DSM 3

AlphaNet DSM Series 3 DOCSIS® Status Monitor
Technical Manual
Effective: October 2010
Power
Alpha Technologies
®
AlphaNet DSM Series 3
DOCSIS® Status Monitor
Technical Manual
745-814-B8-001, Rev. A / P1
Effective Date: October 2010

Copyright© 2010
Alpha Technologies, Inc.
member of The GroupTM
NOTE:
Alpha denies responsibility for any damage or injury involving its enclosures, power supplies, generators,
batteries or other hardware, manufactured by Alpha or members of the Alpha Group, when used for an
unintended purpose, installed or operated in an unapproved manner, or improperly maintained.
NOTE:
Photographs and drawings in this manual are for illustrative purposes only and might not exactly match your
installation.
NOTE:
Review this manual before proceeding. If there are questions regarding the safe installation or operation of
this product, please contact Alpha Technologies or your nearest Alpha representative.
Contacting Alpha Technologies: www.alpha.com

or
For general product information and customer service (7 AM to 5 PM, Pacific Time), call
1-800-863-3930
For complete technical support, call
1-800-863-3364
7 AM to 5 PM, Pacific Time or 24/7 emergency support
To report errors in this document, send email to:Techpubs@alpha.com

Contents
Safety Notes........................................................................................................................... 7
1.0 Introduction....................................................................................................................... 8
2.0 Overview........................................................................................................................ 10
2.1 System Diagram............................................................................................. 10
2.2 Network Connectivity.......................................................................................11
2.3 System Configuration and Installation.............................................................11
2.4 DSM3x Start-up and Reboot Routine............................................................. 12
3.0 Network Configuration.................................................................................................... 13

3.1 Provisioning the DHCP Server with the MAC Addresses............................... 13
3.2 The DOCSIS Configuration File...................................................................... 14
3.2.1 Setting Modem Community Strings..................................................... 14
3.2.2 Setting SNMP Trap Destination Addresses.......................................... 15
3.2.3 Sample DOCSIS Configuration File..................................................... 16
3.3 Setting Communication Options..................................................................... 17
4.0 Web Interface................................................................................................................. 18

4.1 Local Web Server Access............................................................................... 18
4.2 Remote Web Server Access........................................................................... 20
4.3 Verifying Communication Parameters............................................................ 21
4.4 Verifying Power Supply and Battery Parameters............................................ 21
4.5 Remote Self Tests via the Web Page............................................................. 22
5.0 Upgrading Firmware....................................................................................................... 23

5.1 Upgrading DSM3x Modem Firmware............................................................. 23
5.1.1 Identifying the Modem and Obtaining Firmware Files.......................... 23
5.1.2 Modem Firmware Upgrade SNMP Parameters................................... 23
6.0 Data Management.......................................................................................................... 24
6.1 SCTE-HMS MIBs ........................................................................................... 24
6.2 SCT-HMS MIB Alarms.................................................................................... 25
6.2.1 SCTE-HMS Configurable Alarms......................................................... 28
6.2.2 SNMP Traps......................................................................................... 28
6.2.3 General Power Supply Alarms............................................................. 30
6.3 The Alpha MIBs.............................................................................................. 31
6.3.1 The Alpha MIB Structure...................................................................... 33
4 745-814-B8-001, Rev. A / P1
Contents, continued
7.0 Installation...................................................................................................................... 34
7.1 Verifying Power Supply Device Address ........................................................ 34
7.2 Module Installation Procedure........................................................................ 35
7.3 DSM3x Connections....................................................................................... 37
7.3.1 Front Panel Diagram ........................................................................... 37
7.3.2 Connecting the RF Drop...................................................................... 37
7.3.3 Front Panel Connections..................................................................... 38
7.4 Environmental and LAP Connections............................................................. 39
7.4.1 Connecting the Heater Mat Controller................................................. 39
7.4.2 Environmental Control MIBs ............................................................... 40
7.4.2.1 Configuring the Battery Heater Mat Controller.............................. 42
7.4.3 Connecting the LA-P-SM..................................................................... 43
7.4.3.1 Configuring the LA-P-SM.............................................................. 43
8.0 Battery Sense Wire Kits................................................................................................. 44
8.1 36V Single and Dual Strings........................................................................... 44
8.2 48V Single and Dual Strings........................................................................... 45
9.0 Start Up and Verification................................................................................................. 46

9.1 Initial Startup................................................................................................... 46
9.2 Verifying Correct Hardware Interconnection................................................... 47
9.3 Verifying Communications via the Headend................................................... 47
9.4 LEDs and System Status Indicators............................................................... 48
9.4.1 Detailed LED Descriptions................................................................... 49
10.0 MIB Parameters........................................................................................................... 50
10.1 Definitions and Settings.................................................................................. 50
11.0 Specifications................................................................................................................ 54
12.0 Glossary....................................................................................................................... 55
745-814-B8-001, Rev. A / P1 5
Figures
Fig. 1-1, AlphaNet DSM3x...................................................................................................................... 8
Fig. 1-2, AlphaNet DSM3........................................................................................................................ 8
Fig. 1-3, AlphaNet DPM.......................................................................................................................... 8
Fig. 1-4, Side view, AlphaNet DSM3x..................................................................................................... 9
Fig. 2-1, Representative System Arrangement..................................................................................... 10
Fig. 3-1, Location of Address Labels.................................................................................................... 13
Fig. 4-1, DSM3x Web Page.................................................................................................................. 18
Fig. 4-2, Local Area Connection Properties Screen............................................................................. 19
Fig. 4-3, Internet Protocol (TCP/IP) Properties Screen........................................................................ 19
Fig. 4-4, Remote Web Server Home Page........................................................................................... 20
Fig. 4-5, Communications Parameters................................................................................................. 21
Fig. 4-6, Power Supply and Battery Parameters.................................................................................. 21
Fig. 4-7, Location of Start Button for Self-test...................................................................................... 22
Fig. 6-1, Sample Raw SNMP Alarm Trap............................................................................................. 31
Fig. 6-1, Sample Translated SNMP Alarm Trap.................................................................................... 31
Fig. 7-1, Removing the Inverter Module from the Power Supply . ....................................................... 35
Fig. 7-2, The 18-pin Jumper................................................................................................................. 36
Fig. 7-3, The 18-pin Jumper in place.................................................................................................... 36
Fig. 7-4, Connecting the Transponder to the Inverter Module.............................................................. 36
Fig. 7-5, Front Panel............................................................................................................................. 37
Fig. 7-6, Connecting the RF Drop......................................................................................................... 37
Fig. 7-7, System Interconnection Diagram........................................................................................... 38
Fig. 8-1, 36V System, Single String...................................................................................................... 44
Fig. 8-2, 36V System, Dual String........................................................................................................ 44
Fig. 8-3, 48V System, Single String...................................................................................................... 45
Fig. 8-4, 48V System, Dual String........................................................................................................ 45
Fig. 9-1, Initial Web Page..................................................................................................................... 46
Fig. 9-2, General Tab Screen............................................................................................................... 47
Fig. 9-3, LED Functionality and Indications.......................................................................................... 48
Tables
Table 3-1, Modem Community String Parameters................................................................................ 14
Table 3-2, Trap Distribution Addresses................................................................................................. 15
Table 3-3, Transponder Communications Parameters......................................................................... 17
Table 5-1, Modem Firmware Upgrade SNMP Parameters................................................................... 23
Table 6-1, SCTE MIB Files................................................................................................................... 24
Table 6-2, Alpha MIB Hierarchy............................................................................................................ 26
Table 6-3, Binary to Hex Conversions for Alarm Settings..................................................................... 28
Table 6-4, Recommended Settings for Analog Alarms ........................................................................ 29
Table 6-5, Recommended Settings for Discrete Alarms....................................................................... 30
Table 6-6, SNMP Alarm Trap VarBinds and Explanations.................................................................... 32
Table 6-7, XM2 Major and Minor Alarms.............................................................................................. 33
6 745-814-B8-001, Rev. A / P1
Safety Notes
Review the drawings and illustrations contained in this manual before proceeding. If there are any questions
regarding the safe installation or operation of the system, contact Alpha Technologies or the nearest Alpha
representative. Save this document for future reference.
To reduce the risk of injury or death, and to ensure the continued safe operation of this product, the following
symbols have been placed throughout this manual. Where these symbols appear, use extra care and attention.
ATTENTION:
The use of ATTENTION indicates specific regulatory/code requirements that may affect the placement of
equipment and /or installation procedures.
NOTE:
A NOTE provides additional information to help complete a specific task or procedure.
CAUTION!
The use of CAUTION indicates safety information intended to PREVENT DAMAGE to material or
equipment.
WARNING!
WARNING presents safety information to PREVENT INJURY OR DEATH to the technician

or user.
745-814-B8-001, Rev. A / P1 7
1.0 Introduction
The AlphaNet DSM3 Series Embedded DOCSIS Transponder allows monitoring of Alpha power supplies
through existing cable network infrastructure. Advanced networking services provide quick reporting and
access to critical powering information.
The DSM3 Series utilizes Simple Network Management Protocol (SNMP) and standard Management
Information Bases (MIBs) to provide network status monitoring and diagnostics. A Web interface enables
authorized personnel direct access to advanced diagnostics using a common Web browser. No custom
software is required. This manual addresses all three models, and is based on the DSM3x which has the
complete feature set. The table below compares the differences between the transponder models.
Model DSM3x DSM3 DPM

Part Number 746-097-20 746-097-21 746-097-22
Supported Power Supplies XM2, XM2-HP, XM2-VP, GMX, VMX XM2, XM2-HP, XM2-VP, GMX, VMX XM2-300HP
Capacity 5 power supplies (plus generator) 1 power supply 1 power supply
1 & 2 Battery Strings Yes Yes 1 battery
3 & 4 Battery Strings Yes No No
Tamper Switch Yes Yes Yes
Environmental Control Yes No Yes
COM Port (Alpha Bus) Yes No No
Ethernet Port Yes Yes Yes
Fig. 1-1, AlphaNet DSM3x Fig. 1-2, AlphaNet DSM3 Fig. 1-3, AlphaNet DPM
Primary Features:
• 10/100 Mbps auto-negotiating standard Ethernet interface
• Supports SNMPv1, v2c
• Extensive power supply diagnostic MIBs
• Embedded Web server for direct diagnostics
• Environmentally hardened DOCSIS cable modem and transponder
• Local Ethernet port provides technician access to extensive power supply diagnostics*
• Angled RF port reduces cable bend radius
• Diagnostic LEDs
* Ethernet port also available for connecting external CPE devices
8 745-814-B8-001, Rev. A / P1
1.0 Introduction
Standard — Single
Microcontroller Cable
Modem Design
Power Supply Interface

Alternative Interface on
other side view
RF Port
Fig. 1-4, Side view, AlphaNet DSM3x
745-814-B8-001, Rev. A / P1 9
2.0 Overview
2.1 System Diagram
11 SNMP-based Network Management System
2 DSM3x
1 Power Supply
5 Coax/HFC Network 6 CMTS 7 TCP/IP Network
4 Local Computer
3 External Generator 8 DHCP Server 9 TFTP Server 10 TOD Server
12 Web Browser
Fig. 2-1, Representative System Arrangement
All power supply data is stored in the power supply inverter module's class information base (CIB) tables in the power supply.
1 This data is accessible directly via the power supply’s smart display (see the power supply’s technical manual for details).
The CIB tables are the source of the transponder’s data.
The DSM Series contains both SCTE-HMS management information base (MIBs) and the propriety Alpha MIB tables. The
SCTE-HMS MIBs are industry standard MIB tables that store power supply, battery, and generator data from the CIB tables
2
(See Section 7.0, Data Management). The Alpha MIB contains all the data of the SCTE-HMS MIBs plus additional power
supply settings and values as well as DSM Series configuration values.
An external generator or additional power supplies may be connected through the COM (AlphaBus) port permitting
3 monitoring locally through the Ethernet connector or remotely via the web page or SNMP-based Network Management
System.
Power supply and transponder parameters can be monitored and set locally using a personal computer and standard
4 Ethernet cable.
5 The DSM Series transmits data via its cable modem directly over the Coax or Hybrid fiber-coax network.
The Cable Modem Termination System (CMTS) is the bridge between the cable network and the TCP/IP network. The DSM
6 Series’s cable modem communicates directly with the CMTS.
The following ports of the Transmission Control Protocol/Internet Protocol network must be opened:
7 37 = SNTP 69 = TFTP 80= HTTP 161=SNMP 162=SNMP Traps
The Dynamic Host Configuration (DHCP) server needs to be provisioned with the DSM Series’s cable modem RF MAC
8 Address: the MAC Address needs to be assigned a DOCSIS Configuration File.
The DOCSIS Configuration File and firmware files should be available in the TFTP Root Directory of the Trivial File Transfer
9 Protocol (TFTP) Server.
10 The Time of Day (TOD) Server provides the cable modem with the current date and time via the SNTP protocol.
A Network Management System (NMS) or MIB Browser allows remote monitoring of parameter values and changing of
settings in SNMP MIB tables. SCTE-HMS and Alpha MIBs must be installed in the browser. Alarms and traps can be set and
11
monitored.
The power supply and generator may be accessed remotely through the DSM Series's web page by placing the IP address
12 of the DSM Series into a standard Internet web browser.
10 745-814-B8-001, Rev. A / P1
2.0 Overview
2.2 Network Connectivity

