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Negotiating Bankruptcy

John Gellene, a bankruptcy lawyer at the law firm Milbank Tweed, worked directly under Wall Street
attorney Larry Lederman. In 1994, Lederman asked Gellene to represent mining equipment company
Bucyrus-Erie (BE) in a reorganization bankruptcy that became increasingly complicated.

In an attempt to initially ward off bankruptcy, BE had, pursuant to the legal advice of Milbank Tweed
and the financial advice of Goldman Sachs, accepted a $35 million infusion of cash from an investment
fund called South Street. In exchange, BE gave South Street a lien on all of the company’s
manufacturing equipment, putting it ahead of other BE creditors, including Jackson National Life (JNL).
JNL was BE’s largest single creditor, but was unsecured. BE had posted no collateral in return for JNL’s
loan, so JNL was in line in bankruptcy court behind all of BE’s creditors that had demanded collateral.
South Street was controlled by Mikael Salovaara, a former Goldman Sachs banker who had previously
provided financial advice to BE and was advised by Lederman.

When Gellene filed a Chapter 11 bankruptcy petition on behalf of BE, he was required to ask the court
to appoint him and Milbank Tweed as BE’s counsel for purposes of the proceedings. At that time, he
filed documents under oath that were supposed to disclose any potential conflicts of interest that
Milbank Tweed had in the proceedings. For reasons unknown, Gellene did not disclose to the
bankruptcy judge (who would appoint counsel) the fact that Milbank Tweed was representing both
South Street and Salovaara regarding various matters.

Legal scholars and attorneys reflecting on this case years later have speculated as to why Gellene did
not disclose what might seem to be obvious connections that could be potential conflicts of interest for
Milbank Tweed. Lawyer Steve Sather suggests that the lack of disclosure may have been inadvertent,
or that Gellene did not see the connections as inherent conflicts, among other possible reasons.

Regardless, Gellene did successfully guide BE through the


reorganization process. The failure to disclose was not
discovered until years later by JNL, which then sued Milbank
Tweed. Criminal charges were filed against Gellene for three
felony counts of making false statements under oath in regard
to Milbank Tweed’s ability to serve as bankruptcy counsel.
Gellene was convicted and sent to prison for 15 months.

Discussion Questions:

1) What concepts from the video Intro to Behavioral Ethics are apparent in this case study?

2) Why might the connections among Milbank Tweed, South Street, and Salovaara be conflicts of
interest? Why not? Explain your reasoning.

Case Study - Negotiating Bankruptcy - Page 1 of 3


3) Does it seem irrational for an attorney who has a very promising legal career to not disclose
potential conflicts of interest? If you were in Gellene’s position, what would you have done?
Why?

4) At sentencing, the prosecutor in the Gellene criminal case said that he had prosecuted many
bad people over the years, but admitted “John Gellene isn’t a bad guy.” The prosecutor said it
made him nauseous to see how hard Gellene had been working and suggested that Gellene was
“overstressed and overworked.” Is that an explanation for Gellene’s actions in the BE
reorganization? Why or why not?

5) Gellene had opportunities to correct his errors before they came to light, but did not. How
would you evaluate the following statement from Gellene:

“I’ve been recognized as a person with gifts in terms of my intellect and my ability to
deal with problems and I’ve been very good and very competent at the kinds of
problems presented [by] my clients in the practice of law… And that is I think such a part
of me and who I hold myself out to be and who I am that when I am confronted with a
mistake, an act of inadvertence that is stupid that I’m—it is very difficult for me to stand
up and say I did a stupid thing.”

6) What do you think of the following statement by the judge in the Gellene criminal case:

“I have a substantial amount of contact with my colleagues in law firms to appreciate


that there are incredible pressures in this area that, frankly, sooner rather than later are
going to have to be addressed or we are going to see more cases of this nature being
prosecuted for criminal conduct because lawyers are so focused on other matters…
[W]hen they become so focused to the exclusion of ethical considerations, that is when
the entire system breaks down, the public at large is ever more distrustful.”

7) Based on the two statements above, where do you think the blame primarily lies and why?
With Gellene individually, or with the system within which he operated? Explain your
reasoning.

Resources:

Blind Spots: Why We Fail to Do What’s Right and What to Do About It


http://www.worldcat.org/title/blind-spots-why-we-fail-to-do-whats-right-and-what-to-do-about-
it/oclc/679940661

Behavioral Business Ethics: Shaping an Emerging Field


http://www.worldcat.org/title/behavioral-business-ethics-shaping-an-emerging-field/oclc/654316608

Case Study - Negotiating Bankruptcy - Page 2 of 3


Milbank, Tweed Is Accused of a Conflict
http://www.nytimes.com/1997/02/28/business/milbank-tweed-is-accused-of-a-conflict.html

Eat What You Kill: The Fall of a Wall Street Lawyer


http://www.worldcat.org/title/eat-what-you-kill-the-fall-of-a-wall-street-lawyer/oclc/649743120

Confidence Games: Lawyers, Accountants, And The Tax Shelter Industry


http://www.worldcat.org/title/confidence-games-lawyers-accountants-and-the-tax-shelter-
industry/oclc/861966361

Obstacles to Ethical Decision-Making: Mental Models, Milgram and the Problem of Obedience
http://www.worldcat.org/title/obstacles-to-ethical-decision-making-mental-models-milgram-and-the-
problem-of-obedience/oclc/809926073

The Sad Case of John Gellene or What It Feels Like to Get Hit By Lightning
http://stevesathersbankruptcynews.blogspot.com/2006/07/sad-case-of-john-gellene-or-what-it.html

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study - Negotiating Bankruptcy - Page 3 of 3


Teaching Blackface: A Lesson on Stereotypes

In 2014, Alan Barron, a white middle school history teacher who taught for 36 years in Monroe,
Michigan, was placed on administrative leave a few weeks before his retirement. Barron’s
administration viewed his history lesson as racist. While teaching about racial segregation laws during
the Jim Crow era, Barron played a video showing a white entertainer in blackface. During the
nineteenth and early twentieth century, white actors commonly painted their faces with makeup to
depict black individuals. Barron explained that the purpose of the video was to show how stereotypes
of African-Americans were portrayed at one point in American history. During the lesson, an assistant
principal who was observing the classroom demanded that Barron stop the video because she
“concluded that Barron’s lesson about how entertainers used to be racist was itself racist.” Barron was
subsequently suspended.

Many parents spoke out against Barron’s suspension. Adrienne Aaron, whose African-American
daughter was in Barron’s eighth grade history class at the time, said that her daughter was not
offended by the lesson and thought that the subject needed to be discussed. Aaron stated, “[My
daughter] was more offended that they stopped the video…History is history. We need to educate our
kids to see how far we’ve come in America. How is that racism?”

After two weeks on leave, the district allowed Barron to return to his classroom. The
superintendent stated, “The teacher in question was placed on paid leave to give the district time to
fully consider what occurred in this classroom. As a result of
incorrect information, a highly respected and loved teacher,
and one who has done much for his students and the
community, has had to endure a public airing of what should
have ended through a district discussion.” Barron was set to
retire soon after being reinstated.

Discussion Questions:

1. Do you think Mr. Barron was demonstrating moral awareness or a lack of moral awareness by
showing the video of the minstrel show? Explain your position.
2. Do you agree with the assistant principal’s decision to shut down the video during the
observation? Was she demonstrating moral awareness or lack of moral awareness? Explain
your position.
3. Should Mr. Barron have warned his students that some of them could have been offended by
the racism portrayed in the video? Why or why not? Is it ever necessary for teachers to provide
disclaimers about content that they use in their classrooms? Explain.
4. Should teachers be prevented from showing examples (books, films, photos, etc.) of historical
events and/or practices that are considered racially insensitive by today’s standards? Why or
why not?

Case Study – Teaching Blackface: A Lesson on Stereotypes - Page 1 of 2


5. What do you think is the best way to teach about stereotypes? Is it possible to do this without
offending someone? Explain.
6. Many people viewed political correctness as the main issue of this case. Can you think of an
example in which political correctness promoted ethical behavior? How about an example in
which political correctness led to unethical behavior?

Resources:

Teacher’s lesson about racism offends his bosses


http://articles.chicagotribune.com/2014-06-05/news/ct-kass-met-0605-20140605_1_history-school-
administrator-segregation

The Daily Caller – Middle School Teacher Suspended for Showing Video About White Actors Wearing
Blackface
http://news.yahoo.com/middle-school-teacher-suspended-showing-video-white-actors-
122027921.html

Monroe News – Monroe Teacher Suspended Over Black History Lesson


http://www.monroenews.com/news/2014/may/30/monroe-teacher-alan-barron-suspended/

Community comments on Facebook


https://www.facebook.com/monroenews/posts/10152456292741692

Teaching Tolerance – Do’s and Don’ts of Teaching Black History


http://www.tolerance.org/article/dos-and-donts-teaching-black-history

Monroe News – Monroe Teacher Reinstated After Segregation Lesson


http://www.monroenews.com/news/2014/jun/01/al-barron-reinstated-mps-teacher/

Author:
Christina Bain, Ph.D.
Department of Art and Art History
College of Fine Arts
The University of Texas at Austin

Case Study – Teaching Blackface: A Lesson on Stereotypes - Page 2 of 2


Retracting Research: The Case of Chandok v. Klessig

In 2003, a research team from prominent laboratory the Boyce Thompson Institute (BTI) for Plant
Research in Ithaca, New York published an article in the prestigious academic journal Cell. It was
considered a breakthrough paper in that it answered a major question in the field of plant cell biology.
The first author of this paper was postdoctoral researcher Meena Chandok, working under her
supervisor Daniel Klessig, president of BTI at the time.

After Chandok left BTI for another job, other researchers in the laboratory were unable to repeat the
results published in Cell, following exactly the same methods described in the article. Klessig,
suspecting possible scientific misconduct, requested Chandok to return to the laboratory to redo her
experiments and confirm the authenticity of her results, but she declined. An institutional investigation
into the experiment concluded there “was no conclusive evidence that Dr. Chandok achieved the
results reported,” but also that there was “no conclusive evidence” of misconduct or that Chandok had
fabricated the results. Klessig and the other co-authors retracted the article without Chandok’s
agreement. Chandok subsequently sued Klessig for defamation, claiming the retraction had caused
significant damage to her career and reputation within the scientific community.

Over several years in court, the case drew attention to a number of issues in scientific research and
publishing. John Travis, an editor at Science magazine, wrote of the case’s consistency with “the
National Institutes of Health’s grant policy that researchers should come forward with concerns about
possible misconduct.” John Dahlberg, director of the Office of Research Integrity’s Division of
Investigative Oversight, believed the case could encourage anyone with fear of being sued for
defamation to come forward. Science writer Eugenie Reich described Klessig as a “whistle-blower,”
while philosopher Janet Stemwedel raised questions surrounding the collaborative responsibility of the
coauthors and Klessig with regard to quality control for the research. She asked, “If credit is shared,
why isn’t blame?”

In 2011, the Court of Appeals for the Second Circuit in New York dismissed the case. It ruled that
Klessig’s statements were legally protected because they were “matters as to which the speaker [had]
a legal or moral obligation” to notify the journal that his
laboratory could not replicate the results they had published
and were made between “communicants who [shared] a
common interest.” The court found there was no proof of
malice toward Chandok and that the investigation and
attempts requesting Chandok to replicate her work left the
question of scientific misconduct open.

Discussion Questions:

1. The retraction did harm Chandok’s ability to pursue a career in science. Do you think Klessig
should have retracted the article published in Cell without conclusive evidence that Chandok
had fabricated the results? Explain.
Case Study - Retracting Research: The Case of Chandok v. Klessig - Page 1 of 3
2. Do you think Chandok had a moral obligation to return to the laboratory at Klessig’s request to
replicate her results? Why or why not?

3. If the article had been published in a less prominent journal and the results were of much less
significance, do you think this would have altered the decision to retract the publication?
Explain.

4. Klessig’s decision to retract the article was based only on the inability of his laboratory to
replicate Chandok’s results, not specifically on the credibility of her character. Do you think
Chandok was ethically justified in suing for defamation? Why or why not?

5. There were four authors on the Cell paper, including Klessig and Chandok. If another of the
authors besides Chandok also opposed the decision to retract the article, should this have
changed whether or not Klessig should have gone ahead with the retraction? Why or why not?

6. In collaborative research projects involving multiple authors or researchers, how should


responsibility ideally and ethically be shared? How would you approach collaboration in this
situation?

7. If Klessig had no reason to doubt Chandok’s abilities or honesty, would he have a moral
obligation to write letters of recommendation for her explaining that his retraction did not in
any way reflect on her potential to do quality research and be a significant asset to whatever
laboratory or institute she joined? Why or why not?

Resources:

NIH Grants Policy Statement [see “Research Misconduct” in section 4.1.27, page IIA-40]
http://grants.nih.gov/grants/policy/nihgps/nihgps.pdf

Scientist Wins Legal Skirmish After Fulfilling ‘Moral Obligation’ to Speak Out
http://www.sciencemag.org/news/2011/01/scientist-wins-legal-skirmish-after-fulfilling-moral-
obligation-speak-out

Chandok v. Klessig (2011)


http://caselaw.findlaw.com/us-2nd-circuit/1552258.html

NO-Making Enzyme No More: Cell, PNAS Papers Retracted


http://science.sciencemag.org/content/306/5698/960.1.full

US free-speech law offers protection — at a price


http://www.nature.com/news/2011/110314/full/471276a.html

Case Study - Retracting Research: The Case of Chandok v. Klessig - Page 2 of 3


Legal and scientific burdens of proof, and scientific discourse as public controversy: more thoughts on
Chandok v. Klessig.
http://scienceblogs.com/ethicsandscience/2009/09/16/legal-and-scientific-burdens-o/

Retractions sparks lawsuit


http://www.the-scientist.com/?articles.view/articleNo/23468/title/Retraction-sparks-lawsuit/

Court Finds Qualified Immunity for Whistleblower (page 2)


https://ori.hhs.gov/images/ddblock/vol19_no2.pdf

Author:
Stanley Roux, Ph.D.
Department of Molecular Biosciences
College of Natural Sciences
The University of Texas at Austin

Case Study - Retracting Research: The Case of Chandok v. Klessig - Page 3 of 3


Flying the Confederate Flag

On July 9, 2015, Governor Nikki Haley signed a bill requiring the Confederate flag to be removed
from the South Carolina State House grounds. The flag and the pole on which it was flown were both
removed the following day. Leading up to this removal was heated debate concerning whether or not
the Confederate flag should be taken down. Similar discussions occurred across the United States in
places where Confederate flags or other Confederate symbols were on display, ranging from
governmental properties and university campuses to NASCAR venues and popular television series.

Prior to the flag’s official removal from the front of the South Carolina State House, police
arrested activist Brittany Newsome for climbing the flagpole and removing the flag herself. The activist
explained her act of defiance, stating, “because it was the right thing to do and it was time for
somebody to step up. Do the right thing. We have to bury hate; it’s been too long.” South Carolina
Representative Jenny Anderson Horne, an ancestor of former Confederate President Jefferson Davis,
argued that the Confederate flag should no longer fly in front of the State House. She chastised her
colleagues in an emotional speech, stating, “I cannot believe that we do not have the heart in this body
to do something meaningful—such as take a symbol of hate off these grounds on Friday.”

On the other hand, Confederate sympathizers contend that the flag is a symbol of historical
pride, not of hatred. They claim that efforts to remove the flag are a misplaced reaction to photos of
Dylann Roof posing with a Confederate flag. Roof had been recently charged with the racially
motivated killing of nine black people in a Charleston church. South Carolina State Senator Lee Bright
noted that symbols have been misused throughout history.
Bright said, for example, that he believed the Ku Klux Klan
abused the symbol of the cross, but there has not been a
push to remove all crosses. Similarly, Kenneth Thrasher, the
lieutenant commander of the Sons of the Confederate
Veterans, urged decision makers not to act in haste because,
“The flag didn’t kill anybody. It was a deranged young man
who did.”

Discussion Questions:

1. Do you believe that flying a Confederate flag is ethically prohibited? Why or why not?
2. In what ways is displaying a Confederate flag similar or different to displaying other types of
flags? A tribal flag? A national flag? A corporate flag? A sports team flag? A rainbow flag?
3. Should retailers bow to public pressure to discontinue sales of controversial items even if they
are not illegal, such as toy guns, fur coats, or Native American headdresses?
4. Is it possible to make an objective decision in the case of the Confederate flag? How might you
come to a decision that is both reasonable and defensible?
5. Can you think of an example of another situation in which there were two views that were
strongly opposed to each other? How was the situation resolved? Do you think the ethically
ideal decision was reached? Why or why not?
Case Study – Flying the Confederate Flag - Page 1 of 2
Resources:

Confederate Descendant's Scathing Address In S.C. Flag Debate


http://www.npr.org/sections/thetwo-way/2015/07/09/421451676/watch-confederates-descendants-
scathing-address-in-s-c-flag-debate

Activist Arrested For Removing Confederate Flag At South Carolina Statehouse


http://newyork.cbslocal.com/2015/06/27/activist-removed-confederate-flag-at-south-carolina/

Flag Supporters React With a Mix of Compromise, Caution and Outright Defiance
http://www.nytimes.com/2015/06/24/us/politics/supporters-of-confederate-battle-flag-watch-as-
symbol-is-stripped-from-public-eye.html

Bright will fight the 'Stalinist purge' of the Confederate flag


http://www.goupstate.com/article/20150622/ARTICLES/150629916

A Guide to Moral Decision Making


http://www.ethicsweb.ca/guide/

Ethical Decision Making and Moral Behavior


http://www.uri.edu/research/lrc/scholl/webnotes/Ethics.htm

Thinking Ethically: A Framework for Moral Decision Making


http://www.scu.edu/ethics/publications/iie/v7n1/thinking.html

Ethics, theory and practice


http://www.worldcat.org/title/ethics-theory-and-practice/oclc/10998696

Author:
Christina Bain, Ph.D.
Department of Art and Art History
College of Fine Arts
The University of Texas at Austin

Case Study – Flying the Confederate Flag - Page 2 of 2


Christina Fallin: “Appropriate Culturation?”

In March 2014, twenty-seven year old Christina Fallin, daughter of Oklahoma Governor Mary Fallin,
found herself at the center of controversy when she posted an image of herself wearing a red Plains
headdress on Facebook and Instagram with the tag “Appropriate Culturation.” Fallin posed for this
photo as a promotional piece for her band, Pink Pony. Public outcry criticized Fallin for appropriating
Native American cultures, sparking uproar on social media and leading to protests at their shows.

In response, Fallin and Pink Pony removed the photo and released a statement on their Facebook page
explaining their aesthetic appreciation for Native American culture. Fallin told the Indian Country
Today Media Network that, “I think Native American culture is the most beautiful thing I’ve ever seen,
so I was naturally drawn to it.” Musician Wayne Coyne of The Flaming Lips became involved in the
issue when he fired bandmate Kliph Scurlock for criticizing Fallin online. To show his support for Fallin,
Coyne posted Instagram photos of several friends and a dog wearing headdresses.

Some argue that Fallin’s photo could be an example of artistic appropriation. Throughout history,
artists have borrowed objects and images from everyday life as well as other cultures in order to re-
contextualize the object in a new manner. On the other hand, some argue that non-Native Americans
do not have the right to adorn a headdress at all. Taking a sacred or meaningful object out of context is
problematic even when touted as “art.” Summer Morgan, member of the Kiowa tribe in Oklahoma,
believes that Fallin may have had good intentions, but there are better ways to express her
appreciation of Native American cultures. Morgan believes
that headdresses are not fashion accessories. Following
Kiowa tradition, only men can own war bonnets and each
feather represents a war deed. Female relatives may be given
the right to wear a male relative’s war bonnet, but only after
they understand what’s expected of them when they wear it,
how to treat it properly, and when it is acceptable to wear.

Discussion Questions:

1. Did Christina Fallin do something ethically prohibited in posing in a war bonnet? Does it make a
difference that she claims to love and respect Native American culture? Fallin wrote, “Please
forgive us if we innocently adorn ourselves in your beautiful things.” Do you view her act as
innocent or not? Explain your reasoning.

2. How should educators teach students about cultures other than their own? Do you think it is
possible to avoid perpetuating stereotypes of other cultures? Why or why not?

3. What if Fallin’s record label asked her to pose in the war bonnet to gain publicity for her music?
Would it make a difference if this were simply a business decision to sell records? Explain your
reasoning.

Case Study – Christina Fallin: “Appropriate Culturation” - Page 1 of 2


4. Would it make a difference if the photographer of this image intended to hang it in a gallery as
“art?” What if the goal of the artist was to make viewers mad or uncomfortable? What if the
artist created this image as a way to engage viewers in critiquing both Native American and
non-Native American cultures?

5. Is cultural appropriation always a bad thing? Why or why not?

Resources:
The Most Interesting Governor’s Daughter in the Country
http://www.washingtonpost.com/blogs/the-fix/wp/2014/05/04/meet-christina-fallin-not-what-the-
public-would-expect-of-a-politicians-daughter/
The Daughter of Oklahoma’s Governor Caused an Uproar After She Posed in a Headdress for her Indie
Band
http://www.buzzfeed.com/ryanhatesthis/daughter-of-governor-of-oklahoma-causes-an-uproar-after-
she
Oklahoma Governor’s Daughter Mocks Native American Protesters with ‘War Dance’
http://www.rawstory.com/rs/2014/04/29/oklahoma-governors-daughter-mocks-native-american-
protesters-war-dance/
Native Americans React to Christina Fallin’s Fake War Dance Performance
http://indiancountrytodaymedianetwork.com/2014/04/28/native-americans-react-christina-fallins-
fake-war-dance-performance-154627
Christina Fallin, in Her Own Words: ‘I’m Tired of the Misinformation’
http://indiancountrytodaymedianetwork.com/2014/05/02/christina-fallin-her-own-words-im-tired-
misinformation-154690
Oklahoma Gov’s Daughter: A Woman in a Headdress is ‘a Beautiful Thing’
http://indiancountrytodaymedianetwork.com/2014/03/07/oklahoma-govs-daughter-woman-
headdress-beautiful-thing-153915
When Friends Disagree: Debate over Native American Mascot
http://www.houstonpublicmedia.org/news/inside-the-classroom-when-friends-disagree

Author:
Christina Bain, Ph.D.
Department of Art and Art History
College of Fine Arts
The University of Texas at Austin

Case Study – Christina Fallin: “Appropriate Culturation” - Page 2 of 2


High Stakes Testing

Since the enactment of the No Child Left Behind Act of 2001 (NCLB), some parents, teachers,
and administrators have taken their own stand against something that they believe is harmful for
public education and American children: high stakes testing. Under NCLB, every child in the U.S. must
achieve proficiency in reading and math. While each state can determine its own level of proficiency, a
child’s ability to advance to the next grade level, and even graduate from high school, hinges on
passing a standardized test. Across the U.S., children in minority communities have been more likely
not to receive a diploma due to low-test scores on mandated exams.

Assessment has many benefits. Advocates of large-scale assessments claim that it is an


objective and fair measure of student achievement. Results show how students, or groups of students,
measure up against one another and broader standards. Ideally, all children throughout the country
will receive an equal education, and testing can help educators target where instructional
improvements are necessary. Sonja Brookins Santelises, Vice President of K-12 Policy and Practice for
the Education Trust, acknowledges that there is too much rote test preparation, but argues that we
must work together to reduce the achievement gap among student populations. The founder of
nonprofit organization StudentsFirst and former Chancellor of D.C. Public Schools, Michelle Rhee, also
sees standardized testing as a means to reduce this gap. She states, “It’s not inconceivable for a
student to be receiving all A’s and B’s on her report card but still be stuck far behind her peers in other
districts and states across the country. And without standardized testing, that child’s parents, teachers
and principal would have no idea.”

Opponents, however, firmly believe that high stakes testing is problematic and even ruinous to
our educational system. There is no research to corroborate that standardized testing, a multi-billion
dollar industry controlled by three large U.S. corporations, is effective. Teachers complain that they are
forced to “teach to the test,” leaving little or no time for subjects that are not tested, such as art, social
studies, and science. Parent and former teacher Edy Chamness founded a Facebook group in 2011 to
rally parents in her community to protest against school
accountability and standardized testing requirements. She
also kept her son out of school on testing days. Other parents,
including Maeve Siano of Celina, Texas, similarly felt that the
preparation and stress associated with testing were more
likely to damage her son than help him. Celina Superintendent
Donny O’Dell stated, “Our country was basically founded on
rebellion, so to speak. So I don’t hold that against any of these
parents, but we as educators have to do what we have to do…and we need some form of
accountability.”

Discussion Questions:

Case Study – High Stakes Testing - Page 1 of 2


1. What is your view on the No Child Left Behind Act of 2001? What is your view on standardized
testing in particular?
2. If you were a teacher or administrator who disagreed with standardized testing, but would be
at risk of losing your job if you acted on your beliefs, what would you do?
3. Many detractors of standardized testing argue that it is ruining education and is a detriment to
our children. Did Edy Chamness demonstrate moral action by opting her child out of testing?
How so or how not?
4. Many supporters of standardized testing argue that education needs some form of
accountability, without which we would be failing our children. Do you think districts that
enforce standardized testing are demonstrating moral action? Why or why not?
5. Whose responsibility is it to determine what students should learn and how they should be
assessed? Defend your position.

Resources:

Testing, Assessment, and Excellence


http://www.pbs.org/wgbh/pages/frontline/shows/schools/testing/merrow.html
Is the Use of Standardized Tests Improving Education in America?
http://standardizedtests.procon.org/
High Stakes Testing
http://www.education.com/reference/article/high-stakes-testing1/
Crash Test
http://www.texasmonthly.com/story/crash-test/
Standardized test backlash: More parents pull kids from exams as protest
http://www.csmonitor.com/USA/Education/2015/0430/Standardized-test-backlash-More-parents-
pull-kids-from-exams-as-protest
Testing the Limits: A Texas Mother’s Radical Revolt Against Standardized Tests
http://www.texasobserver.org/mother-against-standardized-testing/
Michelle Rhee: Opting out of standardized tests? Wrong answer.
https://www.washingtonpost.com/opinions/michelle-rhee-opting-out-of-standardized-tests-wrong-
answer/2014/04/04/37a6e6a8-b8f9-11e3-96ae-f2c36d2b1245_story.html

Author:
Christina Bain, Ph.D.
Department of Art and Art History
College of Fine Arts
The University of Texas at Austin

Case Study – High Stakes Testing - Page 2 of 2



The CIA Leak

In 2002, the Central Intelligence Agency (CIA) asked Joseph Wilson, U.S. diplomat and husband of CIA
agent Valerie Plame, to investigate allegations that Saddam Hussein purchased yellowcake uranium in
Niger. Wilson traveled to Niger and found no evidence of this. Nonetheless, during the 2003 State of
the Union Address, President George W. Bush stated, “The British government has learned that
Saddam Hussein recently sought significant quantities of uranium from Africa.” On July 6, 2003, Wilson
rebutted this statement in an editorial for The New York Times. One week later, journalist Robert
Novak published an op-ed in The Washington Post criticizing Wilson and releasing information
identifying Plame as a CIA agent. Another journalist, Matthew Cooper, wrote in Time Magazine that
government officials informed him that Wilson’s wife was employed by the CIA. Plame was a classified
covert agent and her actual employment was not public knowledge. Her employer, Brewster Jennings,
was thus unmasked as a CIA front company and their employees worldwide were put at risk.

The CIA asked the Department of Justice to investigate the leak. Bush stated if a leak occurred from his
administration “and if the person violated the law, the person will be taken care of.” He later said, “If
someone committed a crime, they will no longer work in my administration.” A special counsel
examined the legal violations and a grand jury summoned the journalists involved, as well as various
members of the Bush administration, with a focus on presidential aide Karl Rove and Scooter Libby,
Chief of Staff for Vice President Dick Cheney.

Cooper claimed Rove told him Plame’s name and employment, while Rove contended he only learned
of her name from journalists. Evidence suggested Cheney might have informed Libby. Eventually, the
source was revealed as Richard Armitage, Deputy Secretary of State at the time. Armitage was
ultimately not charged because no evidence existed to prove he was aware Plame’s employment was
covert, and thus, illegal to disclose.

The only person charged over the leak was Libby. He was indicted on two counts of perjury, two counts
of making false statements, and one count of obstruction of justice. These charges all stemmed from
testimony he gave during the investigation, not the initial disclosure of information. He resigned from
his position, and was later fined and sentenced to
thirty months in federal prison. President Bush
commuted the prison time, but left the fines intact.
Cheney aggressively sought a full pardon for Libby
and was reportedly very upset with Bush for
refusing to grant it. Bush publicly stated he
respected the jury’s verdict, but Cheney felt Libby
did nothing inappropriate.

Case Study – The CIA Leak - Page 1 of 4



Wilson and Plame eventually filed a civil lawsuit against Rove, Libby, Cheney, and Armitage for their
role in disclosing her identity. The lawsuit was dismissed, and the U.S. Supreme Court refused to hear
the dismissal on appeal.

In 2018, President Donald Trump pardoned Libby, stating, “I don’t know Mr. Libby, but for years I have
heard that he has been treated unfairly. Hopefully, this full pardon will help rectify a very sad portion
of his life.” Cheney responded to the pardon, stating, “He is innocent, and he and his family have
suffered for years because of his wrongful conviction. I am grateful today that President Trump righted
this wrong.”

Plame saw the pardon as a dangerous precedent that could further endanger the safety of covert
operatives and the operations of the CIA. In an op-ed, Plame wrote, “The pardon power of the
president cannot be challenged constitutionally; it should be wielded with enormous diligence and
prudence. In granting his pardon to Scooter Libby, Donald Trump seems to have avoided the careful
process of review within the Justice Department that has been established to consider pardons,”
continuing, “Our national security is at serious risk when there is daylight and distrust between the
president and the CIA.”

Discussion Questions

1. Which person involved in this complex case do you think was most subject to bounded
ethicality? Why?
2. How do the situational factors of this case pose challenges for those involved to act ethically?
3. How were the actions of Bush, Cheney, and Libby subject to bounded ethicality? In this case,
what organizational pressures or psychological factors may have influenced each of their
decisions? Explain.
4. President Bush was caught between the interests of Cheney, Rove, and Libby on the one hand,
and Plame, Wilson, and the CIA on the other. Do you think President Bush’s actions were
ethically ideal? Why or why not?
5. If you were in President Bush’s position, how would you have handled this situation? Explain
how your resolution would minimize harm to those involved.
6. Do you think it was ethically permissible to pardon Libby? Why or why not?
7. Does Libby’s pardoning, as Plame suggested, cause further harm? If so, to whom or what?
Explain.

Case Study – The CIA Leak - Page 2 of 4



Resources:
Fair game: my life as a spy, my betrayal by the White House
http://www.worldcat.org/title/fair-game/oclc/180205046

The politics of truth: inside the lies that led to war and betrayed my wife’s CIA identity: a diplomat's
memoir
http://www.worldcat.org/title/politics-of-truth-inside-the-lies-that-led-to-war-and-betrayed-my-wifes-
cia-identity-a-diplomats-memoir/oclc/54966142

Key Players in the Valerie Plame Affair
http://www.washingtonpost.com/wp-srv/politics/special/plame/Plame_KeyPlayers.html

2003 State of the Union Address
http://www.c-span.org/video/?174799-2/2003-state-union-address

What I Didn’t Find in Africa
http://www.nytimes.com/2003/07/06/opinion/what-i-didn-t-find-in-africa.html

Mission to Niger
http://www.washingtonpost.com/wp-dyn/content/article/2005/10/20/AR2005102000874.html

A War on Wilson?
http://content.time.com/time/nation/article/0,8599,465270,00.html

Bush Raises Threshold for Firing Aides In Leak Probe
http://www.washingtonpost.com/wp-dyn/content/article/2005/07/18/AR2005071800157.html

Reporter Says He First Learned of C.I.A. Operative From Rove
http://www.nytimes.com/2005/07/18/politics/reporter-says-he-first-learned-of-cia-operative-from-
rove.html

Trump issues pardon to ‘Scooter’ Libby, former chief of staff to Vice President Cheney
https://www.washingtonpost.com/politics/trump-issues-pardon-to-scooter-libby-former-chief-of-staff-
to-vice-president-cheney/2018/04/13/dfa4039a-3f2d-11e8-8d53-eba0ed2371cc_story.html

I was outed as a CIA officer. But pardoning Scooter Libby hurts all of us.
https://www.washingtonpost.com/news/posteverything/wp/2018/04/18/i-was-outed-as-a-cia-covert-
ops-officer-why-it-matters-that-trump-pardoned-scooter-libby/

Case Study – The CIA Leak - Page 3 of 4



Author:

Shannon O’Brien, Ph.D.


Department of Government
College of Liberal Arts
The University of Texas at Austin

Case Study – The CIA Leak - Page 4 of 4


Healthcare Obligations: Personal vs. Institutional

In a typical year in the United States, the public is urged to get flu shots as a means of protection
against influenza. A report published by an influenza expert at the British Columbia Centre for Disease
Control found that the 2014-2015 rate of effectiveness for flu shots was 23% in the U.S., and that the
shots offered no significant protection in Canada. A related finding published by researchers at the
National Institutes of Health documented that, although the percentage of seniors who received flu
shots in recent decades rose from 15% to 65%, the deaths caused by influenza among the elderly
continued to climb during this period. These researchers concluded “either the vaccine failed to
protect the elderly against mortality… and/or the vaccination efforts did not adequately target the
frailest elderly.”

More recent research has tried to develop a method to assess in advance whether a given flu vaccine
would have any protection benefit. A report published in 2016 in the journal Nature Immunology used
a blood assay and identified a correlation between persons with a certain pattern of gene expression
and the likelihood that such persons would experience adverse events after receiving a flu vaccine. If
this assay could be made economical, and included in blood tests typically done in annual physicals, it
could reduce the number of suits filed with the federal Vaccine Injury Compensation Program. With
these reports in mind, consider the following case:

Dr. Jones works in a hospital and she recently became aware of all the above reports. She belongs to
the American Medical Association (AMA), which strongly recommends that everyone receive flu shots
each year. Moreover, her hospital recently informed her that she herself must take annual flu shots or
risk termination of her hospital privileges or employment. Dr. Jones, however, is aware of the AMA
Code of Ethics, which states that patients have a right of self-decision regarding their health care, and
that this right can only be effectively exercised “if the patient possesses enough information to enable
an informed choice.” She feels a moral obligation to inform her senior patients that she has
reservations about the efficacy of flu shots for their age group and why.

Since the AMA and the Centers for Disease Control and Prevention are strong proponents of annual flu
shots, if Dr. Jones gives contrary advice to her patients, this could jeopardize her standing with the
AMA, in addition to her employment at her hospital. Furthermore, her hospital administrator and
other health officials are concerned that if doctors advise patients about the relative ineffectiveness of,
and potential injury from, flu vaccines, this could feed public doubts about the efficacy or safety of
other vaccines. Such doubts could increase public opposition
to new state laws that aim to promote “herd immunity” by
mandating certain vaccinations.

While the case of Dr. Jones is based on the actual experiences


of a medical doctor, her name and identifying details have
been changed. This case study reflects the key ethical
dilemmas the doctor faced.

Case Study – Healthcare Obligations: Personal vs. Institutional - Page 1 of 3


Discussion Questions:

1. Do you think Dr. Jones should discuss her reservations about flu vaccines with her senior
patients? Why or why not?

2. Do you think Dr. Jones has a greater moral obligation to her family to protect her job security or
to the recommendations of the AMA Code of Ethics, which encourage physicians to help
patients exercise their “right of self-decision” by providing them with enough information to
enable an informed choice? Explain your reasoning.

3. Even if flu shots provide protection less than one fourth of the time, is it ethically permissible
for Dr. Jones to decide that protection for some patients is better than none? And, on that
basis, decide not to discuss the potential benefits and harms of flu shots with her patients?
Explain.

4. Do you think the AMA should promote open discussions about the efficacy of flu vaccines and
support the development of blood tests that could predict that efficacy? Why or why not?
What are the potential outcomes?

5. Both the AMA Code of Ethics and the World Health Organization endorse the primary “right of
self-decision” of all patients regarding their health care. However, to foster “herd immunity,”
the bill SB 277 was recently passed in the state of California, mandating multiple doses of
vaccinations for all students entering kindergarten. Do you think there is a way to reconcile
these two opposing ethical goals? Explain.

