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0 o (I)
/ \
0——P P-—-O t-Bu
\ /
O O
t-Bu t-Bu
Formulating with plastics additives has always been a Another product which has been mentioned in the liter
tricky business. Incorporating additives into a polymer 35 ature is bis(2-t-butyl-4-{alpha,alpha'-dimethylbenzyl}
requires a ?ne balance between the properties of the )pentaerythrltol diphosphite as shown by formula (II),
polymer and the additive. Formulating a plastic for described in U.S. Pat. No. 4,983,657 to Humplik.
enhanced ultraviolet light resistance, for example, can Both phosphites of formulas (I) and (II) have problems
have an impact on the polymer’s color stability and in that they are hygroscopic, and are not hydrolytically
retention of its functional characteristics. Formulators stable. On exposure to moisture for a period of time,
need to choose additives carefully, so that the additive they have a tendency to lump and become a sticky mass.
not only possesses a speci?c functionality, but that it 50 Additionally, symmetrical triarylphosphite stabiliza
also the effect on other additives and the tion systems have been described for polyolefms in U.S.
formulated plastic. Pat. No. 4,187,212 to Zinke et al., as shown for example
Antioxidants are but one class of additives applicable in formula (III)
in polyole?n and other polymer resins. These additives
retard the oxidative degradation of a plastic. Degrada- 55
t-Bu t-Bu t'B“ (In)
tion is initiated when free radicals, (highly reactive
species with an unpaired electron), are created in the
polymer by heat, ultraviolet radiation, mechanical
shear, or metallic impurities. Without the protection of
antioxidants, loss of molecular weight, brittleness, dis 60 t-Bu P
coloration, crosslinking, and deterioration of other pol
ymer properties will occur.
t-Bu
When a free radical is formed, a chain reaction begins
that initiates polymeric oxidation. Subsequent reaction
of the radical with an oxygen molecule yields a peroxy 65
radical, which then reacts with an available hydrogen
atom to form an unstable hydroperoxide and another t-Bu
free radical. In the absence of an antioxidant, these
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3 4
While this phosphite does possess good hydrolytic conditions: polymer drying; polymer pelletizing and
stability, it is not as effective as desired for color stabil- compounding; polymer storage and shipment; polymer
ity and melt-?ow stabilization. Pentaerythritol di- fabrication processing; and during recycling.
phosphites such as shown in formulas (I) and (II) are One technique which ameliorates some of the above
more effective in maintaining color stability. 5 problems is through the use of an additive, in particular,
To date, there still exists a need to provide a phos- a phosphite additive. One of the problems with the
phite product, based on pentaerythritol, which is slower addition of pentaerythritol phosphite stabilizers has
to absorb moisture, thereby maintaining its e?‘ectiveness been their tendancy to absorb moisture, thereby de
for longer periods of time in humid conditions. creasing the product’s ability to ?ow freely. It has been
10 found, that pentaerythritol-based diphosphites of the
SUMMARY OF THE INVENTION invention, shown in generic form as formula (IV), are
In accordance with the present invention, there is more hydrolytically stable than priorartpentaerythritol
provided more hydrolytically stable bis(aralkylphenyl)- diphosphites, and therefore require less precautions to
pentaerythritol diphosphites, which are suitable as an be taken in their handling, and are more desirable as
antioxidant additive in polyole?ns, particularly, in poly- 15 additives.
propylene.
It is an object of this invention to provide a thermally (Iv)
stable polymer additive of low volatility, which pos- R10 R7
sesses a high thermal decomposition temperature.
It is another object of this invention to provide a 20
©_(|:| O___P/O:X:O\P_O
\0 0/ Q |
(I:
polymer additive which is resistant to phosphite hydro- R,‘2 R“ /R1 R4\ R8 R,,9
lysis upon exposure to moisture for an extended period R2_C C_Rs
of time, thereby remaining granular and free-?owing.
