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Dean, Faculty of Health, Medicine and Life Sciences, Maastricht University, the Netherlands
ABSTRACT
Context: Although inter-professional collaboration is important for patient safety, effective collaboration can be difficult to achieve,
especially in settings with a strong hierarchical or blame culture. Educational Model: Leary’s Rose is a model that gives insight into the
hierarchical positions people take during a negotiation process. The assumption behind this tool is that the default reaction we intuitively
choose is not always the most effective. Becoming aware of this default reaction makes it possible to choose to behave differently, in a more
effective way. We propose to use this model to make health professionals more aware of their attitudes and communication styles when
negotiating and provide them with a tool to improve communication by modifying their natural responses. Application: Leary’s Rose
can be used in simulated and authentic work-based educational settings. To train the communication skills of nurses to be the patients’
advocates, for example Leary’s Rose was used in role plays in which nurses have to negotiate in the patients’ interest with the doctor while
they have to maintain partnership relationship and avoid opposition with the doctor.
The ‘original’ model consisted of a circle divided into different The natural tendency of humans predicates that if one person
sections representing different types of personalities. Since takes the ‘above’ position, the other person will be inclined
humans are social creatures, Leary argued, human personality to take the ‘below’ position. Likewise, if the interaction of
is the result of interacting with others. Moreover, when one person reflects a subordinate position (below), the other
one interacts with people a particular way, it induces them person will be likely to respond by stepping into the ‘above’
to respond and interact another way. If one person takes position,[1,2] a phenomenon that is frequently observed in
a dominant position, for example the other person will be hierarchical cultures.[3] For example, when a senior physician
assumes a dominant position in a conversation (above), the Table 1: Example of scenario (1)
more junior physician is likely to keep silent and feel less
Mr. Smith is a pharmacist in his early thirties. He has noticed that one of his
confident (below).[9] patients, Mrs. Lee, has not collected the refill of her blood pressure medication,
captopril. Because the medication makes her cough a lot, Mrs. Lee does not feel
The positions on the horizontal axis have a different effect. comfortable taking it. Mr. Smith knows that coughing is a common side effect of
captopril. Mrs. LeeÊs blood pressure is still quite high (170/90). Mr. Smith wants to
In an interaction, people can choose a position somewhere
help Mrs. Lee by exploring possibilities for changing her medication. He calls Mrs.
between the extremes of ‘collaboration’ and ‘opposition.’ If LeeÊs general practitioner, Dr. Diana Foster, to discuss this. Dr. Diana Foster is a
one party takes the ‘together’ position, the other party too senior general practitioner in the town.
will naturally tend to assume a more collaborative attitude. Scenario 1 Scenario 2
Similarly, if one party interacts in a defensive way, reflecting Pharmacist Smith: Hello, this is Andrew Pharmacist Smith: Hello, this is Andrew
a perception of the other party as ‘the enemy’ or ‘against,’ Smith calling, IÊm the pharmacist of Smith speaking, IÊm the pharmacist of
Century Pharmacy. May I speak to Doctor Century Pharmacy. May I speak to Doctor
the other party will intuitively react by becoming defensive Foster, please? Foster, please?
or ‘against’ as well.[2] Dr. Foster: Speaking. What can I do for Dr. Foster: Speaking. What can I do for
you? you?
Pharmacist Smith: ItÊs about one of your Pharmacist Smith: ItÊs about one of your
A simple way to promote effective collaboration is to refer to patients, Mrs. Lee, aged 65 years. patients, Mrs. Lee, aged 65 years.
a common goal that is pursued by both parties. This can be Dr. Foster: Yes? Dr Foster: Yes?
done by avoiding words like ‘I’ and ‘you,’ and instead using Pharmacist Smith: Her blood pressure is Pharmacist Smith: Her blood pressure is
170/90. She⁄. 170/90. She⁄.
‘we.’ In so doing, health professionals can move beyond ‘my Dr. Foster: Oh, she is a stubborn lady. I Dr Foster: Yes, I know her very well! She
patient’ or ‘your patient’ to the concept of ‘our patient.’ keep telling her she will have a stroke if is a stubborn lady. I keep telling her she
she doesnÊt take her pills. She is really will have a stroke if she doesnÊt take her
In Table 1, two scenarios are presented as examples, both quite hopeless. pills. SheÊs really quite hopeless.