Resources:

Mandated Influenza Vaccines and Health Care Workers’ Autonomy


http://journalofethics.ama-assn.org/2010/09/ccas2-1009.html

Impact of Influenza Vaccination on Seasonal Mortality in the US Elderly Population


http://www.worldcat.org/title/impact-of-influenza-vaccination-on-seasonal-mortality-in-the-us-
elderly-population/oclc/110760362

Adjuvanted influenza-H1N1 vaccination reveals lymphoid signatures of age-dependent early responses


and of clinical adverse events
http://www.nature.com/ni/journal/v17/n2/full/ni.3328.html

H1N1 viral proteome peptide microarray predicts individuals at risk for H1N1 infection and segregates
infection versus Pandemrix vaccination
http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4479535/pdf/imm0145-0357.pdf

Case Study – Healthcare Obligations: Personal vs. Institutional - Page 2 of 3


Vaccines for preventing influenza in healthy children
http://onlinelibrary.wiley.com/doi/10.1002/14651858.CD004879.pub4/abstract

Vaccines to prevent influenza in healthy adults


http://onlinelibrary.wiley.com/doi/10.1002/14651858.CD001269.pub5/abstract

AMA Code of Medical Ethics


http://www.ama-assn.org/ama/pub/physician-resources/medical-ethics/code-medical-
ethics/opinion808.page

National Vaccine Injury Compensation Program


http://www.hrsa.gov/vaccinecompensation/index.html

California Vaccination Bill SB 277 Signed By Governor, Becomes Law


http://www.forbes.com/sites/tarahaelle/2015/06/30/california-vaccination-bill-sb-277-signed-by-
governor-becomes-law/

How cognitive biases contribute to people refusing the flu vaccine


http://arstechnica.com/science/2016/05/how-cognitive-biases-contribute-to-people-refusing-the-flu-
vaccine/

Author:
Stanley Roux, Ph.D.
Department of Molecular Biosciences
College of Natural Sciences
The University of Texas at Austin

Case Study – Healthcare Obligations: Personal vs. Institutional - Page 3 of 3


Cheney v. U.S. District Court

On June 24, 2004, the United States Supreme Court decided the case of Cheney v. U.S. District
Court. Believing that U.S. Vice President Dick Cheney’s handling of an energy task force violated
the Federal Advisory Committee Act, and suspecting undue influence in governmental
deliberations by the energy industry, two environmental groups—the Sierra Club and Judicial
Watch—sued to discover official documents relating to the meetings. Cheney and other
government defendants moved to dismiss the lawsuit, but the federal district court in Washington
D.C. ordered defendants to produce information about the task force. Defendants appealed, and
the Circuit Court also held that they had to turn over the information. Defendants appealed again
to the Supreme Court. A majority of the Supreme Court, for largely procedural reasons, held that
the Circuit Court should reconsider the appeal in light of new legal guidelines that the Supreme
Court set out. Dissenters argued that the lower courts had ruled correctly, and the cas e should be
returned to the District Court where it could go forward. Justice Antonin Scalia voted with the
majority, but also said that he favored dismissing the case and ruling for Cheney and the other
defendants. Justice Scalia also filed a statement explaining why he was refusing requests that he
recuse himself from the case.

Justice Scalia’s opinion in favor of Cheney was controversial. While the case against Cheney was
pending, Scalia had taken a widely publicized duck hunting trip with defendant Cheney and others.
Federal law states that “any justice or judge shall disqualify himself in any proceeding in which his
impartiality might be questioned.” Critics of Justice Scalia thought it reasonable to question his
impartiality. Stephen Gillers, a New York University law professor and expert on legal ethics, noted,
“A judge may have a friendship with a lawyer, and that’s fine. But if the lawyer has a case before
the judge, they don’t socialize until it’s over. That shows a proper respect for maintain ing the
public’s confidence in the integrity of the process.”

Defenders of Justice Scalia argued that these criticisms were politically motivated by people
who wished that Scalia not be able to vote in the case. They said it is common for justices to be
friends with political actors who might be involved in cases coming before the Court. Defending his
actions, Scalia stated, “Social contacts with high-level executive officials…have never been thought
improper for judges who may have before them cases in
which those people are involved… For example, Supreme
Court Justices are regularly invited to dine at the White
House, whether or not a suit seeking to compel or prevent
certain presidential action is pending.”

Discussion Questions:

1) Do you think there is a conflict of interest in this case? Why or why not?

Case Study – Cheney vs. U.S. District Court - Page 1 of 3


2) Psychological studies indicate that people have an easy time understanding how conflicts of
interest may sway the decisions of other people, but often have great difficulty perceiving that
similar conflicts might prejudice their own decisions. Is there evidence of this in the case of Cheney
v. U.S. District Court? Briefly explain.

3) Do you think it would be easy to rule against a friend or a former employer in a high -stakes
case? Does this create a conflict of interest between a judge’s natural motivation and the duty to
render justice impartially? Why or why not?

4) What do you think would have been the most ethically defensible action for Justice Scalia to
take? Explain your reasoning.

5) What is your reaction to the following passage by professors Max Bazerman and Anne
Tenbrunsel commenting upon Justice Scalia’s opinion in this case:
“Scalia’s comments [on conflict of interest] indicate that he rejects or is unaware of the
unambiguous evidence on the psychological aspects of conflicts of interest. Even more troubling
than this lack of understanding are the Supreme Court’s rules which, like most guidelines and laws
that are intended to protect against conflicts of interest, guard only against intentional corruption.
Yet most instances of corruption, and unethical behavior in general, are unintentional, a product of
bounded ethicality and the fading of the ethical dimension of the problem.”
Do you agree with their assessment? Why or why not?

Resources:

28 U.S.C. sec. 455(a) – Disqualification of Justice, Judge, or Magistrate Judge


https://www.gpo.gov/fdsys/granule/USCODE-2011-title28/USCODE-2011-title28-partI-chap21-
sec455/content-detail.html

Cheney, Vice President of the United States, et al. v. United States District Court for the District of
Columbia, 541 U.S. 913 (2004)
https://law.resource.org/pub/us/case/reporter/US/541/541.US.913.03-475.html

Cheney, Vice President of the United States, et al. v. United States District Court for the District of
Columbia et al., 542 U.S. 367 (2004)
https://law.resource.org/pub/us/case/reporter/US/542/542.US.367.03-475.html

Justices Scalia and Kagan Duck Washington for Hunting Getaway


http://blogs.wsj.com/law/2014/12/17/justices-scalia-and-kagan-duck-washington-for-hunting-
getaway/

Was the duck hunt a conflict of interest?


http://www.csmonitor.com/2004/0213/p02s01-usju.html

Case Study – Cheney vs. U.S. District Court - Page 2 of 3


Scalia’s Explanation for Recusal Refusal is Unconvincing
http://www.jurist.org/forum/ross1.php

Trip with Cheney Puts Ethics Spotlight on Scalia


http://articles.latimes.com/2004/jan/17/nation/na-ducks17

Scalia Angrily Defends His Duck Hunt with Cheney


http://www.nytimes.com/2004/03/18/politics/scalia-angrily-defends-his-duck-hunt-with-
cheney.html

Scalia and Cheney’s outing: No ordinary duck hunt


http://usatoday30.usatoday.com/news/washington/2004-02-06-cheney-scalia_x.htm

Blind Spots: Why We Fail to Do What’s Right and What to Do About It


http://www.worldcat.org/title/blind-spots-why-we-fail-to-do-whats-right-and-what-to-do-about-
it/oclc/679940661

Conflicts of Interest: Challenges and Solutions in Business, Law, Medicine, and Public Policy
http://www.worldcat.org/title/conflicts-of-interest-challenges-and-solutions-in-business-law-
medicine-and-public-policy/oclc/939111700

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Cheney vs. U.S. District Court - Page 3 of 3


German Police Battalion 101

During the Holocaust, more than a third of Nazi Germany’s Jewish victims never boarded deportation
trains and did not die in gas chambers. Jewish men, women, and children were murdered near their
homes in surrounding fields and forests by German police forces and their local helpers. Historians
estimate that these so-called mobile killing units shot almost 2 million people during World War II.
After the war, when some of the shooters and their commanders were put on trial, they claimed that
they had to follow orders. Decades later, however, historians studying the interrogation files of one of
these police battalions made a startling discovery. Not only did many ordinary Germans participate in
the mass murder of Jews, they did so voluntarily.

In his book on one group of reserve policemen from the German city Hamburg, Ordinary Men: Reserve
Police Battalion 101 and the Final Solution in Poland, historian Christopher Browning shows that while
the men were expected to follow orders when it came to killing civilians, they could have refused to do
so. In July 1942, before their induction into the mass shooting of civilians in the small Polish town of
Józefów, their commander gave battalion members a choice. If any of the men were “not up to the
task,” they would be assigned to do “other duties,” such as guarding or transportation. When given the
opportunity to opt out, only a very small number of men did. Even though this option remained in the
months that followed, the majority of reserve policemen chose to kill—to do the “dirty work” even if
just for a short time before being relieved of duty—rather than separate themselves from their unit by
refusing to murder civilians.

Most of these ordinary, middle-aged German men became willing, although not enthusiastic, killers. A
small minority consistently excused themselves from the task at hand. Those that killed, Browning
argues, did so because of “the pressure for conformity—the
basic identification of men in uniform with their comrades and
the strong urge not to separate themselves from the group by
stepping out… [The] act of stepping out…meant leaving one’s
comrades and admitting that one was ‘too weak’ or ‘cowardly’.”

Discussion Questions:

1. Why do you think ordinary men would become willing killers? What was the role of conformity
bias in the situation described above? Explain.

2. Although conformity bias refers to our own tendency to take behavioral cues from the actions
of others around us, in what ways do you think conformity was actively encouraged by the
political climate or police forces leading the volunteers? Explain.

3. In hindsight, it is clear to see the wrongdoing of the actions of the men of Reserve Police
Battalion 101. But given the number of men who willingly killed their Jewish neighbors, the
decision to opt out may have been more complicated than simply being “not up to the task.”
Case Study – German Police Battalion 101 - Page 1 of 2
Beyond conformity bias, what other cognitive biases or situational pressures may have
contributed to these men’s decision to kill? Explain. How do you think the men could have
made different choices?

4. Do you think this dynamic is specific to a militarized culture? Why or why not? In what other
contexts do you think conformity bias could play a significant role in shaping people’s behavior?
Explain.

5. Can you think of examples in other parts of the world or historical periods in which conformity
bias may have played a similar role in causing harm on a wide scale? Explain.

6. This case study illustrates an extreme example of the negative effects of conformity bias. On a
more routine basis in your own life, in what situations do you think you might encounter
conformity bias? Explain. Do you think our tendency to conform could ever produce positive
effects? Why or why not?

Resources:

Ordinary Men: Reserve Police Battalion 101 and the Final Solution in Poland
http://www.worldcat.org/title/ordinary-men-reserve-police-battalion-101-and-the-final-solution-in-
poland/oclc/24010495

The Lucifer Effect: Understanding How Good People Turn Evil


http://www.worldcat.org/title/lucifer-effect-understanding-how-good-people-turn-evil/oclc/70839827

Author:
Tatjana Lichtenstein, Ph.D.
Department of History
College of Liberal Arts
The University of Texas at Austin

Case Study – German Police Battalion 101 - Page 2 of 2


Krogh & the Watergate Scandal

Egil “Bud” Krogh was a young lawyer who worked for the Nixon administration in the late 1960s and
early 1970s as deputy assistant to the president. Military analyst Daniel Ellsberg leaked the “Pentagon
Papers,” which contained sensitive information regarding the United States’ progress in the Vietnam
War. President Nixon himself tasked Krogh with stopping leaks of top-secret information. And Nixon’s
Assistant for Domestic Affairs, John Ehrlichman, instructed Krogh to investigate and discredit Ellsberg,
telling Krogh that the leak was damaging to national security.

Krogh and another staffer assembled a covert team that became known as the “plumbers” (to stop
leaks), which was broadly supervised by Ehrlichman. In September 1971, the plumbers’ first break-in
was at the office of Ellsberg’s psychiatrist; they were looking for documents that would discredit
Ellsberg based on mental health. Reflecting on the meeting in which the break-in was proposed and
approved, Krogh later wrote, “I listened intently. At no time did I or anyone else there question
whether the operation was necessary, legal or moral. Convinced that we were responding legitimately
to a national security crisis, we focused instead on the operational details: who would do what, when
and where.”

The break-in, which was illegal, was also unproductive. Nothing was found to discredit Ellsberg.
Importantly, the ties between this break-in and Nixon were much more direct and easy to establish
than the ties between Nixon and the Watergate break-in. Krogh later pled guilty to his role in the
break-in and was sentenced to two-to-six years in prison. At his sentencing, Krogh explained that
national security is “subject to a wide range of definitions, a factor that makes all the more essential a
painstaking approach to the definition of national security in any given instance.” Judge Gesell,
sentencing Krogh to serve six months in prison and remain on unsupervised probation for another two
years, said, “In acknowledging your guilt, you have made no effort, as you very well might have, to
place the primary blame on others who initiated and who approved the undertaking. A wholly
improper, illegal task was assigned to you by higher authority and you carried it out because of a
combination of loyalty and I believe a degree of vanity, thereby compromising your obligations as a
lawyer and a public servant.”

Krogh, who cooperated with the Watergate prosecutors and never bargained for leniency, served only
four-and-a-half months of his sentence. The Washington State Supreme Court disbarred Krogh in 1975,
although he successfully petitioned to be reinstated in 1980 and became partner in the Seattle law firm
Krogh & Leonard. Krogh has spent much of the past 45 years
supporting legal ethics education and writing and lecturing on the
topic of integrity. Writing for The New York Times in 2007, he
stated, “I finally realized that what had gone wrong in the Nixon
White House was a meltdown in personal integrity. Without it, we
failed to understand the constitutional limits on presidential
power and comply with statutory law.”

Case Study – Krogh & the Watergate Scandal - Page 1 of 3


Discussion Questions:

1. How was ethical fading a part of Egil Krogh’s eventual journey to prison? Explain.

2. At the time the decision was made, what factors caused the morality of the decision to break
into the office of Ellsberg’s psychiatrist to fade from view?

3. Krogh has said that he went into his White House job “with tremendous enthusiasm and
commitment—almost to a fault.” Do you think this is reflective of his actions in the Nixon
administration? Why or why not?

4. In what ways did authority figures affect Krogh’s actions? Explain.

5. How might one guard against ethical fading in a high-pressure work environment?

6. Krogh believes that the Bush administration’s policies and practices regarding torture during
the Iraq War reflect the same types of decision-making errors that he was guilty of regarding
the plumbers’ operations. Do you agree? Why or why not?

Resources

Blindspot: Hidden Biases of Good People


http://www.worldcat.org/title/blindspot-hidden-biases-of-good-people/oclc/687655333

Blind Spots: Why We Fail to Do What’s Right and What to Do About It


http://www.worldcat.org/title/blind-spots-why-we-fail-to-do-whats-right-and-what-to-do-about-
it/oclc/679940661

The Whole Truth: The Watergate Conspiracy


http://www.worldcat.org/title/whole-truth-the-watergate-conspiracy/oclc/6223134

Sidetracked: Why Our Decisions Get Derailed, and How We Can Stick to the Plan
http://www.worldcat.org/title/sidetracked-why-our-decisions-get-derailed-and-how-we-can-stick-to-
the-plan/oclc/807028907

Willful Blindness: Why We Ignore the Obvious at Our Peril


http://www.worldcat.org/title/willful-blindness-why-we-ignore-the-obvious-at-our-
peril/oclc/639161268

The Break-In That History Forgot


http://www.nytimes.com/2007/06/30/opinion/30krogh.html

Case Study – Krogh & the Watergate Scandal - Page 2 of 3


Integrity: Good People, Bad Choices, and Life Lessons from the White House
http://www.worldcat.org/title/integrity-good-people-bad-choices-and-life-lessons-from-the-white-
house/oclc/141852377

Egil Krogh’s Lessons Learned


http://www.lawandpolitics.com/washington/Egil-Kroghs-Lessons-Learned/0ca80bdc-6a6f-102a-ab50-
000e0c6dcf76.html

Nightmare: The Underside of the Nixon Years


http://www.worldcat.org/title/nightmare-the-underside-of-the-nixon-years/oclc/1676387

Being Nixon: A Man Divided


http://www.worldcat.org/title/being-nixon-a-man-divided/oclc/904756092

One Man Against the World: The Tragedy of Richard Nixon


http://www.worldcat.org/title/one-man-against-the-world-the-tragedy-of-richard-
nixon/oclc/906798379

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Krogh & the Watergate Scandal - Page 3 of 3


Apple Suppliers & Labor Practices

With its highly coveted line of consumer electronics, Apple has a cult following among loyal consumers.
During the 2014 holiday season, 74.5 million iPhones were sold. Demand like this meant that Apple
was in line to make over $52 billion in profits in 2015, the largest annual profit ever generated from a
company’s operations. Despite its consistent financial performance year over year, Apple’s robust
profit margin hides a more complicated set of business ethics. Similar to many products sold in the
U.S., Apple does not manufacture most its goods domestically. Most of the component sourcing and
factory production is done overseas in conditions that critics have argued are dangerous to workers
and harmful to the environment.

For example, tin is a major component in Apple’s products and much of it is sourced in Indonesia.
Although there are mines that source tin ethically, there are also many that do not. One study found
workers—many of them children—working in unsafe conditions, digging tin out by hand in mines
prone to landslides that could bury workers alive. About 70% of the tin used in electronic devices such
as smartphones and tablets comes from these more dangerous, small-scale mines. An investigation by
the BBC revealed how perilous these working conditions can be. In interviews with miners, a 12-year-
old working at the bottom of a 70-foot cliff of sand said: “I worry about landslides. The earth slipping
from up there to the bottom. It could happen.”

Apple defends its practices by saying it only has so much control over monitoring and regulating its
component sources. The company justifies its sourcing practices by saying that it is a complex process,
with tens of thousands of miners selling tin, many of them through middle-men. In a statement to the
BBC, Apple said “the simplest course of action would be for Apple to unilaterally refuse any tin from
Indonesian mines. That would be easy for us to do and would certainly shield us from criticism. But
that would also be the lazy and cowardly path, since it would do nothing to improve the situation. We
have chosen to stay engaged and attempt to drive changes on the ground.”

In an effort for greater transparency, Apple has released annual reports detailing their work with
suppliers and labor practices. While more recent investigations have shown some improvements to
suppliers’ working conditions, Apple continues to face criticism as consumer demand for iPhones and
other products continues to grow.

Case Study – Apple Suppliers & Labor Practices- Page 1 of 2


Discussion Questions:

1. Do you think Apple should be responsible for ethical lapses made by individuals further down its
supply chain? Why or why not?

2. Should Apple continue to work with the suppliers in an effort to change practices, or should they
stop working with every supplier, even the conscientious ones, to make sure no “bad apples” are
getting through? Explain your reasoning.

3. Do you think consumers should be expected to take into account the ethical track record of
companies when making purchases? Why or why not?

4. Can you think of other products or brands that rely on ethically questionable business practices?
Do you think consumers are turned off by their track record or are they largely indifferent to it?
Explain.

5. Would knowing that a product was produced under ethically questionable conditions affect your
decision to purchase it? Explain with examples.

6. If you were part of a third-party regulating body, how would you deal with ethically questionable
business practices of multinational corporations like Apple? Would you feel obligated to do
something, or do you think the solution rests with the companies themselves? Explain your
reasoning.

Resources:
Apple ‘failing to protect Chinese factory workers’
http://www.bbc.com/news/business-30532463
How Apple could make a $53 billion profit this year
http://money.cnn.com/2015/07/17/technology/apple-earnings-2015/
Global Apple iPhone sales from 3rd quarter 2007 to 2nd quarter 2016 (in million units)
http://www.statista.com/statistics/263401/global-apple-iphone-sales-since-3rd-quarter-2007/
Despite successes, labor violations still haunt Apple
http://www.theverge.com/2015/2/12/8024895/apple-slave-labor-working-conditions-2015
Reports – Supplier Responsibility – Apple
https://www.apple.com/supplier-responsibility/progress-report/

Author:
Lucy Atkinson, Ph.D.
Stan Richards School of Advertising & Public Relations
Moody College of Communication
The University of Texas at Austin

Case Study – Apple Suppliers & Labor Practices- Page 2 of 2


Dennis Kozlowski: Living Large

Dennis Kozlowski came from modest circumstances. He began his career at Tyco International in 1975
as an auditor, and worked his way up the corporate ladder to become CEO in 1992. Kozlowski gained
notoriety as CEO for the rapid growth and success of the company, as well as his extravagant lifestyle.
He left the company in 2002 amid controversy surrounding his compensation and personal spending.
In 2005, Kozlowski was convicted of crimes in relation to alleged unauthorized bonuses of $81 million,
in addition to other large purchases and investments.

As CEO, Kozlowski was lauded for his risk-taking and the immense growth of the company. He
launched a series of strategic mergers and acquisitions, rapidly building up the size of Tyco. During his
first six years as CEO, he secured 88 deals worth over $15 billion. Strong growth was bolstered by a
booming economy, and Tyco’s stock price soared as the company consistently beat Wall Street’s
expectations. However, when the economy slowed, the company began to struggle.

Allegedly, Tyco paid for Kozlowski’s $30 million New York apartment, as well as personal gifts and
parties, including $1 million of a $2 million birthday party for his wife. After Kozlowski paid a $20
million finding fee to a board member without proper approval, and paintings invoiced for Tyco offices
ended up in Kozlowski’s apartment (among other irregularities), Kozlowski was criminally charged with
looting more than $600 million of assets from Tyco and its shareholders.

While many questioned his lifestyle, others questioned the trial and conviction. Commenting on the
case, civil rights lawyer Dan Ackman wrote, “It’s fair to say that Kozlowski…abused many corporate
prerogatives… Still, the larceny charges at the heart of the case did
not depend on whether the defendants took the money—they
did—but whether they were authorized to take it.” Kozlowski
asserted his innocence of the charges, stating, “There was no
criminal intent here. Nothing was hidden. There were no shredded
documents. All the information the prosecutors got was directly off
the books and records of the company.”

Discussion Questions:

1) Do you think Dennis Kozlowski was an effective leader for Tyco International? Were his actions
ethically permissible? Why or why not?

2) As CEO of a major company, how might entitlement bias have affected Kozlowski’s behavior?

3) What rationalizations do you think Kozlowski might have used to justify his behavior in his own
mind?

Case Study – Dennis Kozlowski: Living Large - Page 1 of 2


4) If you were in Kozlowski’s position, how do you think your actions would affect the behavior of
your employees? Why?

5) Can you think of any other examples of leaders who have abused the power of their position?
What similarities and differences do you see between them and Kozlowski?

Resources:

Testosterone Inc.: Tales of CEOs Gone Wild


http://www.worldcat.org/title/testosterone-inc-tales-of-ceos-gone-wild/oclc/54503986
Deal-a-Month Dennis
http://www.forbes.com/forbes/1998/0615/6112066a.html
Tyco’s ‘Piggy,’ Out of Prison and Living Small
http://www.nytimes.com/2015/03/02/business/dealbook/dennis-kozlowskis-path-from-infamy-to-
obscurity.html
What Happens after You Serve Your White-Collar Prison Sentence?
http://www.vanityfair.com/news/2015/03/dennis-kozlowski-life-after-prison
Dennis Kozlowski Was Not a Thief
https://hbr.org/2014/01/dennis-kozlowski-was-not-a-thief/
Taking Down the Lion: The Triumphant Rise and Tragic Fall of Tyco’s Dennis Kozlowski
http://www.worldcat.org/title/taking-down-the-lion-the-triumphant-rise-and-tragic-fall-of-tycos-
dennis-kozlowski/oclc/852658404
Dennis Kozlowski: Prisoner 05A4820
http://www.cbsnews.com/news/dennis-kozlowski-prisoner-05a4820/
Tyco Trial II: Verdict First, Law Second
http://www.forbes.com/home/business/2005/06/17/kozlowski-tyco-verdict-
cx_da_0617tycoverdict.html

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Dennis Kozlowski: Living Large - Page 2 of 2


The Costco Model

Costco is often cited as one of the world’s most ethical companies. It has been called a “testimony to
ethical capitalism” in large part due to its company practices and treatment of employees. Costco
maintains a company code of ethics which states, “The continued success of our company depends on
how well each of Costco’s employees adheres to the high standards mandated by our Code of Ethics…
By always choosing to do the right thing, you will build your own self-esteem, increase your chances for
success and make Costco more successful, too.”

In debates over minimum wage in the United States, many commentators see Costco as an example of
how higher wages can yield greater company success, often pointing to competitors such as Walmart
and Target as examples that fall short in providing for their employees. Other commentators do not
see Costco’s model as being easily replicable for different types of businesses, citing wages as only one
of many factors to consider in companies’ best practices.

Costco tends to pay around 40% more and provides more comprehensive health and retirement
benefits than Walmart and Target, saving large amounts in employee turnover costs. The company
resists layoffs, invests in training its employees, and grants them substantial autonomy to solve
problems. U.S. Secretary of Labor Thomas Perez stated, “And the remarkable loyalty that [employees]
have to [Costco cofounder Jim Sinegal] is a function of the fact that he categorically rejects the notion
that, ‘I either take care of my shareholders or my workers.’ That is a false choice.”

While few disagree with the benefits of fair treatment of employees, some commentators credit the
success of Costco to its broader business model that favors higher productivity, not employee
satisfaction. Columnist and economist Megan McArdle explains, “A typical Costco store has around
4,000 SKUs [stock keeping units], most of which are stacked on pallets so that you can be your own
stockboy. A Walmart has 140,000 SKUs, which have to be tediously sorted, replaced on shelves,
reordered, delivered, and so forth. People tend to radically underestimate the costs imposed by
complexity, because the management problems do not simply add up; they multiply.” Furthermore,
McArdle notes that Costco mainly serves as a grocer rather than department store and caters to a
generally affluent customer base in suburban areas.

Case Study - Negotiating Bankruptcy - Page 1 of 3


Discussion Questions:

1. How does Costco, as described, match up to the “best practices” explained in the video? Where
does Costco fall short? Where does Costco succeed?

2. Walmart pays its employees substantially less than does Costco, even though the two
companies often compete head-to-head. How can Costco stay in business when it pays up to
40% more to its employees than its direct competitors?

3. What do you think are the most important practices for a retail company to pursue to foster an
ethical environment for workers and consumers? Why?

4. A stock analyst criticized Costco, saying: “Costco continues to be a company that is better at
serving the club member and employee than the shareholder.” Do you think this a fair critique?
Why or why not?

5. Another analyst complained that Jim Sinegal “has been too benevolent. He’s right that a happy
employee is a productive long-term employee, but he could force employees to pick up a little
more of the burden.” Again, do you think this a fair criticism? Why or why not?

6. Is a company that does not follow the Costco model a “bad” company? Explain.

Resources:

Unselfishness: The World’s Most Ethical Company & Why Collaboration Works
http://www.rohitbhargava.com/2012/05/unselfishness-the-worlds-most-ethical-company-why-
collaboration-works.html

How Costco Became the Anti-Wal-Mart


http://www.nytimes.com/2005/07/17/business/yourmoney/how-costco-became-the-
antiwalmart.html

Connecting the Dots Between Leadership, Ethics and Corporate Culture


http://iveybusinessjournal.com/publication/connecting-the-dots-between-leadership-ethics-and-
corporate-culture/

Why Be an Ethical Company? They’re Stronger and Last Longer


http://www.bloomberg.com/news/articles/2009-08-17/why-be-an-ethical-company-theyre-stronger-
and-last-longer

Labor Secretary Thomas Perez Says More Employers Need To Follow Costco’s Example
http://www.huffingtonpost.com/2013/10/29/thomas-perez-costco-minimum-wage_n_4174249.html

Case Study - Negotiating Bankruptcy - Page 2 of 3


Costco’s Profit Soars To $537 Million Just Days After CEO Endorses Minimum Wage Increase
http://www.huffingtonpost.com/2013/03/12/costco-profit_n_2859250.html

Why Can’t Walmart Be More Like Costco?


http://www.thedailybeast.com/articles/2012/11/26/why-can-t-walmart-be-more-like-costco.html

Why Costco and Other Warehouse Club Retailers Matter


http://www.lek.com/sites/default/files/lek-
why_costco_and_other_warehouse_club_retailers_matter.pdf

Ethical Leadership: A Primer on Ethical Responsibility in Management


http://www.wiley.com/college/sc/scherm/ethicsfinal.pdf

Firms of Endearment: How World-Class Companies Profit From Passion And Purpose
http://www.worldcat.org/title/firms-of-endearment-how-world-class-companies-profit-from-passion-
and-purpose/oclc/70167640

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study - Negotiating Bankruptcy - Page 3 of 3


Arctic Offshore Drilling

Offshore oil and gas reserves, primarily along coastlines in Alaska, California, Louisiana, and Texas,
account for a large proportion of the oil and gas supply in the United States. In August 2015, President
Obama authorized Royal Dutch Shell to expand drilling off Alaska’s northwest coast. His decision
brought into sharp relief the different, oftentimes competing views on the expansion of offshore
drilling.

Many proponents of offshore drilling argue that tapping into the vast amount of oil and gas reserves in
the Arctic will help shore up national security interests for the United States, bolster its economy and
workforce, and offer Americans a reliable, safe supply of oil. According to Robert Bryce, senior fellow
at the Manhattan Institute for Policy Research, there are “enormous amounts of recoverable energy
resources in the Arctic. The Department of Energy estimates them at something on the order of 400
billion barrels of oil equivalent in natural gas and oil. That’s four times the crude oil reserves of
Kuwait.” Framed this way, drilling in the Arctic presents a way for Americans to mitigate risks from
dependence on foreign oil and build the local and national economies by creating jobs and supplying
cheap oil.

A competing point of view charges that offshore oil drilling poses immense risk to the environment
while reinforcing a reliance on dirty, environmentally unfriendly sources of energy. Critics claim that
industrial activity associated with offshore drilling in the Arctic could harm native animals, including
polar bears, walruses, seals, and whales already jeopardized by climate warming and declining levels of
sea ice. Environmentalists argue that oil companies have not demonstrated the capability to clean up
an oil spill in water obstructed by ice. Furthermore, they contend, extracting oil only perpetuates a
fossil-fuel economy and will contribute dangerously to rising global temperature thereby exacerbating
climate change.

“Granting Shell the permit to drill in the Arctic was the


wrong decision, and this fight is far from over,” said
Michael Brune, executive director of the Sierra Club. “The
people will continue to call on President Obama to
protect the Arctic and our environment.”

Discussion Questions:

1. Do you find one framing of the situation more compelling than the other? Why? In what ways do
your own beliefs or opinions affect your perspective on this issue?

2. If you were in President Obama’s position, how might the different ways of framing this issue affect
your decision-making process? Is it possible to make an objective decision in the case of Arctic
drilling? How might you come to a decision that is both reasonable and ethically defensible?

Case Study – Artic Offshore Drilling - Page 1 of 2


3. Can you think of other ethical dilemmas that are unexplored or absent in these dominant,
competing frames of offshore drilling? How might these additional issues affect the decision to drill
in the Arctic?

4. Do you think there are unintended or undesirable consequences of framing Arctic drilling as an
“either-or” issue, i.e. as one that pits environmentalists against business leaders? Why or why not?

5. Can you think of an example of another contentious issue that has been framed in an “either-or”
way? What would be an ethically ideal way to resolve this issue and why?

Resources:

Obama’s Alaska controversies: Denali, oil drilling, climate change


http://www.mercurynews.com/nation-world/ci_28732579/obamas-alaska-controversies-denali-oil-
drilling-climate-change

Does allowing Arctic offshore drilling undermine Obama’s climate efforts?


http://www.pbs.org/newshour/bb/allowing-arctic-offshore-drilling-undermine-obamas-climate-
efforts/

U.S. lets Shell drill for oil off Alaska


http://www.usatoday.com/story/money/business/2015/08/17/shell-arctic-alaska/31890239/

Feds allow Shell to drill for oil in Arctic Ocean off Alaska
http://www.seattletimes.com/seattle-news/environment/feds-allow-shell-to-drill-for-oil-in-arctic-
ocean-off-alaska/

Author:
Lucy Atkinson, Ph.D.
Stan Richards School of Advertising & Public Relations
Moody College of Communication
The University of Texas at Austin

Case Study – Artic Offshore Drilling - Page 2 of 2


Selling Enron

In the late 1990s, the state of California deregulated many of its electricity markets, opening them up
to private sector energy companies. Enron Corporation had long lobbied for deregulation of such
markets and would likely have profited greatly had California’s experiment succeeded and become a
model for other states.

Enron CEO Ken Lay wrote a public statement saying that Enron “believes in conducting business affairs
in accordance with the highest ethical standards… your recognition of our ethical standards allows
Enron employees to work with you via arm’s length transactions and avoids potentially embarrassing
and unethical situations.” At the same time, Tim Belden, a key Enron employee in its energy trading
group, noticed that California’s “complex set of rules…are prone to gaming.”

According to Bethany McLean and Peter Elkind, authors of The Smartest Guys in the Room: The
Amazing Rise and Scandalous Fall of Enron, “In one scheme, Enron submitted a schedule reflecting
demand that wasn’t there… Another was a variation of the Silverpeak experiment: Enron filed
imaginary transmission schedules in order to get paid to alleviate congestion that didn’t really exist…
Get Shorty was a strategy that involved selling power and other services that Enron did not have for
use as reserves…”

Some Enron employees admitted that their schemes were “kind of squirrelly,” but used them because
they were profitable. The impact on customers was clear: electricity prices rose and rolling blackouts
occurred. Enron’s profits, however, quadrupled. An Enron lawyer later wrote that the Enron traders did
not think “they did anything wrong.” Another employee admitted, “The attitude was, ‘play by your
own rules.’ …The energy markets were new, immature,
unsupervised. We took pride in getting around the rules.”

In October 2001, Enron’s unethical and illegal business practices


became public knowledge. Enron’s stock prices plummeted, and the
company filed for bankruptcy in December 2001.

Discussion Questions:

1. How did Enron’s CEO and employees frame their business model? How did differences in their
framing affect their actions?

2. How might framing affect people’s approaches to business conduct? Explain your reasoning.

3. Can you think of other framing tactics used by different businesses? How does framing affect
the products they sell and the actions of their consumers?

4. How do you react to the following recorded conversation between two Enron employees?
What does it tell us about framing, if anything?
Case Study – Selling Enron - Page 1 of 2
Greg: “It’s all how well you can weave these lies together, Shari.
Shari: I feel like I’m being corrupted now.
Greg: No, this is marketing.
Shari: OK.”

5. The Enron scandal affected the lives of many employees who had no responsibility in Enron’s
framing tactics. If you were a new employee starting your career at Enron and you learned of
the framing tactics in this case study, what would you do? Why?

Resources:

Conspiracy of Fools: A True Story


http://www.worldcat.org/title/conspiracy-of-fools-a-true-story/oclc/57192973

Enron: The Rise and Fall


http://www.worldcat.org/title/enron-the-rise-and-fall/oclc/50549063

Sidetracked: Why Our Decisions Get Derailed, and How We Can Stick to the Plan
http://www.worldcat.org/title/sidetracked-why-our-decisions-get-derailed-and-how-we-can-stick-to-
the-plan/oclc/807028907

The Ethical Executive: Becoming Aware of the Root Causes of Unethical Behavior: 45 Psychological
Traps that Every One of Us Falls Prey To
http://www.worldcat.org/title/ethical-executive-becoming-aware-of-the-root-causes-of-unethical-
behavior-45-psychological-traps-that-every-one-of-us-falls-prey-to/oclc/225875973

Experimental Ethics: Toward an Empirical Moral Philosophy


http://www.worldcat.org/title/experimental-ethics-toward-an-empirical-moral-
philosophy/oclc/881387881
The Smartest Guys in the Room: The Amazing Rise and Scandalous Fall of Enron
http://www.worldcat.org/title/smartest-guys-in-the-room-the-amazing-rise-and-scandalous-fall-of-
enron/oclc/52418094

I Survived Enron
http://www.bloomberg.com/bw/stories/2006-02-05/i-survived-enron

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Selling Enron - Page 2 of 2


Limbaugh on Drug Addiction

Debates on the distribution, sale, and use of illegal drugs have been prominent in United States politics
for the past several decades. Political commentator and talk show host Rush Limbaugh has become
well known for his outspoken opinions on a number of political and social issues, including drug abuse.

