Sunteți pe pagina 1din 72

1

Human Rights  Bibliography


First published Fri Feb 7, 2003; substantive revision Thu o Bibliography: Books and Articles in the
Apr 11, 2019 Philosophy of Human Rights
Human rights are norms that aspire to protect all
o Recent Collections
people everywhere from severe political, legal, and
social abuses. Examples of human rights are the right to  Academic Tools
freedom of religion, the right to a fair trial when  Other Internet Resources
charged with a crime, the right not to be tortured, and
the right to education. o Guides to International Human Rights
Law
The philosophy of human rights addresses questions
about the existence, content, nature, universality, o Other Resources
justification, and legal status of human rights. The  Related Entries
strong claims often made on behalf of human rights (for
example, that they are universal, inalienable, or exist
independently of legal enactment as justified moral
norms) have frequently provoked skeptical doubts and 1. The General Idea of Human Rights
countering philosophical defenses (on these critiques
see Lacrois and Pranchere 2016, Mutua 2008, and This section attempts to explain the general idea of
Waldron 1988). Reflection on these doubts and the human rights by identifying four defining features. The
responses that can be made to them has become a sub- goal is to answer the question of what human rights are
field of political and legal philosophy with a very with a description of the core concept rather than a list
substantial literature (see the Bibliographybelow). of specific rights. Two people can have the same
general idea of human rights even though they disagree
This entry addresses the concept of human rights, the about which rights belong on a list of such rights and
existence and grounds of human rights, the question of even about whether universal moral rights exist. The
which rights are human rights, and relativism about four-part explanation below attempts to cover all kinds
human rights. of human rights including both moral and legal human
rights and both old and new human rights (e.g., both
 1. The General Idea of Human Rights Lockean natural rights and contemporary human
 2. The Existence and Grounds of Human Rights rights). The explanation anticipates, however, that
particular kinds of human rights will have additional
o 2.1 How Can Human Rights Exist? features. Starting with this general concept does not
o 2.2 Normative Justifications for Human commit us to treating all kinds of human rights in a
Rights single unified theory (see Buchanan 2013 for an
argument that we should not attempt to theorize
o 2.3 Political Conceptions of Human together universal moral rights and international legal
Rights human rights).
 3. Which Rights are Human Rights?
(1) Human rights are rights. Lest we miss the obvious,
o 3.1 Civil and Political Rights human rights are rights (see Cruft 2012 and the entry
on rights ). Most if not all human rights are claim rights
o 3.2 Social Rights
that impose duties or responsibilities on their
o 3.3 Rights of Women, Minorities, and addressees or dutybearers. Rights focus on a freedom,
Groups protection, status, or benefit for the rightholders (Beitz
o 3.4 Environmental Rights 2009). The duties associated with human rights often
require actions involving respect, protection,
 4. Universal Human Rights in a World of Diverse facilitation, and provision. Rights are usually mandatory
Beliefs and Practices in the sense of imposing duties on their addressees, but
2

some legal human rights seem to do little more than such as minorities, women, indigenous peoples, and
declare high-priority goals and assign responsibility for children.
their progressive realization. One can argue, of course,
(4) Human rights have high-priority. Maurice Cranston
that goal-like rights are not real rights, but it may be
held that human rights are matters of “paramount
better to recognize that they comprise a weak but
importance” and their violation “a grave affront to
useful notion of a right (See Beitz 2009 for a defense of
justice” (Cranston 1967). If human rights did not have
the view that not all human rights are rights in a strong
high priority they would not have the ability to compete
sense. And see Feinberg 1973 for the idea of “manifesto
with other powerful considerations such as national
rights”). A human rights norm might exist as (a) a
stability and security, individual and national self-
shared norm of actual human moralities, (b) a justified
determination, and national and global prosperity. High
moral norm supported by strong reasons, (c) a legal
priority does not mean, however, that human rights are
right at the national level (where it might be referred to
absolute. As James Griffin says, human rights should be
as a “civil” or “constitutional” right), or (d) a legal right
understood as “resistant to trade-offs, but not too
within international law. A human rights advocate
resistant” (Griffin 2008). Further, there seems to be
might wish to see human rights exist in all four ways
priority variation within human rights. For example,
(See Section 2.1 How Can Human Rights Exist?).
when the right to life conflicts with the right to privacy,
(2) Human rights are plural. If someone accepted that the latter will generally be outweighed.
there are human rights but held that there is only one
Let’s now consider five other features or functions that
of them, this might make sense if she meant that there
might be added.
is one abstract underlying right that generates a list of
specific rights (See Dworkin 2011 for a view of this Should human rights be defined as
sort). But if this person meant that there is just one inalienable? Inalienability does not mean that rights are
specific right such as the right to peaceful assembly this absolute or can never be overridden by other
would be a highly revisionary view. Human rights considerations. Rather it means that its holder cannot
address a variety of specific problems such as lose it temporarily or permanently by bad conduct or by
guaranteeing fair trials, ending slavery, ensuring the voluntarily giving it up. It is doubtful that all human
availability of education, and preventing genocide. rights are inalienable in this sense. One who endorses
Some philosophers advocate very short lists of human both human rights and imprisonment as punishment
rights but nevertheless accept plurality (see Cohen for serious crimes must hold that people’s rights to
2004, Ignatieff 2004). freedom of movement can be forfeited temporarily or
permanently by just convictions of serious crimes.
(3) Human rights are universal. All living humans—or
Perhaps it is sufficient to say that human rights are very
perhaps all living persons—have human rights. One
hard to lose. (For a stronger view of inalienability, see
does not have to be a particular kind of person or a
Donnelly 2003, Meyers 1985).
member of some specific nation or religion to have
human rights. Included in the idea of universality is Should human rights be defined as minimal rights? A
some conception of independent existence. People have number of philosophers have proposed the view that
human rights independently of whether they are found human rights are minimal in the sense of not being too
in the practices, morality, or law of their country or numerous (a few dozen rights rather than hundreds or
culture. This idea of universality needs several thousands), and not being too demanding (See Joshua
qualifications, however. First, some rights, such as the Cohen 2004, Ignatieff 2005, and Rawls 1999). Their
right to vote, are held only by adult citizens or residents views suggest that human rights are—or should be—
and apply only to voting in one’s own country. Second, more concerned with avoiding the worst than with
the human right to freedom of movement may be achieving the best. Henry Shue suggests that human
taken away temporarily from a person who is convicted rights concern the “lower limits on tolerable human
of committing a serious crime. And third, some human conduct” rather than “great aspirations and exalted
rights treaties focus on the rights of vulnerable groups ideals” (Shue 1996). When human rights are modest
standards they leave most legal and policy matters
3

open to democratic decision-making at the national and Political theorists would add to the four defining
local levels. This allows human rights to have high elements suggested above some set of political roles or
priority, to accommodate a great deal of cultural and functions. This kind of view may be plausible for the
institutional variation among countries, and to leave very salient international human rights that have
open a large space for democratic decision-making at emerged in international law and politics in the last fifty
the national level. Still, there is no contradiction in the years. But human rights can exist and function in
idea of an extremely expansive list of human rights and contexts not involving international scrutiny and
hence minimalism is not a defining feature of human intervention such as a world with only one state.
rights (for criticism of the view that human rights are Imagine, for example, that an asteroid strike had killed
minimal standards see Brems 2009 and Raz 2010). everyone in all countries except New Zealand, leaving it
Minimalism is best seen as a normative prescription for the only state in existence. Surely the idea of human
what international human rights should be. Moderate rights as well as many dimensions of human rights
forms of minimalism have considerable appeal, but not practice could continue in New Zealand, even though
as part of the definition of human rights. there would be no international relations, law, or
politics (for an argument of this sort see Tasioulas
Should human rights be defined as always being or
2012). And if in the same scenario a few people were
“mirroring” moral rights? Philosophers coming to
discovered to have survived in Iceland and were living
human rights theory from moral philosophy sometimes
without a government or state, New Zealanders would
assume that human rights must be, at bottom, moral
know that human rights governed how these people
rather than legal rights. There is no contradiction,
should be treated even though they were stateless.
however, in people saying that they believe in human
How deeply the idea of human rights must be rooted in
rights, but only when they are legal rights at the
international law and practice should not be settled by
national or international levels. As Louis Henkin
definitional fiat. We can allow, however, that the sorts
observed, “Political forces have mooted the principal
of political functions that Rawls and Beitz describe
philosophical objections, bridging the chasm between
are typically served by international human rights
natural and positive law by converting natural human
today.
rights into positive legal rights” (Henkin 1978). Theorists
who insist that the only human rights are legal rights 2. The Existence and Grounds of Human Rights
may find, however, that the interpretations they can
2.1 How Can Human Rights Exist?
give of universality, independent existence, and high
priority are weak. A philosophical question about human rights that
occurs to many people is how it is possible for such
Should human rights be defined in terms of serving
rights to exist. Several possible ways are explored in this
some sort of political function? Instead of seeing human
section.
rights as grounded in some sort of independently
existing moral reality, a theorist might see them as the The most obvious way in which human rights come into
norms of a highly useful political practice that humans existence is as norms of national and international law
have constructed or evolved. Such a view would see the that are created by enactment, custom, and judicial
idea of human rights as playing various political roles at decisions. At the international level, human rights
the national and international levels and as serving norms exist because of treaties that have turned them
thereby to protect urgent human and national into international law. For example, the human right
interests. These political roles might include providing not to be held in slavery or servitude in Article 4 of
standards for international evaluations of how the European Convention for the Protection of Human
governments treat their people and specifying when Rights and Fundamental Freedoms (Council of Europe,
use of economic sanctions or military intervention is 1950) and in Article 8 of the International Covenant on
permissible (see Section 2.3 Political Conceptions of Civil and Political Rights (UN 1966) exists because these
Human Rights below). treaties establish it. At the national level, human rights
norms exist because they have through legislative
enactment, judicial decision, or custom become part of
4

