. (2000). Turner et al. (2001) a great potential as a promising, efficient, and clean alter-
reviewed the applications of SFE and chromatography for native method compared with the conventional methods of
fat-soluble vitamin analysis, and, in the next review paper, distillation and extraction. Thus, there is a clear-cut need for
Turner et al. (2002) focused on the modes and optimised con- obtaining detailed knowledge that will allow the design and
ditions for the collection of extracted analytes. Smith (2002) optimisation of the environmentally benign SFE processes.
published a literature review on extraction with superheated Thermodynamics of the phase equilibria is a vital part of this
water where the extraction of essential oils, flavours, and fra- knowledge, as the objects of SFE are usually very complex,
grances from plant materials is mentioned besides other mate- and can exhibit intricate phase behaviour. To predict correctly
rials. Pourmortazavi and Hajimirsadeghi (2007) discussed the and calculate efficiently the equilibria, a robust and reliable
developments, modes, and applications of SFE in the isolation thermodynamic modelling framework (TMF) must be avail-
of essential oils from plant matrices; showed how the solubil- able. The TMF comprises three main elements: a library of
ity of the solute in the fluid, diffusion through the matrix, and thermodynamic parameters pertaining to pure substances and
collection process affect their extraction yield; and compared binary interactions; thermodynamic models for mixture pro-
the SFE with conventional extraction methods. Mendiola et perties; and methods, algorithms, and numerical techniques
al. (2007) reviewed the applications of pressurised solvents, for solving the equilibrium relations.

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Table 1 Plants extracted with pure or modified carbon dioxide.
84

Plant part Extract components References


Abajeru (Chrysobalanus icaco) leaves Volatile oil, lupenol Vargas et al. 2010
Agrimony (Agrimonia eupatoria, A. procera) leaves Flavonoids Bajer et al. 2007, Venskutonis et al. 2008
Ajowan (Carum copticum) fruit Volatile oil Khajeh et al. 2004
Alfalfa (Medicago sativa) germ, leaf, stem Volatile compounds, repellents Core et al. 1994, 1996, Henning et al. 1994
Almond (Prunus dulcis) fruit, seed Oil, volatile oil Calame and Steiner 1982, Passey and Gros-Louis 1993, Lack and Seidlitz 1994,
Marrone et al. 1998, Femenia et al. 2001
Aloe vera (Aloe barbadensis) leaf skin, pulp, rind Antioxidants: α-tocopherol Hu et al. 2005
Amaranth (Amaranthus caudatus, A. cruentus) seed Oil, tocopherols, squalene Bruni et al. 2001, 2002, He et al. 2003, Westerman et al. 2006
Amaryllidaceae sp. Alkaloids: phenanthridone class Queckenberg and Frahm 1994
Ancistrocladus korupensis leaves Michellamines Ashraf-Khorassani and Taylor 1997
Andrographis paniculata herb, leaves Diterpene lactones: andrographolide, etc. Bo et al. 2000, Kumoro and Hasan 2008
Angel’s trumpet (Datura candida × D. aurea) roots Alkaloids: hyoscyamine, scopolamine Brachet et al. 1999
Anise (Pimpinella anisum) fruit Volatile oil: anethole Stahl and Gerard 1982a, Ondarza and Sanchez 1990, Rodrigues et al. 2003a
Anise hyssop (Lophantus anisatus) Antioxidants Dapkevicius et al. 1996
Anise verbena (Lippia alba, L. sidoides) Volatile oil Sousa et al. 2002, Stashenko et al. 2004, Braga et al. 2005
Annatto (Bixa orellana) seed Pigments, carotenoid bixin Chao et al. 1991, Degnan et al. 1991, Anderson et al. 1997, Silva et al. 1999,
2008a, Nobre et al. 2006
Apple (Malus domestica) fruit, peels, pomace Flavour compounds, polyphenols Bundschuh et al. 1988, Adil et al. 2007
Apricot (Prunus armeniaca) kernels, shells, bagasse, Oil, β-carotene Niewoudt and Botha 1998, Doker et al. 2004, Sanal et al. 2004, 2005, Ozkal et al.
H. Sovová and R.P. Stateva: SFE from vegetable materials

pomace 2005, 2005c


Artemisia herba-alba (Artemisia sieberi) herb Volatile oil: camphor, 1-8 cineol Ghasemi et al. 2007
Assafoetida (Ferula assa-foetida) E-1-propenyl sec-butyl disulfide, Khajeh et al. 2005

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germacrene B
Avocado (Persea americana) fruit Oil Botha and McCrindle 1999
Babchi (Psoralea corylitolia) seed Psoralen, isopsoralen Wang et al. 2004a

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Baccharis dracunculifolia leaves Phenolic compounds Piantino et al. 2008
Bacuri (Platonia insignis) fruit shells Oleoresin Monteiro et al. 1997
Bai zi (Archangelica dahurica) root Volatile oil Mi et al. 2005
Baical skullcap (Scutellaria baicalensis) root Flavonoids: baicalin, baicalein, wogonin Lin et al. 1999, Chang et al. 2007
Barley (Hordeum vulgare) fruit Vitamin E: tocopherols, tocotrienols Colombo et al. 1998
Basil, sweet basil (Ocimum basilicum) leaves Volatile oil, cuticular waxes, antioxidants Hawthorne et al. 1989, Reverchon et al. 1993a, 1994b, Reverchon and Sesti Osseo
1994b, Lachowicz et al. 1996, 1997, Ehlers et al. 2001, Diaz-Maroto et al. 2002,
Gainar et al. 2002, Menaker et al. 2004, Mazutti et al. 2006, Leal et al. 2008
Birch (Betula pendula) leaves Amino acids Klejdus et al. 2008
Black caraway (Bunium persicum) fruit Volatile oil, oil, antioxidants thymoquinone Pourmortazavi et al. 2005
and carvacrol
Black oil plant (Celastrus paniculatus) seed Oil, sesquiterpenes Zhang et al. 1998a
Blackberry (Rubus fruticosus) seed Oil Then et al. 1998
Blackseed (Nigella sativa) fruit Oil, volatile oil: antioxidants thymoquinone Turkay et al. 1996, Fullana et al. 1999, Machmudah et al. 2005, Rao et al. 2007,
and carvacrol Kokoska et al. 2008
Blessed thistle (Cnicus benedictus) leaves, flowering Sesquiterpene lactone cnicin Kery et al. 1998
tops
(Table 1 continued)

Plant part Extract components References


Blueberry (Vaccinium sp.) residue after pressing Antioxidants Laroze et al. 2010
Boldo (Peumus boldus) leaves, bark Volatile oil: antioxidants; alkaloid boldine Sargenti and Lancas 1997b, del Valle et al. 2004b, 2005b
Borage (Borago officinalis) seed Oil, γ-linolenic acid Illes et al. 1994, Sensidoni et al. 1994, Andujar et al. 1999, Dauksas et al. 2002b,
Gomez and de la Ossa 2002, Kotnik et al. 2006, Lu et al. 2007, Soto et al. 2008
Brazilian ginseng (Pfaffia paniculata, P. glomerata) β-ecdysone, antioxidants Leal et al. 2010
root
Bulnesia sarmientoi wood Volatile oil Marongiu et al. 2007e
Buriti (Mauritia flexuosa) fruit Oil, carotenoids, tocopherols Franca et al. 1999a
Butterbur (Petasites hybridus) rhizomes Sesquiterpenes as petasin, isopetasin, Steiner et al. 1998, Bodensieck et al. 2007
pyrrolizidine alkaloids
Calamus (Acorus calamus, A. graminei) rhizomes Volatile oil: acorone, isoacorone, β-asarone Stahl and Keller 1983, Marongiu et al. 2005c, Dai et al. 2008
California poppy (Eschscholtzia californica) aerial Isoquinoline alkaloids Bugatti et al. 1993
part
Cape ash (Ekebergia capensis) wood Bioactive compounds Sewram et al. 1998, 2000
Cape gold (Helichrysum splendidum) leaves Volatile oil: germacrene d-4-ol, germa- Marongiu et al. 2006c
crene D, bicyclogermacrene, δ-cadinene
Cape gooseberry (Physalis peruviana) Antioxidants Wu et al. 2006
Capillary wormwood (Artemisia capillaris) aerial part Capillarisin Yang et al. 2007
Caraway (Carum carvi) seed, fruit Volatile oil: limonene, carvone; fatty oil Stahl and Gerard 1982a, Stahl et al. 1984, Kallio et al. 1994, Sovova et al. 1994b,
Then et al. 1998, Baysal and Starmans 1999, Gamse and Marr 2000, Ahro et al.
2001, Cabizza et al. 2001, Sedlakova et al. 2003a
Cardamom (Elettaria cardamomum) seed Volatile oil, pigments, fatty acids, Pekhov and Goncharenko 1968, Naik et al. 1989, Gopalakrishnan and Narayanan

Unauthenticated
antioxidants 1991, Illes et al. 1998, Marongiu et al. 2004a, Hamdan et al. 2008
Carqueja (Baccharis trimera) aerial part Volatile oil Vargas et al. 2006, Silva et al. 2009
Carrot (Daucus carota L.) root, fruit Oil, carotenes, volatile oil, biologically Subra et al. 1994, 1998, Barth et al. 1995, Vega et al. 1996, Chandra and Nair

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active substances 1997, Ranalli et al. 2004, Sun and Temelli 2006, Glisic et al. 2007a, Maxia et al.
2009
Cashew (Anacardium Occidentale) pericarp Nut shell liquid, cardanols Shobha and Ravindranath 1991, Smith et al. 2003, Patel et al. 2006
Cat’s claw (Uncaria tormentosa) root Oxindole alkaloids Lopez-Avila et al. 1997a
Catnip (Nepeta catari, N. transcaucasica) Volatile oil, nepetolactone, waxes Dapkevicius et al. 1996, Barth et al. 1998, Chotratanadilok and Clifford 1998
Cedar (Cedrus) wood Volatile oil Hawthorne et al. 1988
Celandine (Chelidonium majus) aerial part Alkaloids chelidonine, berberine, coptisine Sarkozi et al. 2000, Then et al. 2000b
Celery (Apium graveolens) seed, leaf, root Volatile oil, fatty oil, furanocoumarins, Moyler 1993, Peplonski et al. 1994, Catchpole et al. 1996a, Jarvenpaa et al. 1997,
fatty acids Nguyen et al. 1998, Della Porta et al. 1998b, Papamichail et al. 2000, Dauksas et
al. 2002a
Cereals Tocopherols, tocotrienols Fratianni et al. 2002
Chamomile (Matricaria chamomilla syn. Chamomilla Volatile oil, active components: Stahl and Schutz 1978, Vuorela et al. 1990, Reverchon and Senatore 1994, Smith
recutita) flowers α-bisabolol, matricine, chamazulene; and Burford 1994, Pekic et al. 1995, Tolic et al. 1996, Scalia et al. 1999, Zekovic
flavonoids 2000, Povh et al. 2001, Hamburger et al. 2004, Kaiser et al. 2004, Bajer et al.
2007, Kotnik et al. 2007, Zizovic et al. 2007a
H. Sovová and R.P. Stateva: SFE from vegetable materials

Cherry (Prunus avium) seed, pomace Oil: free fatty acids, sterol; phenolic Bernardo-Gil et al. 2001, Adil et al. 2008
compounds
85
(Table 1 continued)
86

Plant part Extract components References


Chervil (Anthriscus cerefolium) herb Volatile oil, methyl chavicol Simandi et al. 1996
Chinese mahogany, cedrela, toon (Cedrela sinensis Cedrelone, phytosterols Modey et al. 1996b
syn. Toona sinensis) wood, bark
Chinese mayapple (Dysosma pleiantha) roots Podophyllotoxin Choi et al. 1998b
Chinese moonseed (Sinomenium acutum) vine stem Alkaloid sinomenine Liu et al. 2005a
Chrysanthemum (Chrysanthemum cinerariifolium, Volatile oil, pyrethrins Senatore et al. 2004, Marongiu et al. 2009
C. coronarium, C. segetum, C. flosculosus) aerial part
Cinnamon (Cinnamomum zeylanicum) and cassia Volatile oil: cinnamaldehyde Stahl and Gerard 1982a, Hawthorne et al. 1988, Miller et al. 1995, Marongiu et al.
(C. cassia) bark 2007d

Citruses
Bergamot (Citrus bergamia) peels, leaves, seed Volatile oil: bergapten Poiana et al. 1994, 1999, Kondo et al. 2000
Grapefruit (Citrus paradisi) flavedo, peel, seed Volatile oil, flavonoid naringin, limonoids Poiana et al. 1998, Giannuzzo et al. 2003, Yu et al. 2007
Lemon (Citrus limonum) peel Volatile oil Calame and Steiner 1982, Sugiyama and Saito 1988, Hawthorne et al. 1989,
Langenfeld et al. 1992
Lime (Citrus aurantifolia, C. latifolia) peel Volatile oil Hawthorne et al. 1989, Atti-Santos et al. 2005
Mandarin (Citrus reticulata) peel Volatile oil, carotenoids, tocopherols Illes et al. 1999b
Orange (sweet orange) (Citrus sinensis), bitter orange Volatile oil, perillyl alcohol, carotenoids, Hawthorne et al. 1988, Mira et al. 1996, 1999, Sargenti and Lancas 1998a, Illes
(C. aurantium) peel tocopherols et al. 1999b, Berna et al. 2000, Lee et al. 2000, 2001
Satsuma, tangerine (Citrus unshiu) press cake Lim et al. 2003
H. Sovová and R.P. Stateva: SFE from vegetable materials

β-Cryptoxanthin
Shaddock (Citrus maxima) peel Coumarins imperatorin, meranzin, Teng et al. 2005
meranzin hydrate

Unauthenticated
Taiwan tangerine (Citrus depressa) peel Polymethoxyflavones: nobiletin, Lee at al. 2010
tangeretin
Tangor murcote × Citrus sinensis (hybrid) peel Volatile oil Sargenti and Lancas 1998b

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Yuzu (Citrus junos) seed Oil, β-sitosterol, squalene Ueno et al. 2008
Clary sage (Salvia sclarea) herb Volatile oil: sclareol Ronyai et al. 1999a
Clivia (Clivia miniata) root Bioactive compounds Sewram et al. 1998, 2001
Cloudberry (Rubus chamaemorus) seed Oil, β-carotene, volatile oil, tocopherols Manninen and Kallio 1997, Manninen et al. 1997b
Clove (Syzygium aromaticum, Eugenia caryophyllata) Volatile oil: eugenol, caryophyllene, Stahl and Gerard 1982a, Naik et al. 1989, Gopalakrishnan et al. 1990, Huston and
buds eugenyl acetate Hong 1991, Hauptschott and Lentz 1993, Moyler 1993, Kollmannsberger and Nitz
1994, Reverchon and Marrone 1997, Della Porta et al. 1998a, Clifford et al. 1999,
Rodrigues et al. 2002, Ruetsch et al. 2003, Geng et al. 2007, Guan et al. 2007,
Martinez et al. 2007, Takeuchi et al. 2008
Clove basil (Ocimum gratissimum) leaves Volatile oil Leal et al. 2006
Clover, red (Trifolium pratense) leaves, root Isoflavones, volatile oil Klejdus et al. 2005, Tapia et al. 2007
Coca (Erythroxylum coca) leaves Cocaine Brachet et al. 1999, 2000
Cocoa (Theobroma cacao) beans/nibs Cocoa butter, theobromine, caffeine; Rossi et al. 1993, Li and Hartland 1996, Sanagi et al. 1997, Saldana et al. 2000b,c,
pyrazines from roasted beans 2002, 2002a, Skerget and Knez 2001, Mohamed et al. 2002
Coconut palm (Cocos nucifera) copra, meal Oil Asis et al. 2006
(Table 1 continued)

Plant part Extract components References


Coffee (Coffea) beans Caffeine, aroma, diterpenes cafestol and Zosel 1978, Brunner 1984, Sugiyama et al. 1985, Peker et al. 1992, Roethe et al.
kahweol, lipids, chlorogenic acids 1992, Pietsch et al. 1998, Ramos et al. 1998, del Valle and Aguilera 1999, Oliveira
et al. 1999, 2001, Sarrazin et al. 2000, Araujo and Sandi 2006, de Azevedo et al.
2008a, 2008b,c
Cordia verbenacea leaves Volatile oil: β-caryophyllene Quispe-Condori et al. 2008
Coriander (Coriandrum sativum) fruit, seed Volatile oil, fatty oil, antioxidants: tocophe- Kallio and Kerrola 1992, Kerrola and Kallio 1993, Catchpole et al. 1994, 1996a,
rols, flavonoides 1997, Anitescu et al. 1997, Ribeiro et al. 1998, Then et al. 1998a, Illes et al. 2000,
Yepez et al. 2002, Grosso et al. 2008
Cork oak (Quercus suber) bark Triterpenes: friedelin, betulin, β-sitosterol, Castola et al. 2005
sitost-4-en-3-one
Cotton (Gossypium) seed Oil List et al. 1983, 1984a, Snyder et al. 1984, Kuk and Hron 1994, Taylor et al. 1997,
Bhattacharjee et al. 2007
Cratoxylum prunifolium leaves Volatile oil Calame and Steiner 1982, Cao et al. 2000
Crocus, autumn (Colchicum autumnale) seed Alkaloids: colchicine, 3-dimethylcolchi- Ellington et al. 2003
cine, colchicoside
Cranberry (Vacciniumk sp.) residue after pressing Antioxidants Laroze et al. 2010
Creeping spilanthes (Spilanthes americana) flowers, Volatile oil: sesquiterpenes, heavy hydro- Stashenko et al. 1996b
leaves, and stems carbons, amides, insecticide spilanthol
Crossberry (Grewia occidentalis) wood Bioactive compounds Sewram et al. 1998
Croton matourensis bark Maravuic acid Schneider et al. 1995
Croton zehntneri leaves Volatile oil Sousa et al. 2005
Cumin (Cuminum cyminum) seed Volatile oil: cuminaldehyde, cymol Naik et al. 1989, Eikani et al. 1999a, Heikes et al. 2001

Unauthenticated
Cuphea (Cuphea viscosissma×C. lanceolata) seed Fatty oil Eller et al. 2011
Cupuacu (Theobroma grandiflorum) seed Fat de Azevedo et al. 2003
Currant, red and black (Ribes rubrum, R. nigrum) seed Oil, linolenic acids Then et al. 1998a

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Curry plant (immortelle) (Helichrysum italicum) Volatile oil: neryl acetate, antioxidants Marongiu et al. 2003b, Poli et al. 2003
aerial part
Curry tree (Murraya koenigii syn. Chalcas koenigii) Volatile oil: biocides Vasudevan et al. 1997
leaves
Cypress, red (Taxodium distichum) sawdust Volatile oil Fuh et al. 1996
Dandelion (Taraxacum officinale) leaves, roots Oleoresin: β-amyrin, β-sitosterol Peplonski et al. 1994, Gamse and Marr 1999, Simandi et al. 2002
Danshen (Salvia miltiorrhiza) root, rhizomes Tanshinones Dean et al. 1998b, Wang et al. 2008a
Derris (Derris elliptica) root Insecticide rotenone D’Andrea et al. 2007
Di qian (Marchantia convoluta) leaves Volatile oil Cao et al. 2007, Xiao et al. 2007
Dill (Anethum graveolens) seed Volatile oil Gamse and Marr 2000
Dioscorea nipponica tuber Diosgenin Liu et al. 1995
Dong quai (Archangelica sinensis) root Ferulic acid Sun et al. 2006
Dorstenia bryoniifolia rhizomes Pimpinelin, isobergapten, furocoumarins Vilegas et al. 1993
psoralen, bergapten, isopimpinelin,
triterpenes
Douglas-fir (Pseudotsuga menziesii) bark Wax McDonald et al. 1983
H. Sovová and R.P. Stateva: SFE from vegetable materials

Dragonhead (Dracocephalum moldavica) herb Volatile oil Hawthorne et al. 1993, Kakasy et al. 2006
87
(Table 1 continued)
88

Plant part Extract components References


Eastern ferulago (Ferulago nodosa L.) Volatile oil: α-pinene Ruberto et al. 1999
Elder (Sambucus nigra) fruit Oleoresin Peplonski et al. 1994
Emburana (Torresea cearensis) seed Coumarin Rodrigues et al. 2008
Ephedra (Ephedra sinica) aerial part Ephedrine and its derivatives, nonacosan- Choi et al. 1996, 1997, 1999b, Kim and Yoo 2000
10-ol
Espinheira santa (Maytenus aquifolium, M. ilicifolia) Triterpenes friedelan-3-ol, friedelin; phytol, de Vasconcelos et al. 2000, Mossi et al. 2004, 2010
leaves squalene, limonene, tocopherols, stigma-
sterol, dodecanoic acid, geranyl acetate
Eucalyptus (Eucalyptus globulus, E. camaldulensis, Volatile oil: 1,8-cineole; lipids, antioxidants Hawthorne et al. 1989, Garau and Pittau 1998, Della Porta et al. 1999, Fadel et
E. citriodora, E. spathulata, E. microtheca) leaves, al. 1999, Gonzales-Vila et al. 2000, Francisco et al. 2001, Rodrigues et al. 2002,
wood Rozzi et al. 2002a, El-Ghorab et al. 2003, Ashtiani et al. 2007
Evening primrose (Oenothera biennis) seed Oil, γ-linolenic acid Favati et al. 1991, Catchpole et al. 1994, King et al. 1997, Gawdzik et al. 1998,
Zizovic et al. 1998, Kotnik et al. 2006
Evodia (Evodia rutaecarpa) herb, fibre Volatile oil, evodiamine, rutaecarpine Ma et al. 1991, Liu et al. 2010
Felty germander (Teucrium polium) leaves, flowers Volatile oil Eikani et al. 1999b
Fennel (Foeniculum vulgare) seed Volatile oil: anethol, estragol, fenchone; Naik et al. 1989, Then et al. 1998a, Reverchon et al. 1999, Simandi et al. 1999,
fatty oil; flavonoids Yamini et al. 2002, Coelho et al. 2003, Damjanovic et al. 2005, Diaz-Maroto et
al. 2005, Moura et al. 2005, Bajer et al. 2007, Zizovic et al. 2007a, Takeuchi et al.
2008
Feverfew (Tanacetum parthenium syn. Volatile oil, sesquiterpene lactone Smith and Burford 1992, 1994, Kery et al. 1998, 1999, Kaplan et al. 2002, Cretnik
H. Sovová and R.P. Stateva: SFE from vegetable materials

Chrysanthemum partheniu, syn. Pyrethrum parthe- parthenolide et al. 2005


nium) flowers, seeds

Unauthenticated
Flax (Linum usitatissimum) seed, fibre Oil; wax: nutraceutical octacosanol Then et al. 1998a, Barthet and Daun 2002, Bozan and Temelli 2002, Morrison et
al. 2006
Frankincense (Boswellia thurifera, B. carterii) resin Volatile oil: incensole acetate, octanol Ma et al. 1991, Marongiu et al. 2006e

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acetate, incensole, phyllocladene
Garden angelica (Angelica archangelica, A. dahurica, Volatile oil, furanocoumarins Nykanen et al. 1991, Kerrola and Kallio 1994, Kerrola et al. 1994b, Gawdzik et al.
A. sinensis) root, fruit 1996, Doneanu and Anitescu 1998, Paroul et al. 2002
Garlic (Allium sativum) Allicin Calvey et al. 1994, 1997, Rybak et al. 2004, del Valle et al. 2008
Geranium (Pelargonium graveolens) flowers, leaves, Volatile oil Reis Machado et al. 1993, Peterson et al. 2006, Gomes et al. 2007
stems, stalk
Giant fennel (Ferula communis) flowerheads Volatile oil: gurjunenes, selinenes Marongiu et al. 2005a
Ginger (Zingiber officinalis) Rhizomes Volatile oil, gingerols, oleoresin, antioxi- Pekhov and Goncharenko 1968, Krukonis 1985, Chen et al. 1986, Naik et al. 1989,
dants, anticancer substances Kandiah and Spiro 1990, Moyler 1993, Bartley and Foley 1994, Bartley 1995,
Yonei et al. 1995a, Roy et al. 1996a, Badalyan et al. 1998, Monteiro et al. 1998,
Nguyen et al. 1998, Bartley and Jacobs 2000, Rodrigues et al. 2002, Zancan et
al. 2002, Catchpole et al. 2003, Leal et al. 2003, Martinez et al. 2003, Liu et al.
2005a, Balachandran et al. 2006, 2007
Ginkgo, maidenhair tree (Ginkgo biloba) leaves Terpene trilactones ginkgolides, bilobalide; Choi et al. 2002c, Chiu et al. 2002, Yang et al. 2002, Mannila et al. 2003
flavonoids
Ginseng (Panax ginseng) root hair, leaves, seed Oil, ginsenosides; saponins Wang et al. 2001, Liu et al. 2005a, Wood et al. 2006, Zhang et al. 2006a,
Luo et al. 2007
(Table 1 continued)

