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Practical Advice Paper

Leary’s Rose to Improve Negotiation Skills


among Health Professionals: Experiences
from a Southeast Asian Culture
Astrid Pratidina Susilo1, Valerie van den Eertwegh2, Jan van Dalen2, Albert Scherpbier3
1
Academic Staff, Faculty of Pharmacy, University of Surabaya, Indonesia,
Academic Staff, Skillslab Faculty of Health, Medicine and Life Sciences, Maastricht University, the Netherlands,
2

3
Dean, Faculty of Health, Medicine and Life Sciences, Maastricht University, the Netherlands

ABSTRACT
Context: Although inter-professional collaboration is important for patient safety, effective collaboration can be difficult to achieve,
especially in settings with a strong hierarchical or blame culture. Educational Model: Leary’s Rose is a model that gives insight into the
hierarchical positions people take during a negotiation process. The assumption behind this tool is that the default reaction we intuitively
choose is not always the most effective. Becoming aware of this default reaction makes it possible to choose to behave differently, in a more
effective way. We propose to use this model to make health professionals more aware of their attitudes and communication styles when
negotiating and provide them with a tool to improve communication by modifying their natural responses. Application: Leary’s Rose
can be used in simulated and authentic work-based educational settings. To train the communication skills of nurses to be the patients’
advocates, for example Leary’s Rose was used in role plays in which nurses have to negotiate in the patients’ interest with the doctor while
they have to maintain partnership relationship and avoid opposition with the doctor.

Keywords: Collaboration, education, hierarchy, inter-professional, Leary’s Rose

Introduction in these unequal relationships.[2] We see this culture in many


countries around the world, and it is prevalent in most of
In this article we aim to introduce Leary’s Rose, a model of Southeast Asia.[3]
inter-personal interaction,[1,2] and show how it can be used to
improve negotiation skills. Since negotiation plays a central We start by describing the context in which we found Leary’s
role in any kind of collaboration, it is a key skill for inter- Rose to be a valuable educational tool. We then introduce
professional collaboration among healthcare team members. Leary’s Rose as a practical tool in negotiation skills training for
health professionals and discuss how it can be implemented
The model is a practical tool for inter-professional education, to make health professionals’ negotiation skills more effective.
especially in settings characterised by a strong hierarchical[3]
and blame culture.[4] Such settings put people in unequal Context: The challenges of inter-
relationship,[3] and Leary’s Rose gives practical suggestions
for what to do to enhance communication and negotiation
professional collaboration
Inter-professional collaboration is important for patient
Access this article online
safety,[5] stronger health care systems, and better health
Quick Response Code:
Website:
outcomes.[6] However, disciplines that have to work together
www.educationforhealth.net effectively face some challenges.[7,8] These challenges are more
pronounced in social contexts characterised by a hierarchical
DOI:
culture[9] or a culture of blame.[4]
10.4103/1357-6283.112803
In a hierarchical culture, the power distance between people

Address for correspondence:


Dr. Astrid Pratidina Susilo, Faculty of Pharmacy, University of Surabaya, Jalan Raya Kalirungkut, Surabaya 60293, Indonesia.
E-mail: pratidina@yahoo.com

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Susilo, et al.: LearyÊs Rose to Improve Negotiation Skills

is large.[3] This means there is a power gap between those


considered to be ‘lower’ and ‘higher’ in the hierarchy, such
as young and old people, junior and senior staff members,
patients and doctors, and nurses and physicians. [3] The
more pronounced the hierarchical culture, the greater this
phenomenon is.[9] Power distance can constitute a formidable
barrier to effective inter-professional collaboration.[7,8]

