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Greenpeace and the United Nations Industrial processes, CP is realized by various (single or
Development Organization (UNIDO) with the combined) measures that help in (a) preserving
aim to transform unsustainable production pat- raw materials, water, and energy, (b) eliminating
terns (Silva et al. 2017). substances that are harmful to the health and the
According to Geiser (2001), Cleaner Produc- environment, and (c) reducing the quantity and
tion can help the industrial sector implementing harmfulness of emissions and waste at their
SD goals as it allows them to define procedures source. For products, CP aims to reduce the
and develop adequate measures to conduct those impacts (environmental, health, safety) of prod-
procedures. Therefore, the CP concept connects ucts over their entire life cycle, from raw materials
the production sector with sustainability and helps extraction to the end-of-life phase. Related to
industrial decision-makers to evaluate alternative services, CP involves the consideration of envi-
approaches aiming at the reduction of negative ronmental aspects in the design and provision of
environmental and health impacts more effec- services (El Kholy 2003).
tively. As stated by the World Business Council In this definition, CP is specified as a strategy
on Sustainable Development (WBCSD), Cleaner going beyond technical fixes. Further, the
Production represents a proactive environmental approach of CP is to handle the causes rather
strategy that enables the delivery of competitively than the effects of waste and emissions. This
priced goods and services that satisfy human meant a paradigm shift against conventional mea-
needs and bring quality of life. At the same time, sures to protect the environment which often use
ecological impacts and resource intensity can be so-called “end-of-pipe” technologies to dispose
reduced progressively throughout the life cycle to existing waste and emissions. In contrast CP
a level that is at least in line with the Earth’s aims at preventive and production-integrated
estimated carrying capacity (IVAM 2008). environmental protection by reducing the amount
Cleaner production can be explained by its three and harmfulness of waste and emissions.
guiding principles, which are precaution, preven- Although not clearly stated in the definition, CP
tion, and integration, and that distinguishes the has to consider the whole life cycle, including the
concept from other environmental strategies downstreams and upstreams of processes, prod-
(Jackson 2002). ucts, and services as fields of application (Hens
et al. 2018).
In 2016 UNEP broadened the definition of CP
Cleaner Production and Its Definitions
to include resource efficiency, which is a key
As a response of the industry to the call for sus-
element toward sustainable development (UNEP
tainable development as launched in “Our Com-
2016): “Resource Efficient and Cleaner Produc-
mon Future” (WCED 1987), the concept of
tion continuously applies integrated and preven-
Cleaner Production was defined by UNEP
tive strategies to processes, products and services.
(United Nations Environment Programme) in
This increases efficiency and reduces risks to
1990, as follows:
humans and the environment. RECP specifically
Cleaner Production is the continuous application of works to advance
an integrated, preventive environmental strategy
towards processes, products and services in order
to increase overall efficiency and reduce damage – Production Efficiency – through optimization
and risks for humans and the environment. Cleaner of productive use of natural resources
Production can be applied to the processes used in (materials, energy, water) at all stages of the
any industry, to products themselves and to various
services provided in society.
production cycle;
– Environmental Management – through mini-
The concept of Cleaner Production addresses mization of the adverse impacts of industrial
all aspects of transforming inputs to outputs production systems on nature and the
within an organization. Related to production environment;
4 Cleaner Production and Sustainable Development
– Human development – through minimization and Lyon 2013; Fresner et al. 2014). Figure 3
of risks to people and communities, and sup- gives an overview for CP strategies on different
port to their development.” levels.
According to Fresner et al. (2014), measures
With this definition the focus is placed on the are the most effective if they tackle the origin of an
development of cleaner technologies that generate inefficiency and if cycles (material and energy)
less pollution and waste by using resources more are kept as short as possible. In this sense the
efficiently (Loiseau et al. 2016). highest priority should be given to measures – as
well product and process change – to avoid and
reduce waste and emissions at their source. Prod-
Cleaner Production Strategies uct changes can include the substitution of the
An organization that wants to operate sustainably
production, expanding the life span, changing
has to change fundamentally. Therefore, it the materials, or changing the product design.
requires changed objectives through a long-term All these activities are summarized under the
vision toward sustainability and adequate strate-
term “eco-design.” Process changes include the
gies that implement those goals. With a focus on careful handling or substitution of raw materials
environmental sustainability, such strategies and the changing of the technology. Waste that
apply to “increasing eco-efficiency” and “increas-
cannot be avoided by these measures can possibly
ing eco-effectiveness.” Cleaner Production repre- be recycled in internal cycles. This can be realized
sents the most important approach to improve by the reuse for the same or another application,
eco-efficiency (Yaacoub and Fresner 2006;
including downcycling and partly resource recov-
Nussbaumer 2007; Tschiggerl and Wolf 2012), ery. Not before those strategies can be applied,
which can be defined as the ratio of the economic measure to external recycling or the recirculation
value of a product/service and its environmental
to biogenic cycles will be employed.