During his talk show on October 5, 1995, Limbaugh stated: “There’s nothing good about drug use. We
know it. It destroys individuals. It destroys families. Drug use destroys societies. Drug use, some might
say, is destroying this country. And we have laws against selling drugs, pushing drugs, using drugs,
importing drugs. And the laws are good because we know what happens to people in societies and
neighborhoods which become consumed by them. And so if people are violating the law by doing
drugs, they ought to be accused and they ought to be convicted and they ought to be sent up.”
Limbaugh argued that drug abuse was a choice, not a disease, and that it should be combatted with
strict legal consequences.

In October 2003, news outlets reported that Limbaugh was under investigation for illegally obtaining
prescription drugs. Limbaugh illegally purchased hundreds of prescription pills per month over a period
of several years. He engaged in the practice of “doctor shopping” by visiting different doctors to obtain
multiple prescriptions for drugs that would otherwise be illegal. When this was disclosed, Limbaugh
checked into a treatment facility. He said, “Over the past several years I have tried to break my
dependence on pain pills and, in fact, twice checked myself into medical facilities in an attempt to do
so…. I have recently agreed with my physician about the next
steps.”

Though doctor shopping was punishable by up to five years in


prison under Florida law, charges against Limbaugh were
dropped after he sought help and agreed to the prosecutors’
settlement. Limbaugh has said that he became addicted to
painkillers as a result of serious back pain.

Discussion Questions:

1) How would you describe Rush Limbaugh’s fundamental attribution error in this case? Explain.

2) Do you think Limbaugh’s own drug addiction would change his opinion on drug abuse and his
judgment of people using or affected by illegal drugs? Why or why not?

3) If you were a regular listener of Limbaugh’s talk show, how might the disclosure of his drug
addiction affect your opinion of him? What if you were not a regular listener?

Case Study – Limbaugh on Drug Addiction - Page 1 of 2


4) Can you think of any other examples of the fundamental attribution error apparent in popular
media? Describe an example and explain why it would be a case of fundamental attribution
error.

5) Can you think of any examples of the fundamental attribution error from your own life?
Describe and explain.

Resources:

Moral Philosophy Meets Social Psychology: Virtue Ethics and the Fundamental Attribution Error
http://www.jstor.org/stable/4545312

Shock Jocks: Hate Speech & Talk Radio: America’s Ten Worst Hate Talkers and the Progressive
Alternatives
http://www.worldcat.org/title/shock-jocks-hate-speech-talk-radio-americas-ten-worst-hate-talkers-
and-the-progressive-alternatives/oclc/213375832

The Psychology of Judgment and Decision Making


http://www.worldcat.org/title/psychology-of-judgment-and-decision-making/oclc/26548229

Toxic Talk: How the Radical Right Has Poisoned America’s Airwaves
http://www.worldcat.org/title/toxic-talk-how-the-radical-right-has-poisoned-americas-
airwaves/oclc/471819884

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Limbaugh on Drug Addiction - Page 2 of 2


Gaming the System: The VA Scandal

In the United States, the Veterans Administration (VA) is tasked with, among other things, providing
quality health care for U.S. military veterans. Chronically underfunded, the agency was having difficulty
providing care in a timely manner. At various locations around the country, veterans were put on
lengthy wait lists before they could receive care.

Turning to a common private sector solution in an attempt to reduce wait times, the VA provided
bonuses to administrators who could reduce veterans’ wait times for doctor and hospital
appointments. While these incentives were meant to spur more efficient and productive health care
for veterans, not all administrators complied as intended.

In one hospital, the goal was to reduce wait times to less than 14 days. Clerks would record a wait time
of how many days there would be between the first available appointment date and the veteran’s
scheduled appointment date, disregarding any days prior to the first available date. In an email to
colleagues, the clerk admitted, “Yes, it is gaming the system a bit. But you have to know the rules of
the game you are playing, and when we exceed the 14-day measure, the front office gets very upset.”

At some locations, veterans were put on an electronic waiting list. After waiting for up to six weeks to
move to the top of that list, they were finally able to call for a doctor’s appointment. If that
appointment occurred soon after the call, it was counted as reducing the wait time; the time spent on
the preliminary electronic waiting list was not counted. At other locations, VA officials used two sets of
books, one recording the real wait times and another recording much shorter wait times that would be
used to report success to superiors.

Using these and other maneuvers, executives in the VA


qualified for millions of dollars of bonuses, even though
actual wait times continued to lengthen. Following an audit of
these practices, financial incentives for all Veterans Health
Administration executives were suspended for the 2014
fiscal year. As of 2016, investigations remain ongoing.

Discussion Questions:

Note that the investigations into the VA are ongoing as of the time of writing. Assuming that the case
above accurately reflects what happened, please consider the following questions.

1. In what ways does the VA scandal appear to be an example of incentive gaming? Explain.

2. Do you think performance incentives can be effective and ethical ways of increasing
productivity? Why or why not?

Case Study – Gaming the System: The VA Scandal - Page 1 of 2


3. Whose responsibility is it to stop incentive gaming in the case of the VA: the people who
designed the incentive system or the administrators who exploited it? Explain your reasoning.

4. In the case of the VA, how might incentives be structured so that abuses are avoided?

5. Can you think of other examples of incentive gaming that you have seen in the news or in your
life? What were the incentives, and how did they result in gaming?

Resources:

The VA Scandal One Year Later


http://www.forbes.com/sites/adamandrzejewski/2015/05/24/the-va-scandal-one-year-later/
Cheating in the Workplace: An Experimental Study of the Impact of Bonuses and Productivity
http://www.sciencedirect.com/science/article/pii/S0167268113002436
Why Incentives Are Irresistible, Effective, and Likely to Backfire
http://www.fastcompany.com/1140924/why-incentives-are-irresistible-effective-and-likely-backfire
The Cost of High-Powered Incentives: Employee Gaming in Enterprise Software
http://www.journals.uchicago.edu/doi/10.1086/673371
Financial Incentives and Bonus Schemes Can Spell Disaster for Business
https://www.theguardian.com/sustainable-business/financial-incentives-bonus-schemes-lloyds-fine
VA Worker Put on Leave Over Records Foulup
http://www.usatoday.com/story/news/nation/2014/05/09/va-shinseki-veterans-delays-
medical/8907417/
Were bonuses tied to VA wait times? Here's what we know
http://www.cnn.com/2014/05/30/us/va-bonuses-qa/index.html

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Gaming the System: The VA Scandal - Page 2 of 2


The FBI & Apple: Security vs. Privacy

In December 2015, the FBI attained the iPhone of one of the shooters in an ISIS-inspired terrorist
attack that killed 14 people in San Bernardino, California. As part of the investigation, the FBI
attempted to gain access to the data stored on the phone but was unable to penetrate its encryption
software. Lawyers for the Obama administration approached Apple for assistance with unlocking the
device, but negotiations soon broke down. The Justice Department then obtained a court order
compelling Apple to help the FBI unlock the phone. Apple CEO, Timothy Cook, publicly challenged the
court in an open letter, sparking an intense debate over the balance between maintaining national
security and protecting user privacy.

Apple and its supporters, including top technology companies such as Google and Facebook, made the
case on several fronts that the court order threatened the privacy of all individuals. First, according to
Apple, the order effectively required the company to write code, violating its First Amendment right to
free speech by forcing the company to “say” something it did not want to say. Previous court cases had
already established computer code as legally protected speech. Second, such a backdoor, once
created, could fall into the wrong hands and threaten the privacy of all iPhone owners. Finally, it would
set a dangerous precedent; law enforcement could repeatedly require businesses such as Apple to
assist in criminal investigations, effectively making technology companies an agent of government.

Representatives from both sides of the political aisle offered several arguments in favor of the Justice
Department’s efforts and against Apple’s stance. Their central claim was that the U.S. legal system
establishes constraints on the government’s access to private information which prevent abuse of
search and surveillance powers. At the same time, the law still allows authorities to gain access to
information that facilitates prevention and prosecution of criminal activities, from terrorism to drug
trafficking to child pornography. Critics of Apple also rejected the slippery slope argument on the
grounds that, if Apple cooperated, it could safeguard the code it created and keep it out of the hands
of others, including bad actors such as terrorists or criminal groups. Moreover, Apple was accused of
being too interested in protecting its brand, and even unpatriotic for refusing to comply with the court
order.

Ultimately, the FBI dropped the case because it was able to circumvent the encryption on the iPhone
without Apple’s help.

Case Study – The FBI & Apple: Security vs. Privacy - Page 1 of 3
Discussion Questions:

1. What harms are potentially produced by the FBI’s demand that Apple help it open an iPhone?
What harms are potentially produced by Apple’s refusal to help the FBI?

2. Do you think Apple had a moral obligation to help the FBI open the iPhone in this case because
it involved terrorism and a mass shooting? What if the case involved a different type of criminal
activity instead, such as drug trafficking? Explain your reasoning.

3. Apple argued that helping to open one iPhone would produce code that could be used to make
private information on all iPhones vulnerable, not only to the American government but also to
other foreign governments and criminal elements. Do you agree with Apple’s “slippery slope”
argument? Does avoiding these harms provide adequate justification for Apple’s refusal to
open the phone, even if it could reveal crucial information on the terrorist shooting?

4. Politicians from across the political spectrum, including President Obama and Senator Ted Cruz,
argued that technology preventing government access to information should not exist. Do you
agree with this limit on personal privacy? Why or why not?

5. Ultimately, the FBI gained access to the iPhone in question without the help of Apple. Does this
development change your assessment of the ethical dimensions of Apple’s refusal to help the
FBI? Why or why not? Should the FBI share information on how it opened the iPhone with
Apple so that it can patch the vulnerability? Explain your reasoning.

Resources:

Apple Fights Order to Unlock San Bernardino Gunman’s iPhone


http://www.nytimes.com/2016/02/18/technology/apple-timothy-cook-fbi-san-bernardino.html

How they line up on Apple vs. the FBI


https://www.washingtonpost.com/graphics/business/fbi-apple/

Why Apple Is Right to Challenge an Order to Help the F.B.I.


http://www.nytimes.com/2016/02/19/opinion/why-apple-is-right-to-challenge-an-order-to-help-the-
fbi.html

Apple’s Rotten Core: CEO Tim Cook’s Case for Not Aiding the FBI’s Antiterror Effort Looks Worse than
Ever
http://www.wsj.com/articles/apples-rotten-core-1456696736

Case Study – The FBI & Apple: Security vs. Privacy - Page 2 of 3
Obama, at South by Southwest, Calls for Law Enforcement Access in Encryption Fight
http://www.nytimes.com/2016/03/12/us/politics/obama-heads-to-south-by-southwest-festival-to-
talk-about-technology.html

U.S. Says It Has Unlocked iPhone Without Apple


http://www.nytimes.com/2016/03/29/technology/apple-iphone-fbi-justice-department-
case.html?hp&action=click&pgtype=Homepage&clickSource=story-heading&module=first-column-
region&region=top-news&WT.nav=top-news

Authors:
Robert Moser, Ph.D. and Patrick McDonald, Ph.D.
Department of Government
College of Liberal Arts
The University of Texas at Austin

Case Study – The FBI & Apple: Security vs. Privacy - Page 3 of 3
The Collapse of Barings Bank

Founded in 1762, Barings Bank was a United Kingdom institution with worldwide reach. Even the
Queen of England had an account there. In 1989, Nick Leeson was hired at Barings, where he
prospered. He was quickly promoted to the trading floor and appointed manager in Singapore where
he traded on the Singapore International Monetary Exchange (SIMEX). Leeson was an aggressive
trader, making large profits in speculative trading. In 1993, his profits constituted almost 10% of
Barings’ total profits. He had developed a reputation for expertise, for near-infallibility, and his
superiors in London gave him little supervision.

In July 1992, a new Barings employee suffered a small loss on Leeson’s watch. Leeson did not wish to
lose his reputation for infallibility, or his job, so he hid the loss in an error account. Leeson attempted
to make back the loss through speculative trading, but this led to even bigger losses, which again were
hidden in this account. He kept doubling up his bets in an attempt to get out from under the losses.
Leeson later said: “[I] wanted to shout from the rooftops…this is what the situation is, there are
massive losses, I want to stop. But for some reason you’re unable to do it. … I had this catastrophic
secret which was burning up inside me—yet…I simply couldn’t open my mouth and say, ‘I’ve lost
millions and millions of pounds.’”

Leeson took out a short-term, highly leveraged bet on the Nikkei index in Japan. At the same time, a
severe earthquake in Kobe, Japan sent the index plummeting, and his loss was so huge that he could
no longer hide it. Barings, a 233-year old bank, collapsed overnight and was bought by ING for £1.
Leeson fled to Malaysia, Thailand, and finally to Germany, where
he was arrested and extradited to Singapore. He plead guilty to
two counts of deceiving bank auditors (including forging
documents) and cheating the SIMEX. Leeson was sentenced to six
and a half years of prison in Singapore, but only served four years
due a diagnosis of colon cancer, which he ultimately survived.

Discussion Questions:

1. How was loss aversion apparent in Nick Leeson’s conduct? Explain.

2. Judith Rawnsley, who worked for Barings Bank and later wrote a book about the Leeson case,
proffered three explanations for Leeson’s behavior once the losses had started to pile up: 1)
Leeson’s loss aversion stemmed from his fear of failure and humiliation; 2) his ego and greed
were exacerbated by the macho trading environment in which he operated; 3) he suffered from
common distortions in thinking patterns that often result from high levels of stress, including
overconfidence and denial. Which of these explanations (or all) do you think played a role in
this case? Why?

Case Study – The Collapse of Barings Bank - Page 1 of 2


3. Leeson explains that he wanted to stop, but could not. Based on his and Rawnsley’s reflections,
where do you think the blame primarily lies and why? With Leeson individually, or with the
system within which he operated?

4. If you were in Leeson’s position after the initial loss made by the employee, what would you
have done? Why?

5. Do you have trouble owning up to mistakes that you have made? Do others whom you know?
Explain with examples.

Resources:
How Will You Measure Your Life?
http://www.worldcat.org/title/how-will-you-measure-your-life/oclc/757483347
The Collapse of Barings
http://www.worldcat.org/title/collapse-of-barings/oclc/35658104
Cheating and Loss Aversion: Do People Lie More to Avoid a Loss
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2502819
Rogue Trader: How I Brought Down Barings Bank and Shook the Financial World
http://www.worldcat.org/title/rogue-trader-how-i-brought-down-barings-bank-and-shook-the-
financial-world/oclc/34262021
How Nick Leeson Caused the Collapse of Barings Bank
http://www.next-finance.net/How-Nick-Leeson-caused-the
Total Risk: Nick Leeson and the Fall of Barings Bank
http://www.worldcat.org/title/total-risk-nick-leeson-and-the-fall-of-barings-bank/oclc/33275953
Eat What You Kill: The Fall of a Wall Street Lawyer
http://www.worldcat.org/title/eat-what-you-kill-the-fall-of-a-wall-street-lawyer/oclc/649743120
Barings Collapse at 20: How Rogue Trader Nick Leeson Broke the Bank
https://www.theguardian.com/business/from-the-archive-blog/2015/feb/24/nick-leeson-barings-
bank-1995-20-archive

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – The Collapse of Barings Bank - Page 2 of 2


Buying Green: Consumer Behavior

Green consumer products, such as organic food, fair trade coffee, or electric cars, represent a fast-
growing segment of the consumer market. In the area of organic food alone, data from the Organic
Trade Association reveals that consumer demand in the United States has seen double-digit growth
every year since 1990. In 2014, the organic food market reached almost $40 billion in sales. Consumers
of these products tend to be seen in a more positive light—they are deemed more ethical, more
altruistic, and kinder than people who do not buy green products. But is there another side to this kind
of consumer behavior?

In a series of experiments comparing consumption of green and “conventional” products, psychologists


Nina Mazar and Chen-Bo Zhong demonstrated that those people who bought green products—like
eco-friendly laundry detergent or organic yogurt—were less likely to share money with a stranger,
more likely to cheat on a task in which they could earn money, and more likely to steal money when
they thought they would not get caught. As the psychologists stated, “purchasing green products may
license indulgence in self-interested and unethical behaviors.”

Mazar and Zhong, whose study received considerable media attention in their native Canada, as well
as in American and British publications, said the results surprised them. Initially, they expected green
products to provide a halo effect, whereby the positive impressions associated with green
consumption would lead to positive outcomes in other areas. “Given that green products are
manifestations of high ethical standards and humanitarian considerations, mere exposure [to them
would] activate norms of social responsibility and ethical conduct,” said Mazar and Zhong in an
interview.

But as the results indicate, the opposite can be true. “The message of this research is that actions
which produce a sense of self content and moral glow can sometimes backfire,” Mazar stated in
another interview.

These patterns have been shown to extend to other shopping scenarios. For example, one study
tracked scanner data and shopper receipts at a California grocery store. Those shoppers who brought
reusable grocery bags with them were more likely to buy environmentally friendly products, like
organic food. But they were also more likely to buy indulgent products, like ice cream, cookies, candy,
and cake. The researchers followed up this study with a series of experiments that showed these moral
licensing effects only happened when the decision to bring the
reusable bags was at the shopper’s discretion. When shoppers
were told that the store required customers to use cloth bags,
licensing effects disappeared and customers chose not to buy
indulgent products. Only when consumers felt like using cloth
bags was their own idea did the moral licensing effects hold.

Case Study – Buying Green: Consumer Behavior - Page 1 of 3


Discussion Questions:

1. Beyond green consumption, what other types of products might bring about similar kinds of
moral licensing effects? Can you think of instances in your own life when your purchase choices
have licensed you to make decisions that were less than ethically ideal? Explain.

2. Do you think these moral licensing effects are common across all kinds of green consumers? Or
are there other factors (i.e. demographics, psychographics) that might either exacerbate or
weaken the effects? Why or why not?

3. The authors of the study, Mazar and Zhong, initially thought green consumption would have a
positive spillover effect and encourage positive behaviors. Why do you think they found the
opposite?

4. What steps do you think can be taken to help minimize or mitigate these types of moral
licensing effects among green consumers? Explain.

5. If you were the brand manager for a green product, for example an organic food item or an
energy-efficient appliance, how would you go about marketing the product knowing these
licensing effects were possible?

Resources:

Organic Market Analysis – Organic Trade Association


https://www.ota.com/resources/market-analysis

Research: Reusable Shopping Bags May Encourage an Unhealthier Diet


http://www.fuqua.duke.edu/news_events/news-releases/bollinger-shopping-bags/

How going green may make you mean


https://www.theguardian.com/environment/2010/mar/15/green-consumers-more-likely-steal

Goodies behaving badly


https://www.theguardian.com/commentisfree/cif-green/2010/mar/16/green-consumers-lie-more-
ethics

Are green consumers more unethical?


http://www.torontosun.com/news/columnists/thane_burnett/2010/03/16/13246791.html

When buying in means selling out: Sustainable consumption campaigns and unintended
uncivic boomerang effects
http://www.comm.ucsb.edu/faculty/rrice/Atkinson.pdf

Case Study – Buying Green: Consumer Behavior - Page 2 of 3


Author:
Lucy Atkinson, Ph.D.
Stan Richards School of Advertising & Public Relations
Moody College of Communication
The University of Texas at Austin

Case Study – Buying Green: Consumer Behavior - Page 3 of 3


In-FUR-mercials: Advertising & Adoption

The Animal Foundation is a nonprofit organization operating Nevada’s largest open-admission animal
shelter, the Lied Animal Shelter and pet adoption center. The Lied Animal Shelter is located in Las
Vegas and is financed by taxpayers, grants, and individual donors. It provides a refuge for thousands of
lost, unwanted, neglected, and abandoned animals every year.

In recent years, the Lied Animal Shelter has been plagued by a variety of problems from overcrowding
due to a spike in animal intake as residents in the greater Las Vegas area (Clark County) surrendered or
lost their pets. Analysts believed that the recession of 2008 was a major contributing factor to pet
abandonment. April Corbin, writing for Las Vegas Weekly, reported:

“The Las Vegas Valley has a problem with domestic animals: we have more that we
seem able or willing to handle, and those without homes mostly end up at the Lied
Shelter. On any given day, it may be the busiest animal holding facility in the nation.
…Some blame the recession, which led to the foreclosures of more than 150,000 homes
in Clark County between January 2007 and May 2014, triggering the wholesale
abandonment of animals.”

In 2013, the Lied Animal Shelter took in over 40,000 abandoned or lost animals. From that population,
more than 10,000 animals were adopted, nearly 5,000 were reunited with their owners, and over
2,500 were transferred to other facilities. But 21,000 animals—more than half of the animals brought
to the shelter—were euthanized. Many in Clark County were discouraged by the seemingly
insurmountable problems that the Lied Animal Shelter faced.

Leaders at R&R Partners, a full-service, international advertising agency headquartered in Las Vegas,
believed that their persuasive communication skills could help solve Animal Foundation’s problem.
R&R took on the nonprofit as a pro bono client with goals of promoting pet ownership and driving
traffic to the Animal Foundation’s pet adoption website, NewPetNow.com. The agency staff conducted
qualitative research in the form of focus groups with R&R employees who were pet owners. They came
up with the strategy of framing pet adoption not about love and companionship but about pets’ many
household uses (e.g., alarm system, sleeping mask, vacuum cleaner) with a tongue-in-cheek tone. The
agency staff created an integrated communication campaign of “In-FUR-mercial” spoofs that portrayed
pets as multi-purpose products for the home. Below are
links to examples of the “Pet Dog” and “Pet Cat” In-FUR-
mercials, and examples of print ads (Exhibits 1 and 2)
follow in the Reference section.

https://www.youtube.com/watch?v=ChMYMHvpJ0c
https://www.youtube.com/watch?v=MlD3BZHtcqA

Case Study – In-FUR-mercials: Advertising & Adoption - Page 1 of 3


After the release of the ads in early 2015, the campaign immediately received critical acclaim from
industry analysts. ADWEEK contributor Gabriel Beltrone stated, “The writing is sharp and funny, the
acting perfectly overdone, and the voiceover as cheesy as possible—dead-on parody.” The In-FUR-
mercials also received CynopsisMedia’s award for the Best 30-Second Spot.

The campaign connected with audiences in Las Vegas and generated positive press for the Animal
Foundation and the Lied Shelter, helping them to achieve their goal of increasing pet adoption. The
percentage of available pets adopted increased by 9.39 percent during 2015, which meant that more
than 1,000 additional animals were adopted.

Leaders at R&R Partners acknowledged that the campaign also resulted in important benefits for the
agency that extended beyond the success and visibility of the campaign. Morale and comraderie within
the agency were increased and the agency’s reputation as a responsible corporate citizen was
reinforced. Sarah Catletti, an account supervisor at R&R Partners, described the benefits to the agency:

“Welcoming the Animal Foundation to R&R Vegas’ list of clients was a great way to
boost morale within the agency. The pro bono client was chosen through an employee
voting system. Since the Animal Foundation was the organization that received the
largest number of votes, the entire agency was invested and excited to hear about the
work, even those who weren’t directly involved with the account.”

Discussion Questions:

1. What is moral imagination? In your opinion, did the employees at R&R Partners exercise moral
imagination in the work that they did for the Animal Foundation? Why or why not?

2. What benefits did the “In-FUR-mercial” campaign provide and for whom? Explain.

3. In this case study, what did moral imagination have in common with other types of creativity and
innovation? Explain.

4. This case is about pro bono work that an advertising agency did for a pro bono client. That is, the
agency did the work for free. Do you think that an advertising agency could exercise moral
imagination in its work for corporate clients that pay the agency? If so, how? If not, why?

5. Can you think of an example of another company or advertising campaign that has demonstrated
moral imagination? Explain.

References:
The Animal Foundation’s 2013 Annual Report
https://issuu.com/theanimalfoundation/docs/2014_annualreport

Case Study – In-FUR-mercials: Advertising & Adoption - Page 2 of 3


About The Animal Foundation
http://animalfoundation.com/about/
Pets are Exciting Multi-use Tools in these Fantastic Infomercials for an Animal Shelter: Every House
Needs One
http://www.adweek.com/adfreak/pets-are-exciting-multi-use-tools-these-fantastic-infomercials-
animal-shelter-163663
The No-Kill Dilemma: Can Las Vegas Save All Its Shelter Animals?
http://lasvegasweekly.com/news/2014/aug/07/no-kill-dilemma-can-las-vegas-save-shelter-
animals/#/0
Animal Shelter Infomercial Spoofs Show Incredible Household Uses for Cats and Dogs
https://www.good.is/articles/animal-shelter-infomercials

Exhibit 1 Exhibit 2
“Pet Cat” Print Ad “Pet Dog” Print Ad

Authors:

Minette E. Drumwright, Ph.D. and Jade Magalhaes


Stan Richards School of Advertising & Public Relations
Moody College of Communication
The University of Texas at Austin

Case Study – In-FUR-mercials: Advertising & Adoption - Page 3 of 3


Full Disclosure: Manipulating Donors

Jenny, a university student studying public relations, accepted an internship position in the fundraising
department at Casa Tia Maria.* Casa Tia Maria is a non-profit organization in the United States that
provides shelter for Central American immigrants while they look for permanent housing and
employment. In addition to shelter, Casa Tia Maria provides food, clothing, and English classes. Most
immigrants stay at the shelter for several months before securing permanent housing.

After Jenny had worked at Casa Tia Maria for two weeks, Mary, the director of development, asked
Jenny to accompany her to a fundraising dinner at a luxurious downtown hotel. Many wealthy and
influential individuals were in attendance. After most of the guests had left, Mary and Jenny were
approached by Robert, a Texas oil baron and one of the state’s biggest philanthropists. Robert was
known to donate to almost any cause as long as he found it to be what he considered “morally sound”
and to the benefit of “hard-working Americans.”

Mary and Robert talked for a few minutes about Casa Tia Maria and its specific needs. Jenny noticed,
however, that most of Mary’s answers to Robert’s questions about the shelter’s clients were vague.
When Robert said that he was happy to lend a hand to any poor American citizen, Jenny knew he
clearly did not understand that immigrants, who were not U.S. citizens, were the shelter’s clientele.
Mary said nothing to correct Robert’s misperception.

Robert pulled a checkbook out of his jacket and wrote a substantial check. As he handed it to Mary, he
said, “I am so pleased to be able to help hard-working Americans.” He then turned quickly and walked
away.

*This case study is based on actual experiences of a university


student. Names and situations have been changed, but the
case study reflects the key ethical dilemmas the student faced.

Discussion Questions:

1. What are the reasons and rationalizations that could prompt Jenny to be morally mute in this
situation? Alternatively, what could prompt Jenny to not be morally mute? Explain.

2. Who are the stakeholders, and what is at stake for each party? How might each influence Jenny’s
actions? Explain.

3. Assume Jenny decides to break away from moral muteness, exercise moral imagination, and give
voice to her values. What do you think she should do and why? Your answer should include, but
not be limited to, the arguments that Jenny should make, to whom, and in what context. Present a
plan of action.

Case Study – Full Disclosure: Manipulating Donors - Page 1 of 2


4. As this case demonstrates, people in nonprofit organizations are far from immune from ethical
issues. Do you think that the nonprofit setting affects any aspects of your responses to the above
questions? Explain.

5. Do you think that employees in nonprofit organizations are more likely to fall prey to any particular
biases or pressures? Do you think that people generally have higher expectations for employees of
nonprofit organizations than for employees of for-profit corporations? Explain your reasoning.

6. Have you ever been an intern or employee in a situation similar to Jenny’s? What was the
situation? What did you do and why?

Resources:

How Advertising Practitioners View Ethics: Moral Muteness, Moral Myopia, and Moral Imagination
http://www.jstor.org/stable/4189254
Values-Driven Leadership Development: Where We Have Been and Where We Could Go
http://www.tandfonline.com/doi/abs/10.1080/15416518.2012.708854
Giving Voice to Values Curriculum
http://www.babson.edu/Academics/teaching-research/gvv/Pages/curriculum.aspx
Teaching Behavioral Ethics
http://ethicsunwrapped.utexas.edu/wp-content/uploads/2014/09/Teaching-Behavioral-Ethics-by-
Robert-A.-Prentice.pdf
Behavioral Ethics and Teaching Ethical Decision Making
http://ethicsunwrapped.utexas.edu/wp-content/uploads/2015/05/EthicalDecisionMaking.pdf

Author:
Minette E. Drumwright, Ph.D.
Stan Richards School of Advertising & Public Relations
Moody College of Communication
The University of Texas at Austin

Case Study – Full Disclosure: Manipulating Donors - Page 2 of 2


Cheating: Atlanta's School Scandal

In 2006, Damany Lewis was a 29-year-old math teacher at Parks Middle School in Atlanta. The school
was in a run-down neighborhood three miles south of downtown that was plagued by armed
robberies. Lewis himself had grown up in a violent neighborhood. He empathized with his students and
was devoted to their success. A colleague described Lewis as a “star teacher” and a “very hard worker,
who will go the extra mile.”

Lewis was a teacher when Beverly Hall was Atlanta’s school superintendent. Hall believed that business
approaches and the values of the market system could save public education. She set accountability
measures for the Atlanta school district and created performance objectives that were tougher than
those of No Child Left Behind, the federal program that became law in 2002. Teacher evaluations were
linked to students’ performance on standardized tests. Schools whose students did not make
appropriate progress toward the standardized test goals received escalating sanctions that culminated
in replacement of the faculty and staff, and restructuring or closing of the school.

Parks Middle School was in dire straights because it had been classified as “a school in need of
improvement” for the previous five years. Unless 58 percent of students passed the math portion of
the standardized test and 67 percent passed the language arts portion, Parks Middle School could be
closed down. Its students would be separated and bussed across town to different schools.

“[It] was my sole obligation to never let that happen,” Lewis later told Rachel Aviv in an article about
these events in The New Yorker. Lewis had pushed his students to work harder than they ever had in
preparing for the test. But he knew that it would be very difficult for many of them to pass. Christopher
Waller, the new principal of Parks, had heard that teachers in the elementary schools that fed into
Parks had changed their students’ answers on the standardized tests under the guise of erasing stray
pencil marks. Waller asked Lewis and other teachers to do the same. Lewis found the exams of
students who needed to get a few more questions right in order to pass. He changed their answers. If
he did not change their scores, Lewis feared that his students would lapse into “why try” attitudes.
They would lose their neighborhood school and the community that had developed within it.

Thanks to Lewis and other teachers, Parks students did better than ever on the standardized tests.
Neekisia Jackson, a former student at Parks at the time, recalled, “Everyone was jumping up and
down,” after a teacher announced the school had met the goals of No Child Left Behind for the first
time. Jackson continued, “We had heard what everyone was
saying: ‘Y’all aren’t good enough.’ Now we could finally go to
school with our heads held high.”

The same process of changing answers continued at Parks


through 2010. By that time, nine other teachers were helping
Lewis change answers.

Case Study – Cheating: Atlanta’s School Scandal - Page 1 of 3


In October of 2010, 50 agents of the Georgia Bureau of Investigation visited Parks and other Atlanta
schools. The investigators concluded that teachers and administrators at 44 schools had cheated in the
manner that Lewis had. In July of 2012, 110 teachers who had confessed or been accused of cheating
were placed on administrative leave, including Lewis. Later that year, Lewis’ employment was
terminated.

This case study is based on an article by Rachel Aviv entitled, “Wrong answer: In an era of high-stakes
testing, a struggling school made a shocking choice,” that appeared in The New Yorker on July 21,
2014.

Discussion Questions:

1. What are the reasons and rationalizations that could have prompted Mr. Lewis to have moral
myopia and avoid focusing on the fact that he was falsifying students’ test scores? Alternatively,
what could have prompted Mr. Lewis not to have moral myopia?

2. Who are the stakeholders in this case study, and what was at stake for each party? How might each
have influenced Mr. Lewis’ actions? Explain.

3. Assume Mr. Lewis decided to break away from moral myopia and gave voice to his values. What do
you think he should have done and why? Your answer should include, but not be limited to, the
arguments that Mr. Lewis should have made, to whom, and in what context. Present a plan of
action.

4. In this case study, what were the benefits of falsifying students’ test scores? What were the harms?
Do you think cheating can ever be ethically justifiable? Why or why not?

5. Have you ever been in a situation in which you were presented with the opportunity to cheat on a
test or other assignment? Describe the situation. What did you do and why? Looking back, would
you have done anything differently? Why or why not?

Resources:

Wrong answer: In an era of high stakes testing, a struggling school made a shocking choice
http://www.newyorker.com/magazine/2014/07/21/wrong-answer

Atlanta School Workers Sentenced in Test Score Cheating Scandal


http://www.nytimes.com/2015/04/15/us/atlanta-school-workers-sentenced-in-test-score-cheating-
case.html

As sentencing nears for Atlanta teachers, many condemn their conviction


Case Study – Cheating: Atlanta’s School Scandal - Page 2 of 3
http://www.latimes.com/nation/nationnow/la-na-atlanta-teachers-20150407-story.html

A teachable moment from Atlanta’s school cheating scandal


https://www.washingtonpost.com/opinions/a-teachable-moment-from-atlantas-school-cheating-
scandal/2011/08/04/gIQAMcuE1I_story.html

The Roots of Atlanta’s Cheating Scandal


http://www.politico.com/magazine/story/2015/04/atlanta-cheating-scandal-117158

America is criminalizing Black teachers: Atlanta’s cheating scandal and the racist underbelly of
education reform
http://www.salon.com/2015/04/08/america_is_criminalizing_black_teachers_atlantas_cheating_scan
dal_and_the_racist_underbelly_of_education_reform/

Accountability on Trial
http://www.usnews.com/opinion/knowledge-bank/2015/04/03/atlanta-school-cheating-convictions-
unhelpful-for-education-reform

Why the Atlanta cheating scandal failed to bring about national reform
http://www.theguardian.com/us-news/2015/apr/01/atlanta-cheating-scandal-education-reform

Author:
Minette E. Drumwright, Ph.D.
Stan Richards School of Advertising & Public Relations
Moody College of Communication
The University of Texas at Austin

Case Study – Cheating: Atlanta’s School Scandal - Page 3 of 3


Stangl & the Holocaust

Franz Stangl was born in Austria in 1908. From a working class family, Stangl trained as a master
weaver. Unsatisfied in his career, at the age of 23, he applied to become a police officer. In 1936,
despite his position in law enforcement, he joined the ranks of the then-illegal Nazi Party. When
Germany invaded Austria, and subsequently annexed it in March 1938, he became a Gestapo agent. In
1940, under the order of Nazi leaders, Stangl was appointed as head of security at Hartheim Castle. At
the time, Hartheim was one of the secret killing centers used by the authorities to administer “mercy
deaths” to sick and disabled persons. A special unit within the German administration, codenamed T4,
carried out this so-called “euthanasia” program. T4 employed doctors, nurses, lawyers, and police
officers, among others, at killing centers in Germany and Austria. In all, historians estimate that the
staff at Hartheim killed 18,269 people by August 1941.

After a brief stint in Berlin, Stangl transferred to German-occupied Poland in the spring of 1942. Nazi
authorities appointed Stangl to be the first commandant of the killing center at Sobibór. By September
1942, having distinguished himself as an effective organizer, Stangl was transferred to what would
become the most horrible of these death camps, Treblinka. While there, he managed and perfected a
system of mass murder, using psychological techniques to first deceive then terrify and subdue his
victims before they entered the gas chambers. In less than 18 months, under Stangl’s supervision,
between 870,000 and 925,000 Jews were killed at Treblinka.

After the war, Franz Stangl and his family emigrated to Brazil where he lived and worked under his own
name for decades. He was extradited to West Germany in 1967 and tried for his role in the murder of
900,000 men, women, and children during the Holocaust. During his trial, Stangl claimed that he was
doing his duty and was not a murderer. Stangl defended himself by making three main claims. First,
that he did not get to choose his postings, and that disobeying an order would put himself and his
family at risk. Second, that once in a position, it was his nature to do an excellent job (he became
known as the best commandant in Poland). And third, that he never personally murdered anyone. He
saw himself as an administrator. Stangl claimed that his dedication to his work was not about ideology
or hatred of Jews.

On October 22, 1970, the court found Stangl guilty of crimes


against humanity and sentenced him to the maximum
penalty, life in prison. During an interview while in prison,
he stated, “My conscience is clear about what I did, myself.
…I have never intentionally hurt anyone, myself. …But I was
there. …So yes, in reality I share the guilt.” He continued,

Case Study – Stangl & the Holocaust - Page 1 of 2


“My guilt…is that I am still here. That is my guilt.” On June 28, 1971, less than a day after this interview,
Stangl died of heart failure in prison.

