CISI Workbook Editions Chart – November 2019

Certificate for Introduction to Securities & Investment

This workbook and elearning package is only available for schools and colleges. To purchase this product please contact our Customer Support
Centre on +44 20 7645 0777.

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Financial Products, Markets & Ed 4 Ed 5
4.0 1 Sep 19 31 Aug 20 5.0 1 Sep 20 31 Aug 21
Services Aug 19 Aug 20

Introduction to Investment Award

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 12 Ed 13
Introduction to Investment 19.0 1 Aug 19 31 Jul 20 20.0 1 Aug 20 31 Jul 21
May 19 May 20
Fundamentals of Financial Ed 4 Ed 6
4.0 1 Aug 19 31 Jul 21 5.0 1 Aug 21 31 Jul 23
Services May 19 May 21

UK Financial Regulation
This title covers the following qualification programmes: Investment Operations Certificate (IOC), Capital Markets and Certificate Programmes

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 26 Ed 27
UK Financial Regulation 26.0 1 Apr 19 31 Mar 20 27.0 1 Apr 20 31 Mar 21
Dec 18 Dec 19

Investment Operations Certificate (IOC) Programme

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 15 Ed 16
Asset Servicing 13.0 11 Nov 18 10 Nov 19 14.0 11 Nov 19 10 Nov 20
Aug 18 Aug 19
Ed 3 Ed 4
Client Money and Assets 3.0 11 Dec 18 10 Dec 19 4.0 11 Dec 19 10 Dec 20
May 18 Sep 19
Collective Investment Schemes Ed 14 Ed 15
13.0 21 Apr 19 20 Apr 20 14.0 21 Apr 20 20 Apr 21
Administration Feb 19 Jan 20
Ed 15 Ed 16
Derivatives 19.0 1 Jan 20 10 Oct 20 20.0 11 Oct 20 10 Oct 21
Nov 19 Jul 20
Ed 4 This title expires 31 December 2019 and will be
Derivative Operations 4.0 1 Dec 17 31 Dec 19
Oct 17 replaced with Derivatives IOC
Ed 7 Ed 8
Global Financial Compliance 7.0 11 Nov 18 10 Nov 19 8.0 11 Nov 19 10 Nov 20
Aug 18 Aug 19
Ed 15 Ed 16
Global Securities Operations 14.0 1 Jul 19 30 Jun 20 15.0 1 Jul 20 30 Jun 21
Apr 19 Apr 20
Ed 35 Ed 36
Intro to Securities & Investment 19.0 1 Aug 19 31 Jul 20 20.0 1 Aug 20 31 Jul 21
May 19 May 20
Ed 9 Ed 10
IT in Investment Operations 9.0 11 May 19 10 May 21 10.0 11 May 21 10 May 23
Feb 19 Feb 21
Ed 22 Ed 23
Operational Risk 18.0 1 Jun 19 31 May 20 19.0 1 Jun 20 31 May 21
Mar 19 Mar 20
Ed 3
Managing Cyber-Security 3.0 11 Jan 19 10 Jan 21 TBC TBC TBC TBC
Oct 18
Ed 4
Pensions Administration 4.0 21 Jan 19 20 Jan 20 TBC TBC TBC TBC
Oct 18
Platforms Wealth Management Ed 4 Ed 5
4.0 21 Nov 18 21 Nov 19 5.0 21 Nov 19 20 Nov 20
and Service Providers Aug 18 Sep 19
Ed 7 Ed 8
Risk in Financial Services 7.0 11 Aug 18 10 Aug 20 8.0 11 Aug 20 10 Aug 22
May 16 May 20

Up to date at 13 November 2019

 CISI Workbook Editions Chart – November 2019
Capital Markets Programme

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 15 Ed 16
Derivatives 19.0 11 Oct 19 10 Oct 20 20.0 11 Oct 20 10 Oct 21
Jul 19 Jul 20
Ed 14
Financial Derivatives 18.0 11 Oct 18 20 May 20 This title expires 20 May 20
Jul 18
Ed 14 Ed 15
Securities 18.0 22 Mar 19 21 Mar 20 19.0 22 Mar 20 21 Mar 21
Dec 18 Dec 19

Certificate Programme

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 6 Ed 7
Combating Financial Crime 6.0 11 Aug 19 10 Aug 20 7.0 11 Aug 20 10 Aug 21
May 19 May 20
Ed 10
Corporate Finance Regulation 14.0 11 Apr 19 10 Apr 21 TBC TBC TBC TBC
Jan 19
Corporate Finance Technical Ed 10
14.0 11 Apr 19 10 Apr 21 TBC TBC TBC TBC
Foundations Jan 19
Ed 7 Ed 8
Global Financial Compliance 7.0 11 Nov 18 10 Nov 19 8.0 11 Nov 19 10 Nov 20
Aug 18 Aug 19
Ed 7 Ed 8
Risk in Financial Services 7.0 11 Aug 18 10 Aug 20 8.0 11 Aug 20 10 Aug 22
May 16 May 20

