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Johelle de Santana Passos-Soares*†, Lília Paula de Souza Santos*, Simone Seixas da Cruz*‡,
Soraya Castro Trindade*, Eneida de Moraes Marcílio Cerqueira*, Kionna Oliveira Bernardes
Santos§, Izadora da Silva Campodonio Eloy Balinha*, Ivana Conceição Oliveira da Silva*,
Taciane Oliveira Bet Freitas*, Samilly Silva Miranda*, Gregory J Seymour, Isaac Suzart
Gomes-Filho*
Corresponding author: Isaac Suzart Gomes-Filho – Avenida Getúlio Vargas, 379, Centro,
Feira de Santana, Bahia, Brazil. Zip Code: 44025-010. Telephone number/fax: 55 75 3623-
Number of tables: 04
Summary: The presence of dental caries combined with periodontitis is associated with a
*
Department of Health, Feira de Santana State University, Bahia, Brazil.
†
Department of Preventive Dentistry, Federal University of Bahia, Salvador, Bahia, Brazil.
‡
Department of Epidemiology, Federal University of Recôncavo of Bahia, Santo Antônio de Jesus,
Bahia, Brazil.
§
Department of Epidemiology, Health Sciences Institute, Federal University of Bahia, Bahia, Brazil.
School of Dentistry, The University of Queensland, Brisbane, Australia.
This article has been accepted for publication and undergone full peer review but has not been
through the copyediting, typesetting, pagination and proofreading process, which may lead to
differences between this version and the Version of Record. Please cite this article as
doi: 10.1002/JPER.18-0047.
Background: Both dental caries and periodontal disease, as isolated conditions, can generate
limitations and disabilities with negative repercussions on the individual's quality of life, but
the combination of both oral diseases has not been investigated yet. This study aimed to
evaluate the association between the combined exposure to dental caries and periodontitis and
the impact on oral health-related quality of life.
Methods: A cross-sectional study was conducted among 306 individuals seen in the public
health services in Feira de Santana, Bahia, Brazil. The individuals were divided into three
groups: individuals without caries and periodontitis (n=60), those with caries or periodontitis
separately (n=155) and those with both caries and periodontitis (n=91). Information regarding
sociodemographic, health conditions, behavioral aspects and health-care characteristics were
obtained through structured questionnaires. Oral clinical examination was performed to
evaluate dental caries (decayed, missing and filled teeth DMFT) and periodontal status
including bleeding upon probing, visible plaque index, probing depth and clinical attachment
level. The impact of oral health on quality of life was measured using the Brazilian version of
the Oral Health Impact Profile (OHIP-14).
Results: In terms of the OHIP-14, the mean±SD and median of the severity scores were
11.07±9.45 and 9, respectively, and mean±SD of the extension score: 1.78±2.27. The
adjusted association measurement showed that in individuals exposed simultaneously to
caries and periodontitis, the occurrence of the impact on quality of life was 63% greater than
among those without these diseases.
Conclusions: The results suggest that the combined occurrence of dental caries and
periodontitis is associated with a significant impact on oral health-related quality of life when
compared with absence of these oral diseases.
Dental caries and periodontal disease have varying prevalence rates in Brazil
compared, for example, with the United States of America1,2. In developing countries such as
Brazil, the decline of caries has not been as evident as in the developed countries of Western
Europe and the United States2,3. The mean DMFT varies between 16.75 and 27.03 among
adults and the elderly, and the percentage of untreated caries in the age group 35-44 years is
8.8% 2.
