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Nänny M and Fischer O (2006), Iconicity: Literary Texts. In: Keith Brown, (Editor-
in-Chief) Encyclopedia of Language & Linguistics, Second Edition, volume 5, pp.
462-472. Oxford: Elsevier.
462 Iconicity: Literary Texts

Iconicity: Literary Texts


M Nänny, University of Zurich, Zurich, signs, and not between the sign and the referent, such
Switzerland a repetition is only considered of literary interest
O Fischer, Universiteit van Amsterdam, Amsterdam, when used with effect, i.e., when it adds extra mean-
The Netherlands ing to the text.
ß 2006 Elsevier Ltd. All rights reserved. Next to the icon, there are two other types of signs,
the index and the symbol. The index is, like the icon,
motivated, but not by resemblance to its referent but by
Introduction relations of contiguity or causation. The symbol is a
Definition
conventional sign, and its relation to the referent
is arbitrary. It has to be noted that these three categories
In a general sense, semiotic iconicity may be defined are not sharply delineated, symbols often develop out of
as form miming form as when pictures or photo- motivated signs, and many icons also have an indexical
graphs reflect an object in the real world. In a lan- relation with their referent (cf. White, 1999).

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guage context, a ‘sign’ (which may be a word or an

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assemblage of words) is said to mime the object or Image versus Diagram
thought that the sign refers to when something in the ‘Images’ or ‘imagic icons,’ that is, signs whose form is
sign (be it oral/aural or visual) reflects something in related to the referent by means of a ‘natural’ similar-

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the object that is signified by it (its ‘referent’). More ity, are often said to be exceptional in (spoken) lan-
generally, it can then be said that the sign mimes its guage and restricted to a category of acoustically
meaning. The term ‘iconicity’ goes back to Morris imitative words labeled ‘onomatopoeic,’ e.g.,

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who introduced it in his Signs, language, and behav- ‘meow,’ ‘cuckoo.’ (In visual language, i.e., in written
ior in 1946. Traditionally, the iconic sign has been onand especially in signed language, the ‘image’ plays a
divided into three hypo-icons, namely image, dia- larger role.) For this reason, structuralist and formal-
gram and metaphor. Although all three hypo-icons ist linguists since de Saussure have underestimated the
play a significant role in natural as well as literary importance of iconicity in language. However, as
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language, metaphor has been much more extensively most notably R. Jakobson (1971) kept pointing out,
discussed and mainly outside the context of iconicity things begin to look different when C. S. Peirce’s
(see Metaphor: Stylistic Approaches). Metaphor is crucial distinction between the ‘image’ and the ‘dia-
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also different from the other two hypo-icons in that gram’ is adopted. In Peirce’s taxonomy of signs, an
there is no ‘direct’ iconic relation between the sign iconic image is a single sign that resembles its referent
and its referent. Instead, it is based on a proportional with respect to some visual or aural characteristic. An
analogy, whereby an existing sign x is extended to iconic diagram, however, is an arrangement of signs,
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include a new, metaphorical referent because of a none of which necessarily resembles its referent but
semantic analogy between the original referent a whose relationships to each other mirror the relation-
or

and the new one b. In other words, there is no direct ships of their referents. Thus, in Caesar’s famous
relation between the level of form and referent, nei- phrase ‘veni, vidi, vici,’ the sequence of individually
ther an ‘imagic’ one nor a ‘diagrammatic’ one. The
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symbolic words presents an iconic diagram of the


differences can be represented as follows, in which l sequence of actions it enumerates.
indicates an iconic relation, and = a symbolic one: Although conceding the arbitrary or ‘symbolic’ na-
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image diagram metaphor ture of the individual linguistic sign in isolation, a


sign mapping of signs sign x ! sign x number of linguists in Jakobson’s wake have em-
l l = = phatically drawn attention to the near universality
referent mapping of referents referent a $ referent b of diagrammatic iconicity in the grammars of vari-
This definition of iconicity is a strictly semiotic one. ous languages, expressing not only chronological
Nöth (2001) further differentiates between exophoric sequence, but also centrality versus peripherality,
and endophoric iconicity (sometimes also called first- distance versus proximity, symmetry, quantification,
and second-degree iconicity). Whereas exophoric ico- etc. It is in the nature of literature to exploit all
nicity consists primarily in form miming an object or linguistic forms and, hence, also all iconic possibilities
thought as we perceive it in the world, endophoric for aesthetic purposes.
iconicity refers to a sign miming another sign (thus
History of Iconic Criticism of Literature
being purely intralinguistic); involving, in other
words, the repetition of a sign. Even though endopho- Whereas the study of iconicity in everyday language
ric iconicity is concerned with resemblances between has become an accepted part of modern linguistics,

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


Iconicity: Literary Texts 463

this is less the case with the literary uses of it. Because cognizing mind.’’ Hence, iconicity, like beauty, is in
of an uninformed reduction of the notion of iconicity the eye of the beholder: the perception of imitative
to that of imagic signs only, a restricted field of inves- form depends on the reader’s capacity to see connec-
tigation offered itself to literary criticism along iconic tions, to perceive similarities between the meaning of
lines. Thus, traditionally, the main objects of iconic a sign or text and the formal means used for its
investigations by literary scholars have been the liter- expression.
ary use of onomatopoeia and sound symbolism, on However, not all iconicity is of the same degree.
the one hand, and of typography in pattern poetry Icons may be divided into ‘transparent’ and ‘translu-
and modern visual poetry, on the other. The presence cent’ ones (Pateman, 1986). That is, transparent icons
of iconic diagrams in literary texts has been largely are immediately recognizable (these often concern
ignored. These mainly occur on the level of morpho- ‘images’), whereas translucent ones (usually the more
syntax and discourse, although they also may be pres- abstract diagrams) need a more careful scrutiny and
ent on the phonemic and typographic level. Once some imagination. Thus, the transparent icon may be
we have recognized the diagram as an iconic sign, compared to an (explicit) simile, whereas the translu-

