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Regulatory Toxicology and Pharmacology 51 (2008) 135–140


www.elsevier.com/locate/yrtph

Commentary

Do pollution time-series studies contain uncontrolled or


residual confounding by risk factors for acute health events?
John Bukowski *

WordsWorld Consulting, 658 Evans Lane, Dayton, OH 45459, USA

Received 19 September 2007


Available online 15 December 2007

Abstract

Acute health effects from air pollution are based largely on weak associations identified in time-series studies comparing daily air pol-
lution levels to daily mortality. Much of this mortality is due to cardiovascular disease. Time-series studies have many potential limita-
tions, but are not thought to be confounded by traditional cardiovascular risk factors (e.g., smoking status or hypertension) because
these chronic risk factors are not obviously associated with daily pollution levels. However, acute psychobehavioral variants of these
risk factors (e.g., smoking patterns and episodes of stress on any given day) are plausible confounders for the associations observed
in time-series studies, given that time-series studies attempt to predict acute rather than chronic health outcomes. There is a fairly com-
pelling literature on the strong link between cardiovascular events and daily ‘‘triggers’’ such as stress. Stress-related triggers are plausibly
associated with daily pollution levels through surrogate stressors such as ambient temperature, daily workload, local traffic congestion,
or other correlates of air pollution. For example, variables such as traffic congestion and industrial activity increase both stress-related
health events and air pollution, suggesting the potential for classical confounding. Support for this argument is illustrated through exam-
ples of the well-demonstrated relationship between emotional stress and heart attack/stroke.
Ó 2007 Elsevier Inc. All rights reserved.

Keywords: Time-series; Air pollution; Confounding; Trigger; Cardiovascular

1. Background The recognized or suspected limitations of TS studies


fall into four major categories:
Over the past 10–15 years, numerous articles have dealt
with associations between short-term health effects (especially (1) Ecological bias: TS studies are ecological in nature.
sudden death) and relatively low levels of air pollution (Dom- As Morgenstern (1998) points out, ‘‘ecological bias
inici et al., 2002, 2003a,b, 2005; Bell et al., 2004; Jerrett et al., may be severe in practice’’ and ‘‘adjustment for extra-
2005; Analitis et al., 2006; Ostro et al., 2006). These studies neous risk factors may not reduce the ecologic bias’’
have generally used the time-series (TS) approach in which and may even ‘‘increase bias’’. A recent methodolog-
daily fluctuations in pollution are modeled against daily num- ical analysis has stratified the ecological associations
bers of health events within a city or group of cities. The pri- with particulate matter (PM) into national and local
mary endpoint in these studies is often death, because components, concluding that there appears to be no
accurate mortality statistics are maintained for all large cities, real association between PM and mortality at the
but other acute endpoints (e.g., emergency department visits, local level (Janes et al., 2007).
hospitalization, etc.) have also been explored. (2) Residual confounding by area-wide weather variables:
The weather variables included in TS models are
themselves ecological surrogates for the heat stress
*
Fax: +1 937 439 0221. experienced by individuals. For example, ambient
E-mail address: wwc-johnb@woh.rr.com temperature is often measured at a single location

0273-2300/$ - see front matter Ó 2007 Elsevier Inc. All rights reserved.
doi:10.1016/j.yrtph.2007.12.003
136 J. Bukowski / Regulatory Toxicology and Pharmacology 51 (2008) 135–140

