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Landscape and Urban Planning 97 (2010) 202–212

Contents lists available at ScienceDirect

Landscape and Urban Planning


journal homepage: www.elsevier.com/locate/landurbplan

Rail-based transit-oriented development: Lessons from New York City and


Hong Kong
Becky P.Y. Loo a,∗ , Cynthia Chen b , Eric T.H. Chan c
a
Department of Geography, The University of Hong Kong, Pokfulam, Hong Kong
b
Department of Civil & Environmental Engineering, College of Engineering, The University of Washington, United States
c
CKM Asia Limited, Hong Kong

a r t i c l e i n f o a b s t r a c t

Article history: The idea of using transit-oriented development (TOD) in reducing automobile dependency and improving
Received 23 November 2009 the sustainability of transportation activities has gained wider support in recent years. Research find-
Received in revised form 27 April 2010 ings have shown that residents living in TOD neighborhood used transit more frequently than people
Accepted 1 June 2010
having similar socio-economic characteristics but living elsewhere. Most of the existing studies on TOD
Available online 3 July 2010
and transit ridership used recently developed sites or suburban neighborhoods as case studies. However,
limited research studies have been conducted on TOD using city-wide station-level data. By using the
Keywords:
heavy rail systems in New York City and Hong Kong as case studies, factors which are expected to con-
Transit-oriented development
Rail transit ridership
tribute to higher rail transit ridership are analyzed by using multiple regressions. The results show that
Land use a combination of variables in different dimensions, including (i) land use, (ii) station characteristics, (iii)
Station patronage socio-economic and demographic characteristics and (iv) inter-modal competition were important in
New York City accounting for the variability of rail transit ridership. In particular, station characteristics appeared to be
Hong Kong the most important dimension in affecting average weekday railway patronage. Future research on TOD
may pay more attention on examining how various aspects of station characteristics can be modified
to increase railway patronage. Besides, car ownership is both significant and positively associated with
railway patronage. The result suggests that higher car ownership may be associated with more pick-ups,
drop-offs and park-and-ride activities to the transit stations for the longer transit trip legs. Furthermore,
this study shows that place-specific factors are important in influencing railway patronage.
© 2010 Elsevier B.V. All rights reserved.

1. Introduction an urban form in a relatively high density, compact and mixed


form, and to provide high quality, efficient mass transportation
The search for effective policy measures to reduce automo- services, together with a pedestrian friendly environment. Accord-
bile usage and its associated negative social and environmental ingly, a number of strategies for development, such as smart
impact has been a major focus of academic research in the past growth, transit-joint development, neo-traditional development
few decades. The most commonly adopted policy measures focus and transit-focused development, have been proposed. Although
on limiting transportation demand, such as restraining automobile the meanings of these terms are not exactly the same, they share
use by imposing road pricing, parking controls and traffic calming some common elements, such as the promotion of mixed develop-
on the one hand, and/or increasing transportation supply, includ- ment close to transit (Cervero et al., 2002). Hence, these strategies
ing road construction, rail investment and providing park-and-ride are broadly taken under the concept of TOD in this paper. Most
facilities on the other. However, it is recognized that the effective- importantly, it is believed that TOD can help mitigate the problems
ness of policy measures that focus only on transportation issues can associated with high automobile dependency.
only be limited, as there are many other factors influencing peoples’ Most of the existing studies on TOD focused on the suburban
travel behavior. areas and greenfield sites, in which the transit system and urban
One of the important factors that influences travel behav- development took place hand in hand. Not much attention has been
ior is planning and land use. Under the guiding principles of put on TOD in large metropolitan cities that already have well-
transit-oriented development (TOD), the basic ideas are to design developed transit systems. In these cities, transit stations are often
located in high density areas, such as the Central Business Districts
(CBDs), and are having high rail ridership. Nonetheless, the tradi-
∗ Corresponding author. Tel.: +852 28597024; fax: +852 25598994. tional urban form of a single urban core has gradually been replaced
E-mail addresses: bpyloo@hku.hk (B.P.Y. Loo), qzchen@u.washington.edu by a more polycentric form even in these large metropolitan cites
(C. Chen), ericthchan@gmail.com (E.T.H. Chan). (Loo and Chow, 2008; Newman et al., 1995). The development