Plant part Extract components References


Grape (Vitis vinifera) seed, pulp, skin Fatty oil, linoleic acid, tocopherols, tocot- Sovova et al. 1994a, Gomez et al. 1996, Murga et al. 1998, 2000, Palma and
rienols, tannins, glycosides, polyphenols: Taylor 1999, Palma et al. 1999, 2000, Arce et al. 2001, Pascual-Marti et al. 2001,
(+)-catechin, (-)-epicatechin, rutin, querce- Palenzuela et al. 2002, 2004, Cao and Ito 2003, Ashraf-Khorassani and Taylor
tin, resveratrol – antioxidants 2004, Louli et al. 2004b, Beveridge et al. 2005, Chafer et al. 2005, Bravi et al.
2007, Fiori 2007, Campos et al. 2008, da Silva et al. 2008a, Fiori et al. 2008,
Freitas et al. 2008a, 2008b
Greater duckweed (Spirodela polyrhiza) entire plant Squalene, stigmasterol Choi et al. 1997
Grecian foxglove (Digitalis lanata) leaves Digoxin Moore and Taylor 1995, 1996, 1997
Greek sage (Salvia triloba, S. fruticosa) Volatile oil Ronyai et al. 1999b
Guaco (Mikania glomerata) leaves Coumarin, kaurenoic acid, lupeol kipeol Vilegas et al. 1997, Celeghini et al. 2001
acetate
Guaraná (Paulinia cupana) seed Caffeine, methylxanthines Mehr et al. 1996, Saldana et al. 2000b,c, 2002b,c
Guava (Psidium guajava) leaves Volatile oil Sagrero-Nieves et al. 1994a
Guinea pepper (Aframomum melegueta) seed Oleoresin Fernandez et al. 2006
Gutta-percha tree (hardy rubber tree) (Eucommia Aucubin Li et al. 2009
ulmoides) seed
Hawthorn (Crataegus sp.) Lipophilic compounds Hamburger et al. 2004
Hazel (Corylus avellana) nut Oil, sterols, tocopherols Bernardo-Gil et al. 2002, Ozkal et al. 2005b,c, Bernardo-Gil and Casquilho 2007
Hibiscus (Hibiscus esculentus, H. different ssp.) seed Oil, antioxidants Holser and Bost 2004, Chan and Ismail 2009
Holy basil, tulsi (Ocimum sanctum) leaves Volatile oil, biocides Vasudevan et al. 1997
Hop (Humulus lupulus) flowers Volatile oil, resins, bitter acids, waxes, and Pekhov and Goncharenko 1968, Hubert and Vitzthum 1978, Laws 1979, Sharpe
lipids and Crabb 1980, Sharpe et al. 1980, Gardner 1982, Vollbrecht 1982, Langezaal et

Unauthenticated
al. 1990, Daoud and Kusinski 1992, Verschuere et al. 1992, Moyler 1993, Imbert
et al. 1998, del Valle and Aguilera 1999, del Valle et al. 2003b, Zekovic et al.
2007, Roj and Skowronski 2006

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Horsetail (Equisetum giganteum) Oleoresin Michielin et al. 2005
Hu zhang (Polygonum cuspidatum) herb, root Resveratrol, piceid, emodin, physcion Wenli et al. 2005, Yu et al. 2005, Lu et al. 2006, Machmudah et al. 2009b
Hyssop (Hyssopus officinalis) Volatile oil, antioxidants Kerrola et al. 1994a, Dapkevicius et al. 1996, Langa et al. 2009, Kazazi et al.
2007, Babovi et al. 2010
Inula (Inula viscosa, I. graveolens) leaves Volatile oil Marongiu et al. 2003c
Iranian spurge (Euphorbia macroclada) leaves and Hydrocarbons Ozcan and Ozcan 2004
stalks (as petro-crops)
Ironweed (Vernonia galamensis) seed Oil, vernolic acid King et al. 2001
Japanese pepper, Sichuan pepper (Xanthoxylum Sanshool compounds Machmudah et al. 2009a
piperitum)
Japanese persimmon (Diospyros kaki) peels Carotenoids Takahashi et al. 2006
Jasmine (Jasminum officinalis, J. grandiflorum) Volatile oil Raghuram Rao et al. 1992, Sastry and Mukhopadhyay 1994
flowers
Jojoba (Simmondsia californica, S. chinensis) seed Oil Friedrich et al. 1984, Friedrich 1988, Salgin et al. 2004, 2007
Juniper (Juniperus communis, J. rigida, J. oxycedrus, Volatile oil, bioactive compounds, Moyler 1993, Chatzopoulou 2002, Damjanovic et al. 2003, 2006,
H. Sovová and R.P. Stateva: SFE from vegetable materials

J. phoenica) fruit, leaves, wood antimicrobials Marongiu et al. 2003a, 2004c, 2006c, Park et al. 2004, Pourmortazavi et al. 2004,
Barjaktarovic et al. 2005, Glisic et al. 2007b, Medini et al. 2008
89
(Table 1 continued)
90

Plant part Extract components References


Kava (Piper methysticum) herb, stems, root Oleoresin, kava lactones Lopez-Avila and Benedicto 1997, Ashraf-Khorassani et al. 1999, Catchpole et al.
2000, 2002
Kola tree (Cola) nuts Caffeine Ndiomu and Simpson 1988
Kudzu (Pueraria lobata) root Flavonoids Wang et al. 2008b
Laurel, daphne (Laurus nobilis) leaves, seed Volatile oil, tocopherols, oil Ozek et al. 1998, Caredda et al. 2002, Gomez-Coronado et al. 2004, Beis and
Dunford 2006, Santoyo et al. 2006a, Marzouki et al. 2008
Lavender (Lavandula intermedia, L. stoechas, Volatile oil, pasty products, antioxidants, Simandi et al. 1993, Adasoglu et al. 1994, Walker et al. 1994b, Reverchon et al.
L. augustifolia) flowers antimicrobials 1995c, Dapkevicius et al. 1996, Fekete et al. 1996, Oszagyan et al. 1996, Akgun et
al. 2000, 2001, Flores et al. 2005, Zorca et al. 2006
Lemon balm (Melissa officinalis) Volatile oil, antioxidants Ribeiro et al. 2001, Rozzi et al. 2002a, Ziakova et al. 2002, Marongiu et al. 2004d
Lemon beebalm (Monardia citriodora) Volatile oil Rozzi et al. 2002a
Lemon verbena (Aloysia triphylla) leaves Volatile oil Crabas et al. 2003, Pereira and Meireles 2007
Lemongrass (Cymbopogon citratus) leaves, stems Volatile oil Ndiomu and Simpson 1988, Sargenti and Lancas 1997a, Carlson et al. 2001, Rozzi
et al. 2002a, Marongiu et al. 2006a, Ha et al. 2008
Licorice (Glycyrrhiza glabra) Glycyrrhizin Kim et al. 2004, 2005
Lilac (Syringa) flowers Volatile oil, wax Calame and Steiner 1982
Lindera strychnifolia Sesquiterpenoids Li et al. 2002
Loquat (Eriobotrya japonica) seed Oil, amygdalin, β-sitosterol Kawahito et al. 2008, Machmudah et al. 2008b
Lovage (Levisticum officinale) seed, leaves, and roots Volatile oil: ligustilide Dauksas et al. 1998, 1999, 2002a, Menaker et al. 2004
Love-in-a-mist (Nigella damascena) seed Oil, volatile oil Dauksas et al. 2002c
H. Sovová and R.P. Stateva: SFE from vegetable materials

Luohan guo (Siraitia grosvenorii) fruit Sweeteners: mogrosides Xia et al. 2008
Lupine (Lupinus) Oil, alkaloids Stahl et al. 1981, Nossack et al. 2000

Unauthenticated
Macadamia (Macadamia integrifolia) nuts Oil Silva et al. 2008a
Madagascar periwinkle (Catharanthus roseus) Indole alkaloids vindoline, vinblastine Song et al. 1992, Choi et al. 2002a
Magnolia (Magnolia grandiflora, M. virginiana, Sesquiterpene lactones pathenolide, cos- Castaneda-Acosta et al. 1995, Chandra and Nair 1995, Suto et al. 1997, Dean et al.

Download Date | 4/29/16 1:04 AM


M. officinalis) bar, root tunolide, sesquiteprene cyclocolorenone, 1998a, Paltoo et al. 1999, Cheah et al. 2010
antioxidants, neolignans honokiol, magnolol
Maize (corn) (Zea mays) bran, germ Oil, sterols, ferulate-phytosterol esters, Christianson et al. 1984, List et al. 1984b, Wilp and Eggers 1991, Taylor et al.
phospholipids, beauvericin 1993, Fontan et al. 1994, Ronyai et al. 1998a, Taylor and King 2000, 2002,
Ambrosino et al. 2004, Nagy et al. 2008
Mama cadela (sweet cotton plant) (Brosimum gaud- Terpenoids, furocoumarins psoralen, Vilegas et al. 1993
ichaudii) bark, roots bergapten
Mango (Mangifera indica) leaves Oleoresin Pereira and Meireles 2007
Maral root (Leuzea carthamoides syn. Rhaponticum Ecdysterone, cynaropicrin Sovova et al. 2008
carthamoides) root and leaves
Maries fir (Abies mariesii) leaves Maltol (antifungal activity) Ohira and Yatagai 1993
Marigold (Calendula officinalis) flowers Oleoresin, volatile oil, triterpenoids: Ronyai et al. 1998b, Crabas et al. 2003, Baumann et al. 2004, Hamburger et al.
faradiol monoesters, monool taraxasterol, 2004, Campos et al. 2005, Danielski et al. 2007, Petrovic et al. 2007, Zizovic et al.
lupeol, β-amyrin; lutein 2007a, Nagy et al. 2008
Marjoram (Majorana hortensis syn. Origanum majo- Volatile oil, cuticular waxes, pigments, Reverchon 1992, Reverchon et al. 1993, Reverchon and Sesti Osseo 1994b,
rana L.) leaves antimicrobials, antioxidants: ursolic acid, Dapkevicius et al. 1996, Vagi et al. 2002, 2005a,b, Rodrigues et al. 2003a,
carnosic acid, carnosol El-Ghorab et al. 2004
(Table 1 continued)

Plant part Extract components References


Mastic (Pistacia lentiscus) leaves, berries Volatile oil, waxes Congiu et al. 2002
Medlar (Mespilus germanica) seed Volatile oil Pourmortazavi et al. 2005
Mexican sunflower (Tithonia diversifolia) aerial part Sesquiterpene lactone tagitinin C Ziemons et al. 2005, 2007
Milkweed (Asclepias fruticosa) root, seed Bioactive compounds; fatty oil, cis-vacce- Sewram et al. 1998, Turner and McKeon 2002
nic acid
Mint (Mentha piperita, M. spicata, M. pulegium, Volatile oil, cuticular waxes, squalene, Senich et al. 1974, Barton et al. 1992, Goto et al. 1993, Hawthorne et al. 1993,
Romanian mint hybrid) leaves, flowers carotenoids Simandi et al. 1993, Reverchon et al. 1994a, Roy et al. 1996c, Barth et al. 1998,
Aleksovski et al. 1999, Ammann et al. 1999, Pino et al. 1999, Reis-Vasco et al.
1999, 2000, Kim and Hong 2000, Qafisheh and Barth 2000, Kubatova et al. 2001,
Marongiu et al. 2001, Pop and Barth 2001, Diaz-Maroto et al. 2002, Aghel et al.
2004, Zizovic et al. 2005, Al-Marzouqi et al. 2007, Gomez-Prieto et al. 2007,
Zekovic et al. 2009
Moso-bamboo (Phyllostachys heterocycla) Hydrocarbons, antimicrobials, antioxidants Quitain et al. 2004
and fungicides
Moutan (Paeonia suffruticosa) cortex Paeonol Dean and Liu 2000
Mulberry tree (Morus alba) bark, leaves, root bark Triterpene α-amyrin acetate, antioxidants Joo et al. 1994, Choi et al. 1997
β-carotene, α-tocopherol
Mushrooms and fungi Oleoresin, oil, ergosterol, carboxylic and del Valle and Aguilera 1989, Sakaki et al. 1990, Young and Games 1993, Abdulah
fatty acids, antioxidants, substances of et al. 1994, Walker et al. 1999, Zhang et al. 2006a, Kitzberger et al. 2007, 2009
antimicrobial activity, polysaccharides
Mustard (Brassica sp.) seed Oil Barthet and Daun 2002
Myrrh herb (Commiphora molmol, C. myrrha) Volatile oil Ma et al. 1991, Marongiu et al. 2005c

Unauthenticated
Myrtle (Myrtus communis) leaves Volatile oil Garau and Pittau 1998
Narrow-leaf purple coneflower (Echinacea Alkylamides Sun et al. 2002
angustifolia) aerial part

Download Date | 4/29/16 1:04 AM


Neem tree (Azadirachta indica) seed, kernel Insecticides, pharmaceuticals: azadirachtin Cernia et al. 1994, Johnson and Morgan 1997, Ambrosino et al. 1999,
A, nimbin, salannin, cuticular waxes Tonthubthimthong et al. 2001, 2004, Mongkholkhajornsilp et al. 2005
Nitraria tangutorum seed Oil: unsaturated fatty acids Wang et al. 2007, Suo and Wang 2010
Nutmeg (Myristica fragrans) nutmeg, mace Volatile oil, nutmeg butter Pekhov and Goncharenko 1968, Hubert and Vitzthum 1978, Moyler 1993, Nguyen
et al. 1998, Spricigo et al. 1999, 2001, Machmudah et al. 2006
Oak (Quercus rotundifolia, Q. suber) fruit Acorn oil, sterols, tocopherols, waxes Lopes et al. 1998, Lopes and Bernardo-Gil 2005, Bernardo-Gil et al. 2007
Oil palm tree (Elaeis guineensis) kernel, leaves, Oil, fatty acids, α-tocopherol, α- and Birtigh et al. 1995, Franca and Meireles 2000, Hassan et al. 2000, Rahman et al.
mesocarp fibres β-carotene, squalene, sterols 2001, Norulaini et al. 2004a,b, 2008, Lau et al. 2006a,b, 2007, 2008, Zaidul et al.
2006a,b, 2007a,b
Okra (Abelmoschus esculentes syn. Hibiscus escu- Oil, β-sitosterol, tocopherols Andras et al. 2005
lentes) seed
Olive tree (Olea europaea) leaves, husk, pomace Oil, tocopherols, phenols, squalene Esquivel and Bernardo-Gil 1993, de Lucas et al. 1998, 2002a,b, 2003, Le Floch
et al. 1998, Esquivel et al. 1999b, Ibanez et al. 2000a, Stavroulias and Panayioutou
2005, del Valle et al. 2006
Onion (Allium cepa) bulb, skin Oleoresin, flavour, sulphur, quercetin Calvey et al. 1994, 1997, Guyer and Sinha 1995, Dron et al. 1997, Sass-Kiss et al.
1998, Simandi et al. 2000, Martino and Guyer 2004
H. Sovová and R.P. Stateva: SFE from vegetable materials

Orange jasmine (Murraya paniculata) flowers Volatile oil Marquina-Chidsey et al. 2000
91
(Table 1 continued)
92

Plant part Extract components References


Oregano, wild marjoram (Origanum vulgare, O. Volatile oil, cuticular waxes, resinoid com- Ondarza and Sanchez 1990, Dapkevicius et al. 1996, Gaspar et al. 1998, 2000,
virens) leaves, bracts pounds, antioxidants 2001, 2003, Simandi et al. 1998, Diaz-Maroto et al. 2002, Gaspar 2002, Leeke et
al. 2002, Menaker et al. 2004, Rodrigues et al. 2004, Lu et al. 2005, Cavero et al.
2006, Santoyo et al. 2006a
Osage orange tree (Maclura pomifera) root bark, fruit Xanthones, flavanones, isoflavonoids: Djarmati et al. 1998, da Costa et al. 1999
osajin, pomiferin, lupeol, and butyrosper-
mol esters
Ox knee (Achyranthes bidentata) root Ecdysterone Zheng et al. 2008
Pandan (Pandanus amaryllifolius) leaves 2-Acetyl-1-pyrroline, volatile oil Laohakunjit and Noomhorm 2004, Bhattacharjee et al. 2005
Paprika, red pepper (Capsicum annuum), and chillies Oil, tocopherols, capsaicin alkaloids, Hubert and Vitzthum 1978, Coenen 1983, Coenen and Kriegel 1984, Yao et al.
(Capsicum frutescens) fruit carotenoids 1994, Peusch et al. 1997, Nguyen et al. 1998, Skerget et al. 1998, Illes et al. 1999a,
Jaren-Galan et al. 1999, Sato et al. 1999, Weathers et al. 1999, Gnayfeed et al.
2001, Skerget and Knez 2001, Ambrogi et al. 2002, Daood et al. 2002, Catchpole
et al. 2003, del Valle et al. 2003a, 2003c, Duarte et al. 2004, Perva-Uzunalic et al.
2004, Uquiche et al. 2004, 2005, Fernandez-Trujillo 2008, Nagy et al. 2008, Nagy
and Simandi 2008, Tepic et al. 2009, Richins et al. 2010, Li et al. 2011
Parsley (Petroselinum crispum, Apium petroselinum) Volatile oil: estragole Naik et al. 1989, Della Porta et al. 1998b, Then et al. 1998a, Louli et al. 2004a
seed, leaves
Passion (Passiflora edulis) fruit, leaves Glycosylated flavonoids Moraes et al. 1997
H. Sovová and R.P. Stateva: SFE from vegetable materials

Peach (Prunus persica) pomace Polyphenols Adil et al. 2007


Peanut (Arachis hyprogaea) Oil Snyder et al. 1984, Goodrum and Kilgo 1987, King and Catchpole 1993, Lancas et
al. 1994, Santerre et al. 1994, Goodrum et al. 1996

Unauthenticated
Pecan (Carya illinoensis) kernels, halves Oil Maness et al. 1995, Zhang et al. 1995a, Alexander et al. 1997, Li et al. 1999
Pepper, black (Piper nigrum) fruit Oleoresin: volatile oil, piperine Hubert and Vitzthum 1978, Calame and Steiner 1982, Vidal and Richard 1987,
Ferreira et al. 1993, 1999, Sovova et al. 1995, Nguyen et al. 1998, Skerget and

Download Date | 4/29/16 1:04 AM


Knez 2001, Ferreira and Meireles 2002, Catchpole et al. 2003, Perakis et al. 2005,
Izadifar and Abdolahi 2006, Li et al. 2006
Physic nut (Jatropha curcas) seed Oil Machmudah et al. 2008b
Pepper tree (Schinus molle) Volatile oil: phellandrenes, limonene, Marongiu et al. 2004b
elemol, α-eudesmol
Pimento, allspice, Jamaica pepper (Pimenta dioica) Volatile oil: eugenol Krukonis 1985, Pino et al. 1997, Marongiu et al. 2005b
berries, leaves
Pine (Pinus palustris, P. sylvestris, P. pinaster, Volatile oil, resin, fatty acids; manoyl McDonald et al. 1983, Orav et al. 1998, Ruivo et al. 2000, Duquesnoy et al. 2007,
P. nigra) wood, needles, bark oxide; phenolic antioxidants Braga et al. 2008
Pinecone ginger (Zingiber zerumbet) Oleoresin Ahmad et al. 1994
Pink trumpet tree (Tabebuia avellanedae) wood Lapachol, lapachones Viana et al. 2003
Pistacia (Pistacia vera, P. lentiscus) nuts, hull Lipids, antioxidants, volatile oil Balaban et al. 1998, Palazoglu and Balaban 1998, Goli et al. 2005
Pitanga (Eugenia uniflora) fruit pulp Carotenoids lycopene, rubixanthin Filho et al. 2008
Polygala cyparissias root, stems, leaves Triterpenes, phytosterols, methyl salicylate Weinhold et al. 2008
Pomegranate (Punica granatum) seed Volatile oil, fatty oil, phenolic compounds Abbasi et al. 2008a,b
Poppy (Papaver bracteatum) seed, straw Oil, tocol, opium alkaloids thebaine, Stahl and Willing 1980, Ndiomu and Simpson 1988, Janicot et al. 1990, Then et
codeine, morphine al. 2000, Bozan and Temelli 2003
(Table 1 continued)

Plant part Extract components References


Proso millet (Panicum miliaceum) bran Oil Devittori et al. 2000
Pumpkin (Cucurbita ficifolia, C. moschata) flesh, Oil, carotenoids Bernardo-Gil and Lopes 2004, Yu et al. 2004, Seo et al. 2005, Nagy et al. 2008
seed
Pupunha (Guilielma speciosa) fruit Oil Araujo et al. 2000
Purple coneflower (Echinacea purpurea) aerial part Alkylamides Catchpole et al. 2000, 2002
Pyrethrum (Chrysanthemum cinerariaefolium) flowers Insecticides pyrethrins Stahl and Schutz 1980b, Bunzenberger et al. 1983, Pan et al. 1995, Otterbach and
Wenclawiak 1999, Kiriamiti et al. 2003a,b, O’Mahony et al. 2003
Ragwort (Senecio inaequidens, S. cordatus) Pyrrolizidine alkaloids: senecionine, Bicchi et al. 1991
seneciphylline
Rain daisy (Dimorphotheca pluvialis) seed Oil, tocopherols, dimorphecolic acid, Muuse et al. 1994, Cuperus et al. 1996
tri- and di-dimorphecolin
Rape, canola (Brasica napus, B. campestris) seed Oil, polyunsaturated fatty acids, phospholi- Stahl et al. 1980, Bunzenberger et al. 1983, Brunner 1984, Bulley et al. 1984,
pids, phenolic acids Eggers et al. 1985, Lee et al. 1986, King et al. 1987, Fattori et al. 1988, Temelli
1992, Taylor et al. 1993, 1997, Walker et al. 1994a, Dunford and Temelli 1995,
1997, Goodrum et al. 1996, Montanari et al. 1996, Bruhl and Matthaus 1999,
Matthaus and Bruhl 1999, 2001, Barthet and Daun 2002, Luque-Garcia and de
Castro 2004, Germain et al. 2005, del Valle et al. 2006, Jenab et al. 2006, Dong
and Walker 2008, Sun et al. 2008
Raspberry (Rubus idaeus) seed, residue after pressing Oil, antioxidants Then et al. 1998a, Laroze et al. 2010
Red cedar (Juniperus virginiana) wood chips Oil (bioactive agent) Eller and King 2000, Eller and Taylor 2004
Rice (Oryza sativum) bran, corn Oil, triacylglycerols, free fatty acids, Ramsay et al. 1991, Saito et al. 1991, Garcia et al. 1996, King et al. 1996, Shen
oryzanols, tocopherols, sterols, waxes; et al. 1996, 1997, Kuk and Dowd 1998, Kim et al. 1999a, Xu and Godber 2000,

Unauthenticated
aroma Bhattacharjee et al. 2003, Perretti et al. 2003, Danielski et al. 2005, Sarmento et
al. 2006, Sparks et al. 2006, Balachandran et al. 2008, Chen et al. 2008a,b, Wang
et al. 2008a

Download Date | 4/29/16 1:04 AM


Ridolfia (Ridolfia segetum) different aerial parts Volatile oil Marongiu et al. 2007b
Rock rose (Cistus ladanifer) leaves Volatile oil, waxes de Lucas et al. 1999, Rincon et al. 2000
Rock samphire (Crithmum maritimum) aerial part Volatile oil: p-cymene, β-phellandrene, Marongiu et al. 2007c
γ-terpinene, thymol methyl ether, dill apiole
Rose: wild dog rose and sweet briar rose (Rosa canina, Oil, carotenoids, tocopherols Illes et al. 1997, del Valle et al. 2000a, 2004, 2006, Eggers et al. 2000, Reverchon
R. rubiginosa) fruit, seed and peel et al. 2000, del Valle and Uquiche 2002, Szentmihalyi et al. 2002, Hegel et al.
2007, Machmudah et al. 2007, 2008a,b, Tozzi et al. 2008
Rose of Jericho (Anastatica hierochuntica) aerial part Hexadecanoic acid, 9,12-octadecadienoic Norulaini et al. 2009
acid, heneicosane, heptacosane
Rosemary (Rosmarinus officinalis) leaves Volatile oil, phenolic diterpene antioxi- Hawthorne et al. 1988, Reverchon and Senatore 1992, Reverchon et al. 1993,
dants: carnosic acid, carnosol, favonoids, Reverchon and Sesti Osseo 1994b, Walker et al. 1994b, Mendes et al. 1995,
cuticular waxes, antimicrobials Coelho et al. 1997, Tena et al. 1997, Lopez-Sebastian et al. 1998, Bauman et al.
1999, Ibanez et al. 1999, 2000b, Bicchi et al. 2000, Senorans et al. 2000, Leal et
al. 2003, Ramirez et al. 2004, Carvalho et al. 2005, Presti et al. 2005, Santoyo et
al. 2005, Bajer et al. 2007, Celiktas et al. 2007, Babovi et al. 2010
H. Sovová and R.P. Stateva: SFE from vegetable materials