Discussion Questions:

1. How did obedience to authority affect Franz Stangl’s perception of his responsibility? Explain.
What other factors, biases, or pressures may have affected his perception?

2. Based on Stangl’s description of guilt while in prison, do you think he believed his previous
claims in court? Why or why not?

3. What might have helped Stangl at the time to see his actions for what they were? Do you think
this would have led Stangl to act differently? Why or why not?

4. Can you think of other historical examples in which obedience to authority may have played a
significant role in the actions of individuals? Explain.

5. What do you think the moral responsibility of an individual is within a bureaucracy? Explain.

6. Does one’s position in a hierarchy affect one’s moral responsibility? Why or why not?

Resources:
Into that Darkness: An Examination of Conscience
http://www.worldcat.org/title/into-that-darkness-an-examination-of-conscience/oclc/8493122
Som Significant Cases: Franz Stangl - Simon Wiesenthal Archiv
http://www.simon-wiesenthal-archiv.at/02_dokuzentrum/02_faelle/e02_stangl.html
The Roots of Evil
http://www.worldcat.org/title/roots-of-evil/oclc/475233794
The Holocaust and the Revival of Psychological History
http://www.worldcat.org/title/holocaust-and-the-revival-of-psychological-history/oclc/880809015

Author:
Tatjana Lichtenstein, Ph.D.
Department of History
College of Liberal Arts
The University of Texas at Austin

Case Study – Stangl & the Holocaust - Page 2 of 2


Approaching the Presidency Roosevelt & Taft

Theodore Roosevelt, President of the United States from 1901-1909, embodied what many scholars
typically refer to as the ‘stewardship presidency.’ In the words of Roosevelt, it is the president’s “duty
to do anything that the needs of the nation demanded unless such action was forbidden by the
Constitution or by the laws.” Under Roosevelt’s expansionist view, anything the president does is
considered acceptable unless it is expressly forbidden by the Constitution or laws passed by Congress.
Roosevelt believed he served the people, not just the government. He took many actions as president
that stretched the limits of the executive branch, including the creation of national parks without
regard for states’ jurisdiction and fostering revolt in Colombia to establish the Panama Canal.

On the other hand, William Howard Taft, President of the United States from 1909-1913, embodied
what many scholars refer to as a ‘strict constructionist’ model of the presidency. Under this approach,
unless the Constitution or Congress explicitly grants a certain power, the president does not have the
right to act. In Taft’s words, “the President can exercise no power which cannot be fairly and
reasonably traced to some specific grant of power or justly implied and included within such express
grant as proper and necessary to its exercise.”

While Roosevelt expanded federal power in many areas, Taft felt many of these actions were legal
overreaches. For example, as a “trust-buster” Roosevelt differentiated between ‘good’ trusts and ‘bad’
trusts, using his expanded powers as president to make this distinction unilaterally. He made a
‘gentlemen’s agreement’ with U.S. Steel and told them that the American government would not
attack their corporation as a monopoly since he believed the company was working in the interests of
the American people. Roosevelt did not, however, pass any legislation or make any binding orders to
this effect. Taft took a more legalistic view and later, as president, directed his attorney general to file
an anti-trust lawsuit against U.S. Steel. Roosevelt took Taft’s actions as a personal attack upon
Roosevelt’s presidency and positions.

Although Taft continued many of Roosevelt’s policies, he was inclined to look at the facts of the
situation and make a choice based on evidence. Roosevelt, on the other hand, was more inclined to do
what he felt was “right.” Their disagreements, which hinged on the grey areas of the legal and the
ethical, ultimately propelled the break within the Republican Party during the 1912 elections.

Case Study – Approaching the Presidency: Roosevelt & Taft - Page 1 of 2


Discussion Questions:

1. What differences do you see between Roosevelt’s and Taft’s views of their ethical
responsibilities as president?

2. How did Roosevelt and Taft each negotiate the line between law and ethics?

3. Between Roosevelt and Taft, do you think one demonstrated overconfidence bias more than
the other? Explain.

4. In the case of U.S. Steel, whose actions caused more harm: Roosevelt by making an informal
agreement, or Taft by violating that agreement? Explain.

5. Whose approach to the U.S. presidency, Taft’s or Roosevelt’s, do you think is preferable in light
of both legal and ethical considerations? Why?

6. Can you think of an example of another president or world leader whose approach to
leadership is similar to either Roosevelt or Taft? How does this leader’s approach affect his/her
political actions?

Resources:

The Constitutional Presidency


http://www.worldcat.org/title/constitutional-presidency/oclc/263497942

The Evolving Presidency: Landmark Documents, 1787-2010


http://www.worldcat.org/title/evolving-presidency-landmark-documents-1787-2015/oclc/911004600

Author:
Shannon O’Brien, Ph.D.
Department of Government
College of Liberal Arts
The University of Texas at Austin

Case Study – Approaching the Presidency: Roosevelt & Taft - Page 2 of 2


Freedom vs. Duty in Clinical Social Work
Mental health clinicians are taught to introspect about the degree to which their own background,
culture, values, and beliefs may affect their reactions to their clients, and to strive to maintain
objectivity in the process of assessment, diagnosis, and treatment. Clinical social workers are the
largest professional group providing mental health services in the United States, providing services in
urban and rural outpatient and inpatient settings. Social workers are seen as different from clinical
psychologists, psychiatrists, and other occupational groups that provide therapy in the emphasis that
social work places on social justice, cultural competence, and respect for diversity. According to the
National Association of Social Workers Code of Ethics, the social work profession requires its members
to “act to prevent and eliminate…discrimination against any person, group, or class on the basis of
race, ethnicity, national origin, color, sex, sexual orientation, age, marital status, political belief,
religion, or mental or physical disability.”
An ethical dilemma may arise when the religious or moral beliefs of the social worker interfere with
the duty of all health care professionals to provide optimal service to clients and to “do no harm.” This
issue made national headlines in a related context, when Kim Davis, a clerk in Rowan County, Kentucky,
was jailed after defying a federal court order to issue marriage licenses to gay couples. Her action was
based on her contention that to do so would violate her religious beliefs. In his ruling, Judge David L.
Bunning of the United States District Court stated, “If you give people the opportunity to choose which
orders they follow, that’s what potentially causes problems.” In defense of Davis, Ryan Anderson of the
Heritage Foundation wrote, “Ms. Davis felt she had to follow her conscience… That, after all, is what
religious freedom and religious accommodations are all about: creating the space for citizens to fulfill
their duties, as they understand them, to God—regardless of what the rest of us think.”
A similar conflict between religious faith and the requirements of one’s job or one’s profession may be
seen in social work practice in the following scenario:
A clinical social worker has been treating a 25-year-old man for depression and anxiety. In the fourth
session, the client reveals that he is gay, and that he has not “come out” to his family. He states that he
has been involved in a committed, monogamous relationship with another man, and is contemplating
marriage. He would like to inform his parents of this good news, but is fearful that they may angrily
reject him. He is seeking counseling around this issue. The social worker belongs to a faith tradition
that believes that homosexuality is a sin, and whose leaders have been prominent in opposing same-
sex marriage. The social worker, who had up to this point
believed that treatment was going well, is concerned that his
own religiously based objections to homosexuality will interfere
with his ability to provide unbiased mental health treatment
services. The social worker contemplates informing the client
that he will have to transfer him to another therapist.

Case Study – Freedom vs. Duty in Clinical Social Work - Page 1 of 3


Discussion Questions:
1. In what ways is role morality evident or not evident in the case of Kim Davis? Explain. Do you
think role morality would be ethically permissible in this situation? Why or why not?
2. In what ways is role morality evident or not evident in the case of the social worker? Explain. Do
you think role morality would be ethically permissible in this situation? Why or why not?
3. Do you think mental health providers should be able to decline to provide services to
individuals whose lifestyle they find morally wrong? Should clinicians have the freedom to
select who they wish to treat on the basis of their own values or beliefs? Why or why not?
4. Is it fair to a client if mental health services are provided by a social worker who harbors
animosity or condemnation toward the client on the basis of the client’s sexual orientation?
Would the client be better served by a clinician who did not harbor such beliefs? Why or why
not?
5. Should clients be asked to identify their sexual orientation upon admission to mental health
facilities so that appropriate provider assignments may be made? If the client does not divulge
that he or she is gay until treatment has begun, does it risk harm to the client if a transfer to
another therapist is made? On the other hand, does it risk harm to the client to continue work
with a clinician who has antipathy toward him on the basis of his sexual orientation? Explain
your reasoning.
6. What should be done in cases where it is not possible to refer the client in the above scenario
to another therapist due to limited staffing options, such as in rural mental health clinics?
Explain your reasoning.
7. In the Davis case, officials of the Mormon Church asserted that the duty to obey the law
supersedes any religious objections that Mormon county clerks may have to gay marriage. Do
you think requirements included in the National Association of Social Workers Code of Ethics to
advocate for oppressed minority groups outweigh sincere religious objections that may be held
by some social workers? Why or why not?

Resources:

Code of Ethics of the National Association of Social Workers


http://socialworkers.org/pubs/code/default.asp

Issues and ethics in the helping professions


http://www.worldcat.org/title/issues-and-ethics-in-the-helping-professions/oclc/36621768

Clerk in Kentucky chooses jail over deal on same-sex marriage


http://www.nytimes.com/2015/09/04/us/kim-davis-same-sex-marriage.html

We don’t need Kim Davis to be in jail


http://www.nytimes.com/2015/09/07/opinion/we-dont-need-kim-davis-to-be-in-jail.html

Case Study – Freedom vs. Duty in Clinical Social Work - Page 2 of 3


Mormons say duty to law on same-sex marriage trumps faith
http://www.nytimes.com/2015/10/23/us/mormons-still-against-same-sex-unions-take-a-stand-
against-kim-davis.html

Author:
Mitch Sudolsky, MSSW, LCSW
School of Social Work
The University of Texas at Austin

Case Study – Freedom vs. Duty in Clinical Social Work - Page 3 of 3


 
Climate  Change  &  the  Paris  Deal  
 
In  December  2015,  representatives  from  195  nations  gathered  in  Paris  and  signed  an  international  
agreement  to  address  climate  change,  which  many  observers  called  a  breakthrough  for  several  
reasons.  First,  the  fact  that  a  deal  was  struck  at  all  was  a  major  accomplishment,  given  the  failure  of  
previous  climate  change  talks.  Second,  unlike  previous  climate  change  accords  that  focused  exclusively  
on  developed  countries,  this  pact  committed  both  developed  and  developing  countries  to  reduce  
greenhouse  gas  emissions.  However,  the  voluntary  targets  established  by  nations  in  the  Paris  climate  
deal  fall  considerably  short  of  what  many  scientists  deem  necessary  to  achieve  the  stated  goal  of  the  
negotiations:  limiting  the  global  temperature  increase  to  2  degrees  Celsius.  Furthermore,  since  the  
established  targets  are  voluntary,  they  may  be  lowered  or  abandoned  due  to  political  resistance,  short-­‐
term  economic  crises,  or  simply  social  fatigue  or  disinterest.      
 
As  philosophy  professor  Stephen  Gardiner  aptly  explains,  the  challenge  of  climate  change  presents  the  
world  with  several  fundamental  ethical  dilemmas.  It  is  simultaneously  a  profoundly  global,  
intergenerational,  and  philosophical  problem.  First,  from  a  global  perspective,  climate  change  presents  
the  world  with  a  collective  action  problem:  all  countries  have  a  collective  interest  in  controlling  global  
carbon  emissions.  But  each  individual  country  also  has  incentives  to  over-­‐consume  (in  this  case,  to  emit  
as  much  carbon  as  necessary)  in  response  to  societal  demands  for  economic  growth  and  prosperity.  
 
Second,  as  an  intergenerational  problem,  the  consequences  of  actions  taken  by  the  current  generation  
will  have  the  greatest  impact  on  future  generations  yet  to  be  born.  Thus,  the  current  generation  must  
forego  benefits  today  in  order  to  protect  against  possibly  catastrophic  costs  in  the  future.  This  tradeoff  
is  particularly  difficult  for  developing  countries.  They  must  somehow  achieve  economic  growth  in  the  
present  to  break  out  of  a  persistent  cycle  of  poverty,  while  limiting  the  amount  of  greenhouse  gasses  
emitted  into  the  atmosphere  to  protect  future  generations.  The  fact  that  prosperous,  developed  
countries  (such  as  the  U.S.  and  those  in  Europe)  arguably  created  the  current  climate  problems  during  
their  previous  industrial  economic  development  in  the  19th  and  20th  centuries  complicates  the  
tradeoffs  between  economic  development  and  preventing  further  climate  change.  
 
Finally,  the  global  and  intergenerational  nature  of  climate  change  points  to  the  underlying  
philosophical  dimensions  of  the  problem.  While  it  is  intuitive  that  the  current  generation  has  some  
ethical  responsibility  to  leave  an  inhabitable  world  to  
future  generations,  the  extent  of  this  obligation  is  less  
clear.  The  same  goes  for  individual  countries  who  have  
pledged  to  reduce  carbon  emissions  to  help  protect  
environmental  health,  but  then  face  real  economic  and  
social  costs  when  executing  those  pledges.  Developing  
nations  faced  with  these  costs  may  encounter  further  
challenges  as  the  impact  of  climate  change  will  most  
likely  fall  disproportionally  on  the  poor,  thus  also  
raising  issues  of  fairness  and  inequality.              
Case  Study  –  Climate  Change  &  the  Paris  Deal  -­‐  Page  1  of  3  
 
 
Discussion  Questions:  
 
1. On  the  one  hand,  what  harms  are  potentially  produced  by  failing  to  take  action  to  control  
climate  change?  On  the  other  hand,  what  harms  are  potentially  produced  by  acting  to  lower  
carbon  emissions?  
 
2. To  what  extent  do  humans  have  a  moral  responsibility  to  future  generations  that  are  yet  to  be  
born?  Explain  your  reasoning.  
 
3. Arguably,  actions  to  cut  carbon  emissions  and  curb  global  warming  right  now  have  real  costs  for  
certain  segments  of  the  global  population  while  the  benefits  of  such  actions  are  more  abstract.  
How  should  we  balance  the  tangible  costs  in  the  present  and  abstract  consequences  in  the  
future  when  addressing  climate  change?  Explain.    
 
4. If  you  were  in  a  position  to  recommend  environmental  policy  changes  or  actions,  what  would  
you  advocate  and  why?  
 
5. Do  prosperous  countries  have  a  greater  responsibility  to  take  action  and  bear  more  of  the  costs  
of  controlling  climate  change  than  developing  countries?  Explain  your  reasoning.  
 
6. Considering  that  the  negative  impacts  of  climate  change  will  likely  fall  disproportionally  on  the  
poor,  yet  developing  countries  must  often  increase  consumption  and  emissions  to  achieve  
greater  economic  growth,  do  you  think  developing  nations  should  be  exempt  from  actions  to  
control  climate  change?  Why  or  why  not?  
 
7. The  climate  change  agreement  approved  in  Paris  is  based  on  voluntary  goals  and  pledges  by  
participating  countries.  Would  it  be  ethically  permissible  to  impose  carbon  emission  goals  on  
countries  and  individuals  and  enforce  them  with  penalties?  Explain  your  reasoning.  
 
 
   

Case  Study  –  Climate  Change  &  the  Paris  Deal  -­‐  Page  2  of  3  
 
 
Resources:  
 
Nations  Approve  Landmark  Climate  Accord  in  Paris  
http://www.nytimes.com/2015/12/13/world/europe/climate-­‐change-­‐accord-­‐paris.html  
 
Climate  Model  Predicts  West  Antarctic  Ice  Sheet  Could  Melt  Rapidly  
http://www.nytimes.com/2016/03/31/science/global-­‐warming-­‐antarctica-­‐ice-­‐sheet-­‐sea-­‐level-­‐rise.html  
 
What  Does  a  Climate  Deal  Mean  for  the  World?  
http://www.nytimes.com/interactive/2015/12/12/science/What-­‐Does-­‐the-­‐Climate-­‐Deal-­‐Mean.html  
 
Peter  Singer  on  the  COP21  Agreement  and  the  Ethics  of  Climate  Change  
https://www.good.is/articles/peter-­‐singer-­‐climate-­‐cop21-­‐agreement  
 
The  Ethical  Dimension  of  Tackling  Climate  Change  
http://e360.yale.edu/feature/the_ethical_dimension_of_tackling_climate_change/2456/  
 
Here’s  what  political  science  can  tell  us  about  the  Paris  climate  deal  
https://www.washingtonpost.com/news/monkey-­‐cage/wp/2015/12/14/heres-­‐what-­‐political-­‐science-­‐
can-­‐tell-­‐us-­‐about-­‐the-­‐paris-­‐climate-­‐deal/  
 
 
Authors:  
Robert  Moser,  Ph.D.  and  Patrick  McDonald,  Ph.D.  
Department  of  Government  
College  of  Liberal  Arts  
The  University  of  Texas  at  Austin  
 
 

Case  Study  –  Climate  Change  &  the  Paris  Deal  -­‐  Page  3  of  3  
 
 
Ebola  &  American  Intervention  
 
In  2014,  a  highly  contagious  and  deadly  virus,  Ebola,  emerged  in  Western  Africa,  primarily  in  the  
countries  of  Liberia,  Sierra  Leone,  and  Guinea.  The  epidemic  caught  world  health  authorities  off  guard,  
ultimately  killing  thousands  and  threatening  to  develop  into  a  worldwide  epidemic.  A  broad  range  of  
organizations  and  politicians,  from  health  care  authorities  and  Doctors  Without  Borders  to  the  World  
Health  Organization  and  Liberian  President  Ellen  Johnson  Sirleaf,  made  dramatic  appeals  for  American  
military  intervention.  The  legacy  of  colonial  ties  affected  the  perceptions  of  responsibility  for  provision  
of  assistance.  The  United  Kingdom  took  charge  of  relief  efforts  in  Sierra  Leone,  France  in  Guinea,  and  
the  United  States  in  Liberia,  a  state  founded  in  the  19th  century  by  former  African-­‐American  slaves.  
 
After  initially  receiving  criticism  for  acting  too  cautiously,  President  Obama  responded  by  sending  over  
3,000  military  personnel,  mostly  medics  and  engineers,  to  Liberia.  It  was  the  largest  American  
intervention  ever  in  a  global  health  crisis.  President  Obama  justified  this  decision  by  arguing  that  the  
United  States  had  an  ethical  obligation  as  a  leader  of  the  global  community  to  address  the  
humanitarian  crisis  in  Liberia  as  well  as  a  security  interest  in  controlling  the  epidemic  in  Africa  so  that  it  
did  not  spread  to  the  U.S.  and  other  countries.  According  to  President  Obama,  only  the  American  
military  had  the  resources,  hierarchical  structure,  and  discipline  to  carry  out  such  a  largescale  effort.    
 
Objections  to  the  “militarization”  of  this  relief  effort  came  in  several  forms.    Conservative  critics  argued  
that  militaries  are  for  fighting  and  winning  wars,  not  providing  humanitarian  assistance.  Others  argued  
the  humanitarian  effort  could  morph  into  security  and  military  engagement.  David  Ridenhour,  
president  of  the  National  Center  for  Public  Policy  Research,  worried  that  American  soldiers  could  be  
faced  with  difficult  moral  dilemmas,  such  as  “having  to  shoot  unarmed,  possibly  infected  Liberian  
civilians  or  allow  Ebola  to  spread.”  Some  critics  were  concerned  that  U.S.  military  intervention  
jeopardized  the  principle  of  neutrality  that  health  relief  organizations  try  to  maintain.  Historian  Andrew  
Bacevich  argued  that  a  military  response  to  a  humanitarian  crisis,  even  if  successful,  would  mask  and  
perpetuate  gross  misallocation  of  resources  toward  building  military  capacity  rather  than  address  
global  health  care  needs.      
 
Ultimately,  the  Ebola  epidemic  was  brought  under  control  in  Liberia  and  the  rest  of  Western  Africa.  The  
United  States  military  built  11  treatment  units  and  the  government  expended  hundreds  of  millions  of  
dollars  in  the  relief  effort.  However,  as  The  New  York  
Times  reported,  there  is  limited  evidence  that  these  
efforts  played  any  significant  role.    Only  28  Ebola  
patients  were  treated  in  the  11  treatment  centers  built  
by  the  military.  The  number  of  new  Ebola  cases  peaked  
at  635  the  week  after  President  Obama  announced  the  
military  intervention,  but  dropped  to  just  over  100  by  
the  time  the  first  medical  unit  was  opened.  By  the  time  
the  additional  units  were  operational,  Ebola  cases  had  
dwindled  to  less  than  50.    
 
Case  Study  –  Ebola  &  American  Intervention  -­‐  Page  1  of  2  
 
Discussion  Questions:  
 
1. Do  you  think  the  United  States  is  ethically  required  to  respond  to  epidemics  and  other  health  
crises  in  foreign  countries?  Why  or  why  not?  
 
2. Should  the  U.K.,  France,  and  the  U.S.  have  concentrated  their  relief  efforts  along  historical  
colonial  lines  during  the  Ebola  outbreak?  In  general,  do  the  U.S.  and  other  imperialist  nations  
have  particular  ethical  responsibilities  to  aid  their  former  colonies?  Explain  your  reasoning.  
 
3. Do  you  think  it  is  ethically  permissible  to  deploy  the  U.S.  military  in  humanitarian  relief  efforts?  
What  are  the  potential  harms  and  benefits  of  such  a  decision?  Explain.  
 
4. Do  you  think  that  President  Obama’s  response  to  the  Ebola  epidemic  was  too  cautious,  
sufficient,  or  too  ambitious?  What  policy  would  you  have  followed  if  you  were  in  his  position?  
Explain  your  reasoning.  
 
5. Many  of  the  medical  treatment  facilities  that  were  built  by  the  American  military  were  never  
utilized  to  treat  Ebola  victims.  How,  if  at  all,  does  this  outcome  affect  your  judgment  of  
President  Obama’s  response?  
 
Resources:  
 
Liberian  President  Pleads  With  Obama  for  Assistance  in  Combating  Ebola  
http://www.nytimes.com/2014/09/13/world/africa/liberian-­‐president-­‐pleads-­‐with-­‐obama-­‐for-­‐
assistance-­‐in-­‐combating-­‐ebola.html  
The  US  military  should  be  winning  wars,  not  fighting  Ebola  
http://www.spectator.co.uk/2014/10/the-­‐us-­‐military-­‐should-­‐be-­‐winning-­‐wars-­‐not-­‐fighting-­‐ebola/  
AFRICOM’s  Ebola  response  and  the  militarization  of  humanitarian  aid  
https://www.washingtonpost.com/blogs/monkey-­‐cage/wp/2014/09/25/africoms-­‐ebola-­‐response-­‐and-­‐
the-­‐militarization-­‐of-­‐humanitarian-­‐aid/  
The  Rank  Injustice  of  Sending  U.S.  Troops  to  Fight  Ebola  
http://triblive.com/opinion/featuredcommentary/7059273-­‐74/ebola-­‐military-­‐
soldiers#axzz3HwlUQVDC  
Empty  Ebola  Clinics  in  Liberia  Are  Seen  as  Misstep  in  U.S.  Relief  Effort  
http://www.nytimes.com/2015/04/12/world/africa/idle-­‐ebola-­‐clinics-­‐in-­‐liberia-­‐are-­‐seen-­‐as-­‐misstep-­‐in-­‐
us-­‐relief-­‐effort.html  
 
Authors:  
Robert  Moser,  Ph.D.  and  Patrick  McDonald,  Ph.D.  
Department  of  Government  
College  of  Liberal  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  Ebola  &  American  Intervention  -­‐  Page  2  of  2  


 
Bullfighting:  Art  or  Not?  
 
Bullfighting  has  its  roots  in  rituals  dating  back  many  centuries.  In  its  modern  Spanish  style,  
bullfighting  first  became  a  prominent  cultural  event  in  the  early  18th  century.  Yet  despite  its  
cultural  significance,  bullfighting  continues  to  face  increasing  scrutiny  in  light  of  animal  rights  
issues.  
 
Some  people  consider  bullfighting  a  cruel  sport  in  which  the  bull  suffers  a  severe  and  tortuous  
death.  Many  animal  rights  activists  often  protest  bullfighting  in  Spain  and  other  countries,  citing  
the  needless  endangerment  of  the  bull  and  bullfighter.  Some  cities  around  the  world  where  
bullfighting  was  once  popular,  including  Coslada  (Spain),  Mouans-­‐Sartoux  (France),  and  Teocelo  
(Mexico),  have  even  declared  themselves  to  be  anti-­‐bullfighting  cities.  Other  places,  including  
some  towns  in  Catalonia  (Spain),  have  ceased  killing  the  bull  in  the  fight,  but  continue  bullfighting.  
 
To  other  people,  the  spectacle  of  the  bullfight  is  not  mere  sport.  The  event  is  not  only  culturally  
significant,  but  also  a  fine  art  in  which  the  bullfighter  is  trained  in  a  certain  style  and  elicits  emotion  
through  the  act  of  the  fight.  Writer  Alexander  Fiske-­‐Harrison,  in  his  research  and  training  as  a  
bullfighter,  defends  the  practice  and  circumstances  
of  the  bull,  “In  terms  of  animal  welfare,  the  fighting  
bull  lives  four  to  six  years  whereas  the  meat  cow  
lives  one  to  two.  …Those  years  are  spent  free  
roaming…”  And  others  similarly  argue  that  the  death  
of  the  bull  in  the  ring  is  more  humane  than  the  death  
of  animals  in  a  slaughterhouse.  
 
 
Discussion  Questions:  
 
1. How  is  the  controversy  over  bullfighting  related  to  the  concept  of  relativism?  
 
2. How  would  a  relativist  interpret  this  controversy?  How  might  a  pluralist’s  perspective  
differ?  
 
3. Do  you  believe  that  bullfighting  is  an  ethically  wrong  practice  or  a  justifiable  cultural  event?  
Explain  your  reasoning.  
 
4. In  what  ways  might  ethnocentrism  affect  your  perspective  on  bullfighting?  How  would  your  
opinion  differ  if  you  were  raised  in  a  different  culture?  
 
5. Do  you  agree  that  the  death  of  the  bull  in  the  ring  is  more  humane  than  the  death  of  
animals  in  a  slaughterhouse?  Why  or  why  not?  What  ethical  concerns  are  raised  by  both  
situations?  
 
Case  Study  –  Bullfighting:  Art  or  Not?  -­‐  Page  1  of  2  
 
Resources:  
 
Bullfighting:  Hallowed  Tradition  or  Animal  Torture?  France  Rules  
http://rendezvous.blogs.nytimes.com/2012/09/21/bullfighting-­‐hallowed-­‐tradition-­‐or-­‐animal-­‐
torture/  
 
Perhaps  bullfighting  is  not  a  moral  wrong  
http://fiskeharrison.wordpress.com/2013/04/07/my-­‐talk-­‐at-­‐the-­‐edinburgh-­‐international-­‐book-­‐
festival/  
 
Animal  Welfare  Activists  to  Protest  Bullfighting  in  Spain  
http://www.nytimes.com/2010/08/21/world/europe/21iht-­‐spain.html  
 
 
Author:  
 
Ethics  Unwrapped  Staff  
McCombs  School  of  Business  
The  University  of  Texas  at  Austin  

Case  Study  –  Bullfighting:  Art  or  Not?  -­‐  Page  2  of  2  


 
Banning  Burkas:  Freedom  or  Discrimination?  
 
In  September  2010,  the  French  Parliament  passed  a  bill  prohibiting  people  from  concealing  their  
faces  in  public  areas.  While  this  law  applied  to  all  citizens  and  all  forms  of  face  covering,  it  became  
known  as  France’s  “burka  bill”  because  the  rhetoric  surrounding  the  bill  targeted  Muslim  women  
who  wore  burkas—religious  garments  covering  the  face  and  body—in  public.    
 
French  lawmakers  argued  that  the  law  was  important  for  the  separation  of  church  and  state  and  
for  the  emancipation  of  women.  Similar  to  the  2004  bill  that  outlawed  the  use  of  conspicuous  
religious  symbols  in  public  schools,  including  Muslim  headscarves  and  Christian  crosses,  this  law  
sought  to  further  remove  religious  expression  and  iconography  from  public  spaces  in  France.  Some  
legislators  argued  that  the  burka  was  a  harmful  symbol  of  gender  inequality  that  forced  women  to  
assume  a  subservient  status  to  men  in  public.  According  to  them,  the  law  freed  women  from  a  
discriminatory,  patriarchal  subculture.        
 
However,  some  in  the  French  Muslim  community  saw  the  bill  as  an  infringement  of  religious  
freedom  and  an  act  of  cultural  imperialism.  They  argued  that  French  legislators  were  imposing  
their  idea  of  gender  equality  onto  their  culture.  Many  of  them,  including  some  women,  argued  that  
wearing  burkas  actually  emancipated  women  from  the  physical  objectification  so  common  in  
Western  culture.  A  number  of  women  protested  the  bill  by  dressing  in  burkas  and  going  to  the  
offices  of  lawmakers  who  supported  the  legislation.  Other  reports  from  individual  women  
suggested  that  the  law  created  a  more  hostile  atmosphere  for  Islamic  women  in  France.  One  of  
these  women  critiqued  the  bill,  stating,  “My  quality  of  
life  has  seriously  deteriorated  since  the  ban…the  
politicians  claimed  they  were  liberating  us;  what  
they've  done  is  to  exclude  us  from  the  social  sphere.”  
 
The  law  was  challenged  in  2014  and  taken  to  the  
European  Court  of  Human  Rights.  The  court  upheld  
the  legality  of  the  law.      
 
 
Discussion  Questions:  
 
1. Lawmakers  might  argue  that  they  were  creating  a  more  pluralistic  society  by  banning  all  
forms  of  religious  expression  in  public  places,  whereas  detractors  might  argue  that  the  ban  
does  just  the  opposite.  Which  side  do  you  agree  with,  and  why?  
 
2. Should  all  religious  practices  be  tolerated  in  a  free  society?  Are  there  limits  to  what  you  
think  should  be  allowed?  Explain  your  reasoning.  
 

Case  Study  –  Banning  Burkas:  Freedom  or  Discrimination?  -­‐  Page  1  of  2  
 
3. Do  you  think  your  home  country  should  implement  a  ban  on  face  coverings  in  public?  Why  
or  why  not?  
 
4. Should  religious  garments  and  iconography  from  all  faith  traditions  be  banned  in  public  
schools  as  occurred  in  France  in  2004?  Why  or  why  not?  
 
5. According  to  some  accounts,  the  law  inspired  instances  of  people  acting  violently  against  
women  who  continued  to  wear  burkas.  Do  the  principles  of  separation  of  church  and  state  
and  the  emancipation  of  women  outweigh  these  consequences?  Defend  your  position.  
 
 
Resources:  
 
France’s  burqa  ban:  women  are  ‘effectively  under  house  arrest’  
http://www.theguardian.com/world/2011/sep/19/battle-­‐for-­‐the-­‐burqa  
 
France’s  burka  bill  -­‐  background  to  a  bitter  debate  
http://www.english.rfi.fr/france/20100526-­‐sarkozy-­‐and-­‐burka  
 
France’s  burka  ban  is  a  victory  for  tolerance  
http://www.telegraph.co.uk/news/worldnews/europe/france/8444177/BurkaFranceNational-­‐
FrontMarine-­‐Le-­‐PenMuslimFadela-­‐AmaraAndre-­‐Gerinhijab.html  
 
French  Senate  votes  to  ban  Islamic  full  veil  in  public  
http://www.bbc.com/news/world-­‐europe-­‐11305033  
 
Pourquoi  No  Burqa?  
https://www.sandala.org/blog/pourquoi-­‐no-­‐burqa  
 
 
Author:  
 
Andrew  Carlson,  Ph.D.,  M.F.A.  
Department  of  Theatre  &  Dance  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  Banning  Burkas:  Freedom  or  Discrimination?  -­‐  Page  2  of  2  
 
Appropriating  "Hope"  
 
Artists  commonly  appropriate,  or  borrow,  objects  or  images  and  include  them  in  their  artwork.  
Andy  Warhol,  for  example,  is  well  known  for  appropriating  images  of  Campbell’s  soup  cans  for  his  
pop  art.  Typically,  the  original  object  or  image  remains  recognizable,  but  the  new  work  of  art  
transforms  or  recontextualizes  the  borrowed  image  or  object  in  order  to  generate  new  meaning.  
Many  artists  believe  that  without  artistic  appropriation,  creating  new  art  would  not  be  possible.  On  
the  other  hand,  the  line  between  copyright  infringement  and  fair  use  is  not  always  clear.  
 
In  2008,  Shepard  Fairey  appropriated  an  Associated  Press  (A.P.)  photo  of  Barack  Obama  to  create  
his  well-­‐known  “Hope”  image  of  the  presidential  candidate.  In  2009,  Fairey  filed  a  preemptive  
lawsuit  against  The  A.P.,  requesting  that  the  court  declare  protection  from  any  copyright  
infringement  claims  on  the  basis  of  fair  use.  Fair  use  is  the  copying  of  copyrighted  material  for  
limited  “transformative”  purposes,  such  as  criticism,  parody,  or  commentary.  Fairey  acknowledged  
that  his  image  was  based  on  a  2006  photograph  taken  by  A.P.  photographer  Mannie  Garcia.  The  
A.P.  claimed  that  any  use  of  the  photo  required  permission  and  asked  for  credit  and  compensation.  
 
Anthony  T.  Falzone,  executive  director  of  the  Fair  Use  Project  and  one  of  Fairey’s  lawyers,  said  that  
Fairey  only  used  the  original  image  as  a  reference  and  transformed  it  into  a  “stunning,  abstracted  
and  idealized  visual  image  that  created  powerful  new  meaning  and  conveys  a  radically  different  
message.”  Paul  Colford,  spokesman  for  The  A.P.,  said,  “[The  A.P.  was]  disappointed  by  the  surprise  
filing  by  Shepard  Fairey  and  his  company  and  by  Mr.  Fairey’s  failure  to  recognize  the  rights  of  
photographers  in  their  works.”  Mannie  Garcia  argued  that  he  actually  owned  the  copyright  to  the  
photo,  not  The  A.P.,  according  to  his  contract  at  the  time.  He  stated,  “I  don’t  condone  people  
taking  things,  just  because  they  can…  But  in  this  case  I  think  it’s  a  very  unique  situation…  If  you  put  
all  the  legal  stuff  away,  I’m  so  proud  of  the  photograph  and  that  Fairey  did  what  he  did  artistically  
with  it,  and  the  effect  it’s  had.”  
 
After  two  years  in  court,  Shepard  Fairey  and  The  A.P.  
settled  the  case  with  an  undisclosed  financial  agreement.  
Fairey  also  gave  up  fair  use  rights  to  any  other  A.P.  photos,  
and  both  sides  agreed  to  share  the  rights  to  make  posters  
and  merchandise  based  on  the  “Hope”  image.  
 
 
   

Case  Study  –  Appropriating  “Hope”  -­‐  Page  1  of  2  


 
Discussion  Questions:  
 
1. In  general,  do  you  think  artistic  appropriation  is  a  positive  or  negative  practice?  Why?  Does  
it  matter  what  medium  the  artist  works  in?  
 
2. Is  appropriation  only  ethically  questionable  when  money  or  popularity  are  involved?  
 
3. What  differences  do  you  see  between  Warhol’s  use  of  the  Campbell’s  soup  cans  and  
Fairey’s  use  of  Garcia’s  photograph?  Is  one  less  problematic  than  the  other?  Why  or  why  
not?  
 
4. Do  you  think  Fairey’s  preemptive  lawsuit  against  the  Associated  Press  was  a  legitimate  
maneuver  for  protecting  his  fair  use  rights  or  an  admission  of  copyright  infringement?  
Defend  your  position.  
 
5. Do  you  think  moral  intent  matters  in  instances  of  artistic  appropriation?  Or,  does  it  only  
matter  whether  the  new  work  sufficiently  recontextualizes  the  original  piece?  
 