The DSM Series cable modem must be recognized by the CMTS as a valid device to be assigned an
IP address from the DHCP server, locate the TFTP and TOD servers, and communicate with the SNMP
management server (trap receiver).
Data from both the cable modem and power supply are accessed and managed through the modem’s
IP address on the secure private modem network. The transponder is not accessible from the public
Customer Premises Equipment (CPE) network. Consequently, the Network Management System (NMS)
that monitors the power supplies must have access to the same private modem network.
CMTS and system vendors use different security methods to insure network integrity, but common
considerations are:
• MAC filtering may have to be modified to allow RF MAC registration of addresses starting
with 00:90:EA.
• For SNMP access, UDP ports 161 & 162 must not be blocked.
• For TFTP access, port 69 must not be blocked.
• For HTTP access, port 80 must not be blocked.
• For SNTP access, port 37 must not be blocked.
• Firewalls must allow TFTP, DHCP, SNMP and TOD communication to the cable modem
• If the address of the TFTP or TOD server is different than the DHCP server, the response
from the DHCP server must contain the TFTP and TOD addresses.
2.3 System Configuration and Installation
NOTE:
Before installation, read all of the “System Overview” Sections.
DSM Series installation and setup is comprised of three basic steps:
1. Configuring the Network: provisioning the DHCP Server with the transponder’s MAC Address
and assigning it a DOCSIS Configuration File.
2. Setting Options: The DSM Series is designed for out-of-the-box, "plug and play" operation,
but non-default settings such as SNMP trap destination addresses may be required for the
Network Management System (NMS). SNMP trap addresses can be set automatically via
the DOCSIS Configuration File per RFC 2669, while DSM Series proprietary options may be
set through type 11 TLV entries. The SCTE-HMS and Alpha MIBs may need to be compiled
into a MIB browser before it can be used to monitor or set transponder and power supply
parameters.
3. Field Installation of the DSM Series into the power supply, connecting the battery sense wire
harnesses, and verifying operation.
These steps can be performed independently of one another. However, configuring the network prior to
field installation will allow the installation to be verified while personnel are still on-site. Performing field
installation before network configuration, before the installation can be verified, might result in additional
field service calls to correct mistakes.
Carefully read the following section in order to understand the dependencies within the system before
performing system configuration or hardware installation.
745-814-B8-001, Rev. A / P1 11
2.0 Overview
2.4 DSM3x Start-up and Reboot Routine
TFTP Server 5 Network Management System
TOD Server 4 MIB Browser

TCP/IP Network
DHCP Server 3 Web Browser
Routers
Switches
Firewalls
CMTS
HFC Network
2
6
DSM3x
Power Supply
Local Laptop
The above diagram, read left to right, indicates the order of operations as the transponder comes online.
There are certain conditions that must exist for each step to occur, resulting in successful data monitoring
and management. The numbers below correspond to the numbered arrows above.
LEDs and Indications

Ref # Communications State ALM/RDY DS REG RF COM
Transponder Initializing/Searching
1 OFF and ON (Green) OFF and ON OFF and ON OFF OFF and ON
for Downstream DOCSIS channel
"DOCSIS Channel locked"

2 Completing upstream and network OFF and ON (Green) ON OFF and ON ON OFF and ON
registration
3 to 5 Online - Registration Complete OFF and ON (Green) ON ON ON OFF and ON
6 to 7 DSM3x fully functional OFF and ON (Green) ON ON ON Bursts
12 745-814-B8-001, Rev. A / P1
3.0 Network Configuration
3.1 Provisioning the DHCP Server with the MAC Addresses

In the DHCP server, assign the cable modem’s RF MAC Address with a DOCSIS Configuration File
to set modem communication options. (See Section 3.2 for instructions on how to create a DOCSIS
Configuration File).
The RF and CPE MAC addresses are located in two places on the DSM3x and on the packing slip, see
below.
Identifier label
*0900EA1B786A*
Cable Modem
and CPE MAC
address label
Fig. 3-1, Locations of Address labels
745-814-B8-001, Rev. A / P1 13
3.2 The DOCSIS Configuration File

A cable modem’s DOCSIS Configuration File is a type-length-value (TLV) file that contains important
operational parameters as defined by the DOCSIS standards. It provides certain settings for the cable
modem. In addition to standard entries, settings in the DOCSIS Configuration File should include the
modem’s community strings and, if an upgrade is necessary, firmware upgrade parameters. Place the
configuration file in the TFTP root directory.
To build a DOCSIS Configuration File use a DOCSIS TLV editor program.

See the example Configuration File on the next page.
NOTE:
The modem community strings should be set in the DOCSIS Configuration File. Failure to set
community strings will result in a less secure system. For automatically updating modem firmware
with the DOCSIS Configuration File, see Section 5.1.
3.2.1 Setting Modem Community Strings

Set the modem community strings with the DOCSIS Configuration File by including in it the
following SNMP parameters:
MIB Parameter Object ID Description Value

docsDevNmAccessIp 1.3.6.1.2.1.69.1.2.1.2 The IP address (or subnet) of the e.g. 10.20.30.0
network management station
docsDevNmAccessIpMask 1.3.6.1.2.1.69.1.2.1.3 The IP subnet mask of the network e.g. 255.255.255.0
management stations
docsDevNmAccessCommunity 1.3.6.1.2.1.69.1.2.1.4 The community string matched to this alphanumeric string
IP/Mask entry
docsDevNmAccessControl 1.3.6.1.2.1.69.1.2.1.5 The level of access granted 1= none
2= read only
3= read/write
docsDevNmAccessInterfaces 1.3.6.1.2.1.69.1.2.1.6 Specifies the set of interfaces from 0x40 : Cable interface (typical)
which requests from this NMS will be 0x80 : Ethernet interface
accepted. 0xC0 or 0x00 : Both interfaces
docsDevNmAccessStatus 1.3.6.1.2.1.69.1.2.1.7 Controls and reflects the status of rows 4

in this table.
Table 3-1, Modem Community String Parameters
14 745-814-B8-001, Rev. A / P1
3.2 The DOCSIS Configuration File, continued
3.2.2 Setting SNMP Trap Destination Addresses

Set the SNMP Trap Destination addresses via the DOCSIS Configuration File by including in it the
following SNMP parameters:
MIB Parameter Object ID Description Value

docsDevNmAccessIP 1.3.6.1.2.1.69.1.2.1.2 IP address of trap destination, e.g. NMS e.g. 10.20.30.40
server
docsDevNmAccessIpMask 1.3.6.1.2.1.69.1.2.1.3 Must be set to 255.255.255.255 per RFC 255.255.255.255
2669
docsDevNmAccessCommunity 1.3.6.1.2.1.69.1.2.1.4 Community string used by NMS to query alphanumeric string
transponder
docsDevNmAccessControl 1.3.6.1.2.1.69.1.2.1.5 Level of SNMP access to DSM3x from IP 4= Read/Only plus Trap
address specified in 5= Read/Write plus Trap
docsDevNmAccessIpMask 6= Trap only, no SNMP access
docsDevNmAccessInterfaces 1.3.6.1.2.1.69.1.2.1.6 Specifies the set of interfaces from which 0x40 : Cable interface (typical)
requests from this NMS will be accepted. 0x80 : Ethernet interface
0xC0 or 0x00 : Both interfaces
Table 3-2, Trap Destination Addresses
745-814-B8-001, Rev. A / P1 15
3.2.3 Sample DOCSIS Configuration File
SNMP MIB Object (11) [Len=21]:docsDevNmAccessStatus.1/4

SNMP MIB Object (11) [Len=21]:docsDevNmAccesslp.1/10.56.21.0
A SNMP MIB Object (11) [Len=21]:docsDevNmAccesslpMask.1/255.255.255.0
SNMP MIB Object (11) [Len=25]:docsDevNmAccessCommunity.1/"RW STRING"
SNMP MIB Object (11) [Len=25]:docsDevNmAccessInterfaces.2/"@"
SNMP MIB Object (11) [Len=21]:docsDevNmAccessControl.1/3
SNMP MIB Object (11) [Len=21]:docsDevNmAccessStatus.2/4

SNMP MIB Object (11) [Len=21]:docsDevNmAccesslp.2/10.20.30.40
SNMP MIB Object (11) [Len=21]:docsDevNmAccesslpMask.2/255.255.255.255
B
SNMP MIB Object (11) [Len=25]:docsDevNmAccessCommunity.2/"RW Trap string"
SNMP MIB Object (11) [Len=25]:docsDevNmAccessInterfaces.1/"@"
SNMP MIB Object (11) [Len=21]:docsDevNmAccessControl.2/5
Software Upgrade Filename(9) [Len=24]:"ModemFirmwareFile.bin"

C SNMP MIB Object (11) [Len=20]:docsDevSwAdminStatus.0/2
D
Software Upgrade TFTP Server (21) [Len=4]:10.56.48.15
Manufacturer Code Verification Certificate (32) [Len=254]: 30 82 03 1A 30 82...

Manufacturer Code Verification Certificate (32) [Len=254]: 04 0A 13 11 41 4D...
E Manufacturer Code Verification Certificate (32) [Len=254]: 04 0C 30 0A 06 01...
Manufacturer Code Verification Certificate (32) [Len=36]: 11 A3 41 A6 A7 D9....
Fig. 3-2, Sample DOCSIS Configuration File
Legend:
A Sets Read-Write Community string. Set the IP address, Netmask and community string to fit your system.
B Sets the IP address of where the SNMP traps will be sent. This is typically set to match the IP address of the Network
Management's System Server.
C Sets firmware download parameters
D Specifies the IP Address of the TFTP server used for upgrading firmware.
E Sets Code Verification Certificate (CVC) for firmware upgrade security per the DOCSIS specification.
16 745-814-B8-001, Rev. A / P1
3.3 Setting Communication Options
Communications Settings may be changed through the Alpha MIB remotely using a SNMP MIB browser
or automatically by placing the SNMP parameters into the DOCSIS config file. See Section 6, Data
Management for an explanation of the Alpha MIB.
NOTE:
Before setting options, verify UDP ports 37, 69, 161, 162, and TCP port 80 are not blocked.
SNMP Parameter Type Description Value

atiMgmtSnmpTrapOnNormal Integer Send SNMP trap when alarmed 1 = Disabled
OID: 1.3.6.1.4.1.926.1.3.1.5.1.0 condition returns to normal state 2 = Enabled (Default)
atiMgmtSysDownloadReCfgTime Integer Download interval for DSM3x-specific
24 (Default)
OID: 1.3.6.1.4.1.926.1.3.2.1.13 items in modem config file (hours)
atiMgmtSysSnmpTimeout Integer Time DSM3x will wait before reset if 1440 (Default)
OID: 1.3.6.1.4.1.926.1.3.1.5.3.0 SNMP traffic is not detected (minutes) Note: if set to zero, watchdog will be disabled.
atiMgmtSysHttpAccess Integer 1 = Disabled
HTTP Web Server
OID: 1.3.6.1.4.1.926.1.3.2.2.4.1.0 2 = Enabled (default)
See Section 10.0 for complete parameter definitions.
Table 3-3, Transponder Communications Parameters
NOTE:
The DSM Series will inherit the cable modem community string settings provided by the DOCSIS
Configuration File.
745-814-B8-001, Rev. A / P1 17
4.0 Web Interface
Overview
The DSM3 Series power supply transponder provides an embedded Web server interface to allow
operations personnel the ability to connect locally or remotely via TCP/IP over Ethernet with a laptop/
computer to verify the status of common data points and to configure various operating parameters.
4.1 Local Web Server Access

The DSM3x transponder’s Ethernet port (comparable to the “Craft” port on some transponder models)
will typically be used as a local connection point allowing the user to connect directly to the DSM3x Web
Server interface to verify/configure common communication parameters, and view power supply status
and battery values. The Ethernet port on the DSM3x is a fully functional standard Ethernet port, capable
of providing all the functionality of any standard Ethernet connection.
To access the DSM3x transponder Web Server locally utilizing a web browser, follow the procedure
outlined below:
1. Connect a standard Ethernet cable (CAT5) between the DSM3x transponder Ethernet Port
(ETH) and a laptop or computer’s network interface port.
2. Launch a web browser.
3. Enter the IP address 192.168.100.1 into the web browser’s address field.
4. The DSM3x transponder’s Web server home page will appear.
Fig. 4-1, DSM3 Series Web Page
18 745-814-B8-001, Rev. A / P1
4.0 Web Interface
4.1 Local Web Server Access, continued
NOTE:
If you are unable to view the home page of the DSM3x using IP Address 192.168.100.1, the network
configuration on the computer that is being used to connect to the DSM3x transponder may require a
temporary static IP address to be configured.
Use the following procedure to configure a static IP address on

a laptop or computer:
1. Click on the “start” button (lower left button on most

Windows® computers).
2. When the window pops up, click on “Control Panel”