(e.g., an airport) and does not reflect the heat stress to US mortality and a larger percentage of external/nontrau-
which all municipal residents are exposed. Area-wide matic deaths (Miniño et al., 2006). Traditional risk factors
variables provide no information on individual-level for CVD include variables such as smoking status, high
factors, such as access to air conditioning and resi- blood pressure, diets high in fat and salt, etc. (Wilson
dence near ‘‘heat islands’’. Heat-related variables and Cullerton, 1998; Vinereanu, 2006). These are chronic
have been shown to have a strong and nonlinear risk factors that do not change within individuals from
effect on health (Armstrong, 2006), which may not day-to-day and are not obviously associated with short-
be adequately accounted for in linear TS models. term pollution exposures. Such risk factors are not con-
(3) Statistical errors: TS studies use highly complex sta- sidered to be potential confounders in TS studies because
tistical models to tease out weak associations. Rela- ‘‘smoking and dietary habits [and similar variables] are
tively minor errors in statistical application or unlikely to covary with air pollution on timescales briefer
model choice/specification can lead to substantial than season.’’ (Schwartz et al., 2003).
errors in model coefficients (Moolgavkar, 2005). Risk factors such as smoking status predict chronic
For example, minor problems were identified several health outcomes (e.g., cancer or heart disease), not the
years ago with the software application and modeling acute health events (e.g., sudden death or hospitalization)
specifications common to early TS studies investigat- of concern in TS studies. Put another way, chronic risk fac-
ing the mortality associated with PM air pollution. tors predict someone’s long-term probability of dying from
This so-called ‘‘GAM/S-Plus’’ problem resulted in a heart attack, but not when that fatal heart attack will
an artificial doubling of risk (Dominici et al., 2005). occur. However, there are acute variants (i.e., ‘‘triggers’’)
Subsequent analyses have corrected this particular for these risk factors that need to be considered when pre-
problem, but do not eliminate the potential for other dicting near-term (e.g., daily) risk. For example, an active
uncontrolled sources of bias in such complex and cigarette smoker is at overall increased risk for a heart
model-intensive approaches (Moolgavkar, 2005). attack, but the risk on any given day is driven in part by
(4) Weak associations: In past epidemiologic studies, the number and timing of cigarettes smoked on that partic-
weak associations have generally been defined as ular day. Research has shown that coronary blood clots are
relative risks (RR) below 1.5–3.0 (Wynder, 1987; larger in heart attacks occurring near a smoking episode
Shapiro, 1994, 2000; Szklo, 2001). It has been (Giri et al., 2001) and that ischemia is much more likely
argued that these weak associations might provide to occur during smoking (Gabbay et al., 1996), which
insight into important risks, but that they are not means that the length and number of smoking episodes
sufficiently reliable to form the basis for expo- on any given day is important. It has also been shown that
sure-response functions used for regulatory assess- smoking episodes increase cortisol/catecholamine levels,
ment (Hertz-Picciotto, 1995; Shapiro, 1994, 2000). heart rate, blood pressure, coronary vasoconstriction, oxy-
Time-series studies generally report RR below gen demand, and other hemodynamic processes that can
1.02, although values vary by city, region, time trigger heart attack and stroke (Strike and Steptoe, 2005;
of year, etc. The RR for the 95-city National Mor- Robinson and Cinciripini, 2006).
bidity, Mortality, and Air Pollution Study (NMM- On a similar vein, high blood pressure, aggressive per-
APS), which is the most comprehensive and sonality, stressful occupation, and similar factors increase
authoritative TS study to date, reported RR for overall risk of heart attack or stroke. However, the risk
total mortality in the range of 1.002 per 10 micro- on any given day would be more strongly related to the
grams of fine particulate matter (PM2.5) (Dominici number and magnitude of stressful events occurring on
et al., 2005). Spurious elevations of this magnitude or near that day. For example, it has been clearly and con-
would not be unusual, especially given the limita- sistently shown that episodes of emotional stress (e.g.,
tions inherent in the TS design. anger, stress, or anxiety) can trigger myocardial infarction
(MI) and stroke (Mittleman et al., 1995; Möller et al., 1999;
There may be additional areas of uncontrolled/residual Koton et al., 2004; Strike and Steptoe, 2005; Strike et al.,
confounding that have been overlooked in TS studies. 2006a).
The current article explores the hypothesis that TS studies
may not adequately control for confounding risk factors 3. Confounding from acute triggers
(including smoking, stress, and other variables) that can
trigger acute cardiovascular health events. In time-series studies, chronic risk factors are correctly
ignored as irrelevant to the acute situation. However,
2. Chronic vs. acute risk factors time-series studies also ignore the acute triggers that have
direct bearing on acute health events. Various factors have
Many of the daily health events (e.g., death, hospital been implicated as possible acute triggers of CVD events.
admissions, etc.) of importance in TS studies are from These include physical exertion, sexual activity, sleep dis-
cardiovascular diseases (CVD) such as heart disease and turbance, tobacco smoking, alcohol consumption, high-
stroke, which make up approximately one-third of total fat meals, and emotional distress. In clinical epidemiology,
J. Bukowski / Regulatory Toxicology and Pharmacology 51 (2008) 135–140 137

