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D-CDF: ADAPTING ESA'S CONCURRENT DESIGN FACILITY FOR USE IN THE

DEFENCE SECTOR
James A. White (1), Sam Gerené (2)
(1)
The Defence Innovation Greenhouse, Veurseweg 42, 2252AB Voorschoten, Netherlands
(2)
RHEA Group, Schuttersveld 2 2316 ZA Leiden, Netherlands

ABSTRACT 2. CURRENT CHALLENGES FOR DEFENCE


Defence organization across Europe face challenges Currently, most Defence establishments use a
providing modern capabilities to deployed troops. One documentation-heavy, serial process throughout the
of the main reasons for this is outdated project project lifecycle (Fig. 1). Unfortunately, this serial
management procedures that have been designed for approach has significant drawbacks that lead to
civil works activities such as building runways or the excessive costs, long project life cycles and ultimately a
acquisition of major weapons systems. These serial negative impact on the quality of the final product -
processes are a contributing factor to high project failure especially for the procurement of IT systems that have a
rates for Defence Projects – especially IT intensive very limited lifespan and benefit from rapid delivery.
projects that must deliver on short timeframes before the
technologies being acquired become obsolete. The use The most serious problem is that written documents are
of Concurrent Design (CD) in Defence offers the subject to interpretation. It is extremely difficult to
opportunity to accelerate projects and build a stronger capture complex user requirements completely in
connection between capability developers and the end- written documents. There are ample cases in Defence
users they intend to serve. In this paper, we explore CD where the product delivered was not fit-for-use because
and how it should be adapted for optimal use in a the original requirements were incorrectly interpreted by
Defence environment. capability developers.

1. BACKGROUND The next problem relates to the process itself. A lengthy


set of requirements can often include incomplete,
For much of the 20th century, the Defence sector played
ambiguous and conflicting requirements. But project
a leading role with respect to technology innovation.
managers - who are frequently under considerable time
Indeed, products such as the microwave oven, GPS and
pressure - are often reluctant to consult with the writers
even the Internet all evolved from innovations spawned
of the original requirements for clarification out of fear
from Defence requirements. Today, this is no longer the
that this consultation will introduce delays. Instead,
case. In fact, in many areas Defence lags behind
assumptions are made by project teams that can
industry. Defence must adapt and find alternatives that
seriously undermine the quality of the final product.
will help to close the widening technology gap between
Defence and commercial industry.
Finally, in a typical Defence project there is usually a
milestone where the requirements are "locked" before
An important part of this process is for Defence to look
the design process begins, suggesting that trade-offs are
beyond its own borders for non-traditional solutions
no longer possible. As a result, solution designers have
provided by non-traditional actors. One obvious choice
less latitude to consider alternatives that may have been
is the Space sector, and more specifically, the European
equally suitable to the end-users but that would be
Space Agency (ESA). The overall success rate of
easier, less expensive or quicker to implement.
complex space missions executed by ESA is
significantly higher than that of complex Defence
3. SPACE SECTOR AS AN EXEMPLAR
projects. Furthermore, ESA is public sector,
multinational, deals with complex projects that have to ESA has addressed many of these problems with a
deliver into a harsh environment and has a mandate to process known as Concurrent Design (CD). Through
outsource much of its work to industry. CD ESA has been able to reduce the time required to
complete a high-level design by a factor of four, and the
The logical question for Defence is: what is ESA doing cost of this activity by a factor of two. But the benefits
that is not being done in Defence with respect to don't stop there: in a longitudinal study that reviewed 30
capability delivery? Concurrent Design is a best practice projects before and 30 projects after ESA started using
embedded in the culture of the Space sector that has not CD, ESA determined that the number of engineering
yet gained a foothold in Defence that we believe could change proposals (ECPs) during project execution was
transform Defence capability delivery in the same way reduced by more than 30%. This is a significant factor
that it has benefitted Space organizations since the early which allows projects to be executed more quickly and
2000s. at far less cost. This reduction is possible because ESA
is able to provide industry with better specifications -
essentially becoming a better customer. Industry
Figure 1: Comparison of Process Types

appreciates this as well; it is far easier to provide an process are not working concurrently, the conflict might
accurate bid against high-quality set of specifications not be identified, or it would go unresolved resulting in
than against ones that are weak. a weaker specification which ultimately results in added
time and cost to the project.
The good news is that CD is not a radical departure
from the way things are done today in Defence. High By the end of a typical four-hour session, all
level requirements are still the starting point for all stakeholders have had the opportunity to present their
projects. These are then given to a team who translates specific domain areas with plenty of time left for
the requirements into a high-level design. One big discussion. Of course, the customer is actively involved
difference, however, is that the requirements are not during the entire activity - which is one of the reasons
"locked down" as they usually are in Defence projects. why the CD process is so effective. Most CDF
This provides opportunities to adjust the requirements Activities require at least 4 sessions to result in a final
later during CDF sessions. (Fig 2.) design.

