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HANDBOOK OF SURVEY

RESEARCH

SECOND EDITION

EDITED BY

PETER V. MARSDEN
Harvard University, USA

JAMES D. WRIGHT
University of Central Florida, USA

United Kingdom. North America. Japan


India. Malaysia. China
Contents

List of Contributors Xl

Preface and Acknowledgments xv

PART I: INTRODUCTION AND OVERVIEW

l. Survey Research and Social Science: History,


Current Practice, and Future Prospects 3
James D. Wright and Peter V. Marsden

2. Overview of Design Issues: Total Survey Error 27


Paul P. Biemer

3. Legal and Human Subjects Considerations in Surveys 59


Constance F. Citro

PART 11: SURVEY SAMPLING

4. Sampling Theory 83
Martin Frankel

5. Fundamentals of Applied Sampling l39


Thomas Piazza

6. Applied Sampling for Large-Scale Multistage Area


Probability Designs 169
Rachel Harter, Stephanie Eckman, Ned English and
Colm O'Muircheartaigh

7. Sample Size, Optimum Allocation, and Power Analysis 199


Kenneth C. Land and Hui Zheng
viii Contents

8. Analysis of Data from Complex Surveys 221


Richard T. Campbell and Michael L. Berbaum ,
k \

PART Ill: SURVEY MEASUREMENT

9. Question and Questionnaire Design 263


Jon A. Krosnick and Stanley Presser

10. The Psychology of Survey Response 315


Roger Tourangeau and Norman M. Bradburn

11. Measurement Models for Survey Research 347


George W. Bohrnstedt

12. How Good is Survey Measurement? Assessing the


Reliability and Validity of Survey Measures 405
Duane F. Alwin

PART IV: SURVEY DATA COLLECTION

13. Interviewers and Interviewing 437


Nora Cate Schaeffer, Jennifer Dykema and
Douglas W. M aynard

14. Telephone Surveys 471


Paul J. Lavrakas

15. Mail Surveys and Paper Questionnaires 499


Chase H. H arrison

16. Internet Surveys 527


Mick P. Couper and Michael Bosnjak

17. Mixed-Mode Surveys 551


Don A. Dillman and Benjamin L. Messer

18. Managing Survey Research Projects 575


John M. Kennedy, John Tarnai and James G. Wolf
Contents ix

PART V: PREPARING, AUGMENTING AND


DISSEMINATING SURVEY DATA
k~ (~

19. Survey Nonresponse 593


John Dixon and Clyde Tucker

20. Missing Data 631


Paul D. Allison

2l. Linking Administrative and Survey Data 659


Julia Lane

22. Surveys and Geographic Information Systems 681


Frank M. Howell and Jeremy R. Porter

23. Archiving, Documentation, and Dissemination 707


Mary B. Vardigan and Peter Granda

PART VI: SPECIAL TYPES OF SURVEYS

24. Surveying Across Nations and Cultures 733


Tom W. Smith

25. Panel Surveys: Conducting Surveys Over Time 765


Frank P. Stafford

26. Ana1yzing Data from Repeated Surveys 795


Glenn Firebaugh

27. Surveys in Applied Social Research 813


Timothy P. Johnson and James D. Wright

28. Survey Experiments 837


Steven L. Nockt and Thomas M. Guterbock

Subject Index 865

tDeceased.
SUbject Index

AAPOR response rates, 594 Anonymity, 286, 502, 699, 701, 709
Accessibility of information, 601, 611 Answering machine, 12,481, 551, 553,
Acquiescence, 263, 275-277, 300, 317, 600,842
338, 734, 738, 743 Archiving, 22, 589, 660, 676, 699,
Address-based sampling (ABS), 473, 707-713, 715, 717, 719, 721, 723,
552,620 725, 727, 734, 752
Administrative data, 14, 15, 22-23, 48, Area frames, 33
59, 74, 505, 608-611, 619, 635, Area probability sample, 162, 170-171,
659-664, 666-675, 677, 683, 717, 173-174, 176, 178, 183, 189, 193,
771, 774, 782 225, 230, 440, 582, 736
Administrative records, see ASCII, 585, 721, 776
Administrative data Assimilation and contrast effects, 323
Adolescent Health (AddHealth) study, Association for the Accreditation of
683, 700, 791 Human Research Protection
Advance contact, 480, 492, 615 Programs, 62
Age, period, and cohort (APC) effects, Attenuation, 355, 426
810-811 Attrition, 52, 449, 596, 598, 610, 613,
Aggregated individual change; 663-664, 766, 769, 771, 777,
contributions to social change, 779-781, 785-786, 796, 798, 821,
806,808 823, 843
Agree/disagree questions, 276 Audio computer-assisted se1f-
Alignment (of questions and responses), interviewing (Audio-CASI
508, 510 [ACAS!]), 13
American Association for Public Audit trails, 670,'719
Opinion Research [AAPOR], 11, Audits and Surveys, 10
62,457,577, 594, 701, 718, 843 Augmenting survey data, 14
American Community Survey [ACS], 13, Aural mode, 556-557, 562-563, 570
551, 609, 817 Autobiographical memory, 321, 331, 771
American Housing Survey [AHS], 53 Auto-dialer, 480, 487, 602
American National Election Studies Auto-regressive (quasi-Markov simplex)
[ANES] , 15, 596, 795 model, see Quasi-simplex model
American Sociological Association, 62 Auxiliary variables, 643, 646
American Statistical Association, 76, .
255,460,709,817 Back-translation technique, 746
Analysis of complex surveys, 223, 255 Balanced repeated replication [BRR],
Anchor, 324, 334, 742 134,234
866 Subject Index

Base weight, 192 Budgets, 152,514,577-579,582, 584,


Battery length, 422 599, 777, 782, 825
Bayesian inference, 641-642 Bureau of Applied Social Research 8
Bayesian method, 91 815 ' ,
Bayesian models, 54, 613 Bureau of Labor Statistics [BLS], 31
Behavior coding, 295-299, 582-583 Bureau of the Census, see Census
Behavioral Risk Factor Surveillance Bureau
System (BRFSS), 460, 553, 598 Business or establishment surveys, 596
Be1mont report, 61
Between-wave intervals, 768 CAI programming, 584, 586
Bias, 6, 16, 22, 30, 37-38, 40-45, 47-50, Calibrating response scales, 742
52-53, 89, 116-117, 120, 122-123, Calibration models, 612
130,133, 141-143, 173-175, Callback, 485, 847
192-193, 248, 256, 263-264, 267, Caller ID, 481, 551, 568, 600, 616
278-280, 285-287, 317, 332, Calling rules, 480, 492
337-338, 350-351, 354, 360, 383, Campbell, Angus, 9, 816
418-420, 429, 439, 458, 462, 473, Cantri1, Hadley, 8
483, 488, 493, 531-532, 534, 536, Cartwright, Dorwin, 17
555-556, 580, 593-594, 603-614, Case weights, see Weights
616-620, 637-638, 640, 643, 645, Cell phone frame, 473-475
648, 652-654, 664, 673, 734, 737, Cell phone survey, 476-477, 480-481,
743, 755, 768, 787, 821-823, 827, 486-487, 491-492, 616
848,855 Cell weighting, 124-125
Bias reduction, 122-123, 611 Census 2000 supplementary survey
Biological specimens, 48, 69 (c2ss), 560
Census Bureau, 8, 10, 19,31,37,51-52,
Biospecimens, 18
75-76, 172, 184, 187,221,228,
Bi-polar response format, 425
251, 501, 551, 554, 565, 583, 59~
Birth cohort survey, 765
609, 663-664, 667-668, 671,
Birth cohorts, 796, 798 685-686, 690-694, 715, 768, 822,
Block,95, 109, 115, 119, 131-132, 172, 827, 830
174-176, 184, 187,225,381,600, Census business register, 662
609, 691-694, 847 Census long form, 8, 19, 184
Block group, 172, 187,225,692 Center for Political Studies (CPS), 10,
Blogs, 676, 755 12-13, 17, 19,31,33,44,228,
Blumer, Herbert, 405 596-597, 599-601, 609-610, 664,
Bogus pipeline, 285-286, 339 666,675,817
Booth, Charles, 4, 684, 813 Certainty PSUs, 252
Bounded interviews, 331-332 Certainty selection, 149-150, 185
Bounding, 289, 332 Certificate of Confidentiality, 75-76, 825
Breach of confidentiality, 64, 70, 72 Changing-effect model, 797, 799-801,
Break-off, 538-539, 541, 593, 843 803-804
British Household Panel Studyj Characteristics of interviewers, 441, 444,
Understanding Society (BPHSj 452, 460, 462
US),768 Check-coding, 715
Subject Index 867