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too, the presence of iconicity in literature becomes cent icon is more like an (implicit) metaphor. In both

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pervasive. cases, the reader or hearer is helped by the fact
A large number of iconic studies of literature that iconicity is ‘foregrounded.’ As Haiman writes
formed an integral part of books on stylistics. Already (see Iconicity): ‘‘The fundamental iconic nature of

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Spitzer had discussed iconic aspects in some of markedness is a virtual cliché: marked form corre-
his stylistic studies, notably in Linguistics and literary sponds to marked meaning.’’
history (1948), as did Davie (1955), Ullmann (1964), The question of whether an iconic feature, be it

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Hollander (1975), Epstein (1975), and Leech and imagic or diagrammatic, is the result of chance or of
Short (1981). Wimsatt (1976) made a strong plea on the poet’s design has little relevance. What is impor-
for more research along iconic lines. Nänny (1986) tant is that a similarity between form and meaning
offered an early survey of iconic aspects of literary may be perceived intersubjectively. It is important to
texts. Attridge (1982: 287–295) studied iconic func- recognize that iconicity in literature is in the main
tions of poetic rhythms; Cureton (1980, 1986) ana- semantically motivated. The semantic content of the
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lyzed the poetry of e. e. cummings from an iconic verbal unit or its context has to activate and focus the
point of view. Anderson (1998) has presented the normally latent mimetic potential. So most iconic
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most comprehensive survey of iconic features in liter- interpretation moves from meaning to its formal
ary texts so far. Important recent studies of iconicity miming (with the possible exception of ‘phonetic
in literature can be found in the publications that metaphors’ discussed later), although it is, of course,
have resulted from the international conferences on the form that provides the impetus. What is generally
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‘Iconicity in language and literature’ (see the series true of any sign is also true of the icon: the meaning
edited by Nänny and Fischer, 1999; Fischer and of a sign is not fully contained within it but arises
or

Nänny, 2001; Müller and Fischer, 2003; Maeder only in its interpretation. In short, an iconic dimen-
et al., 2005); evidence for this entry is partly based sion will only appear if the meaning of the textual
on the articles collected there. passage is compatible with it. Because the recognition
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of iconicity is via the mind of the hearer/reader, it also


Interpretation must be clear that the categories of image and dia-
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Especially in literature, language has a surplus of gram are not always clear-cut. Although the imagic
meaning and works ‘‘at full stretch’’ (Nowottny, icon seems closer to ‘reality,’ it is still always an
1962: 85) by being ‘hypersemanticized’ (Cureton, abstraction of it. In the diagrammatic icon, the simi-
1980: 319) and consisting in a mixture of ‘digital’ larity is only in the mapping, the signs themselves no
and ‘analogical’ coding (Bernhart, 1977: 87); there- longer reflect any actual features of the referents.
fore, the perception of iconic features depends on
Iconicity in Poetry, Prose, Drama
the reader’s awareness and readiness to recognize, so
to speak, the analogical structure behind the digital It may be said that in terms of literary genres the pre-
surface form. As with metaphor, the awareness of sence of iconicity is highest in poetry, for poetry
iconicity is dependent on the recognition of similarity. allows the most complex and innovative use of lan-
Although texts have a range of potential iconicity, this guage in terms of sound and space (typography). Ac-
is merely latent. As Givón (1985: 190) writes, ‘‘the cording to one important literary tradition even, the
notion of ‘similarity’ between two entities requires Mallarmé-Valéry version of what Roland Barthes
the consciousness of similarity on the part of some called ‘Cratylism,’ the mimetic or iconic virtue of

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


464 Iconicity: Literary Texts

language is an especial privilege of poetry: it consti- the clinking chisels in a Welsh slate quarry are
tutes the poetic function proper and is seen as a onomatopoeically rendered by means of a repetition
compensation for and defiance of the arbitrariness of the relatively high vowels /I/ and /i/ and the fortis
of the sign. Prose, however, whether descriptive or plosives /t/, /p/, and /k/, in combination with sharp
narrative, offers a wide potential of iconic significa- voiceless fricatives: /s/, /y/, /f/, and ‘singing’ nasal and
tion too. Literary works whose narrative is organized liquid continuants such as, /n/, /m/, /N/, /r/, and /l/.
by means of the spatial order of a journey or the Onomatopoeia and sound symbolism are not sepa-
temporal sequence of a chronology are sequential rate phenomena but, rather, form a continuum. Ono-
diagrammatic icons of a comprehensive kind. matopoeia usually refers to complete acoustic signs,
Drama, being a literary genre that directly mirrors whereas the term sound symbolism is often preserved
meaning by visible and audible action, gestures, cos- for phonaesthemes, i.e., iconic phonemes or phoneme
tumes and stage-scenery provides fewer opportunities clusters within the word. The above examples are
for the application of verbal iconic functions. Its rela- closer to sound symbolism. A good example of a
tive lack of iconicity can perhaps also be explained by purer use of onomatopoeia is Eve Merriam’s poem

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the fact that there is not enough time for the audience ‘Weather.’ Both onomatopoeia and sound symbolism

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to grasp its effect; this is particularly true of diagram- are affected by the limitations of the phonological
matic icons. However, it is well known that, for in- system of each individual language, but, in addition,
stance, Shakespeare’s plays are heavily iconic. sound symbolism is also influenced by language con-

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ventions (many phonaesthemes may be the product of
endophoric rather than exophoric icons, cf. A. Fischer,
Imagic Iconicity
1999) and by social and cultural attitudes within a

