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02-20-00002-CV
SECOND COURT OF APPEALS
FORT WORTH, TEXAS
1/22/2020 10:50 AM
DEBRA SPISAK
No. 02-20-00002-CV
CLERK
v.
BRIEF OF APPELLEE
Emily Cook
State Bar No. 24092613
emily@emilycook.org
4500 Bissonnet
Bellaire, Texas 77401
Telephone: (281) 622-7268
i
Thomas B. Walsh, IV
State Bar No. 00785173
John Michael Gaddis
State Bar No. 24069747
mgaddis@winston.com
WINSTON & STRAWN LLP
2121 N. Pearl Street, Suite 900
Dallas, Texas 75201
Telephone: (214) 453-6500
Facsimile: (214) 453-6400
Amy Warr
State Bar No. 00795708
awarr@adjtlaw.com
Nicholas Bacarisse
State Bar No. 24073872
nbacarisse@adjtlaw.com
ALEXANDER DUBOSE & JEFFERSON LLP
515 Congress Avenue, Suite 2350
Austin, Texas 78701-3562
Telephone: (512) 482-9300
Facsimile: (512) 482-9303
ii
TABLE OF CONTENTS
iii
Summary of Argument ...........................................................................................15
Argument.................................................................................................................19
I. The doctor-patient relationship is a voluntary arrangement between
two parties each, guided by her own judgment, conscience, and ethics. .....20
iv
3. There is no State coercion sufficient to deem Cook
Children’s actions those of the State........................................54
Prayer ......................................................................................................................61
v
INDEX OF AUTHORITIES
Cases
Abigail All. for Better Access to Developmental Drugs v. von
Eschenbach,
495 F.3d 695 (D.C. Cir. 2007) (en banc) ......................................................38, 39
Blum v. Yaretsky,
457 U.S. 991 (1982) .....................................................................................passim
Brentwood Acad. v. Tennessee Secondary Sch. Athletic Ass’n,
531 U.S. 288 (2001) ............................................................................................44
Brophy v. New England Sinai Hosp., Inc.,
497 N.E.2d 626 (Mass. 1986) .............................................................................36
vi
Disability Rights Wis. v. University of Wis. Hosp. & Clinics,
859 N.W.2d 628 (Wisc. App. 2014) (unpublished)............................................40
Estelle v. Gamble,
429 U.S. 97 (1976) ..............................................................................................41
Fought v. Solce,
821 S.W.2d 218 (Tex. App.—Houston [1st Dist.] 1991, writ
denied).................................................................................................................19
Georgia v. McCollum,
505 U.S. 42 (1992) ..............................................................................................46
Goss v. Memorial Hosp. Sys.,
789 F.2d 353 (5th Cir. 1986) ........................................................................44, 51
Gross v. Burt,
149 S.W.3d 213 (Tex. App.—Fort Worth 2004, pet. denied) ......................19, 51
Harris v. McRae,
448 U.S. 297 (1980) ......................................................................................39, 40
Jennings v. Burgess,
917 S.W.2d 790 (Tex.1996)................................................................................30
vii
King v. Fisher,
918 S.W.2d 108 (Tex. App.—Fort Worth 1996, writ denied) ...........................21
Lewis v. Law-Yone,
813 F. Supp. 1247 (N.D. Tex. 1993) ..................................................................48
Long v. Nix,
86 F.3d 761 (8th Cir. 1996) ................................................................................41
Lugar v. Edmondson Oil Co.,
457 U.S. 922 (1982) ..........................................................................32, 43, 45, 46
Lund v. Giauque,
416 S.W.3d 122 (Tex. App.—Fort Worth 2013, no pet.)...................................31
Newman v. Obersteller,
960 S.W.2d 621 (Tex. 1997) ..............................................................................30
viii
Rendell-Baker v. Kohn,
457 U.S. 830 (1982) ............................................................................................47
Sanchez v. Pereira-Castillo,
590 F.3d 31 (1st Cir. 2009) .................................................................................55
In re Tschumy,
853 N.W.2d 728 (Minn. 2014) ...........................................................................35
Tulsa Prof’l Collection Servs., Inc. v. Pope,
485 U.S. 478 (1988) ......................................................................................46, 59
Vacco v. Quill,
521 U.S. 793 (1997) ..........................................................................33, 34, 36, 38
In re Wendland,
28 P.3d 151 (Cal. 2001) ......................................................................................41
West v. Akins,
487 U.S. 42 (1988) ........................................................................................48, 49
ix
Wheat v. Mass,
994 F.2d 273 (5th Cir. 1993) ..............................................................................47
Youngberg v. Romeo,
457 U.S. 307 (1982) ............................................................................................41
Act of May 11, 1999, 76th Leg., R.S., ch. 450, §3.05, 1999 Tex. Gen.
Laws 2865 ...........................................................................................................22
x
Other Authorities
AM. MED. ASS’N, COUNCIL ON ETHICAL & JUDICIAL AFFAIRS, CODE OF
MED. ETHICS (2016) ...........................................................................................20
Hearing on H.B. 3527, Comm. on Pub. Health, 76th Leg., R.S. (Apr.
29, 1999) .............................................................................................................22
xi
STATEMENT OF THE CASE
Trial Court: Hon. Sandee Bryan Marion, sitting by assignment, 48th District
Court, Tarrant County.
Parties in the Plaintiffs: T.L., a minor, and her mother, on her behalf
Trial Court:
Defendant: Cook Children’s Medical Center
x
ISSUES PRESENTED
1. The United States Supreme Court has held that the withdrawal of artificial life-
support from a patient does not, as a matter of law, cause the patient’s death; the
patient’s underlying fatal disease does. Does a physician’s compassionate,
conscience-based refusal to provide painful and inappropriate artificial life-support
nevertheless constitute a deprivation of the patient’s interest in life?
2. While a patient has a right to choose her own course of medical treatment, that
individual right does not include the power to force a physician to provide that
chosen course of treatment—especially when the requested treatment violates the
physician’s own ethical or moral beliefs. Does a physician’s compassionate,
conscience-based refusal to provide painful and inappropriate artificial life-support
requested by the patient or her surrogate violate the patient’s interest in medical
choice?
3. An unbroken line of Supreme Court cases holds that the acts of a private entity
cannot be attributed to the State simply because the State regulates the entity, gives
it public funding, provides it statutory safe harbor, or permits it to use a statutorily
created process. Is Cook Children’s—an undisputedly private hospital—
nevertheless a state actor based on these factors?
xi
STATEMENT REGARDING ORAL ARGUMENT
Cook Children’s does not believe oral argument is necessary. This case is
governed by precedent from the United States and Texas Supreme Courts. Oral
argument would only delay disposition of the appeal, and any unnecessary delay will
impose additional pain and suffering on T.L. However, if the Court sets the appeal
xii
INTRODUCTION
It is true that Appellants have a right to make personal medical decisions. But
that right does not include the power to force a physician to provide care she believes
she cannot ethically give. The common law regards the doctor-patient relationship
as wholly voluntary. This reflects the truth that physicians, no less than their patients,
possess liberty, consciences, and strongly held moral and ethical beliefs. Here,
experienced pediatric nurses and doctors—who have dedicated their lives to treating
the sickest children—are unable to reconcile with their ethical duties the
excruciating but pointless pain they must cause T.L. every single day. These doctors’
and nurses’ rights of conscience are central to this case. They should not be ignored.
It is also true that T.L. has a right to life. But the tragic reality is that only her
diseases, not Cook Children’s, threaten to deprive her of life. The United States
Supreme Court has held—and Texas law agrees—that when artificial life-support is
withdrawn, it is the patient’s underlying disease that causes death. The law does not
This case is much more complicated than Appellants and the State suggest.
T.L. was born prematurely in early 2019 at Harris Methodist Hospital in Fort
Worth. 2RR17–18. She was transferred to Cook Children’s Medical Center the same
day. 2RR18. T.L. suffers from a host of medical problems, including a rare heart
defect called Ebstein’s anomaly, pulmonary atresia, chronic lung disease, and severe
2RR91.
The most significant problem facing T.L. is that her body cannot properly
move oxygen from her lungs into her bloodstream. 2RR108. She has undergone
several high-risk, complex surgeries, 2RR113–16, 130–32, which have been unable
remain. 2RR142.