related not only to population characteristics, but also to the diversity of existing diagnostic
criteria4. In the United States, 46% of the population suffer from some degree of
periodontitis, being higher among the elderly (70%)5. In Brazil, this prevalence was 19.4%
and 3.3% in adults and the elderly, respectively2. The lower prevalence of the disease in the
Brazilian population, especially in the elderly, is a reflection, not only of the diagnostic
criterion adopted, but also of the large proportion of lost teeth, which in some way identifies
Both caries and periodontal disease can trigger the loss of teeth and may have pain-
related impacts, limitations and disabilities in various dimensions, as well as implications for
a high demand for health services6-8. Possible limitations and generated disabilities have been
studied and the negative repercussion of these oral diseases on the individual's quality of life
Studies that have evaluated the impact of oral conditions on the quality of life show
that not only the presence but also the severity of caries or periodontal disease are associated
with a worse oral health-related quality of life.6, 8, 13-17 The higher the caries experience or the
this research has traditionally analysed each disease separately. Assuming that individuals
with coexisting caries lesions and periodontitis can present an amplified oral self-perception,
and thus report the worst quality of life scores, the objective of this study was to evaluate the
impact of dental caries and periodontitis and their combined association with oral health-
determine the impact of the oral condition on the oral health-related quality of life 306
individuals were divided into three groups: individuals without caries and without
periodontitis (n = 60), those with caries or periodontitis (n = 155) and those with both caries
This study was approved by the Research Ethics Committee of the State University of
Inclusion criteria consisted of individuals 18 years of age or older and who were able
to understand and answer the questionnarie. Pregnant individuals or those who had
undergone periodontal treatment in the last three months prior to the survey were excluded.
The sample size calculation was performed to detect differences in means, since the
outcome was obtained by the sum of the scores and it was presented in its continuous form.
The mean difference in the severity of the impact was obtained from the average of each
group: moderate periodontitis group equal to 12.55 (± 7.35 standard deviation - SD) and
without periodontitis group equal to 9.53 (± 7.12 SD)13. Considering 5% error and study
power of 80%, the minimum size of 182 individuals was determined, being 91 individuals for
each group.
Data collection
A structured interview was used to obtain socioeconomic and demographic data of the
participants, as well as information related to health conditions, life habits, oral care and use
of health services.
The main outcome of this study was measured by the OHIP-14, a validated Brazilian
incapacity and social disadvantage19. Each dimension is composed of two questions, each one
(rarely) and 0 (never). The final scores range from 0 to 56 points, with higher scores
representing greater impact on quality of life. This instrument was reapplied in 10% of the
individuals interviewed within a time interval of one week to evaluate its reliability, obtaining
After the interview, evaluation of the oral condition was performed by a dentist who
had been previously trained. All the teeth present were examined, using a Williams
periodontal probe (Hu-Friedy, Chicago, USA), and the following data recorded: number of
attachment level, visible plaque index and bleeding upon probing22. Periodontal
measurements were made at six sites per tooth (mesial buccal, mid- buccal, distobuccal,
distolingual, med-lingual and mesial lingual) of all teeth, except third molars.
Probing depth was recorded as the distance between the gingival margin and the most
apical depth of the pocket17. Recession measurement was defined as the distance between the
gingival margin and the cemento-enamel junction21. Clinical attachment level was defined as
the distance from the cemento-enamel junction to the base of the pocket21. Bleeding upon
probing, as the presence or absence of bleeding following removal of the probe during the
probing depth measurment22. The visible plaque index was defined by the presence of visible
biofilm deposits on the tooth surface, using the periodontal probe, at four sites per tooth:
specialist). Examiner 01 did the initial clinical measurements and one week later repeated
Organization25. Examiner 02 also performed these clinical measurements, which were then
coefficients for recession and probing depth were, respectively, 0.71 (95%CI: 0.25-0.91, p =
0.004) and 0.91 (95%CI: 0.73-0.97, p <0.001), indicating a degree of concordance between
satisfactory and excellent. The Kappa test indicated a value of 0.84 for evaluation of caries,
suggesting a high degree of agreement. The stability and internal consistency of OHIP-14
The diagnosis of dental caries used the DMFT Index (decayed, missing and filled
teeth) 26. The participant was classified as having caries when they had at least one tooth with
a carious lesion.
The presence of periodontitis, was defined as at least four teeth with one or more sites
with probing depth greater than or equal to 4 mm, clinical attachment loss greater than or
equal to 3 mm in the same site and the presence of bleeding upon probing also at the same
site27,28.
oral health-related quality of life was evaluated by OHIP-14. The response patterns for the 7
domains of the above questionnaire were dichotomized for the purposes of analysis: with
and severity of the impact were established according to the system proposed by Slade et
al.29.
Prevalence was obtained based on the percentage of individuals who answered one or
more items with "constantly" or "always". Regarding the extent of the impact, the sum of the
number of items with impact was made, varying from 0 to 14, taking into consideration the
Data Analysis
periodontitis), the outcome variable (impact of the oral condition on quality of life) and all
covariables evaluated. Simple frequency and central tendency measurements were obtained.
