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594

Determinants of Cancer Therapy in


Elderly Patients
James S. Goodwin, M.D., William C. Hunt, M.S., and Jonathan M . Samet, M.D.

Background. Older patients with cancer are less correctable factors such as impaired access to transporta-
likely to receive definitive therapy, but the reasons for tion. Cancer 1993;72594-601.
this are unclear.
Methods. All people aged 65 years or older living in Key words: cancer therapy, geriatric oncology, cancer,
six counties in New Mexico and diagnosed with breast, dementia, functional status, comorbidity, access to care.
prostate, or colorectal cancer between May 15, 1984 and
May 15,1986(N = 669)were interviewed to obtain infor-
mation on demographics, socioeconomic status, func-
tional status, social support, other medical conditions, The incidence of most cancers increases with age, with
and cognitive status. Cancer treatment information was approximately half of all cancers diagnosed in those
obtained from the New Mexico Tumor Registry. older than 65 years of age.' The increasing importance
Results. In univariate analyses, the following vari- of cancer in the elderly has stimulated research on the
ables were associated significantly with nonreceipt of de- diagnosis and treatment of cancer in older people.
finitive therapy for cancer: advanced age, impairment in These studies have found problems of potential clinical
activities of daily living, low physical activity, decreased importance, comparing older and younger patients.
mental status, impaired access to transportation, and Specifically, several studies have suggested that cancer
poor social support. In a multivariate analysis with the at many sites is less likely to be diagnosed at a local
above variables along with measures of comorbidity,
stage in elderly compared to younger subject^,^,^ and
only advanced age and decreased mental status remained
significant predictors of nonreceipt of definitive surgery, that older patients with cancer are less likely to receive
whereas the effects of impaired access to transportation definitive treatment than are younger patients after the
and low physical activity remained relatively large but diagnosis of ~ancer.~-'O
no longer were statistically significant. When receipt of Diverse reasons for age-related patterns in the
surgery and receipt of radiation therapy were considered diagnosis and treatment of cancer can be postulated
separately, alder age, limited access to transportation, readily. One plausible explanation is the increase in the
impaired functional status, and impaired mental status frequency and severity of comorbidity in elderly cancer
all significantly predicted nonreceipt of radiation ther- patients, which could both impair recognition of early
apy, but not surgery. signs and symptoms of cancer and reduce the aggres-
Conclusions. There is a decline with age in the per- siveness of diagnostic workups and treatment. Green-
centage of adults with cancer who receive definitive ther-
apy independent of other potentially explanatory factors
field et a1.6found that the presence of comorbidity was
such as comorbidity. In addition, decisions about radia- associated with less treatment of breast cancer in el-
tion may be influenced by nonmedical, potentially derly women, but a substantial age effect on treatment
persisted after control for comorbidity. Other factors
that might affect treatment choice for cancer in the el-
Presented in part at the American Society for Clinical Investiga- derly include decreased social support, low economic
tion, Washington, DC, May 5, 1990. status, lack of information on efficacy and toxicity of
From the Department of Medicine and the New Mexico Tumor
Registry, Cancer Center, University of New Mexico School of Medi- common cancer therapies in the elderly, and physician,
cine, Albuquerque, New Mexico. patient, or family bias against treating the elderly.7~''-'3
Supported by a grant (CA 36592) from the National Cancer In a series of analyses using data on more than
Institute and by a Contract (NO "55426) from the Biometry 22,000 patients in the New Mexico Tumor Registry, we
Branch, National Cancer Institute.
have shown that elderly patients tended less often to
Address for reprints: James S. Goodwin, M.D., Geriatrics Divi-
sion, The University of Texas Medical Branch, 3.324 Jennie Sealy receive "definitive treatment" for cancer-that is, treat-
Hospital, Galveston, TX 77555-0460. ment generally accepted as potentially ~ u r a t i v e . It
~,~
Accepted for publication March 1, 1993. was not possible using tumor registry data, however, to
Cancer Therapy in the Elderly/Goodwin et al. 595