Collaboration is also hard to achieve in a blame culture,


where errors are frequently hidden to avoid blame.[10] In such
a culture, the fear of being blamed or of being perceived as
a whistleblower drives people to favour behaviours that are
aimed at protecting themselves and their work. A climate
where professionals are primarily concerned with saving their
reputation is not conducive to collaboration driven by patient Figure 1: Leary's Rose
safety concerns. Unfortunately, there are many hospitals in
Southeast Asia and throughout the world that have not yet
succeeded in creating a safe environment where professionals induced to take a dependent position.[1] Leary’s model was
are willing to view mistakes as valuable opportunities for adapted by Van Dijk, who developed a simplified version
learning to foster a safer health care system.[4,5,11] of Leary’s Rose, which is used for inter-personal training in
organisations.[2] Leary’s Rose has also been used by teachers in
different arenas, including health professions education.[17,18]
Educational Model: Leary’s Rose as a
negotiating tool for health professionals In Indonesia, a country in Southeast Asia, we developed a
communication skills training programme for nurses to enhance
To overcome the challenges we have described, changes are
their contribution in the informed consent process. Nurses
needed at the individual, organisational and cultural level.
contribute as patients’ advocates in informed consent, ensuring
These changes can be introduced and achieved by policy
that patients make voluntary informed decisions. In this role,
reforms and through education.[12] Inter-professional education
nurses need to raise patients’ concerns with doctors and negotiate
has an important role to play in this respect, and we therefore
advocate its inclusion in health professions curricula.[6,13] Inter- for the patients’ interests.[19] Leary’s Rose was used as a model to
professional education enables students and professionals to train nurses with the needed negotiation skills.[20] The examples
become aware of, explore, and understand other professionals’ in this article were adopted from the course.
points of view, learn to express their opinion in a clear and
assertive way and establish a joint agenda with members of Leary’s Rose maps different positions that people can take in a
different professions working together in the best interests of negotiation process in order to give insight into ways to foster
patients. Inter-personal skills for effective inter-professional collaboration instead of opposition and to maintain equality
work should not be seen as fixed personality traits but as and mutual respect in relationships among professionals
effective communication skills,[6,14] that have been shown to and between professionals and patients. At the centre of
be teachable.[13,15,16] Leary’s Rose are two axes. The vertical axis represents the
hierarchical positions each party can take in an interaction:
We introduce Leary’s Rose[1,2] as a practical training tool to ‘above’ means higher in the hierarchy and ‘below’ means lower
improve the negotiation skills of health professionals. Figure in the hierarchy. The horizontal axis represents the way the
1 shows a simplified model of Leary’s Rose, derived from interaction is perceived by the actors, ranging from interacting
Timothy Leary, a psychiatrist who created this diagnostic ‘together’ at one end to acting ‘against’ one another at the
personality tool in 1957 [Figure 1]. other end of the spectrum.[1,2]

The ‘original’ model consisted of a circle divided into different The natural tendency of humans predicates that if one person
sections representing different types of personalities. Since takes the ‘above’ position, the other person will be inclined
humans are social creatures, Leary argued, human personality to take the ‘below’ position. Likewise, if the interaction of
is the result of interacting with others. Moreover, when one person reflects a subordinate position (below), the other
one interacts with people a particular way, it induces them person will be likely to respond by stepping into the ‘above’
to respond and interact another way. If one person takes position,[1,2] a phenomenon that is frequently observed in
a dominant position, for example the other person will be hierarchical cultures.[3] For example, when a senior physician

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Susilo, et al.: LearyÊs Rose to Improve Negotiation Skills