Resources:  
 
Artist  Sues  The  A.P.  Over  Obama  Image  
http://www.nytimes.com/2009/02/10/arts/design/10fair.html  
 
A.P.  Says  It  Owns  Image  Used  in  Obama  Poster  
http://www.nytimes.com/2009/02/06/arts/06arts-­‐APSAYSITOWNS_BRF.html  
 
AP  And  Shepard  Fairey  Settle  Lawsuit  Over  Obama  Image;  Fairey  Agrees  To  Give  Up  Fair  Use  Rights  
To  AP  Photos  
https://www.techdirt.com/articles/20110112/10170012637/ap-­‐shepard-­‐fairey-­‐settle-­‐lawsuit-­‐over-­‐
obama-­‐image-­‐fairey-­‐agrees-­‐to-­‐give-­‐up-­‐fair-­‐use-­‐rights-­‐to-­‐ap-­‐photos.shtml  
 
What  Is  Fair  Use?  
http://fairuse.stanford.edu/overview/fair-­‐use/what-­‐is-­‐fair-­‐use/  
 
Shepard  Fairey  interview  with  Marc  Maron  
http://www.wtfpod.com/podcast/episodes/episode_497_-­‐_shepard_fairey  
 
 
Author:  
Christina  Bain,  Ph.D.  
Department  of  Art  and  Art  History  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  Appropriating  “Hope”  -­‐  Page  2  of  2  


 
“Blurred  Lines”  of  Copyright  
 
In  2013,  Robin  Thicke  and  Pharrell  Williams  co-­‐produced  the  run-­‐away  hit  single  “Blurred  Lines,”  
earning  them  over  $16  million  in  sales  and  streaming  revenues.  The  music  video  has  been  viewed  
hundreds  of  millions  of  times  on  YouTube  and  Vevo,  and  has  been  parodied  numerous  times  as  
well.  Despite  its  popularity,  the  similarity  of  “Blurred  Lines”  to  Marvin  Gaye’s  1977  hit  song  “Got  to  
Give  It  Up”  sparked  controversy.  The  family  of  artist  Marvin  Gaye  was  outraged;  they  believed  
Gaye’s  work  was  stolen.  Thicke  filed  a  preemptive  lawsuit  to  prevent  the  Gaye  family  from  claiming  
any  share  of  royalties.  However,  Thicke  also  stated  in  public  interviews  that  he  was  influenced  by  
Marvin  Gaye  and,  specifically,  “Got  to  Give  It  Up”  when  he  co-­‐composed  “Blurred  Lines”  with  
Williams.    
 
In  response,  the  Gaye  family  sued  Williams  and  Thicke.  Contradictions  were  apparent  in  Thicke’s  
account.  In  an  interview  with  GQ,  he  stated  that  he  co-­‐wrote  “Blurred  Lines.”  But  in  court  he  
claimed  that  he  was  too  high  in  the  studio,  and  that  Williams  had  in  fact  composed  the  song,  and  
he  had  lied  earlier  in  order  to  get  credit.  Williams  claimed  that,  although  Gaye’s  music  had  
influenced  him  in  his  youth,  he  did  not  copy  Gaye’s  song  in  his  composition.  
 
In  March  2015,  the  jury  ruled  in  favor  of  the  Gaye  estate,  stating  that  while  Williams  and  Thicke  did  
not  directly  copy  “Got  to  Give  It  Up,”  there  was  enough  of  a  similar  “feel”  to  warrant  copyright  
infringement.  Gaye’s  heirs  were  awarded  $7.4  million  in  damages,  the  largest  amount  ever  granted  
in  a  music  copyright  case.  
 
While  many  commentators  agreed  with  this  verdict,  others  were  concerned  that  it  could  negatively  
affect  song  writing  within  an  entire  genre.  Musicologist  Robert  Fink,  for  example,  stated  that  this  
verdict  had  the  potential  to  set  a  precedent  for  
“fencing  off  our  shared  heritage  of  sounds,  grooves,  
vibes,  tunes,  and  feels.”  Musicians,  artists,  and  
writers  often  note  that  previous  works  influence  
them  in  their  creative  process,  and  that  there  is  very  
little  that  is  completely  original.  Thicke  and  Williams  
did  not  see  the  musical  influence  of  Gaye  as  
copyright  infringement,  but  rather  as  inspiration  that  
spurred  them  to  create  a  new,  original  single.  
 
   

Case  Study  –  “Blurred  Lines”  of  Copyright  -­‐  Page  1  of  2  


 
Discussion  Questions:  
 
1. Do  you  think  the  Gaye  family  should  own  the  rights  to  the  “feel”  of  “Got  to  Give  It  Up”  in  
addition  to  specific  lyrics,  melodies,  harmony,  etc.?  Why  or  why  not?  
 
2. What  distinctions  can  you  identify  among  sampling,  appropriating,  and  stealing  components  
of  a  song?  
 
3. This  court  case  is  one  among  many  over  the  past  decade  that  have  placed  limits  on  song-­‐
writing  and  musical  composition.  Do  you  think  it  is  important  to  provide  these  legal  
protections  for  artists  even  if  it  means  hindering  artistic  creativity  and  the  new  works  that  
might  come  from  musical  influence?  Explain  your  reasoning.  
 
4. Should  authors,  musicians,  and  other  artists  acknowledge  all  of  the  influences  on  their  
work,  regardless  of  the  degree  of  influence?  Why  or  why  not?  
 
5. If  you  purchase  a  song  and  then  recognize  that  it  is  appropriating  an  earlier  work,  you  are  
not  legally  obligated  to  stop  listening,  but  are  you  obligated  ethically?  Explain  your  
reasoning.  
 
Resources:  
 
Robin  Thicke,  Pharrell  Williams  and  a  Blurry  Copyright  Law?  
http://www.nytimes.com/roomfordebate/2015/03/17/robin-­‐thicke-­‐pharrell-­‐williams-­‐and-­‐a-­‐blurry-­‐
copyright-­‐law  
 
Blurred  Lines'  Verdict:  How  It  Started,  Why  It  Backfired  on  Robin  Thicke  and  Why  Songwriters  
Should  Be  Nervous  
http://www.billboard.com/articles/business/6502023/blurred-­‐lines-­‐verdict-­‐how-­‐it-­‐started-­‐why-­‐it-­‐
backfired-­‐on-­‐robin-­‐thicke-­‐and  
 
Blurred  Lines,  Ur-­‐Lines  and  Color  Lines  
http://musicologynow.ams-­‐net.org/2015/03/blurred-­‐lines-­‐ur-­‐lines-­‐and-­‐color-­‐line.html  
 
The  Blurred  Lines  of  Copyright  Infringement  Become  Even  Blurrier  as  the  Robin  Thicke  v.  Marvin  
Gaye’s  Estate  Lawsuit  Continues  
http://www.mbhb.com/pubs/xpqPublicationDetail.aspx?xpST=PubDetail&pub=271  
 
Author:  
Sonia  Seeman,  Ph.D.  
Butler  School  of  Music  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  
Case  Study  –  “Blurred  Lines”  of  Copyright  -­‐  Page  2  of  2  
 
Edward  Snowden:  Traitor  or  Hero?  
 
In  2013,  computer  expert  and  former  CIA  systems  administrator,  Edward  Snowden  released  
confidential  government  documents  to  the  press  about  the  existence  of  government  surveillance  
programs.  According  to  many  legal  experts,  and  the  U.S.  government,  his  actions  violated  the  
Espionage  Act  of  1917,  which  identified  the  leak  of  state  secrets  as  an  act  of  treason.    Yet  despite  the  
fact  that  he  broke  the  law,  Snowden  argued  that  he  had  a  moral  obligation  to  act.    He  gave  a  
justification  for  his  “whistleblowing”  by  stating  that  he  had  a  duty  “to  inform  the  public  as  to  that  
which  is  done  in  their  name  and  that  which  is  done  against  them.”    According  to  Snowden,  the  
government’s  violation  of  privacy  had  to  be  exposed  regardless  of  legality.  
 
Many  agreed  with  Snowden.  Jesselyn  Radack  of  the  Government  Accountability  Project  defended  his  
actions  as  ethical,  arguing  that  he  acted  from  a  sense  of  public  good.  Radack  said,  “Snowden  may  have  
violated  a  secrecy  agreement,  which  is  not  a  loyalty  oath  but  a  contract,  and  a  less  important  one  than  
the  social  contract  a  democracy  has  with  its  citizenry.”  Others  argued  that  even  if  he  was  legally  
culpable,  he  was  not  ethically  culpable  because  the  law  itself  was  unjust  and  unconstitutional.  
 
The  Attorney  General  of  the  United  States,  Eric  Holder,  did  not  find  Snowden’s  rationale  convincing.    
Holder  stated,  “He  broke  the  law.  He  caused  harm  to  our  national  security  and  I  think  that  he  has  to  be  
held  accountable  for  his  actions.”      
 
Journalists  were  conflicted  about  the  ethical  implications  of  Snowden’s  actions.  The  editorial  board  of  
The  New  York  Times  stated,  “He  may  have  committed  a  crime…but  he  has  done  his  country  a  great  
service.”  In  an  Op-­‐ed  in  the  same  newspaper,  Ed  Morrissey  argued  that  Snowden  was  not  a  hero,  but  a  
criminal:  “by  leaking  information  about  the  
behavior  rather  than  reporting  it  through  legal  
channels,  Snowden  chose  to  break  the  law.”    
According  to  Morrissey,  Snowden  should  be  
prosecuted  for  his  actions,  arguing  that  his  actions  
broke  a  law  “intended  to  keep  legitimate  national-­‐
security  data  and  assets  safe  from  our  enemies;  it  
is  intended  to  keep  Americans  safe.”    
 
 
   

Case  Study  –  Edward  Snowden:  Traitor  or  Hero?  -­‐  Page  1  of  2  
 
Discussion  Questions:  
 
1. What  values  are  in  conflict  in  this  case?  What  harm  did  Snowden  cause?  What  benefits  did  his  
actions  bring?  
 
2. Do  you  agree  that  Snowden’s  actions  were  ethically  justified  even  if  legally  prohibited?  Why  or  
why  not?    Make  an  argument  by  weighing  the  competing  values  in  this  case.  
 
3. If  you  were  in  Snowden’s  position,  what  would  you  have  done  and  why?  
 
4. Would  you  change  your  position  if  you  knew  that  Snowden’s  leak  would  lead  to  a  loss  of  life  
among  CIA  operatives?  What  about  if  it  would  save  lives?      
 
5. Is  there  a  circumstance  in  which  you  think  whistleblowing  would  be  ethically  ideal?  How  about  
ethically  prohibited?    
 
 
Resources:  
 
Whistle-­‐Blowers  Deserve  Protection  Not  Prison  
http://www.nytimes.com/roomfordebate/2013/06/11/in-­‐nsa-­‐leak-­‐case-­‐a-­‐whistle-­‐blower-­‐or-­‐a-­‐
criminal/whistle-­‐blowers-­‐deserve-­‐protection-­‐not-­‐prison  
 
Eric  Holder:  If  Edward  Snowden  were  open  to  plea,  we’d  talk  
http://www.politico.com/story/2014/01/eric-­‐holder-­‐edward-­‐snowden-­‐plea-­‐102530.html  
 
Edward  Snowden:  Whistleblower  
http://www.nytimes.com/2014/01/02/opinion/edward-­‐snowden-­‐whistle-­‐blower.html?_r=0  
 
Edward  Snowden  Broke  the  Law  and  should  be  Prosecuted  
http://www.nytimes.com/roomfordebate/2013/06/11/in-­‐nsa-­‐leak-­‐case-­‐a-­‐whistle-­‐blower-­‐or-­‐a-­‐
criminal/edward-­‐snowden-­‐broke-­‐the-­‐law-­‐and-­‐should-­‐be-­‐prosecuted  
 
 
 
Author:  
Andrew  Carlson,  Ph.D.,  M.F.A.  
Department  of  Theatre  &  Dance  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  
 
 

Case  Study  –  Edward  Snowden:  Traitor  or  Hero?  -­‐  Page  2  of  2  
 
Patient  Autonomy  &  Informed  Consent  
In  the  context  of  health  care  in  the  United  States,  the  value  on  autonomy  and  liberty  was  cogently  
expressed  by  Justice  Benjamin  Cardozo  in  Schloendorff  v.  Society  of  New  York  Hospitals  (1914),  when  
he  wrote,  “Every  human  being  of  adult  years  and  sound  mind  has  a  right  to  determine  what  shall  be  
done  with  his  own  body.”  This  case  established  the  principle  of  informed  consent  and  has  become  
central  to  modern  medical  practice  ethics.  However,  a  number  of  events  since  1914  have  illustrated  
how  the  autonomy  of  patients  may  be  overridden.  In  Buck  v.  Bell  (1927),  Justice  Oliver  Wendell  Holmes  
wrote  that  the  involuntary  sterilization  of  “mental  defectives,”  then  a  widespread  practice  in  the  U.S.,  
was  justified,  stating,  “Three  generations  of  imbeciles  are  enough.”  Another  example,  the  Tuskegee  
Syphilis  Study,  in  which  African-­‐American  males  were  denied  life-­‐saving  treatment  for  syphilis  as  part  
of  a  scientific  study  of  the  natural  course  of  the  disease,  began  in  1932  and  was  not  stopped  until  1972.        
Providing  advice  related  to  topics  of  bioethics,  the  President’s  Commission  for  the  Study  of  Ethical  
Problems  in  Medicine  and  Biomedical  and  Behavioral  Research  stated,  “Informed  consent  is  rooted  in  
the  fundamental  recognition—reflected  in  the  legal  presumption  of  competency—that  adults  are  
entitled  to  accept  or  reject  health  care  interventions  on  the  basis  of  their  own  personal  values  and  in  
furtherance  of  their  own  personal  goals.”  But  what  of  circumstances  where  patients  are  deemed  
incompetent  through  judicial  proceedings,  and  where  someone  else  is  designated  to  make  decisions  on  
behalf  of  a  mentally  incompetent  individual?    
Consider  the  following  case:  
A  middle  aged  man  was  involuntarily  committed  to  a  state  psychiatric  hospital  because  he  was  
considered  dangerous  to  others  due  to  severe  paranoid  thinking.  His  violent  behavior  was  controlled  
only  by  injectable  medications,  which  were  initially  administered  against  his  will.  He  had  been  declared  
mentally  incompetent,  and  the  decisions  to  approve  the  use  of  psychotropic  medications  were  made  
by  his  adult  son  who  had  been  awarded  guardianship  and  who  held  medical  power  of  attorney.  
While  the  medications  suppressed  the  patient’s  violent  agitation,  they  made  little  impact  on  his  
paranoid  symptoms.  His  chances  of  being  able  to  return  to  his  home  community  appeared  remote.  
However,  a  new  drug  was  introduced  into  the  hospital  formulary  which,  if  used  with  this  patient,  
offered  the  strong  possibility  that  he  could  return  home.  The  drug,  however,  was  only  available  in  a  pill  
form,  and  the  patient’s  paranoia  included  fears  that  others  would  try  to  poison  him.  The  suggestion  
was  made  to  grind  up  the  pill  and  surreptitiously  administer  the  drug  by  mixing  it  in  pudding.      
Hospital  staff  checked  with  the  patient’s  son  and  obtained  
informed  consent  from  him.  The  “personal  values  
and…personal  goals”  of  the  son  and  other  family  members  
were  seen  to  substitute  for  those  of  the  mentally  
incompetent  patient—and  these  goals  included  the  desire  
for  the  patient  to  live  outside  of  an  institution  and  close  to  
loved  ones  in  the  community.  This  was  the  explicitly  stated  
Case  Study  –  Patient  Autonomy  &  Informed  Consent  -­‐  Page  1  of  3  
 
rationale  for  the  son’s  agreeing  to  the  proposal  to  hide  the  medication  in  food.  However,  staff  were  
uncomfortable  about  deceiving  the  patient,  despite  having  obtained  informed  consent  from  the  
patient’s  guardian.  
 
Discussion  Questions:  
1. In  the  case  study  above,  do  you  think  the  ends  justify  the  means?  In  other  words,  does  the  goal  
of  discharging  the  patient  from  an  institutional  setting  into  normal  community  living  justify  
deceiving  him?  Explain  your  reasoning.  
 
2. Do  you  think  it  is  ever  ethically  permissible  to  deceive  clients?  Under  what  circumstances?  Why  
or  why  not?    
 
3. To  what  degree  should  family  members  or  legal  guardians  have  full  capacity  to  make  decisions  
or  give  consent  on  behalf  of  those  under  their  care?  Explain.  
 
4. Do  you  think  severely  mentally  ill  people  retain  any  rights  “to  determine  what  shall  be  done  
with  [their]  own  [bodies]?”  Why  or  why  not?  
 
5. Are  there  risks  in  surreptitiously  medicating  a  paranoid  patient?  Would  this  confirm  the  
patient’s  delusions  of  being  “poisoned”  by  others  or  escalate  his  resistance  to  treatment?  Are  
these  risks  worth  taking  in  view  of  the  potential  to  dramatically  improve  his  mental  functioning  
and  reduce  his  suffering?  
 
6. Since  psychiatric  patients  have  the  right  to  treatment,  does  the  strategy  to  surreptitiously  
administer  medications  serve  this  goal?  Do  you  think  this  is  ethically  justifiable?  Why  or  why  
not?  
 
7. Does  the  history  of  the  forcible  treatments  of  persons  with  disabilities  and  other  powerless  
populations  affect  how  you  view  this  case?  Explain  
 
   

Case  Study  –  Patient  Autonomy  &  Informed  Consent  -­‐  Page  2  of  3  
 
Resources:  
The  Nazi  Doctors:  Medical  Killing  and  the  Psychology  of  Genocide  
http://www.worldcat.org/title/nazi-­‐doctors-­‐medical-­‐killing-­‐and-­‐the-­‐psychology-­‐of-­‐
genocide/oclc/264730584  
 
Medical  Apartheid:  The  Dark  History  of  Medical  Experimentation  on  Black  Americans  from  Colonial  
Times  to  the  Present  
http://www.worldcat.org/title/medical-­‐apartheid-­‐the-­‐dark-­‐history-­‐of-­‐medical-­‐experimentation-­‐on-­‐
black-­‐americans-­‐from-­‐colonial-­‐times-­‐to-­‐the-­‐present/oclc/61131882  
 
Imbeciles:  The  Supreme  Court,  American  Eugenics,  and  the  Sterilization  of  Carrie  Buck  
http://www.worldcat.org/title/imbeciles-­‐the-­‐supreme-­‐court-­‐american-­‐eugenics-­‐and-­‐the-­‐sterilization-­‐
of-­‐carrie-­‐buck/oclc/911171862  
 
Texas  Administrative  Code,  Chapter  404,  Subchapter  E:  Rights  of  persons  receiving  mental  health  
services  
http://texreg.sos.state.tx.us/public/readtac$ext.ViewTAC?tac_view=5&ti=25&pt=1&ch=404&sch=E&rl
=Y  
 
A  history  and  a  theory  of  informed  consent  
http://www.worldcat.org/title/history-­‐and-­‐theory-­‐of-­‐informed-­‐consent/oclc/228168485  
 
Enduring  and  emerging  challenges  of  informed  consent  
http://www.nejm.org/doi/full/10.1056/NEJMra1411250  
 
Chapter  “Consent  to  medical  care:  the  importance  of  fiduciary  context”  in  The  ethics  of  consent:  theory  
and  practice  
http://www.worldcat.org/title/ethics-­‐of-­‐consent-­‐theory-­‐and-­‐practice/oclc/312625462  
 
CASES;  Advice  rejoins  consent  
http://www.nytimes.com/2002/07/02/health/cases-­‐advice-­‐rejoins-­‐consent.html  
 
Making  health  care  decisions:  The  ethical  and  legal  implications  of  informed  consent  in  the  patient-­‐
practitioner  relationship  
http://www.worldcat.org/title/making-­‐health-­‐care-­‐decisions-­‐a-­‐report-­‐on-­‐the-­‐ethical-­‐and-­‐legal-­‐
implications-­‐of-­‐informed-­‐consent-­‐in-­‐the-­‐patient-­‐practitioner-­‐relationship/oclc/8922324  
 
Author:  
Mitch  Sudolsky,  MSSW,  LCSW  
School  of  Social  Work  
The  University  of  Texas  at  Austin  

Case  Study  –  Patient  Autonomy  &  Informed  Consent  -­‐  Page  3  of  3  
 
Cyber  Harassment  
 
In  many  ways,  social  media  platforms  have  created  great  benefits  for  our  societies  by  expanding  and  
diversifying  the  ways  people  communicate  with  each  other,  and  yet  these  platforms  also  have  the  
power  to  cause  harm.  Posting  hurtful  messages  about  other  people  is  a  form  of  harassment  known  as  
cyberbullying.  Some  acts  of  cyberbullying  may  not  only  be  considered  slanderous,  but  also  lead  to  
serious  consequences.  In  2010,  Rutgers  University  student  Tyler  Clementi  jumped  to  his  death  a  few  
days  after  his  roommate  used  a  webcam  to  observe  and  tweet  about  Tyler’s  sexual  encounter  with  
another  man.  Jane  Clementi,  Tyler’s  mother,  stated,  “In  this  digital  world,  we  need  to  teach  our  
youngsters  that  their  actions  have  consequences,  that  their  words  have  real  power  to  hurt  or  to  help.  
They  must  be  encouraged  to  choose  to  build  people  up  and  not  tear  them  down.”  
 
In  2013,  Idalia  Hernández  Ramos,  a  middle  school  teacher  in  Mexico,  was  a  victim  of  cyber  harassment.  
After  discovering  that  one  of  her  students  tweeted  that  the  teacher  was  a  “bitch”  and  a  “whore,”  
Hernández  confronted  the  girl  during  a  lesson  on  social  media  etiquette.  Inquiring  why  the  girl  would  
post  such  hurtful  messages  that  could  harm  the  teacher’s  reputation,  the  student  meekly  replied  that  
she  was  upset  at  the  time.  The  teacher  responded  that  she  was  very  upset  by  the  student’s  actions.  
Demanding  a  public  apology  in  front  of  the  class,  Hernández  stated  that  she  would  not  allow  “young  
brats”  to  call  her  those  names.  Hernández  uploaded  a  video  of  this  confrontation  online,  attracting  
much  attention.  
 
While  Hernández  was  subject  to  cyber  harassment,  some  felt  she  went  too  far  by  confronting  the  
student  in  the  classroom  and  posting  the  video  for  the  public  to  see,  raising  concerns  over  the  privacy  
and  rights  of  the  student.  Sameer  Hinduja,  who  writes  for  the  Cyberbullying  Research  Center,  notes,  
“We  do  need  to  remain  gracious  and  understanding  
towards  teens  when  they  demonstrate  immaturity.”  
Confronting  instances  of  a  teenager  venting  her  anger  
may  infringe  upon  her  basic  rights  to  freedom  of  speech  
and  expression.  Yet,  as  Hinduja  explains,  teacher  and  
student  were  both  perpetrators  and  victims  of  cyber  
harassment.  All  the  concerns  of  both  parties  must  be  
considered  and,  as  Hinduja  wrote,  “The  worth  of  one’s  
dignity  should  not  be  on  a  sliding  scale  depending  on  
how  old  you  are.”  
 
   

Case  Study  –  Cyber  Harassment  -­‐  Page  1  of  3  


 
Discussion  Questions:  
 
1. In  trying  to  teach  the  student  a  lesson  about  taking  responsibility  for  her  actions,  did  the  
teacher  go  too  far  and  become  a  bully?  Why  or  why  not?  Does  she  deserve  to  be  fired  for  her  
actions?  
 
2. What  punishment  does  the  student  deserve?  Why?  
 
3. Who  is  the  victim  in  this  case?  The  teacher  or  the  student?  Was  one  victimized  more  than  the  
other?  Explain.  
 
4. Do  victims  have  the  right  to  defend  themselves  against  bullies?  What  if  they  go  through  the  
proper  channels  to  report  bullying  and  it  doesn’t  stop?    
 
5. How  should  compassion  play  a  role  in  judging  other’s  actions?    
 
6. How  are  factors  like  age  and  gender  used  to  “excuse”  unethical  behavior?  (ie.  “Boys  will  be  
boys”  or  “She’s  too  young/old  to  understand  that  what  she  did  is  wrong”)  Can  you  think  of  any  
other  factors  that  are  sometimes  used  to  excuse  unethical  behavior?  
 
7. How  is  cyberbullying  similar  or  different  from  face-­‐to-­‐face  bullying?  Is  one  more  harmful  than  
the  other?  Explain.  
 
8. Do  you  know  anyone  who  has  been  the  victim  of  cyber-­‐bullying?  What  types  of  harm  did  this  
person  experience?  
 
   

Case  Study  –  Cyber  Harassment  -­‐  Page  2  of  3  


 
Resources:  
 
Teacher  suspended  after  giving  student  a  twitter  lesson  
http://www.cnn.com/2013/09/12/world/americas/mexico-­‐teacher-­‐twitter/index.html  
 
Pros  and  Cons  of  Social  Media  in  the  Classroom  
http://campustechnology.com/Articles/2012/01/19/Pros-­‐and-­‐Cons-­‐of-­‐Social-­‐Media-­‐in-­‐the-­‐
Classroom.aspx?Page=1  
 
How  to  Use  Twitter  in  the  Classroom  
http://thenextweb.com/twitter/2011/06/23/how-­‐to-­‐use-­‐twitter-­‐in-­‐the-­‐classroom/    
 
Twitter  is  Turning  Into  a  Cyberbullying  Playground  
http://www.takepart.com/article/2012/08/08/twitter-­‐turning-­‐cyberbullying-­‐playground  
 
Can  Social  Media  and  School  Policies  be  “Friends”?  
http://www.ascd.org/publications/newsletters/policy-­‐priorities/vol17/num04/Can-­‐Social-­‐Media-­‐and-­‐
School-­‐Policies-­‐be-­‐£Friends£¢.asp  
 
What  Are  the  Free  Expression  Rights  of  Students  In  Public  Schools  Under  the  First  Amendment?  
http://www.firstamendmentschools.org/freedoms/faq.aspx?id=12991  
 
Teacher  Shames  Student  in  Classroom  After  Student  Bullies  Teacher  on  Twitter  
http://cyberbullying.us/teacher-­‐shames-­‐student-­‐in-­‐classroom-­‐after-­‐student-­‐bullies-­‐teacher-­‐on-­‐
twitter/  
 
 
Author:  
 
Christina  Bain,  Ph.D.  
Department  of  Art  and  Art  History  
College  of  Fine  Arts  
The  University  of  Texas  

Case  Study  –  Cyber  Harassment  -­‐  Page  3  of  3  


 
Welfare  Reform  
 
In  1996,  Democratic  President  Bill  Clinton  and  a  Republican-­‐led  Congress  passed  The  Personal  
Responsibility  and  Work  Opportunity  Reconciliation  Act  (PRWORA),  also  known  as  the  “Welfare  
Reform  Act.”  This  bill  changed  how  government-­‐funded  welfare  operated  in  the  United  States.  
PRWORA  reduced  the  amount  of  federal  spending  for  low-­‐income  families,  placed  a  limit  on  the  
number  of  years  a  person  could  receive  federal  financial  assistance,  and  required  recipients  to  work  
within  two  years  of  receiving  benefits.  It  also  included  legislation  that  limited  the  funding  available  to  
unmarried  parents  under  the  age  of  18,  enhanced  legal  enforcement  of  child  support,  and  restricted  
funding  for  immigrants.  Republican  supporters  believed  these  provisions  would  curb  the  number  of  
out-­‐of-­‐wedlock  births.    
 
The  bill  ignited  a  decades-­‐long  debate  about  individual  responsibility  versus  social  responsibility  and  
the  role  of  the  government  in  directly  alleviating  poverty.  On  the  one  hand,  the  bill  was  heralded  as  an  
important  step  toward  helping  welfare  recipients  achieve  self-­‐reliance  and  employment.  Through  this  
bill,  Clinton  aimed  to  “end  welfare  as  we  know  it”  by  creating  job  opportunities  that  would  help  stop  a  
cycle  of  poverty  and  dependency.  Republican  Speaker  of  the  House  Newt  Gingrich  and  his  colleagues  in  
Congress  pressured  Clinton  to  make  the  bill  even  more  austere.  They  argued  that  reducing  welfare  
funding  reinforced  core  American  values  of  individual  responsibility,  hard  work,  independence,  and  
free  enterprise.  
 
Critics  of  the  bill  argued  that  it  negatively  affected  the  most  vulnerable  people  in  society.  Several  
members  of  Clinton’s  administration  even  resigned  as  a  result  of  the  bill.  One  of  these  detractors,  
Peter  Edelman,  argued  that  welfare  reform  would  not  solve  the  problem,  but  rather  drive  millions  
more  people  into  poverty,  many  of  them  single  mothers  and  their  children.  During  the  debate,  Senator  
Edward  Kennedy  called  the  bill  “legislative  child  abuse.”  From  this  perspective,  the  government  was  
essentially  abdicating  its  responsibility  to  care  for  children  and  impoverished  people  who  are  
systemically  disadvantaged.  
 
The  bill  was  effective  for  getting  people  off  of  welfare  at  first,  in  part  due  to  a  booming  economy  in  the  
late  1990s.  By  2000,  welfare  caseloads  were  at  their  lowest  level  in  30  years.  However,  wages  tended  
to  be  barely  above  the  poverty  line  and  did  not  provide  long  term  financial  stability.  Financial  instability  
was  exacerbated  by  the  economic  downturn  in  2008.  In  a  2016  report  from  the  Center  on  Budget  and  
Policy  Priorities  examining  the  effects  of  PRWORA  and  related  policies,  research  showed  several  
findings:  “Employment  increases…were  modest  and  
faded  over  time;”  “Stable  employment…[was]  the  
exception,  not  the  norm;”  “Most  recipients…never  found  
work  even  after  participation  in  work  programs…;”  “The  
large  majority  of  individuals…remained  poor,  and  some  
became  poorer;”  and  “Voluntary  employment  programs  
can  significantly  increase  employment  without  the  
negative  impacts  of  ending  basic  assistance…”  
 
Case  Study  –  Welfare  Reform  -­‐  Page  1  of  3  
 
The  government’s  role  in  supporting  the  poor  through  direct  aid  remains  an  active  debate  in  the  U.S.  
today.  
 
 
Discussion  Questions:  
 
1. In  this  case,  who  favors  the  individualistic  fundamental  moral  unit?  Who  favors  the  community-­‐
oriented  fundamental  moral  unit?  Which  viewpoint  do  you  find  the  most  compelling  and  why?  
 
2. Regardless  of  your  own  political  affiliation,  do  you  think  governments  or  societies  have  an  
obligation  to  care  for  disadvantaged  or  lower-­‐income  families?  Why  or  why  not?  
 
3. Do  you  think  everyone  in  your  home  country  has  equal  opportunities  to  succeed  in  society?  
Why  or  why  not?  Do  you  think  success  is  the  sole  responsibility  of  the  individual  or  does  
government  have  a  role  to  play?  Explain  your  position.  
 
4. How  might  individuals  raised  with  different  notions  of  the  fundamental  moral  unit  respond  
differently  to  the  Welfare  Reform  Act?  
 
5. How  might  awareness  of  the  fundamental  moral  unit  help  us  to  better  understand  differences  
between  political  parties?  
 
 
   

Case  Study  –  Welfare  Reform  -­‐  Page  2  of  3  


 
Resources:  
 
Welfare’s  Changing  Face  
http://www.washingtonpost.com/wp-­‐srv/politics/special/welfare/welfare.htm  
 
Was  Welfare  Reform  Successful?  
http://www.usi.edu/business/cashel/331/welfare%20reform.pdf  
 
Clinton  to  Sign  Bill  Overhauling  Welfare  
http://www.washingtonpost.com/wp-­‐srv/politics/special/welfare/stories/wf080196.htm  
 
Renewing  America  
http://www.newsweek.com/renewing-­‐america-­‐184562  
 
Welfare  Limits  Left  Poor  Adrift  as  Recession  Hit  
http://www.nytimes.com/2012/04/08/us/welfare-­‐limits-­‐left-­‐poor-­‐adrift-­‐as-­‐recession-­‐hit.html  
 
Did  Welfare  Reform  Work  for  Everyone?  A  Look  at  Young  Single  Mothers  
http://www.frbsf.org/economic-­‐research/publications/economic-­‐letter/2009/august/welfare-­‐reform-­‐
single-­‐mothers/  
 
20  Years  Later,  Welfare  Overhaul  Resonates  for  Families  and  Candidates  
http://www.nytimes.com/2016/05/02/us/20-­‐years-­‐later-­‐welfare-­‐overhaul-­‐resonates-­‐for-­‐families-­‐and-­‐
candidates.html  
 
Work  Requirements  Don’t  Cut  Poverty,  Evidence  Shows  
http://www.cbpp.org/research/poverty-­‐and-­‐inequality/work-­‐requirements-­‐dont-­‐cut-­‐poverty-­‐
evidence-­‐shows  
 
 
Author:  
 
Andrew  Carlson,  Ph.D.,  M.F.A.  
Department  of  Theatre  &  Dance  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  Welfare  Reform  -­‐  Page  3  of  3  


 
Responding  to  Child  Migration  
 
In  the  summer  of  2014,  the  United  States  experienced  a  significant  increase  of  unaccompanied  minors  
illegally  entering  the  country  from  Central  America.  The  number  of  minors  apprehended  as  they  tried  
to  enter  the  U.S.  nearly  doubled  over  the  previous  year  from  35,200  to  66,120.  The  fastest  growing  
segment  of  child  migrants  were  those  under  12  years  old,  increasing  concern  that  vulnerable  children  
were  risking  their  lives  on  a  dangerous  journey  to  the  U.S.  to  escape  violence  and  poverty  in  their  
home  countries.  The  influx  posed  a  number  of  logistical  and  ethical  dilemmas  for  state  and  federal  
authorities,  and  overwhelmed  the  capacity  of  authorities  to  process  new  migrants  or  even  provide  
shelter  for  them.  
 
The  Obama  administration  responded  with  a  multifaceted  plan  that  included  millions  of  dollars  of  
emergency  funding.  The  plan  called  for  increased  border  enforcement,  deportation  of  those  deemed  
economic  migrants,  more  detention  facilities,  additional  immigration  judges  to  process  claims  for  
political  asylum  as  refugees,  and  new  programs  in  countries  of  origin  that  would  mitigate  violence  and  
economic  hardship  for  minors  as  well  as  discourage  or  intercept  migrants  before  reaching  the  U.S.  
Because  facilities  at  the  border  were  being  overrun,  the  government  also  transported  some  migrants  
to  other  parts  of  the  country.  This  drew  protests  from  local  communities  that  tried  to  turn  back  buses  
filled  with  migrant  children.  The  administration’s  response  drew  criticism  from  all  quarters.  
 
Human  rights  and  refugee  advocates,  as  well  as  many  religious  institutions,  argued  that  the  U.S.  was  
neglecting  its  moral  obligation  to  protect  innocent  and  vulnerable  children,  many  of  whom  were  
fleeing  violence  at  the  hands  of  criminal  gangs  and  the  drug  trade.  According  to  journalist  Sonia  
Nazario,  the  influx  of  minors  was  not  a  crisis  of  illegal  immigration  but  rather  a  refugee  crisis:  the  
violence  in  countries,  such  as  Honduras,  was  prompting  youths  to  flee  their  homes  as  a  means  of  
survival.  Nazario  argued  that  these  refugees,  similar  to  refugees  in  war-­‐torn  regions  such  as  Syria,  
deserved  legal  and  physical  protection.  She  criticized  the  Obama  administration  for  concentrating  on  
border  enforcement  and  interdiction  of  child  migrants  instead.    
 
Others  argued  the  opposite  point:  that  the  crisis  was  brought  on  by  weak  control  of  U.S.  borders.  
According  to  Jessica  Vaughn,  director  of  policy  
studies  at  the  Center  for  Immigration  Studies,  the  
ongoing  crisis  was  “the  best  evidence  yet  that  lax  
enforcement,  both  at  the  border  and  within  the  
country,  and  talk  of  amnesty  only  bring  more  
illegal  immigration.”  She  and  others  promoting  
stronger  limits  on  immigration  urged  the  Obama  
administration  to  turn  back  those  who  entered  
the  country  illegally  on  the  grounds  that  the  only  
way  to  end  this  crisis  was  to  stem  the  tide  of  
migrants  before  they  got  to  the  U.S.  
 
 
Case  Study  –  Responding  to  Child  Migration  -­‐  Page  1  of  3  
 
Discussion  Questions:  
 
1. Does  the  United  States  have  a  moral  obligation  to  accept  migrants?  Why  or  why  not?  Does  the  
impetus  for  migration  matter?  For  example,  should  we  treat  economic  migrants  fleeing  
economic  hardships  any  differently  than  political  asylum-­‐seekers  escaping  political  persecution  
and  violence?  Explain  your  reasoning.  
 
