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RESEARCH ARTICLE

(wileyonlinelibrary.com) doi: 10.1002/leap.1216 Received: 19 September 2018 | Accepted: 25 November 2018

Journals removed from DOAJ appearing within SCImago’s


ranks: A study of excluded journals
Li Sun

University Libraries, Rutgers, The State University of Abstract


New Jersey, Piscataway, NJ USA Researchers applauded Directory of Open Access Journals (DOAJ)’s new
selection criteria that removed many existing journals from its index
ORCID:
L. Sun: 0000-0001-7360-310X because they are ‘Not Adhering to Best Practice’. However, many of these
journals have acceptable scholarly quality. The present study compares
E-mail: lisun@rutgers.edu
such removed journals to a trustworthy bibliometric database, SCImago
Journal & Country Rank (the Scopus Database). It finds many overlaps.
Some of the overlapping journals have a high score in the SCImago ranks.
This paper calls for a more transparent process of journal reviews by
DOAJ or even a re-examination of the selection criteria and/or the evalua-
tion process.

INTRODUCTION longer in operation, their websites are not available, they are not
adhering to best practice, or other reasons.
The Directory of Open Access Journals (DOAJ) is considered to Marchitelli et al. (2017) evaluated the improvement of the
be one of the most comprehensive indices of open access quality of journals indexed in DOAJ. They reviewed a total of
(OA) peer reviewed journals of high quality (Crawford, 2014; Olij- 12,595 journals in DOAJ from 2003 to 2016 and focused their
hoek, Mitchell, & Bjørnshauge, 2015). It is freely searchable, cur- study on a group of 3,776 journals deleted from the index. On
rently covering more than 10,000 journal titles. For a journal to comparing these deleted journals to low-quality, unprofessionally
be indexed in DOAJ, an online application form must be submit- published journals listed in Beall’s blacklist (Beall, 2012),1 they
ted, which is first reviewed by a volunteer editorial staff (https:// found 158 overlaps. The authors applauded DOAJ’s new selec-
doaj.org) and subsequently by managing editors (Marchitelli, tion criteria, which had resulted in a clear quality improvement of
Galimberti, Bollini, & Mitchell, 2017, p. 4). its journal list. In another study, Shen and Björk (2015) also com-
Launched in 2003 at Lund University, Sweden, DOAJ has pared these two lists and estimated a 7.8% overlap. It is generally
been growing rapidly, roughly ‘at a rate of more than one title a believed that DOAJ’s new, stricter selection criteria will be able
day’ (Morrison, 2008, p. 19). However, after several years, it was to successfully help filter out low-quality and unprofessional jour-
criticized for retaining non-exclusive OA journals, some of which nals (e.g., Nassi-Calò, 2016; Van Norden, 2014).
were financially unsustainable or short of citations (Morris, 2006). This paper re-examines DOAJ’s new selection criteria with a
It was also criticized for including OA journals that are currently different focus. Like Marchitelli et al., it analyses the journals
inaccessible, with very few articles, or suspect in peer review eliminated from DOAJ after the implementation of the criteria.
(e.g., Bohannon, 2013). However, while Marchitelli et al. compared these journals to a list
To enhance its quality control, DOAJ revised the inclusion of questionable journals to verify how helpful the criteria have
criteria and its process for evaluating potential entries in 2014 been in weeding out bad journals, this study checks whether
(Marchitelli et al., 2017). This change has resulted in a reduction some of the removed titles, that is, journals deemed to be ‘Not
of thousands of journals that failed to resubmit their applications Adhering to Best Practice’, actually have acceptable scholarly
as required by DOAJ as an enhancement step. Thousands of
1
other journals have also been removed because they are no Available at: https://beallslist.weebly.com/standalone-journals.html