T.L. is in the Cardiac Intensive Care Unit at Cook Children’s (“CICU”). The
subspecialty of pediatric intensive care, born out of a realization that babies with rare
heart defects require very specialized care by physicians experienced in that type of
1
Appellants now suggest that T.L.’s diagnosis is somehow uncertain, see Appellants’ Br. 1 (“It is
believed that [T.L.] has congenital heart disease and chronic lung disease, which has been said to
have caused pulmonary hypertension.” (emphasis added)), but the record permits no doubt. At the
temporary-injunction hearing, Appellants themselves called T.L.’s Cook Children’s physician in
their case-in-chief, elicited testimony as to T.L’s diagnosis, did not question it, and introduced no
conflicting medical testimony.
2
disease. 2RR102. The CICU routinely deals in rare diseases of the heart and has
often treated children with combinations of heart disease, respiratory failure, and
Because she cannot properly oxygenate her blood, T.L. is kept on a ventilator,
has three tubes down her nose and multiple intravenous lines for the administration
inflammation, causing her blood vessels to leak. 2RR145. As a result, she is very
swollen. Id. Despite her small size, she carries more than two liters of excess fluid.2
Id.
and often multiples times a day, T.L. has a “dying event” that mandates aggressive
agitation and can be triggered by routine CICU care such as a daily chest x-ray or
respiratory treatment, or even routine baby care such as a diaper change. 2RR133,
138, 268, 275. Sometimes they occur for no apparent reason. 2RR269, 275.
2
The photos in the record do not represent what T.L. looks like today. 2RR270–72; PX1–5. They
were taken before July 2019, before her condition markedly deteriorated. Id. Today, her swelling
has significantly increased, and her skin has a bluish tinge. 2RR272–73.
3
When T.L. gets upset and cries, her breathing works against the ventilator,
which shuts off as a safety precaution. 2RR133–34. As a result, her oxygen levels
drop precipitously. Id. Medical staff must immediately intervene to manually inflate
pressures” must be generated “to get air in to try to reestablish normal saturation.”
2RR135.
To mitigate these dying events, her doctors must increase her level of sedation
and paralysis so that she cannot get upset or move. 2RR137. Over time, she has
increased to have the desired effect. 2RR137. The dying events have recently
The cost of T.L. having fewer dying events is that she must spend her days
sedated and paralyzed in order to remain still and calm. 2RR150, 151. She cannot
move. 2RR150–51, 275. She cannot cuddle. 2RR188. She is rarely, if ever, held.
2RR283–84. The physician who has been treating her since birth has never seen her
smile. 2RR91. She is not currently capable of any of the actions Appellants describe
(e.g., cuddling, enjoying television shows, reaching out her hands for nail painting).
4
B. T.L. has been afforded aggressive, state-of-the-art treatment at
Cook Children’s.
From birth, T.L.’s prognosis was poor and her long-term survival doubtful.
2RR90–91. Still, in her first few months of life, her doctors hoped that with the help
of “relatively aggressive therapies,” T.L. might recover enough to leave the hospital.
2RR91. Between February and June 2019, she had several surgeries that achieved
In July 2019, however, T.L.’s condition took a decidedly negative turn. T.L.
completely crashed and, in a last-ditch effort to keep her alive, her physicians placed
performed to attempt to improve pulmonary blood flow in the hope that T.L.’s
oxygen levels would improve, but the hoped-for recovery did not occur. 2RR140–
41.
C. After the July 2019 crisis, T.L.’s already-slim hopes for recovery
disappeared.
After the July 2019 surgery failed to improve T.L.’s condition, her CICU
2RR141–42. Their conclusion was that “her current cardiac anatomy and physiology
[was] not survivable and that to perform any other procedures and to continue painful
therapies and support measures was not in [T.L.’s] best interest.” Id.
5
Unfortunately, T.L.’s surgical options have been exhausted, 2RR142, and her
condition will never improve. As one of her physicians explained at the temporary-
injunction hearing:
A. Yes.
A. No.
A. No.
2RR91.
From early on, the CICU team had informed T.L.’s mother that T.L.’s
intensified after T.L.’s crisis in July. After the final surgery failed to improve T.L.’s
condition, her treatment team began having even more significant conversations
with T.L.’s family “about the likelihood that she may not survive.” 2RR91.
Even after months of conversations with the CICU physicians, T.L’s mother
persisted in believing that there must be some drug or surgery that would fix T.L.
2RR159–61; DX16. She did not want to talk to the CICU physicians anymore and
6
D. Continued treatment in the CICU causes T.L. to suffer.
do no harm.” Every day that the CICU staff treat T.L., they violate this oath. T.L.
cannot recover from or survive her medical conditions, yet her doctors and nurses
must hurt her to provide the constant medical intervention that keeps her alive.
As one of T.L.’s physicians explained, “even the most routine of ICU cares
come with a price and that price is pain and that price is—is suffering.” 2RR144.
For T.L., “[c]hanging a diaper causes pain. Suctioning her breathing tube causes
Indeed, even just being on the ventilator causes pain. Because T.L.’s lungs are
unhealthy, having air forced into them hurts. 2RR144–45, 146–47. The pain caused
by this routine care triggers her dying events, which lead to even more suffering.
situation and must be extremely forceful. 2RR147–48. Because these crashes are a
daily event, 2RR277, T.L. must endure manual ventilation on a daily basis. T.L. is
7
This suffering is made worse by T.L.’s normal brain function. 2RR150. She
is not brain dead or in a coma. 2RR92, 149. Though she is paralyzed and on pain
medication, she feels every painful intervention and suffers the fear and anxiety that
In the months since July, while discussions with the family continued, the
CICU physicians had to continue painful interventions on T.L. even though they
believed doing so was unethical and even “cruel.” 2RR151. Inflicting pain and
suffering on T.L. for no clinical benefit took a severe psychological toll on the CICU
[W]here a patient doesn’t have any hope of surviving . . . but yet you’re
still providing those very painful and uncomfortable conditions and the
patient is suffering, it creates a significant degree of moral distress.
2RR164.
By definition, the CICU deals almost exclusively with medically complex and
fragile children. 2RR263. The professionals who work in the CICU perform painful
treatments on children every day without shirking. 2RR281. They do so because they
know that causing pain can be necessary to help their child patients get better and
But this calculus fails in T.L.s case. Id. The medical staff inflicts pain that—
it is undisputed—will not help her get better. Id. From this, these seasoned
8
professionals naturally recoil—and they ultimately seek to refuse to cause a child
spend more time with patients than anyone else. 2RR265. In the Cook Children’s
CICU, the nurse-to-patient ratio is 1:1 or 1:2. 2RR264. The nurse remains in the
patient’s room or just outside, keeping a line of sight on the patient at all times.
2RR263–65. The nurse provides the patient’s daily care and carries out the
physicians’ orders. 2RR265. This includes anything from bathing and diaper
T.L.’s case mandates special rules and procedures because even a simple
touch can trigger a dying event. 2RR275, 281. T.L. always has her own nurse.
2RR282. Nurses “cluster” her care around her respiratory treatments so that they
need touch her as infrequently as possible. 2RR268–69. This also ensures multiple
There is a one-hour window in which doses of T.L.’s sedatives, paralytics, and pain
medications can be given. 2RR277–78. One nurse testified that she administers the
medications at the earliest possible time, as waiting even 15 minutes into the one-
9
A nurse who has cared for T.L. since birth testified that it is “very emotionally
difficult for [her] and for the nursing staff . . . [b]ecause we’re inflicting painful
interventions on her that we believe exacerbate her suffering for no good outcome.”
2RR266, 280. Because of this moral distress, nurses are notified in advance that they
will be assigned to T.L. so that they may request a change in assignment. 2RR282.
After T.L.’s crisis in July, the CICU physicians began speaking with her
mother more urgently about T.L.’s dire condition and constant suffering. 2RR91.
The mother expressed interest in transferring her baby to another hospital. 2RR154.
At the mother’s request, the CICU doctors spoke with Boston Children’s Hospital
and Texas Children’s Hospital about transfer. 2RR154–55. Both hospitals refused.
2RR157.