a country’s law. For example, the right against slavery even harder than persuading them of human rights.
exists in the United States because the 13th Legal enactment at the national and international levels
Amendment to the U.S. Constitution prohibits slavery provides a far more secure status for practical
and servitude. When rights are embedded in purposes.
international law we speak of them as human rights;
Human rights could also exist independently of legal
but when they are enacted in national law we more
enactment by being part of actual human moralities. All
frequently describe them as civil or constitutional
human groups seem to have moralities in the sense of
rights.
imperative norms of interpersonal behavior backed by
Enactment in national and international law is clearly reasons and values. These moralities contain specific
one of the ways in which human rights exist. But many norms (for example, a prohibition of the intentional
have suggested that this cannot be the only way. If murder of an innocent person) and specific values (for
human rights exist only because of enactment, their example, valuing human life.) If almost all human
availability is contingent on domestic and international groups have moralities containing norms prohibiting
political developments. Many people have looked for a murder, these norms could partially constitute the
way to support the idea that human rights have roots human right to life.
that are deeper and less subject to human decisions
The view that human rights are norms found in all
than legal enactment. One version of this idea is that
human moralities is attractive but has serious
people are born with rights, that human rights are
difficulties. Although worldwide acceptance of human
somehow innate or inherent in human beings (see
rights has been increasing rapidly in recent decades
Morsink 2009). One way that a normative status could
(see 4. Universal Human Rights in a World of Diverse
be inherent in humans is by being God-given. TheU.S.
Beliefs and Practices), worldwide moral unanimity
Declaration of Independence (1776) claims that people
about human rights does not exist. Human rights
are “endowed by their Creator” with natural rights to
declarations and treaties are intended to change
life, liberty, and the pursuit of happiness. On this view,
existing norms, not just describe the existing moral
God, the supreme lawmaker, enacted some basic
consensus.
human rights.
Yet another way of explaining the existence of human
Rights plausibly attributed to divine decree must be
rights is to say that they exist most basically in true or
very general and abstract (life, liberty, etc.) so that they
justified ethical outlooks. On this account, to say that
can apply to thousands of years of human history, not
there is a human right against torture is mainly to assert
just to recent centuries. But contemporary human
that there are strong reasons for believing that it is
rights are specific and many of them presuppose
always morally wrong to engage in torture and that
contemporary institutions (e.g., the right to a fair trial
protections should be provided against it. This
and the right to education). Even if people are born
approach would view the Universal Declaration as
with God-given natural rights, we need to explain how
attempting to formulate a justified political morality for
to get from those general and abstract rights to the
the whole planet. It was not merely trying to identify a
specific rights found in contemporary declarations and
preexisting moral consensus; it was rather trying to
treaties.
create a consensus that could be supported by very
Attributing human rights to God’s commands may give plausible moral and practical reasons. This approach
them a secure status at the metaphysical level, but in a requires commitment to the objectivity of such reasons.
very diverse world it does not make them practically It holds that just as there are reliable ways of finding
secure. Billions of people do not believe in the God of out how the physical world works, or what makes
Christianity, Islam, and Judaism. If people do not buildings sturdy and durable, there are ways of finding
believe in God, or in the sort of god that prescribes out what individuals may justifiably demand of each
rights, and if you want to base human rights on other and of governments. Even if unanimity about
theological beliefs you must persuade these people of a human rights is currently lacking, rational agreement is
rights-supporting theological view. This is likely to be available to humans if they will commit themselves to
5

open-minded and serious moral and political inquiry. If an option for a human being; having a life requires
moral reasons exist independently of human regarding the indispensable conditions of agency and
construction, they can—when combined with true action as necessary goods. Abstractly described, these
premises about current institutions, problems, and conditions of successful agency are freedom and well-
resources—generate moral norms different from those being. A prudent rational agent who must have
currently accepted or enacted. The Universal freedom and well-being will assert a “prudential right
Declaration seems to proceed on exactly this claim” to them. Having demanded that others respect
assumption (see Morsink 2009). One problem with this her freedom and well-being, consistency requires her to
view is that existence as good reasons seems a rather recognize and respect the freedom and well-being of
thin form of existence for human rights. But perhaps we other persons. Since all other agents are in exactly the
can view this thinness as a practical rather than a same position as she is of needing freedom and well-
theoretical problem, as something to be remedied by being, consistency requires her to recognize and
the formulation and enactment of legal norms. The best respect their claims to freedom and well-being. She
form of existence for human rights would combine “logically must accept” that other people as agents
robust legal existence with the sort of moral existence have equal rights to freedom and well-being. These two
that comes from widespread acceptance based on abstract rights work alone and together to generate
strong moral and practical reasons. equal specific human rights of familiar sorts (Gewirth
1978, 1982, 1996). Gewirth’s aspiration was to provide
2.2 Normative Justifications for Human Rights
an argument for human rights that applies to all human
Justifications for human rights should defend their main agents and that is inescapable. From a few hard-to-
features including their character as rights, their dispute facts and a principle of consistency he thinks we
universality, and their high priority. Such justifications can derive two generic human rights—and from them,
should also be capable of providing starting points for a list of more determinate rights. Gewirth’s views have
justifying a plausible list of specific rights (on starting generated a large critical literature (see Beyleveld 1991,
points and making the transition to specific rights see Boylan 1999).
Nickel 2007; see also Section 3 Which Rights are Human
A more recent attempt to base human rights on agency
Rights?below). Further, justifying international human
and autonomy is found in James Griffin’s book, On
rights is likely to require additional steps (Buchanan
Human Rights (2008). Griffin does not share Gewirth’s
2012). These requirements make the construction of a
goal of providing a logically inescapable argument for
good justification for human rights a daunting task.
human rights, but his overall view shares key structural
Approaches to justification include grounding human features with Gewirth’s. These include starting the
rights in prudential reasons, practical reasons, moral justification with the unique value of human agency
rights (Thomson 1990), human well-being (Sumner and autonomy (which Griffin calls “normative agency”),
1987, Talbott 2010), fundamental interests (Beitz 2015), postulating some abstract rights (autonomy, freedom,
human needs (Miller 2012), agency and autonomy and well-being), and making a place for a right to well-
(Gewirth 1996, Griffin 2008) dignity (Gilabert 2018, being within an agency-based approach.
Kateb 2011, Tasioulas 2015), fairness (Nickel 2007),
In the current dispute between “moral” (or “orthodox”)
equality, and positive freedom (Gould 2004, Nussbaum
and “political” conceptions of human rights, Griffin
2000, Sen 2004). Justifications can be based on just one
strongly sides with those who see human rights as
of these types of reasons or they can be eclectic and
fundamentally moral rights. Their defining role, in
appeal to several (Tasioulas. 2015).
Griffin’s view, is protecting people’s ability to form and
Grounding human rights in human agency and pursue conceptions of a worthwhile life—a capacity
autonomy has had strong advocates in recent decades. that Griffin variously refers to as “autonomy,”
For example, in Human Rights: Essays on Justification “normative agency,” and “personhood.” This ability to
and Application (1982) Alan Gewirth offered an agency- form, revise, and pursue conceptions of a worthwhile
based justification for human rights. He argued that life is taken to be of paramount value, the exclusive
denying the value of successful agency and action is not source of human dignity, and thereby the basis of
6

human rights (Griffin 2008). Griffin holds that people prominent advocates in recent decades. These
value this capacity “especially highly, often more highly “political” conceptions of human rights explain what
than even their happiness.” human rights are by describing the things that they do.
Two philosophers who have developed political
“Practicalities” also shape human rights in Griffin’s
conceptions are discussed in this section, namely, John
view. He describes practicalities as “a second ground”
Rawls and Charles Beitz (for helpful discussions of
of human rights. They prescribe making the boundaries
political conceptions and their alternatives see the
of rights clear by avoiding “too many complicated
collections of essays in Etinson 2018 and Maliks and
bends,” enlarging rights a little to give them safety
Schaffer 2017).
margins, and consulting facts about human nature and
the nature of society. Accordingly, the justifying generic Advocates of political conceptions of human rights are
function that Griffin assigns to human rights is often agnostic or skeptical about universal moral rights
protecting normative agency while taking account of while rejecting wholesale moral skepticism and thinking
practicalities. possible the provision of sound normative justifications
for the content, normativity, and roles of human rights
Griffin claims that human rights suffer even more than
(for challenges to purely political views see Gilabert
other normative concepts from an “indeterminacy of
2011, Liao and Etinson 2012, Sangiovanni 2017, and
sense” that makes them vulnerable to proliferation
Waldron 2018).
(Griffin 2008). He thinks that tying all human rights to
the single value of normative agency while taking John Rawls introduced the idea of a political conception
account of practicalities is the best way to remedy this of human rights in his book, The Law of Peoples (Rawls
malady. He criticizes the frequent invention of new 1999). The basic idea is that we can understand what
human rights and the “ballooning of the content” of human rights are and what their justification requires
established rights. Still, Griffin is friendly towards most by identifying the main roles they play in some political
of the rights in the Universal Declaration of Human sphere. In The Law of Peoples this sphere is
Rights. Beyond this, Griffin takes human rights to international relations (and, secondarily, national
include many rights in interpersonal morality. For politics). Rawls was attempting a normative
example, Griffin thinks that a child’s human right to reconstruction of international law and politics within
education applies not just against governments but also today’s international system, and this helps explain
against the child’s parents. Rawls’s focus on how human rights function within this
system.
Griffin’s thesis that all human rights are grounded in
normative agency is put forward not so much as a Rawls says that human rights are a special class of
description but as a proposal, as the best way of giving urgent rights. He seems to accept the definition of
human rights unity, coherence, and limits. human rights given in Section 1 above. Besides saying
Unfortunately, accepting and following this proposal is that human rights are rights that are high priority or
unlikely to yield effective barriers to proliferation or a “urgent,” Rawls also accepts that they are plural and
sharp line between human rights and other moral universal. But Rawls was working on a narrower project
norms. The main reason is one that Griffin himself than Gewirth and Griffin. The international human
recognizes: the “generative capacities” of normative rights he was concerned with are also defined by their
agency are “quite great.” Providing adequate roles in helping define in various ways the normative
protections of the three components of normative structure of the global system. They provide content to
agency (autonomy, freedom, and minimal well-being) other normative concepts such as legitimacy,
will encounter a lot of threats to these values and sovereignty, permissible intervention, and membership
hence will require lots of rights. in good standing in the international community.
2.3 Political Conceptions of Human Rights According to Rawls the justificatory process for human
rights is analogous to the one for principles of justice at
Views that explain human rights in terms of the
the national level that he described in A Theory of
practical political roles that they play have had
Justice (Rawls 1971). Instead of asking about the terms
7