assumes a dominant position in a conversation (above), the Table 1: Example of scenario (1)
more junior physician is likely to keep silent and feel less
Mr. Smith is a pharmacist in his early thirties. He has noticed that one of his
confident (below).[9] patients, Mrs. Lee, has not collected the refill of her blood pressure medication,
captopril. Because the medication makes her cough a lot, Mrs. Lee does not feel
The positions on the horizontal axis have a different effect. comfortable taking it. Mr. Smith knows that coughing is a common side effect of
captopril. Mrs. LeeÊs blood pressure is still quite high (170/90). Mr. Smith wants to
In an interaction, people can choose a position somewhere
help Mrs. Lee by exploring possibilities for changing her medication. He calls Mrs.
between the extremes of ‘collaboration’ and ‘opposition.’ If LeeÊs general practitioner, Dr. Diana Foster, to discuss this. Dr. Diana Foster is a
one party takes the ‘together’ position, the other party too senior general practitioner in the town.
will naturally tend to assume a more collaborative attitude. Scenario 1 Scenario 2
Similarly, if one party interacts in a defensive way, reflecting Pharmacist Smith: Hello, this is Andrew Pharmacist Smith: Hello, this is Andrew
a perception of the other party as ‘the enemy’ or ‘against,’ Smith calling, IÊm the pharmacist of Smith speaking, IÊm the pharmacist of
Century Pharmacy. May I speak to Doctor Century Pharmacy. May I speak to Doctor
the other party will intuitively react by becoming defensive Foster, please? Foster, please?
or ‘against’ as well.[2] Dr. Foster: Speaking. What can I do for Dr. Foster: Speaking. What can I do for
you? you?
Pharmacist Smith: ItÊs about one of your Pharmacist Smith: ItÊs about one of your
A simple way to promote effective collaboration is to refer to patients, Mrs. Lee, aged 65 years. patients, Mrs. Lee, aged 65 years.
a common goal that is pursued by both parties. This can be Dr. Foster: Yes? Dr Foster: Yes?
done by avoiding words like ‘I’ and ‘you,’ and instead using Pharmacist Smith: Her blood pressure is Pharmacist Smith: Her blood pressure is
170/90. She⁄. 170/90. She⁄.
‘we.’ In so doing, health professionals can move beyond ‘my Dr. Foster: Oh, she is a stubborn lady. I Dr Foster: Yes, I know her very well! She
patient’ or ‘your patient’ to the concept of ‘our patient.’ keep telling her she will have a stroke if is a stubborn lady. I keep telling her she
she doesnÊt take her pills. She is really will have a stroke if she doesnÊt take her
In Table 1, two scenarios are presented as examples, both quite hopeless. pills. SheÊs really quite hopeless.
Pharmacist Smith: But thereÊs something Pharmacist Smith: Yes, Dr Foster, IÊm well
set in a similar context but with different approaches to the you donÊt know about her. She,⁄. aware that you know your patient very
negotiation [Table 1]. Dr. Foster: Excuse me, Mr. Smith. I well. ThatÊs why IÊd like to discuss with
actually do know everything about her. you what we can do to help her take her
SheÊs been my patient for more than 10 medication, thatÊs our common goal isnÊt
Scenario 1 shows how both the general practitioner and the years. IÊm afraid I have to go to a meeting it. She says captopril makes her cough a
pharmacist assume the ‘against’ position. Perceiving herself now. Goodbye. lot. ThatÊs why she doesnÊt take her pills
to be under attack, the general practitioner makes a defensive Pharmacist Smith did not have the regularly.
opportunity to convey his message. Dr Foster: Really? I didnÊt know that.
statement, putting herself in the ‘above’ position.
Pharmacist Smith: ThatÊs what she told
Pharmacist: But there is something you don’t know about her. me. Do you think you could put her on
She,…. other medication, or should I ask her to
Dr Foster: Excuse me, Mr. Smith. I actually do know everything go and see you?
Dr Foster: I think IÊd better check her
about her. She’s been my patient for more than 10 years. medical record first and IÊll call you again
later. Would that be alright, because I
Scenario 2 shows how the situation can change from really have to go to a meeting right now.
Pharmacist Smith: Of course, thatÊs fine.
adversarial to collaborative. Mr. Smith acknowledges Dr. WeÊll talk again later. Thank you very
Foster’s view by expressing agreement. In response to this much.
together position, Dr. Foster also moves in this direction, and
welcomes collaboration. By choosing not to react defensively
to a defensive statement, Mr. Smith has succeeded in breaking procedure.
out of the ‘against’ type of interaction, taking Dr. Foster with Dr. Saputri: Excuse me, Nurse Eka. I have explained everything
him to the ‘together’ side of the axis. Moreover, although Dr. very clearly.
Foster initially assumed an ‘above’ position, Smith refused to
be pushed into a ‘below’ position. This situation can be changed into collaboration when one of
Pharmacist Smith: Yes, Dr. Foster, I’m well aware that you know them starts moving into the ‘together’ position.
your patient very well. That’s why I would like to discuss with Nurse Eka: Perhaps it will be better if you and I visit him and
you what we can do to help her take her medication, that’s talk with him together.
our common goal isn’t it.
Leary’s Rose does not support a stereotypical view on
We provide another scenario as an example from our course personalities, which would assume that people are predestined
in the Indonesian setting [Table 2]. by their personality to always react in a similar way. Although
Leary explained that people have a natural tendency to
The nurse and the cardiologist are in the position of ‘against’ respond in a certain way when confronted in an interaction,
and ‘above’ when both of them are acting defensively. the crucial point he wanted to make is that everyone has a
Nurse Eka: I think you have not told him everything about the choice to either act in accordance with their natural tendency