Pharmacist Smith: But thereÊs something Pharmacist Smith: Yes, Dr Foster, IÊm well
set in a similar context but with different approaches to the you donÊt know about her. She,⁄. aware that you know your patient very
negotiation [Table 1]. Dr. Foster: Excuse me, Mr. Smith. I well. ThatÊs why IÊd like to discuss with
actually do know everything about her. you what we can do to help her take her
SheÊs been my patient for more than 10 medication, thatÊs our common goal isnÊt
Scenario 1 shows how both the general practitioner and the years. IÊm afraid I have to go to a meeting it. She says captopril makes her cough a
pharmacist assume the ‘against’ position. Perceiving herself now. Goodbye. lot. ThatÊs why she doesnÊt take her pills
to be under attack, the general practitioner makes a defensive Pharmacist Smith did not have the regularly.
opportunity to convey his message. Dr Foster: Really? I didnÊt know that.
statement, putting herself in the ‘above’ position.
Pharmacist Smith: ThatÊs what she told
Pharmacist: But there is something you don’t know about her. me. Do you think you could put her on
She,…. other medication, or should I ask her to
Dr Foster: Excuse me, Mr. Smith. I actually do know everything go and see you?
Dr Foster: I think IÊd better check her
about her. She’s been my patient for more than 10 years. medical record first and IÊll call you again
later. Would that be alright, because I
Scenario 2 shows how the situation can change from really have to go to a meeting right now.
Pharmacist Smith: Of course, thatÊs fine.
adversarial to collaborative. Mr. Smith acknowledges Dr. WeÊll talk again later. Thank you very
Foster’s view by expressing agreement. In response to this much.
together position, Dr. Foster also moves in this direction, and
welcomes collaboration. By choosing not to react defensively
to a defensive statement, Mr. Smith has succeeded in breaking procedure.
out of the ‘against’ type of interaction, taking Dr. Foster with Dr. Saputri: Excuse me, Nurse Eka. I have explained everything
him to the ‘together’ side of the axis. Moreover, although Dr. very clearly.
Foster initially assumed an ‘above’ position, Smith refused to
be pushed into a ‘below’ position. This situation can be changed into collaboration when one of
Pharmacist Smith: Yes, Dr. Foster, I’m well aware that you know them starts moving into the ‘together’ position.
your patient very well. That’s why I would like to discuss with Nurse Eka: Perhaps it will be better if you and I visit him and
you what we can do to help her take her medication, that’s talk with him together.
our common goal isn’t it.
Leary’s Rose does not support a stereotypical view on
We provide another scenario as an example from our course personalities, which would assume that people are predestined
in the Indonesian setting [Table 2]. by their personality to always react in a similar way. Although
Leary explained that people have a natural tendency to
The nurse and the cardiologist are in the position of ‘against’ respond in a certain way when confronted in an interaction,
and ‘above’ when both of them are acting defensively. the crucial point he wanted to make is that everyone has a
Nurse Eka: I think you have not told him everything about the choice to either act in accordance with their natural tendency
Table 3: Examples of the use of Leary’s Rose in simulated and real clinical setting
Setting Simulated setting Real setting
Types of groups Students, professionals pursuing continuing education (e.g. in a Students in clinical rotation, residents, professionals
workshop)
Teacher Trainer in communication skills training Mentor/supervisor/clinical instructor with prior training in communication skills
Venues Classroom or skills laboratory Workplace (e.g. inpatient ward, outpatient clinic)
Example of simple Learners are asked to watch a video of a discussion between a Learners are asked to reflect on their prior negotiation experience from the
learning strategy doctor and a nurse about a patient in which they have conflicting workplace and map them using the LearyÊs Rose
idea. Learners are asked to analyse the encounter using LearyÊs
Rose.
Example of complex Learners are asked to play roles with simulated health professionals Learners are asked to formulate a learning objective and find the opportunity
learning strategy or among learners. Afterward they have to reflect their performance to practice them in the workplace in real negotiations with other health
using LearyÊs Rose. Feedback is also provided by teachers and professionals. This encounter is observed by clinical instructor or supervisors.
peers. Afterwards, they are to reflect on their performance using LearyÊs Rose.