0169-2046/$ – see front matter © 2010 Elsevier B.V. All rights reserved.
doi:10.1016/j.landurbplan.2010.06.002
B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212 203

of large-scale residential estates, office and industrial clusters at large cities, intensified the discussion. After that, the emergence of
the suburb or fringe of the cities reshaped the urban structure. the new urbanism movement and neo-traditional designs in the
These land use factors, together with other behavioral and socio- 1990s led to an increase in research studies which examined the
economic factors, can have significant impact on transit ridership. relationship between the built environment and travel behavior. In
This study aims to examine the factors that influence transit rid- particular, the research focus was on examining the ways in which
ership and to quantify their relationship. Attention is put on metro various factors of the built environment influenced different types
systems in large metropolitan cites of over 5 million inhabitants. of travel behavior, such as vehicle-miles-traveled, modal choice and
Hong Kong and New York City were chosen for the analysis. New number of trips (Cervero and Kovkelman, 1997; Frank and Pivo,
York City and Hong Kong are two large metropolitan cities in the 1994; Levinson and Kumar, 1997; Loo, 2009).
world. New York City is a major cultural, commercial and finan- In recent years, the focus of many studies on TOD shifted to
cial centre not only for the United States but also the whole world examine the issue of causality between the built environment and
(Sassen, 2001). Hong Kong, as a Special Administrative Region of travel behavior. The problem of self-selection is particularly note-
China, is one of the most prosperous cities in Asia; it is well known worthy because it is unclear whether travel behavior is affected by
for its high population density and compact urban form (Loo and the built environment (successful TOD encourages people to reduce
Chow, 2008; Tong and Wong, 1997). One of the major reasons the use of automobile and use transit more) or not (people who like
for choosing these two cities as our case studies is that both New to use transit would choose to live near transit stations) (Cao et al.,
York City and Hong Kong have well-established heavy rail systems, 2007; Handy et al., 2005, 2006).
characterized by an extensive network structure and high transit Based on the methodology used, these existing studies on
ridership. The heavy rail systems of these two cities form an indis- TOD can be classified into three categories – simulation studies,
pensable part of their transportation systems. The New York City descriptive studies and multivariate statistical analyses (Boarnet
subway system has a monthly ridership of about 135 million (MTA and Crane, 2001). Simulation studies use hypothetical neighbor-
NYC Transit, 2008a,b). According to the American Community Sur- hoods and travel demand forecasting models to estimate the impact
vey (The American Community Survey, 2005), about 38.1% of the of changes in urban from on travel behavior. The idea is to con-
work trips in New York City were made by the subway system. Com- struct a simplified and strictly controlled environment, and apply
bined with the other public transportation modes, like buses and it to alternative situations to examine the variations under differ-
ferries, this makes New York City ranked first among all American ent scenarios. However, these simulation studies, as pointed out by
cities with the highest percentage (54.2%) of daily commute trips Handy (1996), are not intended to explain behavior, rather, as the
made by public transit (including bus/trolley bus, streetcar/trolley studies greatly simplified both the urban form and travel behav-
car, subway, railroad, and ferryboat) (The American Community ior, they only generate speculative results. As a result, the results
Survey, 2005). In Hong Kong, public transportation accounted for cannot inform policy-makers very well.
as many as 90% of all person trips, and the railways accounted for Descriptive studies provide useful data on actual behaviors
37% of average daily public transportation trips in 2006 (Transport in different situations. For instance, Lund et al. (2004) provides
Department, 2009). Besides, the two railway systems in New York detailed descriptions on the TOD survey sites in California. Porter
City and Hong Kong are also among the busiest in the world (MTA (1998) studied 19 transit-focused development projects, and com-
NYC Transit, 2008a). In terms of annual ridership, the New York City pared the policies, regulations and programs that encouraged
subway (with about 660 miles of tracks, 26 subway lines and 468 station area development. The typical method is to compare the
stations) ranked fourth in the world and had an annual ridership of travel behavior by dividing settlements into different categories
1.56 billion in 2007 (MTA NYC Transit, 2008a,b). The MTR system based on their land use patterns. The main advantage of descriptive
in Hong Kong (with 104.5 miles of tracks, 10 railway lines and 80 studies is its ability to show a general picture of travel behavior and
stations) ranked ninth and had an annual ridership of 867 million provide insights for further studies. However, given that descriptive
(MTR Corporation, 2008). Figs. 1 and 2 show the railway network studies do not control for other non-land use factors, it is difficult
and the major economic activity centres of New York City and Hong to generalize the results and show explicitly the influence of any
Kong respectively. one factor in affecting travel behavior within a neighborhood.
It is recognized that New York City and Hong Kong are very Compared with simulation studies and descriptive studies, mul-
different in other geographical, cultural, institutional and politi- tivariate statistical analysis is getting more popular because of
cal aspects. The aim of using these two cities as case studies is to its advantage in handling multiple factors simultaneously and its
examine the common factors influencing rail transit ridership in ability to explain rather than describe travel behavior. Travel “out-
the hope of developing useful policy implications to promote TOD come” measures, such as the number of trips, commute length and
so that urban transportation can be developed in a more sustain- modal choice, can be used as dependent variables, to be explained
able manner. To achieve the above aims, the paper is organized by variables that include both socio-demographic and land use
as follows. Section 2 provides a brief literature review about TOD variables. The influence of these explanatory variables can be quan-
in different parts of the world. It is followed by Section 3 on data tified by the magnitude and statistical significance of the estimated
and methodology. Section 4 presents the results and discussion for coefficients.
the multiple regression analyses of the individual models for New The problem of urban sprawl and automobile dependency is
York City and Hong Kong, and the combined model. Finally, the more serious in North American countries compared with other
conclusion and some suggestions for further research are provided countries in Europe and Asia (Newman et al., 1995). This situation
in Section 5. can be attributed to the postwar growth of the sales of automo-
biles and single-family homes. According to the sprawl index of
Ewing et al. (2002), the metropolitan regions in the United States
2. Literature review: land use, transit and travel behavior having the greatest degree of sprawl were Riverside, Greensboro,
Raleigh and Atlanta. Research studies focusing on sprawl and trans-
According to Handy (2005), studies on the impact of land use portation in cities in other countries are relatively scarce (European
on travel behavior can be traced to the late 1970s, when scholars Commission, 2006). Bernick and Cervero (1996) conducted TOD
started to study the relationship between density and transit use. studies on a number of non-American cities, such as Singapore,
In the early 1990s, the work of Newman and Kenworthy (1989), Tokyo and Stockholm. The circumstances of each case were stud-
which compared the density and gasoline consumption in various ied in great details, and the factors contributing to the success of
204 B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212