(usually about half the way down the second
column).
3. Click on "Network Connections."
4. Right-Click on "Local Area Connection" to open

menu box.
5. Click on the bottom option "Properties."
6. You will see a dialog box much like Fig. 4-2; scroll
down to the entry “Internet Protocol (TCP/IP)” and
then click on the “Properties” button.
Fig. 4-2, Local Area Connection
Properties Screen
7. The Internet Protocol (TCP/IP) Properties

dialog box will open (Fig. 4-3). Enter the
values as shown.
8. Click on the “OK” button and try to connect

to the DSM3x transponder once again using
192.168.100.1 in your Web browser.
9. Once completed with the DSM3x local

Ethernet port connection, repeat the above
steps 1 to 6 to restore the computer's
network configuration back to the original
settings.
Fig. 4-3, Internet Protocol (TCP/IP)

Properties Screen
745-814-B8-001, Rev. A / P1 19
4.0 Web Interface
4.2 Remote Web Server Access
To remotely access the DSM3x transponder Web Server utilizing a web browser, follow the procedure
outlined below:
NOTE:
For Web Server (HTTP) access, port 80 must not be blocked
1. Connect the laptop or computer’s network interface port to the company’s Ethernet network.
2. Open a web browser.
3. Enter the DSM3x’s designated 10-digit IP address (e.g., 192.168.1.124) into the web browser’s
address field.
4. The DSM3x transponder’s Web Server home page will appear (Figure 4-4).
Fig. 4-4, Remote Web Server Home Page
20 745-814-B8-001, Rev. A / P1
4.0 Web Interface
4.3 Verifying Communication Parameters
Also displayed on the “General” tab of the Web page are the common communication settings and values
of the DSM3x cable modem.
Fig. 4-5, Communication Parameters
NOTE:
If prompted for Log-In and Password information, use the following:
username: Alpha
password: AlphaGet.
4.4 Verifying Power Supply and Battery Parameters

The “General” tab of the Web page also displays the common power supply and battery parameter
values. Important parameters such as current alarm status, inverter status and tamper status can be
quickly verified on this page for the particular DSM3x.
Fig. 4-6, Power Supply and Battery Parameters
745-814-B8-001, Rev. A / P1 21
4.0 Web Interface
4.5 Remote Self Tests via the Web Page
Remote self tests on power supplies may be started and stopped via the DSM3x Web page. This requires
a Level 1 login, which is username: Alpha and password: AlphaGet.
To launch a remote self test, click on the “Start Test” button.
Fig. 4-7, Location of "Start" Button for self-test
22 745-814-B8-001, Rev. A / P1
5.0 Upgrading Firmware
5.1 Upgrading DSM3 Series Modem Firmware
The firmware is upgraded using standard DOCSIS methods as defined in RFC2669.
There are two ways to upgrade the modem’s firmware: by directly setting the appropriate MIB parameters
in the docsDevSoftware branch, or by including the appropriate SNMP parameters and values in the
modem’s DOCSIS Configuration File, stored on the TFTP root directory.
Both methods are explained below.
5.1.1 Identifying the Modem and Obtaining Firmware Files

The cable modem firmware in the DSM3 Series requires its own firmware and manufacturer's
Code Verification Certificate (CVC file). The file specific to the DSM Series may be identified
by the OUI of 00:90:EA.
Contact Alpha Technologies to obtain the latest firmware and manufacturer's CVC files.
5.1.2 Modem Firmware Upgrade SNMP Parameters
Modem Firmware Upgrade SNMP Parameters
Parameter Type Value

docsDevSoftware
Object Heading None
OID: 1.3.6.1.2.1.69.1.3
docsDevSwServer Set to the IP address of the TFTP server from which the firmware will be
IP address
OID: 1.3.6.1.2.1.69.1.3.1.0 downloaded.
docDevSwFilename
Octet String Set to the filename of the firmware file. Example: [“firmwareImage.bin”]
OID: 1.3.6.1.2.1.69.1.3.2.0
1 = Initiate upgrade (manual method)

docsDevSwAdminStatus
Integer 2 = Upgrade on next reboot (Config File Method)
OID: 1.3.6.1.2.1.69.1.3.3.0
3 = Ignore update
1 = TFTP download is in progress.
2 = Last upgrade was performed at reboot
docsDevSwOperStatus Read Only,
3 = Last upgrade was initiated by setting docsDevSwAdminStatus to “1”
OID: 1.3.6.1.2.1.69.1.3.4.0 Integer
4 = Firmware upgrade failed
5 = Other
docsDevSwCurrentVers Read Only,
The current version of firmware installed in the modem
OID: 1.3.6.1.2.1.69.1.3.5.0 Octet String
Table 5-1, Modem Firmware Upgrade SNMP Parameters
745-814-B8-001, Rev. A / P1 23
6.0 Data Management
6.1 SCTE-HMS MIBs
The DSM3x remotely reports power supply data and alarms using the Simple Network Management
Protocol (SNMP) over the DOCSIS (Data Over Cable Service Interface Specification) communication
specification. The DSM3x typically reports into a centralized Network Management System (NMS)
through a standard collection of data access points referred to as the SCTE-HMS Management
Information Bases (MIBs). The NMS polls the DSM3x for power supply data with the option of having the
DSM3x send SNMP traps in the event that an alarm condition occurs. In addition to the SCTE-HMS MIBs,
the DSM3x also supports the Alpha proprietary SNMP MIBs, which allows direct access to the power
supply as well as the ability to change transponder settings.
The following MIB (Management Information Base) files are required for the NMS or SNMP Manager to
collect data from the transponders. These files can be found on the Society of Cable Telecommunications
Engineers (SCTE) web site www.scte.org. There are dependencies between MIB files so they should be
compiled in the following order listed below:
Reference Number Description

ANSI/SCTE 36 2002R2007
SCTE-ROOT Management Information Base (MIB) Definitions
(formerly HMS 028)
ANSI/SCTE 37 2008 Hybrid Fiber/Coax Outside Plant Status Monitoring
(formerly HMS 072), SCTE-HMS-ROOTS Management Information Base (MIB) Definition
ANSI/SCTE 38-1 2009 Hybrid Fiber/Coax Outside Plant Status Monitoring
(formerly HMS 026) SCTE-HMS-PROPERTY-MIB Management Information Base (MIB) Definition
(formerly HMS 023) SCTE-HMS-ALARMS-MIB Management Information Base (MIB) Definition
(formerly HMS 024) SCTE-HMS-COMMON-MIB Management Information Base (MIB) Definition
(formerly HMS 027) SCTE-HMS-PS-MIB Management Information Base (MIB) Definition
(formerly HMS 033) SCTE-HMS-GEN-MIB Management Information Base (MIB) Definition
(formerly HMS 050) SCTE-HMS-Transponder-Interface-Bus(TIB)-MIB Management Information Base(MIB) Definition
Table 6-1, SCTE-HMS MIB Files
24 745-814-B8-001, Rev. A / P1
6.0 Data Management
6.2 SCTE-HMS MIB Alarms
6.2.1 SCTE-HMS Configurable Alarms
The HMS discrete and analog alarms provide the capability to monitor and alarm various
power supply and environmental conditions and measurements. The alarms in the SCTE-
HMS propertyTable and the discretePropertyTable can be defined and set to provide a cus-
tom monitoring system.
The following section provides an example and detailed information on how to set values, en-
able or disable alarms in the MIB tables. For ease of reference they are in this sequence:
• An example of how set a temperature alarm
• A table to help convert the desired reported alarm states to hexadecimal for setting the
MIB
• Commonly monitored parameters and recommended values
Example:
The alarms for psTemperature below are set so that the normal temperature range is
from 30°C to 45°C. If the temperature rises above 45°C, a casHI alarm will be sent to the
alarmTable. Anything over 50°C is considered a critical condition and will generate a casHIHI
alarm. If the temperature falls below the normal level of 30 degrees, and casLO will be
generated, and if it continues to drop below 0, a casLOLO will be generated. The temperature
must rise above the LOLO limit plus the deadband value of 3°C before the casLOLO alarm
will change to a casLO. The alarmEnable field is set to 0F Hex to monitor and alarm for all
conditions.
0F (hex)
psTemperature
Binary to Hex Conversions for Alarm Settings

Unused HiHi Hi Lo LoLo Hex Enabled Alarms
Bit 7 Bit 6 Bit 5 Bit 4 Bit 3 Bit 2 Bit 1 Bit 0
0 0 0 0 0 0 0 0 00 No Alarms
0 0 0 0 0 0 0 1 01 LoLo
0 0 0 0 0 0 1 0 02 Lo
0 0 0 0 0 0 1 1 03 Lo, LoLo
0 0 0 0 0 1 0 0 04 Hi
0 0 0 0 0 1 0 1 05 Hi, LoLo
0 0 0 0 0 1 1 0 06 Hi, Lo
0 0 0 0 0 1 1 1 07 Hi, Lo, LoLo
0 0 0 0 1 0 0 0 08 HiHi
0 0 0 0 1 0 0 1 09 HiHi, LoLo
0 0 0 0 1 0 1 0 0A HiHi, Lo
0 0 0 0 1 0 1 1 0B HiHi, Lo, LoLo
0 0 0 0 1 1 0 0 0C HiHi, Hi
0 0 0 0 1 1 0 1 0D HiHi, Hi, LoLo
0 0 0 0 1 1 1 0 0E HiHi, Hi, Lo
0 0 0 0 1 1 1 1 0F HiHi, Hi, Lo, LoLo
Table 6-3, Binary to Hex Conversions for Alarm Settings
745-814-B8-001, Rev. A / P1 25
6.0 Data Management
6.2.1 SCTE-HMS Configurable Alarms, continued
The following table displays the various analog alarms with common settings.
Analog Alarms and Common Settings

Alarm
Analog Alarms Description LOLO LO HI HIHI Deadband
Enable
psTotalStringVoltage 36V Scaled representation of the full 0x0F 3300 3500 4520 4570 50
battery string in 1/100 Volts units
48V 0x0F 4400 4785 6030 6100 50
psBatteryVoltage Battery Voltage of 12V battery, 0x0F 1050 1150 1530 1550 20
scaled 1/100 V
psInputVoltage 120V Scaled representation of the input 0x0F Varies by site. The XM2 will switch to standby at
line voltage in 1/100 Volts units Nominal +15% -20%
220V 0x0F
psOutputVoltage 48V Scaled representation of the 0x0F 4300 4550 5050 5300 200
power supply output voltage in
60V 0x0F 5650 6000 6600 7000 200
1/100 Volts units.
90V 0x0F 7800 8200 9150 9300 200
psPowerOut Representation of power supply 0x00 Monitor Output Current Instead
output power in 1W units.
psStringChargeCurrent Battery string charge current, 0x0C Disable Disable 1200 1250 20
scaled in 1/100 Amp units.
psStringFloat Battery string float charge current, 0x0C Disable Disable 1200 1250 20
scaled in 1/100 Amp units.
psOutputCurrent 15A Scaled representation of power 0x0C Disable Disable 1650 1720 20
supply RMS current in 1/100 Amp
22A 0x0C Disable Disable 2420 2530 40
units.
psTemperature -40 to +80 degrees C 0x0F Varies by site
Alarms for Optional Generator
GenVBatIgnition Scaled representation of the 0x0F 1150 1200 1500 1550 20
generator's ignition battery in
1/100 Volts
genEnclosureTemperature Temperature inside generator's 0x09 -40 0 0 55 5
enclosure in degrees C
Table 6-4, Recommended Settings for Analog Alarms
26 745-814-B8-001, Rev. A / P1
6.0 Data Management
6.2.1 SCTE-HMS Configurable Alarms, continued
Discrete Alarms Description Setting

psInverterStatus (1) Inverter OFF Disable
psInverterStatus (2) Inverter running due to loss of AC Line voltage discreteMinor
psInverterStatus (3) Self-Test Initiated locally Disable
psInverterStatus (4) Self-Test initiated remotely Disable
psInverterStatus (5) Last Self-Test failed discreteMajor
psMajorAlarm (1) No Alarm Disable
psMajorAlarm (2) Alarm discreteMajor
psMinorAlarm (1) No Alarm Disable
psMinorAlarm (2) Alarm discreteMinor
psTamper (1) Closed Disable
psTamper (2) Open discreteMajor
psInputVoltagePresence (1) AC Line Voltage Lost Disable
psInputVoltagePresence (2) AC Line Voltage Present Disable
tibControlMode (1) Device will respond to commands Disable
tibControlMode (2) Device is under local control Disable
tibControlMode (3) Remote device is not responding discreteMajor
Discrete Alarms for Optional Generator