of cooperation that free and equal citizens would agree Beitz deals with human rights only as they have
to under fair conditions, we ask about the terms of developed in contemporary international human rights
cooperation that free and equal peoples or countries practice. Beitz suggests that we can develop an
would agree to under fair conditions. We imagine understanding of human rights by attending to “the
representatives of the world’s countries meeting to practical inferences that would be drawn by competent
choose the normative principles that constitute the participants in the practice from what they regard as
basic international structure. These representatives are valid claims of human rights.” Observations of what
imagined to see the countries they represent as free competent participants say and do inform the account
(rightfully independent) and equal (equally worthy of of what human rights are. The focus is not on what
respect and fair treatment). These representatives are human rights are at some deep philosophical level; it is
also imagined to be choosing rationally in light of the rather on how they work by guiding actions within a
fundamental interests of their country, to be recently emerged and still evolving discursive practice.
reasonable in seeking to find and respect fair terms of The norms of the practice guide the interpretation and
cooperation, and impartial because they are behind a application of human rights, the appropriateness of
“veil of ignorance”—they lack information about the criticism in terms of human rights, adjudication in
country they represent such as its size, wealth, and human rights courts, and—perhaps most importantly—
power. Rawls holds that under these conditions these responding to serious violations of human rights. Beitz
representatives will unanimously choose principles for says that human rights are “matters of international
the global order that include some basic human rights concern” and that they are “potential triggers of
(for further explanation of the global original position transnational protective and remedial action.”
see the entries on John Rawls and original position).
Beitz does not agree with Rawls’s view that these roles
Rawls advocated a limited list of human rights, one that require an abbreviated list of human rights. He accepts
leaves out many fundamental freedoms, rights of that the requirements of human rights are weaker than
political participation, and equality rights. He did this the requirements of social justice at the national level,
for two reasons. One is that he wanted a list that is but denies that human rights are minimal or highly
plausible for all reasonable countries, not just liberal modest in other respects.
democracies. The second reason is that he viewed
Beitz rightly suggests that a reasonable person can
serious violations of human rights as triggering
accept and use the idea of human rights without
permissible intervention by other countries, and only
accepting any particular view about their foundations.
the most important rights can play this role.
It is less clear that he is right in suggesting that good
Leaving out protections for equality and democracy is a justifications of human rights should avoid as far as
high price to pay for assigning human rights the role of possible controversial assumptions about religion,
making international intervention permissible when metaphysics, ideology, and intrinsic value (see the
they are seriously violated. We can accommodate entry public reason). Beitz emphasizes the practical
Rawls’underlying idea without paying that price. To good that human rights do, not their grounds in some
accept the idea that countries engaging in massive underlying moral reality. This helps make human rights
violations of the most important human rights are not attractive to people from around the world with their
to be tolerated we do not need to follow Rawls in diverse religious and philosophical traditions. The broad
equating international human rights with a heavily- justification for human rights and their normativity that
pruned list. Instead we can work up a view—which is Beitz offers is that they protect “urgent individual
needed for other purposes anyway—of which human interests against predictable dangers (”standard
rights are the weightiest and then assign the threats“) to which they are vulnerable under typical
intervention-permitting role to this subset. circumstances of life in a modern world order
composed of independent states.”
Charles Beitz’s account of human rights in The Idea of
Human Rights (Beitz 2009) shares many similarities with
Rawls’s but is much more fully developed. Like Rawls,
8

3. Which Rights are Human Rights? also respond to one or more common and serious
threats to that good (Dershowitz 2004, Donnelly 2003,
This section discusses the question of which rights
Shue 1996, Talbott 2005), impose burdens on the
belong on lists of human rights. The Universal
addressees that are justifiable and no larger than
Declaration’s list, which has had great influence,
necessary, and be feasible in most of the world’s
consists of six families: (1) Security rights that protect
countries (on feasibility see Gilabert 2009 and Nickel
people against murder, torture, and genocide; (2) Due
2007). This approach restrains rights inflation with
process rights that protect people against arbitrary and
several tests, not just one master test.
excessively harsh punishments and require fair and
public trials for those accused of crimes; (3) Liberty In deciding which specific rights are human rights it is
rights that protect people’s fundamental freedoms in possible to make either too little or too much of
areas such as belief, expression, association, and international documents such as the Universal
movement; (4) Political rights that protect people’s Declaration and the European Convention. One makes
liberty to participate in politics by assembling, too little of them by proceeding as if drawing up a list of
protesting, voting, and serving in public office; (5) important rights were a new question, never before
Equality rights that guarantee equal citizenship, addressed, and as if there were no practical wisdom to
equality before the law, and freedom from be found in the choices of rights that went into the
discrimination; and (6) Social rights that require that historic documents. And one makes too much of them
governments ensure to all the availability of work, by presuming that those documents tell us everything
education, health services, and an adequate standard we need to know about human rights. This approach
of living. A seventh category, minority and group rights, involves a kind of fundamentalism: it holds that when a
has been created by subsequent treaties. These rights right is on the official lists of human rights that settles
protect women, racial and ethnic minorities, indigenous its status as a human right (“If it’s in the book that’s all I
peoples, children, migrant workers, and the disabled. need to know.”) But the process of identifying human
rights in the United Nations and elsewhere was a
Not every question of social justice or wise governance
political process with plenty of imperfections. There is
is a human rights issue. For example, a country could
little reason to take international diplomats as the most
have too many lawyers or inadequate provision for
authoritative guides to which human rights there are.
graduate-level education without violating any human
Further, even if a treaty’s ratification by most countries
rights. Deciding which norms should be counted as
can settle the question of whether a certain right is a
human rights is a matter of considerable difficulty. And
human right within international law, such a treaty
there is continuing pressure to expand lists of human
cannot settle its weight. The treaty may suggest that
rights to include new areas. Many political movements
the right is supported by weighty considerations, but it
would like to see their main concerns categorized as
cannot make this so. If an international treaty enacted a
matters of human rights, since this would publicize,
right to visit national parks without charge as a human
promote, and legitimize their concerns at the
right, the ratification of that treaty would make free
international level. A possible result of this is “human
access to national parks a human right within
rights inflation,” the devaluation of human rights
international law. But it would not be able to make us
caused by producing too much bad human rights
believe that the right to visit national parks without
currency (See Cranston 1973, Orend 2002, Wellman
1999, Griffin 2008). charge was sufficiently important to be a real human
right (see Luban 2015).
One way to avoid rights inflation is to follow Cranston in
3.1 Civil and Political Rights
insisting that human rights only deal with extremely
important goods, protections, and freedoms. A The least controversial family of human rights is civil
supplementary approach is to impose several and political rights. These rights are familiar from
justificatory tests for specific human rights. For historic bills of rights such as the French Declaration of
example, it could be required that a proposed human the Rights of Man and the Citizen(1789) and the U.S. Bill
right not only protect some very important good but of Rights (1791, with subsequent amendments).
9

Contemporary sources include the first 21 Articles of 3.2 Social Rights


the Universal Declaration, and treaties such as
The Universal Declaration included social (or “welfare”)
the European Convention, the International Covenant
rights that address matters such as education, food,
on Civil and Political Rights, the American Convention
health services, and employment. Their inclusion has
on Human Rights, and the African Charter on Human
been the source of much controversy (see Beetham
and People’s Rights. Some representative formulations
1995). The European Convention did not include them
follow:
(although it was later amended to include the right to
Everyone has the right to freedom of thought and education). Instead they were put into a separate
expression. This right includes freedom to seek, receive, treaty, theEuropean Social Charter. When the United
and impart information and ideas of all kinds, Nations began the process of putting the rights of the
regardless of frontiers, either orally, in writing, in print, Universal Declaration into international law, it followed
in the form of art, or through any other medium of the same pattern by treating economic and social
one’s choice. (American Convention on Human Rights, standards in a treaty separate from the one dealing
Article 13.1) with civil and political rights. This treaty,
Everyone has the right to freedom of peaceful assembly the International Covenant on Economic, Social, and
and to freedom of association with others, including the Cultural Rights (the “Social Covenant,” 1966), treated
right to form and to join trade unions for the protection these standards as rights—albeit rights to be
of his interests (European Convention, Article 11). progressively realized.
Every citizen shall have the right to participate freely in
The Social Covenant’s list of rights includes
the government of his country, either directly or
nondiscrimination and equality for women in economic
through freely chosen representatives in accordance
and social life (Articles 2 and 3), freedom to work and
with the provisions of the law. 2. Every citizen shall
opportunities to work (Article 4), fair pay and decent
have the right of equal access to the public service of
conditions of work (Article 7), the right to form trade
his country. 3. Every individual shall have the right of
unions and to strike (Article 8), social security (Article
access to public property and services in strict equality
9), special protections for mothers and children (Article
of all persons before the law (African Charter, Article
10), the right to adequate food, clothing, and housing
13).
(Article 11), the right to basic health services (Article
Most civil and political rights are not absolute—they
12), the right to education (Article 13), and the right to
can in some cases be overridden by other
participate in cultural life and scientific progress (Article
considerations. For example, the right to freedom of
15).
movement can be restricted by public and private
property rights, by restraining orders related to Article 2.1 of the Social Covenant sets out what each of
domestic violence, and by legal punishments. Further, the parties commits itself to do about this list, namely
after a disaster such as a hurricane or earthquake free to “take steps, individually and through international
movement is often appropriately suspended to keep assistance and co-operation…to the maximum of its
out the curious, permit access of emergency vehicles available resources, with a view to achieving
and equipment, and prevent looting. The International progressively the full realization of the rights recognized
Covenant on Civil and Political Rights permits rights to in the present Covenant.” In contrast, the Civil and
be suspended during times “of public emergency which Political Covenant commits its signatories to immediate
threatens the life of the nation” (Article 4). But it compliance, to “respect and to ensure to all individuals
excludes some rights from suspension including the within its territory the rights recognized in the present
right to life, the prohibition of torture, the prohibition Covenant” (Article 2.1). The contrast between these
of slavery, the prohibition of ex post facto criminal laws, two levels of commitment has led some people to
and freedom of thought and religion. suspect that economic and social rights are really just
valuable goals. Why did the Social Covenant opt for
progressive implementation and thereby treat its rights
as being somewhat like goals? The main reason is that
10

many of the world’s countries lacked the economic, serious efforts to combat poverty, lack of education,
institutional, and human resources to realize these and unhealthy living conditions in countries all around
standards fully or even largely. For many countries, the world (see also Langford 2013 on the UN Millenium
noncompliance due to inability would have been Development Goals). The objection also cannot be that
certain if these standards had been treated as human rights facilitated the hollowing out of systems of
immediately binding. welfare rights in many developed countries that
occurred after 1980. Those cuts in welfare programs
Social rights have often been defended with linkage
were often in violation of the requirements of
arguments that show the support they provide to
adequately realizing social rights.
adequate realization of civil and political rights. This
approach was first developed philosophically by Henry Perhaps it should be conceded that human rights
Shue (Shue 1996; see also Nickel 2007 and 2016). documents and treaties have not said enough about
Linkage arguments defend controversial rights by positive measures to promote equal opportunity in
showing the indispensable or highly useful support they education and work. A positive right to equal
provide to uncontroversial rights. For example, if a opportunity, like the one Rawls proposed, would
government succeeds in eliminating hunger and require countries to take serious measures to reduce
providing education to everyone this promotes people’s disparities between the opportunities effectively
abilities to know, use, and enjoy their liberties, due available to children of high-income and low-income
process rights, and rights of political participation. Lack parents (Rawls 1971).
of education is frequently a barrier to the realization of
A strongly egalitarian political program is best pursued
civil and political rights because uneducated people
partially within but mostly beyond the human rights
often do not know what rights they have and what they
framework. One reason for this is that the human rights
can do to use and defend them. Lack of education is
movement will have better future prospects for
also a common barrier to democratic participation.
acceptance and realization if it has widespread political
Education and a minimum income make it easier for
support. That requires that the rights it endorses appeal
people near the bottom economically to follow politics,
to people with a variety of political views ranging from
participate in political campaigns, and to spend the
center-left to center-right. Support from the broad
time and money needed to go to the polls and vote.
political center will not emerge and survive if the
Do social rights yield a sufficient commitment to human rights platform is perceived as mostly a leftist
equality? Objections to social rights as human rights program.
have come from both the political right and the political
Do social rights protect sufficiently important human
left. A common objection from the left, including liberal
interests? Maurice Cranston opposed social rights by
egalitarians and socialists, is that social rights as
suggesting that social rights are mainly concerned with
enumerated in human rights documents and treaties
matters such as holidays with pay that are not matters
provide too weak of a commitment to material equality
of deep and universal human interests (Cranston 1967,
(Moyn 2018; Gilabert 2015). Realizing social rights
1973. Treatments of objections to social rights include
requires a state that ensures to everyone an adequate
Beetham 1995; Howard 1987; and Nickel 2007). It is far
minimum of resources in some key areas but that does
from the case, however, that most social rights pertain
not necessarily have strong commitments to equality of
only to superficial interests. Consider two examples: the
opportunity, to strong redistributive taxation, and to
right to an adequate standard of living and the right to
ceilings on wealth (see the entriesequality, equality of
free public education. These rights require
opportunity, distributive justice, and liberal feminism).
governments to try to remedy widespread and serious
The egalitarian objection cannot be that human rights evils such as severe poverty, starvation and
documents and treaties showed no concern for people malnutrition, and ignorance. The importance of food
living in poverty and misery. That would be wildly false. and other basic material conditions of life is easy to
One of the main purposes of including social rights in show. These goods are essential to people’s ability to
human rights documents and treaties was to promote live, function, and flourish. Without adequate access to
11