determine if the changes in therapy with age were re- the breast, prostate, and colon or rectum. The remain-
lated to aging per se or to specific patient characteristics ing sites had too few cases for analytic purposes.
such as comorbidity or decreased social support that
might accompany aging. To assess the role of patient Data Collection
characteristics in the choice of definitive treatment, we
interviewed 800 residents of six New Mexico counties After physician consent was obtained, subjects or their
aged 65 years or older and newly diagnosed with cancer next-of-kin were interviewed in person in their homes.
at selected sites.I4 Written informed consent was obtained at the time of
The subjects in this population-based study com- interview. All interviewers were bilingual; the inter-
pleted an extensive interviewer-administered question- view was conducted in Spanish for 32 of the 799 sub-
naire designed to obtain information on living arrange- jects. Next-of-kin were interviewed if the index subject
ments, social support, functional status, cognitive sta- was deceased (N = 53) or mentally incompetent (N =
tus, activity level, health status, use of health care 60); the remainder of subjects were interviewed directly
resources, economic status, and insurance coverage. In- (N = 686). The determination of whether the subject
formation on stage of cancer at presentation and the was mentally competent to be interviewed was made
choice of cancer treatment was available from the New by a global impression of the interviewer and the next-
Mexico Tumor Registry. This report describes the rela- of-kin. To assess the validity of the information ob-
tionship between patient characteristics and choice of tained from the next-of-kin interviews, we obtained in-
cancer treatments in these elderly patients. formation on selected items on social support networks
and functional status from next-of-kin for all subjects.I6
Methods There was good agreement between the answers from
the subjects and their surrogates on most items; there
Case Selection was no evidence of bias in the surrogates' responses
and no effect of the subject's age or cognitive status on
Subjects were ascertained through the New Mexico Tu- level of agreement.I6 Most of the questions in the stan-
mor Registry, which provides population-based cover- dardized questionnaire were referenced to the year be-
age of all incident cancer cases, other than nonmelan- fore the development of symptoms related to the pres-
oma skin cancer, in residents of New Mexico.I5People ent cancer. For subjects who reported no symptoms re-
selected for interview met the following criteria: age 65 lated to their cancer, the year before diagnosis by a
years or older; resident in Bernalillo, Sandoval, Cibola, physician was used as the reference period. The year
Valencia, Dona Ana, or Santa Fe counties at the time of before diagnosis also was used for subjects who had
diagnosis; race other than Native American; and diag- symptoms longer than 2 years before diagnosis.
nosed between May 15,1984 and May 15,1986 with an For the reference year, we assessed the living situa-
incident cancer of colon, rectum, breast, uterus, uterine tion, social support, activity level, functional status, ac-
cervix, prostate, thyroid, or buccal cavity, or with ma&- cess to transportation, health status, insurance cover-
nant melanoma. These sites were selected on the basis age, use of health care services, and health practice^.'^
of previous analyses of age and stage at diagnosis,*and The subjects also completed a brief mental status exami-
on the basis of availability of screening tests and effec- nation.
tive therapy.I4 The total physical activity score was computed by
During the 2-year enrollment period, 1054 subjects first assigning scores of 0 through 6 for 17 specific activi-
met the eligibility criteria for this investigation. We ob- ties based on the frequency that each was performed
tained physician consent to interview 942 of the sub- during the reference year (e.g., cooking, housework,
jects, and interviewed another 6 subjects for whom a grocery shopping, gardening, swimming, calisthenics).
physician was not available. Of the remaining 106 sub- A score of 0 was assigned for a frequency of less than
jects, the physician refused to give consent for 67, and once a month, a score of 6 for daily; scores of 1 through
consent was not obtained for some other reason for 39. 5 were assigned for intermediate frequencies. Scores of
Of the 948 subjects or next-of-kin approached for inter- 6 for full-time employment, 4 for part-time employ-
view, completed interviews were obtained from 799. ment, and 0 for not employed also were assigned. The
We encountered 94 refusals; 28 subjects or their next- individual scores were summed to form the total activ-
of-kin were unavailable for interview; and 27 subjects ity score. The total activity score ranged from 0 through
were not interviewed for some other reason. Detailed 57, with a median of 22. The 20th percentile was 14.
comparisons of participants and nonparticipants have The social support network index was based on
been reported previ~usly.'~ For the analysis in this re- that described by Berkman and Syme," and used pro-
port, we considered only the 669 patients with cancer of cedures provided by Schoenbach et al. to compute the
596 CANCER July 15, 1993, Volume 72,No. 2