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Susilo, et al.: LearyÊs Rose to Improve Negotiation Skills

Table 2: Example of scenario (2)


undergraduate, postgraduate and continuing professional
development programmes have taught us that Leary’s Rose
Nurse Eka is a young nurse in Indonesia. She has noticed that one of her patients,
Mr. Hadijaya, who has just recovered from a chest pain episode, seems very can be very helpful for professionals to become aware of their
anxious. This patient is scheduled to have a coronary stent placed tomorrow. Nurse default communication patterns. This tool can be used in both
Eka approached Mr Hadijaya and found out that he and his wife were not convinced simulated settings, such as class room or skills laboratory, and
that this procedure will be beneficial for him. They told Nurse Eka that a friend of
their familyÊs had undergone a similar procedure and still has to take medication
in real clinical settings, such as hospital wards.
regularly. Moreover, Mr Hadijaya has no insurance and the procedure is expensive.
Mr Hadijaya would like to refuse the procedure, but he is hesitant to say so to the The ability to recognise one’s natural communication pattern
doctors. Nurse Eka thinks that Mr Hadijaya needs more discussion regarding the and modify it when the communication is not going smoothly
procedures and other possible treatments. She calls the cardiologist, Dr Sekar
Saputri, to discuss this issue. depends on skills that can be trained in a safe, simulated
Scenario 1 Scenario 2
environment.[21] In training sessions in the classroom or
Nurse Eka: Good morning, Dr Nurse Eka: Good morning, Dr Saputri. This is skills laboratory, learners can role-play a negotiation process
Saputri. This is Nurse Eka calling. IÊm Nurse Eka calling. IÊm the nurse in ward 10. among professionals. The role plays can be video-recorded
the nurse in ward 10. Dr. Saputri: Good morning, Nurse Eka. What to help learners review their own performance.[22] To help
Dr. Saputri: Good morning, Nurse can I do for you?
Eka. What can I do for you? Nurse Eka: ItÊs about one of our patients, Mr.
learners understand what went wrong in a given encounter,
Nurse Eka: ItÊs about one of your Hadijaya, aged 65 years, who is scheduled for Leary’s Rose can be used as a feedback tool to illustrate what
patients, Mr. Hadijaya, aged 65 a procedure tomorrow was going on and to look for and try out alternative ways of
years, who is scheduled for a Dr. Saputri: Yes, the one who needs the stent
procedure tomorrow Nurse Eka: He seems very anxious⁄..He⁄.
reacting and communicating. The scenarios in Tables 1 and 2
Dr. Saputri: Yes, the one who needs Dr Saputri: Oh, heÊs been my patient for 5 could be used in role playing.
the stent years and he is always like that. Just give him
Nurse Eka: He seems very a sleeping pill and heÊll be fine tomorrow. In addition to being helpful in a simulated training
anxious⁄.He⁄. Nurse Eka: I think that he is anxious
Dr. Saputri: Oh, heÊs been my patient because he has some concern related to the environment, Leary’s Rose can also be used in real clinical
for 5 years and he is always like that. procedure. He is not sure of the benefit of the settings to facilitate work-based learning. During encounters
Just give him a sleeping pill and heÊll procedure and he has some financial issues. with real patients and co-workers, professionals inevitably
be fine tomorrow. Dr Saputri: Really? I didnÊt know that. Why
Nurse Eka: But this is different, donÊt you just explain further to him?
face challenges, which are easier to deal with if they
Doctor. I think you have not told him Nurse Eka: Perhaps it will be better if you and are able to use advanced communication or negotiation
everything about the procedure. I visit him and talk with him together. I think he skills.[23-26] In discussions of problematic encounters with peers
Dr. Saputri: Excuse me, Nurse Eka. and his wife also have some more questions
I have explained everything very related to the medication.
or supervisors, Leary’s Rose can serve as a tool to map the
clearly. May be he has just forgotten. Dr Saputri: Hem, IÊm quite busy in the clinic position one took in an interaction and to identify alternative
IÊm afraid I have to go to a meeting right now and I donÊt want to explain things responses. As advocated in experiential learning theory, real-
now. Goodbye. several times to him and again to his wife. life scenarios are rich sources for learning. Learners can reflect
Nurse Eka did not have the Nurse Eka: You donÊt need to do it now. Shall I
opportunity to convey her message. help arrange a meeting with him and his wife on their experiences and formulate specific learning objectives
at a time that is convenient for you, say this for future real life encounters.[26] Work-based learning can also
late afternoon? facilitate the transfer of skills, for in the workplace learners are
Dr Saputri: Okay⁄I can stop by around 3 pm.
Nurse Eka: Thank you very much. IÊll arrange confronted with a plethora of encounters presenting numerous
the meeting. opportunities for applying Leary’s Rose in different tasks.[27]
More elaboration of the application of Leary’s Rose both in
simulated and authentic settings is presented in [Table 3].
or to become aware of this tendency and take a different
approach which may be more propitious. Leary’s Rose helps For the optimal use of the Leary’s Rose, role plays scenarios
people become aware of a wider range of possible reactions usually picture situations in which conflicting ideas and
open to them during interactions and how they can choose hierarchy among professionals exist. When learners are
from among these reactions to better position themselves emotionally involved in the scenarios they can fall into a real
on the two axes. When people with a higher position in the clash, or stereotype the different professions. We propose
hierarchy assume the ‘above’ position, the other person does two strategies to avoid such a destructive experience:
not inevitably have to respond from the ‘below’ position. One strengthening the roles of teachers and structuring the
can choose to select a more equal position.[2] learning tasks.