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The Sound Level speech community. (For a list of sound symbolic
icons. An interesting reference to the literary-critical
The use of onomatopoeia (i.e., acoustic iconicity)
and sound symbolism in literary texts, especially
on use of sound symbolism is found in a passage from
Alexander Pope’s An essay on criticism (ll. 365–371),
poetry, is widespread and common. A famous, often
whose famous first line explicitly postulates an iconic
quoted example can be found in Lord Tennyson’s
connection between sound and meaning, which it
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The princess (vii, 202–203):
exemplifies in the succeeding lines:
The moan of doves in immemorial elms
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And murmuring of innumerable bees The Sound must seem an Echo to the Sense
Soft is the Strain when Zephyr gently blows,
The repetition of the nasals /m/ and /n/ in these two And the smooth Stream in smoother Numbers flows;
lines (12 occurrences!) suggests the continuously But when loud Surges lash the sounding Shore,
humming sound of ‘‘innumerable bees.’’ All the The hoarse, rough Verse shou’d like the Torrent roar:
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words of the excerpt are, semiotically speaking, sym- When Ajax strives some Rock’s vast Weight to throw,
bols by definition, except possibly ‘murmur.’ But The Line too labours, and the Words move slow.
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most of them share the hypo-iconic quality of the Thus, in the first three lines the heavy accumulation
onomatopoeic image. Thus, J. C. Ransom’s famous of fricatives and nasals/liquids reinforces the idea of
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parodic rendering of the second line as ‘‘the murder- soft breezes and murmuring streams and echoes
ing of innumerable beeves’’ is beside the point because the idea of smoothness. Sound symbolism may also
in this version there is no longer any miming of work syllabically or across the word, as is clear from
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meaning: beeves do not hum. the last two lines in the extract from Pope, where
Another interesting passage occurs in William Ajax’s labor is described in monosyllabic words
Wordsworth’s ‘An evening walk’ (ll. 143–150): with awkward consonant clusters either as part of
How busy the enormous hive within, the word (‘Ajax,’ ‘strive,’ ‘throw’), or across the
While Echo dallies with the various din word (Ajax-str, rock’s-v, vast-w, words-m).
Some, hardly heard their chissel’s clinking sound,
Toil, small as pigmies, in the gulph profound; The Visual Level
Some, dim between th’aereal cliffs descryed, Alphabetic letters whose outlines mirror the contours
O’erwalk the viewless plank from side to side; of objects represent iconic images in the normal, visu-
These by the pale-blue rocks that ceaseless ring
al understanding of the word ‘image.’ Examples of
Glad from their airy baskets hang and sing.
such letter-icons can be found in Shakespeare’s refer-
Throughout this excerpt the high, bright, tense, ence to the circular Globe Theatre by the letter-
and continuous sounds (given in bold) made by metaphor ‘‘this wooden O’’ (Henry V, ‘Prologue,’

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


Iconicity: Literary Texts 465

l. 13) or in John Donne’s use of the uppercase letter ‘A’ pauses, but also by their choice and use of meter and
as an icon of what a pair of contemporary compasses rhythm. This enables poets to express feelings iconi-
looked like in ‘‘A valediction: forbidding mourning’’ cally (such as mourning and joy) but also slow and
(ll. 25–26): ‘‘If they be two, they are two so/As stiff fast movements generally, for instance, galloping in
twin compasses are two.’’ In Absalom and Achitophel Tennyson’s ‘The charge of the light brigade.’ Conven-
(Part II, ll. 457–463) John Dryden uses the capital tional poetic metrics may be put in the service of
letter ‘O’ as a translucent icon for the corpulence of iconicity as well. A somewhat unusual iconic use of
the Irish poet Thomas Shadwell, whom he gives the the metrical mould of the heroic couplet can be found
round biblical name ‘Og.’ A large number of letter- in Dryden’s ‘To the Memory of Mr Oldham,’ ll. 3–4:
icons is also found in concrete poetry and particularly
For sure our Souls were near ally’d; and thine
in the poetry of e. e. cummings, who uses the letters Cast in the same Poetick mould with mine.
‘O’/’o’ for the moon in his ‘mOOn Over tOwns
mOOn’ (CP 383) or for a pair of eyes in ‘‘l oo k-’’ (‘i The ‘Souls’ of the deceased young poet Oldham and
will be,’ CP 195). of the older poet Dryden are actually and formally

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Visual outlines of objects have often been created combined in the mould of the same couplet here

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by the typography of pattern poems in order to sug- (additionally foregrounded by the fact that ‘mine’
gest an iconic image of the object the text refers and ‘thine’ rhyme). But in order to emphasize his
to (wing, flask, cross). The tradition of shaped view that Oldham was a rougher poet, Dryden
makes the second line, representing Oldham’s line

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poems goes back to the ancient Greeks and has
had revivals in the Middle Ages, Renaissance, 17th (‘thine/Cast’), somewhat irregular (by means of a
and 20th century. George Herbert’s poem ‘The altar,’ trochaic beginning) and less mellifluous (because of

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whose boundary evokes a classical altar, and his five voiceless plosives: Cast, poetick).
‘Easter wings’ offer famous typographic icons. In The repetition of sounds by means of assonance,
rhyme, and alliteration may serve diagrammatic pur-
modern times, a number of visual or concrete poems
on
have iconic contours of objects: poets such as Apolli- poses. In the passage from Wordsworth’s ‘An Evening
naire, the futurists (e.g., Marinetti), J. Hollander, Walk’ quoted earlier, the echoing of sounds, ‘‘Echo
E. Morgan, and many others have written shape dallies with the various din,’’ made by the clinking
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poems. chisels is diagrammatically rendered by means of the
Typographic iconicity may also be conveyed by repetition of the sharp and brief /I/ sounds. Quite
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absence rather than presence. Wolf (2005) shows generally, echoes are often diagrammatically mimed
how blanks can be used to suggest silence, as in by a repetition of sounds and words. This is done, for
this short poem ‘Schweigen’ (‘Silence’) by Eugen instance, in Wordsworth’s lines from ‘‘‘Yes! It was the
Gomringer: mountain Echo’’’ (ll. 1–4):
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schweigen schweigen schweigen YES, it was the mountain Echo,


schweigen schweigen schweigen Solitary, clear, profound,
or

schweigen schweigen Answering to the shouting Cuckoo,


schweigen schweigen schweigen Giving to her sound for sound!
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schweigen schweigen schweigen