genGeneratorStatus (1) Genrator Off Disable
genGeneratorStatus (2) Generator Running (Test) discreteMinor
genGeneratorStatus (3) Generator Running discreteMajor
genGeneratorStatus (4) Generator Fail discreteMajor
genGasHazard (1) No Alarm Disable
genGasHazard (2) The concentration of hydrocarbon fuel in the generator enclosure has exceeded safe discreteMajor
limits. Generator operation is suspended. The alarm is cleared when the sensor is reset
via the 'Reset Latched Generator Alarms' command.
genWaterIntrusion (1) No Alarm Disable
genWaterIntrusion (2) Water level within the generator or fuel enclosure has exceeded safe limits for generator discreteMajor
operation. Generator operation is suspended while this alarm is active. The alarm is
reset when the water returns to a safe level.
genPadShear (1) No Alarm Disable
genPadShear (2) Indicates that the generator or fuel enclosure has shifted from its mounting position. discreteMajor
Generator operation is suspended. The alarm is reset when the unit its returned to its
original position.
genEnclosureDoor (1) No Alarm Disable
genEnclosureDoor (2) Generator and/or auxiliary fuel enclosure door is open discreteMajor
genCharger (1) No Alarm Disable
genCharger (2) Ignition battery charger is not operating correctly. discreteMajor
genFuel (1) No Alarm Disable
genFuel (2) Indicates the engine's fuel supply is insufficient for extended operation. Alarm is reset discreteMajor
when fuel is replenished.
genOil (1) No Alarm Disable
genOil (2) Indicates the engine's oil is inadequate for safe operation. Alarm is reset when the condi- discreteMajor
tion returns to normal.
genMinorAlarm (1) No Alarm Disable
genMinorAlarm (2) The generator is indicating a minor alarm. The generator requires attention, but does not discreteMinor
require an immediate visit to the generator.
genMajorAlarm (1) No Alarm Disable
genMajorAlarm (2) The generator is indicating a major alarm. The generator requires immediate attention. discreteMajor
Table 6-5, Recommended Settings for Discrete Alarms
745-814-B8-001, Rev. A / P1 27
6.0 Data Management
6.2.2 SNMP Traps
The IP address of the trap destination server(s) must be configured. See Section 3.2.2.
Alarms must be configured. See section 6.3. SNMP alarm traps sent by the DSM Series are
formatted according to the SCTE-HMS-ALARM-MIB specification with the following informa-
tion included:
SNMP Trap community string:
commonTrapCommunityString, OID 1.3.6.1.4.1.5591.1.3.1.11.0
Example Alarm Trap

The example below is a psTamper alarm trap indicating a discreteMinor alarm: tamper is
open. Data from the raw trap will appear as shown below. Refer to Table 6-6 " SNMP Alarm
Trap Varbinds and Explanations " for definitions of the varbinds.
Frame 441 (230 bytes ib wire, 230 bytes captured)

Ethernet II, Src: 192.168.1.77 (00:90:EA:A0:01:4E), Dst: 3com_0d:1d:d4 (00:10:5a:0dL1d:d4)
Internet Protocol, Src Port: 62481 (62481), Dst Port: snmptrap (162)
Simple Network Management Protocol
Version: 1 (0)
Community: PUBLIC
PDU type: TRAP-V1 (4)
Enterprise: 1.3.6.1.4.1.5591.1 (SNMPv2-SMI::enterprises.5591.1)
Agent address: 0.0.0.0 (0.0.0.0)
Trap type: ENTERPRISE SPECIFIC (6)
Specific trap type: 1
Timestamp: 2358751
Object identifier 1: 1.3.6.1.4.1.5591.1.3.2.7.0 (SNMPv2-SMI::enterprises.5591.1.3.2.7.0)
Value: Hex-STRING: 00 90 EA A0 0B 82
Object identifier 2: 1.3.6.1.4.1.5591.1.3.1.1.0 (SNMPv2-SMI::enterprises.5591.1.3.2.1.0)

Value STRING: “123 Example Ave.”
Object identifier 3: 1.3.6.1.4.1.5591.1.2.3.1.2.1 (SNMPv2-SMI::enterprises.5591.1.2.3.1.2.1)
Value: Hex-STRING: 00 00 00 76 07 10 06 0D 2B 06 01 04 01 AB 57 01 04 02 01 1B 01 02 01 02
Object identifier 4: 1.3.6.1.4.1.5591.1.4.2.1.27.1 (SNMPv2-SMI::enterprises.5591.1.3.2.1.0)

Value: INTEGER: 2
Object identifier 5: 1.3.6.1.4.1.5591.1.1.2.1.2 (SNMPv2-SMI::enterprises.5591.1..1.2.1.2)
Value: INTEGER: 7
Fig. 6-1, Sample Raw SNMP Alarm Trap
When viewed through a 3rd-party SNMP MIB browser, the translated varbinds and values
data will be displayed in a format similar to the sample below:
Bindings (5)
Binding #1: commonPhysAddress.0 *** (octets) 00:00:90.EA.A0.01.4E (hex)
Binding #2: commonLogicalID.0 *** (octets) (123 Example Ave.)
Binding #3: alarmLogInformation.1 *** (octets) 00.00.00.76.07.10.06.0D.2B.06.01.04.01.AB.57.01.04.02.01.1B.01.02.01.02 (hex)
Binding #4: psTamper.1 *** (int32) open (2)
Binding #5: currentAlarmAlarmState *** (int32) caasDiscreteMinor(7)
Fig. 6-2, Sample Translated SNMP Alarm Trap
28 745-814-B8-001, Rev. A / P1
6.0 Data Management
6.2.2 SNMP Alarm Traps, continued
Varbind Explanation
Binding #1 MAC Address of the transponder
commonPhysAddress
OID: 1.3.6.1.4.1.5591.1.3.2.7.0
Binding #2 Optional user-configurable parameter that is often used to provide a unique logical name, or even
commonLogicalID the physical address of where the transponder is installed.
OID: 1.3.6.1.4.1.5591.1.3.1.1.0
Binding #3 This varbind was designed by the SCTE-HMS committee with the intention of being used by
alarmLogInformation sophisticated trap interpreters. The information is “coded” within the octet strings:
OID: 1.3.6.1.4.1.5591.1.2.3.1.2.1 Octet 1-4: POSIX Time of alarm occurrence (Most significant byte first)
Octet 5: Alarm Type (See description below)
Octet 6: Contents of commonNeStatus immediately after alarm occurred
Octet 7-m: Alarm Object Identifier (BER encoded)
Octet n-z: Alarm value (BER encoded)
Most trap interpreters cannot decode this message, which is why varbinds 4 and 5 were added that
provide the same information in a more useable format.
Binding #4 This field provides the varbind of the parameter that is alarming along with the value of that
Alarmed Parameter OID/Value parameter. This is the same information encoded in varbind #3 Octets 7 through z.
OID: In the example above the value would be:
1.3.6.1.4.1.5591.1.4.2.1.27.1 OID: 1.3.6.1.4.1.5591.1.4.2.1.27.1.0 (psTamper)
Value: 2 (Open)
Binding #5 This is the information from varbind #3 Octet 5 above. The alarm location will always be the
Alarm Location/Type SCTE-HMS currentAlarmAlarmState, and the type will be determined based on how the alarm was
OID: 1.3.6.1.4.1.5591.1.1.2.1.2 configured in the SCTE-HMS PropertyIdent MIB tables.
OID 1.3.6.1.4.1.5591.1.1.2.1.2.0 (currentAlarmAlarmState)
Type: 1-7 based on SCTE definitions:
1 NOMINAL
2 HIHI
3 HI
4 LO
5 LOLO
6 Discrete Major
7 Discrete Minor
The Type will be determined by how the alarm is configured in the SCTE-HMS-PropertyIdent MIB,
whether it is a Discrete or Analog alarm, and the level of alarm defined for that state.
Table 6-6, SNMP Alarm Trap Varbinds and Explanations
Trap on Normal
The DSM3x has the capability of sending a “return to normal” trap once an alarmed condition
returns to a normal state. This feature is enabled by default, but can be disabled by setting the
‘TRAP ON NORMAL’ parameter in the the MIB point atiMgmtSnmpTrapOnNormal to a value of
‘2’. The contents of this trap message will be identical to the SNMP Alarm traps, but the value
of the Alarm ‘Type’ defined in the 5th varbind will be ‘1’ (NOMINAL).
SCTE-HMS Warm-Start Trap
In addition to the SNMP alarm traps, the DSM3x will also send an SCTE-HMS warm-start trap
when it is initialized. Some SNMP monitoring software requires this trap for auto-identification of
the transponder. The format of this trap will be similar to the alarm trap, but the only information
sent will be:
commonTrapCommunityString, OID 1.3.6.1.4.1.5591.1.3.1.11.0
commonPhyAddress, OID, 1.3.6.1.4.1.5591.1.3.2.7
commonLogicalID, OID 1.3.6.1.4.1.5591.1.3.1.1.0
SCTE-HMS Cold Start Trap
An SNMP-HMS cold-start trap will be generated by the DSM3x anytime it initializes with a new
firmware version. This trap should only appear after the first time the DSM3x has been reset
during a firmware upgrade.
745-814-B8-001, Rev. A / P1 29
6.0 Data Management
6.2.3 General Power Supply Alarms
General power supply alarms are passed directly from the power supply to the transponder
without specific definition and are classified in the HMS MIB table as psMinorAlarm and
psMajorAlarm. There are a number of problems that can generate these alarms, and the
exact nature of the situation is not specified. Minor and Major alarms are defined by the
SCTE standards committee as follows:
psMajor
“Service has been dropped or a service interruption is imminent. Indicates that an immediate
truck roll is appropriate.” Several psMajor alarms are latching, meaning that the alarm won’t
clear until the problem is fixed and after either a successful completion of a self-test or a
complete power cycle of the power supply.
psMinor
“A non-service affecting condition has occurred and should be monitored.”
The following table lists the psMajor and psMinor alarm definitions for the XM2 power supply.
NOTE:
The cause of a psMajor or psMinor alarm can be determined by checking the Discretes table in the Alpha MIB
or by viewing the web page. The cause will have the value of “ALARM.”
XM2 Major and Minor Alarms