The CICU physicians then asked the mother if she wanted them to contact
other hospitals to continue to seek a transfer. 2RR158. She declined because she
believed other hospitals would similarly refuse. 2RR158. Thus, transfer efforts
10
G. At an impasse, the CICU physicians requested a consult from the
Cook Children’s Ethics Committee.
that they were at an impasse. A close family friend told them that the mother would
never be able to decide to stop treatment and suggested that the physicians turn to
that “without the hope of recovery or survival that this treatment was not beneficial
and was not ethically appropriate,” 2RR87, the CICU physicians requested an Ethics
years at Cook Children’s, this was the first time that this physician had requested
with removing artificial life-support on average once a year. 2RR31. The committee
11
consultative body and operates based on the “combined wisdom” of its members.
2RR47.
care, is only one of the Ethics Committee’s functions. The Committee also provides
guidance to patients, families, and medical staff on a wide range of issues, such as
providing), 2RR83, the committee includes three members who are unaffiliated with
Cook Children’s, including one physician, 2RR65, 71. The committee has disagreed
with Cook Children’s physicians in the past and is by no means a rubber stamp of
The committee met on October 30, 2019, to consider T.L.’s treatment. 2RR51,
69. The mother was notified about the meeting five days in advance. 2RR69. The
mother, her own parents, and one of the CICU physicians were invited to speak.
2RR43, 73. All four were then excused from the meeting before the committee began
its discussion. 2RR44-45. After considering all the information presented, all 22
12
life-support was not medically or ethically appropriate and that Cook Children’s
personnel should no longer inflict such painful intervention on T.L. 2RR45–46, 74.
decision and informed her that Cook Children’s could discontinue artificial life-
support ten days after providing her written notice of the committee’s decision.
2RR51, 74. Written notice was hand-delivered to her the next day, along with T.L.’s
medical records for the previous 30 days and an abstract of the records of her entire
hospital stay at Cook Children’s. 2RR51, 75–76; see also 3RRDX4. The physician
The efforts to transfer T.L. to another facility resumed after the Ethics
contacted all of the top cardiac children’s hospitals in the country, 2RR180, making
accordance with her mother’s wishes, 2RR93. Every hospital refused. 2RR95, 170-
71.3
Judgments Act, alleging violations of procedural and substantive due process under
3
At the time of the temporary-injunction hearing, Boston Children’s was again reviewing the
medical records. 2RR196–98. A few days later it refused the transfer. CR283.
13
the federal and Texas Constitutions. CR1. She obtained a temporary restraining
order delaying the cessation of artificial life-support, CR25, 28, and that order was
CR113, 172. The judge who entered the initial temporary restraining order was
recused, CR128, and Chief Justice Hecht appointed the Honorable Sandee Bryan
Marion, Chief Justice of the Fourth Court of Appeals in San Antonio, to be the trial
judge, CR130.
After a full day of testimony, Chief Justice Marion took the matter under
advisement and found cause to allow T.L.’s mother until January 2, 2020, to
Chief Justice Marion signed an order denying the request for temporary injunction.
14
SUMMARY OF ARGUMENT
temporary injunction: that they had (1) a cause of action against Cook Children’s
and (2) a probable right to the relief sought. Butnaru v. Ford Motor Co., 84 S.W.3d
198, 204 (Tex. 2002). Accordingly, Chief Justice Marion did not abuse her discretion
constitutional claims fail as a matter of law, Chief Justice Marion’s decision was not
“so arbitrary that it exceeded the bounds of reasonable discretion”—as this Court
must find to reverse her order. Communicon, Ltd. v. Guy Brown Fire & Safety, Inc.,
End-of-life decisions are wrenching for patients, their families, and medical
may conclude that her ethics or conscience will not permit her to provide treatment
that causes suffering without a corresponding benefit. The patient’s surrogate may
disagree. The question becomes how to resolve this conflict among private parties.
At common law, either party could leave the wholly voluntary doctor-patient
unethical or that violated her conscience, the physician had a right to abstain from
15
providing it; her only legal duty was to give the patient a reasonable opportunity to
The Texas Advance Directives Act (the “Act”) codifies these common-law
these difficult circumstances, in which the hospital’s ethics committee makes the
decision for the entire institution. The family is given notice of the committee’s
meeting and the right to attend. If the committee decides that the hospital cannot
ethically provide the requested intervention, the hospital must assist the patient’s
attempt to transfer to a facility willing to carry out the family’s wishes. The Act
explicitly does not grant physicians or hospitals any power they did not have at
ensuring that, if they use the voluntary procedure, they will not be subject to
Here, T.L.’s mother and her physicians reached an impasse. The doctors and
nurses who must hurt this small child every day—towards no beneficial end—came
to believe that the only way they could act consistently with their oath, medical
ethics, and their consciences was to decline to participate any longer in treatment
assigned to care for T.L. because the intervention they are instructed to provide
16
After months of discussion, T.L.’s mother disagreed, and T.L.’s physicians
invoked the Act’s dispute-resolution procedure. The ethics committee agreed that
Cook Children’s could not ethically provide further painful, inappropriate artificial
institution willing to comply with her wishes. All these efforts failed, and this lawsuit
followed.
Appellants and the Attorney General ask this Court to order Cook Children’s
ethics and conscience. But their constitutional suit has no basis. For two critical
protected interest. A patient’s right to choose her treatment does not include a right
not include the constitutional right to force a particular doctor to perform one.
her own liberty interest without violating the patient’s. Likewise, when artificial life-
support is withdrawn, the withdrawal is not the cause of the patient’s death; the
underlying disease is. Both Texas law and the United States Supreme Court have
17
recognized this critical distinction, which Appellants and the State ask this Court to
ignore.
deprivations by the government, and Cook Children’s is not the government. A long
line of United States Supreme Court decisions confirms that Cook Children’s does
Appellants’ misguided constitutional claims ask the State to become far more
physicians’ and nurses’ rights of conscience. And they ask this Court to overturn a
The policy questions this case raises belong in the Legislature, not this Court.
18
ARGUMENT4
• Every hospital that has reviewed T.L.’s case over a period of several
months is unwilling to accept transfer and comply with her mother’s
preferred course of treatment.
These claims are belied by §166.046’s text, which Appellants never closely
binding decisions from the United States Supreme Court. Section 166.046 grants
none of the radical powers Appellants attribute to it. Rather, it provides a means of
4
In the trial court, Appellants argued that an injunction was authorized by §166.046(g) of the Act,
which permits a court to require a healthcare provider to maintain the status quo if it finds “that
there is a reasonable expectation that a physician or health care facility that will honor the patient’s
directive will be found if the time extension is granted.” TEX. HEALTH & SAFETY CODE
§166.046(g). The trial court granted this relief through January 2, 2020. Appellants do not seek
any further relief under this provision.
19
resolving purely private disputes between doctors and their patients. Properly
Below, Cook Children’s first lays out the historical common-law conception
passage. Next, Cook Children’s explains the narrow, purely private effect of
§166.046. And finally, Cook Children’s explains why, once §166.046’s meaning is
S.W.3d 213, 224 (Tex. App.—Fort Worth 2004, pet. denied) (quoting Fought v.
Solce, 821 S.W.2d 218, 220 (Tex. App.—Houston [1st Dist.] 1991, writ denied)). At
its simplest, this means that a patient has no obligation to accept care from a
physician that she does not wish to receive, while a physician has no obligation to
Appellants focus heavily on the first part of this equation, observing correctly
that a patient has a constitutional right to make decisions about her own treatment.
Appellants’ Br. 22 (citing Cruzan v. Director, Mo. Dep’t of Health, 497 U.S. 261,
269 (1990)). Unfortunately, Appellants ignore the other side of the equation, merely
20
assuming—without ever demonstrating by law or logic—that once a patient makes
a decision, her physician must, as a matter of constitutional law, carry out her
instructions.
The common law has long rejected this notion. While a physician may not
force treatment upon a patient, a physician has always been allowed to refuse to
person can be caused, against his will, to enter into an employment contract.”
N.L.R.B. v. Knoxville Pub. Co., 124 F.2d 875, 882 (6th Cir. 1942); accord Texas
Alcoholic Bev. Comm’n v. Live Oak Brewing Co., 537 S.W.3d 647, 655 (Tex.