impacts over the entire life cycle (WBCSD 2000). In the following, the CP strategies are
In the context of Cleaner Production, the strat- explained in detail.
egy of increasing eco-efficiency seeks to reduce
the consumption of natural resources by using
Good Housekeeping
them in a more efficient way – which connects it
Good housekeeping requires a positive attitude at
to the aims of sustainable development (Silva
every level of an organization and contributes to
et al. 2017). This is to say that companies will be
sound management principles at a facility. A good
enabled to improve their operational efficiency of
housekeeping program can be defined by the
processes, products, and services and generate
terms “clean and orderly,” whereby in general
monetary savings while reducing their resource
such measures can be implemented simply and
consumption and emissions by following CP
easily. Possible activities can refer to facilitated
strategies on a voluntary basis. For industry, CP
materials and equipment positioning, improved
presents thus an attractive economic and environ-
manufacturing and production efficiency, reduced
mental “win-win” situation. At the same time, the
product losses due to dissipation, improvements
awareness and the involvement of management
regarding health and safety aspects arising from
and employees regarding their contribution to poor materials and equipment management,
sustainable development can be raised (Ashton
etc. Starting point for good housekeeping is the
et al. 2017).
clear definition of processes and proceedings
The range of strategic applications within the regarding those practices (Shammas and Wang
CP concept refers generally to changes in applied
2009).
technologies and manufacturing practices,
changes in raw material and resource inputs, prod-
Replacing Materials
uct changes, and internal and external recycling
The substitution of input materials aims at the
programs (Yaacoub and Fresner 2006; Van Hoof
avoidance and/or reduction of hazardous raw-,
Cleaner Production and Sustainable Development 5
Cleaner Production and Sustainable Development, Fig. 3 Cleaner production strategies. (Source: adapted from
Fresner et al. (2014) and Silva et al. (2017))
of the lifecycle can be avoided or reduced in the Cleaner Production and Sustainable Development,
design phase. Other activities are related to the Table 1 Cleaner Production assessment methodologies
(Source: adapted from Nilsson et al. 2007)
extension of the product life or the intensification
of its utilization, as well as environmental-friendly CP assessment
Organization (year) methodology
packaging (IVAM 2008).
UNEP (1991) 1. Pre-assessment
2. Material balance
Cleaner Production Assessment 3. Synthesis
Methodologies Dutch Ministry of 1. Planning and
Basis for the identification and implementation of Economic Affairs (1991) organization
2. Assessment
CP options is an assessment which focuses on the
3. Feasibility
following questions to identify inefficient use of
4. Implementation
resources and weak management practices
US EPA (1992) 1. Development of pollution
(Vietnam Cleaner Production Center 2000): prevention program
2. Preliminary assessment
– Where are the wastes and emissions generated? UNEP (1996) 1. Planning and
– Why are wastes and emissions generated? organization
– How can wastes and emissions be minimized? 2. Pre-assessment
3. Assessment
Precondition for a successful CP assessment is 4. Evaluation and feasibility
study
the interest and commitment of the company’s
5. Implementation and
management to implement the CP concept and Continuation
thus improving the eco-efficiency, with the overall sba/FHNW (2007) 1. Approach
goal to contribute to a sustainable development 2. Deployment
(UNIDO 2017a). 3. Assessment and review
Literature provides a wide range of documents 4. Results
describing CP assessment methodologies with the
same underlying strategies. Table 1 gives an over-
view of the most common methodologies and the
to catch “low-hanging fruits.” An important factor
corresponding source of origin.
for the success of CP projects is the establishment
According to the UNEP methodology, which
of a project team consisting of people from differ-
offers the most comprehensive and practicable
ent departments with responsibilities for the vari-
procedure to apply, the assessment itself is carried
ous business functions, i.e., production,
out in five consecutive steps, as shown in Fig. 4.
controlling, facility management, and research
In the following, the steps of UNEP’s method-
and development. It is also recommended to
ology will be described in detail.
include expert consultants to facilitate team activ-
ities, as well as incorporating expert knowledge to
Planning and Organization specific technical aspects, like energy and
The first step serves to obtain the commitment of resource efficiency, maintenance, environmental
the management, to allocate resources, and to accounting, etc. (UNIDO 2017a).
provide detailed plans for the following steps. A further task within the first step is the devel-
A good way to gain the management’s com- opment of an environmental policy including the
mitment is to highlight the benefits of CP by guiding principles for all CP projects. It contains
improving the environmental performance while the organization’s vision and mission for contin-
increasing economic performance. This can be uous environmental improvement and legislative
done by illustrating best practices from similar compliance and the objectives describing the real-
companies or through simple in-house projects ization of the environmental policy. For every
Cleaner Production and Sustainable Development 7
objective, various targets can be defined, giving support processes, such as cleaning, storage, com-
detailed information regarding the responsibili- pressed air, maintenance, etc. which are often
ties, measurement, resources, and time schedule causing relevant environmental impacts. After
for implementing planned activities within the CP defining the processes, a walk-through inspection
project (Nilsson et al. 2007). should take place to identify the sources for waste
and emissions on-site, also by directly talking to
Pre-assessment the operators. The last step of the pre-assessment
The goal of the pre-assessment is to provide an is to establish a focus for CP actions as due to time
overview of the organization’s environmental and resource constraints, not all opportunities will
aspects by generating a flowchart including all be implemented at first hand. The focus should be
inputs, outputs, and production processes. The on processes that generate large quantities of
first task is to describe the company’s processes waste and emissions, use or produce hazardous
with the type of products and production, organi- materials, are related to high costs, and show high
zation, and relevant inputs and outputs. A key step potential of CP benefits (Hansen et al. 2000).