Rue (Ruta graveolens) aerial part, root Alkaloids Stashenko et al. 2000
Russian sage (Perovskia atriplicifolia) aerial part Volatile oil Pourmortazavi et al. 2003
93
(Table 1 continued)
94

Plant part Extract components References


Rye (Secale cereale) bran Alkylresorcinols Francisco et al. 2005
Sacha inchi (Plukenetia Fatty oil: linoleic acid, linolenic acid, Follegatti-Romero et al. 2009
volubilis) seed γ- and δ-tocopherol
Sachalin fir (Abies sachalinensis) bark Diterpenoids: cis-abienol Ohira and Yatagai 1994
Safflower (Carthamus tinctorius) seed Oil Taylor et al. 1997
Saffron (Crocus sativus) flowers Safranal Semiond et al. 1996, Lozano et al. 2000
Sage (Salvia officinalis, S. desoleana) leaves Volatile oil, antioxidants, cuticular waxes Reverchon et al. 1995c, Catchpole et al. 1996a, 1997, Reverchon 1996,
Lemberkovics et al. 1998, Bauman et al. 1999, Dauksas et al. 2001, Marongiu et
al. 2001, Menaker et al. 2004, Aleksovski and Sovova 2007, Micic et al. 2008,
Babovi et al. 2010
Salvia mirzayanii aerial part Volatile oil Yamini et al. 2008
Sandalwood (Santalum album, S. spicatum) stems, Volatile oil: sesquiterpenes santalol, bis- Naik et al. 1989, Piggott et al. 1997, Marongiu et al. 2006e
wood abolol, farnesol, nuciferol
Santolina insularis Volatile oil, waxes, cytotoxic and antimi- Cherchi et al. 2001
crobial substances
Sassafras (Sassafras albidum) root, bark Allylbenzenes: safrole Heikes 1994
Savory (Satureja hortensis), shrubby savory Volatile oil, antioxidants, insecticides Hawthorne et al. 1993, Ribeiro et al. 1998, Esquivel et al. 1999a, Kubatova et al.
(S. fruticosa), S. montana leaves 2001, 2002, Coelho et al. 2007, Zorca et al. 2007, Pavela et al. 2008, Grosso et al.
2009
H. Sovová and R.P. Stateva: SFE from vegetable materials

Saw palmetto (Serenoa serrulata syn. S. repens syn. Fatty acids, β-sitosterol, nutraceuticals Marentis 1998, Catchpole et al. 2000, 2002
Sabal serrulata) berries
Schizandra (Schisandra chinensis) fruit, seed, stems, Lignans, cinnamic acid Lojkova et al. 1997, Slanina et al. 1997, Choi et al. 1998a, Kim et al. 1999b, Dean

Unauthenticated
leaves and Liu 2000, Bartlova et al. 2002, Huyke et al. 2007, Sovova et al. 2007b, Wang
et al. 2008a
Scopolia parviflora, Sc. japonica roots, aerial parts Tropane alkaloids: hyoscamine, scopo- Joo et al. 1994, Choi et al. 1999

Download Date | 4/29/16 1:04 AM


lamine salts
Sea buckthorn (Hippophae rhamnoides) fruit, seed, Oil, polyunsaturated fatty acids, waxes, Shaftan et al. 1986, Stastova et al. 1996, Manninen et al. 1997a, Yin et al. 2003,
pulp carotenoids, tocopherols, phytosterols 2005a,b, Derevich and Shindyapkin 2004, Yakimishen et al. 2005, Arimboor et al.
2006, Vlase et al. 2006, Cossuta et al. 2007, Li et al. 2007, Olah et al. 2007, Xu et
al. 2008a,b, Sajfrtova et al. 2010
Sesame (Sesamum indicum) seed Oil, α-tocopherol, antioxidants, lignans Namiki et al. 2002, Odabasi and Balaban 2002, Hu et al. 2004, Xu et al. 2005
Seseli bocconi leaves Volatile oil Marongiu et al. 2006b
Showy rattlebox (Crotalaria spectabilis) seed Alkaloid: monocrotaline Schaeffer et al. 1988, 1989, 1989a
Smilax, China (Smilax china) tubers Sapogenins Shu et al. 2004
Soya (Glycine maximus) beans, flakes, flour, hypo- Oil, tocopherols, phospholipids, isoflavones Stahl et al. 1980, Friedrich et al. 1982, Snyder et al. 1984, Eggers et al. 1985,
cotyle, cake, pulp daidzein, genistein, phytosterols, phenolic Taylor et al. 1993, Lancas et al. 1994, 1995, Reverchon and Sesti Osseo 1994a,
compounds Chandra and Nair 1996, King et al. 1996, Montanari et al. 1996, 1999, Taylor et
al. 1997, 2000, Sievers 1998, Bruhl and Matthaus 1999, Matthaus and Bruhl 1999,
2001, Nodar et al. 2002, Rostagno et al. 2002, Luque-Garcia and de Castro 2004,
Klejdus et al. 2005, Armando et al. 2006, Quitain et al. 2006, Araujo et al. 2007,
Hegel et al. 2007, Kao et al. 2008, Rochova et al. 2008
Spiked thyme (Thymbra spicata) Volatile oil Sonsuzer et al. 2004
(Table 1 continued)

Plant part Extract components References


Spruce (Picea abies, P. omorica, P. pungens) needle Volatile oil Hawthorne et al. 1988, Orav et al. 1998, Sedlakova et al. 2003b
St John’s wort (hyperici herba) (Hypericum perfora- Volatile oil, alkanes, fatty acids, waxes, Catchpole et al. 2000, 2002, Cui and Ang 2002, Mannila et al. 2002, 2003,
tum L.) aerial part, flowers phytosterols, phloroglucinols hyperforin, Dimitrieska-Stojkovic and Zdravkovski 2003, Rompp et al. 2004, Seger et al.
adhyperforin; quercetin, rutin 2004, Smelcerovic et al. 2004, Wang et al. 2004, Glisic et al. 2008
St Mary’s thistle, milk thistle (Silybum marianum) Oil, silymarin, pigments, tocopherols, Szentmihalyi et al. 1998, Gamse and Marr 1999, Skerget et al. 2000, Hadolin et al.
fruit, seed metals 2001, Skerget and Knez 2001
Star anise (Illicium verum) fruit Volatile oil: anethole Stahl and Gerard 1982a, Liu 1996, Tuan and Ilangantileke 1997, Della Porta et al.
1998a
Stevia (Stevia rebaudiana) leaves Oleoresin: sesquiterpenes, fatty acids, Liu et al. 1997, Pasquel et al. 1999, 2000, Choi et al. 2002b, Yoda et al. 2003
aliphatic hydrocarbons, steroids, triterpe-
nes; glycosides: stevioside, rebaudioside A
Stinging nettle (Urtica dioica) leaves, root Oil, oleoresin: pigments, β-sitosterol, Rafajlovska et al. 2001, Sovova et al. 2004, Sajfrtova et al. 2005, Hojnik et al.
scopoletin 2007
Stonebreaker (Phyllanthus niruri) stems, aerial part Gallic acid, ellagic acid, corilagin Markom et al. 2007
Strawberry (Fragaria) fruit Aroma Polesello et al. 1993
Sugar cane (Saccharum officinarum) leaves, rind Wax, oil, resin Garcia et al. 1994, de Lucas et al. 2007
Sunflower (Helianthus annuus L.) seed Oil, bioactive compounds Stahl et al. 1980, Calvo et al. 1994, 1998, Favati et al. 1994, Lancas et al. 1994,
Cocero and Calvo 1996, Perrut et al. 1997, Taylor et al. 1997, Bruhl and Matthaus
1999, Matthaus and Bruhl 1999, 2001, Royer and Barth 2000, Andrich et al. 2001,
Cocero and Garcia 2001, Bravi et al. 2002, Kiriamiti et al. 2002, Luque-Garcia
and de Castro 2004, Salgin et al. 2006, Casas et al. 2007, 2008, Hegel et al. 2007
Sweet gale (Myrica gale) fruit Volatile oil Sokolova et al. 2005

Unauthenticated
Sweet grass (Hierochloe odorata) Antioxidants 5,8-dihydroxycoumarin, Grigonis et al. 2005
5-hydroxy-8-O-β-d-glucopyranosyl-
benzopyranone

Download Date | 4/29/16 1:04 AM


Sweet iris (Dalmatian iris) (Iris pallida) rhizomes Irones, iridals Bicchi et al. 1993
Sweet olive (Osmanthus fragrans) flowers Essential oil Yao et al. 1998
Sweet potatoes (Ipomea batatas) root Carotenoids, α-tocopherol Spanos et al. 1993, Okuno et al. 2002
Sweet wormwood (Artemisia annua) aerial part Artemisinin (antimalaric compound), Kohler et al. 1997a,b, Hao et al. 2002, Quispe-Condori et al. 2005, Tzeng et al.
artemisinic acid, scopoletin 2007
Tabernaemontana catharinensis branches and leaves Indole alkaloids, antioxidants Pereira et al. 2004, 2005, 2007
Tagetes, marigold (Tagetes lucida, T. erecta, T. patula, Volatile oil: insecticides; lutein Wells et al. 1992, Vasudevan et al. 1997, Bicchi et al. 1999, Ma et al. 2008, Gao et
T. minuta) flower petals al. 2009, 2010, Skerget et al. 2010
Taiwan plum yew (Cephalotaxus wilsoniana) leaves Cephalotaxine Choi et al. 2000
Tamarind (Tamarindus indica) fruit, pulp, seed coat Volatile oil, antioxidants: epicatechin Sagrero et al. 1994, Tsuda et al. 1995, Luengthanaphol et al. 2004
Tansy (Tanacetum vulgare) flowers Volatile oil Smith and Burford 1994
Tea (Camellia sinensis, C. sasanqua) seed, leaves Oil, volatile oil, catechins, caffeine, gallic Swift et al. 1994, Braren and Kurzhals 1998, Chang et al. 1999, 2000, Rajaei et
acid al. 2005, Huang et al. 2007, Kim et al. 2007, 2008, Lee et al. 2007, Park et al.
2007a,b, Shalmashi et al. 2008
Tea tree (Melaleuca alternifolia) leaves, terminal Volatile oil: terpinen-4-ol Garau and Pittau 1998, Wong et al. 2001
H. Sovová and R.P. Stateva: SFE from vegetable materials

branchlets
95
(Table 1 continued)
96

Plant part Extract components References


Thyme (Thymus vulgaris, T. zygis, T. herba-barona) Volatile oil: thymol, pasty products, Bestmann et al. 1985, Hawthorne et al. 1988, Hartonen et al. 1992, Dapkevicius et
leaves, flowering tops antioxidants al. 1996, Fekete et al. 1996, Oszagyan et al. 1996, Ribeiro et al. 1998, de Melo et
al. 2000, Moldao-Martins et al. 2000, 2002, Zekovic et al. 2000, 2001, 2003, De
Gioannis et al. 2001, Simandi et al. 2001, Diaz-Maroto et al. 2005, Dawidowicz et
al. 2009, Babovi et al. 2010
Tirphal (Zanthoxylum rhesta) fruit Volatile oil, fatty acids, hydrocarbons Rout et al. 2007
Tobacco (Nicotiana tabacum) Tar precursors, nicotine, N-nitrosamines, Hubert and Vitzthum 1978, Donsi et al. 1990, Prokopczyk et al. 1992, 1995,
volatile oil, tetra-acyl sucrose esters Uematsu et al. 1994, Yonei et al. 1995b, Fischer and Jefferies 1996, Rincon et al.
1998, Stojanovic et al. 2000, Palic et al. 2002, Ashraf-Khorassani et al. 2005
Tomato (Solanum lycopersicum, syn. Lycopersicon Oil, carotenoids: lycopene, β-carotene; Roy et al. 1994a, 1996a, Favati et al. 1997, Inakuma et al. 1998, Baysal et al. 2000,
esculentum) seed, fruit pulp, skin tocopherols, sitosterols Cadoni et al. 2000, Ollanketo et al. 2001, Gomez-Prieto et al. 2002, 2003, Rozzi
et al. 2002b, del Castillo et al. 2003, Sabio et al. 2003, Vasapollo 2004, Topal et al.
2006, Blanch et al. 2007, Vagi et al. 2007, Kassama et al. 2008, Nobre et al. 2009
Tonka bean tree (Dipteryx odorata, Coumarouna Lipophilic top phase, crystalline base Ehlers et al. 1996
odorata) beans phase, coumarin
Tree wormwood (Artemisia arborescens) aerial part Volatile oil: trans-thujone, camphor, Marongiu et al. 2006c
chamazulene

Triticale (Triticosecale) straw Wax: fatty acids, primary alcohols, Athukorala and Mazza 2010
H. Sovová and R.P. Stateva: SFE from vegetable materials

alkanes, sterols, diketones


Tropical almond (Terminalia catappa) leaves, seed Volatile oil, antioxidants, antimutagens Ko et al. 2002, 2003, Mau et al. 2003
Tucuma palm (Astrocaryum vulgare) pulp Oil, carotenoids Franca et al. 1999b

Unauthenticated
Turmeric (Curcuma longa, C. zedoaria) rhizomes Volatile oil, curcuminoids, turmerones Sanagi et al. 1993, Ma et al. 1995, Baumann et al. 2000, Began et al. 2000,
Chassagnez-Mendez et al. 2000a,b, Gopalan et al. 2000, Machado et al. 2000,
Braga et al. 2003, Leal et al. 2003, Chang et al. 2006, Kao et al. 2007

Download Date | 4/29/16 1:04 AM


Valerian (Valeriana wallichii, V. officinalis) root Volatile oil, valepotriates, valerenic acid, Muravlev and Smetanin 1974, Stahl and Schutz 1980a, Gamse and Marr 1999,
sesquiterpenes Shohet and Wills 2006, Zizovic et al. 2007b, Safaralie et al. 2008, 2010, Salimi et
al. 2008, Huang et al. 2009
Vanilla (Vanilla planifolia) beans Oleoresin Vitzthum and Hubert 1971, Nguyen et al. 1991, Anklam and Muller 1995
Vassoura (Baccharis dracunculifolia) Volatile oil Cassel et al. 2000
Vegetables – various α- and β-Carotene Marsili and Callahan 1993
Vetiver (Vernonia zizanioides) root Volatile oil: khusinol, khusilal Naik et al. 1989, Blatt and Ciola 1991, Martinez et al. 2004, 2007, Takeuchi et al.
2008, Talansier et al. 2008
Walnut tree (Juglans nigra) nuts Oil Crowe et al. 2002, Oliveira et al. 2002, Crowe and White 2003, Salgin and Salgin
2006, Bernardo-Gil and Casquilho 2007
Watermelon (Citrullus lanatus) fruit Lycopene Vaughn et al. 2008
West Indian lantana (Lantana camara) Volatile oil: biocides, antibacterial and Vasudevan et al. 1997, Marongiu et al. 2007a
antifungal substances
Wheat (Triticum vulgare, T. aestivum) germ, flour, Fatty oil: non-polar lipids, glycolipids, Taniguchi et al. 1985, Saito et al. 1989, Artz and Sauer 1992, Lancas et al. 1994,
plumule phospholipids, tocopherols King et al. 1996, Gomez et al. 1997, Zhang et al. 1998a, Munoz et al. 1999, Gomez
and de la Ossa 2000, Ge at al. 2002a,b, Panfili et al. 2003, Hubbard et al. 2004,
Eisenmerger et al. 2006, Zacchi et al. 2006, Lucas et al. 2007, Eisenmerger and
Dunford 2008, Shao et al. 2008, Piras et al. 2009
H. Sovová and R.P. Stateva: SFE from vegetable materials 97

In the particular case of designing and development of

Jennings et al. 1992, Heaton et al. 1993, Chun et al. 1994, 1996, Vandana and Teja
supercritical processes for extraction of valuable botanic sub-

Saldana et al. 1999, 2000a,b,c, 2002b, Esmelindro et al. 2004, Cardozo et al.
stances, the TMF should be able to model and predict mainly
Peplonski et al. 1994, Gamse and Marr 1999, Bocevska and Sovova 2007, the solubility of solid solutes in supercritical solvents, and to
a lesser extent the solubility of liquids. However, as discussed
in detail by Fornari et al. (2010), this is not a simple task
because the modelling of the solubility of condensed non-
volatile solutes in supercritical solvents involves a number
of difficulties not usually encountered in other phase equilib-
rium calculations. In particular
(i) The vapour pressure is the most important indicator
of solubility: However, together with additional pure-
component data, it is often unavailable and cannot be
measured experimentally for relatively non-volatile com-
plex solids, which are most of the solutes of interest.
(ii) The proximity to the critical point: The rapid density
Stahl and Gerard 1982b, 1983

changes and the anomalous behaviour displayed in the


1995, Vandana et al. 1996

Ebrahimzadeh et al. 2003


2007, Jacques et al. 2007

critical region is a challenge to any model applied near


Barghamadi et al. 2009

Stashenko et al. 1996a

the critical point, which is mathematically singular.


(iii) SCF solutions are often highly asymmetric: The solute
and solvent molecules generally differ greatly in mo-
References

lecular size and in their interaction strengths, leading


to highly non-ideal mixtures. As a result, binary inter-
action constants must be correlated from data using
conventional corresponding states theory based on
critical properties.
(iv) SCF solutions are highly compressible: This leads to
Volatile oil: β-thujone, artabsin, absinthin

squalene, tocopherols, sterols, fatty acids,

solvent condensation or clustering about the solute even


Paclitaxel (Taxol), taxicin, baccatin III
Purine alkaloids: caffeine, xanthines,

in non-polar systems.
In what follows we will briefly outline the thermodynamics
of the phase equilibria exhibited by the systems SCF+botanic
substance without/with an entrainer, followed by a concise
hydrocarbons, alcohols

description of the different elements of a TMF: namely ther-


Volatile oil, oleoresin
Extract components

modynamic mixture models; the methods that are used to


estimate the properties of the extracts when they are not avail-
able; and the methods, algorithms, and numerical techniques
Volatile oil
Volatile oil

to calculate the phase equilibria.

4.1. The thermodynamics of phase equilibria of


SCF+botanic substances systems

4.1.1. Vapour-liquid equilibria The extraction with


Yarrow (Achillea millefolium) aerial part, flowers

SC-CO2 of valuable vegetable oils consisting mainly of trig-


Yew (Taxus brevifolia, T. cuspidata, T. baccata)

lycerides, with a low fraction of diglycerides, free fatty acids,


Yerba mate (Ilex paraguarensis) herbs, leaves

and a number of minor components (sterols, tocopherols,


Ylang-ylang (Cananga odorata) flowers

phospholipids, etc.) that have added value as pharmaceuticals


and food additives, and the extraction and fractionation of
Wormwood (Artemisia absinthium)

essential oils with SC-CO2 requires detailed knowledge of the


of the vapour-liquid (and vapour-liquid-liquid) equilibria of
the systems under consideration (Franceschi et al. 2004).
For vapour-liquid equilibrium, the general equilibrium
(Table 1 continued)

relation is
Zataria multiflora

fi L = fi V
needles, bark

(1)
Plant part

where fi L and fi V are the fugacities of component i in the liq-


uid and vapour phases, respectively.

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98 H. Sovová and R.P. Stateva: SFE from vegetable materials

Fugacities are related as Chrastil (1982) identified the constant a with the heat of
reaction as the solute associates with the solvent and the con-
fi L = xi ϕiL P stant b with a relationship between the molecular weights
(2)
fi V = yi ϕiV P of the solute and solvent, and used Eq. (4) to successfully
correlate solubilities of a variety of different compounds in
where P is the pressure, and xi and yi are mole fractions, and SC-CO2.
ϕiL and ϕiV are fugacity coefficients of the i-th component in Adachi and Lu (1983) used Chrastil’s equation to corre-
the liquid and vapour phase, respectively. late the solubilities of 37 systems. To obtain reasonable per-
Thus, the solubility (mole fraction) of component i in the formance, they made the parameter k density dependent and
vapour (SC fluid) phase can be expressed as follows: added two additional parameters. Yun et al. (1991) correlated
cholesterol solubilities in SC-CO2 using Chrastil’s equation
xi ϕiL and obtained a performance ranging from 1.5% to 9%.
yi = (3)
ϕiV Skerget et al. (1995) correlated solubilities of carotene,
oleic acid, and capsaicin in SC-CO2 using Chrastil’s equation.
Thus, the problem is how to calculate the fugacity coeffi- The performance of the correlation for these compounds var-
cient of the i-th component in the liquid and vapour phases. ied from 10% to 34%. Kumar and Johnston (1988) proposed
two new relationships to relate the solubility to the SCF den-
4.1.2. Solid-SCF The majority of the systems that we focus sity. The relationships were derived using a dense gas-type
on involve medium- and large-sized solutes at ambient or approach, expressing the fugacity coefficient of the supercrit-
slightly elevated temperatures where they are typically pure ical phase in terms of density rather than pressure.
solids. Four different modelling approaches are typically used Chrastil’s equation was used to describe the solubility
to describe the solubility of solids in SCFs. These approaches behaviour of fatty acids; mono-, di-, and triglycerides; and
are density based, dense gas, expanded liquid, and solubility fatty acid esters in SC-CO2 (Guclu-Ustundag and Temelli
parameter. 2000). The authors point out that mono- and diglycerides are
The density-based approach is an empirical or semiempiri- the least studied classes of lipids, although information on
cal modelling approach that relies on developing a relation- their phase behaviour is essential for the design of processes
ship between the solubility and the density of the SCF. The such as fractionation of glyceride mixtures or refining of veg-
dense gas and expanded liquid approaches are both equation- etable oils, which are of great commercial importance.
of-state (EoS) approaches that differ in the way in which the Brennecke and Eckert (1989) state that Chrastil’s equation
SCF phase is treated. At high pressures and liquid-like den- has been the most successful density-based model, but due to
sities common in SFE, the distinction between a gas and a its empirical nature, it is unable to predict phase equilibria.
liquid is difficult. SCFs can therefore be treated either as a gas Additional detailed enumeration of the empirical models most
or as a liquid (McHugh et al. 1988, McHugh and Krukonis often applied for modelling of the solubilities of solids in SCFs
1994). The dense gas approach treats the SCF as a gas while can be found in the recent review by Skerget et al. (2011).
the expanded liquid approach treats the SCF as a liquid. The
solubility parameter approach is an expanded liquid approach 4.1.3. The dense gas approach The dense gas approach
that uses the regular solution theory and the solubility para- for modelling solute solubilities in SCFs begins with equat-
meter concept to develop a model for the solubility of solids ing the fugacities of the solid and SCF phase and the stan-
in SCFs. dard formulation of this problem is based on the equi-fugacity
The density-based approach for modelling solubilities of sol- condition for the solute; that is, assuming an EoS model for
ids in SCFs attempts to explain the common observation that the the fluid phase and denoting by the superscript “S” the solid
logarithm of the solubility is linearly dependent on the density solute and by the superscript “F” the fluid phase:
or the logarithm of the density of the SCFs (Kumar and Johnston
1988). This approach has been studied by many authors, includ- f S(T, P) = f F(T, P, y, V) (5)
ing Chrastil (1982), Schmitt and Reid (1985), Kumar and
Johnston (1988), Harvey (1990), Bartle et al. (1991a), Mitra and where f S is the fugacity of the solute in the pure solid phase,
Wilson (1991), and Liu and Nagahama (1996). f F is fugacity of the solute in the fluid-phase solution, y=(y1,
Chrastil (1982) proposed the following relationship y2, …,yNc)T is the vector of fluid-phase mole fractions, and V is
between the solubility and the density: the molar volume of the fluid from an EoS model. Additional
relationships that must be satisfied are the summation to one
⎛a ⎞ of the fluid-phase mole fractions.
c = ρk exp ⎜ + b⎟ (4)
⎝T ⎠ As discussed by Fornari et al. (2010), there have been a
number of efforts at introducing mathematical artifices for
where c is the concentration of the solid in the SCF in g l-1, solid-phase fugacity within traditional fluid-phase equilib-
ρ is the SCF density, T is the temperature, k is the association rium EoS descriptions. Some investigators have attempted
number, and a and b are empirical constants. The parameters to modify the EoS so that it may predict the existence of a
k, a, and b are obtained performing a multiple linear regres- solid phase. However, it has been more common to take a
sion on the experimental solubility data. popular EoS and use it directly in solid-fluid equilibrium