Chicago school, 6, 684, 815 Cognitive interviewing, 48, 298, 330,


Child Development Supplements (CDS), 341, 583
770, 772, 784-785, 789 Cohen's kappa, 51
Classical inference, 87, 90 Cohort differences, 806-807, 811
Classical test score theory (CTST), 348, Cohort replacement, 796, 798, 805-811
350-351, 353, 356, 384-385, Cohort succession, 805
387-390, 392, 394, 398, 408, Cohort-based panels, 781
411-415,417-420 Coleman, lames, 406
Classical theory of inference, 85 Columbia School, 8, 17, 815
Close ended question, 715, 814 Combined ratio method, 127
Closed-form response format, 425-426 Committee-translation approach, 747
Cluster, 51, 95, 98, 109-117, 119-120, Common factor model, 413
127-128, 130-132, 134-135, 148, Common Rule, 59, 62-67, 69-70, 76-78,
156-163, 172-173,177-182, 204,825
184-185, 190, 194,211-218, Common-ground approach, 755
225-226, 254, 822 Comparative surveys, 757
Cluster correction, 254 Complete case analysis, 632, 637
Comprehension, 38, 265, 288, 299,
Cluster covariate effect, 216-217
315-319,321,326,328,457-458,
Cluster effect, 158-159
461, 734, 750, 756
Cluster sampling, 109-110, 112, 114,
Computer assisted interviewing (CAI),
119, 127, 156-158, 160-162,
296, 540-541, 584-586, 770-771,
211-212, 226, 822
775, 777-778, 789
Cluster size, 95, 109-110, 114-116, 119, Computer assistea personal interviewing
130-132, 159-161, 163,212,215, (CAPI), 13-14, 16, 74, 541, 555,
226 597, 616, 719, 770
Cluster subsample, 111-112 Computer-assisted telephone
Clustering, 98, 150, 156, 158, 160, interviewing (CATI), 12,478, 541,
170-171, 180-181, 190-191, 560, 579, 597, 770
193-194,221-223,225-227,230, Computerized self-administered
232,237,246,253-256,450,452, questionnaires (CSAQ), 13
767 Conceptual variability, 328-329
Code categories, 715 Conceptualizing' rieighborhoods, 693
Codebook, 589, 714, 718, 720-721, 776, Concurrent validity, 273, 374
778 Conditional mean imputation, 639
Coder variance, 45 Conditioning, 316
Coding, 11, 14, 16, 30, 35, 45, 266, Confirmatory factor analysis, 356,
295-299, 456, 493, 542, 575, 579, 367-368, 377, 379, 391, 398, 413,
582-583, 588, 664, 668, 691, 711, 415
714-717, 720, 727, 734, 751-752, Congeneric measures, 368, 413
769-770, 776-777, 844 Congeneric model, 369-372, 379,
Coding error, 35, 175 385-386, 413
Cognitive Aspects of Survey Congeniality of the imputation model,
Methodology (CASM), 14,24, 646
316-318, 341 Conjoint methods, 544
868 Subject Index

Consent form, 64-66, 70, 669, 710, 823 527, 529-531, 545, 553, 557, 559,
Consent process, 70 566, 570, 580
Consistency checks, 713, 776 Criterion distribution, 166-167
Construct validity, 373, 376, 380, 416 Criterion validity, 409
Constructed variable, 240 Cronbach's alpha (also coefficient
Consumer Expenditure Survey, 602, 769 alpha), 370,410,421
Consumption and Activities Mailout Cross-cultural surveys, 22
Survey (CAMS), 770 Cross-module index, 778
Contact strategies, 615 Cross-National Equivalent File, 778
Content validity, 375-376 Cross-national surveys, 733, 735, 737,
Context effects, 273, 293-294, 334, 424, 751
542 Cross-platform compatibility, 722
Continuous latent variables, 408, 411, Cross-sectional analysis, 796
420-421, 426 Cross-sectional measurement, 411
Control groups, 829, 837, 846 Cross-wave index, 778
Convergence model, 796, 798-804 Cultural translation, 747
Convergent validity, 380-381 Current Population Survey (CPS), 10,
Conversational analysis, 315, 342 12-13, 19,31,33,44,53,228,253,
Conversational model, 316 297-298, 501, 506, 596-597,
Core based statistical area (CB SA), 184 599-601, 609-610, 664, 666, 675,
Correction for sampling from finite 817
population, 411 Cyber-infrastructure, 677
Correlated errors, 42, 360, 414, 858
Correlation coefficient, 41, 43, 113, 159, Data accuracy, 28-29
179-180, 182, 187, 190,204, Data Archive for Social Sciences, 21
354-356, 383, 420, 426 Data archives, 11, 15, 74-75, 711-712,
Corruption of social statistics, 826 720, 723, 729, 766, 771, 774, 778,
Cost ratio, 215-217 789
Cost reduction strategies, 11 Data collection instrument, 5, 714,
Cost-effectiveness, 12, 514 719-720, 770, 777, 814
Council of American Survey Research Data collection mode, 11-14,22, 183,
Organizations (CASRO), 18, 552, 383,439,441,522,528,552,575,
567, 594, 596-597 719, i70-771, 826, 839
County Business Patterns, 667 Data Documentation Initiative (DDI),
Coverage, 14, 16,21-22, 35,44,49-50, 720-721, 727
75,135,174-177,184,234,375, Data enclaves, 725, 774
398, 429, 438, 471-475, 477-478, Data mining, 75
500-501, 527, 529-533, 542, 545, Data processing bias, 45
551-553, 557-559, 563-564, Data processing error, 30, 35, 45, 52, 54
566-571, 575, 580, 598, 664, 666, Data quality, 13, 27, 30, 36, 47, 54, 73,
671-673, 675, 684-688, 695, 269, 272, 274, 283, 285, 292, 406,
734-736, 755, 769, 841-842, 848, 414,422,426-427,429,441,461,
854, 857 488, 490-491, 511, 539, 541-542,
Coverage error, 16,33-35,40,45, 141, 544, 578, 620, 675, 750, 777, 826,
174, 177, 472-475, 477-478, 500, 843
Subject Index 869

Data security, 76, 587 Don't know, 263, 267, 282-283, 285,
Data sharing, 71, 708 287, 329, 338, 383, 422, 424, i.:,

Data user tutorials, 728 426-428, 505, 507, 510, 544, 554,
Database management, 16, 584 583,716-717,722,843
Decennial Census, 5, 19,37,53,75, 169, Dropout, 543, 613, 781
171, 173, 551, 554, 558, 662, 683, Dummy variable adjustment, 633,
693, 827 638-639
Decentralized CAn, 13
Declining response and cooperation Early-stage units, 172
rates, 600 Ecological fallacy, 692
DEFT, 159, 231-232, 239 Editing error, 35, 54
Deliverables, 575, 578, 584, 588, 830 Effect size, 199, 201-204, 207-209, 212,
Delivery Sequence File (DSF), 34, 49, 216-218, 611
175-176, 184, 187-188,473,501, Effective sample size, 96-97, 108, 110,
557, 566-568, 688, 842 121, 180-181, 183,441
Delta method, 243 Efficiency, 8, 12,96-97,99, 104-105,
Dependent interviewing, 771-772 171, 173, 180,209,299,424,472,
Derivatives, 243, 245-247, 250 641-642, 653, 821
Design effect (DEFF), 44, 46, 96-97, Elaboration methods, 9
102-104, 106, 108, 110, 113, 121, Electronic datasets, 577
159-161, 179-183, 187, 190-191, Elements [of a population], see Sampling
193,223-227,231-233,239,251, frame
253,411,441,450 Eligibility, 123, 178, 188, 190,477-479,
Digital Object Identifiers (DOIs), 727 502-504, 594-596
Digital preservation, 725-726
EM algorithm, 649
Direct identifiers, 710-712, 724
Emic questions, 753
Direct maximum likelihood, 650
Encoding, 289-290, 321, 325-326, 685,
Disclosure, 61, 63-64, 70, 74-75, 462,
720
588,671, 708-709, 711, 724, 774,
English Longitudinal Study of Aging
825
(ELSA), 15, 662, 664, 669, 672,
Disclosure risk, 74-75, 709, 711, 724,
772, 781-782
774
Disproportionate sampling, 151-152, Entity-level geographies, 693
230 Enumeration, 6, 37, 47, 173, 184, 189,
Disproportionate sampling based on 323, 333, 530, 558, 827
screening, 152 Enumerator error, 34
Disproportionate stratification, Enumerator variance, 47
152-153, 155, 821 Episodic enumeration, 323, 333
Disproportionate stratified sample, 103, Equivalence testing, 610-611
152, 766 Errors of measurement, see
Do Not Call list, 479 Measurement error
Documentation, 28, 67, 71, 74, 185, 193, Errors of the third kind, 31
222, 253, 257, 589, 660, 675-676, ESOMAR, 21, 537, 545
686, 699, 707, 709, 711-715, Estimated primary unit size, 131
717-729, 734, 752, 770, 776-778 Estimated unit size, 131
870 Subject Index