index." The social support index combines information Prostate: partial prostatectomy; radical prostatectomy;
about the frequency of contact and the number of close complete prostatectomy; transurethral resection of
friends, children, grandchildren, siblings, and other rel- prostate; local stage also included all radiation ther-
atives living in the vicinity. The index also includes in- apy within 5 months after diagnosis.
formation on marital status and activity in church and
clubs. In our sample, the social support index ranged
from 1 through 12, with a mean of 5. The 25th percen- Data Analysis
tile was 2.
Functional status, the ability of the individual to
function independently in a variety of areas, was as- Odds ratios for nonreceipt of definitive therapy were
sessed in several ways. We assessed activities of daily computed for a variety of patient characteristics using
living (ADLs) by the method of Katz et a1." The index logistic regression as implemented in the SAS proce-
counts the number of the following activities that the dure LOGIST.'4 For analyses of determinants of receiv-
respondent required help with during the reference ing definitive therapy, we further limited the analyses
year: bathing, dressing, going to the bathroom, getting to cases of colorectal, breast, and prostate cancer with in
in or out of bed or a chair, and feeding himself or her- situ, local, or regional stage at diagnosis (N = 565). Anal-
self. We also obtained instrumental ADLs, which as- yses of determinants of not receiving any surgery or of
sesses ability to cook, shop, do housework, and use not receiving any radiation included the same subset of
transportation.'* Information also was obtained on use subjects. "Any radiation" was defined as receiving any
of assistive devices such as canes. beam radiation therapy within 4 months after initiation
The brief mental status test was abridged from that of cancer-directed therapy. In an additional set of analy-
of Jacobs et al.," and assessed orientation, knowledge, ses on the determinants for receipt of radiation, we in-
judgment, and short-term memory. It contained nine cluded all cases with cancer sites and stages for which
items and was similar to that used in The Establishment radiation therapy might be considered, although not
of Populations for Epidemiologic Studies of the Elderly necessarily proven, to be an efficacious treatment. This
(EPESE) in East Boston, New Haven, and rural Iowa.23 was determined by reviewing a handbook of cancer
the rap^,'^ and including all sites and stages where radia-
tion therapy was discussed as a potential therapy (local
Therapy for Cancer or regional breast cancer after less than total mastec-
tomy; distant colon cancer; local and regional prostate
All information concerning site, stage, and treatment of cancer after deleting incidentally found cancer; local
cancer was obtained from the registry files. Registry and regional rectal cancer and distant stage rectal
staff routinely visit all hospitals and radiation therapy cancer after local surgery).
facilities in New Mexico and several outpatient clinics Initially, we assessed factors potentially influencing
in Albuquerque that administer chemotherapy. We des- receipt of definitive treatment individually. We used
ignated as "untreated" those people who were without logistic regression with nonreceipt of definitive treat-
a record of treatment in the registry file. We also devel- ment as the outcome variable. All models included in-
oped lists of "definitive" therapies for local and re- dicator variables for site of cancer and stage of cancer at
gional stage cancers of major sites, as detailed in a pre- diagnosis. We examined the independent variables
vious r e p ~ r t The
. ~ definitive therapies for the major with and without the inclusion of a continuous variable
sites in this study were as follows: for age. We then included the variables having the
greatest effects in a single model; as before, terms for
Breast: subcutaneous mastectomy; complete simple site and stage were included and the model was com-
mastectomy; radical or modified radical mastec- pleted with and without a variable for age. For these
tomy; local stage also included lumpectomy, exci- analyses, we categorized the subjects in the following
sion of lesion of breast, or excisional biopsy with manner: those who had difficulty performing any of
radiation within five months after diagnosis. the activities of daily living versus those with no diffi-
Colon: excision of lesion or intestine; ileocolectomy; culty; those scoring in the bottom 20% on the rating of
partial colectomy; complete proctectomy or abdo- physical activity versus all others; those scoring in the
minoperineal resection. bottom 25% in the Berkman-Syme social support index
Rectum: excision of lesion of rectum or intestine; ileoco- versus all others; and those listing any other medical
lectomy or enterectomy; partial colectomy; com- conditions that limited their activities(see above) versus
plete colectomy; partial proctectomy; complete all others. The other categorizations noted on the Tables
proctectomy. are self-explanatory.
Cancer Therapy in the Elderly/Goodwin et al. 597