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H. Sovová and R.P. Stateva: SFE from vegetable materials 99

calculations by introducing a solid-phase fugacity function of pressure on the fugacity of the pure solid; and ϕG2. Of all
defined in terms of a fluid-phase reference state. Two differ- three correction terms, the last one is by far the most impor-
ent approaches are popular. tant. In most practical cases, the sublimation pressure of
According to the first approach, originally proposed by the solid is quite small and thus ϕs2 is nearly equal to unity
McHugh et al. (1988), the solid vapour pressure is used as (assumption 3). The Poynting correction is not negligible,
the reference fugacity of the solid. Thus, for the simple case but it generally accounts for an enhancement factor <2 or
of binary solid-gas equilibria, and if the solid solute in the 3. However, ϕG2 is always far removed from unity and can
system is denoted by subscript 2, then: produce very large enhancement factors. The solubility in an
Ps
P
v2SdP ideal gas is y2 = 2 ; hence, the large solubility enhancements
f2S = P2s ϕs2 exp ∫ (6) P
Ps
RT in SCF’s relative to an ideal gas are due to exceptionally
2

small values of ϕG2. The above equation represents the basis


where P2s (T) is the sublimation (vapour) pressure of the pure for the dense gas approach for modelling solubilities in SCFs.
This equation relies on the adequate evaluation of ϕ2 , at the
G
solid, ϕS2 is the fugacity coefficient at sublimation pressure, and
v2S is the molar volume of the solid, all at temperature T. specified conditions of P and T.
The fugacity of the solute in the supercritical phase is Therefore, the solute solubility is primarily a function of
the solid solute pure compound physical properties, the sys-
f2G = y2 PϕG2 (7) tem temperature and pressure, and the fugacity coefficient
of the solid solute in the SCF. The fugacity coefficient is the
property calculated by a thermodynamic model.
where ϕ2 is the fugacity coefficient and y2 is the solubility
G
The second approach, introduced originally by Kikic et al.
(mole fraction) of the solute in the SCF.
(1997), implements the fugacity of a hypothetical subcooled
For phase equilibrium between a high-boiling compound
liquid phase, as the reference of the solid phase fugacity.
and a SCF whose critical temperature is low, the following
Thus, the solid-phase fugacity function, for a pure solute solid
three assumptions are usually introduced: (i) the solid solute
phase at temperature T and pressure P, defined in terms of a
remains pure since the size and shape of solute and solvent
hypothetical liquid-phase fugacity as a reference state, and
molecules are ordinarily sufficiently different and hence
disregarding the change in specific heat because of its negli-
solid solutions do not form; (ii) the molar volume of the
gible effect, is given as follows:
solid solute can be treated as a constant with respect to pres-
sure; and (iii) the saturated vapour of the solid solute-vapour
⎛ P V S -V SCL ∆Hfus ⎛ 1 1 ⎞ ⎞
(pure) system behaves as an ideal gas. The fugacity coef- f S = f SCL ( P, T )exp ⎜ ∫ dP + - ⎟ (10)
ficient takes into account deviations of the saturated vapour ⎝ Psubl
s RT R ⎜⎝ Tm T ⎟⎠ ⎠
from ideal gas behaviour and the Poynting factor (the expo-
nential term) takes into account the effect of pressure. Implicitly assuming that there are no solid-solid phase
Furthermore, since the solid phase is pure (assumption 1), transitions and provided the solid specific volume at the sub-
the fugacity of the solute in the solid state is equal to the pure cooled liquid state V SCL is weakly dependent on pressure,
solid fugacity and Eq. (6) can be rewritten as follows:
Eq. (10) can be written as follows:

f2S = Psubl
S S
exp ⎜
(
⎛ vS P -Psub1
S
)
(T ) ⎞ f S = f SCL ( P, T )exp
(T )ϕsubl ⎟ (6a)
⎝ RT ⎠ (
⎛ V S -V SCL )( S
) ∆H ⎛ 1 1 ⎞ ⎞
(T ) + fus ⎜ - ⎟ ⎟
⎜ P -Psubl
⎝ RT R ⎝ Tm T ⎠ ⎠ (10a)
Applying further assumption 2 and the thermodynamic
equilibrium condition [Eq. (5)], the mole fraction of the solid
component in the supercritical phase can be expressed as In Eq. (10), f SCL is the fugacity of the pure subcooled liquid,
∆Hfus is the enthalpy of fusion, ∆Vfus=V S-V SCL is the change in
P2s volume, all taken for the solute at its triple point.
y2 = E (8)
P Often the second approach should be preferred because of
the following reasons:
where
(i) With the use of Eq. (6a) for the calculation of solid fu-

ϕs2 exp ∫
P
v2SdP
ϕs2 exp ⎢
2 (
⎡ v P -P ⎤
S
2
s


) gacity, it is not usually possible to fit the normal melting
point (Tfus) of the solid compound. On the other hand,
P2s
RT ⎢⎣ RT ⎥⎦ use of Eq. (10a) reproduces the normal melting point of
E≡ = (9)
ϕG2 ϕG2 the solid compound since it is an input parameter for this
approach.
The enhancement factor E contains three correction terms: (ii) The first part of the exponential term in Eq. (10a),
ϕs2 , which takes into account non-ideality of the pure satu- ∆Vfus=V S-V SCL, is important at higher pressures and
rated vapour; the Poynting correction, which gives the effect should not be eliminated.

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100 H. Sovová and R.P. Stateva: SFE from vegetable materials

In Eq. (10a), the data that are required for calculating the solvent, V1 is the molar volume of the liquid solvent, and
fugacity of the pure solid phase are as follows: the fugacity of δ1 and δ2 are, respectively, the solvent and solute solubility
the pure solute in the subcooled liquid phase (calculated from parameters, defined by:
a thermodynamic model), the enthalpy of fusion at the triple 1/ 2
point (∆HTP), the triple point temperature (TTP), the triple point ⎡ ∆U ⎤
δi = ⎢ i ⎥ i =1, 2 (14)
pressure (PTP), and the change in molar volume assumed to be ⎣ Vi ⎦
a constant upon fusion (∆VTP).
where ∆Ui is the vapourisation energy and Vi is the liquid
4.1.4. Lattice gas models The theory behind lattice gas
molar volume. Thus, Eqs. (12) and (13) represent the func-
models is based on the fact that the molecules are distributed
tional form of the RST, using solubility parameters to calcu-
over a three-dimensional lattice (Brennecke and Eckert 1989)
late the solubility.
and that these molecules interact with a mean-field-type inter-
Ekart et al. (1991) and Brennecke and Eckert (1989), in
molecular potential (McHugh and Krukonis 1994). A number
summarising the efforts that have been made to use the RST
of “holes” are placed at specific lattice sites to obtain the cor-
in correlating solubilities in SCFs, point out that semiempiri-
rect density (McHugh and Krukonis 1994). Lattice gas mod-
cal modifications of the theory have been required.
els are reviewed by Johnston et al. (1989), Brennecke and
Eckert (1989) and McHugh and Krukonis (1994). Brennecke
and Eckert (1989) conclude in their review that, although 4.2. Thermodynamic models
the lattice gas equations are theoretically based, their perfor-
mance in terms of modelling solubilities is poorer than the Reliable thermodynamics mixture models that are able to
performance of cubic and perturbed EoSs. describe the extremely complex phase behaviour of the sys-
tems studied are a vital element of the TMF. An ideal thermo-
4.1.5. Expanded liquid approach The expanded liquid dynamic model is a model that uses easily measured physical
approach for modelling solute solubilities in SCFs begins with properties to predict phase equilibria at all conditions and is
equating the fugacities of the solid and SCF phase. Assuming theoretically based. Still, up to the present time, no current
the solid is pure, the fugacity of the solid is calculated using the model fits these criteria. Existing correlations of phase equi-
same equation as in the dense gas approach. The fugacity of the libria data contain many regressed parameters, are semiem-
SCF phase, treated as an expanded liquid, is written as follows: pirical at best, and may succeed in fitting the data in portions
of the phase diagram with some accuracy (Ekart et al. 1991).
f2SCF = y2 γ 2 f pure
SCF
(11) The dense gas approach is an EoS approach that treats the
supercritical phase as a gas and is currently the most widely
where γ2 is the activity coefficient of the solute in the liquid used for representing the phase equilibria of asymmetric sys-
phase. tems at high pressures. It requires the evaluation of the fugac-
The expanded liquid approach has an advantage over the ity coefficient using an EoS valid over the entire density range
dense gas approach in that it does not require integration studied, and hence an adequate relationship to describe the
through the critical region. The expanded liquid approach, P-V-T behaviour of the SCF phase.
however, requires the evaluation of two parameters, the activ- The dense gas approach requires the evaluation of the
ity coefficient and the partial molar volume of the solute at infi- fugacity coefficient and hence a variety of different relation-
nite dilution, versus one parameter in the dense gas approach. ships exist to describe this relationship. The most commonly
Mackay and Paulaitis (1979) found that the expanded liquid used are the cubic equations of state.
approach did not provide better solubility correlation perfor-
mance than the dense gas approach and therefore the intro- 4.2.1. Equations of state Both cubic and noncubic EoSs
duction of a second parameter is not warranted. have been used to model the solubility of solids in SCFs, and a
summary of the models and methods used can be found inAshour
4.1.6. Solubility parameter approaches The solubility et al. (2000).
parameter approach is an expanded liquid approach that uses Cubic EoSs are derived from the equation, which takes
the regular solution theory to determine the solubility and attractive and repulsive forces into account, and was pro-
activity coefficient, according to the following relations: posed for the first time by van der Waals. Currently, cubic
EoSs, in combination with different mixing rules, are the
∆H fus ⎛ Tm2 ⎞ most widely used models for the calculation of solubilities
ln y2 = - -1⎟ - ln γ 2 (12)
RT ⎜⎝ T
m2 ⎠ of solid solutes in SCF. The recent contribution of Fornari et
al. (2010) is devoted entirely to the application of cubic EoSs
to correlating the solubility of solid compounds in SCFs. The
V2 2 authors offer a detailed critical analysis of the cubic EoSs
ln γ 2 = φ ( δ -δ )2 (13)
RT 1 1 2 advantages and shortcomings in fulfilling the above tasks and
stress that to model adequately SC fluid-solid phase equilibria
where V2 is the solute molar volume in a hypothetical liq- or SCF+liquid equilibria using an EoS approach, the EoSs
uid state, φ1=(x1V1)/(x1V1+x2V2) is the volume fraction of the employed must be able to describe both the fluid-phase and

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H. Sovová and R.P. Stateva: SFE from vegetable materials 101

the solid (liquid) phase behaviour reliably. To realize that, two and the generalised composition-dependent mixing rule origi-
avenues are usually pursued – improvement of mixing rules nally proposed by Adachi and Sugie (1986) and generalised
and improvement of the existing EoS and development of by Hernandez-Garduza et al. (2001), to avoid the invariance
new models – and Fornari et al. (2010) present an analysis of problem pointed out by Michelsen and Kistenmacher (1990).
van der Waals one-fluid mixing rule and its modifications. With Sanchez-Lacombe EoS, two versions were studied: kij( 0 ) ,
Haselow et al. (1986) evaluated seven cubic EoSs and two
kij(1) mixing rule associated with a linear co-volume b, and kij( 0 ),
non-cubic EoSs for the prediction of SFE. They suggested
that there is a need to develop new mixing rules, otherwise no kij(1), lij mixing rule where b is a quadratic function of molar
existing cubic EoS with the traditional van der Waals mixing fractions. It was shown that, in many cases, the range of solu-
rules can yield good predictions. Yamamoto et al. (1987) eval- bility data was too narrow to allow estimating meaningful kij( 0 ),
uated two EoSs, namely the perturbed hard sphere (PHS) EoS kij(1) values. The correlation of data in a large range of tem-
that comprises the Carnahan-Starling equation repulsive term peratures by means of classical mixing rules requires taking
and the Soave attractive term, and the Soave-Redlich-Kwong into account a temperature dependence of binary interaction
(SRK) EoS (Soave 1972) for the prediction of the solubilities parameters. It was observed that, with the proposed tem-
of high-boiling compounds in SCFs. They reported that the perature function, only three parameters associated with the
performance of the SRK-EoS seems slightly better than that “kij (T) and lij”, or “kij and lij(T)” mixing rules allow to predict
of the PHS-EoS, and it was pointed out that the selection of solubility data with an accuracy comparable to that of isother-
mixing rules is more important than the equation itself. Lee mal correlation. The PR-EoS results at the same conditions
et al. (1989) conducted a similar study to examine three cubic were of the same accuracy, provided a temperature depen-
EoSs for the prediction of solid solubilities in SCFs with dence of EoS parameters was considered.
co-solvent. Weber et al. (1999) modelled the solubility of Another interesting approach was advocated by Ruckensh-
tristearin, tripalmitin, and triolein with the Redlich-Kwong- tein and Shulgin (2001) who suggested a family of mixing
Aspen EoS and the Mathias-Klotz-Prausnitz mixing rule: the rules for the cubic EoS in which the empirical binary inter-
relative deviation of calculated and experimental solubility action parameter k12 in the van der Waals mixing rule was
in the gas-phase was high, whereas the absolute deviation replaced by a physically more meaningful parameter. In the
was considerably small. Yamamoto et al. (2000) correlated new mixing rules, some mole fractions in the expressions of
solubilities and entrainer effects for fatty acids and higher parameters amix and bmix in the van der Waals mixing rules were
alcohols in SC-CO2 using SRK EoS with association model. replaced with various expressions for the local mole fractions.
Ismadji and Bhatia (2003) demonstrated that the one- or two- The family of the new mixing rules can contain one, two, or
parameter van der Waals mixing rule with the Peng-Robinson even three parameters, and thus they are quite flexible regard-
(PR) EoS model failed to predict the solubility of some esters ing the number of adjustable parameters. In particular, it was
in SC-CO2, but the Stryjek-Vera mixing rules were able to shown that the new mixing rules with two or three adjustable
correlate the experimental data fairly well. parameters provided better correlations of the experimental
One empirical approach to eliminate the shortcomings of data for the solubilities of the antibiotic penicillin in SCF CO2
the van der Waals one-fluid model for a cubic EoS has been to than the conventional mixing rules or the empirical expres-
provide additional composition dependence by adding para- sions containing many more parameters.
meters to the combining rule for the parameter amix, gener- To avoid the two principal limitations of the dense-gas/
ally leaving the mixing rule for the parameter bmix unchanged. cubic EoS approach and in an attempt to improve the mod-
Some examples are the combining rules of Panagiotopoulos elling success that is, in some cases, only semiquantitative,
et al. (1986), Adachi and Sugie (1986), Sandoval et al. (1989) researchers have focused on developing more sophisticated
and Schwartzentruber and Renon (1989a,b). However, mixing rules and EoS (Colussi et al. 1992), e.g., Rao and
there are several problems associated with this multipara- Mukhopadhyay (1989), Sheng et al. (1992), Bartle et al.
meter combining rules that limit their use. One is that (1992a) and Carleson et al. (1993). Rao and Mukhopadhyay
because of added composition dependence in the parameter (1989) and Sheng et al. (1992) proposed new mixing rules
amix, this group of combining rules fails to satisfy the theo- to attempt to improve correlation results. Nishiumi et al.
retical quadratic composition dependence of the second virial (1988), Bartle et al. (1992a), and Carleson et al. (1993) devel-
coefficient. oped new relationships for the binary interaction parameter
Ashour et al. (2000) have shown that incorporating addi- that avoid the need for experimental data. Schmitt and Reid
tional parameters in the cubic EoS does not significantly (1986) therefore adopt a new approach that still remains a
improve the prediction of the solubility of the solid in the dense gas approach, which uses the PR-EoS to evaluate the
SCF. However, this study did not take into account the depen- fugacity coefficient but the EoS parameters of the mixture are
dence of the interaction EoS parameters with respect to tem- not calculated in the conventional manner.
perature. Nicolas et al. (2005) considered different mixing Another alternative to van der Waals one-fluid mixing
rules associated with the Sanchez-Lacombe EoS, and the rules and a very attractive route to developing better mixing
results were compared with those obtained with the PR equa- rules is to combine EoS with activity coefficient models thus
tion. For this purpose, binary mixtures of solids with SC-CO2, combining the advantages of successful cubic EoS and GE
ethane, ethylene, and xenon were investigated. Several mix- models, such as the Universal Functional Activity Coefficient
ing rules were considered, among which classical “kij and lij” (UNIFAC) model (Fornari et al. 2010). A number of models

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102 H. Sovová and R.P. Stateva: SFE from vegetable materials

that are essentially all mixing rules for the energy parameter to correlating experimental data for both phases, which is per-
of cubic EoS has appeared (see, e.g., Huron and Vidal 1979, haps the most difficult form of correlating vapour-liquid equi-
Mollerup 1986, Dahl and Michelsen 1990, Michelsen 1990a, librium data with cubic EoS considering the importance of
Dahl et al. 1991, Holderbaum and Gmehling 1991, Wong and this information for the design of supercritical fractionation
Sandler 1992). systems. On the basis of the absolute mean deviation for mole
EoS/GE models have been applied mainly to modelling fractions, it was concluded that the PR equation with van der
vapour-liquid systems and only to a limited extent to solid- Waals mixing rules for the three different combining rules
gas systems (see, e.g., Sheng et al. 1992, Spiliotis et al. 1994, described qualitatively all the important characteristics of the
Chen et al. 1995, Escobedo-Alvarado et al. 2001, Huang et vapour-liquid equilibrium of the systems studied. The differ-
al. 2001, Sovova et al. 2001a, to name a few). Tochigi et al. ences among the results obtained with the analysed combin-
(1998) applied the PR-EoS with the analytical solutions of ing rules were not significant. On the other hand, the absolute
group (PRASOG) method to estimate solid solubilities in mean deviations for the vapour phase obtained were smaller
SC-CO2 and indicated its applicability. Coutsikos et al. (2003) compared with the Soave equation and the mixing rules of
evaluate the linear combination of Vidal and Michelsen mix- MHV1 and MHV2, and the LCVM model for the majority of
ing rules (LCVM) EoS model (Boukouvalas et al. 1994, the binary and ternary systems studied. Therefore, concluded
Voutsas et al. 1996), which combines the PR-EoS with origi- the authors, if experimental data are available, a simple model
nal UNIFAC using an EoS/GE type mixing rule, for solid-gas as the one discussed predicts the phase equilibrium of com-
equilibria applications including systems with co-solvents, and plex system within the required accuracy for project design.
studied the influence of using vapor-liquid equilibria (VLE)- On the other hand, in the absence of experimental data, the
based parameters for making SGE predictions. The LCVM entirely predictive EoS/GE models are very useful.
model has a large parameter table including gases and it has Huang et al. (2001) applied the PR-EoS and a modified
been shown to yield quantitatively satisfactory predictions for Huron-Vidal type mixing model with a volume correction
binary solid+gas systems involving aromatic hydrocarbons, term to calculate the solid solubilities of aromatic, fatty acid,
aliphatic acids, and some alcohols. Poor results were obtained, and heavy alcohol compounds in SC-CO2. The UNIFAC
however, for complex solids, e.g., naproxen and cholesterol. activity coefficient model with its optimally fitted binary
Another model that can be used successfully to calculate and interaction parameters was used and a volume correction term
predict the solubility of a solid solute in SCFs is the predictive was employed, and its parameters were correlated as func-
SRK (PSRK) EoS (Holderbaum and Gmehling 1991). PSRK tions of the solid molar volume for both non-polar and polar
has also a large parameter table available enabling the repre- systems.
sentation of a wide variety of complex natural products. Escobedo-Alvarado et al. (2001) used the Wong-Sandler
Jaubert et al. (1999) performed phase equilibria calculations mixing rule and the PR-EoS to model the solubility of solid
of mixtures involving SC-CO2 and fatty acid esters (FAE) by phases in SCFs. More recently, Vieira de Melo et al. (2005)
combining at a constant packing fraction the PR-EoS and the applied the PR-LCVM-UNIFAC model to model the solubil-
Van Laar GE model. A new group O=C-O was added, and the ity of caffeic acid and l-dopa in the SC-CO2-rich phase.
fully predictive model thus obtained was used to predict the Gracin et al. (2002) examined the ability of the original
phase behaviour of a real fish oil containing 30 different fatty UNIFAC method to predict solubilities of very different solid
acid ethyl esters. In a further study, Jaubert et al. (2001) com- organic fine and specialty chemicals, organic intermediates,
pared the phase equilibria predictions for systems of carbon and pharmaceutically important compounds in 15 industrially
dioxide and two different fatty acid ethyl esters – eicosap- important solvents.
entaenoic acid and docosahexaenoic acid ethyl esters of the Valderrama et al. (2003) proposed a model that includes
Jaubert et al. (1999) model with that developed by Coniglio an EoS and an excess Gibbs free energy model and applied
et al. (1995), namely the MHV1-QB approach. The MHV1-QB it to the correlation of phase equilibria in gas+solid systems
approach combines the SRK-EoS with a quadratic expres- containing SC-CO2. A modified “regular solution” model for
sion for the mixture b parameter, and a constant value for the excess Gibbs free energy that considers nonpolar, polar,
the binary interaction parameter lij = 0.3, with the first order and hydrogen-bonding contributions and a generalised three-
modified Huron-Vidal mixing rule (MHV1) proposed by constant EoS was advocated. The mixing rule derived for the
Michelsen (1990b). It was demonstrated that the MHV1-QB model includes a concentration-dependent interaction para-
model lead to very good results at low pressures but overesti- meter and an interaction parameter into one of the volume
mated the bubble point pressures in the vicinity of the critical constants of the EoS. Literature data for nine binary gas+solid
point and all the dew point pressures. Jaubert et al. (1999) systems containing SC-CO2 were used for testing the pro-
model performed better in the vicinity of the critical point and posed model.
for the dew point prediction, which was explained by some Espinosa et al. (2002) applied the group contribution (GC)
intrinsic features of the two models. EoS proposed by Skjold-Jorgensen (1988) to model high-
Araujo and Meireles (2000) applied the PR equation with pressure phase equilibria in mixtures of fatty oils and acid
van der Waals mixing rules and combining rules with two alkyl esters with SCFs. The GC-EoS is based on the genera-
parameters and three binary parameters of Kwak and Mansoori lised van der Waals partition function and a group contribu-
(1986) and Park et al. (1987) to the systems containing fat- tion principle. The repulsive term is a Carnahan-Starling-type
and oil-related compounds in SC-CO2. Preference was given expression, which is characterised by the critical hard-sphere