psMinor
Problem Definition
Line Loss from Inverter Status Loss of AC line as determined by power supply inverter.
Battery Temperature Probe Indicates a temperature probe has failed or is not connected.
N+1 Error N+1 circuit isn’t configured properly. Possibly detecting input voltage on redundant system
or other issue.
psMajor
Problem Definition
Output Failure (non-latching) AC output failure, open or short detected by power supply.
General Failure (latching) Indicates a latched failure of an automated, local or remote inverter test, or some other
major malfunction within the power supply.
Test Fail (latching) Battery voltage drops below 1.85V/cell or inverter fail during self test.
Battery Fail (non-latching) Battery voltage drops below 1.75V/cell while in standby mode, battery exceeds 2.5V/cell,
Batteries not detected.
Line Isolation (latching) Line isolation circuitry has failed.
Output Overload (non-latching) Indicates the power supply is overloaded. Power supply will shut down and restart
periodically.
Charger Failure (non-latching) Charger has failed or was shut down due to problem such as battery over-temp.
Inverter Fail (latching) The power supply has detected a failure in inverter operation.
Configuration Failure The power supply has detected that it is improperly configured.
Overtemp Inverter heat sink over-temperature.
N+1 Active A power supply has failed and the N+1 system has been activated to provide backup power.
Fuse Fail Fuse failed on tap switch option board.
Table 6-7, XM2 Major and Minor Alarms
30 745-814-B8-001, Rev. A / P1
6.0 Data Management
6.3 The Alpha MIBs
Accompanying the release of the DSM3x are 19 new MIB files. These are backward-compatible with the
existing Alpha Technologies DSM series transponders. These MIBs are available by contacting Alpha
technical Support. A complete listing is shown below:
ATI-BB-SYS-VIEW-MIB.my
ATI-MANAGEMENT-MIB.my
ATI-MGMT-SNMP-MIB.my
ATI-MGMT-SYS-ACCESS-MIB.my
ATI-MGMT-SYS-DOWNLOAD-MIB.my
ATI-MGMT-SYS-GENRL-CTRL-MIB.my
ATI-MGMT-SYS-GENRL-INFO-MIB.my
ATI-MGMT-SYS-MGMT-SYS-LAP-MIB.my
ATI-MGMT-SYS-MIB.my
ATI-MGMT-SYS-NV-DEFAULTS.my
ATI-MGMT-SYS-PHONEHOME-MIB.my
ATI-MGMT-SYS-SERVERS-MIB.my
ATI-MGMT-SYS-TEMP-MGR-MIB.my
ATI-MPSPS-MIB.my
ATI-PKT-CABLE-UPS-MIB.my
ATI-PRODUCT-PLATFORMS-MIB.my
ATI-ROOT-MIB.my
ATI-TABLES-MIB.my
ATL-ROOT-MIB.my
MIB browsers such as MG-Soft (www.mg-soft.com) require these MIBs to be compiled into the browser in
order for the branches and parameters to be ordered and displayed properly. Refer to your MIB browser’s
documentation for instructions on compiling MIB files.
The following MIB files may be required (see http://www.simpleweb.org) to be compiled into the MIB
browser prior to the Alpha MIB files:
RFC-1212
RFC-1215
RFC1155-SMI
SNMPv2-MIB
SNMPv2-TC
745-814-B8-001, Rev. A / P1 31
6.0 Data Management
6.3 The Alpha MIBs, continued
The Alpha MIB is defined within the enterprises branch of the MIB tree starting at
1.3.6.1.4.1.926, and is organized as shown in the overview below:
MIB Tree
ccit
iso (1)
org (1.3)
dod (1.3.6)
internet (1.3.6.1)
directory (1.3.6.1.1)
mgmt (1.3.6.1.2)
experimental (1.3.6.1.3)
private (1.3.6.1.4)
enterprises (1.3.6.1.4.1)
atl(1.3.6.1.4.1.926)
alphaTechInc(1.3.6.1.4.1.926.1)
atiLegacyReserved01(1.3.6.1.4.1.926.1.1)
atiTables (1.3.6.1.4.1.926.1.2)
atiManagement (1.3.6.1.4.1.926.1.3)
atiMgntSnmp (1.3.6.1.4.1.926.1.3.1)
atimgntSnmpTrapTable(1.3.6.1.4.1.926.1.3.1.1)
atimgntSnmpAccessTable(1.3.6.1.4.1.926.1.3.1.2)
atimgntSnmpAccess(1.3.6.1.4.1.926.1.3.1.3)
atimgntSnmpCommunities(1.3.6.1.4.1.926.1.3.1.4)
atimgntSnmpControls(1.3.6.1.4.1.926.1.3.1.5)
atiMgntSys (1.3.6.1.4.1.926.1.3.2)
atiMgntSysDownload (1.3.6.1.4.1.926.1.3.2.1)
atiMgntSysAccess (1.3.6.1.4.1.926.1.3.2.2)
atiMgntSysServers (1.3.6.1.4.1.926.1.3.2.3)
atiMgntSysTempMgr (1.3.6.1.4.1.926.1.3.2.4)
atiMgntSysPhoneHome (1.3.6.1.4.1.926.1.3.2.5)
atiMgntSysGnrlControls (1.3.6.1.4.1.926.1.3.2.6)
atiMgntSysGnrlInfo (1.3.6.1.4.1.926.1.3.2.7)
atiMgntSysLAP (1.3.6.1.4.1.926.1.3.2.8)
atiMgntSysNvDefaults (1.3.6.1.4.1.926.1.3.2.9)
atiProductPlatforms (1.3.6.1.4.1.926.1.4)
atiBroadbandUPS (1.3.6.1.4.1.926.1.4.1)
atiBBSysView (1.3.6.1.4.1.926.1.4.1.1)
Table 6-2, Alpha MIB Hierarchy
32 745-814-B8-001, Rev. A / P1
6.0 Data Management
6.3 The Alpha MIBs, continued
6.3.1 The Alpha MIB Structure

Measurements and settings for the power supply, generator, batteries, and DSM are
accessed using Simple Network Management Protocol (SNMP) through the Alpha
Management Information Base (MIB) files.
The Alpha MIB is defined within the enterprises branch of the MIB tree starting at
1.3.6.1.4.1.926, and is organized into the following branches:
Alpha Management
Advanced DSM settings are located in the Alpha Management branch and are split between SNMP
and system-related settings.
SNMP Management: SNMP trap tables, dual IP security, SNMP access, and community strings.
System Management: Firmware download, Web server, TFTP and SNTP server addresses.
Settings for enclosure tamper switch, environmental controller, and LAP status.
Alpha Product Platforms
This section was formerly called the “Alpha CIB Tables” and contains the following:
Self test control: Interval, duration, events
Alarms
Battery data: Voltage, temperature, charging parameters, battery capacity Input voltage,
output voltage, power consumption
Refer to Section 10 for further details regarding the Alpha MIBs.
745-814-B8-001, Rev. A / P1 33
7.0 Installation
7.1 Verifying Power Supply Device Address
Before installing the hardware, provision the DHCP server with the cable modem’s RF MAC Address. This
allows the installation to be verified while the technician is on-site, eliminating the need for a second visit if
there are problems with the installation.
WARNING!
To reduce the risk of electric shock, completely remove the inverter module from the power
supply prior to installation. For field installation, use a service power supply to avoid losing
power to the load.
CAUTION!
The DSM3x is static sensitive. An ESD wrist strap should be worn when installing the transponder.
Before removing the Inverter Module (IM), verify the power supply device address is correct.
The power supply device address must not be set to zero, and no two power supplies monitored by a
single DSM3x can have the same address. Power supplies must have 1, 2, 3, 4 or 5 as an address. To
verify the power supply’s address do the following:
Smart Display Screen
1. Press the Enter key on the inverter module twice to access the SETUP Menu.
2. Press the Down key until DEVICE ADDRESS is displayed.
3. If the address is correct (in the range of 1 to 5), skip to Step 8.
4. To change the address, press the Enter key to enter the Edit mode.
5. Press the Up or Down keys until the desired address (1, 2, 3, 4 or 5) is displayed. Remember,
each power supply monitored by a single transponder must have a unique address.
6. Press the Enter key to load the new address.
7. Press the Enter key again to accept the new data.
8. Press ESC three times to return to the OPERATION NORMAL screen.
34 745-814-B8-001, Rev. A / P1
7.0 Installation
7.2 Module Installation Procedure
NOTE:
With the battery breaker in the OFF position, the power supply will not go into inverter mode.
1. Switch OFF the power supply’s battery breaker.
2. Unplug all inverter module connections (e.g. battery cable, remote temperature sensor).
3. Loosen the inverter module thumbscrews and slide the inverter module out just enough to
disconnect the ribbon cable. Disconnect the ribbon cable.
4. Slide the inverter module out of the power supply.
5. If the inverter module is equipped with a communication module, remove it by loosening the
two Phillips captive screws.
Disconnect
Captive Screws
Fig. 7-1, Removing the Inverter Module from the Power Supply
745-814-B8-001, Rev. A / P1 35
7.0 Installation
7.2 Module Installation Procedure, continued
6. Plug the 18-pin jumper into the header on the back of the DSM3x circuit board.
Fig. 7-2, The 18-pin jumper

(Alpha p/n 540-286-19)
Fig. 7-3, The 18-pin jumper in place
7. Line up the 18-pin jumper with the header on the Inverter Module and connect the
unit to the inverter module.
Fig. 7-4, Connecting the Transponder to the Inverter Module
8. Fasten the DSM3x to the inverter module by tightening the two captive screws. It is
recommended that the screws be tightened alternately, a few turns at a time so the
transponder aligns in parallel to the Inverter Module.
9. Reinstall the inverter module and reconnect the ribbon cable. Make front panel
connections (tamper, temperature sensor, battery sense, etc.).
10. If not yet done, record the cable modem MAC address from the front of the unit, and
report it to the network manager for network provisioning
36 745-814-B8-001, Rev. A / P1
7.0 Installation
7.3 DSM3x Connections
7.3.1 Front Panel Diagram
Item LED or Connector Status Behavior Indication

N/A OFF No power or malfunctioning DSM3x
ON Reset of the DSM3x is in process
GRN
1 10 ALM/RDY: Alarm
Steady Blinking Normal operation
1
and Ready Blinking more
Minor Alarm
OFF than ON
RED
Blinking more
11 ON than OFF
Major Alarm
2
OFF No power, upstream frequency undetermined
3 REG: Upstream
12 2 ranging and GRN OFF / ON
Power on, downstream locked, upstream
frequency ranging, DHCP request
registration lock.
4 ON CMTS registration completed
13 OFF No power / downstream carrier
5 DS: Downstream
3 RF Carrier detection GRN OFF / ON Power on, downstream carrier frequency searching
and lock.
ON Downstream carrier lock
OFF No Ethernet communications activity
6 4
ACT: CPE Activity
GRN Momentary flash while CPE communications
status OFF/ON
ongoing via the Ethernet craft port.
LNK: CPE Link OFF No link
5 GRN
14 status ON Link on Ethernet Craft port
OFF No RF detected
RF: RF Rx Level Blue Rx RF Level too low
6 TRI
Indicator Green Rx RF level within tolerance
Red Rx RF level too high
OFF No Alpha Bus Communications
7 15 7
COM: Alpha Bus
GRN Momentary flash - Alpha Bus Port communications
communications. OFF/ON
active
8 8 BAT A/B GRN ON/OFF ON (steady) if battery string(s) connected correctly.
9 BAT C/D GRN ON/OFF ON (steady) if battery string(s) connected correctly.
10 RST: Reset buttton
16 11 ENV: Environmental Control connector
9
12 TPR Tamper Switch connector
13 ETH: Ethernet connection
14 RF Connection
15 COM: AlphaBus Communications
16 CPE, CPE MAC Address label
DSM3x
Fig. 7-5, Front Panel
745-814-B8-001, Rev. A / P1 37
7.0 Installation
7.3.2 Connecting the RF Drop
CAUTION!
Install a grounded surge suppressor (Alpha P/N 162-028-10 or equivalent).
Connect the RF drop according to the diagram below. The RF drop must have a properly
installed ground block in the power supply enclosure. Recommended downstream RF level is
0 dBmV. Connect any other front panel connections at this time (e.g. battery strings, tamper
switch).
DSM3x
RF Cable
to Headend
Grounded Surge Protector

(See Caution Above)
Fig. 7-6, Connecting the RF Drop
7.3.3 Front Panel Connections ECM to SCM Interface

(Alpha P/N 704-709-20)
XM2 XM2 "Master" XM2
B B
S
Y
S
S
Y
S
Environmental/LAP connection
Ethernet connection
C C
O O
M M
A A
RF connection Generator (ECM)
A C Battery Sense Wire Harness
Connections
Serial Interface Card Serial Interface Card
Connections with more
Comm Port
A
than one power supply
B System Port
C Battery Sense Connections
Fig.7-7, System Interconnection Diagram
38 745-814-B8-001, Rev. A / P1
7.0 Installation
7.4 Environmental and LAP Connections
The DSM3x has the capability to monitor and control enclosure environmental heating and cooling.
Typically this is used for battery mat heaters in cold environments, however the functionality may be
implemented to control enclosure fans or air conditioners. The following section will outline the details
of the controls available, and will include an example of a typical battery mat heater configuration and
explanation of the settings.
7.4.1 Connecting the Heater Mat Controller

Power to the Heater Mat is provided via a customer-supplied controller plugged in to the
power outlet inside the enclosure. A cable (Alpha p/n 875-627-22) connects the controller
to the ENV (Environmental) connector on the DSM3x.The connection procedure is shown
below.
1. Connect the 4-pin connector from the controller cable

(Alpha p/n 875-627-22) into the base of the Heater Mat 2. Plug the controller into the power outlet.
Controller.
3. Plug the heater mat into the controller.