Investment Advice Diploma (Level 4)

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 9 Ed 10
Derivatives 9.0 31 Dec 18 30 Dec 19 10.0 31 Dec 19 30 Dec 20
Sep 18 Sep 19
Ed 3
Financial Planning and Advice 3.0 1 Dec 18 10 May 20 TBC TBC TBC TBC
Aug 18
Ed 10 Ed 10
Investment, Risk & Taxation 10.0 31 Oct 19 30 Oct 20 11.0 31 Oct 20 30 Oct 21
Jul 19 Jul 20
Ed 2 Ed 3
Retail Advice & Planning 2.0 01 Jul 19 30 Jun 20 3.0 1 Jul 20 30 Jun 21
Apr 19 Apr 20
Ed 9 Ed 10
Securities 9.0 31 Dec 18 30 Dec 19 10.0 31 Dec 19 30 Dec 20
Sep 18 Sep 19
UK Regulation and Professional Ed 11 Ed 12
11.0 12 Mar 19 11 Mar 20 12.0 12 Mar 20 11 Mar 21
Integrity Dec 18 Dec 19

Level 4
(Please note these titles are Level 4, but are not part of the Investment Advice Diploma (IAD) suite of qualifications).

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 2 Ed 3
Investment Management 2.0 21 Oct 16 30 Apr 20 3.0 1 May 20 30 Apr 21
Jul 16 Feb 20
Managing Operational Risk in Ed 3 Ed 4
3.0 21 Jul 18 20 Jul 20 4.0 21 Jul 20 20 Jul 22
Financial Institutions Apr 18 Apr 20

Advanced Certificate Modules

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Advanced Global Securities Ed 7
7.0 Dec 19 Jun 20 TBC TBC TBC TBC
Operations Jun 19

Up to date at 13 November 2019

 CISI Workbook Editions Chart – November 2019
Level 6

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 1 Ed 2
Advanced Financial Planning 1.0 19 Sep 19 4 Mar 20 2.0 2 Sep 20 TBC
May 19 Apr 20
Private Client Investment Advice Ed 6 Ed 7
7.0 5 Dec 19 4 Jun 20 8.0 Dec 20 Jun 21
& Management Jul 19 Jul 20
Ed 6 Ed 7
Global Operations Management 6.0 6 Dec 19 5 Jun 20 7.0 Dec 20 Jun 21
Jul 19 Jul 20
Ed 6 Ed 7
Regulation & Compliance 6.0 4 Jun 19 4 Dec 19 7.0 4 Jun 20 Dec 20
Jan 19 Jan 20
Pensions Transfer and Planning Ed 2 Ed 3
2.0 5 Jun 19 4 Dec 19 3.0 Jun 20 Dec 20
Advice Mar 19 Jan 20

Wealth Management Titles

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 6 Ed 7
Applied Wealth Management 7.0 Jan 19 6 Dec 19 8.0 6 Jun 20 Dec 20
Jun 18 Dec 19
Ed 6 Ed 7
Financial Markets 7.0 Jan 19 5 Dec 19 8.0 7 Jun 20 Dec 20
Jun 18 Dec 19
Ed 6 Ed 7
Portfolio Construction Theory 7.0 Jan 19 6 Dec 19 8.0 6 Jun 20 Dec 20
Jul 18 Dec 19

Country Specific Workbook Titles

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TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Ed 3 Ed 4
Dubai Rules & Regulations 3.0 1 Aug 13 20 Jul 20 4.0 21 Jul 20 20 Jul 22
Mar 13 Apr 20
Islamic Finance Qualification Ed 8 Ed 9
8.0 01 Jun 18 31 May 20 9.0 01 Jun 20 31 May 22
(IFQ) English Mar 18 Mar 20
Islamic Finance Qualification Ed 2 Ed 3
8.0 10 Sep 18 9 Sep 20 9.0 10 Sep 20 9 Sep 22
(IFQ) French Jun 18 Jun 20
Islamic Finance Qualification Ed 5 Ed 6
8.0 20 Sep 18 30 Sep 20 9.0 20 Sep 20 30 Sep 22
(IFQ) Arabic Jul 17 Jul 20
Palestine Securities Sector Rules Ed 1
1.0 20 Sep 13 20 Feb 20 TBC TBC TBC TBC
and Regulations Apr 13
Palestine Securities Sector Rules Ed 1
1.0 21 Jan 14 10 May 20 TBC TBC TBC TBC
and Regulations (Arabic) Oct 13
Qatar Financial Centre Rules and Ed 6
6.0 1 Apr 20 30 Jun 22 TBC TBC TBC TBC
Regulations (PDF only) Jan 20
Qatar Financial Markets Authority Ed 1 1 Feb Ed2
1.0 24 Apr 20 2.0 25 Apr 20 TBC
Regulations (PDF only) Jan 13 2013 Jan 20
Qatar Financial Markets Authority Ed 1 Ed 2
1.0 1 May 13 31 May 20 2.0 1 Jun 20 TBC
Regulations (Arabic) (PDF only) May 13 Mar 20
Regulations and Market Practice Ed 2 Ed 3
2.0 21 Apr 19 20 Aug 20 3.0 21 Apr 20 20 Aug 21
(Kenya) Jan 19 Jan 20
UAE Financial Rules and Ed 2
2.0 20 Jul 10 11 Feb 21 TBC TBC TBC TBC
Regulations (PDF only) May 10
UAE Financial Rules and Ed 1
2.0 12 Aug 11 1 May 21 TBC TBC TBC TBC
Regulations (Arabic) (PDF only) May 10

PDF only titles: please note these workbooks are only available to candidates booking a corresponding exam.