these goods, interests in life, health, and liberty are to those unable to provide for themselves, then
endangered and serious illness and death are probable. families, friends, and communities will have to shoulder
Lack of access to educational opportunities typically this burden. It is only in the last hundred or so years
limits (both absolutely and comparatively) people’s that government-sponsored social rights have taken
abilities to participate fully and effectively in the over a substantial part of the burden of providing for
political and economic life of their country. the needy. The taxes associated with social rights are
partial replacements for other burdensome duties,
Are social rights too burdensome? Another objection to
namely the duties of families and communities to
social rights is that they are too burdensome on their
provide adequate care for the unemployed, sick,
dutybearers. It is very expensive to guarantee to
disabled, and aged. Deciding whether to implement
everyone basic education and minimal material
social rights is not a matter of deciding whether to bear
conditions of life. Frequently the claim that social rights
such burdens, but rather of deciding whether to
are too burdensome uses other, less controversial
continue with total reliance on a system of informal
human rights as a standard of comparison, and suggests
provision that distributes assistance in a very spotty
that social rights are substantially more burdensome or
way and whose costs fall very unevenly on families,
expensive than liberty rights. Suppose that we use as a
friends, and communities.
basis of comparison liberty rights such as freedom of
communication, association, and movement. These Are social rights feasible worldwide? Another objection
rights require both respect and protection from to social rights alleges that they are not feasible in
governments. And people cannot be adequately many countries (on how to understand feasibility see
protected in their enjoyment of liberties such as these Gilabert 2009). It is very expensive to provide
unless they also have security and due process rights. guarantees of subsistence, measures to protect and
The costs of liberty, as it were, include the costs of law restore people’s health, and education. Many
and criminal justice. Once we see this, liberty rights governments will be unable to provide these
start to look a lot more costly. guarantees while meeting other important
responsibilities. Rights are not magical sources of
Further, we should not generally think of social rights as
supply (Holmes and Sunstein 1999).
simply giving everyone a free supply of the goods they
protect. Guarantees of things like food and housing will As we saw earlier, the Social Covenant dealt with the
be intolerably expensive and will undermine issue of feasibility by calling for progressive
productivity if everyone simply receives a free supply. A implementation, that is, implementation as financial
viable system of social rights will require most people and other resources permit. Does this view of
to provide these goods for themselves and their implementation turn social rights into high-priority
families through work as long as they are given the goals? And if so, is that a bad thing?
necessary opportunities, education, and infrastructure.
Standards that outrun the abilities of many of their
Government-implemented social rights provide
addressees are good candidates for treatment as goals.
guarantees of availability (or “secure access”), but
Viewing them as largely aspirational rather than as
governments should have to supply the requisite goods
imposing immediate duties avoids problems of inability-
in only a small fraction of cases. Note that education is
based noncompliance. One may worry, however, that
often an exception to this since many countries provide
this is too much of a demotion for social rights because
free public education irrespective of ability to pay.
goals seem much weaker than rights. But goals can be
Countries that do not accept and implement social formulated in ways that make them more like rights.
rights still have to bear somehow the costs of providing They can be assigned addressees (the parties who are
for the needy since these countries—particularly if they to pursue the goal), beneficiaries, scopes that define
recognize democratic rights of political participation— the objective to be pursued, and a high level of priority
are unlikely to find it tolerable to allow sizeable parts of (see Langford 2013 and Nickel 2013; see also UN
the population to starve and be homeless. If Human Rights and the 2030 Sustainable Development
government does not supply food, clothing, and shelter Goals). Strong reasons for the importance of these
12

goals can be provided. And supervisory bodies can Human rights documents also include rights that refer
monitor levels of progress and pressure low-performing to minorities explicitly and give them special
addressees to attend to and work on their goals. protections. For example, the Civil and Political
Covenant in Article 27 says that persons belonging to
Treating very demanding rights as goals has several
ethnic, religious, or linguistic minorities “shall not be
advantages. One is that proposed goals that greatly
denied the right, in community with other members of
exceed our abilities are not so farcical as proposed
their group, to enjoy their own culture, to profess and
duties that do so. Creating grand lists of social rights
practice their own religion, or to use their own
that many countries cannot presently realize seems
language.”
farcical to many people. Perhaps this perceived lack of
realism is reduced if we understand that these “rights” Feminists have often protested that standard lists of
are really goals that countries should seriously human rights do not sufficiently take into account the
promote. Goals coexist easily with low levels of ability different risks faced by women and men. For example,
to achieve them. Another advantage is that goals are issues like domestic violence, reproductive choice, and
flexible: addressees with different levels of ability can trafficking of women and girls for sex work did not have
choose ways of pursuing the goals that suit their a prominent place in early human rights documents and
circumstances and means. Because of these attractions treaties. Lists of human rights have had to be expanded
it may be worth exploring sophisticated ways to “to include the degradation and violation of women”
transform very demanding human rights into goals. The (Bunch 2006, 58; see also Lockwood 2006 and Okin
transformation may be full or partial. It is possible to 1998). Violations of women’s human rights often occur
create right-goal mixtures that contain some in the home at the hands of other family members, not
mandatory elements and that therefore seem more like in the street at the hands of the police. Most violence
real rights (see Brems 2009). A right-goal mixture might against women occurs in the “private” sphere. This has
include some rights-like goals, some mandatory steps meant that governments cannot be seen as the only
to be taken immediately, and duties to realize the addressees of human rights and that the right to
rights-like goals as quickly as possible. privacy of home and family needs qualifications to
allow police to protect women within the home.
3.3 Rights of Women, Minorities, and Groups
The issue of how formulations of human rights should
Equality of rights for historically disadvantaged or
respond to variations in the sorts of risks and dangers
subordinated groups is a longstanding concern of the
that different people face is difficult and arises not just
human rights movement. Human rights documents
in relation to gender but also in relation to age,
repeatedly emphasize that all people, including women
profession, political affiliation, religion, and personal
and members of minority ethnic and religious groups,
interests. Due process rights, for example, are much
have equal human rights and should be able to enjoy
more useful to young people (and particularly young
them without discrimination. The right to freedom from
men) than they are to older people since the latter are
discrimination figures prominently in the Universal
far less likely to run afoul of the criminal law.
Declaration and subsequent treaties. The Civil and
Political Covenant, for example, commits participating Since 1964 the United Nations has mainly dealt with the
states to respect and protect their people’s rights rights of women and minorities through specialized
“without distinction of any kind, such as race, color, treaties such as the International Convention on the
sex, language, political or other opinion, national or Elimination of All Forms of Racial Discrimination (1965);
social origin, property, birth, or social status” (on the Convention on the Elimination of All Forms of
minority and group rights see Kymlicka 1995, Nickel Discrimination Against Women (1979); the Convention
2007). on the Rights of the Child (1989), and the Convention
on the Rights of Persons with Disabilities (2007). See
A number of standard individual rights are especially
also the Declaration on the Rights of Indigenous
important to ethnic and religious minorities, including
Peoples(2007). Specialized treaties allow international
rights to freedom of association, freedom of assembly,
norms to address unique problems of particular groups
freedom of religion, and freedom from discrimination.
13

such as assistance and care during pregnancy and Alternative formulations are possible, however. A basic
childbearing in the case of women, custody issues in environmental human right can be understood as
the case of children, and the loss of historic territories requiring maintenance and restoration of an
by indigenous peoples. environment that is safe for human life and health.
Many countries have environmental rights of this sort
Minority groups are often targets of violence. Human
in their constitutional bills of rights (Hayward 2005).
rights norms call upon governments to refrain from
And the European Union’s Bill of Rights, the Charter of
such violence and to provide protections against it. This
Fundamental Rights of the European Union, includes in
work is partly done by the right to life, which is a
Article 37 an environmental protection norm: “A high
standard individual right. It is also done by the right
level of environmental protection and the improvement
against genocide which protects some groups from
of the quality of the environment must be integrated
attempts to destroy or decimate them. The Genocide
into the policies of the Union and ensured in
Convention was one of the first human rights treaties
accordance with the principle of sustainable
after World War II. The right against genocide is clearly
development.”
a group right. It is held by both individuals and groups
and provides protection to groups as groups. It is A human right to a safe environment or to
largely negative in the sense that it requires environmental protection does not directly address
governments and other agencies to refrain from issues such as the claims of animals or biodiversity,
destroying groups; but it also requires that legal and although it might do so indirectly using the idea of
other protections against genocide be created at the ecosystem services to humans (see Biodiversity and
national level. Human Rights. A justification for a human right to a safe
environment should show that environmental problems
Can the right against genocide be a human right? More
pose serious threats to fundamental human interests,
generally, can a group right fit the general idea of
values, or norms; that governments may appropriately
human rights proposed earlier? On that conception,
be burdened with the responsibility of protecting
human rights are rights of all persons. Perhaps it can,
people against these threats; and that most
however, if we broaden our conception of who can hold
governments actually have the ability to do this.
human rights to include important groups that people
form and cherish (see the entry on group rights). This Climate change is currently a major environmental
can be made more palatable, perhaps, by recognizing threat to many people’s lives and health, and hence it is
that the beneficiaries of the right against genocide are unsurprising that human rights approaches to climate
individual humans who enjoy greater security against change have been developed and advocated in recent
attempts to destroy the group to which they belong decades (see Bodansky 2011, Gardiner 2013, and UN
(Kymlicka 1989). Human Rights and Climate Change). One approach,
advocated by Steve Vanderheiden accepts the idea of a
3.4 Environmental Rights
human right to an environment that is adequate for
In spite of the danger of rights inflation, there are human life and health and derives from this broad right
doubtless norms that should be counted as human a more specific right to a stable climate (Vanderheiden
rights but are not generally recognized as such. After 2008). Another approach, advocated by Simon Caney,
all, there are lots of areas in which people’s dignity and does not require introducing a new environmental
fundamental interests are threatened by the actions right. It suggests instead that serious action to reduce
and omissions of individuals and governments. and mitigate climate change is required by already well-
Consider environmental rights, which are often defined established human rights because severe climate
to include rights of animals or even of nature itself (see change will violate many people’s rights to life, food,
the entry on environmental ethics). Conceived in this and health (Caney 2010). One could expand this
broad way environmental rights don’t have a good fit approach by arguing that severe climate change should
with the general idea of human rights because the be reduced and mitigated because it will cause massive
rightholders are not humans or human groups. human migrations and other crises that will undermine
14