4. Plug the 6-pin connector into the ENV connector.
Once the connection has been made, Environmental Control Management can be configured
on the transponder's web page as indicated in the following tables. The Environmental Con-
trol MIB section begins at atiMgntSysTempMgr (1.3.6.1.4.1.926.1.3.2.4).
Status of the Environmental Control is also available on the transponder’s Web page.
745-814-B8-001, Rev. A / P1 39
7.0 Installation
7.4.2 Environmental Control MIBs
atiMgmtSysTempCtrl (1.3.6.1.4.1.926.1.3.2.4.1)
Value list Description
off(1) Temperature device is off. This setting is non-volatile, if the variable is in this state upon reset (or power-up) this value will be
retained. This is the DEFAULT factory value for this variable.
onTimer(2) Temperature device turned on for a predefined time. Before a SET to this state is issued, atiMgmtSysTempTimer is to be SET with
the number of minutes the heater or cooler is to be on. When the timer has expired, this variable will automatically be set to 1.
onTemp(3) Temperature device controlled by the battery temperature probe. Before a SET to this state, atiMgmtSysTempTemprature and
atiMgmtSysTempHysteresis must be set to the desired temperature values. Once placed into this state, this variable will not
change until another SET to this OID is received. Temperature control is based on the battery temperature probe. If there appears
to be no battery temperature probe, the output to the temperature device will be inactive.
onTimerTemp(4) Temperature device will be controlled by both the temperature and timer values. When set to this state, the temperature device
will be controlled as if this variable is in state 3, but only for the time defined by atiMgmtSysTempTimer. Once the timer has
counted down to zero, the value of this variable will be returned to 1. This value is volatile, after reset, the state of this variable will
be 1 if it was in this state before the reset.
on(5) Temperature device is on. This value can be used when the temperature device has a thermostat of its own. However it is
recommended, as a safety precaution, that state 3 is used with the battery temp probe being used as a back up in case the device
thermostat gets stuck in the 'on' state (provided the transponder is connected to the temperature device’s power control). This
state / mode could also be used if the temperature control line was used for something other than a temperature control. This
value is non-volatile, and will remain in this state after a reset.
atiMgmtSysTempStatus (1.3.6.1.4.1.926.1.3.2.4.2)
contactOpen(1) The value of this variable reflects the state of the feedback signal from the temperature device. Since not all temperature devices
have a feedback signal, or the operation of the feedback signal may vary from device to device, the meaning of this signal is imple-
mentation specific.
contactClosed(2)
atiMgmtSysTempMode (1.3.6.1.4.1.926.1.3.2.4.3)
heater(1) Mode of Operation. The temperature device may be a heater (such as a battery mat) or a cooler (such as an enclosure fan).
When this device is acting as a thermostat, this variable defines the active state. If this variable is set to 'heater', the temperature
device will be active only when the temperature is below the defined level. If this variable is set to 'cooler', the temperature device
will be activated when the temperature is above the defined level. The DEFAULT factory setting for this variable is heater(1). This
variable is non-volatile and its value will be retained when the device is reset.
cooler(2)
atiMgmtSysTempActiveState (1.3.6.1.4.1.926.1.3.2.4.4)
closed(1) This variable defines how this device creates the active state. When this variable is set to 'closed(1)' the active state will be rep-
resented by the drive pin being shorted to ground and high impedance will represent the inactive state. When this variable is set
to 'open(2)' the active state will be represented by the drive pin being high impedance in the active state and shorted to ground in
the inactive state. The DEFAULT factory state for this variable will be 1. This variable is non-volatile and the value will be retained
when the device is reset.
open(2)
40 745-814-B8-001, Rev. A / P1
7.0 Installation
7.4.2 Environmental Control MIBs, continued
atiMgmtSysTempTemprature (1.3.6.1.4.1.926.1.3.2.4.5)
Size list Description
1...70 Thermostatic temperature setpoint in degrees centigrade. When this device is set to control the temperature device based on
temperature, this variable (along with the hysteresis variable) will be used to determine when the temperature device is to be
turned on and off. This value is compared to the value from the battery temperature sensor. The DEFAULT factory state for this
variable will be 0 (once changed, it may not be put back to zero, providing an indication that the value has been adjusted). This
variable is non-volatile and the value will be retained when the device is reset.
atiMgmtSysTempHysteresis (1.3.6.1.4.1.926.1.3.2.4.6)
1...10 When the device is controlling the temperature device thermostatically, this value is used to keep the temperature device from
going on and off too often. If the temperature device is a heater, the device will be turned on when the temperature reaches
the set point but will not be turned off until the detected temperature overshoots the set point by this amount. When the
temperature device is a cooler, the device will be turned on when the temperature reaches the set point, but will not turn off
until the detected temperature undershoots the set point by this amount. The DEFAULT factory state for this variable is 1. This
variable is non-volatile and the value will be retained when the device is reset.
atiMgmtSysTempTimer (1.3.6.1.4.1.926.1.3.2.4.7)
0...1440 When the temperature device is controlled using the timer, this is the number of minutes the temperature device will be active.
The DEFAULT factory state for this variable is 30. This variable is non-volatile and the value will be retained when the device is
reset.
atiMgmtSysTempCountdown (1.3.6.1.4.1.926.1.3.2.4.8)
0...1440 When the temperature device is controlled using the timer, this is a count down that will indicate how many minutes before the
device will become inactive. The value of this counter is undefined when the device is not active in a timer mode. Anytime
atiMgmtSysTempCtrl is SET to a value that indicates timer mode, the value of atiMgmtSysTempTimer will be copied into this
variable. If, while this variable is counting down, atiMgmtSysTempCtrl is again SET to a value that represents a timer mode,
the value of atiMgmtSysTempTimer will again be copied into this variable and the count will start over again. The temperature
device will to inactive when this count drops to zero. At zero the counter will stop.
atiMgmtSysTempStatusInvert (1.3.6.1.4.1.926.1.3.2.4.9)
noInvert(1) The default value of this variable is noInvert(1), which provides a contact closure when the temperature device is on. When
this parameter is set to invert(2), the returned value for the contact status (atiMgmtSysTempMgr.2) will be inverted (contact
closed will be reported as open, contact open will be reported as closed). This accommodates the differences in which the
manufacturers of the relay block have implemented the open versus closed status contacts. This variable is non-volatile and the
value will be retained when the device is reset.
invert(2)
745-814-B8-001, Rev. A / P1 41
7.0 Installation
7.4.2.1 Configuring the Battery Heater Mat Controller
In this example, values are written to their respective OIDs to set temperatures, control mode,
and status reporting:
Set these OIDs to the specified value Functionality

atiMgmtSysTempTemprature (1.3.6.1.4.1.926.1.3.2.4.5) to 5 Heater turns on at 5°C
atiMgmtSysTempHysteresis (1.3.6.1.4.1.926.1.3.2.4.6) to 3 3°C of permitted controller overshoot (in this case, would turn off at 8°C)
atiMgmtSysTempCtrl (1.3.6.1.4.1.926.1.3.2.4.1) to 3 Battery temperature sensor used to control heater setpoint
atiMgmtSysTempMode (1.3.6.1.4.1.926.1.3.2.4.3) to 1 Places controller in heater mode
atiMgmtSysTempActiveState (1.3.6.1.4.1.926.1.3.2.4.4) to 1 Drive pin to the temperature device will go low when heater is on
atiMgmtSysTempStatusInvert (1.3.6.1.4.1.926.1.3.2.4.9) to 1 Sets the polarity of the read back signal from the temperature device
Reported status during operation

During operation, these two MIB points will report the current temperature, and whether
the heater is on or off.
SNMP MIB Point Data

atiMgmtSysTempStatus (1.3.6.1.4.1.926.1.3.2.4.2) Temperature device ON or OFF
atiBBSysViewBatteryTemperature (1.3.6.1.4.1.926.1.4.1.1.3.5) Battery temperature (in degrees C)
42 745-814-B8-001, Rev. A / P1
7.0 Installation
7.4.3 Connecting the LA-P-SM
The DSM3x transponder is capable of monitoring the status of the Alpha LA-P-SM series
surge suppressors. The physical installation is shown below and consists of connecting the
cable (Alpha p/n: 875-627-23) from the LAP’s two leftmost screw terminals to the six pin ENV
connector on the DSM3x, and plugging the LAP into the enclosure‘s power outlet.
1. Insert cable into 3-pin 2. Tighten to .22 to .25N•m 3. Connect to LA-P-SM

connector
5. Plug cable into ENV

4. Plug LA-P-SM into power
connector
outlet
7.4.3.1 Configuring the LA-P-SM

A MIB value must be set to enable monitoring via SNMP and the transponder’s Web page.
To do this, set the following OID to a value of 2 (installed).
atiMgmtSysLAPInstalled (1.3.6.1.4.1.926.1.3.2.8.1)
Once this OID has been set, the following information will be available via SNMP and the
Web page:
atiMgmtSysLAPState (1.3.6.1.4.1.926.1.3.2.8.2)
notInstalled(1) NO LAP INSTALLED. This would be the case if the OID atiMgmtSysLAPInstalled has not been set to a value of 2.
ok(2) OK. Indicates that each connected power supply detects AC input and the LAP device reports no fault. Normal
operation.
acNotPresent(3) AC OFF. One or more of the power supplies detects no AC. To check if the LAP has failed, query the OID psInput-
VoltagePresence (1.3.6.1.4.1.5591.1.4.2.1.34) to ascertain if the line has truly failed; if this is the case, the LAP is
working normally. If the line is OK, it is likely the LAP has a problem.
lapBlown(4) LAP FAILED. An LAP has failed and should be replaced. This is the state when all power supplies detect AC but the
LAP sense line indicates a fault.
lapFail(5) There is a fault, either the LAP has not been wired correctly or the relay in the LAP is stuck in the no-fault state. This
state occurs when at least one power supply senses AC fail, which should cause an LAP fault, but no fault is detected
(this would be the case if the LAP relay is stuck in the ON condition).
745-814-B8-001, Rev. A / P1 43
8.0 Battery Sense Wire Kits
8.1 36V Single and Dual Strings
To Power Supply
Red Black
NEG NEG NEG

Fig. 8-1, 36V System, Single String
Alpha P/N: 874-842-21 (6') 3A 2A 1A

Alpha P/N: 874-842-27 (9')
POS POS POS
Vbatt 3A [C] 36V
Vbatt 1A [C] 12V

Vbatt 2A [C] 24V
A/B [C/D] NEG
Pin 1
Pin 4
Pin 2
Pin 3
5 1
6 2
7 3
8 4
Back of Plug
To Power Supply
Red Black
Fig. 8-2, 36V System, Dual String
Alpha P/N: 874-842-20 (6') NEG NEG NEG

Alpha P/N: 874-842-28 (9')
3A 2A 1A
POS POS POS

Vbatt 2A [C] 24V
Vbatt 3A [C] 36V
Vbatt 1A [C] 12V

A/B [C/D] NEG
Pin 1
Pin 3
Pin 4
Pin 2
5 1
6 2
7 3
Vbatt 2B [D] 24V
Vbatt 1B [D] 12V

Vbatt 3B [D] 36V
8 4
Pin 6
Pin 5
Pin 7
Back of Plug
NEG NEG NEG
3B 2B 1B
POS POS POS
44 745-814-B8-001, Rev. A / P1
8.0 Battery Sense Wire Kits
8.2 48V Single and Dual Strings
To Power Supply
Red Black
Fig. 8-3, 48V System, Single String
NEG NEG NEG NEG
Alpha P/N: 874-841-21 (6')
Alpha P/N: 874-841-25 (9')
4A 3A 2A 1A
POS POS POS POS
Vbatt 3A [C] 36V
Vbatt 1A [C] 12V

Vbatt 2A [C] 24V
A/B [C/D] NEG
Vbatt 4A [C/D] 48V

Pin 1
Pin 4
Pin 2
Pin 3
Pin 8
5 1
6 2
7 3
8 4
Back of Plug
To Power Supply
Red Black
Fig.8-4, 48V System, Dual String NEG NEG NEG NEG
Alpha P/N: 874-841-20 (6')

Alpha P/N: 874-841-24 (9') 4A 3A 2A 1A
POS POS POS POS

Vbatt 1A [C] 12V
Vbatt 3A [C] 36V
Vbatt 2A [C] 24V

A/B [C/D] NEG
Pin 1
Pin 2
Pin 4
Pin 3
5 1
6 2
7 3
Vbatt 3B [D] 36V
Vbatt 2B [D] 24V
Vbatt 1B [D] 12V

Vbatt A/B [C/D] 48V
8 4
Pin 7
Pin 6
Pin 5
Pin 8
Back of Plug
NEG NEG NEG NEG
4B 3B 2B 1B
POS POS POS POS
745-814-B8-001, Rev. A / P1 45
9.0 Start Up and Verification
9.1 Initial Startup
To confirm successful hardware installation before leaving the installation site, verify network connectivity
and correct hardware interconnection.
To Verify Network Connectivity:
The DS and REG LEDs on the front of the DSM3x should be ON solid green. This indicates
successful registration with the headend. In addition, the RF LED should also be ON solid
green indicating proper RF receive power level and the ALM/RDY LED should be blinking
green for normal operation.
With the DSM3x used in conjunction with the XM2-HP power supply, network connectivity can
be verified via the smart display. For other power supply models, verify the network status via
the Ethernet Port.
Connect a computer’s network port to the transponder’s Ethernet port using a standard
network cable. Launch an Internet browser and enter 192.168.100.1 into the Address. The
transponder will return the Web page shown below. Click on “General” to display the key
Communications parameters including upstream and downstream power levels, and the
cable modem’s IP address, which confirms connectivity.
Fig.9-1, Initial Web Page
46 745-814-B8-001, Rev. A / P1
9.2 Verifying Correct Hardware Interconnection
The BAT A/B and BAT C/D LED indicators on the front panel of the DSM3x unit should illuminate solid
green once the battery wiring harnesses are correctly installed.
NOTE:
The DSM3x model provides both BAT A/B and BAT C/D LED indicators and battery harness connectors
(supports a maximum 4 battery strings). The DSM3 model provides only the BAT A/B LED indicator and
battery harness connector (supports a maximum 2 battery strings).
From the Power Supplies and Batteries section of "General" tab of the DSM3x Web page, the following
screen will be visible and the parameters shown will be available for viewing and verification. To test
hardware interconnection using the Ethernet Port, verify valid values for Output Voltage, Output Current
and individual battery voltages.
Fig.9-2, General Tab Screen
9.3 Verifying Communications via the Headend