Table 1. Percentage of Patients Not Receiving Definitive definitive treatment. These associations decreased in
Treatment by Sex, Age, and Site of Cancer: magnitude and were not statistically significant after
New Mexico, 1984-1986 controlling for age.
~ ________~

Site of % not receiving Low income and low educational achievement


cancer Gender Aee (vr) definitive treatment* both were associated with increased odds ratios for not
Breast Female 65-74 7.5 (106) receiving definitive treatment, but neither of these odds
75-84 16.1 (56) ratios was statistically significant, and both declined
85+ 56.8 (16) substantially after controlling for age.
Prostate Male 65-74 9.5 (126) Patient characteristics that were not associated with
75-84 14.9 (67) receipt of definitive treatment included ethnicity (His-
85+ 23.8 (21) panic versus non-Hispanic), history of depression, re-
Colorectal Female 65-74 7.5 (40) cent loss, alcohol consumption, knowledge about
75-84 10.0 (30)
cancer, having a personal physician, and regular use of
85+ 7.7 (13)
Male 65-74 1.9 (53)
medical checkups or cancer screening. Surprisingly, we
75-84 0 132)
found only a small and statistically nonsignificant rela-
85+ 0 (5) tionship between the presence of other medical dis-
* Only patients diagnosed at in situ, local, or regional stages are included. The
orders and not receiving definitive treatment (odds ratio
number of patients in each category is given in parentheses. = 1.43; 95% confidence interval = 0.8-2.56 with age
adjustment). The finding, however, that functional sta-
tus as assessed by ADLs or total physical activity was
significantly associated with treatment suggests that the
Results overall physical condition of the patient did influence
treatment decisions.
Table 1 lists the percentage of subjects not receiving Thus far, we have shown that, after controlling for
definitive treatment. For breast and prostate cancer, cancer site and stage at diagnosis, advanced age is asso-
there was a clear increase in the percentage of patients ciated with an increased risk of receiving less than de-
not receiving definitive treatment with increasing age, finitive treatment after the diagnosis of cancer (Table 1).
in agreement with our earlier analyses of statewide In addition, a number of other patient characteristics
New Mexico Tumor Registry data.4,5 In the current reflecting functional and cognitive status, social sup-
study, men with colorectal cancer were more likely to port, and access to transportation predict less than de-
receive definitive therapy than women; however, we finitive treatment, and several of these predictors act
found no effect of sex on treatment in an earlier analysis independently of patient age (Table 2). Table 3 presents
of more than 2800 New Mexico patients with colon the results of a multiple logistic regression model,
~ancer.~ which estimates the independent effects of the more
In further analyses, we examined patient character- strongly predictive or most plausibly predictive vari-
istics other than age that predict not receiving definitive ables in the initial univariate analyses (Table 2). In this
treatment after a diagnosis of cancer. Table 2 presents model, advanced age was associated with increased
the odds ratios for not receiving definitive treatment in odds for receiving less than definitive treatment inde-
relation to these specific patient characteristics. Im- pendent of other patient characteristics.Access to trans-
paired functional status, as measured by ability to per- portation also significantly predicted receipt of defini-
form ADLs or by a rating of overall physical activity, tive treatment. When age was included in the model,
was associated with not receiving definitive treatment the magnitude of the odds ratio associated with the
both before and after adjusting for age, although the transportation variable decreased somewhat and was
odds ratio decreased after controlling for age. Another no longer significant. Impaired cognitive status re-
important predictor was ready access to automotive mained a strong predictor of not receiving definitive
transportation; those not driving a car or not living with treatment regardless of the inclusion of age in the
someone who drove a car had a more than threefold model. Income, functional status, social support, and
risk of not receiving definitive treatment compared to the presence of other medical conditions were not sta-
those with access to transportation. We have reported tistically significant independent predictors of not re-
previously that married men and women of all ages are ceiving definitive therapy.
more likely to receive definitive treatment after the We further examined patient characteristics pre-
diagnosis of cancer than are unmarried people.26We dicting choice of therapy by separately considering sur-
again found this association, and a comparable effect of gical therapy and radiation therapy for cancer. Table 4
overall social support on the likelihood of not receiving lists odds ratios for not receiving any surgical or any
598 CANCER July 25, 2993, Volume 72, No. 2