2. What  values  are  in  conflict  in  the  debate  over  the  economic  costs  of  immigration?      
 
3. Does  the  U.S.  have  a  special  moral  obligation  to  receive  child  migrants?  Why  or  why  not?    
 
4. A  faction  of  Americans  protested  against  accepting  minors  into  the  country  because  of  the  
potential  burden  and  threat  that  the  newcomers  might  pose  to  local  communities.  Do  you  think  
there  are  limits  to  the  moral  obligation  of  the  U.S.  (and  other  countries)  in  accepting  migrants,  
even  those  fleeing  violence?  Why  or  why  not?  
 
5. Some  commentators  argue  that  if  unaccompanied  child  migrants  gain  legal  status  upon  
reaching  the  United  States,  more  children  will  be  incentivized  to  make  the  dangerous  trek  to  
the  U.S.  Others  argue  we  must  protect  the  most  vulnerable.  In  response  to  these  concerns,  
what  immigration  policies  would  you  advocate  and  why?  
 
6. Does  the  United  States  have  a  moral  obligation  to  help  resolve  the  deeper  reasons  for  mass  
migration  to  the  U.S.,  such  as  economic  inequality,  the  drug  trade,  and  histories  of  encouraged  
migration,  particularly  if  American  behavior  or  U.S.  policy  contributes  to  these  patterns  of  
migration?  Explain.  
 
7. Ultimately,  the  surge  in  child  migration  to  the  United  States  in  the  summer  of  2014  was  
controlled  in  part  through  cooperation  with  foreign  governments  to  prevent  the  transit  of  
minors  across  their  territories.  Some  argued  that  the  methods  used  by  these  governments  were  
not  humane  and  that  children  intercepted  en  route  to  the  U.S.  were  forced  to  return  to  
dangerous  or  even  life-­‐threatening  situations.  Do  you  think  this  was  an  ethically  justifiable  
method  to  limit  migration?  Why  or  why  not?  
 
 
   

Case  Study  –  Responding  to  Child  Migration  -­‐  Page  2  of  3  


 
Resources:  
 
The  Children  of  the  Drug  Wars:  A  Refugee  Crisis,  Not  an  Immigration  Crisis  
http://www.nytimes.com/2014/07/13/opinion/sunday/a-­‐refugee-­‐crisis-­‐not-­‐an-­‐immigration-­‐crisis.html  
 
The  Central  American  Child  Emigration  Crisis:  Facts,  Figures,  and  Root  Causes  
http://www.carnegiecouncil.org/en_US/publications/ethics_online/0097  
 
How  to  Stop  the  Surge  of  Migrant  Children  
http://www.nytimes.com/roomfordebate/2014/07/08/how-­‐to-­‐stop-­‐the-­‐surge-­‐of-­‐migrant-­‐children  
 
Children  12  and  under  are  fastest  growing  group  of  unaccompanied  minors  at  U.S.  border  
http://www.pewresearch.org/fact-­‐tank/2014/07/22/children-­‐12-­‐and-­‐under-­‐are-­‐fastest-­‐growing-­‐
group-­‐of-­‐unaccompanied-­‐minors-­‐at-­‐u-­‐s-­‐border/#more-­‐261588  
 
The  Refugees  at  Our  Door  
http://www.nytimes.com/2015/10/11/opinion/sunday/the-­‐refugees-­‐at-­‐our-­‐door.html  
 
 
Authors:  
 
Robert  Moser,  Ph.D.  and  Patrick  McDonald,  Ph.D.  
Department  of  Government  
College  of  Liberal  Arts  
The  University  of  Texas  at  Austin  
 

Case  Study  –  Responding  to  Child  Migration  -­‐  Page  3  of  3  


 
Snyder  v.  Phelps  
 
Matthew  Snyder  was  a  Marine  Lance  Corporal  from  Maryland  who  died  in  Iraq  on  March  2,  2006  at  the  
age  of  20.  The  Westboro  Baptist  Church,  led  by  Fred  Phelps,  announced  in  advance  that  they  would  
picket  his  funeral.  Westboro  contends  that  American  military  deaths  are  a  direct  result  of  God’s  
vengeance  for  the  tolerance  of  homosexuality  in  the  United  States.  Church  members  protest  military  
funerals  because  they  believe  enlisted  soldiers  “voluntarily  [join]  a  fag-­‐infested  army  to  fight  for  a  fag-­‐
run  country.”  They  denounced  Snyder’s  parents,  Albert  Snyder  and  Julia  Francis,  for  raising  their  son  
Catholic.  They  claimed  Snyder  and  Francis  taught  their  son  to  “be  an  idolater”  and  support  the  world’s  
“largest  pedophile  machine.”  At  Snyder’s  funeral,  Westboro  members  held  up  signs  saying  “Fag  
Troops,”  “God  hates  the  U.S.A.,”  and  many  others  of  a  similar  nature.  
 
Albert  Snyder  sued  for  defamation  stemming  from  false  statements  made  about  his  son’s  upbringing.  
He  also  sued  for  “publicity  given  to  private  life”  because  his  son’s  funeral  was  a  private,  not  public  
event.  These  counts  were  dismissed  because  the  defamation  fell  under  religious  opinion  and  because  
an  obituary  was  printed  with  details  of  their  religion.  Other  counts,  including  intrusion  upon  seclusion,  
intentional  infliction  of  emotional  distress,  and  civil  conspiracy,  were  all  allowed  to  continue.  
 
Westboro  Baptist  Church  maintained  that  they  followed  all  local  ordinances  and  were  compliant  with  
all  police  instructions.  They  were  allowed  to  picket  in  an  area  designated  by  police  about  1000  feet  
from  the  church.  Albert  Snyder  claimed  he  saw  the  tops  of  signs,  but  only  read  their  contents  when  he  
saw  a  news  program  on  television  afterwards.  Evidence  was  presented  that  showed  Albert  Snyder  
suffered  physical  and  emotional  harm,  including  complications  from  diabetes  and  depression.  
 
At  the  district  court  level,  Albert  Snyder  was  awarded  a  total  of  $5  million  in  damages,  but  the  Fourth  
Circuit  later  reversed  this  ruling.  It  was  then  appealed  to  the  Supreme  Court,  which  upheld  the  ruling  of  
the  Fourth  Circuit:  Westboro  Baptist  Church  was  within  
their  free  speech  rights  set  forth  in  the  First  Amendment.  
The  primary  message  of  their  signs  dealt  with  their  broad  
public  message  and  not  one  specific  individual,  even  if  it  
was  hurtful.  The  court  ruling  stated,  “Because  this  Nation  
has  chosen  to  protect  even  hurtful  speech  on  public  issues  
to  ensure  that  public  debate  is  not  stifled,  Westboro  must  
be  shielded  from  tort  liability  for  its  picketing  in  this  case.”  
 
 
   

Case  Study  –  Snyder  v.  Phelps  -­‐  Page  1  of  2  


 
 
Discussion  Questions  
 
1. How  would  you  rule  in  this  case  if  you  were  the  deciding  vote  on  the  Supreme  Court?  Why?  
What  issues  would  you  find  most  important  in  making  that  decision?      
 
2. Does  the  fact  that  the  Westboro  Baptist  Church  did  everything  legally  correct  make  their  
position  acceptable?  Should  they  adhere  to  any  ethical  boundaries  beyond  legal  compliance?  
Why  or  why  not?  
 
3. How  would  you  explain  to  both  the  Westboro  Baptist  Church  and  Albert  Snyder  the  Supreme  
Court’s  ruling  while  respecting  both  of  their  positions?  
 
4. Can  you  think  of  any  alternative  methods  by  which  the  Westboro  Baptist  Church  could  make  
the  same  point  without  causing  harm  to  individuals  such  as  Albert  Snyder?  Explain.  
 
5. Do  you  believe  it  is  ethically  permissible  for  someone  to  say  whatever  he  or  she  wants,  even  if  it  
causes  harm  or  trauma  to  another  person?  If  so,  on  what  grounds?  If  not,  where  would  you  
draw  the  line  to  limit  speech?  Explain.  
 
Resources:  
Snyder  v.  Phelps  (2011)  
http://www.scotusblog.com/case-­‐files/cases/snyder-­‐v-­‐phelps/  
 
Facts  and  Case  Summary  –  Snyder  v.  Phelps  
http://www.uscourts.gov/educational-­‐resources/educational-­‐activities/facts-­‐and-­‐case-­‐summary-­‐
snyder-­‐v-­‐phelps  
 
Justices  Take  Up  Funeral-­‐Protest  Case  
http://www.nytimes.com/2010/10/07/us/07scotus.html  
 
Justices  Rule  for  Protestors  at  Military  Funerals  
http://www.nytimes.com/2011/03/03/us/03scotus.html  
 
Why  the  Supreme  Court  Ruled  for  Westboro  
http://content.time.com/time/nation/article/0,8599,2056613,00.html  
 
 
Author:  
Shannon  O’Brien,  Ph.D.  
Department  of  Government  
College  of  Liberal  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  Snyder  v.  Phelps  -­‐  Page  2  of  2  


 
 
“Dr.  V’s  Magical  Putter”  
 
On  January  15,  2014,  sports  blog  Grantland  published  the  article  “Dr.  V’s  Magical  Putter,”  a  longform  
piece  by  journalist  Caleb  Hannan.  What  began  as  an  article  about  a  unique  new  golf  putter  gradually  
became  an  article  about  the  inventor  of  the  putter,  Dr.  Essay  Anne  Vanderbilt.  In  his  investigation  into  
Vanderbilt’s  invention,  Hannan  discovered  that  Vanderbilt  had  lied  about  her  academic  background  
and  work  experience  and  had  taken  cash  from  an  investor  that  she  never  returned.  
 
Hannan  also  found  out  that  Vanderbilt  was  a  transgender  woman  and  outed  her  as  trans  to  an  
investor.  Although  Hannan  had  made  an  agreement  with  Vanderbilt  to  focus  the  story  “on  the  science,  
not  the  scientist,”  the  putter  became  a  backdrop  to  a  story  about  what  Hannan  saw  as  a  deceitful  
personal  life  and  fraudulent  professional  career.  Vanderbilt,  who  wished  to  maintain  her  privacy  from  
the  start,  did  not  want  the  story  published.  A  few  months  before  Grantland  published  the  article,  
Vanderbilt  committed  suicide.  
 
The  article  sparked  immediate  controversy  over  the  merits  and  ethics  of  its  reporting,  as  well  as  its  role  
in  Vanderbilt’s  suicide.  Detractors  criticized  Hannan  and  Grantland  for  a  lack  of  awareness  and  
compassion  regarding  trans  issues.  Defenders  of  the  article  saw  value  in  the  story  and  believed  it  
would  be  dangerous  to  not  report  all  of  the  facts.  In  an  editorial  response  published  in  Grantland,  
sports  journalist  Christina  Kahrl  wrote,  “It  was  not  Grantland’s  job  to  out  [Vanderbilt],”  noting,  “she  
was  a  member  of  a  community…for  whom  suicide  attempts  outpace  the  national  average  almost  26  
times  over.”  Josh  Levin,  executive  editor  at  Slate,  wrote,  “The  fact  that  Dr.  V  once  lived  under  a  
different  name  is  not  irrelevant  to  Hannan’s  story…  But  presenting  Dr.  V’s  gender  identity  as  one  in  a  
series  of  lies  and  elisions  was  a  careless  editorial  decision.  …Dr.  V  is  a  con  artist  and  a  trans  woman.  
Hannan,  though,  conflates  those  two  facts…”  Journalist  James  Kirchick  defended  Hannan,  writing,  
“What  I  saw  was  a  careful  and  ingenious  reporter  ferret  out  a  fraud  with  care.  …[There’s]  no  evidence  
that  Hannan  was…seeking  to  “out”  and  humiliate  a  transgender  woman…  On  the  contrary,  in  his  
article,  Hannan  arrives  at  a  conclusion  sympathetic  to  Vanderbilt.”  Trans  advocate  and  medical  doctor  
Dana  Beyer  said  that  the  article  reflected  the  tragedy  of  being  in  the  closet  as  trans,  but  did  not  revel  in  
it  or  have  malicious  intentions.    
 
Several  days  after  the  publication  of  the  article,  Grantland  editor-­‐in-­‐chief  Bill  Simmons  published  a  
response  to  the  article’s  criticism.  He  wrote,  “I  didn’t  know  nearly  enough  about  the  transgender  
community—and  neither  does  my  staff…  We  just  
didn’t  see  the  other  side.  We  weren’t  sophisticated  
enough.  In  the  future,  we  will  be  sophisticated  
enough…  we  made  mistakes,  and  we’re  going  to  learn  
from  them.”  Reflecting  on  the  article  over  a  year  later,  
Hannan  spoke  about  the  complexities  of  seeking  truth  
in  journalism,  “At  every  point  in  the  reporting  I  could  
justify  myself  going  forward…  ‘I’m  doing  my  job.’  But  
part  of  the  job  was  to  assess  whether  it  was  worth  it.”  
 
Case  Study  –  “Dr.  V’s  Magical  Putter”  -­‐  Page  1  of  3  
 
Discussion  Questions:  
 
1. While  Hannan  and  Grantland  were  certainly  legally  permitted  to  publish  this  article,  do  you  
think  it  was  ethically  permissible  to  do  so?  Why  or  why  not?  
 
2. If  you  were  in  Hannan’s  position  when  investigating  Vanderbilt’s  educational  and  personal  
background,  what  would  you  have  done  and  why?  
 
3. What  biases  and/or  pressures  do  you  think  contributed  to  Hannan  pursuing  the  story  and  
outing  Vanderbilt  to  an  investor?  How  did  he  rationalize  his  actions?  Explain.  
 
4. If  you  were  in  Simmons’  position  before  publishing  the  article,  what  would  you  have  done  and  
why?  
 
5. What  biases  and/or  pressures  do  you  think  contributed  to  Simmons  publishing  the  article?  How  
did  he  rationalize  this  decision?  Explain.  
 
6. Do  you  think  comprehensive  reporting  and  truth  in  journalism  can  be  balanced  effectively  with  
respecting  individuals’  privacy?  Why  or  why  not?  How  can  journalists,  in  Hannan’s  words,  
assess  whether  pursuing  a  story  is  “worth  it”?  
 
7. Do  you  think  journalists  bear  a  special  responsibility  to  people  who  may  be  at  risk  of  harm  or  
face  oppression  based  on  their  identity?  Or  is  that  too  great  a  burden?  Explain.    
 
 
   

Case  Study  –  “Dr.  V’s  Magical  Putter”  -­‐  Page  2  of  3  


 
Resources:  
 
Dr.  V’s  Magical  Putter  
http://grantland.com/features/a-­‐mysterious-­‐physicist-­‐golf-­‐club-­‐dr-­‐v/  
 
The  Dr.  V  Story:  A  Letter  from  the  Editor  
http://grantland.com/features/the-­‐dr-­‐v-­‐story-­‐a-­‐letter-­‐from-­‐the-­‐editor/  
 
What  Grantland  Got  Wrong  
http://grantland.com/features/what-­‐grantland-­‐got-­‐wrong/  
 
Digging  Too  Deep:  Grantland’s  exposé  of  a  trans  con  artist  privileged  fact-­‐finding  over  compassion  
http://www.slate.com/articles/life/culturebox/2014/01/essay_anne_vanderbilt_dr_v_s_magical_putte
r_grantland_s_expos_of_a_trans.html  
 
Pressuring  Journalists  Won’t  Protect  Transgender  People  
http://www.thedailybeast.com/articles/2014/01/22/pressuring-­‐journalists-­‐won-­‐t-­‐protect-­‐the-­‐
transgendered.html  
 
10  Questions  Bill  Simmons  and  ESPN  Should  Answer  About  ‘Dr.  V’s  Magical  Putter’  
http://thinkprogress.org/alyssa/2014/01/19/3183711/grantland/  
 
‘Dr.  V’  Writer  Caleb  Hannan  Speaks  for  the  First  Time  About  What  Went  Wrong  
https://blog.longreads.com/2015/07/20/dr-­‐v-­‐writer-­‐caleb-­‐hannan-­‐speaks-­‐for-­‐the-­‐first-­‐time-­‐about-­‐
what-­‐went-­‐wrong/  
 
The  journalist  and  Dr.  V  
http://niemanstoryboard.org/stories/the-­‐journalist-­‐and-­‐dr-­‐v/  
 
Friend  blames  timing  of  Gilbert  inventor’s  suicide  on  fear  of  impending  article  
http://archive.azcentral.com/community/gilbert/articles/20140124gilbert-­‐golf-­‐inventor-­‐suicide-­‐
website-­‐essay-­‐anne-­‐vanderbilt.html  
 
 
Author:  
 
Ethics  Unwrapped  Staff  
McCombs  School  of  Business  
The  University  of  Texas  at  Austin  
 

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Cadavers  in  Car  Safety  Research  
 
In  1993,  it  was  widely  disclosed  that  research  engineers  at  Heidelberg  University  in  Germany  had  used  
200  adult  and  child  cadavers  in  simulated  car  crash  tests.  The  researchers  argued  that  the  use  of  
human  cadavers  was  necessary  to  study  the  actual  effects  of  these  crashes  on  the  body.  They  insisted  
that  the  research  would  save  lives  because  it  would  help  engineers  design  safer  cars.      
 
There  was  significant  public  outcry  against  this  practice  from  numerous  groups.  The  ADAC,  Germany’s  
largest  automobile  club,  issued  a  statement  challenging  the  research  on  ethical  grounds:  “In  an  age  
when  experiments  on  animals  are  being  put  into  question,  such  tests  must  be  carried  out  on  dummies  
and  not  on  children’s  cadavers.”  Rudolph  Hammerschmidt,  spokesman  for  the  Roman  Catholic  German  
Bishops’  Conference  similarly  decried  the  practice,  arguing,  “Even  the  dead  possess  human  
dignity…this  research  should  be  done  with  manikins.”  Political  leaders  also  weighed  in  on  the  debate.  
Klaus  von  Trotha,  research  minister  of  Baden-­‐Wuerttemberg  state,  questioned  the  study:  “Our  
constitution  guarantees  freedom  in  scientific  research.  But  the  constitution  also  guarantees  the  
protection  of  human  dignity.”  
 
The  university  defended  its  research  by  pointing  to  the  results.  Dr.  Rainer  Mattern,  the  head  of  
Heidelberg  University’s  forensic  pathology  department,  responded  to  public  reaction  against  the  use  of  
child  cadavers,  arguing,  “The  tests  have  saved  lives  of  other  children.”      
 
When  it  was  revealed  that  similar  tests  were  being  conducted  in  the  United  States  at  Wayne  State  
University,  some  U.S.  officials  offered  their  support.  George  Parker,  the  associate  administrator  for  
research  at  the  National  Highway  Traffic  Safety  Administration  argued,  “We  need  that  type  of  data  to  
find  out  how  people  are  injured  in  crashes  to  know  what  areas  of  the  body  are  injured  under  what  
conditions.”  He  added  that  human  subjects  were  necessary  to  determine  the  validity  of  the  data  
gathered  from  crash  test  dummies:  “If  you  didn’t  do  this  
testing,  you  wouldn’t  know  what  limits  to  put  on  
dummies  for  crash  tests.”      
 
For  many,  the  debate  ultimately  hinged  on  whether  the  
research  yielded  information  not  attainable  from  crash  
dummies  and  whether  or  not  the  families  gave  their  
consent  to  the  use  of  the  cadavers.  
 
 
   

Case  Study  –  Cadavers  in  Car  Safety  Research  -­‐  Page  1  of  2  
 
Discussion  Questions:  
 
1. According  to  those  opposing  the  research,  what  harm  is  done  by  conducting  crash  tests  with  
cadavers?  According  to  researchers,  what  is  the  harm  done  by  not  doing  the  research?  
 
2. Who  are  the  moral  agents  involved  in  this  case?  Who  are  the  subjects  of  moral  worth?  Explain  
your  reasoning.  
 
3. Do  you  think  the  idea  of  human  dignity  applies  equally  to  the  living  and  the  dead?  Why  or  why  
not?  
 
4. To  what  degree  should  family  members  have  full  capacity  to  make  decisions  or  give  consent  on  
behalf  of  their  deceased  relatives?  To  what  degree  should  other  considerations,  such  as  
communal  values  or  legal  restrictions,  be  taken  into  account?  
 
5. How  does  research  using  cadavers  compare  to  organ  donation?  Do  you  think  one  is  more  
ethically  permissible  than  the  other?  Explain  your  reasoning.  
 
6. How  does  animal  testing  compare  to  this  case?  
 
   
Resources:  
German  University  Said  to  Use  Corpses  in  Auto  Crash  Tests  
http://www.nytimes.com/1993/11/24/world/german-­‐university-­‐said-­‐to-­‐use-­‐corpses-­‐in-­‐auto-­‐crash-­‐
tests.html  
German  University  Must  Prove  Families  OK’d  Tests  on  Cadavers  
http://www.deseretnews.com/article/322514/GERMAN-­‐UNIVERSITY-­‐MUST-­‐PROVE-­‐FAMILIES-­‐OKD-­‐
TESTS-­‐ON-­‐CADAVERS.html?pg=all  
Auto  Safety  Crash  Testing  Ignites  Furor:  Germany:  The  program  uses  human  bodies.  U.S.  tests  using  
cadavers  at  3  universities  are  disclosed.  
http://articles.latimes.com/1993-­‐11-­‐25/news/mn-­‐60691_1_safety-­‐tests  
University  Promises  to  Prove  it  Had  Relatives’  OK  to  Use  Bodies  
http://www.apnewsarchive.com/1993/University-­‐Promises-­‐To-­‐Prove-­‐It-­‐Had-­‐Relatives-­‐OK-­‐To-­‐Use-­‐
Bodies/id-­‐fe2ecda0c83ffada0d56c232b3a9433b  
 
 
Author:  
Andrew  Carlson,  Ph.D.,  M.F.A.  
Department  of  Theatre  &  Dance  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  
 

Case  Study  –  Cadavers  in  Car  Safety  Research  -­‐  Page  2  of  2  
 
Prenatal  Diagnosis  &  Parental  Choice  
In  the  United  States,  many  citizens  agree  that  the  government  may  impose  limits  on  the  freedom  of  
individuals  when  individuals  interfere  with  the  rights  of  others,  but  the  extent  of  these  limits  is  often  a  
topic  of  debate.  Among  the  most  debated  of  bioethical  issues  is  the  issue  of  abortion,  which  hinges  on  
whether  the  fetus  is  a  person  with  rights,  notably  the  right  to  life.    
In  conjunction  with  the  legal  right  to  abortion  affirmed  in  the  Supreme  Court  decision  in  Roe  v.  Wade,  
the  issue  of  prenatal  diagnosis  has  led  to  decisions  by  pregnant  women  to  pursue  abortion  where  
prenatal  testing  has  revealed  genetic  abnormalities  in  fetuses.  However,  this  practice  has  met  with  
recent  opposition  in  the  wake  of  research  showing  that  between  60  and  90  percent  of  fetal  diagnoses  
of  Down  syndrome  have  led  to  abortion.  In  2015,  legislation  was  introduced  in  the  Ohio  Legislature  
that  would  make  it  illegal  to  terminate  a  pregnancy  for  the  purpose  of  avoiding  giving  birth  to  a  baby  
with  Down  syndrome.      
Those  opposed  to  this  legislation  have  noted  that  such  a  law  would  violate  the  Roe  v.  Wade  decision  by  
the  Supreme  Court,  and  that  laws  based  on  intention  or  motivation  to  terminate  would  be  
unenforceable.  “This  is  interference  with  a  medical  decision  following  a  complicated  diagnosis,”  
according  to  Kellie  Copeland,  executive  director  of  NARAL  Pro-­‐Choice  Ohio,  “Not  knowing  the  family  
and  the  circumstances,  the  legislature  can’t  possibly  take  into  account  all  the  factors  involved.”  
Supporters  of  the  legislation  have  described  this  as  a  way  to  limit  the  number  of  abortions  in  the  state  
and  protect  babies  born  with  disabilities.  Mike  Gonidakis,  
president  of  Ohio  Right  to  Life,  stated,  “We  all  want  to  be  born  
perfect,  but  none  of  us  are,  and  everyone  has  a  right  to  live,  
perfect  or  not.”  Rachel  Mullen,  a  member  of  the  Cuyahoga  
County  chapter  of  Ohio  Right  to  Life,  said  in  an  interview,  “we  
need  this  bill  so  that  [babies  with  Down  syndrome]  can  be  
born,  and  not  culled.”      
 
Teaching  Note:  
Bioethics  examines  the  moral  dimensions  surrounding  the  use  of  medical  technology,  raising  questions  
such  as:    Should  all  scientific  advances  in  medicine  be  made  available  to  all?  Do  some  advances  conflict  
with  society’s  values  and  morals?  What  role  should  the  government  play  in  the  moral  decision-­‐making  
of  individuals  insofar  and  with  respect  to  limiting  or  expanding  choices  available?  These  are  broader  
questions  to  keep  in  mind  while  reading  and  discussing  this  case  study.  
 
   

Case  Study  –  Prenatal  Diagnosis  &  Parental  Choice  -­‐  Page  1  of  3  
 
Discussion  Questions:  
1. According  to  those  opposing  the  legislation,  what  harm  is  done  by  limiting  women’s  freedom  to  
terminate  a  pregnancy?  According  to  supporters  of  the  legislation,  what  is  the  harm  done  by  
not  limiting  women’s  freedom  to  terminate  a  pregnancy?    
 
2. Who  are  all  of  the  moral  agents  in  this  case?  Who  are  the  subjects  of  moral  worth?  Explain  your  
reasoning.  
 
3. Since  Roe  v.  Wade  holds  that  first-­‐trimester  abortions  are  legal,  is  it  ethically  permissible  to  
limit  the  freedom  of  women  who  do  not  wish  to  bear  babies  with  birth  defects  if  the  diagnosis  
and  the  procedure  take  place  in  the  first  trimester?  Why  or  why  not?  
 
4. If  it  is  legal  to  abort  babies  with  disabilities  like  Down  syndrome,  what  message  does  this  
convey  about  the  value  that  society  places  on  the  lives  of  persons  with  disabilities?  
 
5. If  the  Ohio  Legislature  decides  to  criminalize  abortion  in  cases  where  the  motivation  for  
abortion  is  a  prenatal  diagnosis  of  Down  syndrome,  does  the  Legislature  have  an  ethical  
responsibility  to  ensure  that  poor  families  are  not  driven  into  bankruptcy  by  the  high  medical  
and  educational  costs  of  raising  children  with  disabilities?  Why  or  why  not?  
 
6. Should  physicians  be  required  to  divulge  the  motivation  for  terminating  a  pregnancy?  Do  you  
think  this  is  an  ethically  defensible  reason  to  breach  doctor-­‐patient  confidentiality?  Explain  your  
reasoning.  
 
7. Should  parents  have  the  freedom  to  decide  whether  to  abort  for  other  reasons,  such  as  the  
discovery  that  the  fetus  will  be  born  deaf  or  diabetic?  In  a  free  society,  should  the  government  
limit  the  reproductive  options  of  families  who  will  be  left  with  a  financial,  emotional,  and  
physical  burden  as  a  result?  Explain.  
 
   

Case  Study  –  Prenatal  Diagnosis  &  Parental  Choice  -­‐  Page  2  of  3  
 
Resources:  
Prenatal  diagnosis  and  selective  abortion:  a  challenge  to  practice  and  policy  
http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1508970/  
 
Baby  conceived  to  provide  cell  transplant  for  his  dying  sister  
http://www.nytimes.com/2000/10/04/science/04BLOO.html  
 
The  problem  with  an  almost-­‐perfect  genetic  world  
http://www.nytimes.com/2005/11/20/weekinreview/the-­‐problem-­‐with-­‐an-­‐almostperfect-­‐genetic-­‐
world.html  
 
Ohio  bill  would  ban  abortion  if  Down  syndrome  is  reason  
http://www.nytimes.com/2015/08/23/us/ohio-­‐bill-­‐would-­‐ban-­‐abortion-­‐if-­‐down-­‐syndrome-­‐is-­‐
reason.html  
 
First-­‐Trimester  or  Second-­‐Trimester  Screening,  or  Both,  for  Down’s  Syndrome  
http://www.nejm.org/doi/full/10.1056/NEJMoa043693  
 
Prenatal  diagnosis  of  Down  syndrome:  a  systematic  review  of  termination  rates  (1995-­‐2011)  
http://onlinelibrary.wiley.com/doi/10.1002/pd.2910/abstract  
 
Ethics  Questions  Arise  as  Genetic  Testing  of  Embryos  Increases  
http://www.nytimes.com/2014/02/04/health/ethics-­‐questions-­‐arise-­‐as-­‐genetic-­‐testing-­‐of-­‐embryos-­‐
increases.html  
 
Wanting  babies  like  themselves,  some  parents  choose  genetic  defects  
http://news.blogs.nytimes.com/2006/12/05/wanting-­‐babies-­‐like-­‐themselves-­‐some-­‐parents-­‐choose-­‐
genetic-­‐defects/comment-­‐page-­‐6/  
 
Prenatal  whole-­‐genome  sequencing  —  is  the  quest  to  know  a  fetus’s  future  ethical?  
http://www.nejm.org/doi/full/10.1056/NEJMp1215536  
 
Author:  
Mitch  Sudolsky,  MSSW,  LCSW  
School  of  Social  Work  
The  University  of  Texas  at  Austin  

Case  Study  –  Prenatal  Diagnosis  &  Parental  Choice  -­‐  Page  3  of  3  
 
The  Miss  Saigon  Controversy  
 
In  1990,  theatre  producer  Cameron  Mackintosh  brought  the  musical  Miss  Saigon  to  Broadway  
following  a  highly  successful  run  in  London.  Based  on  the  opera  Madame  Butterfly,  Miss  Saigon  takes  
place  during  the  Vietnam  War  and  focuses  on  a  romance  between  an  American  soldier  and  a  
Vietnamese  orphan  named  Kim.  In  the  musical,  Kim  is  forced  to  work  at  ‘Dreamland,’  a  seedy  bar  
owned  by  the  half-­‐French,  half-­‐Vietnamese  character  ‘the  Engineer.’  The  production  was  highly  
anticipated,  generating  millions  of  dollars  in  ticket  sales  before  it  had  even  opened.  
 
Controversy  erupted,  however,  when  producers  revealed  that  Jonathan  Pryce,  a  white  British  actor,  
would  reprise  his  role  as  the  Eurasian  ‘Engineer.’  Asian  American  actor  B.D.  Wong  argued  that  by  
casting  a  white  actor  in  a  role  written  for  an  Asian  actor,  the  production  supported  the  practice  of  
“yellow-­‐face.”  Similar  to  “blackface”  minstrel  shows  of  the  19th  and  20th  centuries,  “yellow-­‐face”  
productions  cast  non-­‐Asians  in  roles  written  for  Asians,  often  relying  on  physical  and  cultural  
stereotypes  to  make  broad  comments  about  identity.  Wong  asked  his  union,  Actors’  Equity  
Association,  to  “force  Cameron  Mackintosh  and  future  producers  to  cast  their  productions  with  racial  
authenticity.”  
 
Actors’  Equity  Association  initially  agreed  and  refused  to  let  Pryce  perform:  “Equity  believes  the  casting  
of  Mr.  Pryce  as  a  Eurasian  to  be  especially  insensitive  and  an  affront  to  the  Asian  community.”  
Moreover,  many  argued  that  the  casting  of  Pryce  further  limited  already  scarce  professional  
opportunities  for  Asian  American  actors.    
 
Frank  Rich  of  The  New  York  Times  disagreed,  sharply  criticizing  the  union  for  prioritizing  politics  over  
talent:  “A  producer's  job  is  to  present  the  best  show  he  can,  and  Mr.  Pryce's  performance  is  both  the  
artistic  crux  of  this  musical  and  the  best  antidote  to  its  more  bloated  excesses.  It's  hard  to  imagine  
another  actor,  white  or  Asian,  topping  the  originator  of  this  quirky  role.  Why  open  on  Broadway  with  
second  best,  regardless  of  race  or  creed?”  The  casting  director,  Vincent  G.  Liff,  also  defended  his  
actions  on  the  same  grounds:  “I  can  say  with  the  greatest  assurance  that  if  there  were  an  Asian  actor  of  
45-­‐50  years,  with  classical  stage  background  and  an  international  stature  and  reputation,  we  would  
have  certainly  sniffed  him  out  by  now.”      
 
Actors’  Equity  ultimately  reversed  their  decision  and  Pryce  
performed  the  role  of  ‘the  Engineer’  on  Broadway  to  great  
acclaim.  Nonetheless,  the  production  remained  
controversial  during  its  successful  Broadway  run.  For  
many,  it  is  seen  as  one  of  the  most  famous  examples  of  
contemporary  “yellow-­‐face”  performance.    
 
 
   

Case  Study  –  The  Miss  Saigon  Controversy  -­‐  Page  1  of  3  


 
Discussion  Questions:  
 
1. Why  did  Wong  critique  the  production?  What  harms  does  “yellow-­‐face”  performance  cause?  To  
whom?  
 
2. What  harm  is  Frank  Rich  arguing  will  be  caused  by  not  allowing  Pryce  to  perform?  How  does  
Rich  justify  his  argument?    
 
3. While  the  practice  of  “blackface”  performance  is  widely  agreed  to  be  ethically  prohibited,  there  
continue  to  be  multiple  examples  of  white  actors  representing  Asians  in  theatre  and  film.  Why  
do  you  think  this  continues  to  occur?  
 
4. Is  it  more  problematic  for  a  white  actor  to  portray  a  person  of  color  than  for  an  actor  of  color  to  
perform  a  role  written  for  a  white  person.  Why  or  why  not?  
 
5. How  does  the  history  of  racial  and  ethnic  discrimination  in  the  United  States  factor  into  this  
debate?  
 
6. In  what  ways  does  scarcity  of  opportunities  and  representations  affect  perceptions  of  minority  
groups?    
 
7. How  can  producers  and  casting  directors  appropriately  represent  characters  on  stage  and  
screen?  Should  artists  and  producers  purposefully  be  more  inclusive  or  should  they  cast  
regardless  of  race?  Explain  your  reasoning.  
 
 
   

Case  Study  –  The  Miss  Saigon  Controversy  -­‐  Page  2  of  3  


 
Resources:  
 
Jonathan  Pryce,  ‘Miss  Saigon’  and  Equity’s  Decision  
http://www.nytimes.com/1990/08/10/theater/jonathan-­‐pryce-­‐miss-­‐saigon-­‐and-­‐equity-­‐s-­‐decision.html  
 
David  Henry  Hwang:  racial  casting  has  evolved  –  and  so  have  my  opinions    
http://www.theguardian.com/stage/2014/may/12/david-­‐henry-­‐hwang-­‐miss-­‐saigon-­‐yellow-­‐face-­‐racial-­‐
casting  
 
The  Problem  With  Miss  Saigon  (or  how  many  stereotypes  can  you  cram  into  one  Broadway  musical)  
https://blog.davidmura.com/2013/09/11/the-­‐problem-­‐with-­‐miss-­‐saigon-­‐or-­‐how-­‐many-­‐stereotypes-­‐
can-­‐you-­‐cram-­‐into-­‐one-­‐broadway-­‐musical/  
 
Cameron  Mackintosh:  ‘I  have  been  successful  beyond  anyone’s  wildest  dreams’  
http://www.telegraph.co.uk/culture/theatre/10842020/Cameron-­‐Mackintosh-­‐I-­‐have-­‐been-­‐successful-­‐
beyond-­‐anyones-­‐wildest-­‐dreams.html  
 
A  History  of  Asian  American  Theatre  
http://www.worldcat.org/title/history-­‐of-­‐asian-­‐american-­‐theatre/oclc/70173376  
 
 
Author:  
Andrew  Carlson,  Ph.D.,  M.F.A.  
Department  of  Theatre  &  Dance  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  The  Miss  Saigon  Controversy  -­‐  Page  3  of  3  


 
Pardoning  Nixon  
 
On  August  9,  1974,  Richard  Nixon  resigned  the  presidency  in  the  wake  of  the  Watergate  scandal  and  
the  release  of  the  ‘smoking  gun’  tape  that  could  have  indicted  him  for  involvement  in  criminal  activity  
while  president.  Following  resignation,  many  Americans  were  angry  with  Nixon  and  also  suspicious  of  
Gerald  Ford  as  he  stepped  into  the  presidential  role.  Nixon  soon  became  extremely  ill.  On  August  15,  
1974,  he  was  admitted  to  Bethesda  Naval  Hospital  and  diagnosed  with  viral  pneumonia.  One  account  
suggests  he  was  admitted  with  a  recurrence  of  phlebitis.  Nixon  had  a  history  of  phlebitis,  which  can  be  
fatal  even  if  treated.  
 