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H. Sovová and R.P. Stateva: SFE from vegetable materials 103

diameter, and it is considered a function of the molecular size be eliminated with sufficient and accurate experimental data.
of the pure component. The attractive term is calculated using Frequently, however, this involves a rather large number of
the non-random two liquid (NRTL) model with density-de- parameters compared with the amount of data available.
pendent mixing rules. Espinosa et al. (2002) represented the Finally, all group contribution methods discussed thus
fatty oil by a pseudo-triacylglyceride with the same molecu- far treat the light gases, such as CO2, as individual groups,
lar weight and degree of unsaturation of the natural oil. The and hence the volume and surface area parameters for these
critical hard sphere diameter of the oil, i.e., the size-related groups must be determined. In some cases, as pointed out by
parameter, was determined from the correlation of infinite Fornari et al. (2010), these structural parameters are estimated
dilution activity coefficients of n-alkanes in high molecular using semitheoretical methods like those of Bondi (1964) and
weight triacylglycerides and hydrocarbons. Good predic- Apostolou et al. (1995) but their values are essentially arbi-
tions of vapour-liquid, liquid-liquid, and vapour-liquid-liquid trary and differ from those given by Dahl et al. (1991), the
equilibria in mixtures of supercritical solvents (propane, eth- size parameters of the latter being about twice the size of the
ane, and CO2) with pure triacylglycerides, natural vegetable gases of Apostolou et al. (1995). There has not been a thor-
oils, and fatty acid alkyl esters were obtained. The authors ough analysis of which values are the best. In addition, these
conclude that the results obtained show the capability of the values must be set before the optimum values of the group
GC-EoS model to describe the phase equilibria of size-asym- interaction parameters of the UNIFAC model can be found,
metric mixtures and its potential for modelling supercritical and hence any deficiency that exists in the selection of these
processes involving oils and derivatives. structural parameters will inevitably affect the group interac-
In new developments, Chafer et al. (2004, 2005) and de tion parameters (Orbey and Sandler 1998).
la Fuente et al. (2005) also applied the GC-EoS to model the
solubility of quercetin and carnosic acid, and capsaicin in 4.2.2. Other models Cubic EoSs are exceedingly simple
SC-CO2 and compared its capabilities with those of SRK. and have been remarkably successful in modelling SCF-
Still, the use of this group contribution approach can be phase behaviour and are probably the most widely used in
considered to be quite demanding while dealing with the analysing experimental data. Moreover, the cubic EoS must
amount of necessary regressed parameters and with the cal- be the equation of choice for process design of any complex
culation of the association contributions for multiple associat- system because the interactions are too involved to justify the
ing groups. use of a more fundamentally based equation. However, all
At this stage, we feel that the following should be under- of the cubic EoSs were originally developed to characterise
lined: the key assumption of all group contribution approaches hydrocarbons, and they embody a very wrong component of
such as UNIFAC is that molecules can be broken down into the corresponding state theory. This theory assumes similar-
functional groups that can be treated as being independent ity of molecular size and force constant – an assumption that
of the rest of the molecule. Interaction parameters between does not work for the highly asymmetric in force constant
groups are determined by correlation of the model to experi- and size SC systems. Furthermore, cubic EoSs are least pre-
mental data. For UNIFAC parameters, for example, more than cise in the region near the critical point, and are completely
60 different functional groups are determined simultaneously inapplicable right at the critical point, which is mathemati-
in an extensive optimisation where the total deviation between cally singular. This is because many cubic EoSs predict com-
the UNIFAC model and huge amounts of experimental data mon value for the critical compressibility factor for all fluids,
is minimised. Because of the complexity of this optimisation, Zc = 0.303, while real values vary from 0.2 to 0.5 (Valderrama
parameter values are primarily correlation values rather than 2003, Valderrama and Alvarez 2004).
describing the actual physics in each particular interaction, Furthermore, the rapid density changes and the anomalous
and of course this limits the possibility to extrapolate the use behaviour displayed in the critical region are a further chal-
into new situations. Furthermore, the values of the UNIFAC lenge for EoS models. Thus, attempts to modify mixing rules,
parameters to be used have been determined from vapour-liq- making them variable in density, temperature, or composition
uid equilibrium data because these are the most extensive data may be useful, but are stopgap solutions. The real need is to
that are available. From a physical point of view these interac- develop better EoSs. One response to this challenge is the
tion parameters should be equally useful for solid-liquid equi- application of the statistical associating fluid theory (SAFT)
libria. However, because of deviations from the underlying to model SFE.
assumptions and because of the complexity of the parameter To overcome the use of empirical corrections to cubic EoSs
determination, the extrapolation to solid-liquid systems is not or G E mixing rules, the breakthrough in the modelling of polar
necessarily valid. and highly non-ideal systems came with the development of
The practical problems associated with the application of more rigorous explicit association models. A semiempirical
the UNIFAC-based mixing rules are that many solid solute EoS that was developed in the late 1980s and has gained con-
compound molecules extracted from natural matrices are siderable popularity in both the academic and industrial com-
more complex than the molecules normally encountered in munities is the SAFT. SAFT is derived from the first-order
gas-liquid equilibria. In addition, these molecules sometimes thermodynamic perturbation theory of Wertheim (1984a,b,
contain functional groups for which UNIFAC parameters are 1986a,b), where the reference fluid is a hard sphere and the
unavailable. Also, even if all group definitions exist, a subset perturbation consists of the relatively weak dispersive attrac-
of the relevant parameters is unavailable. These problems can tions. In SAFT, the Helmholtz free energy is written as the

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104 H. Sovová and R.P. Stateva: SFE from vegetable materials

sum of contributions due to hard-sphere repulsive interac- calculations from this model is comparable to that from other
tions, due to chain formation through bonding of a number semiempirical models with more optimally fitted parameters.
of hard spheres, and due to association and dispersion. From Solute-solute interactions are also important, as observed
the several successful modifications of SAFT that have been by Kurnik and Reid (1982) and Kwiatkowski et al. (1984).
advocated, the one suggested by Huang and Radosz (1990, Brennecke and Eckert (1989) presented evidence for both
1991) should be mentioned in particular. solute-solvent and solute-solute interactions, due to the for-
Although the approach is very successful in modelling the mation of dimers, even at very low concentrations using
phase equilibria of complex systems, research dealing with spectroscopic studies. They recommended using solute-solute
its application to the modelling of the solubility of solids in interactions to develop EoSs.
SCFs is rather scarce (Muller and Gubbins 2001). Economou Zhong et al. (1998) suggested a model for correlating the sol-
et al. (1992) used the SAFT EoS to correlate the solubility ubility of solids in SCFs. This model is based on the fact that the
of polynuclear aromatics in supercritical ethylene and ethane, free solute molecules, the solvent molecules, and the solvent-
where a total of six systems were adopted and the correlated solute clusters in such solid-SCF systems are in chemical equi-
results showed that good agreement with experimental data librium. The local density of the solvent surrounding a solute is
can be obtained with the SAFT EoS. used as a one parameter. The model can correlate the solubility
Zhong and Yang (2002) carried out a comprehensive inves- data that are not in immediate region to the critical point of the
tigation of the capability of the SAFT approach for modelling solvent. Jiang et al. (1998) presented an equation for solubility
the solubility of solids in SCFs. They adopted an extended behaviour representation derived from the solvation concept.
SAFT EoS combined with eight mixing rules to evaluate the Cheng et al. (2002) also explored the application of a mod-
capability of the SAFT approach. The results show that the ified regular solution model as an alternative method with-
SAFT approach gives good correlative accuracy in general, out the need of critical constants to the modelling of solid
and that it can be used to model solid-SCF equilibria, which solubility of complex biological compounds, including ste-
gives slightly better correlative accuracy than the cubic EoSs. roids, antioxidants, xanthines, drugs, and heavy aromatic in
In their further work, the authors apply the SAFT approach SC-CO2. They compared their results with those obtained
to model the solubility of solid aromatic compounds in SCFs using semiempirical equations and EoS approaches. It was
with co-solvents (Yang and Zhong 2005). demonstrated that with two or with a single parameter in the
Efforts to develop new models and improve the existing ones solution model, satisfactory results are obtained that are com-
with the view to represent in a more comprehensive manner the parable to those from other methods with more parameters.
complex interaction between the solid+SCF are continuing. We The optimally fitted parameters in the solution model method
will briefly discuss some of them without either the ambition to are presented and the generalisation of the solution model
be exhaustive or that all new models are covered. parameters as a function of pure solid property is illustrated.
Vetere (1998) presented an empirical correlation with two Ruckenstein and Shulgin (2002) developed a predictive
parameters, namely molecular weight and melting point for method for the solubility of a solid in a SCF containing an
the prediction of solid solubility. In a similar development, entrainer at any concentration. They presented a method
Mendez-Santiago and Teja (1999) showed that a simple linear based on the Kirkwood-Buff formalism, and expressions for
expression, based on the theory of dilute solutions, can be used the derivatives of the fugacity coefficient of the solute in a ter-
to correlate solid solubility data. The linear relationship may nary mixture with respect to the mole fractions were obtained.
also be used to check the consistency of experimental data. The On the basis of these expressions, an algebraic equation,
proposed equation for solid solubility requires knowledge of which allowed one to predict the solubility of a solid solute
the sublimation pressure of the solid of interest, and the authors in terms of its solubilities in the SCF and in the entrainer, was
advocated another relationship for the solid solubility that derived. The equation was compared with the experimental
incorporates a Clausius-Clapeyron equation for the sublima- results available in the literature regarding the solubility in a
tion pressure. Although the resulting expression contains three mixture of SCFs and good agreement was obtained.
parameters, it was demonstrated that these parameters are inde- Li et al. (2003) studied the solubility of solids in SCFs by
pendent of temperature and pressure. The proposed expres- chemical association reaction method, and both cases of with
sion may therefore be used to extrapolate data to temperatures and without co-solvent were considered. On the basis of the
where experimental information may not be available. thermodynamic and association reaction equilibrium theories,
The molecular interactions near the critical point and high a model for the solubility of solids in SCFs under association
pressures have recently been studied intensively. The solute- reactions was developed. It reduces to normal solubility cal-
solvent interactions near the critical point are strong. The culation model when there are no co-solvent and association
studies that show these phenomena observed clusters in solu- reactions. The model was tested with the experimental data
tions – aggregates of solvent around solute of dilute organ- collected from the literature, and the results show that it is
ics in SCFs (see, e.g., Walsh et al. 1987, Eckert and Knutson more accurate than other models.
1993, Zhang et al. 1995a). Cheng et al. (2003) calculated solid
solubility by applying the equilibrium criteria for the cluster 4.3. Solute properties estimation
formation process. The simplified cluster-solvation model
has two temperature-independent binary parameters, and it The systems that we focus on involve medium- and large-
was observed that the overall deviation in solid solubility sized solutes at ambient or slightly elevated temperatures

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H. Sovová and R.P. Stateva: SFE from vegetable materials 105

where they are typically pure solids. Such substances usually although for a different type of solid solutes, namely dyes.
have the following characteristics: molar mass >100 g mol-1; The authors employ several methods to estimate the criti-
polyfunctionality (two or more functional groups); multiple cal parameters of blue 14, a disperse anthraquinone dye, and
molecular conformations; complex molecular interactions, demonstrate that the choice of a particular group contribu-
such as large dipoles, high polarisability, hydrogen bonding, tion method was more important than the choice of the EoS;
and charge-transfer complexes; and, very importantly, limited for example, for the SRK cubic EoS, the Lydersen (1955)
amounts of reliable measured data, as their critical parameters method, combined with Meissner group contribution method,
and/or melting properties cannot be determined experimen- leads to a better value for the AARD of the dye solubility than
tally (Fornari et al. 2010). Joback and Reid’s (1987) method. The latter is not surprising
Correlation of solubility requires not only robust thermo- taking into consideration that the former gives an excellent
dynamic models but reliable methods to estimate the values of approximation to the theoretically calculated Tc/Pc ratio for
the solid compounds thermophysical properties (e.g., critical blue 14 (31.56), namely 32.11 versus 42.85 for the latter.
and melting properties) because inaccuracy in the properties
plays a major role in the quality of the SFE predictions. This 4.3.2. Melting properties It has been demonstrated that
is a very challenging task on its own, moreover that there are the sublimation pressure plays a dominant role in the correla-
very big deviations between the values estimated and reported tion of solubility data and that, in many cases, the only way to
by the different authors applying different methods. In view obtain a reasonable calculation of these data is to consider the
of this, a range of effective methods to estimate the solute sublimation pressure as an adjustable parameter (Reverchon
properties should be available within the TMF. et al. 1995a, Neau et al. 1996). It has also been shown that,
The two groups of properties of the pure solid solute in the case of high molar mass compounds for which subli-
required for modelling its solubility in SCF are its critical mation pressures cannot be measured, the safest way to esti-
parameters and melting properties. For a liquid solute (such mate them is to correlate experimental vapour pressure data
as essential oils, and di- and triglycerides), only critical para- through an analytical relation and to use normal fusion prop-
meters are required, while for a solid solute both the critical erties in order to settle the sublimation pressure equation with
and the melting properties are needed. respect to temperature (Neau et al. 1999).
Thus, a possible route to estimate the sublimation pressure
4.3.1. Critical parameters For most of the solutes of a solid compound is to integrate the Clapeyron relation
extracted from vegetable material, the critical properties may from the triple-point temperature Tt and pressure Pt, assum-
not be experimentally accessible because of thermal crack- ing a negligible dependence of the sublimation enthalpy with
ing below their critical temperature. Hence, the values of the respect to temperature (Neau et al. 1999):
critical parameters and normal boiling temperatures should
be considered as hypothetical quantities rather than properties ⎛ P s ⎞ ∆H s ⎛ 1 1 ⎞
ln ⎜ ⎟ = - - (17)
with any physical meaning, which have to be estimated either ⎝ Pt ⎠ R ⎜⎝ T Tt ⎟⎠
by correlations or group contribution methods.
A concise but critical analysis of the methods applied to
where ∆H s is the sublimation enthalpy at the triple point of
estimate the critical parameters of solid solutes can be found
the pure component, which can be expressed with respect to
in Fornari et al. (2010), and we will not further pursue this
the fusion and vapourisation enthalpies as
topic here. Still, it should be noted that usually there are no
experimental data available with which to compare the esti- ∆H s = ∆H fus + ∆H vap (18)
mated values. In view of this, it is recommendable to apply
as an assessment tool of the reliability of the properties esti- The practical interest of this method is thus to require,
mated the generalised semitheoretical expression advocated besides an EoS, fusion property data that can be either mea-
by Zbogar et al. (2006): sured, found in the literature, or estimated (Garnier et al.
1999).
Tc/Pc = 9.0673 + 0.43309 (Qw1.3+Qw1.95) (15) In most cases the triple-point conditions (the temperature
and pressure at the triple point) for the solute are unknown
where Tc is in Kelvin and Pc is in bar. The dimensionless
experimentally. However, for almost all heavy compounds,
parameter Qw is a measure of the van der Waals molecular
there is little difference between the triple-point temperature
surface area and is calculated as the sum of the group area
and the normal melting temperature. Indeed, this difference is
parameters, Qk:
usually <0.1 K, which is less than the scattering of experimen-
Qw = ∑ νkQk (16)
tal values of transition temperatures found in the literature.
k Furthermore, the difference in the heats of fusion at these two
temperatures is also often negligible (Perry and Green 1999).
where νk is the number of times group k appears in the mol- Under this assumption, the enthalpy of fusion in Eq. (17) can
ecule. The group area parameters Qk are available in the be estimated with the fusion enthalpy measured at the normal
UNIFAC tables. melting temperature. Hence, if the melting temperature of the
The influence of the uncertainties in the values of the criti- compound of interest is known it is possible to calculate Pt
cal parameters is explored in detail by Gordillo et al. (2005b) and ∆H vap from an EoS.

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106 H. Sovová and R.P. Stateva: SFE from vegetable materials

Coniglio (1993), Trassy (1998), and more recently Neau with typical deviations from the experimental ones, where
et al. (1999) and Crampon et al. (2004) discuss in detail the available, of about ±10% to ±25%. Taking into consideration
reliable methods, among the numerous ones devoted to this the simplicity of the proposed method for such a difficult
subject. We would like, however, to mention also the con- task, it appears sufficient for the needs for sublimation pres-
tribution of Valderrama and Zavaleta (2005) who propose sure predictions. The overall error for the families of organic
to calculate the sublimation pressures of pure solids from compounds considered (hydrocarbons, halogenated aromat-
high-pressure solubility data using genetic algorithms. The ics, nitro-aromatics, alkanols, phenols, acids, ketones, and
sublimation pressure is considered as a parameter to be deter- multifunctional ones) is in the range of 10–40%, and the error
mined by regression analysis of experimental solubility data, for the total of about 2650 data points exceeds one order of
and hence an optimisation problem, in which the difference magnitude in very few cases.
between the correlated and experimental data of solubility is Finally, if no experimental data for the solid molar volume
to be minimised, is solved using a method that applies bio- is available, a value can be estimated according to the fol-
logically derived techniques such as inheritance, mutation, lowing extended relationship (Goodman et al. 2004), which
natural selection, and recombination to find the optimum allows including temperature dependence for solid density
solution. from Tt to substantially lower temperatures:
In the case of compounds that may decompose before the
⎛ T⎞
melting point, all fusion properties have to be estimated. ρsolid (T ) = ⎜1.28-0.16 ⎟ ρliquid (Tt ) (21)
For example, Jain et al. (2004) advocate a combination of ⎝ Tt ⎠
additive group contributions and non-additive molecular
parameters to estimate the normal melting points of 1215 where ρsolid is the solid density and ρliquid (Tt) is the liquid den-
organic compounds. The melting points are calculated from sity at the triple point, which is calculated from an EoS.
the ratio of the total phase change enthalpy and entropy of Needless to say that the lack of reliable experimental data
melting. The total phase change enthalpy of melting is cal- for most of the solutes extracted from vegetable matrices
culated from the enthalpic group contributions, whereas the forces the application of correlations and estimation methods.
total phase change entropy of melting is estimated using a The latter, of course, inevitably leads to uncertainties in the
semiempirical equation based on only two non-additive values obtained.
molecular parameters. The uncertainties in the values of the parameters of the
If, however, the melting temperature is known, then it pure components can seriously influence the quality of SFE
is possible to estimate ∆H fus from the following empirical predictions. Sovova et al. (2001a) show on the example of
equation: the triolein+CO2 binary that the uncertainties in the val-
∆H fus = 4.184kT fus (19) ues of the critical parameters might have a dramatic effect
on the phase behaviour calculations and on the predicted
where k is an empirical parameter related to the properties extent of the VL region. Thus, applying some of the estima-
of the solute, and for organic compounds it is usually in the tions of triolein critical parameters, the system was errone-
range 10–16 (Chen and Ma 2004). Yet another possibility is ously predicted to be homogeneous at very low values of
to estimate the sublimation enthalpy solely on the basis of the the pressure.
value for ∆Hvap, taking into consideration that ∆H fus is usually However, it should be underlined that to perform a detailed
less than one quarter of the sum given by Eq. (16) (Prausnitz analysis of the influence of the thermophysical properties
et al. 1999). uncertainties on the phase behaviour predictions and calcula-
Another route to pursue is presented by Coutsikos et al. tions of a solute+SC solvent binary is a very complex task and
(2003) who advocate a group contribution method for the pre- must be explored from many different angles.
diction of the vapour pressures of organic solids, based on the
concept of the hypothetical liquid: 4.4. Computational techniques to solve the
equilibrium relations
∆S ⎛ Tm ⎞
fus
ln P S = ln P L + 1-
R ⎜⎝ T ⎟⎠
(20)
The third vital element of a TMF comprises methods, algo-
rithms, and numerical routines to model the complex phase
The vapour pressure of the hypothetical liquid is obtained behaviour of the solid+SCF (+entrainer) systems solve the
using the Abrams-Massaldi-Prausnitz equation developed equilibrium relations and calculate the solubility.
for liquids (Abrams et al. 1974), and the entropy of fusion is Fornari et al. (2010) point out that correlating the solubility
estimated applying a group contribution method. Coutsikos even for the simplest cases can be a very challenging task as
et al. (2003) underline that experimental values for the the weakness of phase equilibrium predictions using an EoS
entropy of fusion for most of the compounds are not avail- are resulting not only from the weakness of the equation itself
able and reliable predictions of these values are extremely but also from the computational techniques applied. Xu et
difficult and the few available correlations are cumbersome al. (2000) underline that when calculating the solubility of a
to use (e.g., Chickos et al. 1990, 1991, Dannenfelser and solid at new conditions using a particular EoS model, there
Yalkowsky 1996). Thus, the authors advocate a group con- are two computational pitfalls that can be encountered in the
tribution method to predict values for the entropy of fusion calculation of solid-fluid equilibrium:

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H. Sovová and R.P. Stateva: SFE from vegetable materials 107

(i) Solid solubilities in SCFs are usually computed by lo- and the possibility to mistakenly interpret the solubility data
cating a mole fraction, which satisfies the equi-fugacity measured is even stronger. For example, the solubility mea-
equation relating the solute fugacity in the SCF, as pre- surements for naphthalene (melting temperature 353.65 K)
dicted by the EoS, and the fugacity of the pure solid and biphenyl (melting temperature 344.15 K) in SC-CO2
[see Eq. (5)]. However, at certain values of temperature, were initially reported as representing solid-fluid equilibrium
pressure, and kij, there can exist multiple solutions to the because it was not realised that the experiments were carried
equi-fugacity condition. A common method for solving out at temperatures in the vapour-liquid region (at temper-
the equi-fugacity equation is successive substitution or atures above the upper critical end point). It was only later
some similar approach, using some small value of the acknowledged that these measurements were actually rep-
solid solubility in the fluid phase as the initial guess. In resenting the composition of a vapour phase in equilibrium
general, this strategy will only find the smallest solubil- with a liquid and that there was no solid present (McHugh and
ity root and may miss any larger values, if present, that Paulaitis 1980, Xu et al. 2000).
satisfy the equi-fugacity equation. Thus, what is needed Thus, to have a viable and detailed description of the phase
is a completely reliable method to determine all the roots behaviour of a solid+SCF system in the thermodynamic phase
to the equi-fugacity equation. space, and to correlate reliably the solid solubility, in addition
(ii) Equi-fugacity is a necessary but not sufficient condi- to solute physical properties and a thermodynamic model, a
tion for stable solid-fluid equilibrium. Solutions to the variety of robust, effective, and efficient flash routines (SLG,
equi-fugacity equation must be tested for global thermo- LLG, LG, etc.), algorithms, and numerical procedures are
dynamic phase stability. required.
When three phases, namely solid, liquid, and vapour, are in
The problem can become even more complex, because a
equilibrium, the following equations must be satisfied:
molecularly dissimilar system (different molecular size and
force interactions) can exhibit very complex phase behav- T S= T L = T V (22)
iour in the PT thermodynamic phase space. For example,
the onset of liquid-liquid immiscibility can occur either as a PS = PL = PV (23)
“break” in the critical point locus or can outgrow from the f = f =f
S
i i
L V
i
i = 1, 2 (24)
solid-liquid-gas (SLG) locus. This “outgrowth” of the liquid-
liquid-gas (LLG) behaviour changes the nature of the SLG The liquid-vapour equilibrium conditions for the CO2+solid
locus from a continuous one to one of two branches (with dif- solute binary system, applying the above equations, are
ferent composition of the liquid phases), and is accompanied
ϕ1L x1 = ϕ1V y1 (25)
by the formation of a quadruple point (solid-liquid-liquid-
gas, SLLG), from which four three phase loci originate. As
molecular differences between the pure components become ϕ2L x2 = ϕ2V y2 (26)
more pronounced, and the melting temperature of the heavier
component is higher than the critical temperature of the sol- where the subscript 1 corresponds to SC-CO2 and subscript 2
vent, the l = g critical point locus becomes discontinuous. to the solid solute. Furthermore, it is assumed that the solid
Further molecular dissimilarities will cause the pure compo- phase is pure solute, and hence for the solid-liquid equilib-
nent phase equilibria in the PT space to draw further apart rium the following holds:
and the LLG will be replaced by two separate liquid-vapour ϕS2 = ϕ2L x2 (27)
regions, and the two disconnected SLG loci, terminating at
an upper critical end point and at a lower critical end point, The following constraints also apply for the liquid and
respectively, will have markedly different compositions. The vapour phases:
PT diagram of the latter phase behaviour is usually referred
to as typical for a solid+solute binary (Garcia and Luks 1999,
2

Labadie et al. 2000). ∑ x =1


i =1
i (28)
Moreover, in the presence of the solvent, the melting curve
of the solute can be depressed, lowering its melting point.
2
There are cases known of up to 70°C depression of the melt-
ing point of a solute (Lemert and Johnston 1989). If this fact
∑ y =1
i =1
i (28a)
is not taken into consideration, and particularly when there
is no optical view cell to observe the sample, then there is a The fugacity coefficient of the solid solute is calculated
strong possibility to mistakenly accept and report the experi- according to (Prausnitz et al. 1999):
mental data as solid-fluid equilibrium, while in reality it is
∆H TP ⎛ 1 1 ⎞ ∆VTP
vapour-liquid, and there is no solid present. ln ϕS2 = ln ϕ2PSL + - +
R ⎜⎝ TTP T ⎟⎠ RT
(P -PTP ) (29)
Furthermore, for solid+SCF binaries, for which the dif-
ference between the melting temperature of the solute is not
much higher than the critical temperature of the solvent CO2 Equation (29) relates the fugacity coefficient of the solid
(304.2 K), any of the PT diagrams discussed above is feasible solute to the fugacity coefficient of the pure solute in the