Estimate-specific bias reduction, Field period, 174, 177,472,476,


122-123 479-481, 487, 492, 503, 514, 517,
Estimating nonresponse bias, 607-609 564,577,582-583,617
Ethical guidelines for statistical practice, File formats, 719, 721
709 Finite Population Correction (FPC), 92,
Etic questions, 734, 753 109, 113, 120, 130, 133, 224, 227,
European Social Survey, 21, 171, 722, 230, 252, 256
737 FIPS codes, see Federal Information
Event history calendar (ERC), 410, 440, Processing Standard
458, 771-773, 776, 778, 782, 785 First-stage units/clusters, Ill, 172-173,
Expansion weights, 163-164, 166,227, 179,183-185,190,230,253
Fitness for use, 28
257
Fixed effects, 43, 255, 767
Expedited review, 63-68
Focus groups, 66, 140,326,341,447,
Experimental designs, 10,274, 749-750, 449,484
839-840, 846 Follow-up contact, 502, 513, 520, 522
Experimental intervention, 851 Forgetting, 316, 330-332, 338
Explicit stratification, 154--156 Fractional intervals, 145-146, 149
Exploratory factor analysis, 365, 368, Frame, see also Sampling frame, 30,
377-378, 390, 748 33-35, 37, 40, 45, 49-50, 54,
Ex-post panels, 768 65-66,86,99, 110, 114--115, 117,
External validity, 477, 821, 837-838, 123, 127, 131, 135, 140-143,
848, 855, 860 145-15?, 154--156, 160, 164-165,
167,169-170, 172-173, 175-177,
Face validity, 409 183-188, 192,224,429,460,462,
Face-to-face interviews, 11-12, 40, 339, 473,475,492-493,500, 516,
381, 407, 437-438, 450, 453, 456, 528-533, 539, 553, 560, 562,
461, 553, 560, 599, 690, 767, 826 566-568, 575-576, 578, 580, 582,
Factor analysis, 356, 365-368, 377-379, 600, 608-609, 618, 620, 667, 688,
390-391,398,413,415, 748 734, 736, 743, 752, 827, 842
Factorial designs, 848, 860 Frame bias, 45, 49
Factual content, 410, 422-423, 425, 427 Frame errorl 30, 33-34, 37, 45, 54
Fallback statements, 490-492 Full-board review, 67
Functional equivalence, 734--735, 738,
False negative, 49
746, 755
False positive, 295
Family ID Mapping System (FIMS), Gallup Organization, 564, 566, 571
788 Gallup panel, 564
Family structure, 600, 603, 619, 707 Genealogy-based designs, 783
Federal Information Processing General Social Survey (GSS), 13, 15, 17,
Standard (FIPS), 686, 691-692, 169-170,173,179,183,185,
715 187-192,251,326,377,380,452,
Feeling thermometers, 270, 425, 740 455, 522, 557, 596-598, 635-636,
Field experiments, 10, 60, 841 750, 795-796, 798-799, 801-802,
Field methods, 512, 610, 614--615 808-809, 818, 840, 844, 849-850
Subject Index 871

Generalizability theory, 365, 411, Hospital episode statistics and vital


418-420 registration, 662
Generalized linear models, 256, 612 Hospital Event Statistics (RES), 672
Generational divisions, 801 Household enumeration form (HEF),
Generic error variance, 419 189
Geocoding, 170, 175-176, 501, 684, Household Income and Labor
688-691, 777 Dynamics of Australia (HILDA),
Geocoding reference tool, 688 786
Geodata, 15, 685, 687, 694, 700 Household interviews, 4, 702
Geographic coding, 664 Household substitution, 610
Geographic identification structure, 685 Housing unit (HV), 95, 130, 169-170,
Geographic Information System (GIS), 172-177, 181, 183-184, 186-189,
5, 15,22, 170, 187,681-693,695, 192, 228, 599, 610, 735
697-703 Human subject confidentiality, 688
Geographic mobility, 500-501, 683 Human subjects, 22, 59, 61, 63, 65, 67,
Geographic Positioning Systems (GPS), 69, 71, 73, 75, 77, 459-460, 575,
23, 662, 690, 702 586-587, 676, 699-702, 710, 772,
Geographical cluster sampling, 212 825
Geographically weighted regression,
699 Identification variables, 715
German Socio-Economic Panel
Identifiers, 63-64, 178, 222, 460, 462,
(GSOEP), 782-784, 786
502, 515, 589, 663, 666, 668, 674,
GESIS, 21, 753
683,686, 7-10-713, 723-724, 737,
Global polls, 21
825
Gold standard measurement, 48-49, 52
Ignorability, 636-637, 648
Graded response model (GRM),
Impact of interviewers, 441-442, 454,
393-397
462
Graphic design, 504, 512
Guide to Social Science Data Implicit frames, 33
Preparation and Archiving, 707 Implicit stratification, 146, 154-155, 185,
192
Hadamard matrix, 239-241 Improving Survey Measurement of
Half-open interval method, 34, 49 Income and Employment
Handbook of Survey Research, (ISMIE), 664, 673
first edition, 11, 21 Imputation, 45, 53, 603, 618, 631,
Hansen, Morris, 37, 221 633-634, 637, 639-649, 652,
Harmonization, 721 655-656, 716-717, 719, 770,
Hart, Clyde, 17 779-780
Header record, 713 Imputation flag, 717
Health and Retirement Survey (HRS), Incentive, 22, 50, 73, 285, 480, 492, 518,
14-15, 661, 768, 770, 772, 777, 521, 539, 560, 567, 579, 615, 676,
781-782, 784, 791 860
Heckman model, 655 Inclusion-exclusion model, 335
Hierarchical file, 713 Indirect identifiers, 710-712, 724
HIPAA, 59, 587 Ineligible elements, 141-142
872 Subject Index

Informed consent, 59,61,65,67-71, 73, 527-539, 541,545, 552-556 559


77,461,483,661,668, 709-710, 564, 566, 568, 570, 575, 57'7, 579,
791, 825 581-585, 598,600, 620, 690, 824,
In-person survey, see also Face-to-face 826, 842-844
interview, 71-72, 443, 472, 523, Interpenetration, 51-52, 440, 847
554-555, 579-581, 735 Inter-respondent agreement, 853
Institute for Social Research (ISR), 17, Inter-university Consortium for Political
74, 169,221, 756, 770, 776, and Social Research (ICPSR), 11,
788-789 17-18, 75-76, 253, 702, 707,
Institutional Review Board (IRB), 710-711, 720, 753
59-67, 69, 77, 482-483, 515, 575, Interviewer age, 443, 453
580, 584, 588-589, 699-702, Interviewer bias, 43, 51
824-825 Interviewer design effect, 44
Instrument content and development, Interviewer effects, 42-45, 52, 54, 286,
737 438-442,445,449, 451-456,
Intellectual property rights, 676 459-460, 540, 843, 847
Interactions, 42, 53,275, 316,443,447, Interviewer error, 43, 439, 717
489, 522, 620, 646, 677, 684, 698, Interviewer expectations, 454, 847
734, 844, 855, 858 Interviewer falsification, 587, 826
Interaction effects, 209, 218, 455, 798, Interviewer gender, 453
848,854 ' Interviewer monitoring, 47, 491, 826
Interactive voice response (IVR), 13, Interviewer monitoring form, 491
286, 551, 559-563 Interviewer race and ethnicity, 439, 443,
Intercept sampling, 34 452 ~