Fig. 1. The railway network and key economic centre of New York City.

TOD in these cities were examined. A recent work by Cervero and ing both American cities and other European and Asian cities. In
Murakami (2008) studied rail and property development of the addition, most of the existing studies either use aggregate data
Mass Transit Railway system in Hong Kong. (zonal, district, or neighborhood level) or disaggregate data (indi-
Another important methodological aspect of research on land vidual or household level) for analysis. This is understandable
use and travel behavior is the unit of analysis. Handy (1996) clas- because data at these units of analysis are more easily available
sified the studies into aggregate and disaggregate studies based from the governments or transportation agencies. However, in
on the unit of analysis. Aggregate study refers to the use or anal- the study of TOD, a more detailed unit of analysis, based on the
ysis of data at zonal, census tract, neighborhood or city level, and “catchment” area around transit stations are more appropriate in
disaggregate study refers to data or analyses at individual or house- capturing the spatial dimension, including land use characteristics
hold level. The detailed study of TOD development in various cities that may directly influence transit ridership.
by Bernick and Cervero (1996) is an example of aggregate studies,
which used city as the unit of analysis. Other more localized studies 3. Materials and methods
used neighborhoods or counties as the unit of analysis (Boarnet and
Compin, 1999; Loo, 2009; Lund, 2006). A more detailed literature In this study, the station-level patronage data of Hong Kong
review summarizing the similarities and differences of the studies were obtained directly from the two railway operating compa-
in land use and travel behavior can be found in Crane (2000) and nies, the Mass Transit Railway Corporation (MTRC) and Kowloon
Ewing and Cervero (2001). Canton Railway Corporation (KCRC). The Kowloon Canton Railway
In light of the above research studies, there are still a num- Corporation (KCRC) was merged with the Mass Transit Railway Cor-
ber of gaps or limitations in the studies of TOD. Firstly, a number poration Limited (MTRCL) on 2nd December 2007 to become the
of research studies adopted the descriptive method and tried to only rapid transit operator in Hong Kong. Thereafter, all the railway
explain the factors that contribute to the success of TOD at a par- lines operated by KCRC were transferred to MTRCL after the merger.
ticular site only. Nonetheless, not much research used multivariate The station-level patronage data of New York were obtained from
statistical methods to conduct comparative studies of TODs includ- the Metro card data provided by the New York Metropolitan
B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212 205

Fig. 2. The railway network and key economic centre of Hong Kong.