It is still another object of this invention to maintain @R'Ia @Rn6
the Hunter yellowness color index number as low as 25
possible therebyindicating that the additive has limited
the amount of degradation of the polymer under pro- speci?cally, Within the pentaerythritol'based diPhOSPh'
cessing conditions. ite of formula (IV), R1, R2, R3, R4" R5, R7, R8, R10 and
It is yet another object of this invention to maintain R“ are Selected independently from the group consist
the melt-?ow index of the polymer thereby indicating 30 ing of hydrogen, alkyl radicals of generic formula
that the additive has limited the amount of degradation CmH2m+l wherein m ranges from 1 to 4 and substituted
of the polymer under processing conditions. derivatives thereof; Rn3, R716, R719, and Run are Selected
It is a further object of this invention to provide a independently from the group csnsisting of hydrogen,
method for synthesizing a bis(aralkylphenyl)pentaery- nlkyl radicals of generic formula cmH2m+l wherein m
thritol diphosphite in improved yield. 35 ranges from 1 to 4, aryl radicals, and further wherein n
It is yet a further Object of this invention to demon. ranges from O to 3, and the substituent is located at a
strate that a bis(aralkylphenyDpentaerythritol di- position who mm or para to the bridging methylene
phosphite can be used in combination with a class of radical
hindered phenols to maintain both color and minimize _ In Paftienlal', a Preferred embodiment of the inven
melt-degradation of the polymer in a synergistic man- 40 non, 1S a dlphosphlte of formula (V), a b1$(2,4'dlenn1y1
ner, phenyl)pentaerythritol diphosphite.
CH 0 0 CH (V)
| 3 / \ l 3
c O-P P-o C
(‘1H3 /
CHs \0 0
/H3C\ (2H3
CH3—C C-—CH3
These and other objects of this invention will be Cost and time prohibit real-life testing of stabilizer
evident when viewed in light of the detailed description 55 systems, therefore laboratory tests have been developed
and appended claims. to simulate conditions under which degradation occurs.
Thermal gravimetric analysis (TGA) is a sensitive tech
DETAILED DESCRIPTION OF THE nique used to follow the weight change of a sample as a
INVENTION function of temperature, thereby providing information
Polymer degradation is the deterioration in the physi- 60 about the thermal stability, volatiity and decomposition
cal properties of a polymer caused by chemical reac- temperature temperature of the material studied. The
tions involving the backbone of the polymer chain. test simulates conditions which the polymer would
Symptoms of degradation are yellowing, loss of tensile experience during manufacturing and compounding.
strength, loss of impact strength, changes in melt-?ow, As shown in Table I, TGA scans were used to mea
and poor processability. This degradation can be caused 65 sure the thermal stability of a series of phosphite stabi
by contamination in the polymer, residual catalyst (po- lizers shown previously by formulas (I), (II), (III) and
tentially causing depolymerization), temperature, and (V). The percentage weight loss of the starting phos
light. Degradation tends to occur under the following phite was determined as a function of temperature.
5,364,895
5 6
TABLE I of time, and additionally, for the case of formula (V),
the diphosphite remains granular and free-?owing even
TGAO) Comw'n after exposure to extremely elevated moisture levels for
temperature at % of weight loss more than 163 hours.
T('C.) T('C.) T('C.) T(°C.) Tests which simulate compounding and fabrication
Percent Phosnhite
include measurements of the polymers’ torque rheome
Weight 1088 (I) (111) (V) (II) try using a Brabender and multiple pass extrusions.
5 250 258 250 314 These tests subject the molten polymer to heat and
10 275 265 275 332
20 300 282 3(1) 343 shear for extended periods of time. After the test expo‘
30 315 293 318 350 sure, the polymer is prepared into samples which can be
40 320 297 329 354 used for physical property, color, and viscosity testing.