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108 H. Sovová and R.P. Stateva: SFE from vegetable materials

subcooled liquid phase at temperature T and pressure P ( ϕ2PSL ), from plant surface to bulk fluid is much faster due to the
and it is assumed implicitly that there are no solid-solid phase excellent transport properties of SCFs. Thus, as long as there
transitions and that the solid phase is incompressible. is enough solute near the plant surface, the solution flowing
The above system of equations is strongly non-linear and out of the extractor is saturated or near saturated. Second, a
may have several solutions. The non-uniqueness is a particu- dry solvent such as pure carbon dioxide gradually removes
lar problem and is a result of the mathematical presence of from the plant the moisture remaining there after drying usu-
local minima and maxima in the Gibbs energy surface. This, ally in the concentration of 8–10 wt.%. The permeability of
in turn, relates to convergence to a local rather than global an overdried plant tissue is extremely low, the diffusion of a
minimum, and to the impossibility to distinguish among solute through the plant surface is very slow, and thus it is
thermodynamically stable and unstable equilibrium states. easy to distinguish between the initial period of fast extrac-
As pointed out previously, the equality of chemical poten- tion of easily accessible solute and the final period with much
tials represents a necessary but not a sufficient condition for slower extraction. Brunner (1994) explains the sensitivity of
equilibrium, and hence a stability analysis routine and a phase cell walls to the moisture by the properties of an elementary
identification procedure must be employed at each step to find membrane. The membrane consists, according to Danielli, of
with guarantee the phase configuration with the minimum three bimolecular lipid layers with pores that can be passed by
Gibbs energy, which is particularly important in regions of water and by lipids. If there is not enough water in the system,
the thermodynamic phase space where the EoS has multiple the pores are closed and the membrane becomes imperme-
roots as is the case around the SLG locus. able. Third, the low kinematic viscosity makes SCFs prone
Somewhat surprisingly, the practice of searching for all to natural convection induced by even small density gradi-
roots to the equi-fugacity condition and testing for phase sta- ents related to the differences in concentration (due to the
bility appears not to be widespread among those who mea- extraction) or in temperature (due to the heat transfer through
sure, model, and compute high-pressure solid-fluid equilibria the wall of extractor). As a result, the flow pattern could dif-
(Xu et al. 2000). fer significantly from the plug flow, which ensures the best
Still, the need to test for stability and its influence on phase extractor performance.
diagrams has been an area of interest to some researchers. The most easily available experimental data on extraction
We will like to mention particularly the works of Xu et al. kinetics are the extraction curves, the dependence of extrac-
(2000) and Scurto et al. (2003) who described a new method tion yield on either extraction time, or the solvent-to-feed
for reliably computing solid-fluid equilibrium without and ratio, directly proportional to the time. These curves are
with co-solvents at constant temperature and pressure based compared with a mathematical model to adjust its param-
on interval analysis, in particular, an interval Newton/genera- eters and to check whether it corresponds to the reality. To
lised bisection algorithm; Marcilla et al. (1997), who focused distinguish better between different models, del Valle et al.
on low-pressure solid-liquid equilibrium and the need for (2000b) recommend a multiobjective fitting strategy when
stability analysis and were able to carefully map out the full both experimental extraction curves and experimental resid-
phase diagrams for their selected systems, as well as the con- ual concentration profiles in solid phase should be fitted by
tributions by Corazza et al. (2004) and Sovova et al. (2007a). the models.
However, as pointed out by Fornari et al. (2010), it is only fair A phenomenological model for SFE from plant materials is
to say that some of the above-mentioned researchers applied a mathematical description of extraction kinetics in the form
local, initialisation-dependent solvers, which in general nei- of equation or a set of equations defining the solute concen-
ther provide guarantee that all equi-fugacity roots are found trations in the extractor in dependence on extraction time and
nor that phase stability analysis is done correctly, while Xu spatial coordinates. The extraction yield is then calculated
et al. (2000) and Scurto et al. (2003) were the first to pres- from the outlet concentration. The models are usually not pre-
ent a technique that provides a mathematical and computa- dictive; some of their parameters can be estimated according
tional guarantee that all roots to the equi-fugacity equation are to literature correlations but at least one parameter is adjusted
enclosed and that phase stability analysis is performed cor- to fit experimental data.
rectly and thus the stable solution to the solid-fluid problem is The extraction process comprises phase equilibrium or
determined with certainty. adsorption/desorption kinetics, diffusion through the plant
particles to their surface, external mass transfer from particle
surface to the bulk fluid, and displacement with the flowing
5. Mathematical models for SFE kinetics solvent. Different types of models are obtained combining
different expressions for these steps. Probably the most thor-
Mathematical models that effectively describe the extraction ough overview was published by del Valle and de la Fuente
kinetics of solid substrates in packed beds operating with SCFs (2006), who focus on the extraction of vegetable oils but also
are useful tools for the design and scale-up of SFE processes, mention the models for other types of solutes. The paper also
with predictive models being of special interest to assess pro- contains a valuable survey of published correlations used to
cess feasibility preliminarily, and/or to validate experimen- estimate some model parameters: binary diffusion coefficient
tal data for process scale-up (del Valle et al. 2006). Several of extracted substance in supercritical solvent, external mass
aspects distinguish the SFE from plants from the extraction transfer coefficient, coefficient of axial dispersion, effective
with conventional solvents. First, the external mass transfer internal diffusion coefficient, and also the relationships for

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the extract solubility in SCF and/or for its adsorption iso-


therm, when it is adsorbed on vegetable matrix. del Valle and
( )
c + = c* cs+ (34)
de la Fuente (2006) started with a complex model and showed
different possibilities for its simplification. where cs is the local concentration within the particles and
Al-Jabari (2002) regarded the models as sets of blocks the superscript * denotes equilibrium. The solid phase
describing individual extraction steps; one or more blocks concentration at particle surface, cs+ , is related through an
could be deleted when the corresponding step was marginal internal mass transfer relationship to the average particle
under given conditions. In the present paper, we follow the concentration. For example, the mass balance for a spheri-
scenario advocated by Al-Jabari (2002) and judge on the cal particle of radius R and effective internal diffusion coef-
importance of individual steps according to their character- ficient De is
istic times. Where possible, the relationships are presented
∂cs 3De ∂cs J
in dimensionless form to facilitate comparison of the results = = (35)
from the papers using different notation. ∂t R ∂r r=R 1-ε

where r is the radial co-ordinate (Esquível et al. 1999, del


5.1. Mass balance for solute Valle et al. 2000b).
The initial concentrations at t = 0 when the outlet valve
The basis for phenomenological SFE models is a differential
opens and the solution begins flowing out of the extractor are
mass balance equation for the solute in the packed bed (del
related to the content of the solute in the plant put into the
Valle and de la Fuente 2006). On the assumption of plug flow,
extractor, cu (kg m-3):
the mass balance equation for the fluid phase is
ε
⎛ ∂c ∂c ⎞ cu -cs 0 = c0 . (36)
ε ⎜ + u ⎟ = J , c(h = 0) = 0, c(t = 0) = c0 (30) 1-ε
⎝ ∂t ∂h ⎠
They are usually chosen either on the assumption that no
where ε is the free void of extraction bed, c is the fluid phase mass transfer has taken place until t = 0, it is c0 = 0 and cs0 = cu,
concentration (kg m-3), t is the extraction time, u is the inter- or, on the opposite, on the assumption that phase equilibrium
stitial velocity, h is the axial co-ordinate, J is the mass transfer has been established during the static extraction before the
rate per unit volume of bed, and the subscript 0 denotes the solvent starts flowing out of the extractor. The real initial
state at t = 0. The mass balance equation for the solute in the concentrations may be between these limits and depend on
solid phase is the rate of mass transfer during the period of static extraction
∂cs before t = 0. The models for the mass transfer during static
(1-ε) = -J , cs (t = 0) = cs 0 (31) extraction were published by Al-Jabari (2002) and Steffani
∂t
et al. (2006).
The content of solute in the plant loaded into the extrac-
where cs is the average solid phase concentration (kg m-3).
tor is primarily expressed in mass fraction xu, (kg solute)
Time-dependent concentration profiles for fluid and solid
(kg plant)-1, which can be converted to units (kg solute)(kg
phase are obtained by integration of these equations. The
matrix)-1, where matrix is the insoluble part of the plant.
extraction yield is calculated from the fluid phase concentra-
Similarly, the contents of solute in both phases in the extractor
tion at the extractor outlet:
are often expressed in mass ratio y (kg solute)(kg solvent)-1
q′
t and either mass fraction or mass ratio x, x̄ expressed as (kg
c (h = H ) dt ,
ρ f ∫0
e= e(t = 0) = 0 (32) solute)(kg plant)-1 or (kg solute)(kg matrix)-1, respectively.
The conversion between the volume-related and mass-related
quantities is via densities ρf and ρs, where ρs is the density of
where e is the extraction yield in terms of mass of extract plant particles calculated as either mass of plant or the mass
over the mass of plant inserted into extractor, q′ is the spe- of matrix over the volume of plant:
cific flow rate in terms of the solvent mass flow rate over the
mass of plant, ρf is the solvent density, and H is the height of c = ρf y, cs = ρs x, cs = ρs x . (37)
the packed bed. Eqs. (30) and (31) contain the mass transfer
rate per unit volume of the extractor, J, which is given by the (The solute, the volume of solid phase, and also the specific
equation for external mass transfer: flow rate are related to the mass of matrix when the initial
J = k f a (c+-c) (33) content of solute in the plant is high and thus the mass of
the plant varies considerably during the extraction.) The
where the superscript+indicates the surface of a plant par- alternative form of the model equations expressed in y and
ticle, kf is the fluid phase (external) mass transfer coefficient, x is
and a is the specific surface area. The concentrations at the
⎛ ∂y ∂y ⎞
particle surface are usually assumed to satisfy an equilibrium ερf ⎜ + u ⎟ = J , y(h = 0) = 0, y(t = 0) = y0 (30a)
relationship: ⎝ ∂t ∂h ⎠

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110 H. Sovová and R.P. Stateva: SFE from vegetable materials

∂x The value of Dax for SFE from plants is usually estimated


(1-ε) ρs = -J , x ( t = 0 ) = x0 (31a) from literature correlations for Peclet number, such as those
∂t
developed by Tan and Liou (1989), Catchpole et al. (1996b),
t Funazukuri et al. (1998), or Yu et al. (1999).
e = q ′ ∫ yout dt , e (t =0) = 0 (32a) It seems, however, that these correlations based on the data
0 measured without mass transfer may not be always valid in
the situation of mass transfer in the extractor because the mass
J = kf a ρf ( y+-y) (33a) transfer causes concentration gradients leading to density gra-
dients, which can invoke or suppress mixing, as mentioned
y+ = y*(x+) (34a) below in Section 5.2.3. Reis-Vasco et al. (2000) extracted
∂x 3De ∂x with CO2 the essential oil from leaves and observed that the
= (35a) axial dispersion coefficient was by one order of magnitude
∂t R ∂r r = R
larger than according to the correlations and still the effect of
axial dispersion on extraction kinetics was quite small. On the
ρf ε other hand, Zwiefelhofer and Brunner (1993), who extracted
xu -x0 = y0 = γ y0 .
ρs (1-ε) (36a) theobromine from cocoa shells, found a stronger dependence
of the coefficient of axial dispersion on Reynolds number
than according to the correlations.
5.2. Extraction steps and their characteristic times
Another form of the fluid phase mass balance frequently used
for short (small) extractors is the lumped parameter model:
5.2.1. Washing out (fluid displacement) For any flow
⎛ dc c ⎞
pattern, the characteristic time of washing out is equal to the ε⎜ + ⎟ = J , c(t = 0) = c0. (30c)
mean residence time, tr = H/u. The course of washing out of a ⎝ dt tr ⎠
solute from the extractor is, however, not only a function of
the dimensionless extraction time τ = t/tr but is also closely Mathematically, this model is identical to the model for
related to the flow pattern, as shown in Figure 3. Plug flow is continuous stirred tank extractor (ideal mixer).
an idealisation. In reality, axial dispersion is always present The axial mixing can also be expressed by a series of n
in the extractor, at least the dispersion by molecular diffusion ideal mixers into which the extractor is divided along its
and small-scale mixing due to the flow between the particles. height (Clavier et al. 1995, Reverchon 1996, Sovova 2005).
The mass balance for the fluid phase with the coefficient of The model is identical to the lumped parameter model for
axial dispersion Dax, combined with the Danckwerts’ boundary n = 1 and approaches the model with plug flow for a high
conditions, is number of mixers.
Another flow pattern was used in a model for extractor
divided on its cross section into zones with parallel plug flows
⎛ ∂c ∂c ∂2c ⎞ of different rates. When the extractor is scaled-up, attention
ε ⎜ + u -Dax 2 ⎟ = J ,
⎝ ∂t ∂h ∂h ⎠ should be paid to flow patterns because the flow in the packed
vessels of larger diameter becomes less homogeneous.
∂c Brunner (1994) showed that the local degree of extraction
uc-Dax =0 for h = 0,
(30b)
∂h depends also on the radial coordinate of extractor. Particularly
at small flow velocities, the local velocity and mass transfer
∂c are higher near the wall and thus the residual concentration
= 0 for h = H. in the particles is higher close to the axis of the extractor.
∂h
Brunner (1994) suggests using the model with axial disper-
sion separately for the centre and the rim, with the amount of
1.2 solvent for each section as an additional parameter, to simu-
1.0
late the radial distribution. A similar solution with the extrac-
tor divided into up to six parallel sections with plug flow of
0.8 different flow rates was proposed by Sovova et al. (1994a) to
e/x, g/g

0.6 fit experimental extraction curves affected by natural convec-


tion in the extractor where the SC-CO2 dissolving vegetable
0.4
oil flowed from the bottom to the top. When del Valle et al.
0.2 (2004a) extracted oil from milled seeds in a laboratory-scale
0 extractor of 20 mm inner diameter and in a pilot extractor
0 1 2 3 with a sample holder of 90 mm inner diameter, they found
τ, -
that the plug flow pattern was adequate for the smaller extrac-
tor (the axial dispersion was too low to affect the extraction
Figure 3 The effect of flow pattern on washing out of the solute rate), while the simulation of extraction rate in the larger
from the extractor: (––) plug flow, (– + – + –) ideal mixer. extractor required dividing the extractor into inner and outer

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H. Sovová and R.P. Stateva: SFE from vegetable materials 111

zones of different flow rates. A review of the literature on the et al. (1986) proved experimentally that the fluid phase concen-
scale-up of pressurised fluid extractors was recently published tration of canola oil extracted from seed flakes with SC-CO2
by Pronyk and Mazza (2009). was constant and in agreement with Eq. (38) in the range of
Catchpole et al. (1996a) investigated the effect of extrac- initial oil content, 0.2–0.7 g (g oil-free seed)-1. However, a
tor geometry on the extraction rate, comparing the extraction decrease of equilibrium oil concentration was described in
curves measured in the standard extractor with axial flow and other works after the oil content in seeds decreased below
in an extractor with radial horizontal flow through the bed of approximately 25% (Bulley et al. 1984) or 15% (King et al.
particles. When the extraction was controlled by external mass 1987), as depicted in the review of del Valle and de la Fuente
transfer, the extraction with the horizontal solvent flow was (2006). This phenomenon was observed also by Perrut et al.
much slower than with the axial flow. The residual oil content (1997) who extracted sunflower seed oil. They proposed a
in the particles was significantly higher at the bottom than at simple equilibrium relationship combining the oil solubility
the top of the bed, indicating that the bottom was bypassed. ysat for oil content in seed higher than a transition value xt and
a linear equilibrium corresponding to oil-matrix interaction
5.2.2. Phase equilibrium With respect to the extraction for lower oil content in seed, with a mass-related partition
from plants, it is necessary to mention that phase equilibrium, coefficient Km:
in addition to its dependence on pressure and temperature,
y* = ysat for x* > xt, y* = Kmx for x ≤ xt, Kmxt < ysat (40)
is often affected also by the solute interaction with the plant
matrix, particularly when the content of the solute in the plant Equation (40) can be readily converted to the relationship
is low – a few weight per cent or less. The equilibrium fluid of volumetric concentrations c, cs. The more general Eq. (40)
phase concentration then decreases during the extraction, as is reduced to Eq. (39) when the transition concentration xt is
sketched in Figure 4. The solubility, csat, as a characteristic of set to zero.
solute-solvent equilibrium can be applied particularly in the The most frequently used relationship in the case of solute-
extraction of oils from seeds where the initial content of solute matrix interaction is a linear sorption isotherm with a constant
is expressed in tens of per cent. A widely accepted correlation partition coefficient K:
for the solubility of common vegetable oils composed mostly
of C18 fatty acids in dense CO2 was published by del Valle c*= Kcs or y* = K m x, K m = K ρs ρ f . (41)
and Aguilera (1988):
More complicated equilibrium relationships in the models
⎛ 18708 2186840 ⎞ for SFE are different adsorption isotherms such as Langmuir
csat = ρ10.742
exp ⎜ -26.810- +
f
⎝ T T 2 ⎟⎠ (38) isotherm applied by Clavier et al. (1995) and Subra et al. (1998),
Freundlich isotherm applied in the VTII model (Zwiefelhofer
and Brunner 1993, Brunner 1994) and later, e.g., by Ghoreishi
where T is the temperature in kelvins and both csat and ρf are and Sharifi (2001), or the BET isotherm applied by Goto et
in kg m-3. The equation is valid for pressures from 15.2 to al. (1998). Different equilibrium relationships were mutually
89.2 MPa, temperatures from 20°C to 80°C, and oil solubility compared (Salimi et al. 2008). Araus et al. (2009) propose that
below 100 kg m-3. the sorption isotherms should be experimentally determined
If there is no solute-matrix interaction, the equilibrium when modelling a given extraction process instead of selecting
fluid phase concentration remains constant as long as there is a certain equilibrium relationship in advance.
still any solute in the solid phase:
5.2.2.1. Equilibrium extraction The equilibrium extraction
c* = csat for cs* > 0, c* = 0 for cs* = 0, or is an extraction with negligible mass transfer resistance. The
y* = ysat for x* > 0, y* = 0 for x* = 0. (39) characteristic time of equilibrium extraction is based on the
assumption that the extraction rate is limited only by the initial
Such discontinuous relationship could complicate numeri-
fluid phase equilibrium concentration established at t = 0 when
cal solution of differential equations of SFE models. Lee
c0 = c*(cs0). Thus, the characteristic time teq and the dimension-
less time of equilibrium extraction Θeq are, respectively
c* c*
1-ε cs 0 teq
csat csat teq = tr , Θeq = (42)
ε c0 tr

Particularly, for the two cases without solute-matrix inter-


action and with linear equilibrium:

cs ct cs 1-ε cu
Θeq = -1 when c* = csat,
ε csat
Figure 4 Equilibrium relationships: (––) no solute-matrix interac-
1-ε when c* = Kcs.
tion, Eq. (10); (---) transition to linear equilibrium, Eq. (11); (– + – + –) Θeq = (43)
solute-matrix interaction with linear equilibrium, Eq. (12). Kε

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The expression Θeq for linear equilibrium is a reciprocal where λ is the characteristic dimension of a particle equal to
value of the dimensionless parameter Γ introduced by Poletto its volume-to-surface ratio (λ = R/3 for a spherical particle of
and Reverchon (1996) in their parametric analysis of a model radius R). The models for the extraction from particle surface
for the SFE with plug flow, internal or external mass transfer (or from the particles with negligible internal mass transfer
resistance, and linear equilibrium. The paper contains also resistance) are obtained combining mass balance equations
the analytical solution of equilibrium extraction equations for for both phases, Eq. (33) for the external mass transfer, and
plug flow, which is valid for both equilibrium relationships phase equilibrium relationship. As the internal mass transfer
from Eq. (40). The concentration profile in the extractor is resistance is neglected, the concentration is assumed to be
a discontinuous function of dimensionless axial co-ordinate uniform across the particle and Eq. (34) is modified to the
z = h/H: relationship

c cs
= = 1 for z ≥
τ c + = c*(cs ) . (34b)
and τ <1+ Θeq ,
c0 cs 0 1+ Θeq
(44)
c cs 5.2.3.1. Model for plug flow + no solute-matrix interac-
= = 0 else, tion Brunner (1984) introduced into the modelling of SFE
c0 cs 0
from plants a relationship valid for plug flow and no solute-
matrix interaction (when the equilibrium fluid phase con-
and the extraction yield increases linearly until the extraction
centration equals the solubility of solute in the solvent, csat),
is complete:
which reads in the nomenclature of the present paper
e τ
= for τ<1+ Θeq , e = xu else. (45) c ⎛ z ⎞ e τ ⎡ ⎛ 1 ⎞⎤
xu 1+ Θeq =1- exp ⎜ - ⎟ , = ⎢1- exp ⎜ - ⎟ ⎥ . (48)
csat ⎝ Θ f ⎠ xu 1+ Θeq ⎢⎣ ⎝ Θ f ⎠ ⎥⎦
On the other hand, the analytical solution of equilibrium
extraction with linear equilibrium described by the lumped Brunner (1984) used this relationship to describe the
parameter model is initial period of oil extraction from pre-pressed seed.
According to Eq. (48), the extraction rate is constant and
e ⎛ τ ⎞ the corresponding section of extraction curve is a straight
=1- exp ⎜ - ⎟ (46) line. This equation is valid as long as all particles contain
xu ⎝ 1+ Θeq ⎠
the solute. Lee et al. (1986) solved the mass balance equa-
tions numerically for both the initial period and the second
(Goto et al. 1993, Al-Jabari 2002). Both extraction curves are extraction period, when the solute is exhausted first at the
compared in Figure 5. Evidently, the shape of the equilibrium extractor inlet and then the region free of solute extends
extraction curve is determined by flow pattern in the same until it reaches the extractor outlet. The model was fitted
way as in the case of a simple washing out of a solute. to both experimental extraction curves and experimental
solid phase concentration profiles cs(h, t). The experiments
5.2.3. External mass transfer and extraction from with oil extracted from crushed seed with SC-CO2 were
particle surface It follows from Eqs. (30) and (33) conducted in a wide range of flow rates and the evaluated
that the characteristic external mass transfer time and the external mass transfer coefficient was found to be directly
dimensionless external resistance are, respectively: proportional to u0.54.
Although the extraction rate of oil from seed usually agrees
ε λ ε tf ε
tf = = , Θf = = , (47) with Eq. (48), S-shaped extraction curves were sometimes
k f a k f 1-ε tr k f atr observed (Cocero and García 2001). This could be related to
the mixing in the empty volume between the extractor and the
1.2
separator. When a basket with the plant particles was placed
into the extractor and a large empty space remained behind the
1.0 basket in the flow direction, the outlet concentration was much
0.8
lower than the oil solubility, although the residence time in the
basket was sufficient to saturate the solution (Fiori 2007). This
e/x, g/g

0.6 again could be explained by mixing of the saturated solution


0.4 with pure solvent filling initially the empty place.

0.2 5.2.3.2. Model for plug flow + partial solute-matrix


interaction Perrut et al. (1997) extracted sunflower oil
0
0 1+Θeq
from seeds and observed that the slower extraction in the
τ, - second period, following the first constant rate period, was
still controlled by phase equilibrium. They used therefore
Figure 5 Equilibrium extraction with linear equilibrium: (––) plug in the model for SFE the equilibrium relationship given by
flow, (– + – + –) ideal mixer. Eq. (40). The numerical solution of the model was compared

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Table 2 CO2 extraction from plants: external mass transfer coefficients based on experimental data for different solutes, particle sizes,
pressures and temperatures, and flow velocities.