Inter-cohort change, 806-808 Interviewer recruitment, 734


Intergenerational panels, 782-783, 786 Interviewer selection, 488
Intermittent nonresponse, 593 ' Interviewer supervision, 490
Internal consistency methods, 361 Interviewer training, 36, 42, 47, 460,
Internal consistency reliability (ICR), 483-484, 489, 493, 583, 586, 615,
361, 363-364, 372, 376, 410, 617, 737, 782, 861
413-415,421 Interviewer variance, 43-45, 47, 51-53,
Internal validity, 534, 823, 837, 839, 440-441, 450-451, 453, 458
847-848 Interviewer's ~oice, 453
International Journal of Public Opinion Interviewer-related error, 437, 488
Research, 21 Interviewer-respondent interaction, 438,
International Organization for 446-447
Standardization (ISO), 726, 757 Interviewing experience, 444
International Social Survey Program Intra/inter-national comparisons, 734,
(ISSP), 21, 735, 737, 739, 741, 755
753-754 Intraclass correlation, 113-114, 159,
International surveys, 734 178-179,253,441,450,455,
Internet access, 508, 527, 530-533, 552, 858-859
560, 563-564, 566-567, 598, 600 Intra-cluster correlation, 226
Internet surveys, 12-13, 16, 19, 22, Intracluster homogeneity, 179-180, 190
70-71, 183, 472, 499, 502, 522, Intra-cohort change, 806
Subject Index 873

Intra-interviewer correlated errors, Latent variables, 348, 356, 360, 365, 377,
42-44 407-408,411,416,420-421,426
Intra-interviewer correlation coefficient, Lazarsfeld, Paul, 8, 17, 815
43 Leave-and-pickup procedures, 11
Intra-wave reports, 768 Level of effort in field or nonresponse
Invalidity coefficient, 416 follow-up, 50
Inverse probability weighting, 631 Level of measurement, 429, 853
Item characteristic curve (ICC), 226, Leverage-salience theory, 481
385-386, 388, 420 Life events calendar, 331
Item count technique, 287 Likert scales, 387, 455
Item nonresponse, 35, 453-456, 508, Likert, Rensis, 9, 816
514, 565, 581, 583, 593, 595-596, Linear approximation, 244, 249
602-603, 610-612, 617-618, 673, Linear decomposition, 807-808,
779-780, 842-843 810-811
Item response theory (IRT), 347-348, Linear regression imputation, 640, 642,
383-394, 397-398, 408, 420, 649
748-749 Linearity of time trends, 799-800, 802
Item writing, 7, 14 Linearization, 193-194, 223, 230, 232,
234, 243-244, 247, 249-250, 254,
Iterative marginal weighting, 124-125,
256-257
167
Linguistic common ground, 756
Linking aggregate secondary survey
Jackknife repeated replications (JRR),
data to GIS, 691
134-135
Linking physicaf addresses to phone
Jackknifing, 234, 237, 241, 247, 250
numbers, 690
Linking primary survey data to a GIS,
Keying error, 52
688
Kish selection method, 478
List experiment, 845
Kish table, 16, 189 List frames, 33-34, 224, 437, 582
Kish, Leslie, 9, 478, 816 List-assisted RDD sampling, 476
Knowledge Networks (KN), 18, List-based sample, 532, 534
533, 598 Listwise deletion, 632, 634, 637-638,
644, 650,' 653, 655
La Place, Gustav, 5 Literary Digest poll, 8
Labeling of response options, 422 Location sampling, 821-822
Labeling rating scale points, 271, Long term memory, 279, 283, 320-323,
274-275 330, 338
Lag-l assumption, 418 Longitudinal data, 415, 422, 652, 721,
Landline frame, 473, 600 766, 791
Landline survey, 473, 476-477, 479-481, Longitudinal Employer-Household
486 Dynamics (LEHD) program, 663,
Language barrier, 442, 479 666-670, 672
Language incompatibility, 738 Longitudinal measurement, 411
Latent class models, 408, 411, 420-421, Longitudinal surveys, 332, 449, 669, 768,
613 781, 823
874 Subject Index

Long-term panels, 18 619, 664-666, 743, 750, 755-757,


Loss to follow-up, 781 780, 841-843
Luxembourg Income Study, 676 Measures of stability, 359
Measuring interviewer effects, 441
Mail survey, 8, 11-12, 18, 35-36, 47, Measuring nonresponse bias, 594
70-71, 340, 472, 499-503, 505, MEFT, 231-232, 239, 253
507,509,511-515,517-523,528, Metadata, 585, 660, 675-676, 723, 726,
537, 542, 555, 566, 577-582, 752, 777-778
584-586, 595-596, 688, 842,860 Metropolitan Statistical Area (MSA),
Main effect size, 216 184-185, 693-694
Maintaining interaction, 446-449, 617 Michigan School, 815
Mall intercept surveys, 582 Microdata, 75-76, 660, 670, 676-677,
Managing interviewers, 438 682, 688, 699-703, 715, 753
Managing mail survey projects, 514 Middle alternatives, 274
Manchester Statistical Society, 5, 816
Middle categories, 383, 426
Margin of error, 140
Middle options, 738, 743
Market research, 6, 10, 17-18,20-21,
Minimal risk, 63-65, 67-70, 72-73, 75,
527,535,543-544, 765, 818, 847
77-78, 702, 825
Markov chain Monte Carlo (MCMC),
634, 642-644, 647 Missed housing unit, 176
Markov process, 421 Missing at random, 604, 612, 618,
Master address file, 184 635-636, 638, 642, 653-655
Mathematica, 10 Missing by design, 635
Maximum likelihood (ML), 367-369, Missing code, 717, 727
371,376, 378, 631-632, 634, 637, Missing completely at random, 604,
648-653, 655-656, 858 635-636, 655
Mean squared error (MSE), 27, 30, Missing data, 22, 28, 203, 267, 292, 491,
36-38,41-49,439, 640, 645 541-545, 587-588, 593, 611-613,
Mean substitution, 639 618,631-656, 716-717, 719, 722,
Measure of size (MOS), 130-132, 727, 766, 771, 779
148-150, 162-163, 172, 177-178, Mission drift, 577
181, 185-186, 189 Misspecification effect (MEFF), 191,
Measurement and Experimentation in 231-232; 239
the Social Sciences (MESS), 533, Mixed-mode surveys, 13,21-22, 522,
786 551-553, 555, 557, 559, 561, 563,
Measurement bias, 45, 47, 50, 52-53 565, 567, 569-570, 581
Measurement error, 16, 30-33, 39, Mnemonic names, 713
44-45, 47, 50, 54, 272, 276-277, Mode, 11-14, 19,21-24, 30, 32, 36,40,
281,341,347-349,350-351, 46, 50, 53, 66, 183, 277, 292, 324,
353-356, 359-362, 364-366, 374, 380-381, 383, 422, 437, 439-440,
398, 406-408, 410-416, 418-425, 445, 450, 471-473, 486, 488, 500,
427-429,438,441,450, 457, 504, 514, 522, 528, 532-533,
486-488, 491, 529, 538, 541-545, 537-538, 542, 544-545, 551-555,
553-555, 557, 563, 565, 570, 557-571, 575, 578, 580-582, 585,
580-583, 603-604, 609, 613, 617, 589,594-595, 599, 617, 620, 677,
Subject Index 875

734-736, 779, 826, 841-844, 848, National Center for Health Statistics,
851, 853-854 19, 228, 597-598, 692
Mode effects, 23, 380, 553-555, 557, 563, National Centre for Research Methods,
565-566, 568, 570, 736, 779 659
Mode of administration, see Mode National Centre for Social Research,
Mode of interview, 450 21
Model specification error, 31 National Education Longitudinal Study,
Modifiable Areal Unit Problem 707
(MAUP),693 National frame, 169-170, 173, 183-185,
Module nonresponse, 779 187, 192
Monitored [on-line access], 76 National Frame Area (NFA), 185-186,
Monitoring, 10,47, 71, 460-461, 188-189, 192
488-491, 578, 581, 584-587, 601, National Health Interview Survey, 223,
682, 710, 725, 817, 826 613,817
National Health Survey, 8
Multicluster randomized sampling,
National Longitudinal Survey of
212
Youth (NLSY), 15, 17,596,
Multi-explanatory variable design,
598, 796
217
National Longitudinal Surveys (NLS),
Multileve1 models, 52, 223, 255
768, 781
Multi-person units, 769, 784 National Opinion Research Center
Multiple (repeated) measures, 10, 15,40, (NORC), 9-10, 17-18, 169-170,
84,91, 126, 134-135, 170, 183, 172-176, 183-185, 187-188, 192,
204,223, 225, 234, 239, 298, 316, 221, 377,456, 597-598, 702, 744,
411,415,417-418,420,481,489, 831
531, 588, 642, 645, 647, 649, National probability sample, 84, 632,
765-766, 768-769, 774, 795-799, 708,822
801, 803-807, 809-811, 846, 858, National Science Foundation, 68, 74,
861 507, 669, 673, 677, 703, 708, 818
Multiple imputation (MI), 38, 40, 50, 76, Navigation problems, 339
368, 394, 506, 603, 618, 631-634, Navigational paths, 511
637, 640-648, 651-653, 655-656, Needs assessme~ts, 817
770 Negative income tax experiments, 818
Multiple imputation by chained Neighborhood effects, 15
equations (MICE), 646 Neighborhood-based variation, 695
Multiple indicators, 300, 360, 415, Net effect of individual change, 806
739-740 Neyman, Jerzy, 6, 27, 103
Multistage area probability sampling, 8, No opinion, 338, 544, 554, 716, 738, 743
171, 191,221 Non-attitudes, 285
Multistage selection, 98 Noncentral F distribution, 204, 218
Multitrait-multimethod (MTMM), 380, Noncontact, 442, 444, 449, 480, 517,
382-383,410-411,415-417,4.19, 588, 594, 600, 603, 607, 616
421-422 Noncoverage error, 33-34, 40, 45, 141,
Multivariate inference, 645 477
Multi-wave panels, 417, 785-786 Noncoverage rate, 49
876 Subject Index