the abilities of many governments to uphold human The conflict between relativists and human rights
rights (for evaluation of these arguments see Bell 2013). advocates may be partially based on differences in their
underlying philosophical beliefs, particularly in
4. Universal Human Rights in a World of Diverse
metaethics. Relativists are often subjectivists or
Beliefs and Practices
noncognitivists and think of morality as entirely socially
Two familiar philosophical worries about human rights constructed and transmitted. In contrast,
are that they are based on moral beliefs that are philosophically-inclined human rights advocates are
culturally relative and that their creation and advocacy more likely to adhere to or presuppose
involves ethnocentrism. Human rights prescribe cognitivism, moral realism, and intuitionism.
universal standards in areas such as security, law
During the drafting in 1947 of the Universal
enforcement, equality, political participation, and
Declaration, the Executive Board of the American
education. The peoples and countries of planet Earth
Anthropological Association warned of the danger that
are, however, enormously varied in their practices,
the Declaration would be “a statement of rights
traditions, religions, and levels of economic and
conceived only in terms of the values prevalent in
political development. Putting these two propositions
Western Europe and America.” Perhaps the main
together may be enough to justify the worry that
concern of the AAA Board in the period right after
universal human rights do not sufficiently
World War II was to condemn the intolerant colonialist
accommodate the diversity of Earth’s peoples. A
attitudes of the day and to advocate cultural and
theoretical expression of this worry is “relativism,” the
political self-determination. But the Board also made
idea that ethical, political, and legal standards for a
the stronger assertion that “standards and values are
particular country or region are mostly shaped by the
relative to the culture from which they derive” and thus
traditions, beliefs, and conditions of that country or
“what is held to be a human right in one society may be
region (see the entry on moral relativism). The
regarded as anti-social by another people” (American
anthropologist William G. Sumner, writing in 1906,
Anthropological Association Statement on Human
asserted that “the mores can make anything right and
Rights 1947).
prevent condemnation of anything” (Sumner 1906).
This is not, of course, the stance of most
Relativists sometimes accuse human rights advocates of
anthropologists today. Currently the American
ethnocentrism, arrogance, and cultural imperialism
Anthropological Association has a Committee on
(Talbott 2005). Ethnocentrism is the assumption,
Human Rights whose objectives include promoting and
usually unconscious, that “one’s own group is the
protecting human rights and developing an
center of everything” and that its beliefs, practices, and
anthropological perspective on human rights. While still
norms provide the standards by which other groups are
emphasizing the importance of cultural differences,
“scaled and rated” (Sumner 1906; see also Etinson 2018
anthropologists now often support cultural survival and
who argues that ethnocentrism is best understood as a
the protection of vulnerable cultures, non-
kind of cultural bias rather than as a belief in cultural
discrimination, and the rights and land claims of
superiority). Ethnocentrism can lead to arrogance and
indigenous peoples.
intolerance in dealings with other countries, ethical
systems, and religions. Finally, cultural imperialism The idea that relativism and exposure to other cultures
occurs when the economically, technologically, and promote tolerance may be correct from a psychological
militarily strongest countries impose their beliefs, perspective. People who are sensitive to differences in
values, and institutions on the rest of the world. beliefs, practices, and traditions, and who are
Relativists often combine these charges with a suspicious of the grounds for extending norms across
prescription, namely that tolerance of varied practices borders, may be more inclined to be tolerant of other
and traditions ought to be instilled and practiced countries and peoples than those who believe in an
through measures that include extended learning about objective universal morality. Still, philosophers have
other cultures. been generally critical of attempts to argue from
relativism to a prescription of tolerance (Talbott 2005).
15

If the culture and religion of one country has long interrelated. The international community must treat
fostered intolerant attitudes and practices, and if its human rights globally in a fair and equal manner, on the
citizens and officials act intolerantly towards people same footing, and with the same emphasis. While the
from other countries, they are simply following their significance of national and regional particularities and
own traditions and cultural norms. They are just doing various historical, cultural and religious backgrounds
what relativists think people mostly do. Accordingly, a must be borne in mind, it is the duty of States,
relativist from a tolerant country will be hard-pressed regardless of their political, economic and cultural
to find a basis for criticizing the citizens and officials of systems, to promote and protect all human rights and
the intolerant country. To do so the relativist will have fundamental freedoms.”
to endorse a transcultural principle of tolerance and to
Perhaps the debate about relativism and human rights
advocate as an outsider cultural change in the direction
has become obsolete. In recent decades widespread
of greater tolerance. Because of this, relativists who are
acceptance of human rights has occurred in most parts
deeply committed to tolerance may find themselves
of the world. Three quarters of the world’s countries
attracted to a qualified commitment to human rights.
have ratified the major human rights treaties, and many
East Asia is the region of the world that participates countries in Africa, the Americas, and Europe
least in the international human rights system—even participate in regional human rights regimes that have
though some important East Asian countries such as international courts (see Georgetown University Human
Japan and South Korea do participate. In the 1990s Rights Law Research Guide in the Other Internet
Singapore’s Senior Minister Lee Kuan Yew and others Resources below). Further, all of the world’s countries
argued that international human rights as found in now use similar political institutions (law, courts,
United Nations declarations and treaties were legislatures, executives, militaries, bureaucracies,
insensitive to distinctive “Asian values” such as prizing police, prisons, taxation, and public schools) and these
families and community (in contrast to strong institutions carry with them characteristic problems and
individualism); putting social harmony over personal abuses (Donnelly 2003). Finally, globalization has
freedom; respect for political leaders and institutions; diminished the differences among peoples. Today’s
and emphasizing responsibility, hard work, and world is not the one that early anthropologists and
thriftiness as means of social progress (on the Asian missionaries found. National and cultural boundaries
Values debate see Bauer and Bell 1999; Bell 2000; Sen are breached not just by international trade but also by
1997; and Twining 2009). Proponents of the Asian millions of travelers and migrants, electronic
values idea did not wish to abolish all human rights; communications, international law covering many
they rather wanted to deemphasize some families of areas, and the efforts of international governmental
human rights, particularly the fundamental freedoms and non-governmental organizations. International
and rights of democratic participation (and in some influences and organizations are everywhere and
cases the rights of women). They also wanted Western countries borrow freely and regularly from each other’s
governments and NGOs to stop criticizing them for inventions and practices.
human rights violations in these areas.
Worldwide polls on attitudes towards human rights are
At the 1993 World Conference on Human Rights in now available and they show broad support for human
Vienna, countries including Singapore, Malaysia, China, rights and international efforts to promote them.
and Iran advocated accommodations within human Empirical research can now replace or supplement
rights practice for cultural and economic differences. theoretical speculations about how much disagreement
Western representatives tended to view the position of on human rights exists worldwide. A December 2011
these countries as excuses for repression and report by the Council on Foreign Relations surveyed
authoritarianism. The Conference responded by recent international opinion polls on human rights that
approving the Vienna Declaration. It included in Article probe agreement and disagreement with propositions
5 the assertion that countries should not pick and such as “People have the right to express any opinion,”
choose among human rights: “All human rights are “People of all faiths can practice their religion freely,”
universal, indivisible and interdependent and “Women should have the same rights as men,” “People
16

of different races [should be] treated equally,” and  Boylan, M. (ed.), 1999, Gewirth: Critical Essays on
governments “should be responsible for ensuring that Action, Rationality, and Community, Lanham, MD:
[their] citizens can meet their basic need for food.” Big Rowman and Littlefield.
majorities of those polled in countries such as
 Brandt, R. B., 1983, “The Concept of a Moral
Argentina, Ukraine, Azerbaijan, Egypt, Iran, Kenya,
Right,” Journal of Philosophy, 80: 29–45.
Nigeria, China, India, and Indonesia gave affirmative
answers. Further, large majorities (on average 70%) in  Brems, E., 2009, “Human Rights: Minimum and
all the countries polled supported UN efforts to Maximum Perspectives,” Human Rights Law Review, 9:
promote the human rights set out in the Universal 343–372.
Declaration. Unfortunately, popular acceptance of
 Brownlee, K., 2013, “A Human Right Against Social
human rights ideas has not, however, prevented a
Deprivation,” Philosophical Quarterly, 63: 251, 199–
recent slide in many of these same countries towards
222.
authoritarianism.
 ––– 2015, “Do We Have a Human Right to the Political
Bibliography Determinants of Health,” in Cruft, R., Liao, S., and
Bibliography: Books and Articles in the Philosophy of Renzo, M. (eds.), Philosophical Foundations of Human
Human Rights Rights, Oxford: Oxford University Press.
 Buchanan, A., 2010, Human Rights, Legitimacy, and the
 Ashford, E., 2015, “A Moral Inconsistency Argument for Use of Force, Oxford: Oxford University Press.
a Basic Human Right to Subsistence,” in Cruft, R., Liao,
S., and Renzo, M. (eds.), Philosophical Foundations of  –––, 2013, The Heart of Human Rights, Oxford: Oxford
Human Rights, Oxford: Oxford University Press. University Press.

 Beetham, D., 1995, “What Future for Economic and  Bunch, C., 2006, “Women’s Rights as Human Rights,” in
Social Rights?”, Political Studies, 43: 41–60. B. Lockwood (ed.), Women’s Rights: A Human Rights
Quarterly Reader, Baltimore: Johns Hopkins University
 Beitz, C., 2015, “The Force of Subsistence Rights,” in Press.
Cruft, R., Liao, S., and Renzo, M. (eds.),
2015, Philosophical Foundations of Human Rights,  Caney S., 2010, “Climate Change, Human Rights and
Oxford: Oxford University Press. Moral Thresholds,” in Humphreys, S. (ed.), Human
Rights and Climate Change, Cambridge: Cambridge
 ––– 2009, The Idea of Human Rights, Oxford: Oxford University Press.
University Press.
 Cohen, J., 2012, Globalization and Sovereignty,
 Bell, D., 2013, “Climate Change and Human Cambridge: Cambridge University Press.
Rights.” WIREs Climate Change, 4: 159–170.
 Cohen, J., 2004, “Minimalism About Human Rights: The
 Besson, S., “Human Rights and Constitutional Law: Most We Can Hope For?”, Journal of Political
Patterns of Mutual Validation and Legitimation,” in Philosophy, 12: 90–213.
Cruft, R., Liao, S., and Renzo, M. (eds.),
2015, Philosophical Foundations of Human Rights,  Claude, R. and Weston, B. (eds.), 2006, Human Rights in
Oxford: Oxford University Press. the World Community, 3rd edition, Philadelphia:
University of Pennsylvania Press.
 Beyleveld, D., 1991, Dialectical Necessity of Morality:
An Analysis and Defense of Alan Gewirth’s Argument to  Corradetti, C., 2009, Relativism and Human Rights, New
the Principle of Generic Consistency, Chicago: University York: Springer.
of Chicago Press.  ––– (ed.), 2012, Philosophical Dimensions of Human
 Bodansky, D., 2010, “Introduction: Climate Change and Rights, New York: Springer.
Human Rights: Unpacking the Issues,” Georgia Journal
of International & Comparative Law, 38: 511–524.
17