Transportation Authority (NYMTA). The average weekday railway in Table 1. It is recognized that the set of independent variables is
patronage data of 2005 in both cities were obtained. These data quite restricted because of the limited data availability at the street
were at the station level. However, the breakdowns of station data block level and the different statistics collected in the two cities. In
by month, by the day of the week or the time of the day are unavail- addition, the relatively small number of observations in Hong Kong
able for detailed analysis. To ensure the consistency of data, the (n = 79) made it difficult to build a powerful regression model with
independent variables were also collected for 2005. If the data for many independent variables (Hair et al., 1995).
2005 were not available, the closest data accessible were chosen. Given the fact that New York City and Hong Kong are different
A mini-scale study of 14 out of the 80 stations of Hong Kong has in various aspects, factors that are conducive to railway patronage
been conducted in 2007 and reported in a conference paper (Loo may not be the same. Therefore, two separate regression models,
and Lam, 2007). Except where the data are missing, the current with potentially different numbers and/or combinations of inde-
study includes all 80 stations of Hong Kong and 468 stations in pendent variables, are built for New York City and Hong Kong in
New York City in the analysis. Furthermore, new variables, such as the first part of the analysis. Moreover, a number of collinearity
parking areas, the year of operation of the railway station and dis- and multicollinearity diagnostics, such as the Condition Index, Pro-
tance from the midtown, have been developed to capture various portion of Variance of Coefficients, Tolerance and Variance Inflation
factors which affect railway patronage. Generally, the explanatory Factor (VIF), are used to ensure that collinearity and multicollinear-
variables used in these two regression models are grouped under ity are not problems in these two models. In the first place, a
four dimensions: (i) land use, (ii) station characteristics, (iii) socio- threshold value of 30 for the Condition Index is chosen to diagnose
economic and demographic characteristics and (iv) inter-modal the problem of collinearity and multicollinearity. If the Condition
competition. The details of these independent variables are shown Index is above 30, the Proportion of Variance of Coefficients should
206 B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212

Table 1
Details of the independent variables.

New York City Hong Kong

Dimension Variable Details Mean S.D. n Mean S.D. n

Patronage 12,174.06 15,881.57 438 43,888.38 29,443.7 79

Land use C/R Total commercial/residential floor area – – – 25,993.04 64,023.02 79


in sq. m.
COM Total commercial floor area in sq. m. 6,891,715.39 13,738,482.32 411 3,291,404.98 5,434,398.31 79
GAR Total garage floor area in sq. m. 238,795.39 326,997.16 406 – – –
GAR DUM Garage area smaller than cumulative 0.90 0.29 438 0.97 0.16 79
90th percentile (dummy variable)
MIXED Mixed land use (dummy variable) 0.73 0.45 412 0.44 0.50 79
PARK Total off-street parking floor area in sq. – – – 12,020.24 11,555.30 79
m.
Station characteristics CBD DUM Central Business District (dummy 0.17 0.37 412 0.32 0.47 49
variable)
DIST MID Generalized travel cost from station to 11.73 3.69 432 7.69 3.28 79
Midtown in US dollars
INTER Major interchange station (dummy 0.07 0.25 438 0.19 0.40 79
variable)
YRS OP Years of operation 84.82 15.86 383 21.39 17.80 79

Socio-economic and CARS Car ownership per household 0.09 0.05 411 0.17 0.13 79
demographic POP S Population size 16,002.00 8403.74 411 28,590.64 17,686.36 79
characteristics POP D Population size per residential floor 27,629.33 9241.32 411 – – –
area
EMPOVERPOP Employment over population 15,309.79 32,964.43 412 17,453.24 22,349.44 79

Inter-modal competition BUS Number of bus stops 27.18 13.36 412 21.78 12.31 79

Note: Not all independent variables tested are shown. Only the descriptive statistics of variables included in the three final regression models are listed.