Teachers, who should be trainers in communication skills


Application: How to use Leary’s Rose for health professionals, should discuss ground rules of role
as a training tool in inter-professional plays and feedback sessions to ensure safety of the learners.
education It should be underlined that role plays are learning processes
and therefore mistakes are allowed. Time out can be requested
Our experiences in different educational settings in by learners and teachers as necessary and teachers can use

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Susilo, et al.: LearyÊs Rose to Improve Negotiation Skills

Table 3: Examples of the use of Leary’s Rose in simulated and real clinical setting
Setting Simulated setting Real setting
Types of groups Students, professionals pursuing continuing education (e.g. in a Students in clinical rotation, residents, professionals
workshop)
Teacher Trainer in communication skills training Mentor/supervisor/clinical instructor with prior training in communication skills
Venues Classroom or skills laboratory Workplace (e.g. inpatient ward, outpatient clinic)
Example of simple Learners are asked to watch a video of a discussion between a Learners are asked to reflect on their prior negotiation experience from the
learning strategy doctor and a nurse about a patient in which they have conflicting workplace and map them using the LearyÊs Rose
idea. Learners are asked to analyse the encounter using LearyÊs
Rose.
Example of complex Learners are asked to play roles with simulated health professionals Learners are asked to formulate a learning objective and find the opportunity
learning strategy or among learners. Afterward they have to reflect their performance to practice them in the workplace in real negotiations with other health
using LearyÊs Rose. Feedback is also provided by teachers and professionals. This encounter is observed by clinical instructor or supervisors.
peers. Afterwards, they are to reflect on their performance using LearyÊs Rose.
Feedback is also provided by teachers and peers.
Preparation of learners Ground rules are set before role plays. Learners can be requested to Learners are asked to formulate learning objectives based on previous real life
formulate learning objectives encounters