Once the initial high-level design has been completed,


all of the stakeholders are physically gathered together
at ESA's Concurrent Design Facility in Noordwijk in
The Netherlands. During CDF sessions, there is direct
engagement between designers / engineers and the end-
users of the capability being developed. This provides
invaluable opportunities for designers to "get into the
heads" of the end-users and also for designers and end-
users to discuss any trade-offs that might be required to
achieve an optimal design.

It is a normal and expected part of the process that


during a CDF session conflicts will arise that need to be
resolved through discussion. In many cases, these issues
can be addressed immediately, and the CDF process
moves on. In some cases, however, the issue requires
more thought and the issue can be "parked" for later
consideration after the CDF session has been completed.
It is very important to realize that each time a conflict
arises in a CDF session, a similar conflict would have
also likely been present in the serial process used by Figure 2: Concurrent Design Process
Defence. But because the stakeholders in the serial
As mentioned previously, one of the key advantages of that deals with electrical systems. The expert in charge
CD is that the requirements can evolve alongside the of electrical subsystems then adapts his or her model to
design. Often times when the customer is involved in include which type of battery and solar cells will be
discussions about the design, they are able to not only used, which then impacts physical size requirements.
provide clarification on the requirements, but - in some These are then cascaded to the model dealing with
cases - even adapt the requirements as necessary to fit satellite structure and further cascaded from there. Since
optimally with the design. In the end, the result is a set these dependencies are modeled in the CDP, changes in
of requirements and a design that are "perfectly one part of the mission can be cascaded in near-real
matched". time where the changed can be assessed based on its
global impact to the mission. Having these models
In Defence, project managers sometimes accept weak update in near-real time during discussion about the
requirements as mentioned previously, hoping that this project saves an incredible amount of time and
will not result in any delays or have a big impact on the ultimately results in a much higher quality design.
final project, but in reality, they are often just deferring
a problem until later in the process until after contract 5. APPLYING CD TO DEFENCE IT
award. Resolving these conflicts between requirements
To give a brief example for Defence IT projects, three
and design at the earliest stages in the project could be
of the planned models are for interoperability, testing
the main factor allowing ESA to achieve a reduction in
and cost. In the interoperability model, as more
engineering change proposals later in the project by
interfaces are specified, these will be automatically
more than 30%.
reflected in the models for both testing and cost.
Obviously, the more external interfaces a system has,
4. THE POWER OF MODELING
the higher the testing requirements become and
One of the guiding principles of ESA CDF sessions is therefore the higher the cost. If there is a point where
that PowerPoint use should be limited. As much the budget estimate exceeds the available funds, the
information as possible is documented in a set of customer can immediately be consulted as to the priority
models that are ultimately shared via a central of the external interfaces supported. It is then up to the
repository. This helps to ensure that vital information is customer to decide which ones to remove. In the current
not lost "on slide 12 of a 50 slide PowerPoint deck" as serial processes used in Defence, this type of interaction
can easily happen in a typical Defence project. and decision making is nearly impossible.