Non-facts, 428 Observed (manifest) variables, 348, 365,


Non-factual content, 410, 423, 427 407
Non-independence, 226, 253-254 Observed score, 350, 352, 354, 356, 365,
Nonobservation, 462, 529, 533 411-412,415-417,419
Non-probability sample, 20, 222 Office of Human Research Protections,
Non-respondents, 13, 19, 42, 48-50, 122, 62,66,700
165,445, 521, 531-532, 538, Office of Management and Budget
559-563, 567, 570, 578, 580, (OMB), 184, 600
594-595, 599, 604-606, 608-614, Office of Public Opinion Research, 8-9
617-619 One-parameter logistic (lPL) model,
Nonresponse, 13, 16,22,30,35,37,40,45, 384-389, 391-394, 397
47, 50, 53, 85, 108, 120, 122-123, One-stop F table, 204-206
146, 165-167, 188, 190, 192, 230, Open archival information system
234, 253, 341-342, 347, 429, 438, (OAlS) reference model, 726
441-449, 453-456, 460, 473, Open ended questions, 14, 35, 324, 337,
475-480, 483-485, 488, 491, 493, 425, 455, 493, 510, 543, 554, 556,
502-503, 508, 514, 517, 521, 527, 715, 737, 752, 843
529, 531-533, 536-539, 541-542, Open-access survey, 534-536
545, 553, 557-559, 561-563, Open-ended items, 35, 510, 715, 777
565-570, 575, 580-581, 583, 588, Open-form questions, 423
593-620,673, 734, 737, 779-780,
Opinion Research Corporation, 10, 18
825, 827-828, 841-844, 848
Optical scanning, 11
Nonresponse adjustment methods, 45
Optimal allocation, 103-106, 153-154,
Nonresponse bias, 22, 30, 45, 47,50,53,
846
473, 493, 532, 536, 593-594,
Optimal cluster size, 95, 110, 114,
603-614, 617, 734, 737, 827, 848
160-161,212
Nonresponse error, 30, 35, 37, 40, 45,
Optimizing, 29, 53, 265-266, 280, 283,
441,479,485,529, 531-532, 536,
541, 545, 553, 557-559, 561-563, 317,747
566-570, 580, 842 Optimum sample size, 210-211
Nonresponse in longitudinal surveys, Opt-in panel, 528, 530, 534-537, 539
449 Order of response alternatives, 278
Non-response propensity, 122 Ordinal-polytomous data, 420
Nonresponse rates, 22,50,453,478,529, Original sample members (osm's), 783,
536, 565, 588, 594, 596, 606-609, 786
614, 620 Out-of-range codes, 777
Non-sampling error, 16,222 Out-of-range values, 712
Nonsamp1ing error sources, 30 Overcoverage, 173-175, 178, 187,474
Non-verbal scales, 740 Over-editing, 54
No-opinion responses, 338, 427, 544 Over-sampling strata, 166
Not missing at random (NMAR), Oversampling, 152, 164,227,234, 780
635-638, 642, 653, 655
Number ofrating scale points, 271, 274 Page layout, 508, 544
Number portability, 474, 523, 552, 600 Pairwise deletion, 618, 638, 642, 649
Nuremburg code, 60 Pairwise-deleted covariance matrix, 638
Subject Index 877

Panel Study of Income Dynamics 506, 512, 516, 518-519, 521,


(PSID), 15, 17, 765, 768-773, 529-537, 545, 552-553, 559, '. "
775-776, 780, 782-786, 788-791, 565-566, 575-576, 580, 582-583,
818 593, 596, 598, 601, 603-604,
Panel surveys, 15,22,332,558,564,613, 606-607, 612-613, 619, 635, 637,
735, 765-767, 769-771, 773-775, 645, 660, 662, 664, 666, 671-672,
77~ 779, 781, 783, 785, 787, 789, 675,683,693-695,698, 715, 718,
791, 795, 806, 818, 823 727, 734-736, 744, 756, 766-767,
Paradata, 441, 485, 491, 545, 752, 769, 775, 777, 780-783, 785-786,
778-779 795-798,805-806,811, 817,
Parallel measures, 356-358, 362, 413 819-825, 827, 829, 837-838, 846,
Parallel-translation approach, 747 848, 851
Partial interview(s), 594-598, 600-604, Population composition, 798, 811
607-612, 614-618, 632-633, Population parameters, 3, 86, 91, 104,
640-641, 649, 653-654 133, 192,222,347,354,477,493
Partial nonresponse, 593-594 Population Studies Center, 17
Pattern mixture models, 612 Population turnover, 805
Periodicity, 145-146, 768, 770-772 Position of questions, 543
Persistent identifiers, 727 Post enumeration survey, 37
Personal interviews, 11, 442, 554-555, Post-field-period processing, 778
579, 598, 841 Post-stratification, 253, 565
Personal questionnaire, 854 Post-stratification weights, 565
Personality measures, 444 PPS sampling, se~ Probability
Persuasion attempts, 447-448 proportional to size
Phone survey, see Telephone survey Pre- and pilot- testing, 513
Physically clustered populations, 502 Pre and post-tests, 840
Pixel-based raster data, 686 Precision, 53, 96, 150, 152-153, 155-156,
Place-level geography, 694 158-161, 164, 171-172, 176,
Platonic true score, 349-351, 354 179-181, 188, 192,200,209,212,
Polar point labels, 563 545-546, 576, 614, 686, 741, 791
Polychoric correlation coefficients, 420 Pre-coded response categories, 5
Polysemous words, 319 Predictive dialer,.487, 601
Population, 3, 5, 7-8, 10-11, 14, 16-20, Predictive validity, 373-374, 416
31,33-35,38-41,43-44,48-49, Prefix systems, 714
53,66-68, 70-71, 73, 78, 83-95, Prenotification, 513, 517-520, 538
97-118, 120-134, 139-142, 148, Pre-survey letters, 579
150-152, 154, 156, 160, 163-167, Pretesting, 30, 66, 114, 140, 264, 267,
171-174, 178-179, 183-186, 188, 277, 288, 294-297, 299, 330, 341,
192-193, 199-200, 210-211, 347, 376, 513-514, 578, 582'-583,
222-225, 227-228, 230-232, 586, 734, 738, 744-745, 748-752,
252-253, 255-257, 267-268, 757, 770, 820, 823, 830, 838-840,
296-299, 326, 347, 354, 364-365, 846, 855, 857
370,375,407,410-413,416,419, Primacy effects, 278-281, 337, 542, 556
429, 437, 439, 444, 452, 456, 461, Primary sampling unit (PSU), 130, 185,
471-479,481-482,493,500-501, 222,225,229-230,234-242,246,
878 Subject Index