App.—Austin 2017, pet. denied) (“Among the liberty interests protected by due
relationship, either party may terminate it at will. AM. MED. ASS’N, COUNCIL ON
ETHICAL & JUDICIAL AFFAIRS, CODE OF MED. ETHICS §1.1.5 (2016). Thus, while a
physician cannot countermand a patient’s wish, the physician can abstain from
“right to act (or refrain from acting) in accordance with the dictates of conscience
21
in their professional practice,” allowing them “considerable latitude to practice in
accord with well-considered, deeply held beliefs.” Id. §1.1.7 (emphasis added).
wishes, ethical rules merely require a physician to “[n]otify the patient (or authorized
decision maker) long enough in advance to permit the patient to secure another
physician,” to whom the abstaining physician must “[f]acilitate transfer.” Id. §1.1.5.
Where a physician complies with these narrow duties, the common law has
traditionally protected her from liability to the patient. E.g., King v. Fisher, 918
S.W.2d 108, 112 (Tex. App.—Fort Worth 1996, writ denied) (describing the
(“Doctors and hospitals of course have the right to refuse treatment . . . .”).
In short, “[r]especting patient autonomy does not mean that” physicians must
provide “specific interventions simply because they (or their surrogates) request
Disagreements between patients (or their surrogates) and physicians are most
22
In 1999, the Legislature passed the Act, which was intended to “set[] forth
healthcare. Sen. Research Ctr., Bill Analysis, Tex. S.B. 1260, 76th Leg., R.S. (1999).
The Act was the culmination of a six-year effort among a diverse array of
stakeholders, including Texas and National Right to Life, Texas Alliance for Life,
the Texas Conference of Catholic Health Care Facilities, the Texas Medical
Association, the Texas Hospital Association, and the Texas and New Mexico
Hospice Organization. See Hearing on H.B. 3527, Comm. on Pub. Health, 76th Leg.,
R.S. (Apr. 29, 1999) (statement of Greg Hooser, Texas and New Mexico Hospice
Organization).
Ironically, Texas Right to Life was a champion of the Act it is now attempting
to overturn. Its Legislative Director testified: “[W]e like it and the whole coalition
seems to be in agreement with this. . . . [W]e are really united behind this language.”
See id. (statement of Joseph A. Kral, IV, Legislative Director, Texas Right to Life).5
The bill passed the Senate unanimously and it passed the House on a voice vote. Act
of May 11, 1999, 76th Leg., R.S., ch. 450, §3.05, 1999 Tex. Gen. Laws 2835, 2865.
5
No one registered as opposed to the bill. See Hearing on H.B. 3527, Comm. on Pub. Health, 76th
Leg., R.S. (Apr. 29, 1999) (statement of Greg Hooser, Texas and New Mexico Hospice
Organization) (“Mr. Hildebrand, no sir, there is no opposition.”); see also id. (witness list).
23
One issue animating the Act’s passage was what is commonly referred to as
“medical futility.” Simplified, this issue arises when a patient’s underlying condition
is fatal and incurable, but artificial intervention can allow the patient to continue
living. However, that intervention often causes the patient substantial pain. Many
physicians believe that “[i]t is inhumane to prolong a dying process that causes pain
to a patient,” and they “believe they should not be forced to provide treatment” of
this type when it “violates their ethics.” CYNTHIA S. MARIETTA, THE DEBATE OVER
THE FATE OF THE TEXAS “FUTILE CARE” LAW: IT IS TIME FOR COMPROMISE 3 (April
2007). 6
6
Available at https://www.law.uh.edu/healthlaw/perspectives/2007/(CM)TXFutileCare.pdf.
24
Hearing on C.S.S.B. 439 before the Senate Comm. on Health & Human Servs., 80th
Leg., R.S. (April 12, 2007) (statement of Dr. Ann Miller, Director of Pastoral Care,
Prior to the Act, physicians were often faced with a Hobson’s choice between
their consciences and professional ethics, on the one hand, and their livelihood on
the other. Consider a physician who determines that further treatment is not only
medically futile, but severely painful to the patient such that it violates the
relationship, the physician would most likely be free from liability if she refused to
provide further care, so long as she gave the surrogate an opportunity to find a
physician who would. But there was no guarantee: the patient could file a medical-
would depend on a complex judgment about whether the physician had appropriately
25
unethical. Robert L. Fine, M.D., Medical futility and the Texas Advance Directives
The Act was intended to address this problem. And, as Cook Children’s
explains in the next section, it did so through a process-based approach, without any
need to define medical futility or dictate that physicians take any particular course
in any situation. 8
authority” to “make a decision for” a patient. Appellants’ Br. 25, 30. More
to premature death.” Id. at 21. These inflammatory assertions are flatly incorrect,
and Appellants can make them only because they refuse to deal honestly with the
7
Available at https://www.ncbi.nlm.nih.gov/pmc/articles/PMC1312296/pdf/bumc0013-0144.pdf.
8
The Act’s process-based approach resembled one recommended years earlier by the American
Medical Association. Without statutory enactment, the specter of malpractice liability had limited
its usefulness. See Robert L. Fine, M.D., Medical futility and the Texas Advance Directives Act of
1999, 13 B.U.M.C. PROCEEDINGS 144, 145 (2000).
26
A. Section 166.046 is a voluntary safe-harbor provision that does not
grant physicians any rights they did not have prior to the statute’s
enactment.
As a whole, the Act creates a legal framework for how healthcare providers
intervention. See TEX. HEALTH & SAFETY CODE §§166.001–.166. It does so within
Thus, the Act does not “impair or supersede any legal right or responsibility a person
or on behalf of a patient. At the same time, the Act—like the common law—
tool for resolving these conflicts. It does not grant any new powers to physicians or
harmonize her ethical duties with the patient’s wishes. It can be utilized regardless
27
The first critical point to understand about §166.046 is that utilization of its
process is not mandatory, even when a physician wishes to abstain from providing
artificial life-support:
Id. §166.045(c) (emphasis added). This provision is declarative of the common law.
care that is inconsistent with her ethics. As she would have been before the Act, a
procedure is civilly liable only if she “fails to exercise reasonable care.” Id.
§§166.044(a), (d).
In addition to codifying the common-law rule, the Act adds a safe harbor for
a physician that complies with §166.046 before refusing to carry out a patient’s
treatment decision:
28
ethics or medical committee,” of which the treating physician may not be a member.
disagrees with it, the physician must “make a reasonable effort to transfer the patient
nevertheless be provided for at least ten days while transfer to a facility willing to
Both before and after the Act’s passage, physicians were entitled to act
artificial life-support that a patient or her surrogate requested. The Act codifies but
does not enlarge this right. It provides safe harbor when a physician chooses to utilize
a procedure that the Legislature intended to help resolve private conflicts between
The Act’s plain text, and the common law it codified, repudiate Appellants’
assertion that, through the Act, the Texas Legislature has authorized a health-care
provider to take a patient’s life. If that were the case, the religious and right-to-life
29
organizations that drafted the Act and worked for its passage would have spared no
Section 166.046 does not impose any duties on Cook Children’s. The hospital
and its doctors are free to forego §166.046’s procedure even if they intend to cease
deprive Appellants of any right: if §166.046 had never been enacted, T.L. would still
have no constitutional right to force a physician to provide her care the physician did
not wish to provide. Neither does §166.046 grant Cook Children’s any rights it did
not already have: a doctor has always been permitted to exit the doctor-patient
relationship at will. Rather, §166.046’s only effect on the parties to this case is that
claims, Appellants require this Court to legislate from the bench—to become the
• that the State has an affirmative obligation to provide its citizens with the
medical care of their choice, infra §III.A.; and
30
Such a holding would radically expand the role of the State in Texans’ lives. If this
To challenge §166.046, Appellants and the State did not have to invite this
§166.046 prevents a plaintiff from bringing a cause of action that the law would
otherwise allow. See, e.g., Newman v. Obersteller, 960 S.W.2d 621, 622 (Tex. 1997).
consistent with Texas’s open courts provision, which provides that “[a]ll courts shall
be open, and every person for an injury done him, in his lands, goods, person or
reputation, shall have remedy by due course of law.” TEX. CONST. art. I, §13. This
action will not suffer an unreasonable or arbitrary denial of access to the courts.