Using SNMP check connectivity by verifying power supply data by doing the following:
• With a MIB browser check power supply data in the psIdent MIB branch (1.3.6.1.4.1.5591.1) of the
SCTE-HMS tree.
• With network management software, verify the DSM3 has been identified and is reporting data correctly.
745-814-B8-001, Rev. A / P1 47
9.4 LEDs, System Status Indicators and Reset button
The DSM3x has nine LEDs that indicate system status. During system startup, the LEDs blink
momentarily. The Status LEDs indicate alarms, status of the DSM3x, and communications activity with the
network. A description of each LED follows.
LED Status Behavior Indication

N/A OFF No power or malfunctioning DSM3x
ALM/RDY
ON Reset of the DSM3x is in process
GRN
ALM/RDY: Alarm and Ready Steady Blinking Normal operation
Blinking more OFF than ON Minor Alarm
REG RED
Blinking more ON than OFF Major Alarm
OFF No power, upstream frequency undetermined

DS
ACT REG: Upstream ranging and Power on, downstream locked, upstream frequency ranging,
GRN OFF / ON DHCP request
registration lock.
ON CMTS registration completed
LNK
OFF No power / downstream carrier
DS: Downstream RF Carrier GRN OFF / ON Power on, downstream carrier frequency searching
RF detection and lock.
ON Downstream carrier lock
OFF No Ethernet communications activity
ACT: CPE Activity status GRN Momentary flash while CPE communications ongoing via
OFF/ON the Ethernet craft port.
OFF No link
LNK: CPE Link status GRN
ON Link on Ethernet Craft port
COM
OFF No RF detected
Blue Rx RF Level too low
RF: RF Rx Level Indicator TRI
Green Rx RF level within tolerance
BATT A/B
Red Rx RF level too high
OFF No Alpha Bus Communications
BATT C/D COM: Alpha Bus GRN
communications. OFF/ON Momentary flash - Alpha Bus Port communications
active
BAT A/B GRN ON/OFF ON (steady) if battery string(s) connected correctly.
BAT C/D GRN ON/OFF ON (steady) if battery string(s) connected correctly.
Fig. 9-3, LED Functionality and Indications

9.4.1 Detailed LED Descriptions
ALM/RDY - Alarm & Ready
The ALM/RDY - During normal operation, this LED blinks green, indicating a heartbeat pulse
from the processor. The frequency of flashing by this LED provides a visual alert for power
supply discrete major and minor alarms, as configured in the discrete property tables of the
SCTE HMS MIB. Refer to Section 6.3 for information on configuring the DSM3 Series for
active monitoring and alarming. If an event triggers an HMS alarm, the ALM/RDY LED blinks
red according to the alarm type until the alarm has been resolved. For a minor alarm, the
frequency of flashing (red) will be more OFF than ON, and for a major alarm the frequency
of flashing will be (red) more ON than OFF. If there are multiple active alarms, including one
or more major alarms with one or more minor alarms, the major alarm will take precedent in
terms of the indication.
48 745-814-B8-001, Rev. A / P1
9.4.1 Detailed LED Descriptions, continued
REG - CM Registration
Once a downstream channel has been negotiated between the CM and CMTS, the modem
attempts to register with the DHCP server and obtain the configuration file. This LED flashes
while the process takes place. Once the registration is complete, the LED will remain on. This
is the best indication that the DSM3x is connected to the CMTS in the headend.
DS - Downstream Communication
This LED indicates the state of the CM's attempt to gain a downstream signal. This process
may take several seconds, depending on how long it takes the CM to locate a carrier signal
and lock onto a channel. The LED flashes while searching for the downstream DOCSIS
channel and is on solid when the downstream channel is locked.
ACT - CPE Activity
The CPE activity LED flashes to indicate that data is being transmitted or received between
the DSM3x and a network device.
LNK - Network Communication Status
The Ethernet link LED remains ON when there is an active connection on the Ethernet port
(e.g., a computer is connected for local diagnostics).
Rx/Tx Power
The LED will illuminate green when the receive level is within ±12dBmV of the recommended
downstream RF level of 0dBmV. The LED indicator illuminates blue for low receive levels
(less than -12dBmV) and red for high receive levels (more than +12dBmV).
COM - Alpha Bus Communications
The COM LED indicates any data traffic being received by the DSM through the COM
(AlphaBus) port. This LED will also blink with one to three blinks approximately every 10
seconds, which indicates communication exists between the DSM3x and other connected
devices, such as a generator or additional XM2.
BAT A/B - Battery Strings A & B
The LED indicator remains ON solid when the battery string wiring harness is correctly
connected to the batteries and the Bat A/B connector on the DSM3x.
BAT C/D - Battery Strings C & D
The LED indicator remains ON solid when the battery string wiring harness is correctly
connected to the batteries and the Bat C/D connector on the DSM3x.
9.4.2 Resetting the Module
The module features a Reset (RST) button and its use falls under the following
circumstances. Should the need arise to reset the transponder locally, such as in the case of
adding additional power supplies, a generator, or carrying out maintenance activities, here ar
two options:
1. To perform a hardware rest of the transponder, press and hold the reset button for
approximately three (3) seconds until the ALM/RDY LED stops blinking and turns
solid (green). Release the button. The transponder will reset the go through its power
up sequence.
2. To completely reset the transponder, press and hold the reset button for 10 seconds
until the ALM/RDY LED stops blinking and turns solid (red). Release the button. The
tramsponder will the retreive and reload the factory default settings. Once the default
settings have been reloaded, the transponder will reboot. This procedure should only
745-814-B8-001, Rev. A / P1 49
10.0 MIB Parameters
10.1 Definitions and Settings
The following tables display commonly-configured MIB parameters and provide specific information with
regard to functionality, options, OIDS, types and variables.
Parameter OID Description Access Type Value

atiMgntSnmp 1.3.6.1.4.1.926.1.3.1.0 Object Identifier
SNMP TRAP ADDRESSES
atiMgmtSnmpTrapTable 1.3.6.1.4.1.926.1.3.1.1 Object Identifier
atiMgmtSnmpTrapAddress.1 1.3.6.1.4.1.926.1.3.1.1.1.2.1 SNMP Trap Address (1) Read/Write IP Address 0.0.0.0 (default)
atiMgmtSnmpTrapAddress.2 1.3.6.1.4.1.926.1.3.1.1.1.2.2 SNMP Trap Address (2) Read/Write IP Address 0.0.0.0
SECURE SNMP ACCESS ADDRESS
atiMgmtSnmpAccessTable 1.3.6.1.4.1.926.1.3.1.2 Object Identifier Object Identifier
atiMgmtSnmpAccessAddress.1 1.3.6.1.4.1.926.1.3.1.2.1.2.1 Secure IP Address (1) Read/Write IP Address 0.0.0.0 (default)
atiMgmtSnmpAccessAddress.2 1.3.6.1.4.1.926.1.3.1.2.1.2.2 Secure IP Address (2) Read/Write IP Address 0.0.0.0
atiMgntSnmpAccess 1.3.6.1.4.1.926.1.3.1.3.0 Object Identifier
SNMP ACCESS ENABLE
atiMgmtSnmpSnmpv1Access 1.3.6.1.4.1.926.1.3.1.3.1.0 SNMPv1 Access to Power Supply Read/Write Integer 2 = Enable, 1 = Disable
Data
atiMgmtSnmpSnmpv2Access 1.3.6.1.4.1.926.1.3.1.3.2.0 SNMPv2 Access to Power Supply Read/Write Integer 2 = Enable, 1 = Disable
Data
SNMP TRAP
atiMgmtSnmpControls 1.3.6.1.4.1.926.1.3.1.5 Object Identifier
atiMgmtSnmpTrapOnNormal 1.3.6.1.4.1.926.1.3.1.5.1.0 Traps sent when an item in an alarm Read/Write Integer 1=Disabled
state returns to normal.
2=Enabled
atiMgmtSnmpSendCount 1.3.6.1.4.1.926.1.3.1.5.2.0 Number of times a trap is to be sent/ Read/Write Integer
repeated.
atiMgmtSysSnmpTimeout 1.3.6.1.4.1.926.1.3.1.5.3.0 The number of minutes allowed to Read/Write Integer 1 to 9
pass without SNMP communications.
On the lapse of this many minutes
the device will reset. Setting this
value to zero will prevent timeout
resets.
atiMgmtSysHttpAccess 1.3.6.1.4.1.926.1.3.2.2.1.0 Access to DSM via Web Browser Read/Write Integer 1=Disable
2=Enable (Default)
atiMgmtSysHttpTextAccess 1.3.6.1.4.1.926.1.3.2.2.2.0 Access to DSM Text Table via Web Read/Write Integer 1=Disable (Default)
2=Enabled
SIMPLE NETWORK TIMER PROTOCOL
atiMgmtSysServers 1.3.6.1.4.1.926.1.3.2.3.0 Object Identifier
atiMgmtSysServSntp 1.3.6.1.4.1.926.1.3.2.3.1.0 IP Address of SNMP Server Read/Write IP Address 0.0.0.0 (Default)
(Optional)
50 745-814-B8-001, Rev. A / P1
10.0 MIB Parameters
10.1 Definitions and Settings, continued

ENVIRONMENTAL MANAGER
atiMgmtSysTempMgr 1.3.6.1.4.1.926.1.3.2.4.0 Object Identifier
atiMgmtSysTempCtrl 1.3.6.1.4.1.926.1.3.2.4.1.0 Environmental Control Read/Write Integer 1=off (Default)
2=OnTimer
3=OnTemp
4=onTimerTemp
5=on
atiMgmtSysTempStatus 1.3.6.1.4.1.926.1.3.2.4.2.0 Environmental Control Feedback State Read Only Integer 1=Contact Open (default)
2=Contact Closed
atiMgmtSysTempMode 1.3.6.1.4.1.926.1.3.2.4.3.0 Environmental Mode (Heat/Cool) Read/Write Integer 1=Heater (Default)
2=Cooler
atiMgmtSysTempActiveState 1.3.6.1.4.1.926.1.3.2.4.4.0 Environmental Control Contact State Read/Write Integer 1=Closed (Default)
(Open/Closed)
2=Open
atiMgmtSysTempTemperature 1.3.6.1.4.1.926.1.3.2.4.5.0 Environment Temperature Read/Write Integer 1..70
atiMgmtSysTempHysteresis 1.3.6.1.4.1.926.1.3.2.4.6.0 Environmental Temperature Hysteresis Read/Write Integer 1..10
atiMgmtSysTempTimer 1.3.6.1.4.1.926.1.3.2.4.7.0 Environmental Default Timer Read/Write Integer 0..1440 (30 Minute Default, 15
minute Intervals)
atiMgmtSysTempCountdown 1.3.6.1.4.1.926.1.3.2.4.8.0 Environment Timer Time Remaining Read Only Integer 0..1440 (in minutes)
atiMgmtSysTempStatusInvert 1.3.6.1.4.1.926.1.3.2.4.9.0 State Inverted to match manufacturing Read/Write Integer 1=No invert (Default)
inconsistencies on the relay block. 2=Invert
GENERAL CONTROLS
atiMgmtSysTamperPolarity 1.3.6.1.4.1.926.1.3.2.6.1.0 Determines when tamper is active Read/Write Integer 1=Alarm On Open (Default)
2=Alarm On Close
atiMgmtSysAlphaBusSize 1.3.6.1.4.1.926.1.3.2.6.2.0 Internal microprocessor Read/Write Integer 1=9 Bit (Default)
communications bus size. All Alpha
power supplies use 9 bit, with the 2=8 Bit
exception of the GMX and VMX series.
atiMgmtSysGnrlInfoConfigs 1.3.6.1.4.1.926.1.3.2.7.1 Object Identifier
atiMgmtSysGnrlInfoConfigsMain 1.3.6.1.4.1.926.1.3.2.7.1.1.0 An ASCII string programmed into the Read Only Octet String Product number, configuration
main board non-vol memory. number serial number, etc.
atiMgmtSysGnrlInfoConfigsDaughter 1.3.6.1.4.1.926.1.3.2.7.1.2.0 An ASCII string programmed into the Read Only Octet String Product number, configuration
daughter board non-vol memory. number serial number, etc.
atiMgmtSysGnrlInfoConfigsBase 1.3.6.1.4.1.926.1.3.2.7.1.3.0 An ASCII string describing the base Read Only Octet String i.e. DSM3, DSM3x, DPM, etc.
configuration of the device.
745-814-B8-001, Rev. A / P1 51
10.0 MIB Parameters