249-250, 252, 254-255, 257, 440, Public use microdata samples (PUMS),
642 75, 715-716
Privacy and confidentiality concerns, Push poll, 20
601
Probability of selection, 101-102, 108, Quality control, 30, 42, 460, 472, 584,
111-112, 115, 118-120, 123, 128, 586-587, 715, 726, 746, 826
130-132, 134, 147, 153, 162-163, Quality dimension, 28-29
178, 190,227,612 Quality of data, 12, 424, 542
Probability proportional to estimated Quality profiles, 28, 53-54
size (PPES), 148, 189 Quality-assurance systems, 752
Probability proportional to size (PPS), Quarterly workforce indicators, 667
131-132, 143, 145, 147-150, Quasi-experimentation, 818, 839
162-163, 170, 172, 177, 185-186,
Quasi-simplex model, 411, 417, 421-422
189
Question attributes, 266
Probability sample, 8, 12, 16, 19-20,
Question context, 294, 424-425,
83-84,86,91,94,97,99, 109-110,
427-428, 844-845
11\ 130, 133, 13~ 148-14~
162-163, 170-171, 173-174, 176, Question focus, 506
178, 183, 189, 193, 222, 224-225, Question numbers, 340, 713
230,437,440, 527, 529, 531, Question order, 264, 273, 291, 294-295,
533-536, 582, 600, 632, 708, 736, 542,839
822, 837, 842, 848, 860 Question semantics, 291
Probability sampling, 5-8, 83-85, 91-92, Question wording, 66, 297, 300, 331,
94,98-99, 101, 115, 133, 139-140, 341, 458, "503, 510, 540, 543, 545,
163, 169, 171-172, 191,221,437, 554, 556, 583, 718, 738, 769, 774,
475-477, 532 777-778, 839, 842, 844
Probing reinterviews, 48 Questionnaire. booklets, 504
Processing error, 30, 35, 45, 52, 54, 717 Questionnaire construction, 14, 22, 295,
Project-specific training, 489-490, 492, 564
586 Questionnaire design, 14, 31, 47, 263,
Propensity weighting, 124, 126-127 265-267, 269, 271, 273, 275, 277,
Proportionate stratification, 152-153, 279,281,283,285,287-289,291,
155, 821 293, 295; 297, 299, 425, 428, 454,
Proportionate stratified sample, 103, 503, 543, 555, 582, 586, 827, 830,
107, 109, 151-152,224, 766 840, 861
Protection of confidentiality, 61, 699 Questionnaire development, 264, 429,
Protection of Public Rights amendment, 582, 750, 820, 837
77 Questionnaires, 4-5, 7-9, 11, 13, 140,
Proximate sources of social change, 263-264, 275, 281, 286, 291-292,
805-806 294-295, 299, 324, 329, 340-341,
Proxy reports, 423, 428, 784, 786 347, 380, 407, 424-425, 429, 447,
Pseudo-polls, 20 472,485-487,493,499-505,
Psychology of visual information, 504 507-515, 517-522, 534, 540-541,
Public opinion polls, 19, 75 551, 554, 556, 558, 568, 576-588,
Public Opinion Quarterly, 11, 342, 347 720, 733, 744, 746, 752, 756, 778,
Subject Index 879

814, 825-826, 829, 839, 842, Random variation, 640, 711


853-854, 861 Randomized field experiments, 10
Quota sample, 8, 826 Randomized response technique,
Quota sampling, 7, 9, 11, 107, 534 286-287, 339
Rao-Scott correction, 232
R software, 189,227,232,241,295,585, Rapport, 264, 291, 458, 617
631, 720-721 Rasch model, 387-388, 420
Radio frequency identification (RFID), Raster, 686-687
677 Rate-based estimation, 323, 333-334
Raking, 124-125, 127, 167,612 Raters, 418, 748
Random (variable) errors, 9, 28, 31-32, Rating scales, 263, 268, 270-271, 274,
38-39, 41-42, 44-45, 50, 76, 278, 280-281, 324, 337, 422,
86-87,89,91-93,99-101, 104, 425-427, 853
110-111, 113-116, 118-119, Ratio estimator, 116-117, 127, 129-130
122-123, 127-128, 131, 146, RDD telephone survey, 183, 529, 598
151-155, 160, 162, 166-168, Recall aids, 288
178-179, 181-183, 190-191, 199, Recall error, 33, 288
201-203,207,209,212-218,230, Recall-and-count, 323, 333-334
234, 244-246, 248-249, 251-252, Recency effects, 278-280, 337, 556, 560
254,272,281,349, 351, 353-357, Recode logic, 720
359-361, 366, 368,.370, 373-375, Recontacts, 785
384, 386-387, 389-394, 396-397, Record check studies, 410
405,407-409,411-422,426,459, Record linkage, 70, 660, 673
462, 536, 604-605, 612, 619, Record matches, 713
632-633, 635-636, 638-639, Record-matching, 23
642-648, 650-654, 675, 710-714, Records-research datasets, 661
717-721, 724, 734, 752, 768, 770, Recruitment [of participants], 74
777-779, 782, 789-790, 796-799, Reducing sampling error, 153
801-803, 806-807, 809, 838, 845, Reference period, 48, 289-290, 331-334
847-848 Refusal, 440, 442, 444-445, 447-450,
Random assignment, 52,462, 839, 847 479,483-486,492, 577-578, 586,
Random digit dia1ing (RDD), 12, 19, 34, 598,607, ,610-611,616-617, 716,
37, 85, 183, 223, 253, 437, 473, 843
475-477, 480-481, 529-530, Refusal avoidance, 484, 586, 617
532-533, 552-553, 564, 567, Refusal avoidance training, 484
598-599, 609, 615-616, 842, 856 Refusal conversion, 445, 485-486, 492,
Random noise, 76 577-578, 616-617
Random sample, 16, 33, 38-39,43, Refusal report form, 485
50-51, 86, 88, 90, 92-94, 97, Reidentification, 75, 670
101-104, 107, 111, 116, 143, 145, Reinterview design, 411, 418, 440
150-151, 155; 158-160, 171,209, Reinterview study, 40
223,231, 244, 248, 254,475-476, Relative bias, 41, 44, 614
598, 600, 620, 637, 711, 736, 767, Relative cost, 158, 160-162,472
852 Relative weights, 163-164, 166,227,234,
Random start, 145-149, 155, 162 237, 241, 257
880 Subject Index

Relevant + irrelevant approach, 754 Response bias, 22, 30, 45, 47, 50, 53,263,
Reliability, 12, 39-40, 43, 46, 48, 50, 285-286, 350, 473, 493, 532, 536,
53-54, 109, 268, 270-276, 278, 593-594,603-614,617, 734, 737,
296-299, 347, 352-354, 356-372, 827,848
376, 379-380, 383, 389-390, 398, Response burden, 271, 291, 600, 602,
405-429, 441, 456, 459, 461-462, 784, 824, 843, 852-854
493, 544, 581, 583, 643, 681, 738, Response categories (number of), 263,
742, 748, 750, 754, 824, 826, 837 266-274, 280-281, 288, 293, 296,
Remote sensing, 699 299,317,322-323,328-329,
Repeated survey design, 796 331-337,340,406-407,418,
Replicate, 48, 133-134, 234, 237-242, 421-427, 739-742, 745, 754, 756
409, 411, 415, 446, 448 Response editing, 338
Replicate weight, 237, 241 Response effects, 14,300,315, 743
Replication method, 193, 223, 234, 241, Response extremity, 743
250, 256-257 Response formatting, 504
Replication weights, 194, 222, 241, 251, Response mapping, 268, 337
257 Response order effects, 278, 280-281,
Reporting errors, 315-316, 334, 338 337-338, 341, 542
Representation, 227, 271, 319, 326-327, Response process, 315-318, 324-325,
329, 335, 359, 382, 478, 528, 686, 341, 373, 828, 860
695-696, 776, 783, 827 Response propensity, 122, 605
Representative samples, 3, 22, 471, 475, Response propensity models, 612, 614,
750, 821, 826, 838 619
Representativeness, 6, 20, 472-473, 529, Response rate, 8,~ 11-13, 19, 22-23, 28,
534, 539, 545, 553, 766, 779, 781, 45,47,50, 53, 165-167, 188, 192,
786, 828, 848 341,429,437,441-449,453,459,
Research Center for Group Dynamics, 461,472,476,478-481,488-489,
17 499-500, 511-514, 516-522, 529,
Research Data centers, 76, 676 531-533,536-539,551-552,
Research data lifecycle, 707 557-561, 563-569, 571, 576-577,
Research Triangle Institute (RTI), 10, 580-581,585, 588, 593-601,
17-18,21,255, 583, 831 603-609, (>13-617, 619-620, 676,
Residuals, 248-250, 397, 699 718, 734, 737, 768, 775, 7,77, 781,
Respondent burden, 271, 291, 600, 602, 785, 791, 815, 822, 828, 842, 860
784, 824, 843, 852-854 Response rate variations, 737
Respondent cognitive capacity, 426 Restricted-use data, 683, 724-725
Respondent driven sampling, 822 Retention curves, 330
Respondent fatigue, 266, 277, 472 Retrieval, 265-266, 288, 292-293,
Respondent motivation, 266, 277, 317, 315-318,320-323,330-331,
614 333-334, 338, 407
Respondent selection, 472, 477-479, Retrieval cues, 322, 331,334
491-492, 503, 736, 848 Rho, 113
Respondent-nonrespondent difference, Roh, 113-114, 159-162
604 Role characteristics, 439, 451, 454
Respondent-related error, 491 Roster, 178, 183, 189, 455,842
Subject Index 881