 Cranston, M., 1967, “Human Rights, Real and  ––– 2011, Natural Law and Natural Rights, 2nd edition,
Supposed,” in D. D. Raphael (ed.), Political Theory and Oxford: Oxford University Press.
the Rights of Man, London: Macmillan.  Follesdal, A. 2018, “Appreciating the Margin of
 –––, 1973, What Are Human Rights?, London: Bodley Appreciation,” in Etinson, A. (ed.), Human Rights: Moral
Head. or Political?, Oxford: Oxford University Press.
 Cruft, R., 2012, “Human Rights as Rights,” in Ernst, G.  Gardiner, S., 2013, “Human Rights in a Hostile Climate,”
and Heilinger, J. (eds.), 2011, The Philosophy of Human in Holder, C., and Reidy, D. (eds.), 2013, Human Rights:
Rights: Contemporary Controversies, Berlin: Walter de The Hard Questions, Cambridge: Cambridge University
Gruyter. Press.
 –––, 2019, Human Rights, Ownership, and the  Gewirth, A., 1978, Reason and Morality, Chicago:
Individual, Oxford: Oxford University Press. University of Chicago Press.
 –––, Liao, S., and Renzo, M. (eds.), 2015, Philosophical  –––, 1982, Human Rights: Essays on Justification and
Foundations of Human Rights, Oxford: Oxford Applications, Chicago: University of Chicago Press.
University Press.  –––, 1996, The Community of Rights, Chicago:
 Dershowitz, A., 2004, Rights from Wrongs: A Secular University of Chicago Press.
Theory of the Origins of Rights, New York: Basic Books.  Gilabert, P., 2018, Human Dignity and Human Rights,
 Donnelly, J., 2012, International Human Rights, 4th Oxford: Oxford University Press.
edition, Philadelphia: Westview Press.  –––2009, “The Feasibility of Basic Socioeconomic
 –––, 2013, Universal Human Rights in Theory and Rights: A Conceptual Exploration,” The Philosophical
Practice, 3rd edition, Ithaca, NY and London: Cornell Quarterly, 59: 559–581.
University Press.  –––2011, “Humanist and Political Perspectives on
 Dworkin, R., 2011, Justice for Hedgehogs, Cambridge, Human Rights,” Political Theory, 39: 439–467.
MA: Harvard University Press.  ––– 2018, “Reflections on Human Rights and Power,” in
 ––– 1978, Taking Rights Seriously, Cambridge, MA: Etinson, A. (ed.), Human Rights: Moral or Political?,
Harvard University Press. Oxford: Oxford University Press.
 Ernst, G. and Heilinger, J. (eds.), 2011, The Philosophy of Glendon, M., 2001, A World Made New: Eleanor
Human Rights: Contemporary Controversies, Berlin: De Roosevelt and the Universal Declaration of Human
Gruyter. Rights, New York: Random House.
 Etinson, A. (ed.), 2018, Human Rights: Moral or  Gould, C., 2004, Globalizing Democracy and Human
Political?, Oxford: Oxford University Press. Rights, Cambridge: Cambridge University Press.
 –––, 2018, “Some Myths about  Griffin, J., 2008, On Human Rights, Oxford: Oxford
Ethnocentrism,” Australian Journal of Philosophy, 96: University Press.
209–224.  Hart, H., 1955, “Are There Any Natural
 Feinberg, J., 1973, Social Philosophy, Englewood Cliffs, Rights?” Philosophical Review, 64: 175–191.
NJ: Prentice-Hall.  Hayden, P. (ed.), 2001, The Philosophy of Human Rights,
 Fellmeth, A., 2016, Paradigms of International Human St. Paul, MN: Paragon Press.
Rights Law, New York: Oxford University Press  Hayward, T., 2005, Constitutional Environmental Rights,
 Finnis, J., 2012, “Grounding Human Rights in Natural Oxford: Oxford University Press.
Law,” American Journal of Jurisprudence, 60: 195–225.  Henkin, L., 1978, The Rights of Man Today, Boulder, CO:
Westview Press.
18

 Holder C., and Reidy, D. (eds.), 2013, Human Rights: The Luban, D., 2015, “Human Rights Pragmatism and
Hard Questions, Cambridge: Cambridge University Human Dignity,” in Cruft, R., Liao, S., and Renzo, M.
Press. (eds.), 2015, Philosophical Foundations of Human
Rights, Oxford: Oxford University Press.
 Holmes, S. and Sunstein, C., 1999, The Cost of Rights:
Why Liberty Depends on Taxes, New York: Norton.  Maliks, R. and Schaffer, J. (eds.), 2017, Moral and
Political Conceptions of Human Rights, Cambridge:
 Howard, R., 1987, “The Full-Belly Thesis: Should
Cambridge University Press.
Economic Rights Take Priority Over Civil and Political
Rights?” Human Rights Quarterly, 5: 467–90.  Meyers, D., 1985, Inalienable Rights: A Defense, New
York: Columbia University Press.
 Ignatieff, M., 2004, The Lesser Evil, Princeton: Princeton
University Press.  –––, 2016, Victims’ Stories and the Advancement of
Human Rights, New York: Oxford University Press.
 Kateb, G., 2011, Human Dignity, Cambridge, MA:
Harvard University Press.  Miller, D., 2012, “Grounding Human Rights,” Critical
Review of International Social and Political Philosophy,
 Kennedy, D., 2004, The Dark Sides of Virtue:
15: 207–227.
Reassessing International Humanitarianism,Princeton:
Princeton University Press.  Miller, R., 2010, Global Justice: The Ethics of Poverty
and Power, Oxford: Oxford University Press.
 King, J., 2012, Judging Social Rights, Cambridge:
Cambridge University Press.  Morsink, J., 1999, Universal Declaration of Human
Rights: Origins, Drafting, and Intent, Philadelphia:
 Kymlicka, W., 1989, Liberalism, Community, and
University of Pennsylvania Press.
Culture, Oxford: Clarendon Press.
 –––, 2009, Inherent Human Rights: Philosophical Roots
 ––– (ed.), 1995, The Rights of Minority Cultures, Oxford:
of the Universal Declaration, Philadelphia: University of
Oxford University Press.
Pennsylvania Press.
 Lacrois, J. and Pranchere, J., 2016, Human Rights on
 Moyn, S., 2010, The Last Utopia: Human Rights in
Trial: A Genealogy of the Critique of Human Rights,
History, Cambridge, MA: Harvard University Press.
Cambridge: Cambridge University Press.
Lafont, C., 2013, Global Governance and Human Rights,  ––– 2018, Not Enough: Human Rights in an Unequal

World, Cambridge, MA: Harvard University Press.
Amsterdam: Van Gorcum.
 Mutua, M., 2008, Human Rights: A Political and Cultural
 Langford, M. et al. (eds.), 2013, The Millenium
Critique, Philadelphia: University of Philadelphia Press.
Development Goals and Human Rights, Cambridge:
Cambridge University Press.  Nickel, J., 2018, “Assigning Functions to Human Rights:
Methodological Issues in Human Rights Theory,” in
 Lauren, P., 2003, The Evolution of International Human
Etinson, A. (ed.), Human Rights: Moral or Political?,
Rights, 2nd edition, Philadelphia: University of
Oxford: Oxford University Press.
Pennsylvania Press.
Liao, M. and Etinson, A., 2012, “Political and Naturalistic –––, 2016, “Can a Right to Health Care be Justified by

Linkage Arguments?”, Theoretical Medicine and
Conceptions of Human Rights: A False
Bioethics, 37 (4): 293–306.
Polemic?”, Journal of Moral Philosophy, 9: 327–352.
 –––, 2007, Making Sense of Human Rights, 2nd edition.,
 Locke, J., 1689, The Second Treatise on Civil
Malden, MA: Blackwell Publishing.
Government, New York: Prometheus Books, 1986.
 –––, 2008, “Rethinking Indivisibility: Towards a Theory
 Lockwood, B. (ed.), 2006, Women’s Rights: A Human
of Supporting Relations Between Human
Rights Quarterly Reader, Baltimore: Johns Hopkins
Rights,” Human Rights Quarterly, 30: 984–1001.
University Press.
19

 –––, 2013, “Goals and Rights—Working Together?”, in  –– 1997, Human Rights and Asian Values, New York:
M. Langford, et al., The MDGs and Human Rights: Past, Carnegie Council on Ethics and International Affairs.
Present, and Future, Cambridge: Cambridge University  Shue, H., 1996, Basic Rights, 2nd edition, Princeton:
Press. Princeton University Press.
 Nozick, R., 1974, Anarchy, State, and Utopia, New York:  Simmons, B., 2009, Mobilizing for Human Rights:
Basic Books. International Law and Domestic Politics, Cambridge:
 Nussbaum, M., 2000, Women and Human Cambridge University Press.
Development: The Capabilities Approach, Cambridge,  Sumner, L., 1987, The Moral Foundation of Rights,
MA: Harvard University Press. Oxford: Clarendon Press.
 –––, 2007, Frontiers of Justice, Cambridge, MA: Harvard  Sumner, W., 1906, Folkways: A Study of the Sociological
University Press. Importance of Usages, Manners, Customs, Mores, and
 Okin, S., 1998, “Feminism, Women’s Human Rights, and Morals, Boston: Ginn and Co.
Cultural Differences,” Hypatia, 13: 32–52.  Talbott, W., 2010, Human Rights and Human Well-
 O’Neill, O., 1986, Faces of Hunger: An Essay on Poverty, Being, Oxford: Oxford University Press.
Development and Justice, London: Allen and Unwin.  ––Talbott, W., 2005, Which Rights Should be Universal?,
 –––, 2005, “The Dark Side of Human Oxford: Oxford University Press.
Rights,” International Affairs, 81: 427–439.  Tasioulas, J., 2015, “On the Foundations of Human
 Orend, B., 2002, Human Rights: Concept and Context, Rights,” in R. Cruft, S. Liao, and M. Renzo
Peterborough, Ont.: Broadview Press. (eds.), Philosophical Foundations of Human Rights,
Oxford: Oxford University Press.
 Pogge, T., 2002, World Poverty and Human Rights:
Cosmopolitan Responsibilities and Reforms, Cambridge:  –– 2012, “On the Nature of Human Rights,” in Ernst, G.
Polity Press. and Heilinger, J. (eds.), 2011, The Philosophy of Human
Rights: Contemporary Controversies, Berlin: Walter de
 Rawls, J., 1971, A Theory of Justice, Cambridge, MA:
Gruyter.
Harvard University Press.
–––, 1999, The Law of Peoples, Cambridge, MA: Harvard Tomalty, J., 2016, “Justifying International Legal Human