Table 2. Odds Ratios for Not Receiving Definitive Treatment After the Diagnosis
of Cancer, as a Function of Specific Patient Attributes, Adjusted for
Cancer Site and Stage, Without and With Adjustment for Age*
Odds ratio (95% CI)

Categories Without age W i t h age


Factor comuared adjustment adjustment
Activities of Some problem 2.08 (1.18-3.70) 1.41 (0.76-2.63)
daily living vs. no problem
Physical Bottom 20% vs. 3.23 (1.82-5.88) 2.1 7 (1.18-4.17)
activity all others
Drives or lives No vs. yes 3.57 (1.85-7.14) 2.22 (1.10-4.55)
with driver
Mental status Incompetent vs. 7.14 (2.86-16.67) 3.57 (1.35-9.09)
no errors
2 2 errors vs. no 4.17 (1.92-9.09) 3.70 (1.67-8.33)
errors
1 error vs. no 2.00 (0.97-4.17) 1.96 (0.93-4.00)
errors
Marital status Unmarried vs. 1.89 (1.06-3.33) 1.16 (0.61-2.22)
married
Social support Bottom 25% vs. 1.82 (1.02-3.23) 1.41 (0.77-2.56)
all others
Income < $10,000 vs. z 1.64 (0.93-2.94) 1.14 (0.61-2.13)
$10,00O/yr
Education < 12 yr vs. z 12 1.59 (0.93-2.78) 1.20 (0.68-2.13)
Y'
CI: confidence interval.
* Includes in situ, local, and regional stages of colorectal, breast, and prostate cancer (n = 565).

radiation treatment as a function of the patient charac- tion, poor functional status, and poor cognitive status
teristics that we had found to predict receipt of less than showed little influence on receipt of surgical therapy,
definitive treatment in the initial univariate analyses but all of these factors were associated with signifi-
(Table 2). Advanced age, impaired access to transporta- cantly increased odds for not receiving radiation ther-

Table 3. Multiple Logistic Regression Model for Predictors


of Not Receiving Definitive Therapy*
Odds ratio (95% CI)

Factor Categories compared Age not included Age included


Age Increase of 10 yr NA 1.95 (1.25-3.05)
Drives or lives No vs. yes 2.26 (1.16-4.83) 1.94 (0.90-4.16)
with driver
Mental status Incompetent vs. no errors 3.55 (1.20-10.53) 2.60 (0.85-7.96)
2 2 errors vs. no errors 3.61 (1.55-8.38) 3.53 (1.51-8.26)
1 error vs. no errors 1.94 (0.92-4.09) 1.93 (0.91-4.10)
Physical Bottom 20% vs. others 1.87 (0.93-3.75) 1.66 (0.82-3.38)
activity
Income < $10,000 vs. 2 $10,00O/yr 0.82 (0.42-1.58) 0.74 (0.38-1.45)
Activities of Some problem vs. none 1.04 (0.40-2.16) 0.90 (0.43-1.90)
daily living
Other medical Yes vs. no 1.03 (0.54-1.95) 1.11 (0.58-2.11)
conditions
Social support Bottom 25% vs. others 1.40 (0.75-2.61) 1.26 (0.65-2.32)
CI: confidence interval; NA: not applicable.
* Includes in situ, local, and regional stages of colorectal, breast, and prostate cancer (n = 565). Terms for site of cancer
and staee were also included in the reeression models.
Cancer Therapy in the ElderlylGoodwin et al. 599

Table 4.Odds Ratios for Not Receiving Any Surgery or Any Radiation Therapy
After the Diagnosis of Cancer*
Odds ratio (95% CI)
Factor Categories compared No surgery No radiation

Age Increase of 10 yr 0.96 (0.66-1.40) 2.14 (1.47-3.12)