Solute/plant Substrate k f × 105 m s-1 k f a 0 × 102 s-1 References


Fatty oil Flaked canola seed – 0.6–7 Lee et al. 1986
Fatty oil Milled tomato seed 0.2–1.4 – Roy et al. 1994
Fatty oil Milled grape seed 0.4–0.6 4–10 Sovova et al. 1994a
Fatty oil Milled sea buckthorn berries – 0.05–1 Stastova et al. 1996
Fatty oil Milled sunflower seed – 1–9 Cocero and Garcia 2001
Fatty oil Milled wheat germ – 0.3–1 Lucas et al. 2007
Fatty oil Crushed sunflower seed 2.2 – Perrut et al. 1997
Essential oil Ground clove buds 0.25–1.6 – Reverchon and Marrone 1997
Oleoresin Milled black pepper berries – 0.3–2 Sovova et al. 1995
Oleoresin Milled black pepper berries – 0.03–0.08 Ferreira et al. 1999

with experimental curves, and the equilibrium parameters and extraction curves measured once at a given flow rate and once
kf were adjusted. at a very low flow rate, when the solution at the extractor out-
let is saturated. Several results of kf evaluation from experi-
5.2.3.3. Model for plug flow + linear equilibrium Cocero
mental extraction curves are shown in Table 2. The kf values
and García (2001) adapted a model for desorption from par-
are usually of the order of magnitude 10-6 m s-1, the volumetric
ticle surface to simulate the extraction of oil from seed with
mass transfer coefficient is not far from 1 min-1, and the char-
SC-CO2 modified with alcohols. The mass balance equations
acteristic time of external mass transfer in SC-CO2, tf , is usu-
were integrated numerically. The analytical solution of the
ally close to 1 min or even less. It is a common practice to use
model equations, which evaluation however requires numeri-
Eq. (48) to evaluate kf via Θf . Nevertheless, it is evident from
cal methods, was published by Lucas et al. (2007).
Eqs. (48)–(50) that the effect of external mass transfer resis-
5.2.3.4. Model for mixer + linear equilibrium Neglecting tance on the outlet concentration depends on the flow pattern,
the accumulation term in Eq. (30c) and using the equilibrium as illustrated also in Figure 6 and discussed in the literature
relationship according to Eq. (41), Papamichail et al. (2000) (Sovova 2005). Thus, Eq. (48) should be used to evaluate kf
obtained analytical solution of the ordinary differential equa- only when the flow pattern is close to plug flow. The lower
tions (in the present nomenclature): values of kf a obtained by Ferreira et al. (1999) are based on
experiments in a horizontal extractor where the flow pattern
Kcu ⎛ τ ⎞ e ⎛ τ ⎞ was most probably different, as indicated by the results on
cout = exp ⎜ - ⎟ , =1- exp ⎜ - ⎟ (49)
1+Θ f ( )
⎝⎜ Θeq 1+ Θ f ⎟⎠ xu (
⎝⎜ Θeq 1+ Θ f ⎟⎠ ) SFE in a horizontal extractor published by Catchpole et al.
(1996a).
Channelling is an exception from the rule that the charac-
5.2.3.5. Model for mixer + partial solute-matrix interac- teristic time of external mass transfer in the SFE from plants
tion Moreover, Papamichail et al. (2000) solved the SFE is only a few minutes or even tenths of minutes. When the
model for the conditions of negligible internal mass resis- particles forming the extraction bed stick closely together,
tance, lumped parameters, and the equilibrium relationship the solvent breaks several channels in the bed and passes
given by Eq. (40). The accumulation term in mass balance for through them with a high velocity. As the specific interfacial
the fluid phase, Eq. (30c), was again neglected to obtain the
approximate analytical solution:
1.2
e γy τ
yout
=
1
, = sat
ysat 1+Θ f xu xu 1+Θ f
( )
for τ ≤ τ t = 1+ Θ f ( xu -xt ) ( γysat ), 1.0

0.8
⎛ K γ (τ -τ t )⎞
cout/cO, -

xK
yout = t m exp ⎜ - m ⎟, (50) 0.6
1+ Θ f ⎝ 1+ Θ f ⎠
0.4
e x ⎛ K γ (τ -τ t )⎞
=1- t exp ⎜ - m ⎟ for τ>τ t . 0.2
xu xu ⎝ 1+ Θ f ⎠
0
0 1 2 3
where γ is the solvent-to-matrix mass ratio in the extraction Θf, -
bed, γ = ρf ε/[(1-ε)ρs]. The models for SFE from particle sur-
face enable, among others, calculation of kf from experimen- Figure 6 Extraction from particle surface: the dependence of out-
tal extraction curves. The initial y(h = H)/ysat or c(h = H)/csat let concentration on dimensionless external mass transfer resistance:
ratio can be determined experimentally from initial slopes of (––) plug flow, (– + – + –) ideal mixer.

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area is extremely small, the external volumetric mass transfer 5.2.4.1. Effective diffusivity According to Fick’s second
coefficient kf a decreases and tf increases by several orders of law, the equation for symmetrical diffusion in a spherical par-
magnitude against usual values. So it was for example in the ticle of radius R is
extraction of essential oil from sticky particles in a large-scale
extractor (Berna et al. 2000). ∂cs De ∂ ⎛ 2 ∂cs ⎞ ∂cs ∂c
= r , = 0 for r = 0, J = -De a s
∂t r 2 ∂r ⎜⎝ ∂r ⎟⎠ ∂r
(51)
The external mass transfer coefficient in packed beds was ∂r r =R
correlated with the physical properties of solute and sol-
vent, flow velocity, and particle size d in terms of Sherwood, Bartle et al. (1990) simulated the SFE controlled by inter-
Reynolds, and Schmidt numbers. The most frequently used nal diffusion using this equation with initial and bound-
correlations to estimate kf in SFE models are listed in Table 3 ary conditions cs = cu for t = 0, cs = 0 for r = R. The solution
together with references to some of their applications; more was taken from an analogical case of heat transfer from a
extensive reviews of kf correlations together with ranges of sphere:
their validity are offered by del Valle and de la Fuente (2006)
e 6 ∞ 1 ⎛ D t⎞
and particularly by Puiggene et al. (1997). The last lines of e xu =1- x xu =1- cs cu , =1- 2 ∑ 2 exp ⎜ -n2 π2 e2 ⎟ (52)
Table 3 indicate the correlations that include also the Grashoff xu π n =1 n ⎝ R ⎠
number, Gr, which is proportional to the density differences
in the fluid phase which induce natural convection. The natu- The model is therefore called the “hot ball model.” The
ral (free) convection can enter the models for SFE either by higher terms of the infinite series become negligible after a
changing flow pattern, as mentioned above in Section 5.2.1, short time and the extraction curve is then
or by changing kf as proposed in a series of papers by Stuber et
al. (1996), Puigenne et al. (1997), and Germain et al. (2005). e 6 ⎛ D t⎞
=1- 2 exp ⎜ - π2 e2 ⎟ . (53a)
In the calculation of Sherwood number, the term containing xu π ⎝ R ⎠
Gr is either added to the term for the forced convection in the
case of gravity assisted mass transfer (usually solvent down- Thus, the effective diffusivity can be estimated from the
flow) or subtracted from it in the case of gravity opposed mass slope of a plot of ln(1-e/xu) against the extraction time at suf-
transfer (usually solvent up-flow). ficiently high extraction times. The solution of a model for
The numbers Sh and Sc include the binary diffusion coef- mass transfer from a slab-like particle (Bartle et al. 1991b) is
ficient of a solute in supercritical solvent, D. Although D of a similar form as Eq. (52).
depends on pressure, temperature, and chemical composi- The next step was made by Reverchon et al. (1993, 1994b)
tion, its value does not vary substantially under the conditions who adapted for the SFE of essential oils a mathematical
of SFE. Its order of magnitude is usually 10-9 m2 s-1 or close description of heat transfer from a sphere that takes into
to this value. For example, D of essential oils in CO2 under account also the external mass transfer. No interface was
pressure of 9–10 MPa and at temperature 40°C was found in assumed at particle surface as the internal diffusion was
the range 1×10-8–2×10-8 m2 s-1, and D of fatty oils in CO2 at assumed to take place in the pores of a porous particle that
28–30 MPa and 40°C was 3×10-9 m2 s-1 (Germain et al. 2005). are filled with solvent. The solution of model equations shows
Typical kf values under the conditions of SFE from plants, that the external mass transfer resistance is important only in
calculated from the correlations, are then of the order of mag- the very beginning of the extraction and later it does not affect
nitude 10-6 or 10-5 m s-1. the extraction kinetics because it is negligible in comparison
with increasing internal mass transfer resistance.
5.2.4. Internal and overall mass transfer The internal In their third paper on the hot ball model, Bartle et al.
mass transfer is characterised in the models by either effective (1992b) extended Eq. (52) by an expression including the
diffusion coefficient, De, or solid phase (internal) mass transfer solubility of solute in the solvent, respecting the fact that
coefficient, ks, the later one in analogy to the external mass the fluid phase concentration is limited by the solubility. It
transfer coefficient. is evident, however, that the models where mass transfer and

Table 3 Correlations for the external mass transfer coefficient (Sh = kf d/D, Re = udρf /(εµ), Sc = µ/ρf D).

Correlation Published by Applied by


Sh=2+1.1 Re0.6Sc1/3 Wakao and Funazkri 1978, Brunner 1984, Recasens et al. 1989, Peker et al. 1992, Goto et al. 1993, 1996,
Wakao and Kaguei 1982 Ghoreishi and Sharifi 2001, Skerget and Knez 2001, Vedaraman et al. 2005
Sh=0.38 Re0.83 Sc1/3 Tan et al. 1988 Reverchon et al. 1993, 1994a, Reverchon and Sesti Osseo 1994a, Goodarznia
and Eikani 1998, del Valle et al. 2004a, Perakis et al. 2005
Sh=0.839 Re0.667 Sc1/3 Catchpole 1991 (PhD thesis), Gaspar et al. 2003, Lu et al. 2007
cited in Brunner 1994, p. 160
Sh=0.206 Re0.8Sc1/3 Puiggené et al. 1997 del Valle et al. 2006, Araus et al. 2009
Sh=Sh(Re, Sc, Gr) Lim et al. 1990 Roethe et al. 1992
Sh=Sh(Re, Sc, Gr) Puiggené et al. 1997 Germain et al. 2005

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phase equilibrium are expressed independently, such as those 5.2.4.4. Overall mass transfer resistance and linear
discussed below in Sections 5.3–5.6, correspond better to the driving force When linear equilibrium and parabolic con-
situation where both steps control the extraction kinetics. centration profiles in particles are assumed, the two driving
forces represented by the concentration differences between
5.2.4.2. Mass transfer coefficient The internal mass
the average solid phase concentration and the solid phase con-
transfer rate is often approximated by a function of the aver- centration at particle surface, Eq. (53), and between the fluid
age solid phase concentration: phase concentrations at particle surface and in bulk fluid, Eq.

( ) ( )
(33), are combined into a linear driving force and multiplied
J = ks a ρs x -x + = ks a cs -cs+ . (53)
by the combined mass transfer coefficient, kcomb, to calculate
the mass transfer rate:
The solution of Eq. (53) together with Eq. (31) and with
initial and boundary conditions cs = cu for t = 0, cs+ = 0 is 1 1 K
J = kcomb a (Kcs -c), = + ,
kcomb k f ks
e ⎛ t⎞ λ t
=1- exp ⎜ - ⎟ , ti = , Θi = i (54) kf
xu ⎝ ti ⎠ ks tr kcomb = for a sphere, (57)
1+ KBi 5
where ti is the characteristic time of internal mass transfer. kf
The dimensionless internal mass transfer resistance Θi was kcomb = for a slab
1+ KBi 3
used, e.g., by Poletto and Reverchon (1996) in the analysis
of extraction kinetics. It can be shown that a formally identi- (Recasens et al. 1989, Goto et al. 1990, Peker et al. 1992).
cal result is obtained when a parabolic concentration profile A combined mass transfer resistance in terms of character-
is assumed in the particles. After the parabolic concentration istic times can be introduced as
profile substitution into Eq. (51) for spherical particle, into
analogous equations for diffusion in a long cylindrical par- Kε
tcomb = t f + t = t + t Θ , Θ comb = Θ f + Θ s Θeq . (58)
ticle, and in a slab-like particle, and after integration of these 1-ε s f s eq
equations with the above-mentioned initial and boundary
conditions one obtains It is evident from Eq. (58) that when the partition coeffi-
cient K is low, the external mass transfer resistance may affect
e ⎛ t⎞ λ2 the overall mass transfer rate more than the internal mass
=1- exp ⎜ - ⎟ , ti = µ (54a)
xu ⎝ ti ⎠ De transfer resistance, although tf is much smaller than ts, or in
other words, although the external mass transfer coefficient is
where µ is equal to 3/5 for a sphere, 1/2 for a cylinder, and 1/3 considerably bigger than the internal mass transfer coefficient
for a slab (Catchpole et al. 1996a, Reverchon 1996). Thus, a (Peker et al. 1992). The dependence of extraction rate on both
conversion between the estimates of De and ks is possible: mass transfer resistances was evident also in the extraction
of theobromine from cocoa shells, where the equilibrium is
De described by Freundlich isotherm (Zwiefelhofer and Brunner
ks = ; k = 5De/R for a sphere,
µλ s (55) 1993, Brunner 1994).
ks = 3De/R for a slab of thickness 2R. A good approximation of extraction curves calculated
with linear driving force and lumped parameter model offers
The internal-to-external mass transfer resistance ratio is Eq. (49) when Θcomb is substituted for Θf:
often expressed in terms of Biot number Bi = kf R/De:
e ⎛ τ ⎞
Bi = 5kf /ks for a sphere, =1- exp ⎜ - ⎟ .
Bi = 3kf /ks for a slab of thickness 2R. (56)
xu (
⎜⎝ Θeq 1+ Θ f + Θ s ⎟⎠ )
(49a)

5.2.4.3. Applications The internal mass transfer was


a controlling step in the extraction of caffeine with nitrous 5.3. One-stage models
oxide from water-soaked coffee beans, where De in the pores
5.3.1. Diffusion model
filled with water was as high as 1×10-10 m2 s-1 (Brunner 1984).
When essential oil is extracted with CO2 from dry plants, the 5.3.1.1. Model equations The model includes the internal
mass transfer resistance is by orders of magnitude higher. diffusion in a homogeneous and usually non-porous solid,
Thus, the effective diffusivity of vanilla essential oil extracted phase equilibrium at particle surface characterised by a parti-
from chopped beans was estimated to 3×10-13 m2 s-1 (Nguyen tion coefficient, external mass transfer to bulk fluid, and flow
et al. 1991), essential oils from basil, marjoram, and rose- with the fluid to the extractor outlet.
mary leaves were extracted with De 1.2×10-13–2.8×10-13 m2 Goodarznia and Eikani (1998) solved model equations
s-1 (Reverchon et al. 1993, 1994a), and De of essential oils for linear equilibrium and flow with axial dispersion, using
from sage and celery aerial parts and from coriander seed was the method of finite differences for the three independent
1.4×10-12–5.1×10-12 m2 s-1 (Catchpole et al. 1996a). variables: time, axial coordinate of the extractor, and radial

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coordinate of spherical particles. del Valle et al. (2000b) The dimensionless parameter Φ used in the paper of Peker
assumed a plug flow pattern in the extractor, divided the et al. (1992) where this analytical solution was published is
extraction bed and the substrate particles into several disc- equal to 1/[Θcomb(1-ε)] in the present notation.
and spherical-shell-shaped volume elements, respectively,
5.3.1.3. Model parameters The adjustable model param-
and integrated the obtained ordinary differential equations in
eter is the effective internal diffusivity De, which is evaluated
time using a fourth-order Runge-Kutta method. This numeri-
by fitting the calculated extraction curves to experimental data.
cal solution technique was used also by Araus et al. (2009) to
The other model parameters are usually estimated from cor-
integrate model equations for the flow with axial dispersion.
relations (the external mass transfer coefficient and the axial
5.3.1.2. Simplified forms The diffusion model equations are dispersion coefficient) or from an experimental extraction
simplified using the assumption of parabolic concentration pro- curve, where the initial equilibrium fluid phase concentration
file in the particles, enabling further combining the internal and is read from its initial slope and the content of extractable sol-
external mass transfer resistances using the linear driving force. ute from its horizontal asymptote; these two values are used
The concentration in the solid phase is then characterised by to estimate the partition coefficient. Alternatively, the parti-
the average solid phase concentration and the number of inde- tion coefficient is taken from the literature (Reverchon 1996,
pendent variables is reduced to two, the time and the axial coor- Goodarznia and Eikani 1998).
dinate. Brunner (1994) presented the VTII model with linear
5.3.1.4. Applications del Valle et al. (2000b) examined
driving force, Freundlich isotherm, and flow with axial disper-
two modifications of the model neglecting either the external
sion. Catchpole et al. (1996a) published analytical solution of
mass transfer resistance or the internal mass transfer resis-
equations of the diffusion model with linear driving force and
tance (for the extraction from particle surface). The sensitiv-
plug flow. The dimensionless fluid phase concentration pro-
ity analysis of the effect of Θf and Θs resulted in finding that
file is a function of two dimensionless variables, εz/Θcomb and
the extraction curves are almost identical for different internal
(t/tr-εz)/(ΘeqΘcomb). Its approximations are presented, too, and it
and external mass transfer characteristic times as long as the
is shown that the extraction curve is reduced to Eq. (54a) when
combined characteristic time is constant, but the solid phase
the extraction is controlled solely by the internal mass transfer
concentration profile in the axial direction is flatter when the
and thus the flow pattern does not affect the extraction rate.
contribution of external resistance increases. Thus, a multiob-
The model with plug flow, linear equilibrium, and neglected
jective fit to both experimental extraction curves and experi-
external mass transfer resistance was derived by Reverchon
mental solid phase concentration profiles was recommended
(1996) to simulate the extraction of sage; the model equa-
to identify the major mass transfer resistance.
tions were solved using the method of characteristics or, alter-
The results of application of the model on the extraction
natively, dividing the extractor axially into a series of mixed
of different essential oils are listed in Table 4. It is interesting
extractors and integrating the set of ordinary differential equa-
tions by a fourth-order Runge-Kutta method. This model with to compare the different De values obtained from the same
linear equilibrium, neglected external mass transfer resistance, slightly scattered experimental data, in one instance assum-
and plug flow pattern was analysed by Poletto and Reverchon ing slab-like particles and in another – spherical particles (see
(1996) who evaluated the concentration profiles and extrac- the first two lines of the table). Evidently, the assumption of
tion curves for different values of two dimensionless param- spherical particles is not correct when pieces of leaves or
eters Γ = 1/Θeq and Θs. They concluded that the mass transfer flowers of size larger than about 0.5 mm are extracted. When
resistance can be neglected and equilibrium model can be used the result calculated for inadequate particle shape is skipped,
when Θs/Θeq ≥ 0.02. When Θs/Θeq ≥ 2, the mass transfer resis- the values of De are in the range 2×10-13–7×10-13 m2 s-1.
tance prevails, the concentration profiles in the extractor are The diffusion model was successfully applied also to the
flat, and therefore the flow pattern has little effect on the overall extraction of theobromine from cocoa seed shells (Brunner
extraction rate; the mathematically simpler lumped parameter 1994) or the extraction of caffeine from water-soaked coffee
model is then recommended. When Θs / Θeq is between 0.02 and beans (Peker et al. 1992).
2, both equilibrium and mass transfer resistance must be taken To sum up, the diffusion model is appropriate when the
into account. These results are easily generalised to overall mass transfer resistance is mainly inside the plant particles
mass transfer resistance when Θs is substituted by ΘeqΘcomb. and the equilibrium is characterised by partition coefficient.
The lumped parameter model has analytical solution The model, however, does not fit the broken extraction curves
dependent on initial conditions. The extraction curve for zero of the SFE of fatty oils (triglycerides) from seeds where the
fluid phase concentration at t = 0 is equilibrium fluid phase concentration is equal to the oil solu-
bility in the solvent, at least in the first extraction period, while
e p exp ( p2 τ ) -p2 exp ( p1τ ) the diffusion model is based on the proportionality between
=1- 1 where the equilibrium solid and fluid phase concentrations.
xu p1 -p2
1 1
p1 = ⎡-b + b2 -4 B ⎤ , p2 = ⎡-b- b2 -4 B ⎤ , 5.3.2. Desorption model
2⎣ ⎦ 2⎣ ⎦
5.3.2.1. Model equations The desorption model, also
1 1
b =1+ + B, B = . (59) called DDD (desorption-dissolution-diffusion) model, is a
Θcomb ΘcombΘeq model for porous particles with pores filled with the solvent.

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Table 4 Effective diffusion coefficients of volatile oils extracted with SC-CO2, evaluated from experimental extraction curves using the
diffusion model.

Herb Particle size Pressure/temperature De × 1012 References Source of data


(mm) (MPa/°C) (m2 s-1)
Sage leaves 0.25–3.1 9/50 0.6a Reverchon 1996 Reverchon 1996
Sage leaves 0.25–3.1 9/50 8.5 Araus et al. 2009 Reverchon 1996
Pennyroyal leaves 0.3–0.7 10/50 58.2 Araus et al. 2009 Reis-Vasco et al. 2000
Basil leaves 0.17 10/40 0.2 del Valle et al. 2000a Reverchon et al. 1993
Basil and marjoram leaves 0.17 10/40 0.2 Goodarznia and Eikani 1998 Reverchon et al. 1993
Caraway seed 0.5 9–10/40 0.5–0.7 Goodarznia and Eikani 1998 Sovova et al. 1994b
a
Slab-like particles were assumed, in contrast to spherical particles in other calculations.

It consists of solute desorption on the pore walls, its internal where K is the partition coefficient on the pore walls (inversed
diffusion to particle surface, external mass transfer, and dis- adsorption equilibrium constant) and β is the porosity of the
placement with bulk fluid. With respect to the solute trans- particle (Peker et al. 1992, Goto et al. 1994). When a more
port, there is no interface at particle surface, and therefore complex phase equilibrium relationship such as the BET iso-
K = 1 is substituted into the formula for linear driving force, therm applied by Goto et al. (1998) is used, the ordinary dif-
Eq. (57). Two mass balance equations are written for the par- ferential equations of the lumped parameter model are solved
ticles, one for the pores and one for the solid matrix. Recasens numerically.
et al. (1989) formulated a general model for SCF regeneration
5.3.2.2. Model parameters The axial dispersion coeffi-
of a porous adsorbent in a packed bed of spherical particles
cient is calculated from literature correlations. The effective
where the solvent flows with axial dispersion. A nonlinear
internal diffusivity De in the particles of porosity β and tortu-
Langmuir-type kinetics of adsorbate desorption from the pore osity ltor is estimated as
walls was assumed. [The Langmuir-type kinetics on particle
surface was later considered by Al-Jabari (2003) in a model β
De = D (61)
for SFE.] Recasens et al. (1989) derived also two simplified ltor
versions of the general model, based on linear driving force
and plug flow: the model with instantaneously established (del Valle et al. 2006). The estimation of De is even simpler
equilibrium and the model with irreversible desorption, and when the tortuosity is assumed to be equal to 1/β:
derived their analytical solutions. These models have only
two parameters, the overall mass transfer coefficient and De = β2D (61a)
either partition coefficient or desorption rate constant. The
linear equilibrium between the solid phase and the fluid fill- (Goto et al. 1993, Skerget and Knez 2001, Meireles et al.
ing the pores enables a reduction of two mass balances for 2009). The resulting internal mass transfer resistance is even
smaller than the external resistance based on the external
particles to one equation.
mass transfer coefficient kf calculated from literature correla-
Srinivasan et al. (1990) proved that a first-order, reversible
tions. Thus, the overall mass transfer resistance is low and the
adsorption model (containing both equilibrium constant and
extraction kinetics is close to that of equilibrium extraction.
desorption rate constant) successfully fits the detailed experi-
The most important model parameter, the partition coefficient,
mental data on desorption of ethyl acetate from activated car-
is determined by fitting the experimental extraction curves.
bon with SC-CO2.
Numerical solution of model equations is described in more 5.3.2.3. Applications to SFE The model with irreversible
details in several papers. For the flow with axial dispersion, desorption rate was tested in the study on SFE of β-carotene
Ghoreishi and Sharifi (2001) assumed the Freundlich adsorp- from carrots published by Subra et al. (1998) with the conclu-
tion isotherm and used the technique of orthogonal colloca- sion that the model based on adsorption equilibrium would
tion on finite elements, and Meireles et al. (2009) assumed the be more adequate. The model with adsorption equilibrium
linear equilibrium and applied the finite difference method. corresponds better to experimental data measured for dif-
The lumped parameter model is usually combined with linear ferent flow rates, is applied most frequently, and only this
driving force, which leads to an analytical solution formally model will be discussed below. Goto et al. (1993) simulated
identical with the solution for the diffusion model, Eq. (59), the extraction of peppermint volatile oil with SC-CO2. The
where Θcomb is given by Eq. (58) and Θeq by Eq. (43); how- peppermint leaves were regarded as slabs. The process could
ever, the partition coefficient K in Eq. (43) that was written be simulated as equilibrium extraction due to the negligible
for the interface at particle surface must be substituted by Kpp effect of mass transfer resistance. The only model parameter,
for a porous particle: the equilibrium constant of the linear equilibrium relationship,
was evaluated in dependence on extraction pressure and tem-
K
K pp = (60) perature. A more general equilibrium relationship, the BET
1-β + βK isotherm, was introduced into the model by Goto et al. (1998)