these factors have generally been measured via retrospec- sure prevalence among cases for clinically important time
tive recall or prospective diaries, usually focusing on the windows (Table 1). Furthermore, the substantial excess
1–2 h or 1–2 days before symptom onset (Strike and Step- risks associated with these stressors (Table 1) dwarf the tiny
toe, 2005). risks identified in TS pollution studies. For example, the
People are known to increase risky behaviors (e.g., 1.002 RR per 10 micrograms PM2.5 that was reported for
anger, smoking, over-eating, lack of sleep, etc.) because NMMAPS (Dominici et al., 2005) implies less than 1%
of stress (Cummings et al., 1985; Niaura et al., 2002; excess mortality over the typical range of PM2.5 concentra-
McKinzie et al., 2006; Falkin et al., 2007; Yamamoto tions. By comparison, stress-related triggers increase acute
et al., 2007). It would be expected that these behaviors MI risk by approximately 100–1400% (i.e., 2- to 15-fold)
would similarly increase from the irritability and stress (Table 1).
associated with high ambient temperature, heavy traffic,
traffic/work noise, job strain, or other factors associated 3.2. Confounding by stress-related triggers
with periods of increased pollution. For example, work
stress has been associated with increases in eating, smok- Confounding by acute triggers would be expected if such
ing, and other acute triggers (Siegrist and Rodel, 2006; triggers were associated with both acute cardiovascular
Radi et al., 2007; Kouvonen et al., 2007). The strenuous events and pollution (or variables correlated with pollu-
physical activity associated with heightened industrial tion, such as temperature, traffic density, or increased
activity could similarly be associated with both pollution industrial activity). Two acute triggers that fit this pattern
and acute risk. Such associations between risk and corre- well are traffic density and workplace stress.
lates of exposure are suggestive of classical confounding.
3.3. Traffic stress and CVD
3.1. Case example: emotional stress and heart attack
Driving in or living near heavy traffic increases the stress
Considerable research has linked negative emotional that can cause both CVD and acute cardiovascular events
states such as anger, frustration, and anxiety with either (Netterstrom and Juel, 1988; Robinson, 1989; Babisch
acute coronary syndrome (ACS) (Myers and Dewar, et al., 1993; Gee and Takeuchi, 2004). A cohort study of
1975; Mittleman et al., 1995; Gabbay et al., 1996; Möller over 2000 Danish bus drivers identified ‘‘driving in heavy
et al., 1999, 2005; Servoss et al., 2002; Gullette et al., traffic’’ and ‘‘increased work pace’’ as significant risks for
1997; Strike and Steptoe, 2005; Strike et al., 2006a) or MI, with RR ranging from approximately 3.0–6.0 (Netter-
the pathophysiological processes attending ACS. Mental/ strom and Juel, 1988). Vehicular travel during vacation has
emotional stress decreases vagal tone (Bacon et al., 2004) also been linked to MI, with hospitalized cases being signif-
and increases vasoconstriction, blood pressure, release of icantly more likely to travel by car (RR 3.2, 95% CI 1.1–
catecholamines and cortisol, and platelet aggregation (Ver- 8.8) compared to hospital controls (Kop et al., 2003). Such
rier et al., 1987; Verrier and Mittleman, 1996; Jern et al., findings are consistent with telephone interviews (adminis-
1989; Muller et al., 1989; Boltwood et al., 1993; Toffler, tered while subjects were driving) that suggest that stress
1997; Strike et al., 2006b). These forces are thought to increases with traffic congestion (Wickens and Wiesenthal,
increase cardiac arrhythmia and plaque disruption, subse- 2005). Research has also found that stress-induced blood
quently leading to MI and/or unstable angina (Muller parameters consistent with the initiation of ACS increase
et al., 1989; Toffler, 1997; Lampert et al., 2002; Servoss during car travel (Robinson, 1989). Living in the proximity
et al., 2002; Burg et al., 2004). In most cases, the RR from of heavy traffic or living with chronic noise exposure has
stress are substantial, ranging from approximately 2.0–15.0 been similarly associated with stress and heart disease
(Table 1). (Ising et al., 1999; Gee and Takeuchi, 2004; Babisch
Many of the studies linking stress and heart disease have et al., 2005). These associations show the impact of traffic
used case-crossover designs that control between-subject stress and are consistent with the large amount of evidence
differences and most subsequent confounding (Mittleman that negative emotional states are acutely associated with
et al., 1995; Gullette et al., 1997; Möller et al., 1999, cardiovascular pathophysiology.
2005; Lampert et al., 2002; Burg et al., 2004; Strike and
Steptoe, 2005). Recent research has coupled prospective 3.4. Industrial activity and CVD
daily diaries with ambulatory electronic monitoring of sub-
clinical cardiac events (e.g., arrhythmia or transient ische- Sudden increases in industrial activity cause short-term
mia), in order to generate real-time data that avoid health measures to decline because of job-related stress
biased recall and provide a clear temporal relationship and the ‘‘growing pains’’ associated with adapting to new
between episodes of stress and documented cardiovascular technologies (Netterstrom and Juel, 1988; Brenner, 2005;
events (Gabbay et al., 1996; Gullette et al., 1997; Lampert Tapia Granados, 2005). More importantly, systematic
et al., 2002; Bacon et al., 2004; Burg et al., 2004). reviews have identified a firm association between work-
Anger and frustration are common in daily life. Results related stress and CVD (Strike and Steptoe, 2005). The
from the above studies suggest approximately 1–17% expo- incidence of MI has been shown to peak on Monday, pri-
138 J. Bukowski / Regulatory Toxicology and Pharmacology 51 (2008) 135–140