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2 L. Sun

journals indexed in Scopus and therefore assumed to be reputa-


Key points ble (Butler, 2008). Overlapping journals between DOAJ’s not-
• A total of 17.77% of Directory of Open Access Journals best-practice journal list and the SCImago list were searched
(DOAJ) rejected journals labelled as ‘Not Adhering to Best against the Scopus database to obtain their journal ranking values
so as to verify their scholarly impact. Their ranking positions rela-
Practice’ are included in SCImago Journal & Country Rank-
tive to journals within the same subject category were further
ing list (from Scopus). evaluated for an apple–apple comparison. The comparison was
• Several (at least 13) journals excluded from DOAJ for poor made early in 2018.
practices have a high impact factor from the Journal Cita-
tion Reports.
FINDINGS
• Many DOAJ-excluded journals are ranked highly among
journals of the same subject by SCImago’s citation-based After cleaning up duplicates in DOAJ’s removed journal list,
calculations. 2,794 journals remained. As many as 490 journals in DOAJ’s
removed list are present in SCImago’s records, making up 17.54%
of all removed journals (=490/2,794). In other words, almost one
quality. Are the new selection criteria blocking more than incom- fifth of the journals deselected by DOAJ are found in SCImago’s
petent journals? Are there rejected journals that should, in fact, journal indicators because they have received citations by other
be included in the index? It is the hope of this author that, with publications over the years from other journals within the Scopus
its new, stricter criteria, DOAJ will not throw the baby out with database.
the bathwater. After selecting only journals from DOAJ removed list that are
‘Not Adhering to Best Practice’ the total becomes 1,294 journals.
Out of these journals, 229 are available in SCImago’s list, nearly
METHOD 17.77% of all not-best-practice journals (=229/1,294). The per-
centage is consistent with that of all DOAJ removed journals.
DOAJ published three lists of journals on its website as of the The comparison seems to indicate that, although the new, stricter
early 2018:2 selection criteria implemented by DOAJ have helped detect
exploitative publications, they may have mistreated some legiti-
• A list of journals added to DOAJ from 19 March 2014 based mate journals.
on the new reapplication form. Why should SCImago be trusted as a whitelist of accredited
• A list of journals removed from DOAJ on 9 May 2016 because journals? While SCImago has many unique features, the ranking
they failed to submit a valid reapplication within the given list is known for its calculation of citations depending on the
time frame. prestige of citing journals, while journal self-citations are not
• A list of journals removed from DOAJ from 1 January 2014 to included (Falagas, Kouranos, Arencibia-Jorge, & Karageorgopou-
31 December 2017 for quality and other reasons. This list and los, 2008; Jacsó, 2010). This ranking strategy of incorporating the
the second list are mutually exclusive. quality of citing sources provides values to journals being mea-
sured by and made available through SCImago. SCImago contains
This study examines the third list that includes 2,842 journal records derived from the Scopus database and quality controlled
titles. The journals in this list were deleted for a variety of rea- by an independent Content Selection and Advisory Board. Its
sons, such as no longer OA, no OA statement, inactive in opera- journals are generally considered to be ‘the core of international
tion, ceased publishing, invalid website URL, very few articles in scientific knowledge’ (Delgado-López-Cózar & Cabezas-Clavijo,
this calendar year, suspected editorial misconduct by the pub- 2013, p. 102; see also Gómez-Núñez, Vargas-Quesada, de Moya-
lisher, and not adhering to best practice. For the purpose of this Anegón, & Glänzel, 2011). Numerous studies have used SCImago
study, journals labelled ‘Journal Not Adhering to Best Practice’ as a dependable bibliometric tool to assess the quality of schol-
were analysed, and this list was reduced by removing duplicates arly publications (e.g., Cantín, Muñoz, & Roa, 2015; Jamali, Salehi-
by both title and ISSN. Marzijarani, & Ayatollahi, 2014; Khurshid, 2014; Kianifar, Sade-
The final list of the removed journals was compared to the ghi, & Zarifmahmoudi, 2014; Ramin & Shirazi, 2012; Siebelt et al.,
SCImago Journal & Country Ranking (SCImago) list with records 2010; Spiroski, 2010; Zacca-González, Chinchilla-Rodríguez,
from Elsevier’s Scopus database.3 The latter list collects legitimate Vargas-Quesada, & de Moya-Anegón, 2014).
OA as well as non-OA journals with publications that have Most of the above-mentioned studies comparing SCImago
received measurable citations, and these citations are from other with the long-established Journal Citation Reports (JCR), which
calculates impact factors for journals, believe the former is a bet-
2
Available at: https://blog.doaj.org/2016/05/09/doaj-to-remove- ter indicator than the latter, or at least a novel alternative to it
approximately-3300-journals (e.g., Cantín et al., 2015). Furthermore, SCImago covers many
3
Available at: http://www.scimagojr.com/journalrank.php more OA journals than the JCR, providing an excellent base of