50 327 303 336 365 A Brabender plasticorder PL2000, multipurpose instru
80 345 318 364 375
ment was used to study the viscosity or flow properties
(nDuPontmTGAuaingaheatingnteoflo' C.fr0mroomtempenturetc8m' of polymer materials under various temperatures and
C. undernitrogm
15 shear rates. For testing, samples were prepared by accu
As shown in Table I, the bis(2,4-dicumylphenyl)penta rately weighing additives to be added to the polymer
erythritol diphosphite (V) exhibited good high tempera (e.g., polypropylene). They were dry blended in a plas
ture stability and low volatility in comparison to the tic 1000 ml beaker by shaking for approximately 5 min
bis(2,4-di-t-butylphenyl)pentaerythritol diphosphite of utes. -
formula (I) and the trisubstituted symmetrical triphenyl The Brabender consisted essentially of a measuring
phosphite of formula (III) and similar characteristics to head with roller blades, drive control and measuring
the bis(2-t-butyl4-{a,a’-dimethylbenzyl})pentaery unit. For the series of tests performed, the temperature
thritol diphosphite of formula (II). was set at 200° C. and the speed was 100 rpm. The
All phosphites will eventually react with water and sample weight was 39 g. The length of the time of the
hydrolyze. As this reaction occurs, an acidic species is 25 test was approximately 12-40 minutes. The sample to be
produced which‘is titratable. In the ?rst stage of hydro evaluated was charged to the mixer head by means of a
lysis, the phosphite reacts with a molecule of water to loading chute ram on a 5 kg weight. The Brabender
form an alcohol or substituted phenol and dialkyl or then continuously recorded torque, which is a measure
dialkylaryl phosphite. The dialkyl or dialkylaryl phos of viscosity at a constant temperature of 200° C. over a
phite once again reacts with water to form a monoester time period varying from 0-40 minutes. Torque and
and once more with water to yield the dibasic phospho temperature were continuously monitored. Torque
rous acid. By monitoring a phosphite for the alcohol or gives an indication of the viscosity of the polymer. For
phenol and acid content, the extent of hydrolysis can be polypropylene, as the polymer degrades, the viscosity
determined and thereby gauge the product’s ?tness for decreases and the torque decreases. Immediately upon
use. 35 conclusion of the test, the measuring head was re
The acid number was determined by weighing out a moved. Using a brass knife, a sample was quickly re
one gram phosphite sample. Approximately 75 ml of moved to be used for color determination from the
methylchloride was neutralized with 0.02N sodium mixing head and placed on a clean stainless steel plate.
butylate to a blue-green endpoint using about 4-6 drops The sample was measured for color determination.
of a 0.1% bromothymol blue indicator solution. The When cool, the sample was placed between two pol
neutralized methylene chloride was added to the phos ished plates and inserted in a Carver press for 6 minutes
phite sample and dissolved. The solution was immedi at 5 metric tons of pressure and a temperature of about
ately titrated with 0.02N sodium butylate to a blue 150° C. After pressing the plates containing the samples,
green endpoint. they were cooled for 6 minutes, the sample removed
A hydrolytic stability comparison was made between 45 and the color read on a Hunter Colorimeter. The Bra
the prior art products, formulas (I) and (II) in compari bender also computed the speci?c energy imparted to
son to new formula (V), by exposing the 5 g samples of the sample over the period of time the evaluation was
the phosphites to 85% relative humidity at about 25° C. carried out. The higher the speci?c energy for a given
for various periods of time, and noting when the pow period of time, the less the polymer degraded.
der changed its physical characteristics to either non Melt indexes were measured in accordance with the
powdery or became sticky and lumpy. Without being requirements of Condition L of ASTM D1238. The test
held to any particular theory, it is proposed that the method covers measurement of the rate of exudation of
hydrolytical stability of formula (V) is due to the large molten resin through a die of a specified length and
bulky groups adjacent to the phosphorus. This provides diameter under prescribed conditions of temperature
a good deal of steric hindrance to hydrolysis. 55 and load. The results of this test give some indication of
the molecular weight of the polymer. For polypropyl
TABLE II ene, as the polymer is degraded and the molecular
Pho_sphite 111111101182‘(1) weight decreases, the melt index or ?ow through the
Hours 0 67 163 consistency ori?ce increases. For Condition L, the temperature is
Phosphite acid numbera) after 163 his 230° C. with a load of 2.16 kg. Melt index or melt ?ow
(I) 0.06 0.01 21.9 sticky is given in numbers of g/ 10 minutes.