Yancy v. United Surgical Partners Int’l, Inc., 236 S.W.3d 778, 783 (Tex. 2007)
malpractice claim against Cook Children’s and argue that the Act’s safe-harbor
31
balanced against the statute’s purpose and basis.” Id. Thus, the court would grapple
branch’s competence and proper constitutional role. See Methodist Healthcare Sys.
of San Antonio, Ltd. v. Rankin, 307 S.W.3d 283 (Tex. 2010) (considering whether
action); Lund v. Giauque, 416 S.W.3d 122, 132–33 (Tex. App.—Fort Worth 2013,
the trial court, “[t]his is not a malpractice suit.” 2RR298. To be clear, Cook
constitutional argument via the proper cause of action, Appellants would permit the
parties and courts to have an honest discussion about whether the Legislature’s
policy choice was arbitrary. Appellants chose not to invoke that mechanism, and
Through Appellants’ §1983 claim, they and the State threaten to lead this
Court down a dangerous path towards statism and judicial activism. For the reasons
Cook Children’s explains in the next section, this Court should reject that effort.
32
III. Section 166.046’s procedure is constitutional.
Appellants assert that §166.046 offends procedural and substantive due
(1) she had a protected liberty or property interest and (2) that she was deprived of
that interest with insufficient process. Logan v. Zimmerman Brush Co., 455 U.S.
422, 428 (1982); University of Tex. Med. Sch. at Hous. v. Than, 901 S.W.2d 926,
929 (Tex. 1995).9 The substantive due-process inquiry looks at whether the state has
Texas Dep’t of Licensing & Regulation, 469 S.W.3d 69, 86–87 (Tex. 2015); Simi
Inv. Co. v. Harris Cty., Tex., 236 F.3d 240, 249 (5th Cir. 2000). And under either
claim, a plaintiff must demonstrate that the deprivation was the result of state action.
Lugar v. Edmondson Oil Co., 457 U.S. 922, 924 (1982); 42 U.S.C. §1983.
Therefore, to prevail on their claims, Appellants must show both that they
have a constitutionally protected interest and that they will be deprived of this
9
The federal Due Process Clause, U.S. CONST. amend. XIV, §1, and Texas’s Due Course of Law
Clause, TEX. CONST. art. I, §19, are functionally similar, and the Texas Supreme Court routinely
relies on federal precedent in interpreting the state clause. University of Tex. Med. Sch. at Hous. v.
Than, 901 S.W.2d 926, 929 (Tex. 1995). This is especially true of “state action issues,” with
respect to which the Court has explained that “[f]ederal court decisions provide a wealth of
guidance.” Republican Party of Tex. v. Dietz, 940 S.W.2d 86, 91 (Tex. 1997).
33
A. Section 166.046 does not deprive Appellants of any constitutionally
protected interest.
Appellants identify three interests that they assert §166.046 will deprive them
of: T.L.’s interest in life; her mother’s right to make medical decisions for T.L.; and
hospital’s ethics committee.” Appellants’ Br. 21. Behind this assertion is a belief
that when a physician refuses to provide artificial life-support, the physician causes
the patient’s death—no different than if the physician had administered a life-taking
drug. See id. at 21; see also State’s Br. 10 (asserting that “[t]he denial of life-saving
relied but Appellants and the State tellingly fail to mention—the United States
Supreme Court rejected this argument. 521 U.S. 793, 801 (1997). There is, in fact, a
Cruzan, 497 U.S. at 278. Yet in most states, including Texas, physician-assisted
34
suicide is a crime. TEX. PENAL CODE §22.08(a). In Vacco, the respondents attacked
In rejecting the respondents’ arguments, the Supreme Court also rejected the
conflation on which Appellants’ due-process claims are premised. The Court held
and in our legal traditions, is both important and logical.” Id. at 800–01 (footnote
intent”:
Id. (emphasis added); see also id. at 801 (recognizing that the intent of a physician
who withdraws life sustaining care is not to kill, but to “cease doing useless and
futile or degrading things to the patient when the patient no longer stands to benefit
The Legislature, unlike Appellants and the State, understood the Supreme
assisted suicide a crime), with TEX. HEALTH & SAFETY CODE §§166.044(a)–(c)
35
(permitting physicians to withdraw “life-sustaining care” in accordance with a
patient’s directive); accord TEX. HEALTH & SAFETY CODE §166.050 (providing that
the withdrawal of “life-sustaining care” under the Act in order to “permit the natural
(whether pursuant to §166.046 or not), the physician’s actions do not cause the
patient’s death. The patient’s underlying disease does. Accord Am. Med. Ass’n,
LAW & MEDICINE 91, 93 (1994) (“When a life-sustaining treatment is declined, the
patient dies primarily because of an underlying disease.”). Thus, courts have held
that even where the person choosing to withdraw care is a state actor, that choice
does not violate due process because there is a “fundamental” and legally crucial
“difference between depriving someone of life and letting disease run its course.” In
re Tschumy, 853 N.W.2d 728, 747 (Minn. 2014);10 In re Quinlan, 355 A.2d 647,
669–70 (N.J. 1976) (holding that where artificial life-support is withdrawn, “the
10
Tschumy concerned a ward of the State of Minnesota who had irreversible brain damage. In re
Tschumy, 853 N.W.2d 728, 732 (Minn. 2014). The question was whether the ward’s due process
rights would be violated if his guardian consented to the withdrawal of his life-sustaining medical
care. See id. at 747. The Court assumed that the guardian was a state actor but held that there was
no due-process violation because the withdrawal permitted a natural death; it did not cause it. Id.
36
ensuing death would not be homicide but rather expiration from existing natural
Cook Children’s does not deny that T.L. has a constitutionally protected life
support that hurts T.L. without helping her, Cook Children’s is not depriving her of
life. Her disease will take her life, but there is no constitutional claim for that tragic,
the right to choose her course of treatment, and she effectuates this right by finding
a physician willing to follow her preferred course. The physician cannot provide
treatment contrary to the patient’s wishes, but neither may she be commandeered
into providing treatment that violates her own conscience and ethics. 11
If the physician and patient disagree about treatment, they dissolve their
relationship; the physician’s only obligation in that event is to facilitate the patient’s
course of treatment does not deny the patient her right to make medical decisions; it
11
Cf. Brophy v. New England Sinai Hosp., Inc., 497 N.E.2d 626, 639 (Mass. 1986) (holding that
patient’s right to refuse artificial life-support did not “justify compelling medical professionals” to
participate in a decision “which [was] contrary to their view of their ethical duty”).
37
merely requires the patient to find a different physician to treat her according to her
wishes.
The due process clause confirms this analysis, even if Cook Children’s is
incorrectly treated as a state actor. Except in one narrow circumstance not applicable
illness, then patients would have a constitutional right to have any and all ailments
The United States Supreme Court has expressly rejected this position, which
relies on but Appellants and the State conspicuously ignore—the Supreme Court
aid, even where such aid may be necessary to secure life, liberty, or property interests
of which the government itself may not deprive the individual.” DeShaney v.
Winnebago Cty. Dep’t of Soc. Servs., 489 U.S. 189, 196 (1989).
DeShaney accords with and cannot be separated from the distinction Vacco
drew between death that results from natural processes following the withdrawal of
12
See infra p. 41 (discussing the unique affirmative obligations the State owes to persons whom it
has deprived of freedom, such as prisoners and the involuntarily committed).
38
artificial life-support and death that results from a person’s affirmative, life-taking
action: the government cannot take a person’s life, but it has no affirmative
obligation to provide artificial life-support. Id.; accord Vacco, 521 U.S. at 801.13
Appellants argue that in refusing to provide them with their desired course of
treatment, Cook Children’s denies Appellants the right to make their own medical
decisions. Thus, Appellants believe that the substance of the right to make a medical
choice includes the right to have the State comply with and carry out that choice.
Cook Children’s cannot find—and Appellants and the State have failed to cite—any
due-process right. See Abigail All. for Better Access to Developmental Drugs v. von
Eschenbach, 495 F.3d 695, 710 n.18 (D.C. Cir. 2007) (en banc) (“No circuit court
has acceded to an affirmative access [to medical care] claim.”); 14 Johnson ex rel.