In general, sound repetition foregrounds the pho-
Another example of a meaningful blank or white line netic link between two signs thereby foregrounding
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may be found in Emily Dickinson’s poem ‘Our lives also a semantic link. The link only works when it is
are Swiss,’ in which the blank line between the two marked; in other words, in poems in which the use of
stanzas suggests the white ‘‘solemn alps’’ between rhyme or alliteration is conventional or follows a
Switzerland and Italy. conventional scheme, the devices in question do not
normally serve an iconic function (cf. Hollander,
Diagrammatic Iconicity 1975: 121). Although rhyme usually works on the
phonetic level, it has to be noted that rhyme may
The Sound Level
also work typographically, when poets make use of
Among the most frequent iconic diagrams used in ‘eye-rhymes.’
poetry are rhythm and meter. As is all too familiar, Most rhymes are based on a combination of pho-
poets have reinforced meaning through sound by nic similarity or identity and semantic difference.
controlling the speed and movement of their lines. As the poetic (nonconventional) device of rhyme
They do this not only by their selection and arrange- links words in a nonsyntactic way, it may produce
ment of vowels and consonants, their disposition of new semantic equations and correlations. Perfect

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


466 Iconicity: Literary Texts

single rhymes, for instance, may be icons of resem- third line of a triplet (which also breaks the scheme
blance or unity (cf. the ‘thine/mine’ rhyme in the of rhyming couplets) to express ‘solitary’-ness:
couplet from Dryden, discussed earlier), whereas
Mean while Ulysses in his Country lay,
the dissonance of imperfect single rhymes may Releas’d from Sleep; and round him might survey
diagrammatically express disorder, dissimilarity, The solitary Shore, and rowling Sea.
inaccuracy or even negation, but also doubt and un-
certainty. For instance, in ‘The first book of Statius his
The Visual Level
Thebais’ (ll. 115–117), Pope makes use of an off-
rhyme (‘bear’/’prepare’ – ’War’) to suggest discord Ever since poetry was produced as printed text, poets
(‘mutual Hate and War’): have made use of the possibilities that print offered,
such as differences in font, size of letters, spacing,
Go, and a Parent’s heavy Curses bear;
Break all the Bonds of Nature, and prepare color, special punctuation, etc. A prominent and use-
Their kindred Souls to mutual Hate and War. ful iconic tool in the hands of poets is the manipula-
tion of lineation. As with rhyme, both single lines but

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The off-rhyme also ‘‘Breaks the Bonds’’ of the per- also variations in conventional lineation schemes may

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vasive pattern of the dominant heroic couplet. In be used with iconic effect, suggesting size, distance,
Shakespeare’s Pericles, (I.i.45–46), change etc. In his ‘erosive poem’ ‘Archives,’ Edwin
For death remembered should be like a mirror, Morgan presents an iconic diagram of historical at-

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Who tells us life’s but breath, to trust is error. trition by the gradual fading out of lines until they
become illegible. In e. e. cummings’s poem ‘l(a’ (from
The off-rhyme ‘mirror/error’ emphasizes the semantic 95 poems), the lean shape of this text (most lines
‘error’ by phonetic means.

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consist of one or two letters) suggests the outline of
Rhyme may also serve as a phonetic metaphor link- the number 1, the (al)oneness of the speaker as well as
ing one sign to another sign, which is left unexpressed
and is semantically unrelated, purely by its sound, and
on the pattern made by the solitary falling leaf.
Gradually, longer lines may offer a perfect diagram-
thus forcing a new connotation on the sign or creating matic icon of increase or growth as, for example, in
irony through distance. Peter Howard made use of Dryden’s satirical characterization of Sir Fopling in his
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this to great effect in his poem ‘A poppy,’ in which ‘Epilogue to The man of mode’ (ll. 19–22):
he subliminally links words for flowers (‘carnation,’
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‘violets,’ ‘samphire’) with words related to ‘war’ His bulky folly gathers as it goes,
(carnage, violence, gunfire), ending the poem with And, rolling o’er you, like a Snow-ball growes.
generals who were awarded ‘petals.’ The whole His various modes from various Fathers follow,
One taught the Toss, and one the new French Wallow.
poem, which can only really be appreciated two-
dimensionally, is an assemblage of iconic means in its
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Increasing line-length mirrors the snow-balling of


use of colors, fonts, and (temporal) spacing. Sir Fopling’s ‘‘bulky folly,’’ steadily gathering weight,
or

Variations in rhyme schemes also may assume vari- whereas the sixteen ‘o/O’s’ of the passage present
ous iconic tasks such as indicating change and frag- iconic images of a ‘‘rolling . . . Snow-ball’’ bowling
mentation. Symmetrical schemes may serve as iconic down the four lines. By contrast, gradually shorter
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diagrams of an embrace, a frame or imprisonment, lines may function as iconic diagrams of decrease
whereas a disruption of the rhyme scheme by non- and decline. In the Prelude (Bk. III, ll. 10–12),
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rhymes may suggest the idea of uniqueness or solitar- Wordsworth uses line-shortening to indicate the
iness. The three rhymes that characterize a triplet sucking or contracting force of an eddy:
may diagrammatically suggest the number three
The place, as we approached, seemed more and more
(as in Dryden’s ‘To the pious memory of Mrs Anne
To have an eddy’s force, and sucked us in
Killigrew’ [ll. 41–43]), but also circularity, centering, More eagerly at every step we took.
extension, excess, and continuity. In Donne’s poem
‘Woman’s constancy’ (from Songs and sonnets, ll. A well-known classic example of the use of the
5–11), the disruption of the rhyme scheme iconically downward sequence of lines on the page as an icon
reinforces the (hypothetical) change in the relation- of falling, is Milton’s description of the fall of Satan in
ship between the speaker and his lover. In Shelley’s Book I of Paradise lost (ll. 740–746). By strategically
sonnet ‘Ozymandias,’ the idea of fragmentation is placing line breaks, Milton uses a kind of imitative
suggested by a broken rhyme scheme. In a passage form for Satan’s fall. Increasing and decreasing
from ‘The arrival of Ulysses in Ithaca’ (ll. 53–55), line length may also be combined: in T. S. Eliot’s
Pope diagrammatically uses the off-rhyme of the ‘The love song of J. Alfred Prufrock,’ the steady