LAP SURGE SUPPRESSOR
atiMgmtSysLAP 1.3.6.1.4.1.926.1.3.2.8 Object Identifier
atiMgmtSysLAPInstalled 1.3.6.1.4.1.926.1.3.2.8.1.0 Indicates if the LAP surge suppressor is being Read/Write Integer 1=Not installed (Default)
monitored on the external ENV connector. This 2=Installed
parameter must be manually set when an LAP is
installed, the LAP is not automatically detected.
atiMgmtSysLAPState 1.3.6.1.4.1.926.1.3.2.8.2.0 Current state of the LAP device Read Only Integer 1=Not installed(Default)
2=OK
3=AC not present
4=LAP blown
5=LAP fail
PLATFORMS
atiProductPlatforms 1.3.6.1.4.1.926.1.4 Object Identifier
atiBroadbandUPS 1.3.6.1.4.1.926.1.4.1 Object Identifier
atiBBSysView 1.3.6.1.4.1.926.1.4.1.1 Object Identifier
atiBBSysViewSelects 1.3.6.1.4.1.926.1.4.1.1.1 Object Identifier
atiBBSysViewSelfTestControl 1.3.6.1.4.1.926.1.4.1.1.1.1.0 Starts/Stops a system self test. Read/Write Integer 1=Stop
2=Start
atiBBSysViewSelfTestInhibit 1.3.6.1.4.1.926.1.4.1.1.1.2.0 System self test is prevented. On reset, the DSM Read/Write Integer 1=Normal (Default)
gets this value from the master XM2. 2=Inhibited
atiBBSysViewSystemControlMgr 1.3.6.1.4.1.926.1.4.1.1.1.3.0 If the System Control Manager is running, the Read/Write Integer 1=Running
Small System Controller/Administrator (SSC or 2=Disabled
SSA) is running and there is coordination between
the power supplies for charging, testing, etc. The
value of this item is stored in non-vol memory.
atiBBSysViewFactoryDefaults 1.3.6.1.4.1.926.1.4.1.1.1.4.0 Will set all parameters back to the factory default Read/Write Integer 1=Normal
value. 2=Reset
52 745-814-B8-001, Rev. A / P1
10.0 MIB Parameters

SYSTEM ALARMS
atiBBSysViewAlarms 1.3.6.1.4.1.926.1.4.1.1.2 Object Identifier
atiBBSysViewMajorAlarm 1.3.6.1.4.1.926.1.4.1.1.2.1.0 Indicates if any of the items monitored are in a Read Only Integer 1=OK
major alarm state. 2=Alarm
atiBBSysViewMinorAlarm 1.3.6.1.4.1.926.1.4.1.1.2.2.0 Indicates if any of the items monitored are in a Read Only Integer 1=OK
minor alarm state. 2=Alarm
atiBBSysViewSelfTestResult 1.3.6.1.4.1.926.1.4.1.1.2.3.0 If any of the items being monitored indicate that Read Only Integer 1=OK
self test failed, this item indicates a failure. 2=Fail
atiBBSysViewTempProbeStatus 1.3.6.1.4.1.926.1.4.1.1.2.4.0 If any of the devices being monitored indicate a Read Only Integer 1=OK
temp probe failure, this item will alarm. 2=Missing
atiBBSysViewInputStatus 1.3.6.1.4.1.926.1.4.1.1.2.5.0 If ALL the items being monitored indicate no AC, Read Only Integer 1=OK
this item will alarm. 2=No AC Present
SCALARS
atiBBSysViewScalars 1.3.6.1.4.1.926.1.4.1.1.3 Object Identifier

atiBBSysViewInputVoltage 1.3.6.1.4.1.926.1.4.1.1.3.1.0 Power supply input voltage. Read Only Integer
atiBBSysViewInputFrequency 1.3.6.1.4.1.926.1.4.1.1.3.2.0 Power supply input line frequency. Read Only Integer
atiBBSysViewInputCurrent 1.3.6.1.4.1.926.1.4.1.1.3.3.0 Power supply input current. Read Only Integer
atiBBSysViewBatteryVoltage 1.3.6.1.4.1.926.1.4.1.1.3.4.0 Battery voltage. Read Only Integer
atiBBSysViewBatteryTemperature 1.3.6.1.4.1.926.1.4.1.1.3.5.0 Battery temperature (Degrees C). Read Only Integer
atiBBSysViewChargerCurrent 1.3.6.1.4.1.926.1.4.1.1.3.6.0 Sum of charging current from all power supplies. Read Only Integer
atiBBSysViewChargerVoltsFloat 1.3.6.1.4.1.926.1.4.1.1.3.7.0 Battery charger float voltage. Read/Write Integer

atiBBSysViewChargerVoltsEqualize 1.3.6.1.4.1.926.1.4.1.1.3.8.0 Battery charger equalization voltage. Read/Write Integer
atiBBSysViewChargerVoltsTemperatureComp 1.3.6.1.4.1.926.1.4.1.1.3.9.0 Battery charger temperature compensation Read/Write Integer
(0 to 5mV/Cell/°C)..
atiBBSysViewBatteryCapacity 1.3.6.1.4.1.926.1.4.1.1.3.10.0 Battery string capacity (Amp hours). Read/Write Integer
745-814-B8-001, Rev. A / P1 53
11.0 Specifications
Interface
Power Supplies Supported XM2, XM2-HP, XM2-300, XM2-VP, GMX, VMX
RF Connection F-connector, female, 75 ohm
LED Indicators Alarm, Ready, Comm, Link, DS, REG, Downstream RF Power Level, Battery Harness A/B & C/D
XM2 Data and Power Interface 18-pin DIL header, proprietary
Tamper 2 pin header
8 pin, male connector, string A and B, 36V or 48V voltage monitoring. Configurable to monitor up to 6 x
Battery Input A/B
6V batteries
8 pin, male connector, string C and D, 36V or 48V voltage monitoring. Configurable to monitor up to 6 x
Battery Input C/D
6V batteries
Multi-Device Communications RJ-12 offset, RS-485 multidrop, communication for five XM2s and an AlphaGen
Local Port RJ-45 standard ethernet connection. Access via web browser.
Environmental Controls
CTRL (ENV) 6-pin male connector; configurable to control and monitor battery heater mats, cooling fans and LAP.
Electrical/Mechanical/Environmental
Operating Temperature -40 to +65ºC / -40 to 149ºF
Storage Temperature -40 to +85ºC / -40 to 185ºF
Humidity 10-90% non-condensing
Emissions EN50022 Class A1, FCC Part 15 Class A1, one Installed in XM2 power supply
Surge IEEE C62.41-1991, cat B3, 6KV
Warranty 2 years
Network Communications
Network Protocols IP, UDP, TCP, DHCP, TFTP, SNMP
SNMP v1, v2c
Embedded Web Interface Read access to power supply data, Read/Write access to administrative fields, and self-test.
Power Supply (ANSI/SCTE 38-4), Generator (ANSI/SCTE 38-6), Property (ANSI/SCTE 38-1), Alpha
MIBs
Proprietary Advanced UPS Diagnostics
Power Supply Monitored Parameters
Logical (OR) of: test fail, battery fail, line isolation alarm, output overload, inverter over temperature, N+1
Major Alarm
active, fuse fail
Minor Alarm Logical (OR) of: temperature probe error, AC line loss, N+1 error
Input Line Voltage 90-270Vac 50/60Hz measured value
Output Voltage 60/90Vac measured value
Output Current 1 0-25A measured value
Output Current 2,3,4 0-25A measured value (if optional power supply outputs installed)
Output Power Calculated, reported in AC Watts
UPS Status AC line, standby, test in-process, test alarm (open/closed)
Enclosure Door open/closed
6V or 12V batteries, up to 16 batteries, individual battery voltages measured ±100mv resolution, ±50mv
Battery Voltage
accuracy
Battery Temperature Measured, reported in degrees Celsius
Remote Test Control Start/stop power supply self test cycle
Generator Monitored Parameters
Status Off, Running, Alarm
Logical (OR) of: low oil pressure, engine over temperature, engine over speed, crank limit, over voltage,
Alarm
low fuel, water intrusion, pad shear, gas hazard, test fail
Gas Hazard Indicates combustible fumes above acceptable levels (LEL)
Water Intrusion Generator compartment flooded
Pad Shear Generator has been dislocated
Enclosure Door Open or Closed
Ignition Battery Voltage Measured value for 12V generator battery. Reported to +/- 100mv resolution
Enclosure Temperature Measured temperature inside generator compartment
Low Fuel Indicates fuel level insufficient to sustain engine
Remote Test Control Start/Stop generator self test cycles
Modem Parameters
Standards DOCSIS 2.0
Tx Frequency Range 5 to 42 MHz DOCSIS
Output Power +8 to +58 dBmV
Channel Bandwidth 6 MHz DOCSIS
Receive Center Frequency Range 91 to 857 MHz DOCSIS
Input Level -15 to +15 dBmV
54 745-814-B8-001, Rev. A / P1
12.0 Glossary
Acronym Definitions
ANSI: American National Standards Institute
CM: Cable Modem
CMTS: Cable Modem Termination System
CPE: Customer Premise Equipment
DHCP: Dynamic Host Configuration Protocol
DOCSIS: Data Over Cable Service Interface Specification
EMS: Element Management System
HMS: Hybrid Management Sublayer
IT: Information Technology
MAC: Media Access Control
MIB: Management Information Base
NMS: Network Management System
QoS: Quality of Service
RTS: Remote Temperature Sensor
SCTE: Society of Cable Telecommunications Engineers
SI: Serial Interface
SNMP: Simple Network Management Protocol
TFTP: Trivial File Transfer Protocol
TOD: Time of Day
UDP: User Datagram Protocol
VoIP: Voice over Internet Protocol
745-814-B8-001, Rev. A / P1 55
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Visit us at www.alpha.com
ue to continuing product development, Alpha Technologies reserves the right to change specifications without notice.
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Copyright © 2010 Alpha Technologies. All Rights Reserved. Alpha® is a registered trademark of Alpha Technologies. 745-814-B8-001 Rev. A (09/2010)

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AlphaNet DSM Series 3 DOCSIS® Status Monitor

Effective Date: October 2010

Contacting Alpha Technologies: www.alpha.com

To report errors in this document, send email to:Techpubs@alpha.com

3.0 Network Configuration.................................................................................................... 13

4.0 Web Interface................................................................................................................. 18

5.0 Upgrading Firmware....................................................................................................... 23

9.0 Start Up and Verification................................................................................................. 46

WARNING presents safety information to PREVENT INJURY OR DEATH to the technician

Model DSM3x DSM3 DPM

Power Supply Interface

Fig. 1-4, Side view, AlphaNet DSM3x

2.1 System Diagram

11 SNMP-based Network Management System

5 Coax/HFC Network 6 CMTS 7 TCP/IP Network

3 External Generator 8 DHCP Server 9 TFTP Server 10 TOD Server

Fig. 2-1, Representative System Arrangement

2.2 Network Connectivity

• For TFTP access, port 69 must not be blocked.

• For HTTP access, port 80 must not be blocked.

• For SNTP access, port 37 must not be blocked.

2.3 System Configuration and Installation

DSM Series installation and setup is comprised of three basic steps:

2.4 DSM3x Start-up and Reboot Routine

TFTP Server 5 Network Management System

TOD Server 4 MIB Browser

DHCP Server 3 Web Browser

LEDs and Indications

"DOCSIS Channel locked"

3 to 5 Online - Registration Complete OFF and ON (Green) ON ON ON OFF and ON

6 to 7 DSM3x fully functional OFF and ON (Green) ON ON ON Bursts

3.1 Provisioning the DHCP Server with the MAC Addresses

Fig. 3-1, Locations of Address labels

3.2 The DOCSIS Configuration File

To build a DOCSIS Configuration File use a DOCSIS TLV editor program.

3.2.1 Setting Modem Community Strings

MIB Parameter Object ID Description Value

docsDevNmAccessStatus 1.3.6.1.2.1.69.1.2.1.7 Controls and reflects the status of rows 4

Table 3-1, Modem Community String Parameters

3.2.2 Setting SNMP Trap Destination Addresses

MIB Parameter Object ID Description Value

Table 3-2, Trap Destination Addresses

SNMP MIB Object (11) [Len=21]:docsDevNmAccessStatus.1/4

SNMP MIB Object (11) [Len=21]:docsDevNmAccessStatus.2/4

Software Upgrade Filename(9) [Len=24]:"ModemFirmwareFile.bin"

Manufacturer Code Verification Certificate (32) [Len=254]: 30 82 03 1A 30 82...

Fig. 3-2, Sample DOCSIS Configuration File

C Sets firmware download parameters

SNMP Parameter Type Description Value

Table 3-3, Transponder Communications Parameters

4.1 Local Web Server Access

2. Launch a web browser.

4. The DSM3x transponder’s Web server home page will appear.

Fig. 4-1, DSM3 Series Web Page

Use the following procedure to configure a static IP address on

1. Click on the “start” button (lower left button on most

2. When the window pops up, click on “Control Panel”

3. Click on "Network Connections."

4. Right-Click on "Local Area Connection" to open

5. Click on the bottom option "Properties."

7. The Internet Protocol (TCP/IP) Properties

8. Click on the “OK” button and try to connect

9. Once completed with the DSM3x local