Johnson v. Thompson, 971 F.2d 1487, 1495–96 (10th Cir. 1992) (rejecting argument
that right to life includes right to receive medical care). This Court should not
13
The State’s decision to ignore DeShaney is telling. Elsewhere, it has recognized that under
DeShaney, “there is no freestanding constitutional obligation for the government to provide
services to its citizens under any circumstances.” Brief of the State of Texas, Planned Parenthood
of Austin Family Planning, Inc. v. Suehs, No. 12-50377, 2012 WL 1878694, at *22–23 (5th Cir.
filed May 11, 2012) (emphasis added).
14
In Abigail Alliance, the en banc D.C. Circuit held that the Due Process Clause does not give
terminally ill patients a right of access to potentially life-saving experimental drugs that have not
been approved by the FDA. Abigail All. For Better Access to Developmental Drugs v. von
Eschenbach, 495 F.3d 695, 711 (D.C. Cir. 2007) (en banc).
39
Were this Court to do so, the consequences would be severe and far-reaching.
Not only the refusal to provide artificial life-support, but the refusal to treat any
any desired medical care, at least where its non-provision might cause cognizable
harm. A person with active alcoholism could demand a liver transplant; a patient
could demand opioids for mere headaches; or a patient could demand illegal or
495 F.3d at 710 n.18; People v. Privitera, 591 P.2d 919, 925–26 (Cal. 1979)
But that is only the beginning. The due process clause has long been
with freedom of choice in the context of certain personal decisions,” but not to confer
an obligation on the government to ensure that the person “realize[s] all the
advantages of that freedom.” Harris v. McRae, 448 U.S. 297, 317–18 (1980).
“an affirmative constitutional obligation to ensure that all persons have the financial
40
To rule for Appellants would be to overrule not only DeShaney, but Harris as
from interfering with the exercise of that right, it must affirmatively assist citizens
Putting aside the question of state action,15 a claim similar to Appellants’ was
Clinics, 859 N.W.2d 628 (Wisc. App. 2014) (unpublished). Like Appellants, the
Disability Rights plaintiffs argued that a state hospital violated their due process
rights by refusing to provide them certain desired treatments. The court rejected that
claim, finding no authority “that doctors have an obligation, deriving from patients’
Following DeShaney, the court concluded that there was no “substantive due process
right to medical care from the government” because such a right would “run contrary
to the fundamental principle that the government is not under a constitutional duty
to affirmatively protect persons or to rescue them from perils ‘that the government
15
Unlike this case, Disability Rights concerned a public hospital that was unquestionably a state
actor.
41
The single exception to DeShaney’s rule is a telling one. The only persons
whom the state owes a constitutional duty to provide medical care are those the state
DeShaney, 489 U.S. at 198–99 (citing Youngberg v. Romeo, 457 U.S. 307, 314–15
(1982) (involuntary commitment); Estelle v. Gamble, 429 U.S. 97, 103–04 (1976)
(prisoners)). 16 But even in this unique context, the right to state-provided care is
narrowly circumscribed. Courts have roundly rejected the notion that prisoners and
treatment.” Long v. Nix, 86 F.3d 761, 765 (8th Cir. 1996); accord Jenkins v.
Colorado Mental Health Inst. at Pueblo, 215 F.3d 1337, at *1–2 (10th Cir. 2000)
(unpublished).
DeShaney decides this case. Even if Cook Children’s were a state actor, the
Constitution would not require it to provide T.L. care it does not wish to provide—
care it believes is contrary to its professional and ethical duties. 17 Because Cook
16
This narrow exception to DeShaney’s rule explains the court’s holding in Baby F., on which
Appellants rely. That case concerned the proper standard for the withdrawal by the state of life-
sustaining care for a child in the state’s custody, when that decision was contrary to the wishes of
the child’s decision-making surrogate. See Baby F. v. Oklahoma Cnty. Dist. Ct., 348 P.3d 1080,
1082–84 (Okla. 2015). Notably, even in this state-custody situation, the court did not hold that the
State had an insuperable obligation to comply with the surrogate’s wishes, let alone that a specific
private physician or hospital did. Instead, the court held that life-sustaining care could be removed
if clear and convincing evidence demonstrated that it was in the child’s best interests. Id. at 1088;
see also In re Wendland, 28 P.3d 151, 169 (Cal. 2001).
17
Plaintiffs’ citation, at the injunction hearing, of the Emergency Medical Treatment and Labor
Act, 42 U.S.C. §1395dd, harms rather than helps their constitutional arguments. See 2RR348–49.
Plaintiffs are correct that, under certain circumstances, EMTALA requires emergency rooms to
42
Children’s has no affirmative obligation to provide medical care, §166.046 cannot
violate due process in granting Cook Children’s safe harbor for abstaining from such
care.
will deprive T.L.’s mother of her constitutional liberty interest in making decisions
about the care of her child. As with her right to make medical decisions, the mother’s
right to make decisions about her child does not extend to forcing physicians to
participate in providing artificial life-support against their will. See DeShaney, 489
U.S. at 198–99. Neither Appellants nor the State cite any contrary authority.
Similarly, if the mother’s parental rights are terminated by T.L.’s death, the
cause of that termination is the severe medical conditions from which T.L. suffers,
not Cook Children’s conscientious refusal to provide artificial life-support or its use
of §166.046’s procedure.
Appellants and the State attempt to characterize Cook Children’s as a state actor with
provide a statutory level of care to patients before releasing them. But the fact that this affirmative
obligation is a statutory mandate underscores the lack of constitutional obligation at issue here.
Plaintiffs have never made an EMTALA claim.
43
respect to its use of §166.046’s procedure. Private conduct is attributable to the State
only in the most remarkable circumstances. This is because the sharp division
by limiting the reach of federal law and federal judicial power.” Lugar, 457 U.S. at
936. Thus, courts that have considered facts similar to those of this case have
state. See id. at 439–40. The patient’s doctors, working at a private hospital, ignored
Like Appellants, the patient’s guardian sued under §1983, alleging a violation
of his due process right to refuse unwanted medical treatment. Id. at 440. The court
dismissed the claim, finding that the hospital and doctors were not “state actors”—
even though a Pennsylvania statute compelled the hospital to either comply with the
patient’s advance directive or attempt to transfer him. Id. at 443–44. Like Klavan,
this case concerns a private hospital, regulated by State law, that is accused of acting
contrary to the patient’s surrogate’s wishes. The same result should obtain: Cook
44
Klavan is especially instructive because the Supreme Court has explained that
person can be deemed a state actor. Brentwood Acad. v. Tennessee Secondary Sch.
Athletic Ass’n, 531 U.S. 288, 296 (2001). It is thus telling that for all the cases
Appellants and the State cite, they describe none of their facts in detail. Indeed, they
cannot point to any case whose facts support their state-action argument:
and the State resort to cherry-picking favorable one-liners from Supreme Court
decisions. Removed from their factual context, these quotations make Appellants’
and the State’s state-action arguments appear superficially plausible. There is a good
45
reason Appellants and the State avoid these cases’ facts: when they are closely
Appellants focus their state-action arguments on the fact that the State created
the §166.046 procedure. In analyzing this argument, this Court must remember that
to any physician or hospital. See TEX. HEALTH & SAFETY CODE §166.045(c)
(providing that if an attending physician does not wish to follow the procedure
until a reasonable time has been afforded for the patient’s transfer). The Supreme
Court has repeatedly held that “[a]ction taken by private entities with the mere
approval or acquiescence of the State is not state action.” American Mfrs. Mut. Ins.
Co. v. Sullivan, 526 U.S. 40, 52 (1999) (emphasis added); accord Blum, 457 U.S. at
1004–05; Flagg Bros., Inc. v. Brooks, 436 U.S. 149, 154–55 (1978); Jackson v.
18
The state-action inquiry has two parts. First, the deprivation must have been “caused by the
exercise of some right or privilege created by the State”; and second, “the party charged with the
deprivation must be a person who may fairly be said to be a state actor.” Lugar v. Edmondson Oil
Co., 457 U.S. 922, 937 (1982) (emphasis added). Appellants and the State focus mostly on the
second prong, but their argument fails at the first. Here, even assuming there is a deprivation, it is
not caused by a State-created right. Rather, it is caused by a private healthcare provider’s
preexisting right not to provide services to another private person she deems inconsistent with her
conscience, judgment, or ethics. Cook Children’s may exercise this right regardless of §166.046’s
safe-harbor process.