not exceed 0.90 for two or more coefficients in any regression dummy – is created to distinguish transit stations in the two cities.
dimension. The other two additional indices are Tolerance and the This dummy variable would capture the “uniqueness” of the two
Variance Inflation Factor (VIF). For the former, a lower bound of 0.10 cities, which was recognized at the beginning of the paper. Besides,
is set. For the latter, a threshold of 10 is used (Hair et al., 1995). In due to the great differences in the number of observations in Hong
each city, the model that passes the collinearity and multicollinear- Kong (n = 79) and New York City (n = 406), New York City would
ity tests, having the highest explanatory power, and the highest have a larger impact on the results of the combined model. Hence,
number of significant independent variables would be chosen as data weighting is applied. The weights are determined by the ratio
the final model (Hair et al., 1995). Moreover, the significance level between the number of observations in Hong Kong and that of New
of 0.05 is used throughout the analysis as a decision rule in reporting York City (Richardson et al., 1995). Moreover, the combined regres-
statistically significant variables. Theoretically, multiple regression sion model should pass all collinearity and multicollinearity tests,
assumes that each observation is independent. In reality, there are and should have the highest explanatory power and the highest
different ways that the observations may be correlated. Hence, number of statistically significant independent variables (Hair et
while efforts are made to ensure that the data quality is reasonably al., 1995).
good, residual plots are generated to identify consistent patterns
which may denote problems of nonlinearity and heteroscedasticity 4. Results and discussion
(Hair et al., 1995). Moreover, instead of testing spatial autocorrela-
tion directly (Anselin and Rey, 1991; Cliff and Ord, 1972; Leung et 4.1. Multiple regression analyses for New York City and Hong
al., 2000; McMillen, 2003), different independent variables which Kong
are directly related to the spatial location of the stations, such as
the distance to midtown, the CBD dummy variable, and the railway Table 2 shows the regression results for the final regression
lines that the stations belong to, are developed to identify factors models of the two cities. The final regression models of New York
which may affect transit ridership and help to further promote TOD. City and Hong Kong have an adjusted R-square of 0.74 and 0.59
After constructing two individual best-fit regression models for respectively, that means about 74 and 59% of the variability of the
New York City and Hong Kong, the next step is to combine the dependent variable – average weekday patronage entry at metro
dataset of these two cities and develop a combined multiple regres- stations – can be explained by the variability of the independent
sion model. By comparing the results of the combined model and variables included in these two models correspondingly. Both mod-
the individual models of New York City and Hong Kong, a clearer els pass the collinearity and multicollinearity tests. For the New
picture of the general relationships between various dimensions York City model, the Condition Index is 17.15, the lowest Tolerance
of factors affecting railway patronage can be obtained. Since the among all variables is 0.407 and the maximum VIF is 2.458. For the
unit of measurement for some of the variables in the two datasets Hong Kong model, the Condition Index is 13.87, the lowest Toler-
is not the same, some transformations have been conducted. The ance is 0.439 and maximum VIF is 2.28. In addition, none of the
transformations include, firstly, the conversion of the unit of mea- bivariate correlation among the independent variables exceeds 0.7
surement in New York City to the metric scale, and, secondly, the for both models. These indices suggest that collinearity and multi-
transformation of the total garage area in Hong Kong into a new collinearity are not problems. Moreover, the residual plots do not
dummy variable of small garage area (that is, less than 90 percentile display any discernable pattern which denotes problems of nonlin-
of the city’s own data set). After that, the variables that are avail- earity or heteroscedasticity. There are six independent variables in
able in both datasets are combined to form the new variables for the model of New York City, and all of them are significant at the
this part of the analysis. Moreover, a new dummy variable – the NYC 0.05 level. For the Hong Kong model, there are nine variables; all are
B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212 207

Table 2
Final regression models of New York City and Hong Kong.

Dimension Variable New York City Hong Kong

B SE Beta coeff. t Sig. B SE Beta coeff. t Sig.

Constant 15,554.01 1977.50 7.87 0.00 −31,468.99 10,461.63 −3.01 0.00

C/R 0.01 0.00 0.32 3.39 0.00


PARK 0.08 0.02 0.32 3.40 0.00
Land use MIXED 10,629.22 4866.84 0.18 2.18 0.03
GAR DUM −6160.87 1145.75 −0.16 −5.38 0.00
COM 0.00 0.00 0.21 5.78 0.00

YRS OP 698.29 123.62 0.42 5.65 0.00


Station characteristics INTER 35,242.99 1602.50 0.60 21.99 0.00 17,987.12 5776.97 0.24 3.11 0.00
DIST MID −715.42 124.18 −0.23 −5.76 0.00

CARS 28,070.24 9106.93 0.11 3.08 0.00 60,238.57 20,515.90 0.26 2.94 0.01
Socio-economic and
POP D 3.06 1.34 0.18 2.29 0.03
demographic
POP S 0.23 0.04 0.17 5.58 0.00
characteristics
EMPOVERPOP −3702.71 1361.32 −0.30 −2.72 0.01