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Iconicity: Literary Texts 467

growth in lines 45–48, followed by diminishing lines The line-break immediately after ‘‘turn a corner’’
in the next stanza, iconically shows the way in which reinforces the jaguar’s turning ‘‘in himself.’’
the life and decisions of the speaker’s younger days Poets have also made frequent iconic use of the
‘reverse’ (l. 58) now that he is experienced and stanza-break in order to mark hollowness or open-
coming nearer his life’s end. ness but also a barrier or separation. In his ‘Lines on a
The overall lineation of a poem may also func- young lady’s photograph album’ (The less deceived,
tion as a diagrammatic icon of a speaker’s condi- ll. 13–14), Philip Larkin makes an impressive iconic
tion. Robert Herrick’s ‘A Bacchanalian Verse’ (first use of this between stanzas 7 and 8:
stanza):
We know what was
DRinke up Won’t call on us to justify
Your Cup, Our grief, however hard we yowl across
But not spill Wine;
The gap from eye to page. So I am left
For if you
To mourn (without a chance of consequence)
Do,

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‘Tis an ill signe;

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The Structural Level: Morphology
expresses a state of drunkenness by the irregular-
ity and staccato of lineation, reinforced by strong Morphological iconicity based on word structure ap-
enjambment. pears often in natural language and is also frequent in

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The relative (visual) length or shortness of a single literary texts. Reduplication, or the consecutive repe-
line may diagrammatically reflect the semantic con- tition of a morpheme, bound or free, is used in both
tent of the line. A classic example is found in Pope’s (and indeed very common in relatively ‘new’ lan-

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An essay on criticism (ll. 355–356), in which the guages such as Pidgins and Creoles, cf. Kouwenberg,
second verse of the couplet mirrors the ‘‘slow length’’ 2003) to indicate the repetition of an action, a fre-
of a snake iconically by an alexandrine whose extra
on quentative sound or activity (as in ‘murmur,’ used in
foot prolongs the line: Tennyson’s line earlier), plurality, intensity or conti-
nuity. James Joyce relies on it frequently in both
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A needless Alexandrine ends the Song, Ulysses and Finnegans wake, as in the line, ‘‘[h]ugger-
That like a wounded Snake, drags its slow length along.
mugger in corners. Slop about in slipper-slappers
The remarkable length of the first line of Dickinson’s for fear he’d wake’’ (Ulysses, The ‘Hades’ episode),
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poem 764 metaphorically refers to the premonitory in which reduplication is used (together with ablaut)
long shadow cast by the setting sun: as a frequentative and intensifier. Another device
resorted to by Joyce is the blending of two free
Presentiment – is that long Shadow – on the Lawn –
morphemes into one word in order to suggest simul-
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Indicative that Suns go down –


taneity or ‘oneness’; thus, in the same chapter, we find
An example of a short line expressing diminution or new lexicalizations such as ‘‘silkhatted head,’’ ‘‘nose
or

absence can be found in Pope’s ‘Moral essays: epistle whiteflattened,’’ ‘‘craped knocker’’ (i.e., a knocker
III. to Allen Lord Bathurst’ (ll. 281–282): ‘‘draped with crape’’).
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Partial repetition occurs in paronomasia, which


Blush, Grandeur, blush! proud Courts, withdraw your
blaze!
involves a similarity in sound between etymologically
unconnected words whereby the formal correspon-
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Ye little Stars! hide your diminished rays.


dence suggests a semantic connection, as in this
The ‘blaze’ of ‘Grandeur’ and ‘proud Courts’ is set off line from Shakespeare’s Romeo and Juliet (III.iv.8):
in a prominently long line against the weakly shining ‘‘These times of woe afford no times to woo’’ (italics
‘little Stars’ with their ‘diminished rays.’ added). A similar example can be found in Donne’s
The manipulation of line breaks or line endings, Devotions (from the ‘Seventeenth meditation’):
whether end-stopped or run-on lines (enjambments), where the phrase ‘‘for whom the bell tols’’/ ‘‘it tols
is an important part of the poet’s craft. Inevitably, for him/mee/thee’’ occurs repeatedly, but is trans-
it often assumes iconic force too. In Ted Hughes’s formed at one point into ‘‘this bell that tels mee,’’
‘Second glance at a jaguar’ (ll. 16–17), the jaguar’s showing both the urgency of its ‘tolling’ and what it
walking back and forth and turning corners all the has to ‘tell’ us. In most cases, as here, the paronoma-
time is iconically rendered by the way the pertinent sia is foregrounded by further repetition of words or
descriptive line in his poem breaks: of structure. In like manner, the repetition of words
At every stride he has to turn a corner by varying their inflexional morphemes (polyptoton)
In himself and correct it . . . or derivational ones (paronymy) may serve iconic

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


468 Iconicity: Literary Texts

ends. The line from Richard II (V.v.49), ‘‘I wasted Thus, in Shakespeare’s The merchant of Venice
time, and now doth time waste me,’’ emphasizes, by (III.iii.4–5):
the use of the past and present forms of the same verb,
I’ll have my bond, speak not against my bond, –
Richard’s own earlier responsibility for his present I have sworn an oath, that I will have my bond
state. Donne, in the ‘Meditation’ quoted earlier, uses
the words ‘translated,’ ‘translators’ and ‘translation’ The repeated end-position of ‘bond’ emphasizes
all within the same sentence in order to emphasize the Shylock’s fixation on the letter of the bond. In con-
constant ‘translation’ (i.e., ‘transferal’) of one action trast, in the medieval poem ‘The pearl,’ the last word
onto the next. of each stanza is repeated in the first line of the next
In general, the repetition of a word is one of the stanza: ‘‘To bye hym a perle wat three mascelle three.
basic tools of the rhetorician’s trade. Thus, the itera- // This makele three perle, þat bo three t is dere’’ (ll.
tion of adverbs such as ‘again’ or ‘oft(en)’ performa- 732–733), in order to mime the perfect roundness of
tively reinforces their meaning. This is done, for the ‘immaculate pearl.’ Herbert uses a very similar
instance, at the beginning of Wordsworth’s ‘Tintern device in his poem ‘A wreath’ to suggest the way the