Bivariate analysis was performed using the chi-square or Fisher test for categorical variables
and Student's t-test for continuous variables to compare the proportions and means of the
covariables analyzed for the exposed and non-exposed groups, with a significance level of
5%. The cut-off points used to categorize the covariables were established according to their
Stratified analysis was used to detect potential effect modifiers and confounders
among the covariables investigated. This identification was confirmed by Poisson regression
analysis with robust variance. The presence of effect modifiers was investigated using the
maximum likelihood ratio test (p <0.05), by comparing the models with and without the
product terms. For those covariables in which the presence of effect modification was not
identified, the role of the confounding covariables was evaluated by backward strategy, after
which the covariable produced a relative difference of 10% in the association measurement in
The association measurements between the two exposure groups (Exposed 1- caries or
periodontitis, Exposed 2 - caries combined with periodontitis) and impact on quality of life
were obtained by the Prevalence Ratio (PR) and their respective 95% confidence intervals,
both crude and adjusted. Certain covariables were maintained in the adjusted final model due
to the knowledge of their important epidemiological role in both the main exposure variable
and the outcome variable, despite the fact that statistical analysis did not identify any
confounders.
of the logistic regression models obtained. Data analysis was performed using the statistical
software SPSS, version 21 (SPSS Inc., Chicago, IL, USA) and STATA Software v.12.0.
Results
Of the 306 participants involved in the study, 155 individuals with caries or
periodontitis (50.7%) were in exposed group 01, 91 individuals with combined caries and
periodontitis (29.7%) were in exposed group 02 and 60 individuals (19.6%) were not exposed
to either disease. Further, 225 (73.5%) were women and 81 (26.5%) were men, with a mean
age ± standard deviation of 45 years ± 14.8 years, with a minimum of 18 years and a
maximum of 80 years.
exposed and non-exposed groups are homogeneous for the great majority of demographic,
socioeconomic, general and lifestyle characteristics (Table 1). The proportions of skin color
not white and the presence of smoking habit in the exposed group 02, and number of children
more than three in the exposed group 01 were statistically higher than in the non-exposed
group (p ≤0.05).
different in both exposed group 01 and exposed group 02 with respect to: caries component
bleeding upon probing (p <0.01), visible plaque index (p <0.01) and percentage of teeth with
filled/restored component, these clinical parameters were higher in exposed group 02.
In exposed group 02 there was also a statistically significant difference for the
covariables clinical attachment level (p <0.01), percentage of teeth with clinical attachment
<0.01).
Regarding the scores and dimensions of OHIP-14 (Table 3), the group of
difference for the psychological incapacity dimension (p = 0.03) and for the severity score ( p
= 0.03). On the other hand, the group of individuals with caries and periodontitis combined
(exposed 02) showed a statistically significant difference for the dimensions of psychological
discomfort (p = 0.03) and psychological incapacity (p = 0.02) and for the extent (p = 0.03)
and severity (p <0.01) scores, with the highest mean of these scores being 2.16 ± 0.27 and
The crude and adjusted association measurements are presented in Table 4. There was
no association between caries or periodontitis and the impact on quality of life (PRcrude =
1.35, 95%CI: [0.88- 2.07], p = 0.17). However, the crude association between caries and
periodontitis combined and the impact on quality of life (PRcrude = 1.56, 95% CI: 1.01-2.45, p
the associations under study: age, sex, schooling level and smoking habit were maintained in
both models obtained for adjustment. Only the exposed group 02 maintained statistical
significance (PRadjusted = 1.63, 95%CI [1.03 - 2.59], p = 0.04) after adjustment, with an
increase in the magnitude of the association being observed as caries and periodontitis events
overlap. In contrast, after adjustment, the exposed group 01 lost statistical significance and
did not show an association (PRadjusted = 1.34, 95% CI [0.87 - 2.05], p = 0.19).
difference in the distribution of effective and predicted dependent values, suggesting a good
adjustment of the final regression models. The p value ranged from 0.74 to 0.87.
Discussion
The results of this study showed that the combined occurrence of dental caries and
periodontitis is associated with a negative impact on the oral health-related quality of life.