Rotating panel design, 596 Sampling distribution, 38, 40, 87-92,


RTI International, see Research 201, 223-225
Triangle Institute (RTI) Sampling error, 16, 20, 27-28, 30, 35,
Running tally, 322, 337, 544 37-40, 44-49, 53-54, 94, 96, 99,
134, 139, 153, 155, 161, 190,200,
Sample allocation, 95, 100, 103, 105, 222, 228, 230, 237, 252, 255, 287,
107, 154, 179,209-211 411, 531, 553, 580, 614
Sample bias, 248 Sampling error calculation model, 228
Sample design, 16,65,86-99, 101-103, Sampling fraction, 109, 151-155,
105,109,111-113,115,117, 163-164, 166, 224, 252
132-135, 150-151, 154, 160, 163, Sampling frame, 8, 16,22,33-34,50,65,
171,180-181,218,221-224,228, 86, 96, 110, 123, 131, 135,
230, 232, 237, 241, 254-255, 257, 140-141, 145, 150, 155, 164-165,
411,437,449-450, 503, 576, 578, 167, 169-170, 173, 183,224,411,
580, 584, 588, 736, 767, 770, 780, 429, 437, 471, 473-476, 492-493,
796 522, 528-532, 539, 552-553, 576,
Sample disposition, 586, 588 580, 582, 600, 608, 618, 620, 688,
Sample estimates, 20, 92, 96, 98, 120, 736
172, 192,227,237,244,247,253, Sampling list, 98
437,603 Sampling pool, 476, 480, 485, 487-488,
Sample estimators, 87, 89, 96, 99, 117, 490, 492
128-129 Sampling probabilities, see Selection
Sample refreshment, 780 probabilities
Sample size, 28, 36, 41, 46, 90, 92, 95-97, Sampling rare populations, 819
99, 102, 104-105, 107-108, Sampling theory, 6, 16,21-22,83,85,87,
110-111, 114-115, 117, 121-122, 89,91,93,95-97,99, 101, 103,
131, 133, 143, 145-146, 152-153, 105, 107, 109-111, 113-115, 117,
162-164, 172, 179-183, 185-186, 119, 121, 123, 125, 127, 129, 131,
188-189, 199-201,203,205,207, 133, 135, 153, 159
209-211,213,215,217-218, Sampling unit, 33, 98,119,130,171-173,
223-224, 226-228, 230, 232, 234, 178-179, 181, 185,222,225,440,
252, 287, 369, 441, 472, 476, 514, 473,477-478, 492
561, 566-567, 577-578, 593, 604, Sampling variance, 43-45, 97, 99,
610, 613, 638, 649, 652, 663, 803, 101-104,111-113,116,118,130,
822, 846, 848 132-134, 209, 232, 251, 256
Sample statistics, 3, 158, 164, 223, 225, Sampling weight, see Weights
227-228, 232, 237 Sampling with replacement, 230
Sample stratification, 99, 101, 127 Sampling without replacement, 111-112,
Sample variance, 87-88, 93, 104, 112, 143, 224, 252
180 Sandusky surveys, 8
Sample weights, see Weights SAS, 145, 160, 193, 221, 237, 248-249,
Sample-population consistency, 122 252, 255-257, 588, 642-645, 647,
Samples in mail surveys, 515 653, 720-722, 776, 788
Sampling and coverage, 842, 854 SASS,53
SampIingbias, 117, 120, 122 Satisfice, see Satisficing
882 Subject Index

Satisficing, 265-266, 271, 274--275, Show cards, 23, 555


277-281,283-284,292,317-318, Side-of-street error, 175
338, 554, 771, 853 Sign test for convergence, 800
Scope of work (SOW), 575, 578-579, Simple random sample (SRS), 16,38-39,
587,589 41,43,48, 51, 86, 88, 90, 92-94,
Screening, 152-153, 171, 178, 181,292, 97, 101-104, 107-108, Ill, 116,
438,443,461,475,477-479,482, 143, 145, 149-151, 155, 158-160,
489, 521, 600, 677, 767-768, 780, 171, 179-180, 189, 193,209,218,
821 221-223, 225-227, 230-232, 239,
Seam effect, 332-333, 341, 771 244, 248, 253-254, 256, 475-476,
Secondary analysis, 75, 588, 707, 723 637, 852, 855
Secondary sampling units, 225 Simple random sampling, 16,96-97,
Second-stage units/clusters, 172-173, 102-104, 106-107, 109, 111,
181, 187, 212 143-144, 147,209,221,637, 718
Securing interviews, 447 Simple random selection with PPS, 149
Seemingly unrelated regressions (SUR), Simple replicated interpenetrating
613 subsample, 132
Segment, 155, 163, 174--177, 186-190, Simple response scales,. 740-741
192, 690, 789 Single-translation approach, 746
Selecting clusters, 160 Skip patterns, 16, 292, 340, 507, 511,
Selection interval, 145, 147-149, 155 514,633, 717, 719, 727, 776-777
Selection models, 612, 619, 653-655 Snowball sampling, 822
Selection probabilities, 35, 93, 114, 119, Social desirability, 263, 285-288, 296,
130-131, 142-143, 164--167, 170, 317,324, j5l, 522, 540, 555-557,
188, 190, 192, 227, 248, 529 738, 743
Selection range, 148-149 Social desirability bias, 285-287, 317,
Self-administered questionnaire (SAQ), 540, 555-556
9, 13, 278, 286, 292, 324--325, 340, Social geography, 4
381, 407, 499, 503, 506-507, Social impact assessments, 817, 819
512-513, 522, 556-557, 583, 816 Social indicators, 423, 817, 819, 831
Self-enumeration census methodology, Social network, 15, 73, 455, 683, 817,
47 822
Self-reports, 15, 266, 285, 287, 338, 423, Social psychology, 447, 513, 815
428, 441, 447, 787 Social survey movement, 7, 813, 815
Self-weighting sample, 102 Social trends, 183, 798
Semiparametric models, 613 Spatial analyses of social inequality, 15
Sensitive questions, 40,45,339,443,455, Spatial analysis procedures, 681
491,502, 515, 522, 557, 581, 587, Spatial autocorrelation, 695
611, 825, 848 Spatial boundary files, 685
Sensitivity, 75, 199-200, 203, 282, 341, Spatial coverage, 684--688, 695
369, 439,601, 611, 655 Spatial epidemiology, 682
Sensitivity analysis, 611, 655 Spatial statistics, 681, 699
Separate ratio estimation, 127, 129-130 Specification bias, 45
Sequential generalized regression, 634, Specification error, 30-33, 44--45, 53
646-647 Spells of time, 778
Subject Index 883

Spinoff ventures, 782 Styles of interviewing, 440, 456


Split ballot design, see Split-sample Subgroup analysis, 99, 252
experiments Sub-group differences, 522, 755-756
Split-off, 780-781, 785-786 Subpanels, 770, 779, 784
Split-sample experiments, 46, 840-841, Substantive survey experiments, 838,
846, 861 840, 844-845, 849
SPSS, 145, 221, 252, 256, 585, 588, 650, SUDAAN, 193,222,231,255
720-722, 776 Suffix systems, 714
SRC Summer Institute in Survey Sugging, 12
Methodology, 11 Summary statistics, 645, 719
Standard error of measurement, 353, Supervising survey interviewers, 438
388-389 Survey budgets, 578, 599
Standardization, 340, 342, 439, 456-459, Survey costs, 11-12,22,47, 105, 347,
461, 726, 737, 746, 755, 757 487, 553, 557-558, 570, 578-579,
Standardized mean difference, 201, 207 584, 607, 611, 614, 826
Standardized measurement, 437 Survey error, 16,22,27, 29-31, 33,
Standardized survey interviewing, 488 35--41,43--49,51,53-54,316,347,
Standardized testing, 6 429, 438--439, 456, 472, 489, 553,
Stata, 145, 160, 193,221,231-232,237, 570-571, 580, 607, 734, 830, 841
252, 254, 256-257, 585, 588, 642, Survey interview as social process, 817
647, 720-722 Survey interviewers, 437--438, 459, 490,
Statistical hypothesis tests, 199 826
Statistical inference, 3, 5, 7, 16-17, Survey introduction, 291, 445--447,
83-86, 91, 428 482--483,615,617
Statistical power analysis, 199, 201 Survey modes, see Mode
Steady-state panel, 766, 780-781, 783 Survey non-response, see Nonresponse
Stratification, 98-99, 101-102, 107, 127, Survey objectives, 575-578, 861
133, 146, 150-156, 161, 172, 181, Survey of Consumer Finances (SCF),
183-187, 192,221-225,227,230, 17, 777
232, 237, 246, 253-254, 256, 375, Survey of Income and Program
565, 707, 741, 821-822 Participation (SIPP), 53, 664, 768,
Stratified sample, 100, 103-104, 107, 770, 779, 788
109, 151-152,224-225, 766 Survey population, 78, 85-86, 140-142,
Stratified sampling, 27, 98-99, 101-102, 165, 326, 582-583
105, 107-108, 120, 154, 164, Survey quality, 22, 27-28, 47, 296, 429,
209-210 541, 569, 593, 596, 620, 662, 664,
Stratum, 98-109, 127-131, 134-135, 828
151-153, 155-156, 161, 164, 166, Survey quality frameworks, 28
183-186, 190, 194,209-211,222, Survey quality index, 22
224-230, 234-242, 246, 249-250, Survey Research Center (SRC), 9-11,
254-255, 257, 375-376 17-18,253,597-598, 776, 816,
Straw polls, 6-7 818, 827
Streamlining, 63, 424 Survey response process, 315-316, 318,
Street network, 685-688, 690-691 860
Strengths of mail surveys, 499 Survey weights, see Weights
884 Subject Index