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and applied on the same set of experimental data. Adjusting the boundary, where the solute dissolves in the solvent and
the equilibrium parameters, the volatile oil extraction could diffuses then through the external shell to the particle surface.
be simulated as desorption while only a weak solute-matrix The core initially fills the whole particle; as the extraction
interaction was assumed for the initial period of the extraction proceeds, the core boundary moves to the centre. Equilibrium
of cuticular wax. is assumed at the core boundary; the fluid phase concentra-
Meireles et al. (2009) used the desorption model with lin- tion is equal to csat. The internal mass transfer resistance is
ear equilibrium and axial dispersion to simulate the extraction located in the shell surrounding the core and increases as the
of vetiver oil from particles as small as 0.18 mm. The effect of core shrinks. The complete model consists of the description
mass transfer resistance was almost negligible according to the of internal diffusion, external mass transfer, mass balance for
model. The experimental data, however, showed a decrease fluid, and mass balance for the particles, which is limited on
in the extraction rate after about 80% of solute had been the core. Zero concentration in the fluid phase outside par-
extracted. The model ability to predict the effects of scale-up ticles is assumed at t = 0. The model was formulated for the
was proved by fitting the partition coefficient to experimental flow with axial dispersion and the partial differential equa-
data from a smaller extractor, prediction of extraction kinet- tions were solved numerically by Crank Nicholson’s method
ics in a larger equipment, and comparison of the results with (Goto et al. 1996, Roy et al. 1996a). The equations of the
experimental extraction curves in this equipment. model for plug flow were integrated in time using a modi-
Skerget and Knez (2001) applied the desorption model fied Rosembrock formula after the spatial derivatives had
to evaluate extraction curves measured for different plants: been substituted by finite differences (Germain et al. 2005,
cocoa, paprika, pepper, and Silybum mariannum; the solvents del Valle et al. 2006).
used were CO2 and propane. The effect of pressure and tem-
perature on the extraction kinetics was investigated. More 5.3.3.2. Simplified form When some slow changes of the
details on the extraction of S. mariannum and its model can be core radius are neglected in the equations of the model for
found in the paper published by Hadolin et al. (2001). Again, plug flow, a quasi-steady-state analytical solution is obtained
the controlling factor in the model was the equilibrium. The as a dependence of the core radius rc on extraction time and
model simulates tightly the initial sections of extraction axial coordinate (King and Catchpole 1993, p. 184, Goto et
curves but the agreement is not as good in the following sec- al. 1996):
tion of some of the curves.
x τ-z 1 ⎛ z ⎞ r
Mongkholkhajornsilp et al. (2005) matched the model ξ3c = =1- exp ⎜ - where ξc = c ,
to experimental extraction curves of nimbin extracted from xu Θcom 1+ Θeq ⎝ Θcomb ⎟⎠ R
neem seeds with CO2. The seed was ground to different par- ε ⎛1 ⎞
cs 0 1-ε
ticle sizes ranging from 0.575 to 1.85 mm. The extraction rate Θeq = , Θ comb = Θ f + 5Θ s ⎜ -1⎟ . (62)
csat ε 1-ε ⎝ ξc ⎠
decreased with increasing particle size but the model could not
simulate this behaviour as long as the mass transfer resistance
[based on the correlations of Wakao and Funazkri (1978) and 5.3.3.3. Model parameters Goto et al. (1996) analysed
Tan et al. (1988), and on De according to Eq. (61a)] was neg- the effects of internal and external mass transfer resistance
ligible. Instead of considering a larger internal mass transfer and of axial dispersion on extraction kinetics. As expected, the
resistance, the authors decided to decrease the external mass extraction is slower and occurs similarly in the whole extrac-
transfer coefficient and developed a new correlation for kf . tor when Θs is large. The effect of axial dispersion is therefore
observed only when the mass transfer resistance is low, as
5.3.2.4. Comment The porous and tortuous structure of dif- shown for Θs = 0.67 (parameter a in the paper equals to 15Θs)
ferent pre-pressed vegetable substrates was evidenced by del and for Peclet number <100. The extraction rate according to
Valle et al. (2006). Generally, however, natural materials have the quasi-steady state solution is higher than the rate calcu-
cellular structure and thus diffusion across the cell walls may lated with the complete model; the agreement of both models
be slower than through the pores of a porous substrate (Roy increases with decreasing Bi. For large Bi, the sudden initial
et al. 1996a). Roethe et al. (1992) proposed a detailed model change of the concentration at the particle surface contradicts
for parallel mass transfer through the pores and through the to the assumption for quasi-steady solution.
cells, each of them characterised by its own effective diffusiv- The model parameters are usually obtained from the lit-
ity. On the basis of a comparison between scanning electron erature except for the effective internal diffusivity De, which
microscope (SEM) images of the substrate structure and the is determined by fitting the calculated extraction curves to
results of Hg-porosity measurement, they drew a conclusion experimental data (Goto et al. 1996).
about the volumetric fraction of pores open for mass transfer
in green coffee beans. 5.3.3.4. Applications Goto et al. (1996) simulated with the
model the literature data published by Brunner (1984) on the
SFE of rapeseed oil from pre-pressed seeds. The values of
5.3.3. Shrinking core model
model parameters were taken from the paper together with the
5.3.3.1. Model equations The shrinking core model data, except for Dax, which was estimated according to other
assumes a sharp boundary within a porous spherical particle literature sources and the only adjusted model parameter, De,
between extracted part and inner non-extracted part, the core. which was found to be 0.75×10-10–1.5×10-10 m2 s-1. The com-
The pores in the core are filled with condensed solute up to plete model equations were solved numerically because the

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H. Sovová and R.P. Stateva: SFE from vegetable materials 119

corresponding Θs in the range 0.33–0.47 was too small for the order 10-11 to 10-10 m2 s-1 in the first paper and 10-10 m2 s-1 or
simplified analytical solution. even 10-9 m2 s-1 in the second study, and thus the internal dif-
The shrinking core model was found suitable to describe fusion had little effect on the extraction kinetics. Steffani et al.
the extraction of lipids from pre-pressed or flaked seeds also (2006) simulated the extraction of volatile oil from the leaves
by del Valle et al. (2006). The solubility of vegetable oils of ho-sho, a tree native in East Asia, using two models: the
in CO2 at given pressure and temperature, csat or ysat, which shrinking core model and a model of porous particles where
can be obtained from a literature correlation, really fits the the rate of diffusion from the pore wall into the bulk pore is
experimental extraction curves and gives evidence that the proportional to a kinetic parameter and no volatile oil-matrix
equilibrium is, at least in the initial extraction period, inde- interaction is assumed.
pendent of the substrate. The model was used to predict De To sum up, the shrinking core model appropriately simu-
from the particle microstructure and binary diffusion coeffi- lates the extraction from porous substrates rich in solute, such
cient D according to Eq. (60) for both new experimental data as vegetable oils from pre-pressed seeds or essential oils fill-
and data from the literature. The extraction kinetics was not ing glandular ducts of leaves or flowers. The effective dif-
far from the equilibrium extraction because of high values fusivity is usually of the order of 10-11 to 10-10 m2 s-1 and thus
of De between 1.8×10-11 and 8.6×10-10 m2 s-1. The amount of ts < teq and the extraction is governed by equilibrium, except
extractable oil varied according to the technique of seed pre- for extremely large particles where the effect of internal mass
treatment. The agreement of predicted extraction curves with transfer prevails. Although the equilibrium in the shrinking
experimental ones was very good. core model is characterised by solubility, the model is applied
Germain et al. (2005) simulated the extraction of oil from also to the extraction of essential oils where it is known that
pre-pressed rapeseeds with the shrinking core model to exam- solute-matrix interaction exists.
ine the effect of solvent flow direction in the extractor on the
extraction kinetics. The topic is related to natural convection 5.4. Models based on complex structure of plant
occurring at low fluid velocities, when the mass transfer could particles
be either assisted by gravity (under solvent down-flow for solu-
tions denser than pure solvent) or opposed by gravity (usually 5.4.1. Broken and intact cell models Vegetable oil is
under solvent up-flow). They fitted the model for plug flow to extracted from seed particles obtained by milling. The SEM
experimental extraction curves and evaluated the decrease in images of a surface of particles after the extraction shows a layer
the external mass transfer coefficient when the solvent flow of broken “cells”, the cavities from where the oil was removed
direction was changed to the up-flow. The decrease was from (Marrone et al. 1998, Reverchon and Marrone 2001). The SFE
7.4×10-6 to 2×10-6 m s-1 for the superficial velocity as small as begins as the extraction from particle surface (see Section 5.2.3),
0.17 mm s-1 but no change was observed at the velocity 1.5 it means from the mechanically damaged cells with broken
mm s-1 when kf was 1.9×10-5 m s-1 for both flow directions. walls, which may be in several layers below particle surface, and
The model was applied also to other vegetable substrates then it continues from intact cells in the particle core where the
and solutes, mostly volatile oils. Roy et al. (1996a) simulated oil diffuses through low permeable cell walls and the extraction
the SFE of volatile oil from freeze-dried ginger root with CO2 is therefore slower. The broken and intact cell (BIC) models
at 24.5 MPa and 40°C. The particles of ginger were sieved describe this process. An important parameter of BIC models is
into size fractions from 0.35 to 2.56 mm; the initial content of the initial fraction of easily accessible solute, G, which is equal
oil in the root was 3.8 wt.% and the porosity of the particles to the solute in broken cells over the solute in broken and intact
was 0.81. The parameters determined by fitting the model to cells and which value is therefore between 0 and 1.
experimental extraction curves were De = 2.5×10-10 m2 s-1 and The observed extraction periods correspond to characteristic
csat = 1.23 kg m-3 (ysat = 1.38 g kg-1). The authors observed that times of extraction steps. As the relation of characteristic times
the experimental data for smaller particle size could not be is usually tf < tr < teq and teq < ti , the extraction in the first period
simulated with this model as the final part of extraction was of extraction from broken cells is governed by equilibrium and
much slower than predicted. Akgun et al. (2000) integrated the controlling step in the second period is the internal mass
the equations of the model for plug flow numerically to simu- transfer. (An exception is the extraction from extremely small
late the extraction of volatile oil from lavender flowers fro- particles or from the particles with low mass transfer resistance;
zen in liquid nitrogen before being crushed. The agreement in such case, teq > ti , the effect of internal diffusion is marginal,
of experimental extraction curves and the curves calculated and a simple one-stage model should be applied.)
with adjusted model parameter De = 1.2×10-11 m s-2 was satis- When this mass transfer mechanism is built into a SFE
factory. Spricigo et al. (2001) used the shrinking core model model for plug flow, the extraction curves calculated using
to represent the nutmeg essential oil extraction with liquid the model consist of three parts, denoted by Povh et al. (2001)
CO2. The adjusted effective diffusion coefficient varied from as the constant extraction rate period, when all particles in the
1.5×10-12 to 2.5×10-11 m2 s-1. extractor contain easily accessible solute, the falling extrac-
An unusual form of the shrinking core model where the tion rate period, when the particles near to the solvent inlet are
solute is initially present in both pores and solid part of a par- already free of easily accessible solute which is still present
ticle was described by Doker et al. (2004) and applied later near the solvent outlet, and the diffusion controlled extraction
by Salgin et al. (2006). Some model equations were probably period, where the mass transfer is governed solely by internal
distorted by typographical errors. The adjusted De was of the diffusion.

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120 H. Sovová and R.P. Stateva: SFE from vegetable materials

The BIC models were developed gradually. Semi-empirical average particle diameters 0.3, 0.5, and 0.7 mm. The De range,
models (Goodrum et al. 1996, Hong et al. 1990, Yoo and Hong estimated from these values, is 4×10-12–8×10-12 m2 s-1.
1996) described extraction curves composed of two sections, In their versatile software for numerical simulation of SFE,
the first one given by Eq. (48) for the extraction from par- most probably of the BIC type, Clavier et al. (1995) used
ticle surface and the second section by Eq. (54) or (54a) the linear driving force. The equilibrium was represented by
for internal diffusion. Alternatively, Cygnarowicz-Provost either solubility (no solute-matrix interaction) or Langmuir-
(1996) introduced into the model an empirical mass transfer type adsorption isotherm, and the fluid flow was simulated by
coefficient, the initial value of which is equal to kf and, in a series of mixers, allowing taking into account the length of
dependence on the solute content in particles, was monoto- the bed (for an extremely short laboratory extractor the num-
nously decreasing. Lack (1985) under supervision of Prof. ber of mixers is reduced to one).
Marr utilised the analogy of SFE with a drying process and To describe the mass transfer inside the particles in more
modified the relevant equations for drying. In the SFE model detail, three mass balance equations are integrated: for the
written for plug flow, J according to Eq. (33) is multiplied fluid phase, for the region of broken cells, and for the region
by a function of average solute concentration in the particles, of intact cells. The solute from intact cells diffuses to the
x̄, which is equal to unity until the easily accessible solute is region of broken cells, and from broken cells to bulk fluid
depleted and then it monotonously decreases with decreasing (Sovova et al. 1994b). The mass transfer resistance in the
x̄. The shape of the function can be adjusted to fit different region of broken cells can be neglected and equilibrium is
experimental extraction curves; when J in the second period established between the concentration in broken cells and the
is directly proportional to x̄ and when the accumulation term fluid phase concentration at particle surface. When essential
in the mass balance for the fluid phase with plug flow pattern oil is extracted from seed, it is partitioned between the liquid
is neglected, the model has analytical solution. vegetable oil in seed and the supercritical solvent (Sovova et
Sovova (1994) modified the term J so that it after the deple- al. 2001b).
tion of free oil describes the internal mass transfer, on the Perrut et al. (1997) observed a solute-matrix interaction
condition that ti >> tf and therefore cs+ can be set equal to zero, in the second period of SFE of vegetable oil from seed with
and used this analytical solution. This approximate model SC-CO2. The slope of the extraction curves was first deter-
for SFE, more consistently described later (Stastova et al. mined by oil solubility in CO2, and when the free oil was
1996), is frequently used to evaluate model parameters from depleted, it decreased to a value corresponding to the equi-
experimental extraction curves. It yields good results when librium fluid phase concentration of oil adsorbed on matrix.
applied to the SFE of vegetable oil from seeds; however, with The solution flowing out of the extractor was saturated in
respect to the conditions used in its derivation, it should not both extraction periods, as indicated by the extraction experi-
be applied when the solubility of the solute is high or when a ments, when the extraction curves e(q) measured under the
solute-matrix interaction exists. conditions of different residence times of the solvent in the
Gaspar et al. (2003) derived a simple and efficient version extractor overlapped in both periods. It seems probable that
of the BIC model for the SFE of essential oil from oregano the solute-matrix interaction exists also in the SFE of veg-
bracts, where the easily accessible solute from disrupted etable oils, such as in the extraction of other solutes, at least
glands dissolves completely before t = 0 and then the solute for a part of oil initially present in the seed. A versatile BIC
from intact cells diffuses to the interface with a rate derived model could therefore incorporate the equilibrium relation-
by Bartle et al. (1991b) in the version of hot ball model for ship given by Eq. (40), which allows simulating the transition
slabs. No equilibrium relationship is necessary in this model from the extraction of free solute to the extraction of bound
as the first period is a simple washing out and the second part solute, and includes the simpler case when the bound solute
is controlled by internal diffusion. The fraction of free sol- is extracted from the very beginning. Such BIC model was
ute was G = 0.51, the effective diffusivity was De = 2×10-14– derived for different flow patterns, analysed, and simplified
4×10-14 m2 s-1. relationships for calculation of approximate extraction curves
Reis-Vasco et al. (2000) applied the BIC model to the were derived (Sovova 2005). The analysis of the model for
extraction of essential oil from pennyroyal leaves where two plug flow shows that the existing solute-matrix interaction
kinds of trichomes contain the essential oil: peltate trichomes practically is not visible on the shape of extraction curve
that are on the surface, assumed to be broken, and capitate when the characteristic time of its equilibrium extraction is
trichomes protected by cell wall and cuticle, representing smaller than the characteristic time of equilibrium extraction
the intact cells. Extraction curves e(q) measured at different calculated on the basis of solubility. According to Eq. (43),
flow rates overlapped until ∼70% essential oil were extracted; the condition is Kcs0 > csat.
moreover, the curves measured for different particle sizes Marrone et al. (1998) modified the BIC model with three
overlapped up to this point. Thus it was assumed that the mass balance equations assuming that the oil inside the intact
extraction of 70% of essential oil was the equilibrium extrac- cells is adsorbed on the matrix (with linear equilibrium), in
tion. The model was written for the flow with axial dispersion contrast to the free oil in broken cells, and diffuses directly to
and for the linear equilibrium. When the easily accessible the SCF. The number of adjustable parameters was reduced
essential oil was depleted, the extraction from the capitate estimating G from SEM images of extracted particles. The
trichomes was controlled by internal mass transfer resistance. free easily accessible oil was assumed to fill the surface layer
The only adjusted model parameter, ks, was 1.4×10-7 m s-1 for of broken cells which depth was determined from the shape

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H. Sovová and R.P. Stateva: SFE from vegetable materials 121

and size of oil-bearing cells, which was typically 20–30 µm other, for example, when the more soluble component acts as
according to the species. This approach was applied by entrainer for the less soluble component.
Reverchon and Marrone (2001) to evaluate the internal mass The gradual changes in extract composition are denoted as
transfer resistance from experimental data measured in their fractionation in time. The fractionation in time was observed
laboratory and also different sets of extraction curves avail- for example during CO2 extraction of sage essential oil con-
able in the literature. The resulting De values were relatively sisting of monoterpenes, oxygenated monoterpenes, sesqui-
high. The reason could be that when G is fixed at a lower terpenes, and oxygenated sesquiterpenes (Reverchon et al.
value than the real fraction of free oil is, the effective dif- 1995b), while the extraction of three oxygenated monoter-
fusivity is automatically adjusted to a value ensuring that the penes, the major components of peppermint oil, was simul-
extraction will not be slowed down after depletion of free sol- taneous (Goto et al. 1993). Also the extraction of savory
ute (in terms of characteristic times, tf << teq and ti << teq) and oleoresin with subcritical water showed a strong fraction-
the extraction is controlled by equilibrium in both periods. ation in time among individual components of essential oil
This BIC model was further applied and analysed by Fiori (Kubatova et al. 2001).
and colleagues (Fiori 2007, Fiori et al. 2007) who found that One group of models for multicomponent SFE from
the depth of the region with easily accessible oil is approxi- plants includes the models that describe the extraction of
mately two layers of cells. They also improved the accuracy each selected component or each group of components as
of modelling, simulating simultaneous extraction from the not affected by co-extracted substances. The BIC model was
particles of a wide size distribution (Fiori et al. 2008). Finally applied to simulate CO2 extraction of essential oil, piperine,
they developed and further applied a new model for SFE of oil and lipids from black pepper seed, each component with
from seed where, after the oil from broken cells is removed, its own model parameters (Sovova et al. 1995). Franca and
the oil from the first layer of intact cells diffusing through one Meireles (2000) used an empirical expression with different
cell wall is extracted. After its depletion, the oil from the sec- parameters for extraction curves of free fatty acids, triglycer-
ond intact layer diffusing through two cell walls is extracted, ides, and β-carotene to simulate time fractionation of vegeta-
etc. Thus the model combines the feature of BIC model and ble oil extracted from pressed palm oil fibres. This approach
shrinking core model (Fiori et al. 2009, Fiori 2010). was applied also by Martinez et al. (2003) to simulate the
extraction of oleoresin from ginger rhizome, composed of
5.4.2. Models for SFE of essential oils tailored to plant monoterpenes, sesquiterpenes, and other hydrocarbons. Goto
microstructure Žižovi and co-workers linked the models et al. (1994) proposed a modification of the lumped parameter
for SFE of essential oils with the shape, structure, and location desorption model with linear driving force, where a continu-
of secretory structures from where they are extracted and with ous mixture is extracted instead of one extracted substance.
behaviour of these structures during the extraction, studied The concept of the continuous mixture simulates a mixture of
on SEM images. Thus, a model including the mechanism groups of a large number of components as continuous func-
of breakage of peltate glandular trichomes on the surface of tions of some mixture property, in this case as the Gaussian
leaves of Lamiaceae family plants was derived and adjusted function of molecular mass. The partition coefficient defined
to experimental data (Žižovič et al. 2005). The next extracted in the paper as K = cs/c was assumed to be directly propor-
plants were those from Asteraceae family where the essential tional to the molecular mass and the kinetics of the extraction
oil is extracted from secretory ducts and the mass transfer of two groups of components was predicted.
resistance is relatively low (Žižovič et al. 2007) and, in In the second group of models, the equilibrium of a mix-
contrast, the valerian root where the secretory cells have a ture of extracted substances with the solvent is taken into
thick cuticularised lining and the extraction rate depends on account. The initial extraction of easily accessible extract is
its breakage (Žižovič et al. 2007a). The results for different simulated as the equilibrium extraction based on separation
types of secretory structures are summarised and the models factors known from the models for SFE of liquids in counter-
are further developed in the last paper (Stamenic et al. 2008). current columns. Shen et al. (1997), who extracted oil from
rice bran with SC-CO2, recognised that the rate of extraction
of minor oil components was related to the rate of extrac-
5.5. Models for SFE of mixtures tion of major component and evaluated their separation fac-
tors towards triglycerides from the ratio of initial slopes of
All extracts from plants are mixtures of many substances. extraction curves. Gaspar (2002) studied the CO2 extraction
When mixture components are similar, such as triglycerides of volatile oil from oregano bracts under different extraction
in vegetable oils, the mixture can be regarded as a pseudo- conditions and evaluated the selectivity of individual essential
component and the above-described models can be applied oil components. Sovova et al. (2010) implemented the separa-
directly. When, however, the major components of extract are tion factor of β-sitosterol to triglycerides into a model for the
of very different solubilities, the overall extraction curve will extraction of sea buckthorn oil from particle surface.
be composed of several extraction curves of different shapes Another possibility is to link the different rates of extrac-
and the first decrease in extraction rate may correspond to the tion of different extract components with their diffusion coef-
point when the more soluble component was depleted but the ficients. Machmudah et al. (2006) applied the shrinking core
extraction of easily accessible less soluble components con- model to the CO2 extraction of nutmeg oil, distinguishing
tinues. Moreover, the extracted components can affect each between components with lower molecular weight (terpene

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122 H. Sovová and R.P. Stateva: SFE from vegetable materials

hydrocarbons) and components with higher molecular weight materials generally, even for the extraction with liquid sol-
(oxygenated terpenes and myristicin), the effective diffusivity vents at atmospheric pressure despite of its long tradition. As
of which was adjusted to approximately 2.5 lower value than shown in the present review, extensive experimental and theo-
the diffusivity of the hydrocarbons, to fit experimental data retical research has been carried out by tremendous number of
on overall extraction yield and on the changes in extract com- researchers and a large amount of knowledge on supercritical
position. The ability of the shrinking core model to simulate extraction from plants has been collected. It is, thus, probably
the fractionation in time was studied in detail by Tezel et al. time to synthesise the knowledge and formulate practically
(2000) who assumed that the components differ in both solu- applicable mathematical relationships describing the process
bility and effective diffusivity. They also took into account generally. Phase equilibrium has been measured for many sub-
that due to the different rates of extraction of two compo- stances and can be understood with the help of thermodynamic
nents, there are two shrinking cores in the spherical particles modelling. There are correlations enabling estimation of the
– the inner core containing both condensed components and mass transfer resistance in SCF, and the internal mass transfer
the outer core where only the slower extracted component resistance has been evaluated from the course of extraction.
is condensed. The faster extracted component must diffuse Attention is being paid also to the effect of flow pattern on the
through the outer core before it is dissolved in the solvent extraction rate, which is important especially in the scale-up
filling the pores outside the outer core. Moreover, Tezel et process. However, the most intriguing features concerning the
al. (2000) adapted for the extraction of mixtures the desorp- extract composition, such as mutual interactions of the com-
tion model with a Langmuir-like adsorption isotherm where ponents of extracted mixtures or solute-to-matrix interaction
several extract components compete for active sites; the in dependence on extraction conditions, have not yet been
components differ in both adsorption isotherm constants and studied sufficiently to be included into the theory to make it
effective diffusivities. complete. Although the representation of botanical materials
by mathematical relationships applicable in engineering prac-
tice requires severe simplifications, the authors believe that the
6. Conclusions chemical engineering approach to the extraction of plants will
enable its rational optimisation and development of new effi-
Large-scale SFE from plant materials is considered nowadays cient procedures and new products of high quality.
a standard process. It has extended from the first applications
– extraction of flavour and aroma from hops, extraction of
caffeine from raw coffee beans, and the extraction of spices Acknowledgements
– to other branches as, for example, the extraction of biologi-
cally active substances from medical plants and the extrac- Financial support by the Ministry of Education, Youth and Sports of
tion of herbicides from rice. More and more plant materials the Czech Republic (projects 2B06024 and 2B06049) is gratefully
acknowledged.
are tested for extraction with SC-CO2 in laboratories around
the world. SFE with SC-CO2 modified with entrainers is find-
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Helena Sovová is a scien- Roumiana P. Stateva is a


tist in the field of supercriti- professor at the Institute
cal fluid extraction at the of Chemical Engineering,
Institute of Chemical Process Bulgarian Academy of
Fundamentals (ICPF) in Sciences. She has an MSc
Prague, CR. Her primary in chemical cybernetics and
research interest is in the a PhD in chemical engineer-
modelling and simulation ing from the Mendeleev
of kinetics of extractions. University of Chemical
She studied at the Institute Technology, Moscow, Russia.
of Chemical Technology in Her research is devoted to the
Prague where she received a modelling and efficient cal-
Master’s degree in 1970, and culation of phase equilibria of complex systems, and to the
at the ICPF where she recei- development of original methods for the prediction of proper-
ved a CSc (PhD) degree in chemical engineering in 1975. She ties from the chemical structure of pure substances.
is a member of the working party of High Pressure Technology
of the European Federation of Chemical Engineering.

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