Up to date at 13 November 2019

 CISI Workbook Editions Chart – November 2019
International Workbook Titles

SYLLABUS CURRENT FIRST FINAL NEXT NEXT FIRST FINAL

TITLE
VERSION EDITION EXAM EXAM SYLLABUS EDITION EXAM EXAM
Fundamentals of Financial Ed 4 Ed 5
4.0 21 Oct 19 20 Oct 21 5.0 21 Oct 21 20 Oct 23
Services (Arabic) (PDF only) Jul 19 Jul 20
Fundamentals of Financial Ed 4 Ed 5
4.0 21 Oct 19 20 Oct 20 5.0 21 Oct 20 20 Oct 21
Services (Spanish) (PDF only) Jul 19 Jul 20
Fundamentals of Islamic Banking Ed 3 Ed 4
3.0 21 Jul 19 20 Jul 21 4.0 21 Jul 21 20 Jul 22
and Finance Apr 19 Apr 20
Fundamentals of Islamic Banking Ed 3 Ed 4
3.0 9 Nov 19 8 Nov 21 4.0 9 Nov 21 8 Nov 23
and Finance (Arabic) Aug 19 Aug 21
Global Financial Derivatives (PDF Ed 5
5.0 21 Nov 17 31 Dec 19 This title expires 31 December 2019
only) Aug 17
International Advanced Wealth
E1 E2
Management (Economics and 1.0 21 Dec 19 20 Dec 21 1.0 21 Dec 21 20 Dec 23
Oct 19 Oct 21
Markets for Wealth Management)
International Certificate in
Advanced Wealth Management: Ed 2
2.0 1 Apr 17 10 Jul 20 TBC TBC TBC TBC
Applied Financial Advice and Aug 16
Management (Spanish) (PDF only)
International Certificate in
Advanced Wealth Management: Ed 2 Ed 3
2.0 21 Feb 17 11 Mar 20 3.0 12 Mar 20 11 Mar 22
Applied Financial Advice and Nov 16 Dec 19
Management
International Certificate in Wealth Ed 4
4.0 2 Mar 19 1 Mar 21 TBC TBC TBC TBC
& Investment Management Dec 18
International Certificate in Wealth
Ed 3 Ed 4
& Investment Management 3.0 21 Apr 18 20 Apr 20 4.0 21 Apr 20 20 Apr 22
Jan 18 Jan 20
(Arabic) (PDF only)
International Certificate in Wealth
Ed 3 Ed 4
& Investment Management 3.0 11 Nov 18 10 Nov 19 4.0 11 Nov 19 10 Nov 20
Jun 18 Aug 19
(Spanish)
International Introduction to Ed 12 Ed 13
12.0 10 Sep 19 9 Sep 20 13.0 10 Sep 20 9 Sep 21
Investment Jun 19 Jun 20
International Introduction to Ed 12 Ed 13
12.0 10 Sep 19 9 Sep 20 13.0 10 Sep 20 9 Sep 21
Securities & Investment Jun 19 Jun 20
International Introduction to Ed 11 Ed 12
11.0 11 Jan 19 10 Jan 20 12.0 11 Jan 20 10 Jan 21
Securities & Investment (Arabic) Oct 18 Oct 19
International Introduction to
Ed 10 Ed 11
Securities & Investment (Dual 10.0 2 Mar 18 1 Mar 20 11.0 2 Mar 20 1 Mar 22
Oct 17 Nov 19
Language: English and Spanish)
International Introduction to Ed 2 Ed 3
2.0 12 Mar 18 11 Mar 20 3.0 12 Mar 20 11 Mar 22
Securities & Investment (Kenya) Dec 17 Dec 19
Risk in Financial Services Ed 7 Ed 8
7.0 11 Nov 18 10 Nov 20 8.0 11 Nov 20 10 Nov 22
(Spanish) (PDF only) Aug 18 Aug 20
Ed 2 Ed 2
Securities Arabic (PDF only) 19.0 11 Jun 19 10 Jun 20 20.0 11 Jun 20 10 Jun 21
Mar 19 Mar 20
Wealth and Investment Ed 2
2.0 1 Feb 19 31 Jan 21 TBC TBC TBC TBC
Management (India) (PDF only) Nov 18

Up to date at 13 November 2019