46
Indeed, the “[p]rivate use of state-sanctioned private remedies or procedures
does not rise to the level of state action.” Tulsa Prof’l Collection Servs., Inc. v. Pope,
485 U.S. 478, 485–86 (1988); accord Flagg Bros., 436 U.S. at 161–62. A physician
remedy; the physician or hospital does not receive the type of “overt, significant
assistance of state officials” that creates state action. Pope, 485 U.S. at 485–86; cf.
id. at 487 (finding state action in private use of probate procedure, where probate
court was “intimately involved” throughout each stage of the procedure’s operation);
procedure constituted state action, where acts by sheriff and court clerk showed
“joint participation with state officials in the seizure of disputed property”); Georgia
v. McCollum, 505 U.S. 42, 51–52 (1992) (finding state action in criminal defendant’s
Edmonson v. Leesville Concrete Co., 500 U.S. 614, 615 (1991) (same, in a civil
case).
Even compliance with a mandatory procedure does not implicate state action.
Consider Blum v. Yaretsky, which both Appellants and the State cite without
mentioning its close similarity to this case. In Blum, “a class of Medicaid patients
47
transfer [them] without notice or an opportunity for a hearing.” 457 U.S. at 993.19
“periodically assess[] whether each patient is receiving the appropriate level of care,
and thus whether the patient’s continued stay in the facility is justified.” Id. at 994–
95. The Blum plaintiffs were found by their respective URCs to not require a higher
level of care and were therefore transferred to other institutions in accordance with
Even so, the Supreme Court held that there was no state action: the nursing
homes, not the state, initiated the reviews and judged the patients’ need for care on
their own terms, not on terms set by the state. The nursing homes’ decisions
professional standards that are not established by the State.” Id. at 1008; id. at 1010
in a particular case.”). 20
19
Blum, which concerned Medicaid patients and regulations, refutes Appellants’ argument that,
by providing Medicaid-funded care, “Cook [Children’s] is an arm of the State.” Appellants’ Br.
31 n.26. Consistent with Blum, courts have consistently rejected the argument that a hospital is a
state actor because it receives Medicaid, Medicare, or other public funding. E.g., Wheat v. Mass,
994 F.2d 273, 275–76 (5th Cir. 1993); Hodge v. Paoli Mem’l Hosp., 576 F.2d 563, 564 (3d Cir.
1978) (per curiam); see also Rendell-Baker v. Kohn, 457 U.S. 830, 840 (1982) (holding that private
school was not state actor despite receiving most of its funding from the State).
20
Following Blum and Flagg Brothers, the Fifth Circuit has held that private psychiatric hospitals
do not become “state actors” when they hold patients pursuant to civil commitment statutes. Bass
v. Parkwood Hosp., 180 F.3d 234, 241–43 (5th Cir. 1999) (private hospital acting pursuant to
Mississippi involuntary commitment statute was not “state actor” for purposes of section 1983
action); see also Lewis v. Law-Yone, 813 F. Supp. 1247, 1254 (N.D. Tex. 1993) (patient’s section
48
As in Blum, the decision to abstain from providing medically unnecessary
originates with the physician, who acts according to his own conscience, expertise,
and ethics. See Blum, 457 U.S. at 1009 (noting that nursing homes’ transfer decisions
were based on judgments that “the care [the patients] are receiving is medically
inappropriate”). As in Blum, the State does not determine when or for what reasons
a physician may invoke the §166.046 procedure, nor does it “dictate the decision to”
withdrawal or continue artificial life-support. Id. at 1010. And unlike in Blum, use
of §166.046 is permissive, even for physicians wishing to abstain. This case thus fits
West v. Akins, which the State also briefly mentions, State’s Br. 23, provides
a useful counterpoint to Blum and demonstrates the unusual circumstances that must
contract with the State. 487 U.S. 42, 44 (1988). The patients he treated were “not
1983 claim against private psychiatric hospital and doctors failed because they were not “state
actors,” even though suit concerned their compliance with voluntary commitment procedures
established by Texas statute). “Merely because a state provides a scheme by which private parties
can effectuate a process does not mean that the private parties become state actors by implementing
such a process.” Lewis, 813 F. Supp. at 1255.
49
The Court held that the doctor was a state actor, but it did so on extremely
narrow grounds. Because the plaintiff was incarcerated, meaning that the plaintiff
could only receive care from the doctors the state chose, the state owed the plaintiff
“an affirmative obligation to provide adequate medical care. Id. at 55–56. Even
though the physician was not a state employee, the state used him to “fulfill [its own]
obligation” to the prisoner. Id. at 55. Thus, the plaintiff’s “deprivation was caused,
in the sense relevant for state-action inquiry, by the State’s exercise of its right to
punish [the plaintiff] by incarceration and to deny him a venue independent of the
State to obtain needed medical care.” Id. (emphasis added). In other words, in
This case resembles Blum, not West. Appellants are free to seek medical care
outside of Cook Children’s, which has in fact provided them enormous assistance in
their search for a different facility. More important, Cook Children’s is in no sense
acting in the State’s stead. The State is not even constitutionally obligated to provide
T.L. medical care, much less is Cook Children’s providing such care on the State’s
behalf.
50
2. The State’s provision of safe harbor does not make Cook
Children’s a state actor.
Both Appellants and the State place great emphasis on the fact that a
healthcare provider that utilizes §166.046’s procedure has safe harbor from civil,
criminal, and professional liability. Indeed, the State characterizes this as a type of
“encouragement” that further state action. Again, the cases Appellants and the State
In Flagg Brothers, the Supreme Court held that a person does not become a
state actor because he uses a state-provided remedy that gives him safe harbor. In
that case, the plaintiff sued to stop a warehouse from selling, pursuant to a
warehouseman’s lien, goods she had abandoned at the warehouse. See 436 U.S. at
153–54. Like in this case, state law provided the warehouse a procedure for making
the sale and absolved it from liability if it complied. See id. at 151 n.1. The Court
rejected the argument that the statute, or the state’s decision to deny relief against
Id. at 165. As in Flagg Brothers, the Legislature’s mere “denial of judicial relief”
where a physician complies with §166.046 does not “convert[]” the physician’s
51
Coming even closer to this case’s precise facts, the Fifth Circuit has applied
Flagg Brothers to a medical peer-review committee. In Goss, 789 F.2d at 356, the
court considered a provision of the Texas Medical Practice Act that immunized
hospitals’ medical peer review committees from civil liability for reporting
“that this immunity granted appellees by the State of Texas provided such
arm of the state.” Id. The Fifth Circuit rejected this argument, writing that the
conferral of immunity “did not make the action of appellees state action.” Id.
Similarly, in White v. Scrivner Corp., 594 F.2d 140, 141 (5th Cir. 1979), the
be shoplifters.” Id. at 143. The court held that Flagg Brothers “require[d] rejection
of this argument.” Id. Noting that the statute allowed, but did “not compel merchants
to detain shoplifters,” the court held that the immunity statute could not constitute
21
An amended version of this statute is codified at TEX. OCC. CODE §160.010.
52
The State’s “encouragement” argument adds nothing to this analysis.
State’s Br. 21–22. The State relies foremost on Blum, which—when its facts are
considered—actually negates the State’s argument. In Blum, unlike here, the nursing
did not constitute state action because the decision when to invoke the procedure
belonged exclusively to the hospital, and the “State is simply not responsible for that
decision.” See 457 U.S. at 1008 n.19. Likewise, here, Cook Children’s alone decides
when the surrogate’s desires and the physicians’ conscience are sufficiently in
conflict to initiate the procedure, and the committee makes a decision for the private
hospital using its own private criteria. The State has no role in, and is not responsible
State’s creation of a remedy and incentives for using it can “be seen as
significant than that which inheres in the State’s creation or modification of any legal
remedy.” 526 U.S. at 53. But the Court has “never held that the mere availability of
a remedy for wrongful conduct, even when the private use of that remedy serves
53
the State responsible for it.” Id.; accord Flagg Bros., 436 U.S. at 165 (“If the mere
responsible for those private acts, all private deprivations of property would be
converted into public acts whenever the State, for whatever reason, denies relief
option, and because it does no more than withhold a tort action, there is no
§166.046’s procedure “is predicated on the State’s exercise of coercive power over
the provider,” namely its requirement that a provider maintain the status quo (i.e.,
or otherwise gives the patient a reasonable time to seek transfer. State’s Br. 21.