Rights,” Ethics and International Affairs,30: 483–490.
University Press.
Raz, J., 2010, “Human Rights Without Foundations,” in  Tomasi, J., 2012, Free Market Fairness, Princeton:

Princeton University Press.
Besson, S., and Tasioulas, J. (eds.), The Philosophy of
International Law, Oxford: Oxford University Press.  Tierney, B., 1997, The Idea of Natural Rights, Grand
Rapids, MI: Wm. B. Erdmans Publishing Co.
 Reinbold, J., 2017, Seeing the Myth in Human Rights,
Philadelphia: University of Pennsylvania Press.  Tuck, W., 1979, Natural Rights Theories: Their Origin
and Development, Cambridge: Cambridge University
 Rorty, R., 2012, “Human Rights, Rationality, and
Press.
Sentimentality,” in Cistelecan, A., and Rathore, A.
(eds.), Wronging Rights? Philosophical Challenges for  Teson, F., 2005, Humanitarian Intervention: An Inquiry
Human Rights, London: Taylor and Francis. into Law and Morality, Ardsley, NY: Transnational.
 Sangiovanni, A., 2017, Humanity Without Dignity: Moral Thomson, J., 1990, The Realm of Rights, Cambridge,
Equality, Respect, and Human Rights,Cambridge, MA: MA: Harvard University Press.
Harvard University Press.  Vanderheiden, S., 2008, Atmospheric Justice: A Political
 Sen, A., 2004, “Elements of a Theory of Human Theory of Climate Change, New York: Oxford University
Rights,” Philosophy & Public Affairs, 32: 315–356. Press.
20

 Waldron, J., 2018, “Human Rights: A Critique of the  Maliks, R. and Schaffer, J., (eds.) 2017, Moral and
Raz/Rawls Approach,” in Etinson, A. (ed.), Human Political Conceptions of Human Rights, Cambridge:
Rights: Moral or Political?, Oxford: Oxford University Cambridge University Press.
Press. Human Rights
 –––, 1993, Liberal Rights, Cambridge: Cambridge
Human rights are certain moral guarantees. This article
University Press.
examines the philosophical basis and content of the
 ––– (ed.), 1987, Nonsense Upon Stilts: Bentham, Burke doctrine of human rights. The analysis consists of five
and Marx on the Rights of Man, London: Methuen. sections and a conclusion. Section one assesses the
 Wellman, C., 1995, Real Rights, New York: Oxford contemporary significance of human rights, and it argues
University Press. that the doctrine of human rights has become the
dominant moral doctrine for evaluating the moral status
 –––, 1998, The Proliferation of Rights: Moral Progress or of the contemporary geo-political order. Section two
Empty Rhetoric?, Boulder, CO: Westview Press. proceeds to chart the historical development of the
 –––, 2010, The Moral Dimensions of Human Rights, concept of human rights, beginning with a discussion of
Oxford: Oxford University Press. the earliest philosophical origins of the philosophical
bases of human rights and culminating in some of most
 Wenar, L., 2015, Blood Oil, Oxford: Oxford University recent developments in the codification of human rights.
Press. Section three considers the philosophical concept of a
 Wolff, J., 2015, “The Content of the Human Right to human right and analyses the formal and substantive
Health,” in Cruft, R., Liao, S., and Renzo, M. distinctions philosophers have drawn between various
(eds.), Philosophical Foundations of Human Rights, forms and categories of rights. Section four addresses
Oxford: Oxford University Press. the question of how philosophers have sought to justify
the claims of human rights and specifically charts the
 Wolterstorff, N., 2008, Justice: Rights and Wrongs, arguments presented by the two presently dominant
Princeton: Princeton University Press. approaches in this field: interest theory and will theory.
Recent Collections Section five then proceeds to discuss some of the main
criticisms currently leveled at the doctrine of human
 Corradetti, C. (ed.), 2012, Philosophical Dimensions of rights and highlights some of the main arguments of
Human Rights, New York: Springer. those who have challenged the universalist and
objectivist bases of human rights. Finally, a brief
 Crisp, R. (ed.), 2014, Griffin on Human Rights, Oxford: conclusion is presented, summarising the main themes
Oxford University Press. addressed.
 Cruft, R., Liao, S., and Renzo, M. (eds.),
2015, Philosophical Foundations of Human Rights,
Oxford: Oxford University Press. Table of Contents

 Ernst, G. and Heilinger, J. (eds.), 2011, The Philosophy of 1. Introduction: The Contemporary Significance of
Human Rights: Contemporary Controversies, Berlin: De Human Rights
Gruyter. 2. Historical Origins and Development of the Theory
and Practice of Human Rights
 Etinson, A. (ed.), 2018, Human Rights: Moral or
3. Philosophical Analysis of the Concept of Human
Political?, Oxford: Oxford University Press.
Rights
 Hayden, P. (ed.), 2001, The Philosophy of Human Rights, a. Moral vs. Legal Rights
St. Paul, MN: Paragon Press. b. Claim Rights & Liberty Rights
c. Substantive Categories of Human Rights
 Holder, C. and Reidy, D., (eds.), 2013, Human Rights:
d. Scope of Human Rights Duties
The Hard Questions, Cambridge: Cambridge University
4. Philosophical Justifications of Human Rights
Press.
21

. Do Human Rights Require Philosophical comprehensive account of morality per se. Human rights
Justification? do not, for example, provide us with criteria for
a. The interests Theory Approach answering such questions as whether telling lies is
b. The Will Theory Approach inherently immoral, or what the extent of one's moral
5. Philosophical Criticisms of Human Rights obligations to friends and lovers ought to be? What
. Moral Relativism human rights do primarily aim to identify is the basis for
a. Epistemological Criticisms of Human Rights determining the shape, content, and scope of
6. Conclusion fundamental, public moral norms. As James Nickel
7. References and Further Reading states, human rights aim to secure for individuals the
necessary conditions for leading a minimally good life.
1. Introduction: The Contemporary Significance of Public authorities, both national and international, are
Human Rights identified as typically best placed to secure these
Human rights have been defined as conditions and so, the doctrine of human rights has
become, for many, a first port of moral call for
basic moral guarantees that people in all countries and determining the basic moral guarantees all of us have a
cultures allegedly have simply because they are people. right to expect, both of one another but also, primarily,
Calling these guarantees "rights" suggests that they of those national and international institutions capable
attach to particular individuals who can invoke them, of directly affecting our most important interests. The
that they are of high priority, and that compliance with doctrine of human rights aspires to provide the
them is mandatory rather than discretionary. Human contemporary, allegedly post-ideological, geo-political
rights are frequently held to be universal in the sense order with a common framework for determining the
that all people have and should enjoy them, and to be basic economic, political, and social conditions required
independent in the sense that they exist and are for all individuals to lead a minimally good life. While the
available as standards of justification and criticism practical efficacy of promoting and protecting human
whether or not they are recognized and implemented by rights is significantly aided by individual nation-states'
the legal system or officials of a country. (Nickel, legally recognising the doctrine, the ultimate validity of
1992:561-2) human rights is characteristically thought of as not
conditional upon such recognition. The moral
justification of human rights is thought to precede
The moral doctrine of human rights aims at identifying considerations of strict national sovereignty. An
the fundamental prerequisites for each human being underlying aspiration of the doctrine of human rights is
leading a minimally good life. Human rights aim to to provide a set of legitimate criteria to which all nation-
identify both the necessary negative and positive states should adhere. Appeals to national sovereignty
prerequisites for leading a minimally good life, such as should not provide a legitimate means for nation-states
rights against torture and rights to health care. This to permanently opt out of their fundamental human
aspiration has been enshrined in various declarations rights-based commitments. Thus, the doctrine of human
and legal conventions issued during the past fifty years, rights is ideally placed to provide individuals with a
initiated by the Universal Declaration of Human Rights powerful means for morally auditing the legitimacy of
(1948) and perpetuated by, most importantly, the those contemporary national and international forms of
European Convention on Human Rights (1954) and the political and economic authority which confront us and
International Covenant of Civil and Political which claim jurisdiction over us. This is no small measure
Rights (1966). Together these three documents form the of the contemporary moral and political significance of
centrepiece of a moral doctrine that many consider to be the doctrine of human rights. For many of its most
capable of providing the contemporary geo-political strident supporters, the doctrine of human rights aims to
order with what amounts to an international bill of provide a fundamentally legitimate moral basis for
rights. However, the doctrine of human rights does not regulating the contemporary geo-political order.
aim to be a fully comprehensive moral doctrine. An
appeal to human rights does not provide us with a fully
22

2. Historical Origins and Development of the Theory and has the same validity everywhere and does not depend
Practice of Human Rights upon acceptance.' (Nicomachean Ethics, 189) Thus, the
The doctrine of human rights rests upon a particularly criteria for determining a truly rational system of justice
fundamental philosophical claim: that there exists a pre-exist social and historical conventions. 'Natural
rationally identifiable moral order, an order whose justice' pre-exists specific social and political
legitimacy precedes contingent social and historical configurations. The means for determining the form and
conditions and applies to all human beings everywhere content of natural justice is the exercise of reason free
and at all times. On this view, moral beliefs and concepts from the distorting effects of mere prejudice or desire.
are capable of being objectively validated as This basic idea was similarly expressed by the Roman
fundamentally and universally true. The contemporary Stoics, such as Cicero and Seneca, who argued that
doctrine of human rights is one of a number of morality originated in the rational will of God and the
universalist moral perspectives. The origins and existence of a cosmic city from which one could discern
development of the theory of human rights is a natural, moral law whose authority transcended all
inextricably tied to the development of moral local legal codes. The Stoics' argued that this ethically
universalism. The history of the philosophical universal code imposed upon all of us a duty to obey the
development of human rights is punctuated by a number will of god. The Stoics thereby posited the existence of a
of specific moral doctrines which, though not universal moral community effected through our shared
themselves full and adequate expressions of human relationship with god. The belief in the existence of a
rights, have nevertheless provided a number of universal moral community was maintained in Europe by
philosophical prerequisites for the contemporary Christianity over the ensuing centuries. While some have
doctrine. These include a view of morality and justice as discerned intimations towards the notion of rights in the
emanating from some pre-social domain, the writings of Aristotle, the Stoics, and Christian
identification of which provides the basis for theologians, a concept of rights approximating that of
distinguishing between 'true' and merely ‘conventional’ the contemporary idea of human rights most clearly
moral principles and beliefs. The essential prerequisites emerges during the 17th. And 18th. Centuries in Europe
for a defence of human rights also include a conception and the so-called doctrine of natural law.
of the individual as the bearer of certain 'natural' rights The basis of the doctrine of natural law is the belief in
and a particular view of the inherent and equal moral the existence of a natural moral code based upon the
worth of each rational individual. I shall discuss each in identification of certain fundamental and objectively
turn. verifiable human goods. Our enjoyment of these basic
goods is to be secured by our possession of equally
Human rights rest upon moral universalism and the fundamental and objectively verifiable natural rights.
belief in the existence of a truly universal moral Natural law was deemed to pre-exist actual social and
community comprising all human beings. Moral political systems. Natural rights were thereby similarly
universalism posits the existence of rationally presented as rights individuals possessed independently
identifiable trans-cultural and trans-historical moral of society or polity. Natural rights were thereby
truths. The origins of moral universalism within Europe presented as ultimately valid irrespective of whether
are typically associated with the writings of Aristotle and they had achieved the recognition of any given political
the Stoics. Thus, in his Nicomachean Ethics, Aristotle ruler or assembly. The quintessential exponent of this
unambiguously expounds an argument in support of the position was the 17th. Century philosopher John Locke
existence of a natural moral order. This natural order and, in particular, the argument he outlined in his Two
ought to provide the basis for all truly rational systems Treatises of Government (1688). At the centre of Locke's
of justice. An appeal to the natural order provides a set argument is the claim that individuals possess natural
of comprehensive and potentially universal criteria for rights, independently of the political recognition granted
evaluating the legitimacy of actual 'man-made' legal them by the state. These natural rights are possessed
systems. In distinguishing between ‘natural justice' and independently of, and prior to, the formation of any
'legal justice’, Aristotle writes, ‘the natural is that which political community. Locke argued that natural rights
flowed from natural law. Natural law originated from
23