Table 1
Studies showing a significant association between mental stress and acute heart disease
Reference Design (n) Pea (%) Stress exposure RR (95% CI)b
Willich et al. Case-control (1194) 4 Emotional upset within 24 h of myocardial 2.7 (1.1–6.6)
(1993) infarction (MI)
Mittleman et al. Case-crossover (1623) 2 Anger within 2 h of MI 2.3 (1.7–3.2)
(1995)
Gabbay et al. Similar to case-crossover that used daily diaries 14 Anger preceding ischemia 2 (p < 0.057)d
(1996) and ambulatory EKGc (63)
Gullette et al. Case-crossover using daily diaries and ambulatory 4 Tension within 1 h of ischemia 2.2 (1.1–4.5)
(1997) EKG (58)
4 Frustration within 1 h of ischemia 2.2 (1.1–4.3)
Möller et al. Case-crossover
(1999) (690 with symptomse) 1 Anger within 1 h of MI 9.0 (4.4–18.2)
(399 w/o symptoms) 2 Anger within 1 h of MI 15.7 (7.6–32.4)
Burg et al. (2004) Case-crossover using diaries and ICDf (42) 15 Anger within 15 min preceding ICD shock 5.3 (1.4–22.8)
Möller et al. Case-crossover (1381) 1 High-pressure work deadline within 24 h 6.0 (1.8–20.4)
(2005) of MI
1 Competitive work pressure within 2–7 6.0 (1.3–26.8)
days of MI
Strike et al. Case-crossover (295) 17 Anger within 2 h of acute coronary
(2006a) syndrome (ACS)
Compared to 24 h earlier 2.1 (1.7–2.2)
Compared to 6 mos. earlier 7.3 (5.2–10.2)
a
Prevalence of stress exposure among cases.
b
Relative risk (95% confidence interval).
c
Study similar to case-crossover, but not formally presented as such. Ambulatory patients filled out detailed diaries while fitted with ambulatory EKG
devices.
d
Authors presented findings graphically without formal RR (p-value within parentheses).
e
Separate analyses for those with or without telltale premonitory symptoms.
f
Ambulatory patients filled out detailed diaries while fitted with implanted cardioverter-defibrillators (ICD).

marily among working populations, suggesting a short- 3.5. Associations with air pollution
term impact from stresses associated with the workplace
(Willich et al., 1993). It is uncertain whether this is due The above risk factors have plausible associations with
to increasing mental stress or to increased physical exertion air pollution, suggesting a real possibility of confounding.
after 2 days of rest. Möller et al. (2005) investigated mental Traffic activity increases the level of air pollution, with
stress specifically within the Stockholm Heart Epidemiol- locations near heavy traffic having significantly higher par-
ogy Program. They enrolled more than 1300 patients with ticulate levels than those near lighter traffic (Brauer et al.,
acute, nonfatal first-infarcts into a case-crossover study of 2003; Levy et al., 2003; Rundell et al., 2006; Soliman
potential triggers. A traditional case-control analysis of et al., 2006; van Roosbroeck et al., 2006). In fact, air-qual-
this population showed a significant doubling of risk ity models based on traffic patterns account for up to 50–
among men exposed to conflict at work within the past 73% of the variability in average annual levels of fine PM
12 months. The case-crossover analysis showed that the (Brauer et al., 2003; Soliman et al., 2006). Increased eco-
RR increased to 6.0 (95% confidence interval (CI) 1.8– nomic or industrial activity should similarly increase pollu-
20.3) within 24 h of a high-pressure work-related deadline. tion levels, given that air pollution levels are much higher
A similar risk (RR 6.0, 95% CI 1.3–26.8) was reported in areas with active factories (Ghio, 2004; Sanderson and
within 48 h of an event associated with heavy workplace Farant, 2004).
competition (Möller et al., 2005).
Time-series models are usually adjusted for day of the 4. Conclusions
week, but this would not remove all bias related to work
stress. More CVD events occur on Monday than on other TS studies suggest very weak associations between air
days (Willich et al., 1993), but there is no perfect correla- pollution and acute mortality. Therefore, we need to inves-
tion between work stress and day of the week. Also, as tigate all sources of potential bias, because very little
can be seen in the table, most pertinent work stress occurs uncontrolled or residual bias would be needed to produce
within 1–2 h before disease onset. Day of the week would such weak excess risks. Stress has been consistently shown
appear to be too imprecise a metric to capture this. Fur- to be an acute trigger of cardiovascular events, and is also
thermore, as already noted, the ecological nature of the plausibly associated with air pollution. Stress can increase
TS design suggests only imperfect control for individual- smoking, raise blood pressure, disrupt sleep, and produce
level confounding, so that residual bias is to be expected. other behavioral or physiological effects that increase the
J. Bukowski / Regulatory Toxicology and Pharmacology 51 (2008) 135–140 139

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