y
Abbey’ (ll. 1–15) where ‘again’ is repeated four times, wreath is woven together. Leech and Short (1981:

op
or in Coleridge’s ‘Frost at midnight’ (ll. 23–26) where 219) show how Joseph Conrad in his novel The secret
‘oft’ is repeated three times. A similar iconic effect is agent, uses a similar ‘chaining’ device to suggest the
achieved in Wordsworth’s ‘echoes loud / Redoubled halting perception of one of its characters.
Position may also be used without repetition, when

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and redoubled’ (from ‘There was a boy,’ ll. 14–15),
with the repetition enacting the echo. G. M. the lexical content of the word itself reflects its posi-
Hopkins’s repetition of ‘trod’ in ‘‘Generations have tion. Thus, the word ‘end’ is often put at the end of

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trod, have trod, have trod; / And all is seared with a line, passage or text. An early example is offered
trade; bleared, smeared with / toil’’ (from ‘God’s by Herbert’s poem ‘Paradise,’ which ends on the
capitalized ‘END.’ In Wordsworth’s Prelude (Bk. VI,
Grandeur,’ ll. 5–6) stresses the monotony of genera-
on
tions of toil, which is further enhanced by the paro- ll. 570–572), there is a passage that ends on the word
nomasia in ‘‘bleared, smeared.’’ In Wordsworth’s ‘end’ and in which the words ‘first’ and ‘midst’ are
‘Elegiac stanzas’ (ll. 5–6), the repetition of words also iconically positioned:
rs
reinforces the ideas of both continuity and similarity: Characters of the great Apocalypse,
‘‘So pure the sky, so quiet was the air! / So like, so very The types and symbols of Eternity,
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like, was day to day.’’ Of first, and last, and midst, and without end.
Combined with decreasing length, the iteration of a
word may present an icon of acceleration as in By manipulating the sequence of textual elements,
J. Masters’s Bhowani Junction (chap. 28): writers may embody meaning in verbal form.
A natural form of iconicity occurs when the signs
's

Pater [the engine-driver] tugged the whistle-cord again are used in such a way that their order reflects the
and [ . . . ]. Whooof! the platform began to slide back.
or

chronological order of the actions referred to. Poets


[. . .] Whooof! I saw the Stationmaster writing in a note-
also use sequencing to suggest distance or proximity
book; whoof – a man could still walk beside the train;
(both temporal and spatial). They may foreground
th

whoof – he’d have to run; whoof – run fast; whoof,


whoof, whoof, whoof! proximity by putting two (semantically or syntacti-
cally unrelated) signs next to one another, and dis-
Masters reenacts the acceleration of a departing
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tance by putting semantically or syntactically


steam-engine by means of gradually decreasing connected items at the opposite extremes of a line.
phrases and word-length that he puts between the Wordsworth’s poetry offers an example of the latter
repeated acoustic icons ‘whoof.’ in his Prelude (Bk. V, ll. 79–80), where he describes
In many cases the position of the repeated sign (or the dream of an Arab who had
structure) adds to the effect of this iconic device; this,
however, belongs more properly in the next section, . . . underneath one arm
A stone, and in the opposite hand, a shell.
syntax.
‘Stone’ and ‘shell,’ are placed at the opposite ends of
The Structural Level: Syntax
the line, reflecting left-hand and right-hand position.
The repetition of a word or structure may be more Another way in which syntax may be manipulated is
foregrounded by giving the repeated sign the same by the use of ellipsis and structural parallelism. Charles
initial or final position (anaphora and epistrophe res- Dickens uses ellipsis as well as parallel structure (and
pectively) or a clearly opposite position (anadiplosis). lexical repetition) at the beginning of Bleak House,

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


Iconicity: Literary Texts 469

Fog everywhere. Fog up the river, where it flows . . .; fog Mrs Weston was exceedingly disappointed – much more
down the river, where it rolls . . . Fog on the Essex disappointed, in fact, than her husband, though her
Marshes, fog on the Kentish heights. Fog creeping into dependence on seeing the young man had been so
. . .; fog lying out on . . .; fog drooping on . . . Fog in the much more sober: but a sanguine temper, though for
eyes and throats of . . .; fog in the stem and bowl of . . . ever expecting more good than occurs, does not always
pay for its hopes by any proportionate depression. It
The ellipsis of finite verbal forms in the main clauses, soon flies over the present failure, and begins to hope
and the repetition of the same structural patterns again. (Italics added)
(prepositional phrases, -ing forms, ‘where’-clauses)
present a syntactic icon of London as ‘‘a world of By using abstract nouns as subjects of verbs, which
stasis, devoid of real action’’ (Müller, 1999: 396). normally take animate subjects, we are removed from
Another example of this can be found in Christina sharing the character’s feelings.
Rossetti’s ‘Sleeping at last,’ which has not a single A more clearly literary device is the use of chias-
finite verb in the first two stanzas, describing death mus. Chiasmus is a verbal figure of repetition whose
(‘‘sleeping at last’’). Syntactic parallelism together second half inverts the order of the elements in the

y
with asyndeton (an abrupt sequence of unconnected first half: 1–2–3 >< 3–2–1. Obviously, this figure

op
phrases) may be used as an iconic suggestion of simul- may be used as an iconic diagram for it obeys a
taneity, ‘‘Women shrieked, cattle bellowed, dogs certain relational order or arrangement of its consti-
howled, men ran to and fro . . . ’’ (Sir Walter Scott, tuents. But depending on the meaning an author
wants to reinforce, this figure may be interpreted