Models are an essential part of any successful CDF 6. THE D-CDF PROJECT
activity. Models evolve over time to capture key
On May 29th, the Netherlands Defence Material
elements of each of the domain areas covered during the
Organization (DMO) and The Defence Innovation
CDF activity. The beauty of having explicit models is
Greenhouse (The DIG) signed a contract to begin the
that design teams can achieve a level of consistency and
process of developing a Defence variant of ESA's CDF.
quality from project to project that is impossible to
RHEA Group is a key subcontractor in this effort.
achieve with projects that are designed in isolation - as
Although the project is small, it is an important first step
is the case with many Defence projects. In most cases,
on the long road of building an advanced "Deployable
the models are contained within Microsoft Excel
Defence Concurrent Design Facility" D2CDF. In this
spreadsheets. This is a step in the right direction, but
project, members of The DIG will team up with the
simply modeling each of the aspects of a project in
RHEA Group, Europe's leader in CD software and
Excel only provides a partial solution. This is where the
facilitation, and work closely with the DMO to begin
CDP software suite plays a vital role. CDP (Concurrent
developing Defence specific models to support CD
Design Platform) is a unique open source software
activities for Defence projects.
product that allows the models to be both configuration
managed and also synchronized.
This small project with the DMO, The DIG and RHEA
is just a start. A much larger effort is envisioned that
Since the concept of models can be a bit abstract, it is
will bring in other nations and hopefully maybe even
best to demonstrate with an example. For a satellite
NATO into a comprehensive effort to create a full
mission, you can imagine that the type of instruments
D2CDF capability. On the surface, it may seem trivial
onboard are crucial to answering the questions posed by
to take what has been developed at ESA and replicate it
the scientists. The instrument package can be
in a Defence setting, but this is not the case. Defence
represented in a model that focuses on the satellite's
has many unique characteristics and constraints that
payload. Of course, instruments require electricity to
differentiate it from space missions.
operate, so any change to the instrument package will
have a cascading impact on the amount of power
The first obvious difference is the models. Complex
required, which then impacts the size of the battery, the
models required to design space missions will be of
solar array and wiring harnesses. With the CDP, when
little use for most defence projects. One large activity
the payload model is updated, the changes to electrical
within the project will be to develop models that take
requirements are automatically cascaded to the model
into account the unique characteristics of the following
military specific disciplines (these can be considered the Military Exercise Planning could benefit greatly from
equivalent of different "payloads" in a satellite) having access to the D2CDF equipped with exercise
• Intelligence related models. Just as in space missions and Defence
• Situational Awareness capability development, every military exercise is
• Operational Planning unique, yet most exercises share a large number of
• Logistics common characteristics that can be modeled. Over time,
• Command and Control as these models mature, exercise planning can be
• Air, Land & Maritime simplified and streamlined.
• Special Operations
7. THE DEPLOYABLE CDF
• Cyber as a Military Discipline
While there are many aspects that make the D2CDF
Models will also have to be developed to cover the compelling, one that is most interesting is increased
following generic aspects of any Defence IT project engagement with end users. And, one of the best ways
(these are the equivalent of the non-payload aspects of a to achieve this is to bring the D2CDF to the end user
satellite such as the solar array, the satellite's structure, instead of having the end user come to the D2CDF. For
etc.) this reason, our aim is to build our first D2CDF facility
• Interoperability and Federation so that it can be rapidly packed up and shipped to a
• Cyber security location where the end users operate. We do not
• Information security envision that all D2CDF sessions will happen within an
• Data modeling operational environment, but it would be ideal if the
• Network environment first one or two sessions could happen in a deployed
• Human machine interface setting. This gives all of the participants in the D2CDF
• Training activity the unique opportunity to directly observe and
experience the actual environment in which the project
• Testing
will ultimately be deployed.
• Compute and storage infrastructure
• Adaptive maintenance / O&M The wider adaptation project as described above is
estimated to take approximately three to four years and
has a rough order of magnitude cost of €6-€8 million,
Another key difference between ESA's CDF and the although a detailed cost analysis still needs to be
D2CDF is the span of use of the facility. While ESA's completed. The good news is that the D2CDF project is
CDF is primarily used for the design of space missions, a prime candidate for a multinational Defence
we envision that the D2CDF will eventually be used to innovation project enabling nations the ability to spread
support a wider range of activities, including: the costs. Justifying the cost of the adaptation project
• Capability Development should be easy; ultimately, if the D2CDF can be used to
• Multinational Defence Requirements de-risk complex Defence projects and prevent just one
Arbitration medium to large project from failing, the loss
• Complex Defence Project Troubleshooting prevention value from the D2CDF adaptation project
• Military Exercise Planning will far exceed the money invested to build it.

The use of the D2CDF for Capability Development is 8. CONCLUSION


very similar to ESA's use cases for its CDF as described
above. So, it will not be covered again here. The time for Defence to try something new is now. The
future of Defence is multinational. Applying lessons
Multinational Defence Requirements Arbitration is a from a sister industry, the Space sector, makes sense. It's
process whereby nations come together to develop a time for our forces to have technologies on the
common and agreed set of high level requirements to battlefield that are as good or better than the ones we
meet a specific operational challenge. This can be quite use every day in our homes, offices and schools. It's
complex considering that each nation has its own time for the Deployable Defence Concurrent Design
Defence needs and yet nations must find ways to work Facility.
together to achieve economies of scale.

Complex Defence Project Troubleshooting is another


area that is rich in opportunity for D2CDF use. The
D2CDF will give all of the key stakeholders a seat at the
table and equip them with a repeatable methodology for
identifying the root causes of failure. The D2CDF can
then be used to develop mitigation plans for getting
projects back on track.

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