Inter-modal competition BUS 860.67 216.03 0.36 3.98 0.00

Adjusted R-square 0.74 0.59


Number of observations (n) 406 79

significant at the 0.05 level. It should be noted that the number of the Hong Kong model (B = 10,629.22, p = 0.03). The result reconfirms
observations for the Hong Kong model (n = 79) is adequate but a lit- the notion that mixed land use is conducive to railway patronage.
tle bit small for a multiple regression model with nine explanatory In particular, mixed land use can help to generate bi-directional
variables (Hair et al., 1995). travel demand throughout the day.
It is observed that factors that are conducive to railway patron- For the station characteristics dimension, although only a few
age are from various dimensions in both models. In the land variables are included in the final models, the significance levels
use dimension, the two final models have different independent of these variables are relatively high in both models. The results
variables but many of them are similar in nature. Commercial suggest that the characteristics of metro stations are important in
floor area is a significant variable in influencing railway patron- influencing patronage. In other words, strategies that try to increase
age in both models. The mixed commercial/residential floor area railway patronage should put more attention to station character-
(C/R) was favorable to day railway patronage in the Hong Kong istics variables. In the New York City model, the variable showing
model (B = 0.01, p = 0.00). In Hong Kong, when the commer- whether the station is an interchange station (INTER) is the most
cial/residential floor area increased by 10,000 m2 , average weekday statistically significant, with a t-value of 21.99; its regression coef-
railway patronage would tend to increase by 100. Similarly, com- ficient is also the highest among all the variables in the model
mercial floor area (COM) is positively related to railway patronage (B = 35,242.99). This may be due to the fact that interchange sta-
in the New York City model (B = 0.00, p = 0.00). In New York City, tions provide higher accessibility to other stations and, hence, are
when the commercial floor area increased by 10,000 m2 , average able to attract more passengers. This finding underlies the impor-
weekday railway patronage would tend to increase by 20. The tance of network connectivity in attracting ridership. In New York
results confirm that commercial-related land use, which is common City, another station characteristic variable – Distance to Midtown
at the downtown areas of large metropolitan cities, is conducive to (DIS MID) – is included in the final model (B = −715.42, p = 0.00).
railway patronage. Another variable worth discussion is the vari- This variable is negatively associated with railway patronage, it
able related to parking areas in the two models. In the Hong Kong shows that the higher the generalized travel costs from the railway
model, parking floor area shows a positive and significant rela- station to midtown, the lower the railway patronage. The higher
tionship with railway patronage (B = 0.08, p = 0.00). This can be generalized travel costs here imply that a station is located farther
explained by the co-existence of extensive parking floor area at high away from midtown. The location of the midtown (Manhattan) in
patronage stations, which are often associated with massive com- New York City is shown in Fig. 1. The longer the distance away from
posite/mixed developments owned by the railway company above midtown, the time required to travel by transit is higher, and tran-
most of the major railway stations in Hong Kong. These shopping sit is less attractive than automobiles. In the Hong Kong model, the
malls and housing developments often provide substantial amount interchange station variable (INTER) is also included (B = 17,987.12,
of parking spaces. In the New York City model, a dummy variable p = 0.00). In other words, interchange stations are also highly con-
showing stations with small garage area (GAR DUM: defined as ducive to railway patronage. Nonetheless, the years of operation
smaller than 53,202 m2 , which is lower than the 90th percentile) (YRS OP) is the most statistically significant variable in the Hong
is statistically significant, and with a negative regression coeffi- Kong model and it is having the highest t-value (t = 5.65). Generally,
cient (B = −7705.19). The results show limited garage area in the stations that started operation earlier were having higher railway
vicinity of metro stations could have negative impact on railway patronage. This finding also confirms that the old urban area or city
patronage. The direct inclusion of the size of the garage areas in centre is still very vibrant as preferable places to live, to work and
the regression model would lead to a deterioration of the model to shop in Hong Kong.
fit. This is probably because of the general availability of abun- For the socio-economic and demographic characteristics
dant parking spaces near metro stations in New York City. Hence, dimension, car ownership (CARS) and population density/size
the provision of larger garage areas near particular metro stations (POP D/POP S) are statistically significant in both models and they
would not contribute much to railway patronage. Nonetheless, a are positively associated with railway patronage. Both models show
lack of garage areas would lead to bottlenecks. Last but not least, that average household car ownership within the catchment area
the mixed land use dummy variable (co-existence of all land use is positively associated with railway patronage. The result is quite
types within the stations’ buffer area) is statistically significant in astonishing at first sight because, at an individual level, cars and
208 B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212

Fig. 3. The spatial pattern of population density in New York City.