Previous studies have generally analyzed only one of these oral conditions6,8,13, 15-17, and to
our best knowledge, the present investigation is the first to evaluate the coexisting effect of
caries and periodontitis, as well as employing a control group without either disease.
a chronic inflammation of the periodontal tissues that can lead to tooth loss when left
31
untreated. They are disorders that usually affect individuals at a young age and also
throughout life and can progress in the absence of adequate dental care and effective control
measurements. 30, 31 The cumulative effect of these life-long disorders and their association
with some systemic diseases, such as cardiovascular diseases, asthma, and diabetes32-25,
further complicates this public health scenario, contributing to an increase in the global
The hypothesis that the coexistence of oral diseases can potentiate a negative quality
In the present study of individuals from the Bahia region of northern Brazil, the
association was not statistically significant in individuals who presented with only one of the
on quality of life related to oral health8,13, 15, 17. So too with dental caries, in that the greater its
investigations, the selection process used did not guarantee that the concomitant effect of the
other oral problem under analysis (caries or periodontitis) did not interfere with the
perception of the impact, with the exception of the study carried out on Jordanian adults13.
When the oral clinical parameters were analyzed in detail, statistically significant
differences were observed between the two exposed and the non-exposed groups. Higher
average decayed teeth, probing depths, bleeding upon probing index, clinical attachment
levels and visible plaque index were observed in the group of individuals with combined
caries and periodontitis compared with those that had only one disease.
When analyzing the perception of the impact of these oral clinical conditions on the
OHIP-14, there was a greater impact on the psychological discomfort and psychological
studies8,12,13,36,37. Besides the known physical and functional limitations, the results of the
present study also suggest that oral problems have psychological repercussions reflected in
attitudes such as difficulty to relax, embarrassment, stress and preoccupation with one’s oral
situation, all of which can interfere in the field of social relationships. Other investigations
have also shown that the greater the progression of the disease and its oral involvement, the
greater the repercussion in the psychological domain7,12,38. Again, in the present study the
highest means of OHIP-14 extent and severity were observed in the group with the worst oral
conditions (individuals with combined caries and periodontitis). In the group with caries or
periodontitis alone, only the mean scores of OHIP-14 severity were statistically significant,
The present study however, has some limitations. Due to the cross-sectional design, it
is not possible to establish the temporal antecedence of the independent variables on the
outcome studied. This type of design is subject to recall bias, since most of the information
sample within a specific population, it may have its external validity compromised for future
comparisons.
Furthermore, the high values of visible plaque index, caries, and periodontal clinical
parameters seen in the population being investigated in the present study are in accordance
with those seen in the adult Brazilian population39,40 . Hence, a limitation of the current study
characteristics, life style and health conditions, with no history of caries and periodontitis, i.e.
truely a non-exposed group, were unable to be selected and compared with those with either
disease and with those with both diseases. This limitation means that the non-exposed group
has many individuals with a history of disease, now treated, and they may have some quality
of life issues related to the past history of oral disease that were not able to be considered.
The effect of variations in the diagnosis of both caries and periodontitis, is widely
known in the literature26,28. In this context, the use of specific diagnostic criteria that
mesurements. In the present study, the presence of caries was defined by untreated caries
lesions and not by the dental caries experience, in order to avoid a reduction in the sensitivity
of OHIP-14. In order to minimize false positives, the criterion for diagnosing periodontitis
was chosen due to its robustness and high specificity28, application of a full oral examination,
The cutoff point for classifying the greatest impact of OHIP-14 has also varied in the
literature. In the present study, the impact of the oral condition on quality of life was
evaluated for its prevalence, extent and severity in order to increase the validity of the
findings10,14,29,45. On the other hand, the majority of other studies only make use of the mean
In addition, the final association measurements were adjusted for age, sex, schooling
level and smoking habits, thus taking into consideration the conceptual framework and the
epidemiological relevance of these covariables in relation to the outcome and the exposures.
Thus the present study on this Brazilian population corroborates the few previous studies on
the topic10,13,38,46,47. The occurrence of periodontitis is higher in older age groups36, whereas
individuals with low income, low schooling level8 and smoking habit38 are more exposed to
both oral health problems. Factors, such as sex, age, family income, schooling level and
smoking habits are also associated with the severity of the impact on quality of life related to
oral health49,50.