On  September  8,  1974,  President  Ford  issued  a  full  and  absolute  pardon  of  Nixon  for  all  offenses  
against  the  United  States,  making  Nixon  immune  from  any  arrest,  investigation,  or  imprisonment  from  
his  involvement  in  Watergate.  The  pardon  infuriated  many  Americans.  Suspicions  arose  of  a  possible  
deal  between  Ford  and  Nixon  in  exchange  for  Ford’s  prior  nomination  to  vice  president.  All  parties  
denied  any  such  deal  and  no  evidence  in  support  of  these  allegations  ever  surfaced.  
 
With  the  Watergate  scandal  consuming  the  nation,  Ford  signaled  that  he  wanted  to  refocus  the  public  
and  rebuild  trust  in  the  executive  branch.  He  sought  to  move  forward  by  concentrating  on  the  nation’s  
problems,  such  as  ending  the  Vietnam  War,  rather  than  spending  his  entire  administration  dissecting  
the  activities  of  the  previous  president  for  years  to  come.  However,  as  a  result  of  the  pardon,  Nixon  
would  never  be  held  accountable  for  activity  widely  thought  to  be  criminal.  
 
President  Ford  also  believed  from  reports  and  advisors  
that  Nixon’s  health  was  seriously  compromised  and  that  
his  death  was  likely  imminent.  In  his  speech  announcing  
the  pardon,  Ford  referred  both  to  the  health  crisis  of  Nixon  
as  well  as  his  own  personal  constitutional  duty  to  ensure  
domestic  tranquility.  At  the  time,  it  was  impossible  for  
Ford  to  realize  that  Nixon  would  eventually  recover  and  
live  for  twenty  more  years.  Ford  believed  he  acted  in  the  
nation’s  best  interests.  The  public  vehemently  disagreed.  
 
 
   

Case  Study  –  Pardoning  Nixon  -­‐  Page  1  of  2  


 
Discussion  Questions:  
 
1. How  would  you  describe  Ford’s  process  of  moral  analysis  in  this  situation?  
 
2. Should  Nixon  have  been  held  accountable  for  his  behaviors  without  regard  for  his  personal  
health  or  the  new  administration?  Why  or  why  not?  
 
3. While  President  Ford  was  clearly  within  his  constitutional  right  to  pardon  Richard  Nixon,  do  you  
think  Ford’s  decision  was  justified  on  ethical  grounds?  Why  or  why  not?  
 
4. Can  you  think  of  some  alternatives  to  pardoning  Nixon?  Explain.  
 
5. If  you  were  in  President  Ford’s  position,  what  would  you  do,  and  why?  What  would  be  your  
process  of  moral  analysis  before  taking  action?  
 
   
Resources:  
 
Watergate  and  the  Resignation  of  Richard  Nixon:  Impact  of  a  Constitutional  Crisis  
http://www.worldcat.org/title/watergate-­‐and-­‐the-­‐resignation-­‐of-­‐richard-­‐nixon-­‐impact-­‐of-­‐a-­‐
constitutional-­‐crisis/oclc/56535080  
 
The  Presidential  Pardon  Power  
http://www.worldcat.org/title/presidential-­‐pardon-­‐power/oclc/294935761  
 
31  Days:  Gerald  Ford,  the  Nixon  Pardon,  and  a  Government  in  Crisis  
http://www.worldcat.org/title/31-­‐days-­‐gerald-­‐ford-­‐the-­‐nixon-­‐pardon-­‐and-­‐a-­‐government-­‐in-­‐
crisis/oclc/84656942  
 
 
Author:  
 
Shannon  O’Brien,  Ph.D.  
Department  of  Government  
College  of  Liberal  Arts  
The  University  of  Texas  at  Austin  
 

Case  Study  –  Pardoning  Nixon  -­‐  Page  2  of  2  


 
Reporting  on  Robin  Williams  
 
When  actor  Robin  Williams  took  his  life  in  August  of  2014,  major  news  organizations  covered  the  story  
in  great  detail.  Most  major  news  outlets  reported  on  Marin  County  Sheriff’s  Lt.  Keith  Boyd’s  press  
conference,  which  revealed  graphic  details  from  the  coroner’s  report  about  the  methods  Williams  
used.    While  there  was  great  interest  on  the  part  of  the  public  in  finding  out  what  happened,  many  
argued  that  reporting  too  much  detail  about  the  suicide  violated  the  family’s  privacy.  
 
Indeed,  many  of  Robin  Williams’s  fans  posted  on  Facebook,  Twitter,  and  other  social  networks  to  
express  their  objections  to  the  media  treatment  of  the  suicide,  urging  reporters  to  respect  the  family’s  
right  to  grieve  in  peace.    Several  members  of  the  mental  health  community  also  took  issue  with  the  
detailed  reports.  Paul  Farmer,  chief  executive  of  the  mental  health  charity  Mind,  wrote  to  CNN  that  
“When  a  media  report  describes  clear  details  of  unusual  methods  of  suicide  and  essentially  gives  a  
“how  to”  guide—the  danger  is  it  can  make  suicide  seem  like  a  more  accessible  action  to  take.”  Some  
journalists  expressed  similar  viewpoints,  criticizing  the  reports  as  a  clear  violation  of  media  ethics.  
According  to  the  Press  Complaints  Commission,  “When  reporting  suicide,  care  should  be  taken  to  avoid  
excessive  detail  about  the  method  used.”  
 
Yet  other  journalists  argued  that  the  primary  responsibility  of  the  media  was  to  report  the  story  
truthfully  and  factually.  In  an  op-­‐ed  in  the  LA  Times,  Andrew  Klavan  wrote,  “The  manner  of  Williams’  
death  is  public  information.  Journalists  should  report  it  as  long  as  it  remains  of  interest  to  the  public.  It  
is  not  a  journalist’s  job  to  protect  us  from  the  ugly  facts.”  Klavan  argued  that  the  journalist’s  duty  is  not  
to  do  good  or  be  wise,  but  to  report  the  whole  story,  which  may  in  fact  be  a  part  of  a  larger  story  
unfolding  elsewhere.  Sheriff  Boyd  similarly  defended  his  own  actions  by  stating  that  he  had  a  duty  to  
report  the  details  as  part  of  the  public  record.  

In  an  interview  with  Today,  Williams’s  daughter  Zelda  


discussed  how  her  father  never  sought  to  hide  his  problems,  
mentioning  his  openness  about  struggling  with  alcoholism.  
She  stated,  “I  think  that  one  of  the  things  that  is  changing,  
that  is  wonderful,  is  that  people  are  finally  starting  to  
approach  talking  about  illnesses  that  people  can’t  immediately  
see…He  didn’t  like  people  feeling  like  the  things  that  were  
hard  for  them  they  should  go  through  alone.”  

   

Case  Study  –  Reporting  on  Robin  Williams  -­‐  Page  1  of  3  


 
Discussion  Questions:  
 
1. According  to  the  video,  systematic  moral  analysis  (SMA)  first  requires  identifying  the  problems  
in  a  situation.  In  this  case,  who  was  harmed  and  how?  You  may  reference  the  list  of  moral  rules  
in  the  transcript  of  the  narration  below.  
 
2. The  second  step  of  SMA  requires  asking  who  is  responsible.  Is  Sheriff  Boyd  responsible?  The  
journalists?  Anyone  else?  How  do  their  role-­‐related  responsibilities  relate  to  the  harm  caused?  
 
3. Third  in  the  process  of  SMA  is  to  consider  whether  or  not  the  action  can  be  justified.  Do  you  
think  the  role-­‐related  responsibilities  of  Sheriff  Boyd  or  the  journalists  justified  their  actions?  
Why  or  why  not?  What  alternative  ways  of  reporting  Robin  Williams’s  suicide  would  have  
caused  less  harm?  
 
4. Finally,  if  you  had  been  in  the  position  of  Sheriff  Boyd  or  the  journalists,  what  do  you  think  
would  have  been  the  ethically  ideal  action  to  take?  
 
5. Would  the  journalists  have  harmed  the  public  by  not  reporting  the  “whole  truth?”  In  other  
words,  were  they  ethically  required  to  report  the  details,  as  argued  by  Klavan?  Explain  your  
reasoning.  
 
6. Do  the  media  have  a  responsibility  to  report  suicide  differently  from  other  kinds  of  news?  Why  
or  why  not?  What  if  it  leads  to  more  suicide?  What  if  reporting  these  details  would  lead  to  
more  awareness  for  mental  illness?  
 
7. When  someone  becomes  a  celebrity,  do  they  no  longer  have  the  same  right  to  privacy?  Why  or  
why  not?  Are  the  moral  rules  different  for  someone  who  makes  a  career  in  the  public  eye?  
Explain.  
 
 
   

Case  Study  –  Reporting  on  Robin  Williams  -­‐  Page  2  of  3  


 
Resources:  
 
What  media  got  wrong  on  Robin  Williams'  suicide  
http://www.cnn.com/2014/08/14/opinion/robin-­‐williams-­‐suicide-­‐media/  
 
Newspapers  got  it  wrong  in  their  reporting  of  Robin  Williams’  death  
http://www.thedrum.com/opinion/2014/08/13/newspapers-­‐got-­‐it-­‐wrong-­‐their-­‐reporting-­‐robin-­‐
williams-­‐death  
 
The  truth  -­‐-­‐  the  whole  truth  -­‐-­‐  on  Robin  Williams’  death  
http://www.latimes.com/opinion/opinion-­‐la/la-­‐ol-­‐robin-­‐williams-­‐details-­‐of-­‐death-­‐20140819-­‐story.html  
 
Robin  Williams’  daughter  Zelda  on  life  with  dad,  continuing  his  charity  
http://www.today.com/popculture/robin-­‐williams-­‐daughter-­‐zelda-­‐life-­‐without-­‐dad-­‐continuing-­‐his-­‐
charity-­‐t5421  
 
 
Author:  
Andrew  Carlson,  Ph.D.,  M.F.A.  
Department  of  Theatre  &  Dance  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  Reporting  on  Robin  Williams  -­‐  Page  3  of  3  


 
Digital  Downloads  
 
Copyright  laws  exist  to  protect  authors’  and  publishers’  rights,  but  also  to  balance  that  protection  with  
access  and  innovation.  In  1999,  two  teenagers  created  the  file-­‐sharing  program  Napster.  Within  its  first  
year,  the  service  surpassed  20  million  users.  Many  Napster  users  shared  music  files  with  each  other,  
but  without  any  compensation  to  the  artists  and  producers  who  made  the  music,  sparking  a  series  of  
legal  battles  over  copyright  and  distribution.  In  2001,  an  appellate  panel  upheld  a  previous  ruling  that  
Napster  violated  copyright  laws,  stating  that,  “Repeated  and  exploitative  unauthorized  copies  of  
copyrighted  works  were  made  to  save  the  expense  of  purchasing  authorized  copies.”  
 
Artists  were  divided  on  the  benefits  and  harms  of  Napster.  Over  70  artists  formed  “Artists  Against  
Piracy”  in  coalition  with  major  record  companies  to  combat  the  piracy  occurring  on  Napster  and  other  
peer-­‐to-­‐peer  internet  services.  In  contrast,  some  established  artists  such  as  Neil  Young  saw  piracy  as  
the  “new  radio”  and  applauded  the  potential  to  reach  larger  audiences  and  drive  additional  sales  
through  increased  popularity.  Seeing  both  the  benefits  and  detriments  of  piracy,  singer  Norah  Jones  
stated,  “If  people  hear  it  I’m  happy…it’s  great  that  young  people  who  don’t  have  a  lot  of  money  can  
listen  to  music  and  be  exposed  to  new  things…  But  I  also  understand  it’s  not  ideal  for  the  record  
industry,  and  a  lot  of  young  artists  who  won’t  make  any  [money]  off  their  album  sales,  but  at  least  they  
can  tour.”  
 
Although  court  rulings  forced  Napster  to  terminate  its  file-­‐sharing  business,  Napster’s  innovations  
stimulated  payment-­‐based  services,  such  as  iTunes,  Pandora,  and  many  others.  But  the  availability  of  
such  services  has  not  put  an  end  to  the  debate  surrounding  artist  compensation  with  digital  music,  as  
seen  with  Taylor  Swift’s  open  letter  to  Apple  in  2015.  Swift’s  albums,  along  with  the  music  of  many  
other  artists,  were  going  to  be  streamed  at  no  cost  to  new  Apple  Music  customers  over  the  first  three  
months  of  service  without  any  compensation  to  the  
artists.  In  her  open  letter,  Swift  stated,  “I’m  not  sure  
you  know  that  Apple  Music  will  not  be  paying  
writers,  producers,  or  artists  for  those  three  months.  
I  find  it  to  be  shocking,  disappointing,  and  completely  
unlike  this  historically  progressive  and  generous  
company.”  Within  a  few  hours,  Apple  responded  by  
changing  the  terms  of  its  agreement  in  order  to  
compensate  artists  at  a  reduced  rate.  
 
   

Case  Study  –  Digital  Downloads  -­‐  Page  1  of  2  


 
Discussion  Questions:  
 
1. Artists  generally  agree  that  piracy  causes  financial  harm,  but  some  artists  recognize  that  piracy  
creates  exposure  for  the  artist  and  access  for  the  listener.  Do  you  think  the  benefits  of  piracy  
outweigh  the  harms  done?  Why  or  why  not?  
 
2. Along  with  other  file-­‐sharing  services,  Napster  helped  to  stimulate  payment-­‐based  services  
such  as  iTunes,  Pandora,  and  many  others.  Do  you  think  this  positive  outcome  justifies  
Napster’s  illegal  activities?  Why  or  why  not?  
 
3. If  Apple  had  not  agreed  to  compensate  artists  in  response  to  Swift’s  open  letter,  do  you  think  it  
would  be  ethically  questionable  to  subscribe  to  their  service?  Are  you,  as  a  consumer,  more  
likely  to  subscribe  as  a  result  of  Apple’s  response?  Why  or  why  not?  
 
4. In  cases  of  piracy,  it  is  difficult  to  conceptualize  everyone  affected.  Which  of  the  ten  moral  rules  
(identified  by  Bernard  Gert)  does  piracy  violate?  Other  than  the  artists,  who  else  is  potentially  
affected  by  piracy?  Does  a  broader  view  of  the  people  affected  and  harms  caused  change  your  
opinion  on  piracy?  Why  or  why  not?  
 
 
Resources:    
 
How  Taylor  Swift  Saved  Apple  Music  
http://time.com/3940500/apple-­‐music-­‐taylor-­‐swift-­‐release/  
Napster:  The  Day  Music  was  Set  Free  
http://www.theguardian.com/music/2013/feb/24/napster-­‐music-­‐free-­‐file-­‐sharing  
Ashes  to  Ashes,  Peer  to  Peer:  An  Oral  History  of  Napster  
http://fortune.com/2013/09/05/ashes-­‐to-­‐ashes-­‐peer-­‐to-­‐peer-­‐an-­‐oral-­‐history-­‐of-­‐napster/  
The  Napster  Decision:  The  Overview;  Appellate  Judges  Back  Limitations  on  Copying  Music  
http://www.nytimes.com/2001/02/13/business/napster-­‐decision-­‐overview-­‐appellate-­‐judges-­‐back-­‐
limitations-­‐copying-­‐music.html  
Shakira  hits  back  at  Lily  Allen  in  illegal  downloading  row  as  she  claims  file-­‐sharing  ‘brings  me  closer  to  
fans’  
http://www.dailymail.co.uk/tvshowbiz/article-­‐1221639/Shakira-­‐hits-­‐Lily-­‐Allen-­‐illegal-­‐downloading-­‐
row-­‐claims-­‐file-­‐sharing-­‐brings-­‐closer-­‐fans.html  
 
 
Author:  
Sonia  Seeman,  Ph.D.  
Butler  School  of  Music  
College  of  Fine  Arts  
The  University  of  Texas  at  Austin  

Case  Study  –  Digital  Downloads  -­‐  Page  2  of  2  


 
Pao  &  Gender  Bias  
 
On  May  10,  2012,  executive  Ellen  Pao  filed  a  lawsuit  against  her  employer,  Silicon  Valley-­‐based  tech  
venture  capital  firm  Kleiner  Perkins  Caufield  &  Byers  (Kleiner  Perkins),  on  grounds  of  gender  
discrimination.  Pao  began  working  at  Kleiner  Perkins  in  2005.  She  became  a  junior  investing  partner,  
but  after  several  years  at  the  firm  was  passed  over  for  a  senior  partner  position  and  was  eventually  
terminated.  Pao  claimed  that  men  with  similar  profiles  and  achievements  were  promoted  instead.    
 
In  late  2011,  Pao  and  a  coworker  were  asked  by  a  senior  partner  to  come  up  with  ways  of  improving  
the  firm’s  treatment  of  women,  but  the  senior  partner,  according  to  Pao,  was  “noncommittal.”  On  
January  4,  2012,  Pao  took  this  issue  a  step  further  and  wrote  a  formal  memorandum  to  several  of  her  
superiors  and  the  firm’s  outside  counsel.  In  the  memorandum,  she  described  harassment  she  had  
received  while  at  the  firm,  claiming  she  had  been  excluded  from  meetings  by  male  partners,  and  
asserting  an  absence  of  training  and  policies  to  prevent  discrimination  at  the  firm.  Pao’s  memo  
indicated  that  she  wished  to  work  with  the  firm  on  improving  conditions  for  women.  She  was  fired  on  
October  1,  2012.  The  lawsuit  went  to  trial  in  February  2015.  
 
In  a  testimony  during  the  trial,  Pao  explained  that  she  sued  because  there  was  no  process  for  HR  issues  
at  the  firm  and  believed  she  had  exhausted  all  options  for  addressing  these  issues  internally:  “It’s  been  
a  long  journey,  and  I’ve  tried  many  times  to  bring  Kleiner  Perkins  to  the  right  path.  I  think  there  should  
be  equal  opportunities  for  women  and  men  to  be  venture  capitalists.  I  wanted  to  be  a  VC  but  I  wasn’t  
able  to  do  so  in  that  environment.  And  I  think  it’s  important…to  make  those  opportunities  available  in  
the  future.  And  I  wanted  to  make  sure  my  story  was  told.”  
 
Pao’s  lawsuit  made  four  claims  against  Kleiner  Perkins:  1)  they  discriminated  against  Pao  on  the  basis  
of  gender  by  failing  to  promote  her  and/or  terminating  her  employment;  2)  they  retaliated  by  failing  to  
promote  her  because  of  conversations  she  had  in  late  2011  and/or  the  memo  from  January  4,  2012;  3)  
they  failed  to  take  all  reasonable  steps  to  prevent  gender  discrimination  against  her;  and  4)  they  
retaliated  against  her  by  terminating  her  employment  because  of  conversations  she  had  in  late  2011  
and/or  the  memo  from  January  4,  2012.  
 
Pao’s  legal  team  argued  that  men  were  promoted  ahead  of  women,  women  who  experienced  sexual  
harassment  received  little  support,  and  women’s  ideas  were  often  more  quickly  dismissed  than  men’s.  
Pao’s  performance  reviews  revealed  contradictory  criticisms  such  as  “too  bold”  and  “too  quiet.”  Pao  
also  accused  company  partner  Ajit  Nazre  of  
pressuring  her  into  an  affair  and  subsequently  
retaliating  against  her  after  she  ended  the  
relationship.  She  said  she  received  an  
inappropriate  gift  containing  erotic  imagery  and  
was  present  while  men  at  the  firm  were  making  
inappropriate  conversation.  Further,  the  legal  team  
described  how  Pao  and  other  women  had  been  left  
out  of  certain  meetings  and  gatherings.  
Case  Study  –  Pao  &  Gender  Bias  -­‐  Page  1  of  4  
 
The  defense’s  case  focused  on  Pao’s  performance  and  character,  noting  that  Pao  received  several  
negative  performance  reviews  and  acted  entitled  or  resentful  toward  other  employees  and  was  not  a  
team  player.  Evidence  included  evaluations,  self-­‐evaluations,  meeting  summaries,  and  messages  both  
personal  and  professional.  Kleiner  Perkins  claimed  that  Pao  was  paid  more  than  her  male  counterparts,  
including  bonuses  and  training.  The  firm  also  argued  that  Pao’s  job  description  was  mostly  managerial  
and  that  limiting  her  involvement  in  investing  was  therefore  not  a  form  of  discrimination.  
 
The  verdict  was  announced  on  March  27,  2015.  The  jury  ruled  10  to  2  in  favor  of  Kleiner  Perkins  on  the  
first  three  claims,  and  8  to  4  in  favor  of  Kleiner  Perkins  on  the  fourth  claim.  Speaking  after  the  trial,  
juror  Steve  Sammut  said  that  the  verdict  came  down  to  performance  reviews,  in  which  Pao’s  negative  
criticism  remained  consistent  each  year.  But  he  added  that  he  wished  there  was  some  way  for  Kleiner  
Perkins  to  be  punished  for  its  treatment  of  employees,  “It  isn’t  good.  It’s  like  the  wild,  wild  West.”  Juror  
Marshalette  Ramsey  voted  in  favor  of  Pao,  believing  Pao  had  been  discriminated  against.  Ramsey  
stated  that  the  male  junior  partners  who  were  promoted  “had  those  same  character  flaws  that  Ellen  
was  cited  with.”  
 
Deborah  Rhode,  law  professor  at  Stanford  University,  said  that  even  with  this  loss,  Pao’s  lawsuit  
succeeded  in  prompting  debate  about  women  in  venture  capital  and  tech.  She  stated,  “This  case  sends  
a  powerful  signal  to  Silicon  Valley  in  general  and  the  venture  capital  industry  in  particular…  Defendants  
who  win  in  court  sometimes  lose  in  the  world  outside  it.”  After  the  verdict  was  announced,  Pao  stated  
that  she  hoped  the  case  at  least  helped  level  the  playing  field  for  women  and  minorities  in  venture  
capital.  She  later  wrote,  “I  have  a  request  for  all  companies:  Please  don’t  try  to  silence  employees  who  
raise  discrimination  and  harassment  concerns.  …I  hope  future  cases  prove  me  wrong  and  show  that  
our  community  and  our  jurists  have  now  developed  a  better  understanding  of  how  discrimination  
works  in  real  life,  in  the  tech  world,  in  the  press  and  in  the  courts.”  Pao’s  case  has  since  been  credited  
for  inspiring  others  facing  workplace  discrimination  to  act;  similar  lawsuits  have  been  filed  against  
companies  such  as  Facebook,  Twitter,  and  Microsoft.    
 
 
   

Case  Study  –  Pao  &  Gender  Bias  -­‐  Page  2  of  4  


 
Discussion  Questions:  
 
1. At  what  points  in  this  case  study  did  Pao  make  the  choice  to  voice  her  values?  How  did  she  
voice  her  values  in  each  of  these  instances?  
 
2. Do  you  think  Pao  acted  on  her  values  effectively?  Why  or  why  not?  Does  the  fact  that  she  lost  
the  lawsuit  impact  your  reasoning?  Explain.  
 
3. Think  through  the  seven  pillars  of  GVV  in  relation  to  the  case  study  above.  Can  you  identify  
each  pillar  in  Pao’s  actions?  Are  there  any  pillars  that  you  think  Pao  could  have  engaged  more  
effectively?  Explain.  
 
4. If  you  were  in  Pao’s  position  at  Kleiner  Perkins,  what  would  you  have  done  and  why?  How  
might  the  pillars  of  GVV  influence  your  actions?  Select  one  of  the  pillars  and  describe  how  you  
would  enact  it  in  a  situation  described  in  the  case  study.  
 
5. Based  on  the  information  in  the  case  study,  if  you  were  a  juror  would  you  have  ruled  in  favor  of  
Pao  or  Kleiner  Perkins?  Why?  How  might  your  own  values  or  biases  influence  your  decision?  
 
6. Have  you  ever  worked  at  a  job  where  you  faced  ethically  questionable  behavior?  What  did  you  
do?  In  retrospect,  do  you  wish  you  had  done  anything  differently?  How  would  you  prepare  for  a  
similar  situation  today?  
 
7. Have  you  ever  witnessed  or  experienced  discrimination  in  the  workplace?  What  did  you  do?  In  
retrospect,  would  you  have  done  something  differently?  What  do  you  think  would  be  the  
ethically  ideal  way  to  handle  instances  of  discrimination  in  the  workplace?  
 
 
Resources:  
 
Ellen  Pao  Loses  Silicon  Valley  Bias  Case  Against  Kleiner  Perkins  
http://www.nytimes.com/2015/03/28/technology/ellen-­‐pao-­‐kleiner-­‐perkins-­‐case-­‐decision.html  
 
Kleiner  Perkin  Portrays  Ellen  Pao  as  Combative  and  Resentful  in  Sex  Bias  Trial  
http://www.nytimes.com/2015/03/12/technology/kleiner-­‐perkins-­‐portrays-­‐ellen-­‐pao-­‐as-­‐combative-­‐
and-­‐resentful-­‐in-­‐sex-­‐bias-­‐trial.html  
 
Ellen  Pao  explains  why  she  sued:  “I  wanted  to  make  sure  my  story  was  told’  
http://www.businessinsider.com/ellen-­‐pao-­‐explains-­‐why-­‐she-­‐sued-­‐kleiner-­‐perkins-­‐2015-­‐3  
 
Ellen  Pao  wanted  “a  multimillion  dollar  payout,”  Kleiner  lawyers  contend  
http://arstechnica.com/tech-­‐policy/2015/03/ellen-­‐pao-­‐wanted-­‐a-­‐multimillion-­‐dollar-­‐payout-­‐kleiner-­‐
lawyers-­‐contend/  

Case  Study  –  Pao  &  Gender  Bias  -­‐  Page  3  of  4  


 
 
Ellen  Pao  asked  for  a  $10  million  payment  from  Kleiner  Perkins  as  the  cost  of  ‘not  fixing  problems’  
http://www.businessinsider.com/ellen-­‐pao-­‐asked-­‐for-­‐10-­‐million-­‐2015-­‐3  
 
What  the  Jury  in  the  Ellen  Pao-­‐Kleiner  Perkins  Case  Needed  to  Decide  
http://www.nytimes.com/interactive/2015/03/27/technology/document-­‐ellen-­‐pao-­‐kleiner-­‐perkins-­‐
suit-­‐verdict-­‐form-­‐and-­‐jury-­‐instructions.html  
 
A  Juror  Speaks  About  His  Vote  for  Kleiner  Perkins  but  Still  Wants  the  Firm  to  ‘Be  Punished’  
http://recode.net/2015/03/30/a-­‐juror-­‐speaks-­‐about-­‐his-­‐vote-­‐for-­‐kleiner-­‐perkins-­‐but-­‐still-­‐wants-­‐the-­‐
firm-­‐to-­‐be-­‐punished/  
 
Ellen  Pao  Speaks:  ‘I  Am  Now  Moving  On’  
http://recode.net/2015/09/10/ellen-­‐pao-­‐speaks-­‐i-­‐am-­‐now-­‐moving-­‐on/  
 
After  Loss,  Pao  Hopes  Case  Leveled  the  Playing  Field  
http://www.wired.com/2015/03/ellen-­‐pao-­‐kleiner-­‐verdict/  
 
Pao’s  Alleged  Firing  Could  Hurt  Kleiner  Perkins  in  Retaliation  Suit  
http://www.wired.com/2012/10/ellen-­‐pao-­‐kleiner-­‐perkins/  
 
Gender  Bias  Will  Soon  Shine  a  Harsh  Light  on  Microsoft  
http://www.wired.com/2015/09/microsoft-­‐gender-­‐lawsuit/  
 
 
Author:  
Ethics  Unwrapped  Staff  
McCombs  School  of  Business  
The  University  of  Texas  at  Austin  

Case  Study  –  Pao  &  Gender  Bias  -­‐  Page  4  of  4  


 
Freedom  of  Speech  on  Campus  
 
In  the  fall  of  2015,  student  groups  on  the  campuses  of  the  University  of  Missouri  and  Yale  University  
led  protests  in  the  wake  of  a  series  of  racially-­‐motivated  offenses  that  many  students  saw  as  part  of  a  
history  of  unsafe  or  hostile  campus  climates  for  students  of  color,  particularly  black  students.  Offenses  
included  verbal,  emotional,  and  physical  abuse.  
 
At  Yale  University,  administrators  sent  an  email  to  students  that  offered  advice  on  racially-­‐insensitive  
costumes  to  avoid  for  Halloween,  including  costumes  featuring  blackface  or  mock  Native  American  
headdresses.  Controversy  emerged  after  Erika  Christakis,  a  white  lecturer  of  early  childhood  education  
and  associate  master  at  one  of  the  university’s  residential  colleges,  sent  an  email  to  the  students  she  
resided  over  in  which  she  objected  to  the  call  for  sensitivity.  Christakis  debated  what  she  described  as  
an  “institutional…  exercise  of  implied  control  over  college  students,”  asking,  “Is  there  no  room  
anymore  for  a  child  or  young  person  to  be  a  little  bit  obnoxious…  a  little  bit  inappropriate  or  
provocative  or,  yes,  offensive?”  In  response,  many  students  signed  an  open  letter  to  Christakis.  In  this  
letter  they  stated,  “We  are  not  asking  to  be  coddled…  [We]  simply  ask  that  our  existences  not  be  
invalidated  on  campus.  This  is  us  asking  for  basic  respect  of  our  cultures  and  our  livelihoods.”  During  a  
protest,  a  student  confronted  Christakis’s  husband,  Nicholas  Christakis,  a  professor  at  Yale  and  master  
of  one  of  the  residential  colleges.  In  disagreement,  the  students  told  him  to  step  down,  saying  that  
being  a  master  was  “not  about  creating  an  intellectual  space…  [but]  creating  a  home  here.”  
 
At  Missouri,  university  administrators  were  criticized  for  their  slow  and  ineffective  responses  to  
address  ongoing  racial  tensions  on  the  campus.  After  Payton  Head,  a  black  student  and  president  of  
the  Missouri  Student  Association,  was  taunted  with  racial  slurs,  it  took  university  chancellor  R.  Bowen  
Loftin  nearly  a  week  to  respond.  Following  this  and  other  incidences,  students  organized  rallies  and  
demonstrations.  Tensions  were  made  worse  after  someone  used  feces  to  smear  a  swastika  on  a  
communal  bathroom  in  a  residence  hall.  This  act  of  vandalism,  and  the  university’s  response,  became  
the  final  straw  for  graduate  student  Jonathan  Butler.  Butler  had  led  or  been  involved  in  many  
demonstrations  up  to  this  point.  He  decided  to  go  on  indefinite  hunger  strike  until  university  system  
president,  Tim  Wolfe,  was  removed  from  office.  In  support  of  Butler,  the  football  team  later  
announced  they  would  neither  practice  nor  play  until  Wolfe  resigned.  Many  students  joined  in  support  
of  the  protests.  Butler  ended  his  weeklong  hunger  strike  after  Wolfe  resigned.  
 
In  the  midst  of  the  student  protests  at  Missouri,  further  controversy  emerged  when  protesters  tried  to  
keep  news  media  out  of  the  campus  public  grounds  where  
protesters  had  been  camping  out  for  days.  Student  
photographer  Tim  Tai,  on  assignment  for  ESPN,  was  
surrounded  and  confronted  by  protesters,  including  
university  staff  members,  who  did  not  want  any  media  to  
enter  what  they  said  was  a  “safe  space.”  Tai  was  attempting  
to  document  the  protests  in  public  spaces,  stating,  “This  is  
the  First  Amendment  that  protects  your  right  to  stand  here  
and  mine.  …The  law  protects  both  of  us.”  A  video  capturing  
Case  Study  –  Freedom  of  Speech  on  Campus  -­‐  Page  1  of  4  
 
the  confrontation  went  viral  and  sparked  wider  debate  over  the  issue  of  freedom  of  speech  in  the  
protests  at  Missouri,  Yale,  and  other  college  campuses.  Journalists,  commentators,  and  academics  
raised  discussion  over  the  roles  of  free  speech,  deliberation,  and  tolerance  in  the  dialogue  between  
student  activists  and  university  administrators.  
 
Freelance  journalist  Terrell  Jermaine  Starr,  in  defense  of  the  protesters,  wrote:  “This  wasn’t  a  problem  
with  Tai’s  character  or  his  journalistic  integrity;  he  was  doing  his  job…  but  reporters  should  also  feel  a  
responsibility  to  try  to  understand  and  respect  [the  protesters’]  pain…”  Starr  continued:  “In  many  
communities  that  historically  have  been  marginalized  and  unfairly  portrayed  by  the  media,  there’s  
good  reason  people  do  not  trust  journalists:  They  often  criminalize  black  people’s  pain  and  resistance  
to  racial  oppression.”  Suzanne  Nossel,  executive  director  of  PEN  American  Center,  defended  free  
speech  as  a  crucial  driver  of  social  justice  reform:  “[Without]  free  speech,  the  “safe  spaces”  students  
crave  will  soon  suffocate  them.  Social  movements  must  evolve  or  they  die.  Ideological  and  even  
tactical  evolution  demands  willingness  to  hear  out  heterodoxy.  Likewise,  free  speech  defenders  will  
not  win  by  dismissing  students  as  insolent  whiners.  …The  Black  Lives  Matter  movement  and  the  
campus  protests  are  efforts  to  jump-­‐start  a  drive  for  racial  equality  that  has  stalled  in  key  areas.  Free  
speech  is  essential  to  that  quest.”  
 
Writing  about  the  Yale  incident,  journalist  Conor  Friedersdorf  suggested  that  the  student  activists’  
intolerance  of  other  views  could  lead  to  censorship.  He  wrote,  “[Students]  were  perfectly  free  to  talk  
about  their  pain.  Some  felt  entitled  to  something  more,  and  that  is  what  prolonged  the  debate.”  Op-­‐ed  
columnist  Nicholas  Kristof  addressed  the  broader  role  of  freedom  of  speech  on  college  campuses:  “The  
protesters  at  Mizzou  and  Yale  and  elsewhere  make  a  legitimate  point:  Universities  should  work  harder  
to  make  all  students  feel  they  are  safe  and  belong.  Members  of  minorities—whether  black  or  
transgender  or  (on  many  campuses)  evangelical  conservatives—should  be  able  to  feel  a  part  of  
campus,  not  feel  mocked  in  their  own  community.”  Political  theorist  Danielle  Allen,  on  the  other  hand,  
described  the  debate  over  freedom  of  speech  as  a  distraction  from  the  key  issues  of  the  protests.  Allen  
wrote,  “The  issues  of  free  speech  matter,  too,  but  they  are  leading  people  in  the  wrong  direction,  away  
from  the  deepest  issue.  …The  real  issue  is  how  to  think  about  social  equality.”  
 
 
   

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Discussion  Questions:  
 
1. In  this  case  study,  who  voiced  his  or  her  values?  Do  you  think  each  of  these  people  acted  
effectively?  Why  or  why  not?  
 
2. Think  through  the  seven  pillars  of  GVV  in  relation  to  Erika  Christakis’  actions.  Can  you  identify  
each  pillar  in  her  actions?  Are  there  any  pillars  that  you  think  she  could  have  engaged  more  
effectively?  Explain.  
 
3. How  do  Erika  Christakis’  actions  to  voice  values  compare  to  Jonathan  Butler’s  actions  to  voice  
values?  Was  one  more  effective  than  the  other?  Why  or  why  not?  Explain.  
 
4. If  you  were  in  the  position  of  a  student  activist  at  Yale  or  Missouri,  what  would  you  have  done  
and  why?  How  might  the  pillars  of  GVV  influence  your  actions?    
 
5. What  if  you  were  in  the  position  of  a  university  administrator  at  Yale  or  Missouri?  What  would  
you  have  done  and  why?  How  might  the  pillars  of  GVV  influence  your  actions?  
 
6. If  you  were  in  the  position  to  mediate  the  conflict  between  Tim  Tai  and  the  protesters,  how  
would  you  engage  the  GVV  pillars  to  do  so?  Explain.    
 