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Old mortality, 1893: 185), a device frequently
employed by Dickens, too. Asyndeton is also used to in various ways. To mention just a few, a chiastic
suggest brief, vehement, jerky movements or inner arrangement may be seen as a dynamic, circular se-

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agitation. Samuel Richardson makes frequent use of quence that returns to its beginning (1>2>3:3>2>1)
this to convey extreme emotional states in his novels or as a sequence that inverts its direction (1>
2>3><3<2<1). But the pattern may also be inter-
Pamela and Clarissa. In contrast, polysyndeton (the
on
repeated use of a connector), may suggest weariness, preted as a static arrangement of components expres-
or something long drawn out as in Macbeth’s sing symmetry, multiple bracketing or centering
(V.v.19–20): ‘‘To-morrow, and to-morrow, and to- (1[2[3:3]2]1]) of the inner elements by the outer ones.
rs
morrow,/ Creeps in this petty pace from day to day.’’ A simple example of chiasmus is found in Macbeth
Syntactic subordination may serve as a diagrammatic (I.i.11): The witches’ ‘‘Fair is foul and foul is fair.’’
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icon of hierarchy, of narrative distinction between This mantric phrase may be seen as an emblem, a
primary, secondary and tertiary matters as, e.g., in mise-en-abyme of the plot of the play that starts out
Henry Fielding’s Tom Jones, where the syntactic fair, deals with a lot of foulness and ends fair again.
structure is a mise-en-abyme of the structure of the A chiastic order of letters that iconically reinforce the
's

whole novel (cf. Müller, 1999: 402–406). idea of enclosure is offered by Coleridge in a passage
The degree of transitivity of a construction used from his ‘Frost at midnight’ (ll. 51–52), in which the
or

may have an effect on the meaning of the text. We speaker remembers his school days and complains
saw above that the absence of finite verbs suggests about his prison-like boarding school: ‘‘For I was
stasis. In a similar way the use of intransitive verbs reared/In the great city, pent ‘mid cloisters dim.’’
th

may reflect nonfinality. In Raymond Chandler’s The The reversal of the letters in ‘mid’ and ‘dim’ presents
little sister, the following description occurs (Penguin a small-scale enclosure, perfectly framing the
Au

ed., 49): ‘‘I collapsed on the floor. The door opened. secluded enclosure of the ‘cloisters.’ A chiasmus of
A key rattled. The door closed. The key turned. sounds is used by Coleridge in the first line of ‘Kubla
Silence.’’ The use of intransitive, or indeed ergative, Khan’: ‘‘In Xanadu did Kubla Khan/A stately plea-
verbs gives the atmosphere an air of suspension. No sure-dome decree.’’ The chiastic sequence of the
agent is mentioned, the effect is given but the cause accented and unaccented vowels, /za: na du: did ku:
remains unknown. Transitivity is also connected to bla ka:n/, may be said to allude to the symmetry of the
the choice of subject. Animate subjects are highly ‘dome.’ The palindrome ‘did’ is the perfect pivot of
transitive, while inanimate subjects distance the read- the whole scheme.
er from the text, making him feel less involved. Jane Chiasmus also may be spread over a larger piece of
Austen was fond of using inanimate subjects, which text as in Blake’s poem ‘A divine image,’ in which the
created the distance necessary for her irony to work. ‘fearful symmetry’ of the divine form of man is iconi-
In chapter 18 of Emma, she describes Mrs. Weston’s cally expressed across the two stanzas showing both a
severe disappointment as follows: reversed position of four phrases within the lines as

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


470 Iconicity: Literary Texts

well as across the lines, making the symmetry even The Semantic Level
stronger.
Since semiotics is concerned with the interpretation of
Structural chiasmus, making use of the same lexical
signs, iconicity as a subfield is intimately connected
items or letters, forms a transparent icon. Next
with semantics. As was stated previously, a sign func-
to these there are also translucent icons, where the
tions as an icon only via the perception of a language
repeated signs are not in strictly reverse positions or
user: without interpretation there is no icon. The
where they involve synonyms and antonyms rather
examples that have been discussed so far all rely
than the same sign. In Soldier’s home (second para-
heavily on form, it is the formal internal structure,
graph), Hemingway uses such a chiasmus as a dia- the repetition of forms, or the way forms are ordered
grammatic reflection of inversion, centering and
which suggest an iconic interpretation, with the lan-
quasi-visual symmetry:
guage user perceiving some similarity with reality
There is a picture which shows him on the Rhine with (exophoric) or between two forms (endophoric).
two German girls and another corporal. Krebs and the Some iconic structures rely more heavily on meaning.

y
corporal look too big for their uniforms. The German The prime example is metaphor, which properly
girls are not beautiful. The Rhine does not show in the belongs to this section, since the similarity in form

op
picture. (Italics added) only occurs as the result of a perceived similarity in
By looking only at the italicized items and ignoring the meaning. Some of the structures discussed earlier also
surrounding words, we can spot the chiasmus, which, rely more heavily on semantics, as is the case with

C
interwoven with the narrative, one would normally chiastic constructions that are not mere formal repe-
not see. It is interesting to note that ‘Krebs,’ whose titions but involve synonyms and antonyms. It is clear
name stands at the fulcrum of the inversion, is the in such cases that without prior interpretation of

al
German word for crayfish, an animal that is famous these items there can be no recognition of a particular
for inverting its movement by walking forwards and structural ordering. The same would be true for a
backwards. This chiasmus functions as a quasi-picto-
on syntactic parallelism that employs different lexical
rial verbal frame for the description of the photo- items, as in the quotation from Chandler earlier:
graph, as well as an emblem for the reversal of the ‘‘The door opened. A key rattled. The door closed.
rs
soldier’s outlook on life after his experience in the The key turned.’’ One needs to know the meaning of
war. A chiasmus may become even more difficult to those items in order to see that each sentence involves
a subject and an ergative verb. Also the examples
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spot when the repeated elements are no longer lexi-