this time out when a role player does not want to give up a Conclusion
position that can induce conflict. Difficult situations occur in
role plays that can be turned into precious learning moments Leary’s Rose can serve as a tool in negotiation skills training
using strong reflection. Feedback should focus on improvement for health professionals, especially in hierarchical contexts
of learners and should be started with self assessment.[28,29] and in settings with a strong blame culture. As a learning
tool, it can help professionals become aware of their default
Learning tasks should be structured by step-by-step increasing communication patterns in encounters and show them
complexity and decreasing guidance in learning.[30] Prior to how they can break out of their patterns and take different
role plays, learners can start with watching demonstrations approaches. We have discussed some ways in which Leary’s
of encounters such as through videos, then use Leary’s Rose Rose can contribute to communication skills training in
to map the negotiations they watched. This provides safety different educational settings. It may be obvious, but we would
for the early learning processes. Then, Leary's Rose is used to like to stress that Leary’s Rose is not the answer to all problems
reflect on their experience used as counterparts in the role play in training or in real life. Sometimes the stakes are too high
to control complexity of learning.[31,32] Role players can adjust or the resistance to change too strong. Like any tool, Leary’s
the difficulty of the interaction according to learners’ needs,[32] Rose presupposes a minimal willingness to learn.
for example by acting as defensive and superior counterpart
or collaborative partner. After learners are ‘ready,’ they can This article is based on our experiences in using Leary’s
try out negotiations in real encounters,[21] then Leary’s Rose Rose in communication skills courses that was designed
is used to reflect their experience. in combination with other research-informed educational
principles. Other components in the course design also
Finally, Leary’s Rose can be applied within different theoretical influence transfer of learning. Therefore, the effectiveness
frameworks [33] and combined with other tools in inter- of Leary’s Rose in different training contexts merits further
professional collaboration.[34] For example one can combine investigation. Teachers are advised to creatively tailor the
Leary’s Rose with Situation, Background, Assessment and adoption of Leary’s Rose to their own context and constantly
Recommendation (SBAR), a tool to help structure clinical evaluate their teaching strategies.
communication among professionals.[35] Using SBAR, a nurse
can call the doctor to discuss a patient’s issue. The nurse Acknowledgement
states the purpose of her calling (situation) then tells the
doctor the current problem of the patient (background). The authors thank Bert van Dijk for his permission to use the Leary’s
Afterwards, she provides her own opinion about the Rose in this article. The authors are also thankful for Mereke Gorsira
problem (assessment) and finally requests the doctor’s and Starlet Susilo for the English editing. Part of this material has
recommendation (recommendation). During encounters, the been used in the communication skills courses in the first author’s
nurse can emphasise the word ‘our patient’ rather than ‘my doctoral study of Nurses, Informed Consent and Communication
patient’ or ‘yours’ as advocated in Leary’s Rose to stimulate Skills Training. The evaluation of the course was presented in
collaboration and use phrases like ‘Perhaps it will be better if AMEE Conference in Lyon, France (2012). This material, including
we visit him together and have further discussion’ in providing the scenarios, was also used in an European Inter-professional
a recommendation. Education Network (EIPEN) workshop in Ghent, Belgium (2011),

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Susilo, et al.: LearyÊs Rose to Improve Negotiation Skills

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context. Nurs Ethics 2013. [In Press] Source of Support: Nil. Conflict of Interest: No.

Education for Health • Volume 26 • Issue 1 (April 2013) 59

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