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DOAJ rejected journals 3

comparison to DOAJ. Considering that journals available in the SCImago, within which Q1 has the quarter of the journals with
SCImago list constantly receive citations from scientifically repu- the highest values, Q2 the second highest values, Q3 the third
table publications, its journal list can safely serve as a whitelist highest values, and Q4 the lowest values. The 229 DOAJ not-
for comparison. best-practice journals have a distribution across four quartiles as
We understand that journals cannot be ranked by using cita- listed in Table 2. Hence, they are ranked at the same high posi-
tion rates only, and to some extent, impact factors provide prob- tion among journals of the same subjects among all journals.
lematic measures for journal quality (e.g., Sylvia, 1998). However, Once again, data demonstrate that most of the journals, although
‘(e)valuating scientific quality is a notoriously difficult problem labelled ‘Not Adhering to Best Practice’ by DOAJ, have great sci-
which has no standard solution’ (Seglen, 1997, p. 498). Until a entific influence.
recognized metric is developed, we will have to use citations for In case one really doubts SCImago’s inclusion of journals
journal evaluations, and SCImago is one among the best of such (e.g., Mañana-Rodríguez, 2015), a further comparison of some
measures. DOAJ not-best-practice journals showing high ranks in SCImago
SCImago uses its SJR values, the average number of to the highly regarded JCR (available through Web of Science)
weighted citations received in a journal in the selected year by will help confirm the scholarly impact of some not-best-practice
the documents published in the journal in the three previous journals. Table 3 provides some examples of such journals with
years, to rank all journals in its dataset from 1 to 28,606 (the their SJR scores, as well as their JCR impact factors, all with
number of records the author downloaded from SCImago). In the impressive values.
ranking, 1 is the highest in scholarly impact, and 2 is the second
highest, which is followed by 3, and so on and so forth. In order
to simplify the evaluation of the positions of DOAJ-removed
journals in SCImago’s dataset, this study divides SCImago’s entire DISCUSSION
ranking values evenly into 10 strata. Table 1 shows that these
229 DOAJ not-best-practice journals are ranked highly in SCI- This examination of DOAJ’s selection criteria began when the
mago. Comparing to all scholarly journals in the world, seven author noticed that two Library and Information Science journals,
journals rejected by DOAJ fall in the top 10%, and 15 journals fall First Monday and D-Lib Magazine, were deselected from DOAJ’s
in the top 20%. The largest number of DOAJ not-best-practice list because they were considered to be not in best practice. This
journals is in the fifth stratum. The top 50% of the journals removal surprised the author as both journals have been estab-
ranked in SCImago include 112 titles removed from the DOAJ for lished in the field with many thoughtful articles and abundant
being subpar. Clearly, there are journals excluded from DOAJ citations. The values of these two journals are not limited to their
because of their ‘Not Adhering to Best Practice’ that are, in fact, citation numbers but are also reflected in their impact on both
comparable to the most reputable journals in the world. research and practice in the areas of digital development, internet
SCImago also provides an opportunity for comparing a jour- technology, and contextual sociocultural and economic issues.
nal to others within the same subject category. Each journal is Both journals are seriously peer reviewed, and First Monday, first
classified into one or more scholarly categories, such as Immunol- issued in May 1996, is one of the earliest freely online journals in
ogy and Allergy, Cell Biology, or Economics and Econometrics. All the world. With this in mind, the author decided to examine the
journals in each category are divided into four equal quartiles by journals deemed by DOAJ as ‘Not Adhering to Best Practice’.
A first attempt was to use the criteria published on DOAJ’s
TABLE 1 Number of DOAJ not-best-practice journals appearing in website to evaluate its not-best-practice journals. The attempt
SCImago’s ranks (where 1 is the highest rank and 28,606 the lowest). was soon proven to be impractical. First, there is no specific rea-
Rank stratum # Journal Percentage son given for a journal to be labelled as ‘Not Adhering to Best
Practice’. Reasons for removal from the DOAJ list may be ‘no OA
1—2,860 7 3.06
and license’, ‘no OA statement’, ‘Embargo on articles’, or the like,
2,861—5,720 8 3.49 which are all listed as one selection criterion (see Olijhoek et al.,
5,721—8,580 24 10.48
TABLE 2 Number of DOAJ not-best-practice journals appearing in
8,581—11,440 30 13.10 SCImago subject quartiles (Q1 is the highest rank).
11,441—14,300 43 18.78 Quartile # Journal Percentage

14,301—17,160 29 12.66 Q1 25 10.92

17,161—20,020 41 17.90 Q2 50 21.83

20,021—22,880 26 11.35 Q3 95 41.48

22,881—25,740 12 5.24 Q4 56 24.45

25,741—28,606 9 3.93 N/A 3 1.31

Total 229 100.00 Total 229 100.00

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4 L. Sun

TABLE 3 The appearance of DOAJ not-best-practice journals in the


Journal Citation Reports, which also appear in the top ranks of SCImago.
SJR Impact
Title ISSN score factor

Theranostics 1838-7640 2.355 8.766


DOAJ
Journal of the Meteorological 0026-1165 1.873 2.909
Society of Japan

Oceanography 1042-8275 1.729 3.220 31 3

International Journal of 1449-2288 1.598 3.873


Biological Sciences
SCImago JCR
European Cells and Materials 1473-2262 1.361 4.000