cally the same, as in Hemingway’s ‘Chapter IV’ from discussed in the previous section, where signs mean-
In our time. To see the chiasmus, we have given the ing ‘end’ are placed at the end, are only possible if one
repeated elements in italics and highlighted the re- knows the meaning of the sign beforehand; the form
peated synonymous expressions by putting them of the sign does not contribute in any way to its
's

in bold. iconicity. It is clear then that knowledge of the mean-


ing of a sign is a vital part of all iconic recognition,
or

It was a frightfully hot day. We’d jammed an absolutely and that in quite a few cases form only marginally
perfect barricade across the bridge. It was simply price- contributes.
less. A big old wrought-iron grating from the front of a
th

house. Too heavy to lift and you could shoot through it


and they would have to climb over it. It was absolutely The Discourse and Narrative Level
Au

topping. They tried to get over it, and we potted them


A literary text as a whole also may be an icon of what
from forty yards. They rushed it, and officers came out
alone and worked on it. It was an absolutely perfect
it is about. Bolinger (1980: 18) notes a direct relation
obstacle. Their officers were very fine. We were fright- between the overall size or intricacy of the linguistic
fully put out when we heard the flank had gone, and we text and the ideas that the text expresses. To give a
had to fall back. few examples: The highly idiosyncratic form, in terms
of genre and style, of Hopkins’s ‘curtal sonnet’ ‘Pied
This chiastic order is an icon of a symmetrical oppo- beauty’ mirrors the most highly individualized
sition of enemy troops on the two sides of a bridge, ‘inscape’ of God and of his creation, which the
across which the obstacle of a ‘‘big old wrought-iron poem performatively celebrates. The extreme brief-
grating’’ has been put. The chiastically centralized ness of Ezra Pound’s poem ‘In a station of the metro’
‘‘absolutely topping’’ reflects the ‘top’ of the bridge,
the soldiers’ main aim, which both sides in the end do The apparition of these faces in the crowd;
not reach/hold. Petals on a wet, black bough.

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472


Iconicity: Literary Texts 471

iconically reflects the instantaneous associative per- than free indirect speech and even less than written
ception expressed in it. The size of Melville’s Moby dialogue, which is most mimetic of real speech. Interi-
Dick is an iconic image of its huge subject, the whale. or monologue (stream of consciousness) or digressive-
In chapter 104, Melville explicitly refers to the iconic ness in narration is also highly iconic in its associative
relationship between his ‘‘mighty theme’’ and the rendering of mental processes. Wolf (2001) shows that
bulk of his ‘‘mighty book.’’ Joyce’s Finnegans wake, in the Romantic period landscape description began
by contrast, may be interpreted as a diagrammatic to be presented as paintings that emanated from the
icon of dreaming. Quite generally, the metonymic, point of view of an involved viewer. In a similar way,
additive structuring of realistic texts are an effort to Tabakowska (1999) shows how the relation between
offer icons of visible reality. As W. Bagehot observed, text and conceptual structure can be motivated by the
Dickens’s complex and teeming novels reflect the un- perception of chronology or spacing (perceptual ico-
structured richness of a modern metropolis, which nicity), but also by the perceiver’s order of knowledge
also finds its daily icon in the newspaper front page. (experiential iconicity).
Similarly, both Joyce’s Ulysses and T. S. Eliot’s The

y
waste land are, on one level at least, structural icons See also: Creativity in Language; Foregrounding; Iconicity:

op
of city-life in which, according to Pound (1921: 110), Sign Language; Iconicity: Theory; Iconicity; Jakobson,
‘‘the visual impressions succeed each other, overlap, Roman: Theory of the Sign; Metaphor: Stylistic
overcross, they are ‘cinematographic.’’’ Approaches; Morris, Charles: Theory of the Sign; Peirce,
Charles Sanders (1839–1914).

C
Hemingway uses a chiastic arrangement in the
short story Indian camp on the level of narrative to
reflect the circularity of the cycle of day and night, Bibliography

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of whole novels may also be organized chiastically as on Associated University Presses.
Ljungberg (2001) has shown with respect to the fic- Attridge D (1982). The rhythms of English poetry. London:
tion of Margaret Atwood. Thus, The robber bride Longman.
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Bolinger D (1980). Language – The loaded weapon.
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This novel, a polylogue comprised entirely of snatches Cureton R (1980). ‘Poetic syntax and aesthetic form.’ Style
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of the printed column of mostly brief utterances that tion of mimesis in an approach to a theory of value
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Fischer & Nänny (eds.). 153–165.
's
or

Iconicity, Sign Language


S Wilcox, University of New Mexico, Albuquerque, position that conventionality plays a major role in
th

NM, USA language.


ß 2006 Elsevier Ltd. All rights reserved. In American linguistics, Dwight Whitney (1827–
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1894; see Whitney, William Dwight (1827–1894))


also came down on the side of convention and was
‘Iconicity’ is a term coined by C. W. Morris (1901– instrumental in a worldwide acceptance of the
1979; see Morris, Charles (1901–1979)) that desig- definition of language as a system of arbitrary
nates the measure of similarity between a sign and the and conventional signs. Perhaps the most influential
object to which it refers (Bussmann, 1996: 215). The linguist on this topic was Ferdinand de Saussure
nature of this relation has been discussed and debated (1857–1913; see Saussure, Ferdinand (-Mongin) de
since antiquity. Jakobson (1990) traces the crucial (1857–1913)), who, following Whitney, maintained
question of iconicity’s role in language, whether lan- that ‘‘the bond uniting the signans with the signatum
guage attaches form to content by nature (physei) or is arbitrary’’ (Saussure, 1916: 67).
by convention (thesei), to Plato’s dialogue Cratylus. Linguists in the functionalist and cognitive schools
Socrates, the moderator of this debate, tends to think often regard iconicity as an essential feature of
that representation by similarity is superior to the use language (Haiman, 1985). Givón’s iconic imperative
of arbitrary signs but in the end tends to accept the states that ‘‘all other things being equal, a coded

Encyclopedia of Language & Linguistics (2006), vol. 5, pp. 462–472

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