Drives or lives No vs. yes 0.72 (0.26-1.99) 3.35 (1.28-8.76)
with driver
Activities of Some problem vs. none 0.80 (0.40-1.60) 2.49 (1.34-4.62)
daily living
Physical Bottom 20% vs. others 0.70 (0.37-1.31) 2.46 (1.31-4.64)
activity
Mental status Incompetent vs. n o 0.29 (0.64-1.32) 13.5 ( 1.78- 10 1.6)
errors
2 2 errors vs. no errors 1.18 (0.55-2.56) 1.60 (0.78-3.28)
1 error vs. no errors 0.99 (0.54-1.80) 1.44 10.86-2.401
CI: confidence interval.
* Includes in situ, local, and regional stages of colorectal, breast, and prostate cancer. Odds ratios computed from
separate logistic regressions with terms for site and stage. "No radiation" means no beam radiation therapy within 4
months after initiation of any cancer therapy. When mental status was categorized as any impairment vs. normal, the
odds ratio for surgery was 0.92 (0.55-1.54) and for radiation was 1.77 (1.13-2.77).

apy. When we included in this analysis only cancer sites discussion. First, advanced age predicts receipt of less
and stages where radiation therapy has been discussed than definitive therapy for cancer independently of
as a potentially efficacious treatment,25the odds ratios other age-associated patient characteristics such as co-
increased. For example, the age-adjusted odds ratio for morbidity, functional status, income, and social sup-
not receiving radiation for people who did not drive or port. Thus, age is not merely a marker for other factors
live with a driver was 4.33 (95% confidence interval = that determine receipt of definitive therapy. Second,
1.59-11.79) when only those sites and stages for which within the elderly population, functional status, cogni-
radiation therapy was considered possibly appropriate tion, access to transportation, and level of social support
were included in the analysis. all are important determinants of whether patients
diagnosed with cancer receive definitive therapy.
Discussion Third, for the sites considered in this paper, these fac-
Cancer is a model disease for the study of health care tors predict definitive treatment primarily through an
delivery to the elderly. Because it is a progressive, debili- influence on receipt of radiation therapy, not on receipt
tating dwease that generally is fatal if left untreated, few of surgery.
cases go entirely unrecognized, even in the elderly. Pop- The choice of therapy after the diagnosis of cancer
ulation-based cancer registries provide standardized in- is influenced by diverse factors other than site and stage
formation about incidence, stage at diagnosis, patterns of the c a n ~ e r . ~ - ~So, me ~ ~ of
-'~these factors, such as the
of treatment, and survival with a degree of validity not general health and functional status of the patient, have
readily achieved for other major chronic diseases. Thus, evident clinical significance and should be considered
the expanding literature on potential gaps in the treat- in decisions about therapy. Other factors, not directly
ment of cancer in the elderly may reflect the availability relevant, have been identified as also associated with
of data and not necessarily any unique vulnerability of choice of cancer therapy, such as marital sta-
the elderly patient with cancer to undertreatment. We t ~ s , ~economic
, ~ ~ ,status,29
~ ~ advanced and place
anticipate that similar patterns of risks for delayed rec- of r e s i d e n ~ e . ~ ~ , ~ '
ognition and undertreatment exist for other diseases in The presence of disease conditions other than
the elderly. cancer was not associated with choice of therapy in the
Several recent studies have found that older pa- current study, in agreement with the findings of Mor et
tients diagnosed with cancer are less likely to receive al.' and Greenberg et al.,29but conflicting with the find-
definitive treatment than are younger patient^.^-" ings of Greenfield et a1.,6who found that women with
These findings have prompted consideration of the ex- moderate to severe comorbidity were less likely to re-
tent to which age alone should be considered in decid- ceive definitive therapy for breast cancer. Greenfield et
ing on optimal treatment for cancer in the elderly." aL6 used a more careful assessment of comorbidity, in-
Three findings of the current study are relevant to this volving chart review, than the assessment used in this
600 CANCER July 25, 1993, Volume 7 2 , No. 2

study, which involved patient report. It may be that vision of adequate transportation might be expected to
functional status and overall physical activity are better produce benefits for the health of the elderly patient
indicators of the physical status of the patient than our with cancer.
measure of comorbidity.
One might also postulate intuitively that a major References
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