Journal of Molecular Signaling 1750-2187 1.317 n/a a

Preventing Chronic Disease 1545-1151 1.256 1.802

Nucleus 1949-1034 1.162 2.387

Journal of atherosclerosis and 1340-3478 1.051 2.442


FIGURE 1 An illustration of DOAJ’s not-best-practice journals
thrombosis
in SCImago and JCR according to Marchitelli et al. (2017).
Ethnobiology and Conservation 2238-4782 0.969 n/a a

Chronic diseases and injuries in 1925-6523 0.935 1.621 Marchitelli et al.’s count and that of this study is because most of
Canada such journals were removed after the former research was pub-
International Journal of Medical 1449-1907 0.919 2.399 lished. More than two thirds of such journals were weeded
Sciences in 2017.
Current Oncology 1198-0052 0.894 2.048 The new selection criteria published on DOAJ’s website are
rather straightforward in language and look very quantifiable,
Australasian Journal of 1449-5554 0.854 0.853
with only a few exceptions.4 For example, Criteria Item #8, Web
Educational Technology
site that requires a journal to ‘demonstrate that care has been
Journal of Transport and Land 1938-7849 0.711 1.679 taken to ensure high ethical and professional standards’ is rather
Use
subject to individual’s judgement. However, most of the criteria
Source: Journal Citation Reports, 2016; SCImago Journal & Coun- appear to be simple to apply. DOAJ could have made its review
try Rank, 2016.
a process much more transparent to improve the credibility of
Journals not included in the Journal Citation Reports.
its list.
To be fair, DOAJ is not the only index where transparency
is not fully implemented. Whenever qualitative measures are
2015). There is no way to know the specific reason a particular
applied, such as the measure on peer review quality, its inclu-
journal has been rendered unacceptable.
sion criteria will become subjective. For example, Beall’s list
Second, DOAJ uses membership criteria, such as ‘Principles
has also been criticized for not being transparent enough in
of Transparency’, while not sharing relevant information. This
journal and publisher inclusions (e.g., Bloudoff-Indeli-
does not provide a transparent evaluation for users to count on
cato, 2015).
its inclusions as suggested by DOAJ. Consequently, this study
This study focuses on only DOAJ-removed journals that
has to adopt an alternative strategy by comparing the not-best-
both are marked as ‘Not Adhering to Best Practice’ and are
practice journals to an acceptable journal whitelist. The inclusion
available in the SCImago dataset. Around 80% of the not-best-
criteria for DOAJ and Scopus are not identical, and so, their jour-
practice journals that are not in SCImago remain unexamined.
nals are different. However, it is the measure of Scopus’ journals
Future studies may use this group of removed journals as their
on the data of citations and citing sources that makes SCImago’s
subject to explore the scholarly quality and editorial/publishing
list accountable and comparable.
services of the remaining journals so as to paint a larger picture
The study of Marchitelli et al. (2017) also compared DOAJ-
of DOAJ’s evaluations. DOAJ is a popular and trustworthy
removed journals to both SCImago (Scopus) and JCR and did find
online directory for OA, high-quality, and peer reviewed jour-
some overlaps (in its Table 5). The overlaps are high: 23.15% of
nals. A little more refinement that reinstates the list-worthy
all removed journals in Scopus (=874/3,776) and 9.11% in JCR
removed journals will help improve the quality of its
(=344/3,776) but only 0.82% of not-best-practice journals in Sco-
applications.
pus (=31/3,776) and 0.08% in JCR (=3/3,776) (see Fig. 1). These
authors, however, did not provide further discussion other than
the presentation of the overlapping numbers. It should be noted
4
that the difference in the number of not-best-practice journals in Available at: https://doaj.org/bestpractice

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DOAJ rejected journals 5

CONCLUSION Khurshid, Z. (2014). Measuring the quality of contributions of Saudi


authors to LIS journals using journal impact factor (JIF), SCImago
journal rank (SJR), and Google scholar metrics (GSM). The Serials
By matching DOAJ’s removed journals with SCImago journal list,
Librarian, 67(1), 81–98. https://doi.org/10.1080/0361526X.2014.
this study has made efforts to check the new selection criteria
909755
implemented by DOAJ in the mid-2010s. It found that many jour-
Kianifar, H., Sadeghi, R., & Zarifmahmoudi, L. (2014). Comparison
nals labelled as ‘Not Adhering to Best Practice’ appear in SCIma- between impact factor, eigenfactor metrics, and SCImago journal
go’s records, with a high score based on calculations of citations rank indicator of pediatric neurology journals. Acta Informatica
received from legitimate publications. Although high citations do Medica, 22(2), 103–106. https://doi.org/10.5455/aim.2014.22.
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