Swiss Household Panel (SHP), 786 Text and shading, 505


Symbolic elements, 503 Theoretical validity, 352-353, 367, 370,
Symbolic interaction, 405 372-373, 377, 380
Synthetic [data], 76, 670 TIGER, 685-686, 690
System file, 721-722, 727 Time and speed of mail surveys, 527
Systematic error, 38, 40-42, 44-45, 355, Time diaries, 772, 789-790
415,418-420,439 Time invariant variables, 768
Systematic random sampling, 145, 147 Time Sharing Experiments in the Social
Systematic sample, 34, 145-146, 155, Sciences (TESS), 844-845
188, 533 Timelines, 577-580, 582, 584, 772
Systematic selection of PPS sample, 149 Topcoding, 76
Total bias component, 45
T-ACASI,13 Total cost equation, 182
Tailored Design Method, 47, 520 Total Design Method, 12, 842
Tailoring, 446-449, 484, 603, 617 Total error method, 122
Target population, 15,33, 35,41,48-49, Total survey error (TSE), 16-17,20-22,
85-86, 125, 140-141, 171-173, 27, 29-31, 33, 35-39, 41, 43-49,
183, 224, 255, 439, 444, 471-472, 51, 53-54, 347, 472, 489, 553, 734,
476,481-482, 500-501, 516, 521, 830
529-530, 582-583, 718, 727, Tracking, 16,442,513-515, 534, 581,
734-736, 744, 756, 766-767, 777, 585-586, 666, 775, 781-782, 786,
819, 821-824, 851 795, 823, 838
Tau-equivalence model, 413 Tracts, 15,33, 170, 172-173, 181,
Tau-equivalent measures, 362, 411, 413 184-186, ~225, 609, 684-686,
Taylor series approximation, 130, 193 692-693, 695
Taylor series linearization, 223, 230, 232, Traditional listing, 173-177, 187
234, 243, 247, 257 Trailer record, 713
Telephone Consumer Protection Act, Training, 11, 30, 36, 42, 47, 62, 66, 74,
601 174, 176, 263, 438-440, 449, 457,
Telephone interviewer, 71, 442-443, 447, 459-461, 483-484, 488-490,
451,453-454,460,472-473, 492-493, 579, 581, 583, 586, 603,
483-484, 488-489, 554, 585-587 615,617, 677, 703, 723, 728, 734,
Telephone survey, 11-12, 14, 21-23, 36, 737, 747:, 752, 782, 828, 830, 857,
51-53, 71-72, 183,223,253, 859, 861
274-275, 324, 438, 442-444, 446, Traits, 382, 410, 415, 417, 751, 756, 814,
448, 450, 452-453, 460-461, 859
471-493, 518, 529-530, 534, 542, Transaction samples, 533
552-555, 559, 579-583, 585-587, Transactional information, 23
596, 598-600, 616, 620, 688, 694, Translation-on-the-fly approach, 746
735, 839, 847 True score, 349-357, 361-362, 364-366,
Telescoping, 289, 330-332, 334, 341 368, 381, 384-390, 393-398,408,
Test-retest, 40, 359-361, 459 411-413, 416-419
Test-retest reliability, 360-361, 459 True score correlation, 355, 381
Tetrachoric correlation coefficients, 420, True/false questions, 276
426 True-score variance, 412, 417, 419
Subject Index 885

Tuskegee study, 60 370, 373, 377, 384-387, 389-394,


Two-parameter logistic (2PL) model, 396-398, 407-409, 411-412,
388, 391-395, 397 416-421,426,613,619, 784, 787,
Two-stage cluster sample, 148 815
Two-survey changing-effect model, 803 Unweighted frequency distribution, 719
Two-track models, 318 USPS database listing, see Delivery
Type I error, 199-200, 202, 217 Sequence File
Type II error, 199-200,202,217-218,
429 Vague quantifiers, 291, 328, 423
Type III error (errors of the third kind), Validity, 12, 31, 54, 83, 268, 270-275,
31 278, 296, 299, 347, 351-353, 367,
Type of Enumeration Area (TEA), 370,372-377, 380-381, 383, 398,
184-187 405-411,413,415-417,419,421,
423, 425, 427, 429, 443, 452, 456,
UK Data Archive, 21 458-459, 461-462, 477, 483, 485,
UK Millennium Cohort Survey, 662 528, 534, 544, 581, 583, 619-620,
Ultimate clusters, 112, 115-116, 733, 738, 750, 756, 821, 823-824,
128-129, 131-132, 134-135,230 837-839, 847-848, 855, 860
Ultimate sampling unit, 33, 173, Validity coefficient, 374, 380, 383, 416
178-179,181 Variable error, 122, 462
Unbounded interviews, 331-332 Variable groups, 714
Unclustered sample, 171, 180 Variable-effect-by-cluster variance, 212,
Undeliverable mail, 517 215-217
Undercoverage, 49, 173-176, 178, 187, Variance accounting framework, 408
192,664 Variance estimation, 112-114, 133-134,
Undercoverage bias, 49 170, 181, 193,222,228,237,243,
Unemployment insurance (UI), 366, 250
663, 673, 858 Variation in population density, 694
Unified mode design, 23, 554-555, 564, Verbal consent, 72
568 Verification, 457, 483, 493,516,579, 715
Unipolar response format, 425 Videophones, 23
Unit nonresponse, 35, 538, 581, 583, Vignettes, 295-f 98, 735, 742, 846,
593, 603, 610-611, 618, 779, 842 849-861
Unit nonresponse rate, 593 Visual elements, 340, 499, 503-504, 507,
Unit of analysis, 415, 693 511, 513, 522, 543
Unit size, 131 Visual mode, 23, 557-558, 563, 570
United Nations Statistical Division, 659 Voice quality, 444
United States Postal Service (USPS), Voter preference, 20, 503
173,175-176, 184, 187-188, Voting behavior, 8, 374, 796, 798, 860
515-516, 521, 842
University of Michigan, 9, 74, 169, 221, Waiver of consent, 63-65, 70
597-598, 674, 816 Wave, 22, 332, 361, 417-418, 442,
Univocal measure, 412, 419 449-450, 459, 558, 612, 632, 653,
Unobserved (latent) variables, 51-52, 54, 714, 768-772, 774-782, 784-787
283, 348, 352, 356, 360, 365-367, Weaknesses of mail surveys, 499
886 Subject Index

Web surveys, see Internet surveys WESTAT, 10, 18,21,256,831


Weights, 15,34-35, 100, 107-109, WESVAR, 193, 222, 256
121-127, i34-135, 162-168, 192, Wild codes, 727
210-211, 222, 227, 230, 234, 237, Wisconsin Longitudinal Study, 775
241,246-248,250,257,292,423, Within-subjects design, 750, 845-846
480, 516, 718-719, 777, 808, 849, Within-unit coverage, 477-478
853 Worker Establishment Characteristics
Weighted response rate, 560 Database (WECD), 662
Weighting, 30, 45, 98, 102, 107, 120, Working memory, 296, 320-321,
122-127, 132, 134, 142, 152, 326-327, 329, 337
163-167, 170, 192,221,227,232, Working memory overload, 296, 329
239, 253, 256, 2~4,474, 477, 493, World Association for Public Opinion
530,564-566, 603, 612:~6+8,631, Research (WAPOR), 21
718, 769, 777, 822, 854 World Values Survey, 21, 753
Weighting adjustment, 126, 164-167, Written consent, 63-66, 70-72
192, 474, 477, 493, 603, 769
Weighting effect, 192 Yes/no questions, 276-278

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