for the later assessment and the basis for material
and energy balances is the generation of a detailed
process flowchart, with particular attention to
8 Cleaner Production and Sustainable Development
Cleaner Production and Sustainable Development, reviewing and maintaining the environmental pol-
Table 2 Cleaner Production methodology and the icy.” In this sense, companies can profit from
PDCA cycle (Source: adapted from Silva et al. 2017)
synergies and contributions between CP programs
CP assessment methodology according to and an EMS. While CP projects are focusing on
PDCA UNEP
technical aspects, an EMS sets the framework for
Plan Step Commitment from the top
1 management management. As illustrated in 4.2, it requires a
Employee engagement solid management structure to conduct a CP
Organizing a CP team assessment. At the same time, every EMS needs
Step Presentation of the CP methodology a technical component when it is implemented
2 to the team (Nilsson et al. 2007). Thus, an EMS can contrib-
Step Company pre-assessment ute to increase the effectiveness of CP practices,
3 Data collection while the conduction of CP can simplify the
Definition of performance indicators implementation process of a standardized EMS
Data evaluation (Cheremisinoff and Bendavid-Val 2001; UNIDO
Step Identification of options for 2017b). Regardless of which approach is under-
4 improvement
taken, CP assessments and environmental man-
Do Step Implementation of changes
Check 5 Evaluation of actions toward the
agement systems are compatible and there exist
CP/monitoring plan synergies and contributions between CP and EMS
Act Program continuity (Bosworth et al. 2002; de Oliveira et al. 2017).
Cleaner Production and Sustainable Development, Table 3 A comparison between EMSs based on ISO 14001
and Cleaner Production (Source: adapted from Cervelini and Souza (2009))
Parameters/
management
tools EMS based on ISO 14001 EMS based on CP
Principles Not defined Prevention of pollution
Focus Systemizing information related to aspects within the Identification of the waste/emission
production process: use of techniques in general that generating source and use of techniques to
may minimize and/or treat waste minimize them
Object of EMS and not environmental performance No certification intended
certification
Costs Mainly associated to elaboration of procedures and Related to the adoption of measures aiming
generation of the documentation required by the ISO at minimizing waste and emissions
14001 standard; use of techniques of minimization
and/or treatment of waste and emissions
Coverage Systemic measures concerning environmental Measures aiming at reducing the
policies, communication with involved parties, and consumption of energy, supplies, and raw
environmental emergency plan materials and minimization in generating
solid waste, liquid effluents, and
atmospheric emissions
Vision Integrated; continuous improvement Integrated; continuous and incremental
improvement
Revision and By means of operational control, auditing, and By means of constant analysis of
evaluation critical analysis, using mainly indicators of an environmental performance indicators
mechanism administrative character
Refuse and It privileges the process and controls associated with Prevention of waste and emissions at their
industrial waste end-of-pipe technologies and attendance to source; limits the use of landfill sites;
handling legislation refusal of indiscriminate incineration
Directives Determined by local certification offices Use of international standards
Applicability Greater in mid to large organizations All companies, including small and micro-
organizations
introducing an EMS based on Cleaner Production. pollution generation (Ashton et al. 2017). Bonilla
ISO 14001 is mainly focused on auditing the et al. (2010) argue that Cleaner Production helps
management system, while CP tools help organi- to build a more sustainable society by a number of
zations to be aware of its waste and emissions and benefits: efficient use of raw materials and energy,
to measure them. Using CP as a tool within an careful selection of materials, generation of inno-
environmental management system ensures that vative technologies, control of pollutant emission,
the focus is on the relevant environmental aspects, use of renewable energy sources and control of
as CP is focused on improvements at material and non-renewable, integrating technology and envi-
energy flows. ronment, implementing environmental manage-
ment systems, and regulatory adjustment. On
that account, academic research is engaged in
Conclusion and Outlook generating further progresses to the approach of
CP within a broader systems view. In the long
Cleaner Production became a fundamental mech- term, Cleaner Production shifts from projects of
anism through which industry can contribute to continuous improvements to the redesign of pro-
sustainable development. Although voluntary CP duction with the goal to reach zero emission,
can enable all types of businesses to improve their where all inputs are turned into products and
operational efficiency and generate monetary sav- kept in cycles (Nilsson 2007).
ings while reducing resource consumption and
Cleaner Production and Sustainable Development 11
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