railways are often competitive transport modes. Nonetheless, it York, the absolute population size provides a better model fit. In
is important to realize that this paper analyzes railway patron- other words, the total number of people living within the catch-
age of neighborhoods around different railway stations, rather than ment area is more important in accounting for railway patronage
railway patronage of neighborhoods with and without the metro variability in New York City. (Using the density of population for the
system. The positive association should therefore be interpreted New York City model and/or absolute population size for the Hong
as railway stations with higher average household car ownership Kong model would lead to lower model fit.) This finding in New
neighborhoods tended to have higher patronage levels, compared York City is consistent with a previous qualitative research which
with those stations with lower average household car ownership demonstrates that population growth is important in contributing
neighborhoods. Moreover, the positive association is consistent to high transit patronage (Yoh et al., 2003). Figs. 3 and 4 show the
with the conventional wisdom that, firstly, households with cars population density in New York City and Hong Kong respectively.
available tend to have higher trip rates, regardless of the modes It can be seen that the population density in Hong Kong, especially
used (Transport Department, 2002) and, secondly, they are likely to in Kowloon, is higher than that in New York City. In the Hong Kong,
use their automobiles for different purposes, including the shorter another variable that captures the employment intensity within the
pick-up and drop-off trips to transit stations (Kim et al., 2007). station buffer is included (EMPOVERPOP) and is significant at the
Population is also another statistically significant variable in both 0.05 level. Moreover, it is the only factor in the Hong Kong model
models. In the Hong Kong model, population is measured by the with a negative regression coefficient (B = −3702.71). As this vari-
population divided by the total residential floor area. This variable able is the employment size relative to the population size around
shows the density of population per square meter of residential a station, the result reveals that high employment opportunities
land use. Given the relatively lower density of development in New close to railway stations alone is not conducive to railway patron-
B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212 209

Fig. 4. The spatial pattern of population density in Hong Kong.

age. As shown earlier on, pure commercial land use was not as 4.2. Multiple regression analysis: the combined model
important as mixed commercial/residential land use in accounting
for rail station patronage in Hong Kong. Table 3 shows the result of the best-fit regression model for
In the Hong Kong model, the number of bus stops within the the combined dataset. In this model, a total of ten independent
station buffer (BUS) is another statistically significant variable variables were included, the adjusted R-square is 0.64. All of the
(B = 860.67, p = 0.00). This variable has the second highest absolute independent variables are highly significant at the 0.05 level. Once
t-value and the regression coefficient is positive, which means that again, all the collinearity and multicollinearity tests were passed
higher number of bus stops close to railway stations was associ- and there is no discernable pattern identifiable in the residual plot.
ated with higher railway patronage. Once again, this result is a bit Similar to the above analysis, the independent variables were
surprising as bus is generally regarded as a major competitor to grouped under four different dimensions, including the land use,
rail transit. This finding can be attributed to the inter-modal co- station characteristics, socio-economic and demographic charac-
ordination among different public transportation modes in Hong teristics and inter-modal competition. In the combined model, the
Kong. In fact, bus services can be complementary to railway by new variable NYC DUM is the most significant, with the highest
providing feeder bus services that helps to bring passengers to absolute t-value (t-value = −16.02) and having the highest regres-
railway stations. The results suggest that enhanced inter-modal sion coefficient (B = −51,439.33). The high significance level for this
co-ordination may help boost the railway patronage of the metro variable shows that place-specific factors are important in affecting
system. Similar recommendations were also made by Jefferson railway patronage. In this case, there are only two metro systems
(1996), especially near pedestrian streets. for comparison. As shown in Table 1, the average weekday rail-
210 B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212

Table 3
Final regression model for the combined dataset.