7. If  you  were  in  Tai’s  position,  what  would  you  have  done,  and  why?  Do  you  agree  with  his  
argument  that  freedom  of  speech  protects  his  rights  as  much  as  it  does  the  protesters?  Explain.  
 
8. How  does  voicing  your  own  values  differ  from  voicing  the  values  of  a  group  or  organization?  
Explain.    
 
9. Have  you  ever  witnessed  or  been  involved  in  a  protest?  In  what  ways  did  the  group  of  
protestors  communicate  their  message?  Do  you  think  this  was  effective?  Why  or  why  not?  
 
10. What  do  you  think  is  an  ethically  ideal  way  to  encourage  dialogue  and  equality  on  college  and  
university  campuses?  Explain.  
 
 
   

Case  Study  –  Freedom  of  Speech  on  Campus  -­‐  Page  3  of  4  
 
Resources:  
 
At  University  of  Missouri,  Black  Students  See  a  Campus  Riven  by  Race  
http://www.nytimes.com/2015/11/12/us/university-­‐of-­‐missouri-­‐protests.html  
 
Why  a  Free  Speech  Fight  is  Causing  Protests  at  Yale  
http://time.com/4106265/yale-­‐students-­‐protest/  
 
Mizzou,  Yale,  and  Free  Speech  
http://www.nytimes.com/2015/11/12/opinion/mizzou-­‐yale-­‐and-­‐free-­‐speech.html  
 
‘Justice  is  worth  fighting  for’:  A  Q&A  with  the  graduate  student  whose  hunger  strike  has  upended  the  
University  of  Missouri  
https://www.washingtonpost.com/news/post-­‐nation/wp/2015/11/09/justice-­‐is-­‐worth-­‐fighting-­‐for-­‐a-­‐
qa-­‐with-­‐the-­‐graduate-­‐student-­‐whose-­‐hunger-­‐strike-­‐has-­‐upended-­‐the-­‐university-­‐of-­‐missouri/  
 
Who  Is  Entitled  to  Be  Heard?  
http://www.nytimes.com/2015/11/12/opinion/who-­‐is-­‐entitled-­‐to-­‐be-­‐heard.html  
 
There’s  a  good  reason  protestors  at  the  University  of  Missouri  didn’t  want  the  media  around  
https://www.washingtonpost.com/posteverything/wp/2015/11/11/theres-­‐a-­‐good-­‐reason-­‐protesters-­‐
at-­‐the-­‐university-­‐of-­‐missouri-­‐didnt-­‐want-­‐the-­‐media-­‐around/  
 
The  New  Intolerance  of  Student  Activism  
http://www.theatlantic.com/politics/archive/2015/11/the-­‐new-­‐intolerance-­‐of-­‐student-­‐activism-­‐at-­‐
yale/414810/  
 
The  real  issue  at  Mizzou  and  Yale  isn’t  free  speech.  It’s  social  equality.  
https://www.washingtonpost.com/opinions/the-­‐real-­‐issue-­‐at-­‐mizzou-­‐and-­‐yale-­‐isnt-­‐free-­‐speech-­‐its-­‐
social-­‐equality/2015/11/12/0ead3a34-­‐8956-­‐11e5-­‐be8b-­‐1ae2e4f50f76_story.html  
 
At  U.  of  Missouri  and  Yale,  obstruction  of  free  speech  
https://www.washingtonpost.com/opinions/at-­‐u-­‐of-­‐missouri-­‐and-­‐yale-­‐obstruction-­‐of-­‐free-­‐
speech/2015/11/10/1358563e-­‐87f0-­‐11e5-­‐be39-­‐0034bb576eee_story.html  
 
A  Dialogue  on  Race  and  Speech  at  Yale  
http://www.theatlantic.com/politics/archive/2016/03/yale-­‐silliman-­‐race/475152/  
 
 
Author:  
Ethics  Unwrapped  Staff  
McCombs  School  of  Business  
The  University  of  Texas  at  Austin  

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Abramoff:  Lobbying  Congress  
 
On  March  29,  2006,  former  lobbyist  Jack  Abramoff  was  sentenced  to  six  years  in  federal  prison  after  
pleading  guilty  to  mail  fraud,  tax  evasion,  and  conspiracy  to  bribe  public  officials.  Key  to  Abramoff’s  
conviction  were  his  lobbying  efforts  that  began  in  the  1990s  on  behalf  of  Native  American  tribes  
seeking  to  establish  gambling  on  reservations.  
 
In  1996,  Abramoff  began  working  for  the  Mississippi  Band  of  Choctaw  Indians.  With  the  help  of  
Republican  tax  reform  advocate  Grover  Norquist,  and  his  political  advocacy  group  Americans  for  Tax  
Reform,  Abramoff  defeated  a  Congressional  bill  that  would  have  taxed  Native  American  casinos.  Texas  
Representative  and  House  Majority  Whip  Tom  DeLay  also  played  a  major  role  in  the  bill’s  defeat.  DeLay  
pushed  the  agenda  of  Abramoff’s  lobbying  clients  in  exchange  for  favors  from  Abramoff.    
 
In  1999,  Abramoff  similarly  lobbied  to  defeat  a  bill  in  the  Alabama  State  Legislature  that  would  have  
allowed  casino-­‐style  games  on  dog  racing  tracks.  This  bill  would  have  created  competition  for  his  
clients’  casino  businesses.  Republican  political  activist  Ralph  Reed,  and  his  political  consulting  firm  
Century  Strategies,  aided  the  effort  by  leading  a  grassroots  campaign  that  rallied  Alabama-­‐based  
Christian  organizations  to  oppose  the  bill.  
 
As  Abramoff’s  successes  grew,  his  clients,  political  contacts,  and  influence  expanded.  He  hired  aides  
and  former  staff  of  members  of  Congress.  In  2001,  Abramoff  began  working  with  Congressman  DeLay’s  
former  communications  director,  Michael  Scanlon,  who  had  formed  his  own  public  affairs  consulting  
firm,  Capitol  Campaign  Strategies.  The  Coushatta  Tribe  of  Louisiana  hired  Abramoff  and  Capitol  
Campaign  Strategies  to  help  them  renegotiate  their  gambling  agreement  with  the  State  of  Louisiana.  
Abramoff,  however,  did  not  disclose  to  the  tribe  that,  in  addition  to  his  own  consulting  fees,  he  also  
received  a  portion  of  the  fees  paid  to  Scanlon’s  firm.  
 
In  an  effort  to  protect  his  Coushatta  clients  in  Louisiana  from  competition  by  a  new  casino  near  
Houston,  Texas,  Abramoff  successfully  lobbied  for  a  state  gambling  ban  in  Texas  between  2001  and  
2002.  Incidental  to  this  ban  was  the  closure  of  a  casino  in  El  Paso,  Texas,  owned  by  the  Tigua  Tribal  
Nation.  The  Tigua  were  another  one  of  Abramoff’s  casino  clients.    
 
Later  in  2002,  Abramoff  made  a  pitch  to  the  Tigua  to  work  
to  oppose  the  ban  for  which  he  had  previously  lobbied  
successfully.  With  the  Tigua’s  money,  Abramoff  took  Ohio  
Representative  Bob  Ney  and  his  staff  on  a  golfing  trip  to  
Scotland.  Abramoff  hoped  to  convince  Ney  and  his  
colleagues  to  slip  a  provision  into  an  election-­‐reform  bill  
that  would  grant  the  Tigua  gaming  rights.  Abramoff’s  
efforts  did  not  pay  off,  and  the  deal  he  sought  fell  through,  
but  he  did  not  inform  the  Tigua  of  this  outcome.  Rather,  
Abramoff  continued  to  give  the  Tigua  hope  for  the  

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provision’s  success,  while  also  continuing  to  charge  them  for  his  and  Scanlon’s  services.  And,  in  their  
email  exchanges,  Abramoff  and  Scanlon  often  mocked  their  tribal  clients  as  “morons”  and  “monkeys.”  
 
Throughout  the  course  of  their  work  with  Native  American  tribes,  Abramoff  and  Scanlon  charged  
upwards  of  $66  million.  The  Coushatta  paid  over  $30  million  to  protect  their  casino  and  to  stop  
competing  casinos  in  Texas.  The  Tigua  paid  $4.2  million  to  try  to  continue  operating  their  casino  in  
Texas.  Abramoff  has  stated  that  he  donated  much  of  the  money  he  made  to  charities,  schools,  and  
causes  he  believed  in.  But  he  also  spent  millions  of  dollars  on  activities  or  contributions  in  connection  
with  politicians  and  campaigns  he  sought  to  influence.  Furthermore,  he  evaded  taxes  by  funneling  
money  through  nonprofit  organizations  with  which  he  partnered.  
 
After  his  conviction  in  2006,  Abramoff  cooperated  in  the  investigation  of  his  relationships  with  
Congress  members,  including  aides,  business  associates,  government  officials,  and  lawmakers.  
Representatives  DeLay  and  Ney  both  stepped  down  from  their  positions  in  Congress.  DeLay,  who  had  
risen  to  the  rank  of  House  Majority  Leader,  was  charged  with  money  laundering  and  conspiracy  of  
funneling  corporate  contributions  to  state  candidates.  Ney  plead  guilty  to  conspiracy  to  commit  fraud  
and  making  false  statements.  In  exchange  for  gifts,  lavish  trips,  and  political  donations  from  Abramoff,  
DeLay  and  Ney  had  used  their  positions  in  Congress  to  grant  favors  to  Abramoff’s  clients  and  lobbying  
team.  Abramoff  served  three  and  a  half  years  of  a  six-­‐year  prison  term.  He  was  released  on  December  
3,  2010.    
 
Since  his  release,  Abramoff  has  spoken  out  against  corruption  in  politics.  He  has  stated  that  he  
believed  himself  to  be  a  “moral  lobbyist”  and  has  apologized  for  his  actions.  In  a  2011  interview,  he  
said,  “What’s  legal  in  this  system  is  the  problem,”  and  in  his  memoir,  he  wrote,  “Unfortunately,  I  was  a  
miniature  version  of  that  system.”  But  not  everyone  perceived  his  redemption  as  a  genuine  effort.  
Tigua  tribal  leaders  said  his  apologies  were  too  little,  too  late.  Rick  Hill,  former  chairman  of  the  Oneida  
Nation  of  Wisconsin,  stated,  “You  look  at  Jack—though  he  took  money  from  my  elders  and  our  kids,  
and  now  he  comes  here,  and  he  gets  to  prop  himself  up,  and  it’s  an  acceptable  part  of  [Washington]  
D.C.  culture.  He  wouldn’t  stand  a  minute  on  the  reservation.”  
 
Others  point  to  the  American  political  system,  and  see  Abramoff  as  a  symptom  of  broader  corruption.  
Investigative  journalist  Susan  Schmidt  stated,  “Abramoff  couldn’t  have  flourished  if  this  system,  itself,  
was  not  corrupt,  where  the  need  for  money—the  members  of  Congress  and  their  need  for  money—is  
so  voracious  and  so  huge  that  they  don’t  have  their  guard  up.”    California  Representative  Dana  
Rohrabacher  said,  “What  Jack  had  been  doing  was  what  had  been  done  before.  People  should  pay  
more  attention  to  the  fact  that  we  have  got  some  enormous  special  interests  in  this  country  who  are  
having  incredible  influences  on  policy.”  
 
In  his  memoir,  Abramoff  reflected  on  personal  and  professional  reform:  “Regardless  of  my  
rationalizations,  I  was  the  one  who  didn’t  disclose  to  my  clients  that  there  was  a  conflict  of  interest…  I  
wasn’t  the  devil  that  the  media  were  so  quick  to  create,  but  neither  was  I  the  saint  I  always  hoped  to  
become.  …I  decided  that,  in  order  to  move  myself  close  to  the  angels,  I  would  take  what  happened  in  
my  life,  try  to  learn  from  it,  and  use  it  to  educate  others.”  

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Discussion  Questions:  
 
1. Abramoff  had  an  established  set  of  morals  in  his  personal  life,  and  was  deeply  religious.  He  
believed  he  was  a  ‘moral  lobbyist’  who  fought  hard  on  behalf  of  his  clients,  and  he  donated  
much  of  his  proceeds  to  worthy  causes.  Do  you  think  the  blame  of  his  lobbying  tactics  primarily  
lies  with  Abramoff  individually,  or  with  the  system  within  which  he  operated?  Explain.  
 
2. To  what  degree  do  you  think  individuals  have  a  responsibility  to  act  ethically  within  a  corrupt  
system?  How  would  an  individual  act  ethically  in  this  context?    
 
3. Lobbying  is  a  high-­‐pressure,  high-­‐stakes  business.  Although  lobbyists  typically  try  to  fly  below  
the  radar-­‐screen,  sometimes  their  business  is  high-­‐profile  as  well.  How  might  these  situational  
factors  affect  lobbyists’  ability  to  act  ethically?  
 
4. Why  do  you  think  Abramoff  and  his  associates  would  mock  clients  who  were  paying  them  
millions  of  dollars?  How  does  one  rationalize  or  explain  such  behavior?  
 
5. Since  his  release  from  prison,  Abramoff  has  advocated  for  political  reform,  but  many  do  not  see  
his  efforts  as  genuine.  Do  you  agree  with  the  view  that  Abramoff  is  a  morally  bankrupt  felon  
who  has  no  business  advocating  reform?  Or  do  you  agree  with  the  view  that  Abramoff  is  a  
fallible  human  in  a  unique  position  to  help  us  learn  from  his  moral  mistakes  and  reform  a  
broken  system?  Explain.  
 
6. Many  politicians  who  received  contributions  from  Abramoff  or  his  clients  donated  portions  of  
the  funds  they  received  to  charity.  Only  a  small  fraction  of  politicians  donated  the  money  to  
Native  American  tribes.  Do  you  think  politicians  who  received  these  funds  had  a  moral  
obligation  to  donate  their  money  to  Native  American  tribes?  Why  or  why  not?  Do  you  have  a  
different  opinion  of  those  who  did  donate  to  Native  American  tribes  versus  those  who  didn’t?  
Explain.  
 
7. If  you  were  hired  to  lobby  on  behalf  of  both  the  Coushatta’s  casino  in  Louisiana  and  the  Tigua’s  
casino  in  Texas,  how  would  you  negotiate  the  potential  conflict  of  interest?  Explain.    
8. How  many  basic  ethics  and  behavioral  ethics  concepts  can  you  identify  at  work  in  this  case  
study?  Explain  and  discuss  their  significance.  
 
9. What  legal  reforms  would  you  recommend  that  would  make  lobbyists  more  likely  to  act  
ethically?  Why  would  you  recommend  these  reforms,  and  how  might  you  implement  them?  
 
 
 
   

Case  Study  –  Abramoff:  Lobbying  Congress  -­‐  Page  3  of  5  


 
Resources:  
 
Investigating  Abramoff  –  Special  Report  
http://www.washingtonpost.com/wp-­‐dyn/content/linkset/2005/06/22/LI2005062200936.html  
 
Capitol  Punishment:  The  Hard  Truth  about  Washington  Corruption  from  America’s  Most  Notorious  
Lobbyist  
http://www.worldcat.org/title/capitol-­‐punishment-­‐the-­‐hard-­‐truth-­‐about-­‐washington-­‐corruption-­‐from-­‐
americas-­‐most-­‐notorious-­‐lobbyist/oclc/746839199  
 
How  a  Lobbyist  Stacked  the  Deck  
http://www.washingtonpost.com/wp-­‐dyn/content/article/2005/10/15/AR2005101501539.html  
 
A  Jackpot  From  Indian  Gaming  Tribes  
http://www.washingtonpost.com/wp-­‐dyn/content/article/2006/03/06/AR2006030600702.html  
 
Jack  Abramoff  Confronted  by  Native  American  Tribes  
http://www.huffingtonpost.com/2012/03/07/jack-­‐abramoff-­‐native-­‐american-­‐tribes-­‐
crimes_n_1326917.html  
 
For  Ex-­‐Lobbyist  Abramoff,  a  Multimedia  Effort  at  Redemption  
http://www.nytimes.com/2011/11/13/us/jack-­‐abramoff-­‐making-­‐a-­‐multimedia-­‐effort-­‐at-­‐
redemption.html?rref=collection%2Ftimestopic%2FAbramoff%2C%20Jack  
 
Abramoff  and  4  Others  Sued  by  Tribe  Over  Casino  Closing  
http://www.nytimes.com/2006/07/13/us/13tribe.html?rref=collection%2Ftimestopic%2FAbramoff%2
C%20Jack  
 
Abramoff  Effect:  The  Smell  of  Casino  Money  
http://www.nytimes.com/2006/01/16/opinion/abramoff-­‐effect-­‐the-­‐smell-­‐of-­‐casino-­‐money.html  
 
The  Fast  Rise  and  Steep  Fall  of  Jack  Abramoff  
http://www.washingtonpost.com/wp-­‐dyn/content/article/2005/12/28/AR2005122801588.html  
 
Trial  Money  Linked  to  GOP  Fundraising  
http://www.washingtonpost.com/wp-­‐dyn/articles/A26015-­‐2004Dec25.html  
 
‘Operation  Open  Doors’  
http://www.washingtonpost.com/wp-­‐dyn/articles/A30123-­‐2004Dec2.html  
 
A  Lobbyist  in  Full  
http://www.nytimes.com/2005/05/01/magazine/a-­‐lobbyist-­‐in-­‐full.html  
 

Case  Study  –  Abramoff:  Lobbying  Congress  -­‐  Page  4  of  5  


 
Lobbyists,  Clients  Undeterred  by  Scandal  
http://www.washingtonpost.com/wp-­‐dyn/content/article/2005/06/25/AR2005062500983_pf.html  
 
Lawrence  Lessig  interviews  Jack  Abramoff  
https://www.youtube.com/watch?v=pkvIS5pZ0eI  
 
Casino  Jack  and  the  United  States  of  Money  
http://www.worldcat.org/title/casino-­‐jack-­‐and-­‐the-­‐united-­‐states-­‐of-­‐money/oclc/646071490  
 
Heist:  Superlobbyist  Jack  Abramoff,  His  Republican  Allies,  and  the  Buying  of  Washington  
http://www.worldcat.org/title/heist-­‐superlobbyist-­‐jack-­‐abramoff-­‐his-­‐republican-­‐allies-­‐and-­‐the-­‐buying-­‐
of-­‐washington/oclc/69241491  
 
 
 
Author:  
Ethics  Unwrapped  Staff  
McCombs  School  of  Business  
The  University  of  Texas  at  Austin  
 
 

Case  Study  –  Abramoff:  Lobbying  Congress  -­‐  Page  5  of  5  



The Central Park Five

In 1989, a young woman jogging in New York’s Central Park was raped and beaten nearly to death.
This high-profile attack upon a white investment banker in the heart of the city was quickly called the
“crime of the century.” There was intense public pressure to solve the case and, indeed, the police
quickly arrested five young (14 to 16 years old) men who were black and Latino. They had been part of
a larger group of young men harassing passersby in another part of the park.

After intense interrogations ranging from 14 to 30 hours in length, four of the five confessed to the
crime. The five were charged with the attack. Importantly, (a) the boys soon recanted their
confessions which they blamed on police coercion, (b) no physical evidence linked the young men to
the crime, (c) no physical evidence indicated that there was more than one attacker, (d) the semen
found in the victim did not match any of the young men, and (e) the four confessions were inconsistent
with each other and with the physical evidence from the crime scene. Nonetheless, the young men
were convicted and sent to jail. Real estate developer Donald Trump called for their swift execution in
a full-page newspaper ad.

Thirteen years later, Matias Reyes, who was serving a life sentence for murder, confessed to the crime.
Indeed, his DNA matched the semen recovered from the victim. His was the only semen recovered
from the victim. The attack on the jogger was similar in M.O. to his other rapes, none of which
involved any other perpetrator.

Eventually the Central Park 5 settled a wrongful


conviction lawsuit with the City of New York for
$41 million.

However, the indisputable and overwhelming


evidence of their innocence did not change the
minds of:

• The lead prosecutor, who claimed that the five young men were indeed still guilty and that
Reyes was simply an additional perpetrator—an “unindicted co-ejaculator.”
• The head detective, who said: ‘This lunatic [Reyes] concocts this wild story and these people fell
for it.”
• Donald Trump who in 2013 tweeted regarding Ken Burns’ award-winning documentary on the
Central Park 5’s innocence: “The Central Park Five documentary was a one sided piece of
garbage that didn’t explain the horrific crimes of these young men while in park.”
• The second chair lawyer in the prosecution who in 2018 still finds the taped confessions “pretty
compelling” notwithstanding their inconsistencies and the fact that of the first 325 DNA
exonerations in the U.S., 27% involved false confessions.
Case Study – The Central Park Five - Page 1 of 3

Discussion Questions

1. Do you see instances of cognitive dissonance in this case study? Explain.


2. Why do you think the two prosecutors and the police officer found it difficult to accept the new
evidence regarding Reyes’ guilt?
3. Why do you think Donald Trump finds it difficult to accept the new evidence regarding Reyes’
guilt?
4. Sears and colleagues suggest that the following factors can render cognitive dissonance
especially acute. Were any of them at play in the Central Park 5 case?
a. Irrevocable commitment—the stronger one is committed to a position, the more intense
will be the dissonance stemming from evidence indicating that the position is wrong.
b. Foreseeable consequences—the more easily foreseen the consequences of taking an
erroneous position, the more acute will be the dissonance when evidence starts to arise
that the position is wrong.
c. Responsibility for consequences—the more someone feels personally responsible for the
erroneous position take, the more acute he or she will feel the dissonance when evidence
starts to arise that the position is wrong
d. Effort—the more effort someone has put into taking the erroneous position, the more
wedded he or she will be to it and the more they will resist new, inconsistent evidence.

5. Do you find it difficult to accept evidence indicating that a position you have publicly
maintained in the past is wrong?
6. The Central Park 5 had been released from jail by the time Reyes confessed. If they had still
been in jail, and prosecutors and police resisted their release despite Reyes’ confession and the
supporting evidence, would that have been an unethical act on their part?
7. What factors discussed in other Ethics Unwrapped videos might have contributed to a “rush to
judgment” by police and prosecutors in 1989?






Case Study – The Central Park Five - Page 2 of 3



Resources:
Sarah Burns, The Central Park Five: A Chronicle of a City Wilding (2011).
http://www.worldcat.org/oclc/753625952

Mark Godsey, Blind Injustice (2017).
http://www.worldcat.org/oclc/1054834948

Jonathan Lowell, “Managers and Moral Dissonance: Self-Justification as a Big Threat to Ethical
Management?, 105 Journal of Business Ethics 17 (2012).
http://www.worldcat.org/oclc/765322154

Graham Rayman, “Central Park Five Prosecutor Breaks Silence, Says It Was a Mistake to Vacate
Convictions and Pay Off Accused Teens,” Daily News, July 19, 2018.
https://www.nydailynews.com/new-york/ny-news-tim-clements-central-park-five-20180713-
story.html

Amy Davidson Sorkin, Donald Trump and the Central Park Five, The New Yorker, June 23, 2014.
https://www.newyorker.com/news/amy-davidson/donald-trump-and-the-central-park-five

Sydney Schanberg, “When Justice Is a Game: A Journey Through the Tangled Case of the Central Park
Jogger,” The Village Voice, Nov. 19, 2002.
https://www.villagevoice.com/2002/11/19/a-journey-through-the-tangled-case-of-the-central-park-
jogger/

David Sears et al., Social Psychology (1991).
http://www.worldcat.org/oclc/984477314


Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – The Central Park Five - Page 3 of 3



Meet Me at Starbucks

On April 12, 2018, at a Starbucks location in Philadelphia, two black men, Rashon Nelson and Donte
Robinson, were waiting for a friend, Andrew Yaffe. Nelson and Robinson were entrepreneurs and were
going to discuss business investment opportunities with Yaffe, a white real estate developer. As they
waited, an employee asked if she could help them. They said “no,” that they were just waiting for a
business meeting. Then a manager told Nelson that he couldn’t use the restroom because he was not
a paying customer.

Because the two men had not purchased anything yet, a store manager called police, even though
Robinson had been a customer at the store for almost a decade and both men had used the store
location for business meetings before. At least six Philadelphia Police Department officers arrived. The
police officers did not ask the men any questions; they just demanded that they leave immediately.
They declined. The police officers then proceeded to arrest the men for trespassing. As the arrest
occurred, Mr. Yaffe arrived. He said: “Why would they be asked to leave? Does anyone else thing this
is ridiculous? It’s absolute discrimination.” The two men were taken out in handcuffs. They were
taken to the police station, photographed, and fingerprinted. They were held for almost nine hours
before being released from custody. Prosecutors decided that there was insufficient evidence to
charge the men with a crime.

After a video of the arrest went viral, Starbucks CEO Kevin Johnson released a statement: “We
apologize to the two individuals and our customers and are disappointed this led to an arrest. We take
these matters seriously and clearly have more work to do when it comes to how we handle incidents in
our stores. We are reviewing our policies and will continue to engage with the community and the
police department to try to ensure these types of situations never happen in any of our stores.”

Johnson then announced that every company-owned Starbucks location in the nation would close on
May 29, 2018, for “racial-bias education.” When one customer complained on Facebook that closing
the stores because of just one incident seemed overkill, Starbucks responded: “There are countless
examples of implicit bias resulting in discrimination against people of color, both in and outside our
stores. Addressing bias is crucial in ensuring that all our customers feel safe and welcome in our
stores.” A similar complaint about closing
thousands of stores because of the actions of a
handful of employees prompted this response

from Starbucks: “Our goal is to make our stores


a safe and welcoming place for everyone, and
we have failed. This training is crucial in making
sure we meet our goal.”

Case Study – Meet Me at Starbucks - Page 1 of 3



Discussion Questions

1. In a presentation, Professor Will Cox shows two news photos published in the wake of
Hurricane Katrina. One shows a young black man walking through swirling water holding a
carton of soda. The other shows a white couple in similar water, holding a bag of bread. The
caption for the photos read, respectively: “A young man walks through chest-deep water after
looting a grocery store” and “Two residents wade through chest-deep water after finding bread
and soda.” Do you think the writers of these captions thought of themselves as racist?

2. Do you think the manager of the Starbucks in Philadelphia thought of herself as racist?

3. Do you think that what happened to Nelson and Robinson would have happened had they been
white?

4. What stereotypes were invoked in this case and by whom?

5. How did stereotyping influence and/or frame the situation for the manager? For the police? For
bystanders?

6. What is your opinion about Starbucks’ response to the arrest of Nelson and Robinson?

7. Will Starbucks’ training session on implicit bias have a beneficial impact?

8. Studies show that Latinos receive less pain medication than similarly-situated white patients,
that elderly women receive fewer life-saving interventions than elderly men, and that obese
children are more likely to be assumed by teachers to be less intelligent than slim children. Are
these examples of implicit bias?

9. Can you think of examples of implicit bias?

10. Do you think that implicit bias is a serious problem? If so, is it more serious than explicit bias?

Case Study – Meet Me at Starbucks - Page 2 of 3



Resources:
“Starbucks CEO Apologizes After Employee Calls Police on Black Men Waiting at a Table,”
https://www.washingtonpost.com/news/business/wp/2018/04/14/starbucks-apologizes-after-
employee-calls-police-on-black-men-waiting-at-a-table/?utm_term=.244857b9fc1c

“Starbucks to Angry Facebookers: We Can’t Deny This is a Race Issue,”
https://www.fastcompany.com/40561997/starbucks-to-angry-facebookers-we-cant-deny-this-is-a-
race-issue

“Black Men Arrested at Philadelphia Starbucks Say They Feared for Their Lives,”
https://www.cbsnews.com/news/starbucks-arrest-rashon-nelson-donte-robinson-feared-for-their-
lives/

“Is This How Discrimination Ends?”
https://www.theatlantic.com/science/archive/2017/05/unconscious-bias-training/525405/

“Does Starbucks Understand the Science of Racial Bias?”
https://www.theatlantic.com/science/archive/2018/05/starbucks-unconscious-bias-training/559415/


Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Meet Me at Starbucks - Page 3 of 3



Wells Fargo and Moral Emotions

On September 8, 2016, Wells Fargo, one of the nation’s oldest and largest banks, admitted in a
settlement with regulators that it had created as many as two million accounts for customers without
their permission. This was fraud, pure and simple. It seems to have been caused by a culture in the
bank that made unreasonable demands upon employees. Wells Fargo agreed to pay $185 million in
fines and penalties.

Employees had been urged to “cross-sell.” If a customer had one type of account with Wells Fargo,
then top brass reasoned, they should have several. Employees were strongly incentivized, through
both positive and negative means, to sell as many different types of accounts to customers as possible.
“Eight is great” was a motto. But does the average person need eight financial products from a single
bank? As things developed, when employees were unable to make such sales, they just made the
accounts up and charged customers whether they had approved the accounts or not. The employees
used customers’ personal identification numbers without their knowledge to enroll them in various
products without their knowledge. Victims were frequently elderly or Spanish speakers.

Matthew Castro, whose father was born in Colombia, felt so bad about pushing sham accounts onto
Latino customers than he tried to lessen his guilt by doing volunteer work. Other employees were
quoted as saying “it’s beyond embarrassing to admit I am a current employee these days.”

Still other employees were moved to call company hotlines or otherwise blow the whistle, but they
were simply ignored or oftentimes punished, frequently by being fired. One employee who sued to
challenge retaliation against him was “uncomfortable” and “unsettled” by the practices he saw around
him, which prompted him to speak out. “This is a fraud, I cannot be a part of that,” the whistleblower
said.

Early prognostications were that CEO John Stumpf would not lose his job over the fiasco. However, as
time went on and investigations continued, the forms and amount of wrongdoing seemed to grow and
grow. Evidence surfaced that the bank improperly changed the terms of mortgage loans, signed
customers up for unauthorized life insurance policies, overcharged small businesses for credit-card
processing, and on and on.

In September of 2016, CEO Stumpf appeared


before Congress and was savaged by Senators and
Representatives of both parties, notwithstanding
his agreement to forfeit $41 million in pay. The
members of Congress denounced Wells Fargo’s
actions as “theft,” “a criminal enterprise,” and an
“outrage.” Stumpf simultaneously took “full
Case Study – Wells Fargo and Moral Emotions - Page 1 of 4

responsibility,” yet blamed the fraud on ethical lapses of low-level bankers and tellers. He had, he said,
led the company with courage. Nonetheless, by October of 2016 Stumpf had been forced into
retirement and replaced by Tim Sloan.

Over the next several months, more and more allegations of wrongdoing arose. The bank had illegally
repossessed cars from military veterans. It had modified mortgages without customer authorization.
It had charged 570,000 customers for auto insurance they did not need. It had ripped off small
businesses by charging excessive credit card fees. The total number of fake accounts rose from two
million to 3.5 million. The bank also wrongly fined 110,000 mortgage clients for missing a deadline
even though the party at fault for the delay was Wells Fargo itself.

At its April 2017 annual shareholders meeting, the firm faced levels of dissent that a Georgetown
business school professor, Sandeep Dahiya, called “highly unusual.”

By September, 2017, Wells Fargo had paid $414 million in refunds and settlements and incurred
hundreds of millions more in attorneys’ and other fees. This included $108 million paid to the
Department of Veterans Affairs for having overcharged military veterans on mortgage refinancing.

In October 2017, new Wells Fargo CEO Tim Sloan was told by Massachusetts Senator Elizabeth Warren,
a Democrat, that he should be fired: “You enabled this fake-account scandal. You got rich off it, and
then you tried to cover it up.” Republicans were equally harsh. Senator John Kennedy Texas said: “I’m
not against big. With all due respect, I’m against dumb.”

Sloan was still CEO when the company had its annual shareholders meeting in April 2018. Shareholder
and protestors were both extremely angry with Wells Fargo. By then, the bank had paid an additional
$1 billion fine for abuses in mortgage and auto lending. And, in an unprecedented move, the Federal
Reserve Board had ordered the bank to cap its asset growth. Disgust with Wells Fargo’s practices
caused the American Federation of Teachers, to cut ties with the bank. Some whistleblowers resisted
early attempts at quiet settlements with the bank, holding out for a public admission of wrongdoing.

In May 2018, yet another shoe dropped. Wells Fargo’s share price dropped on news that the bank’s
employees improperly altered documents of its corporate customers in an attempt to comply with
regulatory directions related to money laundering rules.

Ultimately, Wells Fargo removed its cross-selling sales incentives. CEO Sloan, having been informed
that lower level employees were suffering stress, panic attacks, and other symptoms apologized for the
fact that management initially blamed them for the results of the toxic corporate culture, admitting
that cultural weaknesses had caused a major morale problem.

Case Study – Wells Fargo and Moral Emotions - Page 2 of 4



Discussion Questions

1. What moral emotions seem to have been at play in this case? On the part of the bank’s
employees? The bank’s victims? The bank’s regulators? The bank’s shareholders?
2. What factors contributed particularly to the outrage and anger that legislators, regulators,
customers, and shareholders felt?
3. Clearly inner-directed emotions such as guilt and embarrassment affected the actions of Wells
Fargo employees. Were they always sufficient to overcome the employees’ utilitarian
calculation: “I need this job”?
4. Did moral emotions motivate some of the whistleblowers? How?
5. In the wake of everything described in the case study, Wells Fargo has fired many employees,
clawed back bonuses from executives, replaced many of its directors, dismantled its sales
incentive system and made other changes. Do you think these changes were made out of a
utilitarian calculation designed to avoid further monetary penalties, a desire to avoid the shame
and embarrassment the bank’s managers and employees were feeling, or a combination of
both? If a combination, which do you think played a bigger role? Why?
Resources:
“Elizabeth Warren to Wells Fargo CEO: “You Should Be Fired,”
http://money.cnn.com/2017/10/03/investing/wells-fargo-hearing-ceo/index.html

“It’s Been a Year Since the Wells Fargo Scandal Broke—and New Problems Are Still Surfacing,”
http://www.latimes.com/business/la-fi-wells-fargo-one-year-20170908-story.html

“Wells Fargo’s Reaction to Scandal Fails to Satisfy Angry Lawmakers,”
https://www.nytimes.com/2016/09/30/business/dealbook/wells-fargo-ceo-john-stumpf-house-
hearing.html

“’Wells Fargo, You’re the Worst’: Scenes from Testy Annual Meeting,”
https://www.americanbanker.com/news/wells-fargo-youre-the-worst-scenes-from-testy-annual-
meeting

“How Wells Fargo’s Cutthroat Corporate Culture Allegedly Drove Bankers to Fraud,”
https://www.vanityfair.com/news/2017/05/wells-fargo-corporate-culture-fraud

“Outburst by Angry Wells Fargo Shareholder Halts Annual Meeting,”
http://money.cnn.com/2017/04/25/investing/wells-fargo-shareholder-meeting/index.html

Case Study – Wells Fargo and Moral Emotions - Page 3 of 4



“Wells Fargo Shares Slip on Report that Employees Altered Customer Documents in Its Business-
Banking Unit,”
https://www.cnbc.com/2018/05/17/wells-fargo-shares-sink-on-report-that-employees-altered-
customer-documents-in-its-business-banking-unit.html

“Wells Fargo to Pay $108 Million for Allegedly Overcharging Veterans on Refis,”
https://www.housingwire.com/articles/40925-wells-fargo-to-pay-108-million-for-allegedly-
overcharging-veterans-on-refis

“For Wells Fargo, Angry Questions About Profiling Latinos,”
http://www.chicagotribune.com/business/ct-wells-fargo-fake-accounts-latinos-20161019-story.html

“More Former Wells Fargo Employees Allege They Were Fired After They Tried to Blow the Whistle on
Shady Activity at the Bank,”
http://money.cnn.com/2017/11/06/investing/wells-fargo-retaliation-whistleblower/index.html

“Inside Wells Fargo, Workers Say the Mood is Grim,”
http://money.cnn.com/2016/11/03/investing/wells-fargo-morale-problem/index.html

“Disgust With Wells Fargo You Can Take to the Bank,”
https://goodmenproject.com/business-ethics-2/disgust-with-wells-fargo-you-can-take-to-the-bank-
wcz/

“The Former Khmer Rouge Slave Who Blew the Whistle on Wells Fargo,”
https://www.nytimes.com/2018/03/24/business/wells-fargo-whistleblower-duke-tran.html

Author:
Robert Prentice, J.D.
Department of Business, Government and Society
McCombs School of Business
The University of Texas at Austin

Case Study – Wells Fargo and Moral Emotions - Page 4 of 4

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