Feedback is also provided by teachers and peers.
Preparation of learners Ground rules are set before role plays. Learners can be requested to Learners are asked to formulate learning objectives based on previous real life
formulate learning objectives encounters
this time out when a role player does not want to give up a Conclusion
position that can induce conflict. Difficult situations occur in
role plays that can be turned into precious learning moments Leary’s Rose can serve as a tool in negotiation skills training
using strong reflection. Feedback should focus on improvement for health professionals, especially in hierarchical contexts
of learners and should be started with self assessment.[28,29] and in settings with a strong blame culture. As a learning
tool, it can help professionals become aware of their default
Learning tasks should be structured by step-by-step increasing communication patterns in encounters and show them
complexity and decreasing guidance in learning.[30] Prior to how they can break out of their patterns and take different
role plays, learners can start with watching demonstrations approaches. We have discussed some ways in which Leary’s
of encounters such as through videos, then use Leary’s Rose Rose can contribute to communication skills training in
to map the negotiations they watched. This provides safety different educational settings. It may be obvious, but we would
for the early learning processes. Then, Leary's Rose is used to like to stress that Leary’s Rose is not the answer to all problems
reflect on their experience used as counterparts in the role play in training or in real life. Sometimes the stakes are too high
to control complexity of learning.[31,32] Role players can adjust or the resistance to change too strong. Like any tool, Leary’s
the difficulty of the interaction according to learners’ needs,[32] Rose presupposes a minimal willingness to learn.
for example by acting as defensive and superior counterpart
or collaborative partner. After learners are ‘ready,’ they can This article is based on our experiences in using Leary’s
try out negotiations in real encounters,[21] then Leary’s Rose Rose in communication skills courses that was designed
is used to reflect their experience. in combination with other research-informed educational
principles. Other components in the course design also
Finally, Leary’s Rose can be applied within different theoretical influence transfer of learning. Therefore, the effectiveness
frameworks [33] and combined with other tools in inter- of Leary’s Rose in different training contexts merits further
professional collaboration.[34] For example one can combine investigation. Teachers are advised to creatively tailor the
Leary’s Rose with Situation, Background, Assessment and adoption of Leary’s Rose to their own context and constantly
Recommendation (SBAR), a tool to help structure clinical evaluate their teaching strategies.
communication among professionals.[35] Using SBAR, a nurse
can call the doctor to discuss a patient’s issue. The nurse Acknowledgement
states the purpose of her calling (situation) then tells the
doctor the current problem of the patient (background). The authors thank Bert van Dijk for his permission to use the Leary’s
Afterwards, she provides her own opinion about the Rose in this article. The authors are also thankful for Mereke Gorsira
problem (assessment) and finally requests the doctor’s and Starlet Susilo for the English editing. Part of this material has
recommendation (recommendation). During encounters, the been used in the communication skills courses in the first author’s
nurse can emphasise the word ‘our patient’ rather than ‘my doctoral study of Nurses, Informed Consent and Communication
patient’ or ‘yours’ as advocated in Leary’s Rose to stimulate Skills Training. The evaluation of the course was presented in
collaboration and use phrases like ‘Perhaps it will be better if AMEE Conference in Lyon, France (2012). This material, including
we visit him together and have further discussion’ in providing the scenarios, was also used in an European Inter-professional
a recommendation. Education Network (EIPEN) workshop in Ghent, Belgium (2011),
Health Professionals Education Quality Workshop in Bali, Indonesia 20. Susilo AP, van Merriënboer J, van Dalen J, Claramita M, Scherpbier,
(2011) and Communication Skills Training for Pharmacists, University A. From Lecture to Learning Tasks: Use of the 4C/ID Model in
a Communication Skills Course in a Continuing Professional
of Surabaya, Surabaya, Indonesia (2011).
Education Context. J Contin Educ Nurs 2013:1-7.
21. Duvivier RJ, van Dalen J, Rethans J. Communication Skills.
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A. Leary's rose to improve negotiation skills among health professionals:
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N. Nurses’ roles in informed consent in a hierarchical and communal
context. Nurs Ethics 2013. [In Press] Source of Support: Nil. Conflict of Interest: No.