Dimension Variable B Standard error Beta coefficient t Significance

Constant 25,698.582 3933.705 6.53 0.00

Land use COM 0.00 0.00 0.72 2.48 0.01


GAR DUM −9310.352 2867.137 −0.08 −3.25 0.00

Station characteristics DIST MID −600.75 204.43 −0.09 −2.94 0.00


INTER 13,697.36 2142.25 0.16 6.40 0.00
YRS OP 370.33 36.87 0.49 10.05 0.00
CBD DUM 12,011.68 1486.93 0.18 8.08 0.00

Socio-economic and demographic POP S 0.09 0.05 0.05 1.68 0.09


characteristics CARS 36,668.48 7317.20 0.14 5.01 0.00

Inter-modal competition BUS 410.76 67.85 0.19 6.05 0.00


NYC DUM −51,439.33 3210.11 −0.92 −16.02 0.00

Adjusted R-square 0.64


Number of unweighted observations (n) 485

way patronage for all railway stations in New York City and Hong study by Kuby et al. (2004) shows that the CBD was not a signif-
Kong were 12, 174.06 and 43,888.38 respectively. After taking into icant variable in accounting for light-rail boardings in the United
the effects of the other independent variables included in the final States. In this study, this variable refers to the Manhattan area
model, the regression coefficient of the New York City dummy in New York City and the downtown area of Hong Kong. In New
(B = −51,439.33) suggests that New York City railway stations had York City, it is the Manhattan area. In Hong Kong, it includes the
systematically much less railway patronage than Hong Kong. area along the northern shore of Hong Kong island and the pop-
For the land use dimension, two variables, commercial floor area ulous Kowloon peninsula. The more restrictive definition of the
(COM) and a dummy variable for small garage area (GAR DUM), are CBD used by the Transport Department has been tested (Transport
included. The garage dummy variable used here adopted the same Department, 2006). However, the variable was not statistically sig-
definition previously used in the New York City model, showing nificant. Hence, the metro area used by the Planning Department
stations with garage floor area lower than the 90th percentile. Con- was adopted (Planning Department, 2003). The locations of the
sistent with the individual regression models of New York City and CBDs in New York City and Hong Kong are also shown in Figs. 1 and 2
Hong Kong, commercial and garage land uses continued to appear respectively. According to the combined model, stations within the
as important factors in affecting railway patronage. These land use downtown areas could have roughly about 12,011 more average
variables are statistically significant at the 0.05 level, but they have weekday patronage. Then, INTER also has a high absolute t-value
different effects on railway patronage. In particular, commercial (t = 6.40) and is highly significant (p = 0.00). The result follows our
floor area (COM) have positive effect on railway patronage (B = 0.00, expectation, as interchange station (INTER) is statistically signifi-
p = 0.01). As commercial land use is associated with job opportuni- cant in both the New York City and Hong Kong models. Generally,
ties, it would create demand for transportation as employees have interchange stations have about 13,697 more weekday passen-
to commute to work. In large metropolitan cities where road con- gers than non-interchange stations. Lastly, Distance to midtown
gestion is common during peak hours, commuting to work using (DIS MID) is also significant in this combined model but with a
rail transit is attractive. Other land use types, such as open space negative regression coefficient (B = −600.75, p = 0.00). While the
which can enhance the aesthetic value of the stations (Bernasconi midtown (Manhattan) of New York City is shown in Fig. 1, the
et al., 2009), were not important explanatory factors. GAR DUM is midtown (Mongkok) of Hong Kong is shown in Fig. 2. Distances
negatively associated with railway patronage (B = −9310.35). The to other alternative locations, such as the downtowns, have been
result suggests that stations with small garage area are associated tested but they were not statistically significant. The farther away
with less patronage entries. In the combined model, the mixed land a railway station is from the midtown, the less attractive is the rail-
use dummy variable found in the Hong Kong model is not included. way compared to automobiles. The significance of this variable in
This finding can be explained by the fact that the urban form in New the combined model implies that this observation in New York City
York City is not as compact as Hong Kong. Hence, after including can be generalized to Hong Kong as well.
the New York City stations, this variable became insignificant in For the socio-economic and demographic characteristics dimen-
accounting for railway patronage. Moreover, mixed land use may sion, two variables are included – population size and car
be more effective in enhancing railway patronage in a high-density ownership. These two variables are also included in the individ-
environment. Nonetheless, more research is needed in this area. ual models. Similar to the findings presented in the previous part,
The station characteristics dimension is the most important these two variables are significant and conducive to railway patron-
dimension in the combined model. Four independent variables – age. The regression coefficient for population size (POP S) is 0.09
distance to midtown (DIS MID), interchange station (INTER), years (p = 0.01), meaning that for each additional 1000 people living
of operation (YRS OP) and a dummy variable for CBD (CBD DUM) within the 500 m station buffer area, the average weekday rail-
– are included. The variable YRS OP, showing the years of opera- way patronage increased by 90. For car ownership, the regression
tion of a railway station, has the second highest absolute t-value coefficient is 36,668.48 (p = 0.00). Once again, it is important to real-
(t = 10.05) and is positively associated with railway patronage ize that this paper analyzes railway patronage of neighborhoods
(B = 153.71, p = 0.00). This result is reasonable, as railway system around different railway stations, rather than railway patronage
usually began in the oldest areas (often downtown areas) and grad- of neighborhoods with and without the metro system. The posi-
ually extended outwards. Therefore, the earlier-built railway lines tive association suggests that railway stations with higher average
usually have higher patronage than the newly-established lines. household car ownership neighborhoods tended to have higher
Another statistically significant variable under the station charac- patronage level, compared with those stations with lower average
teristics dimension is CBD DUM (B = 12,011.68, p = 0.00). A previous household car ownership neighborhoods.
B.P.Y. Loo et al. / Landscape and Urban Planning 97 (2010) 202–212 211

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