Conclusion
Finally, the findings of the present study show that the coexistence of dental caries
and periodontitis is associated with worse oral health-related quality of life scores, when
compared to those without these diseases, especially in the areas of psychological incapacity
the clinical follow-up of the individuals, in order to take into account aspects that normative
diagnosis methods cannot capture and, thus, promote an integral approach to health care. In
view of the need for advances in this topic, further studies are required to evaluate both the
and current level of exposure to caries and periodontal disease can be assessed.
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14
Prevention 30 (68.18) 25 (64.10)
(31.82)
44
Treatament 122 (73.49) 0.48 63 (58.88) 0.57
(26.51)
Gingival treatment†
41
No 109 (72.67) 63 (60.58)
(27.33)
18
Yes 37 (67.27) 0.45 27 (60.00) 0.95
(32.73)
Table 2 – Number (N) and percentage (%) of oral clinical covariables among non-exposed
(without caries and without periodontitis), exposed 1 (with caries or periodontitis) and
exposed 2 (with combined caries and periodontitis) groups. (n = 306)
With
With caries
Non- combined
OR
Oral clinical parameters exposed P* caries AND P*
periodontitis
(n=60) periodontitis
(n=155)
(n=91)
Number of teeth present
Mean (±SD) 20.70 ±8.57 20.21 ±7.28 0.67 21.91 ±5.76 0.34
Median 24.00 21.00 22.00
Minimum-Maximum 4 a 32 4 a 32 7 a 32
DMFT (n)
Mean (±SD) 15.27±7.08 17.11 ±6.66 0.07 14.60 ±6.39 0.55
Median 16.00 18.00 14.00
Minimum-Maximum 0.00-28.00 0.00-30.00 3.00-28.00
Decayed teeth (n)
Mean (±SD) 0.00 2.93 ±3.24 <0.01 3.89 ±3.14 <0.01
Median 0.00 2.00 3.00
Minimum-Maximum 0.00 0.00-16.00 1.00-19.00
Filled/restored teeth (n)
Mean (±SD) 6.42±4.91 4.77 ±4.51 0.02 3.45 ±3.79 <0.01
Median 6.50 4.00 2.00
Minimum-Maximum 0.00-18.00 0.00-18.00 0.00-20.00
Missing teeth (n)
Mean (±SD) 8.85±8.18 9.41 ±7.15 0.62 7.26 ±5.29 0.19
With combined
With caries OR
Non- exposed caries AND
periodontitis
OHIP-14 (n=60) periodontitis
(n=155)
(n=91)
n (%) n (%) P* n (%) P*
Fuctional limitation
No 53 (27.18) 142 (72.82) 80 (60.15)
Yes 07 (35.00) 13 (65.00) 0.46 11 (61.11) 0.94
Physical pain
No 45 (43.69) 101 (69.18) 58 (56.31)
Yes 15 (31.25) 54 (78.26) 0.17 33 (68.75) 0.15
Psychological discomfort
No 42 (29.79) 99 (70.21) 48 (53.33)
Yes 18 (24.32) 56 (75.68) 0.4 43 (70.49) 0.03
Physical disability
No 53 (29.28) 128 (70.72) 69 (56.56)
Yes 7 (20.59) 27 (79.41) 0.3 22 (75.86) 0.06
Psychological disability
No 51 (45.13) 109 (68.13) 62 (54.87)
Yes 9 (23.68) 46 (83.64) 0.03 29 (76.32) 0.02
Social disability
No 58 (28.57) 145 (71.43) 84 (59.15)
Yes 2 (16.67) 10 (83.33) 0.37 7 (77.78) 0.27
Handicap -Social disadvantage
No 56 (42.42) 76 (57.58) 134 (70.53)
Yes 4 (21.05) 15 (78.95) 0.08 21 (84.00) 0.16
Extent score
Mean ±standard deviation 1.27 ±0.26 1.75 ±0.17 0.14† 2.16 ±0.27 0.03†
Severity score
Mean ± standard deviation 7.97 ±1.03 11.04 ±0.72 0.03† 13.15±1.11 <0.01†
*p value: significance level ≤ 0.05 – boldface;
†Mann-Whitney U Test.
Models PR 95%CI P*