(II) 0.08 0.12 10.1 sticky Color measurements were determined using a Hunter
(V) 0.67 2.36 6.13 granular &
free flowing Lab D25-PC2 Delta Processor. This processor calcu~
(“exposure pboephits to 85% relative humidity at 25' C.
lates the yellowness index per ASTM D1925 and
(nacid number (mg KOH/g) as a function of time (hours) 65 ASTM E313. The industrial standard for measuring
color for polymer such as polyethylene and polypropyl
As can be seen in Table II, diphosphites of formulas (II) ene is the yellowness index. Visually, yellowness can be
and (V) exhibit a lower acid number for longer periods associated with scorching, soiling and general product
5,364,895
7 8
degradation by light, chemical exposure or processing to which 0.2% phosphites had been added. Addition
variables. Yellowness Index, ASTM D1925 is used to ally, the unstabilized polypropylene exhibited signi?
measure these types of degradation for plastics and cant discoloration as indicated by the high yellowish
paint industries. The test is carried out by comparing color index number. The diphosphite (V) performed
the yellowing of the sample to a white standard the equally effectively to that of a known state-of-the-art
lower the number YI, the whiter the sample and the less products, formulas (I) and (III), and signi?cantly better
degradation. The higher the YI, the yellower the sam than formula (III) in discoloration.
ple and indicates more degradation. The improvement resides therefore, in the ability to
Typically polymers such as polypropylene, polysty outperform phosphites, such as formula (I) and (II) in its
rene, polyethylene terephthalates (PET), polyalkylene resistance to hydrolysis, as indicated in Table (II) and
terephthates, and polycarbonates will tend to break additionally, in its inherent thermal stability as indicated
down or chain scission as they are processed at higher in Table (I).
temperatures for a period of time. This will result in an A multi-extrusion study was performed using phos
increase in melt index. Polyethylene on the other hand, phite (V), a bis-2,4-dicumylpentaerythritol diphosphite,
can increase in molecular weight due to crosslinking 15 with several other phosphites using polypropylene in
and oxidation. When evaluating polyethylene by melt accordance with the amounts shown in Table IV. The
index, and basically for all polymers, it is_ desirable that samples were blended and extruded at 210° C. through
the melt index not change from the beginning to the a twin-screw extruder. The extruded material was pel
end. letized and a small sample was retained for melt-?ow
In regard to the yellowness index, the more the poly- 20 and color resting. The remaining pellets were extruded
mer is processed, the higher the yellowness index or the again, up to a total of ?ve extrusions.
TABLE IV
Multi-Pass Extrusion Study
baseu) Additives melt flow“) melt ?ow“) Y1“) Y1“)
polymer Caa) phenolm phosphite“) 1st pass 5th pass 1st pass 5th pass
11 #1 PP 0.05% 0% 0% 26.9 202.3 4.6 6.7
#2 PP 0.1% 0% 7.0 12.2 4.5 6.3
#3 PP 0.1% (V) 0.05% 5.9 7.8 4.5 5.4
#4 PP 0.1% (I) 0.05% 3.9 4.8 4.0 6.1
#5 PP 0.1% (II) 0.05% 3.5 4.8 4.0 6.1
#6 PP 0.1% (III) 0.05% 6.0 54.6 4.3 5.4
#7 PP 0.1% (V) 0.05% 4.0 5.1 4.0 4.6
#8 PP 0.05% (V) 0.10% 3.9 15.0 4.1 4.4
(“polypropylene (PP)
mcalcium stearate
whindered phenol (I-1076 of formula (vn)
(“amount of added phosphite of appropriate formula
@men flow (grams/10 minutes)
@Hunter Yellowness 00101- Index
CH3 0
I /
c O--P
@tn @ CH \ v3 / 3 O
@ C0)
3. The diphosphite of claim 2 having an acid number 6. The polymer of claim 4 wherein the polyolet'm is
of 6.13 or less after exposure to 85% relative humidity 15 polypropylene.
at 25° C. for 163 hours. 7. A polymer composition comprising
4. A polymer composition comprising (a) a polyole?n;
(a) a polyole?n; and (b) a diphosphite su?'icient to stabilize the polyolefm,
(b) a diphosphite sufficient to stabilize the polyole?n, the diphosphite of formula (IV)
the diphosphite of formula (IV) 20
30
and wherein R1, R2, R4, R5, R7, R8, R10 and R11 are
and wherein R1, R2, R4, R5, R7, R3, R10 and R11 are selected independently from the group consisting of
selected independently from the group consisting of hydrogen and alkyl radicals of generic formula
hydrogen and alkyl radicals of generic formula CmH2m+1 wherein m ranges from 1 to 4 and R3, R6, R9
CmH2m+1 wherein in ranges from 1 to 4 and R3, R6, R9 and R12 are selected independently from the group
and R12 are selected independently from the group consisting of hydrogen and alkyl radicals of generic
consisting of hydrogen and alkyl radicals of generic formula CmH2m+1 wherein m ranges from 1 to 4, and
formula CmH2m+1 wherein m ranges from 1 to 4, and further wherein n ranges from 0 to 3; and
further wherein n ranges from 0 to 3. (c) a hindered phenol.