Neither case the State cites supports its argument, which would convert a vast array
It is true that Blum mentioned in passing that the State “can be held responsible
for a private decision” if “it has exercised coercive power . . . [such] that the choice
must in law be deemed to be that of the State.” 457 U.S. at 1004. Yet the
circumstances in Blum, which resemble those in this case more than any other
54
Supreme Court decision, were deemed not to constitute coercion of that level despite
procedure in Blum could be seen as “use[ of] the coercive power of [federal] law to
control the provision of care.” State’s Br. 21. After all, the effect of the regulations
in that case was to determine whether the nursing homes’ patients would continue
to receive care or would be discharged. See 457 U.S. at 1005. Thus, the federal
government “insert[ed] itself into the dispute” between the patient and the nursing
home without converting the home’s private conduct into state action. State’s Br.
21.
the Supreme Court means by the term “coercion.” Coercion does not occur because
the State has regulated a private party or given it the power to take some optional
action. It exists when the private party was coerced into making the specific decision
support. See, e.g., San Francisco Arts & Athletics, Inc. v. U.S. Olympic Committee,
483 U.S. 522, 547 (1987) (holding that the Olympic Committee’s enforcement of its
government-granted trademark rights was not state action because there was “no
evidence that the Federal Government coerced or encouraged the [Committee] in the
exercise of its right” (emphasis added)); S.P. v. City of Takoma Park, Md., 134 F.3d
55
260, 270 (4th Cir. 1998) (holding that use of involuntary-commitment statute did not
constitute coercion because the statute, “while providing guidelines to mental health
commit individuals”). Contra Sanchez v. Pereira-Castillo, 590 F.3d 31, 52 (1st Cir.
2009) (holding that coercion sufficient to attribute a private party’s action to the state
This case is devoid of coercion of this type: the State did not coerce Cook
Children’s into invoking §166.046’s procedure; more important, the State did not
coerce the ethics committee into deciding that providing further medically
As Blum’s holding suggests, the State’s coercion argument proves far too
much. Nearly every private transaction is shaded in some way by State regulation,
which (as in this case) may provide minimum standards or limits that the parties’
private contract may not cross. What the State argues—remarkably—is that when it
22
The so-called coercion the State identifies is the Act’s requirement that Cook Children’s
maintain the status quo (i.e., provide life-sustaining care) while the §166.046 procedure is utilized
or while it seeks to transfer a patient. Appellants do not sue Cook Children’s for maintaining the
status quo. Furthermore, that provision of the Act is merely declaratory of the common law, which
likewise required a physician to give a patient a reasonable opportunity to transfer before the
physician terminated the doctor-patient relationship.
56
sets a minimum standard with which a party must comply in dealing with other
private persons, the State “becomes a party” to that transaction such that the
regulated party’s actions are attributable to the State. See State’s Br. 21. If this
argument were taken seriously, nearly all private actors in regulated professions
would become state actors, from doctors regulated by the Texas Medical Board, to
attorneys governed by the State Bar and the Rules of Professional Conduct—and
even to hairstylists, dieticians, and tow truck operators regulated by the Texas
inappropriate artificial life-support was not coerced, the State’s argument fails.
A private party’s conduct can be attributed to the State when the private actor
Jackson, 419 U.S. at 353 (emphasis added). For somewhat different reasons,
Appellants and the State argue that this test has been met. It has not.
The functions that satisfy this test for state action are those “traditionally
MARTIN A. SCHWARTZ, SECTION 1983 LITIG. CLAIMS & DEFENSES §5.14[A]. The
57
coordination of amateur sports, the operation of a shopping mall, the
furnishing of essential utility services, a warehouseman’s enforcement
of a statutory lien, the education of maladjusted children, the provision
of nursing home care, and the administration of workers’ compensation
benefits.
Id. (footnotes omitted). Nothing Cook Children’s does satisfies this exceedingly
difficult standard.
The State primarily argues that in utilizing the §166.046 procedure, a hospital
ethics committee “mimics a state adjudicatory body.” State’s Br. 23; see also
Appellants’ Br. 30–31. What the State means is that the committee reviews the
circumstances and makes a decision. In doing so, however, the committee acts
ethics, which is what the committee does under §166.046. They have no judicial
function and do not apply the law—a fact that remains true under §166.046, which
does not ask the committee to resolve any legal question, only medical and ethical
ones.
457 U.S. at 1011 (“We are also unable to conclude that the nursing homes perform
a function that has been traditionally the exclusive prerogative of the State.” (internal
quotation marks omitted)). Even when overlaid with state regulation, a hospital’s
58
decisions are its own—especially when they concern the ethics or medical
appropriateness of providing care. See id. 1011–12 (holding that even if the state
were obligated to provide nursing home services, “it would not follow that decisions
made in the day-to-day administration of a nursing home are the kind of decisions
negotiation between doctor and patient. 23 The state has not “traditionally” had a hand
in defining that relationship’s contours, must less has it been the state’s “exclusive
of medical ethics. These private, personal decisions are not—and never have been—
regarded as public functions. The doctors and hospital ethics committees who make
these decisions are not state actors, and no due process interest is implicated.
23
The State recognizes that this decision is made by a private party—Cook Children’s—without
the State’s involvement. It thus attempts to cast the State’s exclusion from this decision as a form
of state action by labeling Cook Children’s private decision-making a form of “exclusive
jurisdiction.” State’s Br. 23. This is pure sophistry. Private parties always have “exclusive
jurisdiction” over whether to enter into or exit relationships with other private parties, but this does
not convert their decision-making process about whether to do so into state action.
59
Furthermore, adjudication in the sense in which the State uses it—an entity
not in any sense exclusive to the State. To take just one example among thousands,
whether an employee should face discipline. They are not state-actors for doing so.
See Klunder v. Brown Univ., 778 F.3d 24, 32–33 (1st Cir. 2015) (holding that a
private university’s “internal disciplinary” process did not constitute state action).
Indeed, even the adjudication of legal disputes—which this case does not present—
is often done by private parties, such as mediators and arbitrators, who are not state
actors. See Davis v. Prudential Secs., Inc., 59 F.3d 1186, 1191 (11th Cir. 1995)
(“agree[ing] with the numerous courts that have held that the state action element of
a due process claim is absent in private arbitration cases”); accord Tulsa Prof’l, 485
U.S. at 485 (“Private use of state-sanctioned private remedies or procedures does not
***
24
In more inflammatory fashion, Appellants argue that Cook Children’s is a state actor because,
in withdrawing medically unnecessary care, it acts as an “executioner[].” Appellants’ Br. 33.
Beyond misunderstanding how §166.046 functions, this argument fails for the same reason as the
State’s: whether and when to withdraw care is a traditionally private function.
60
care) using traditionally private standards (medical judgment and ethics). That it is
doing so using a voluntary statutory procedure does not make it a state actor. Blum,
PRAYER
Appellee respectfully requests that the Court affirm the trial court’s denial of
a temporary injunction.
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Respectfully submitted,
Thomas M. Melsheimer
Texas Bar No. 13922550
tmelsheimer@winston.com
Steven H. Stodghill
State Bar. No. 19261100
sstodghill@winston.com
Geoffrey S. Harper
State Bar No. 00795408
gharper@winston.com
John Michael Gaddis
State Bar No. 24069747
mgaddis@winston.com
WINSTON & STRAWN LLP
2121 N. Pearl Street, Suite 900
Dallas, Texas 75201
Telephone: (214) 453-6500
Facsimile: (214) 453-6400
62
CERTIFICATE OF COMPLIANCE
Based on a word count run in Microsoft Word 2016, this brief contains 14,384
words, excluding the portions of the brief exempt from the word count under Texas
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CERTIFICATE OF SERVICE
On January 21, 2020, I electronically filed this brief with the Clerk of the
Court using the eFile.TXCourts.gov electronic filing system which will send
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