5. The composition of claim 4 wherein R1, R2, R4, R5, 8. The composition of claim 7 wherein R1, R2, R4, R5,
R6, R7, R3, R10, and R11 are methyl radicals, and where R6, R7, R8, R10, and R11 are methyl radicals, and where
n is 0 in R,,3, Rn?, R,,9, and R"12 thereby forming a di n is 0 in R}, R,,"’, RP, and R,,12 thereby forming a di
phosphite of formula (V) phosphite of formula (V)
@
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13 14
9. The polymer of claim 7 wherein the polyole?n is tris(3,5-di-tert-butyl-4-hydroxybenzyl)isocyanurate,
polypropylene. and 3,S-di-tert-butyl-4-hydroxyhydrocinnamic acid tri
10. The polymer of claim 7 wherein the hindered ester with l,3,5-tris(2-hydroxyethyl)-s-triazine-2,4,6
phenol is selected from the group consisting of 4,4'-iso (1H,3H,5H)trione.
propylidene-diphenol, butylated hydroxyanisole, 1,3,5 11. The polymer of claim 10 wherein the hindered
trimethyl-2,4,6-tris(3,5-di-di-tert-butyl-4-hydroxyben phenol is selected from the group consisting of tetrakis{
zyl)benzene, 4,4'-methylene-bis(2,6-di-tert-butyl methylene-3-(3,5-di-tert-butyl-4-hydroxyphenyl)pro
phenol), l,1,3-tris(2-methyl-4-hydroxy-S-tert-butyl pionate}methane, octadecyl-3-(3’5-di-tert-butyl-4
phenyDbutane, 2,6-di-tert-butyl-4-ethylphenol, bis-[3,3 hydroxyphenyDpropionate, 1,3,5-tris(3,5-di-tert-butyl
bis-(4’-hydroxy-3'-tert-butyl-phenyl-butanoic acid] 4-hydroxybenzyl)isocyanurate, 3,5-di-tert-butyl-4
glycol ester, l,l,3-tris(2-methyl-4—hydroxy-5-tert-butyl hydroxyhydrocinnamic acid triester with l,3,5-tris(2
phenyDbutane, 4,4’-thio-bis(6-tert-butyl-m-cresol), 4,4 hydroxyethyl)-s-triazine-2,4,6-(1H,3H,5H)trione, 1,1,3
thio-bis(2-tert-butyl-m<:resol), 4,4'-buty1idene-bis(2 tris(2-methyl-4-hydroxy-S-tert-butyl-phenyDbutane,
‘tert-butyl-m-cresol), 2,6-di-tert-butyl-p-cresol, 2,6-di and 1,3,5-trimethyl-2,4,6-tris-(3,5-di-di-tert-butyl-4
tert-butyl-4-sec-butylphenol, 2,2’-methylene-bis(4 15 hydroxybenzyl) benzene.
' ethyl-6-tert-butylphenol),1,3,5-(4-tert-butyl-3-hydroxy 12. The polymer of claim 6 having an acid number of
2,6-dimethylbenzyl)-l,3,5-triazine-2,4,6-(1H,3H,5G) 6.13 or less after exposure to 85% relative humidity at
trione, 2,2'-methylene-bis(4-methyl-6-tert-butylphenol), 25° C. for 163 hours.
l,6-hexamethylene-bis(3,5-di-tert-butyl-4-hydroxyhy 13. The polymer of claim 9 having an acid number of
drocinnarnate), tetrakis{methylene-3-(3,5-di-tert-butyl 20 6.13 or less after exposure to 85% relative humidity at
4-hydroxyphenyl)pr0pionate}methane, octadecyl-3 25° C. for 163 hours.
(3'5-di-tert-butyl-4-hydroxyphenyl)propionate, 1,3,5 * * * ‘I *
25
35
45
55
65