God. Accurately discerning the will of God provided us autonomy. Kant provides a means for justifying human
with an ultimately authoritative moral code. At root, rights as the basis for self-determination grounded
each of us owes a duty of self-preservation to God. In within the authority of human reason. Kant's moral
order to successfully discharge this duty of self- philosophy is based upon an appeal to the formal
preservation each individual had to be free from threats principles of ethics, rather than, for example, an appeal
to life and liberty, whilst also requiring what Locke to a concept of substantive human goods. For Kant, the
presented as the basic, positive means for self- determination of any such goods can only proceed from
preservation: personal property. Our duty of self- a correct determination of the formal properties of
preservation to god entailed the necessary existence of human reason and thus do not provide the ultimate
basic natural rights to life, liberty, and property. Locke means for determining the correct ends, or object, of
proceeded to argue that the principal purpose of the human reason. Kant's moral philosophy begins with an
investiture of political authority in a sovereign state was attempt to correctly identify those principles of
the provision and protection of individuals' basic natural reasoning that can be applied equally to all rational
rights. For Locke, the protection and promotion of persons, irrespective of their own specific desires or
individuals’ natural rights was the sole justification for partial interests. In this way, Kant attaches a condition of
the creation of government. The natural rights to life, universality to the correct identification of moral
liberty, and property set clear limits to the authority and principles. For him, the basis of moral reasoning must
jurisdiction of the State. States were presented as rest upon a condition that all rational individuals are
existing to serve the interests, the natural rights, of the bound to assent to. Doing the right thing is thus not
people, and not of a Monarch or a ruling cadre. Locke determined by acting in pursuit of one's own interests or
went so far as to argue that individuals are morally desires, but acting in accordance with a maxim which all
justified in taking up arms against their government rational individuals are bound to accept. Kant terms this
should it systematically and deliberately fail in its duty to the categorical imperative, which he formulates in the
secure individuals' possession of natural rights. following terms, 'act only on that maxim through which
Analyses of the historical predecessors of the you can at the same time will that it should become a
contemporary theory of human rights typically accord a universal law.' (1948:84). Kant argues that this basic
high degree of importance to Locke's contribution. condition of universality in determining the moral
Certainly, Locke provided the precedent of establishing principles for governing human relations is a necessary
legitimate political authority upon a rights foundation. expression of the moral autonomy and fundamental
This is an undeniably essential component of human equality of all rational individuals. The categorical
rights. However, the philosophically adequate imperative is self-imposed by morally autonomous and
completion of theoretical basis of human rights requires formally equal rational persons. It provides the basis for
an account of moral reasoning, that is both consistent determining the scope and form of those laws which
with the concept of rights, but which does not morally autonomous and equally rational individuals will
necessarily require an appeal to the authority of some institute in order to secure these very same conditions.
super-human entity in justifying human beings' claims to For Kant, the capacity for the exercise of reason is the
certain, fundamental rights. The 18th. Century German distinguishing characteristic of humanity and the basis
philosopher, Immanuel Kant provides such an account. for justifying human dignity. As the distinguishing
characteristic of humanity, formulating the principles of
Many of the central themes first expressed within Kant's the exercise of reason must necessarily satisfy a test of
moral philosophy remain highly prominent in universality; they must be capable of being universally
contemporary philosophical justifications of human recognized by all equally rational agents. Hence, Kant's
rights. Foremost amongst these are the ideals of equality formulation of the categorical imperative. Kant’s moral
and the moral autonomy of rational human beings. Kant philosophy is notoriously abstract and resists easy
bestows upon contemporary human rights' theory the comprehension. Though often overlooked in accounts of
ideal of a potentially universal community of rational the historical development of human rights, his
individuals autonomously determining the moral contribution to human rights has been profound. Kant
principles for securing the conditions for equality and provides a formulation of fundamental moral principles
24

that, though exceedingly formal and abstract, are based earlier, the UDHR has been further supplemented by
upon the twin ideals of equality and moral autonomy. such documents as the European Convention for the
Human rights are rights we give to ourselves, so to speak, Protection of Human Rights and Fundamental Freedoms
as autonomous and formally equal beings. For Kant, any (1953) and the International Covenant on Economic,
such rights originate in the formal properties of human Social and Cultural Rights (1966). The specific aspirations
reason, and not the will of some super-human being. contained within these three documents have
themselves been reinforced by innumerable other
The philosophical ideas defended by the likes of Locke Declarations and Conventions. Taken together these
and Kant have come to be associated with the general various Declarations, conventions and covenants
Enlightenment project initiated during the 17th. and comprise the contemporary human rights doctrine and
18th. Centuries, the effects of which were to extend embody both the belief in the existence of a universally
across the globe and over ensuing centuries. Ideals such valid moral order and a belief in all human beings'
as natural rights, moral autonomy, human dignity and possession of fundamental and equal moral status,
equality provided a normative bedrock for attempts at enshrined within the concept of human rights. It is
re-constituting political systems, for overthrowing important to note, however, that the contemporary
formerly despotic regimes and seeking to replace them doctrine of human rights, whilst deeply indebted to the
with forms of political authority capable of protecting concept of natural rights, is not a mere expression of that
and promoting these new emancipatory ideals. These concept but actually goes beyond it in some highly
ideals effected significant, even revolutionary, political significant respects. James Nickel ( 1987: 8-10) identifies
upheavals throughout the 18th. Century, enshrined in three specific ways in which the contemporary concept
such documents as the United States' Declaration of of human rights differs from, and goes beyond that of
Independence and the French National Assembly’s natural rights. First, he argues that contemporary human
Declaration of the Rights of Man and Citizen. Similarly, rights are far more concerned to view the realization of
the concept of individual rights continued to resound equality as requiring positive action by the state, via the
throughout the 19th. Century exemplified by Mary provision of welfare assistance, for example. Advocates
Wollstencraft's Vindication of the Rights of Women and of natural rights, he argues, were far more inclined to
other political movements to extend political suffrage to view equality in formalistic terms, as principally requiring
sections of society who had been denied the possession the state to refrain from 'interfering' in individuals’ lives.
of political and civil rights. The concept of rights had Second, he argues that, whereas advocates of natural
become a vehicle for effecting political change. Though rights tended to conceive of human beings as mere
one could argue that the conceptual prerequisites for individuals, veritable 'islands unto themselves',
the defence of human rights had long been in place, a advocates of contemporary human rights are far more
full Declaration of the doctrine of human rights only willing to recognize the importance of family and
finally occurred during the 20th. Century and only in community in individuals' lives. Third, Nickel views
response to the most atrocious violations of human contemporary human rights as being far more
rights, exemplified by the Holocaust. The Universal 'internationalist' in scope and orientation than was
Declaration of Human Rights (UDHR) was adopted by the typically found within arguments in support of natural
UN General Assembly on 10th. December 1948 and was rights. That is to say, the protection and promotion of
explicitly motivated to prevent the future occurrence of human rights are increasingly seen as requiring
any similar atrocities. The Declaration itself goes far international action and concern. The distinction drawn
beyond any mere attempt to reassert all individuals' by Nickel between contemporary human rights and
possession of the right to life as a fundamental and natural rights allows one to discern the development of
inalienable human right. The UDHR consists of a the concept of human rights. Indeed, many writers on
Preamble and 30 articles which separately identify such human rights agree in the identification of three
things as the right not to be tortured (article 5), a right generations of human rights. First generation rights
to asylum (article 14), a right to own property (article consist primarily of rights to security, property, and
17), and a right to an adequate standard of living (article political participation. These are most typically
25) as being fundamental human rights. As I noted associated with the French and US Declarations. Second
25

generation rights are construed as socio-economic said to exist prior to its passing into law and the limits of
rights, rights to welfare, education, and leisure, for its validity are set by the jurisdiction of the body which
example. These rights largely originate within the UDHR. passed the relevant legislation. An example of a legal
The final and third generation of rights are associated right would be my daughter's legal right to receive an
with such rights as a right to national self-determination, adequate education, as enshrined within the United
a clean environment, and the rights of indigenous Kingdom's Education Act (1944). Suffice it to say, that the
minorities. This generation of rights really only takes exercise of this right is limited to the United Kingdom.
hold during the last two decades of the 20th. Century but My daughter has no legal right to receive an adequate
represents a significant development within the doctrine education from a school board in Southern California.
of human rights generally. Legal positivists argue that the only rights that can be
While the full significance of human rights may only be said to legitimately exist are legal rights, rights that
finally dawning on some people, the concept itself has a originate within a legal system. On this view, moral rights
history spanning over two thousand years. The are not rights in the strict sense, but are better thought
development of the concept of human rights is of as moral claims, which may or may not eventually be
punctuated by the emergence and assimilation of assimilated within national or international law. For a
various philosophical and moral ideals and appears to legal positivist, such as the 19th. Century legal
culminate, at least to our eyes, in the establishment of a philosopher Jeremy Bentham, there can be no such thing
highly complex set of legal and political documents and as human rights existing prior to, or independently from
institutions, whose express purpose is the protection legal codification. For a positivist determining the
and promotion of the fundamental rights of all human existence of rights is no more complicated than locating
beings everywhere. Few should underestimate the the relevant legal statute or precedent. In stark contrast,
importance of this particular current of human history. moral rights are rights that, it is claimed, exist prior to
and independently from their legal counterparts. The
3. Philosophical Analysis of the Concept of Human Rights existence and validity of a moral right is not deemed to
Human rights are rights that attach to human beings and be dependent upon the actions of jurists and legislators.
function as moral guarantees in support of our claims Many people argued, for example, that the black
towards the enjoyment of a minimally good life. In majority in apartheid South Africa possessed a moral
conceptual terms, human rights are themselves right to full political participation in that country's
derivative of the concept of a right. This section focuses political system, even though there existed no such legal
upon the philosophical analysis of the concept of a 'right' right. What is interesting is that many people framed
in order to clearly demonstrate the various constituent their opposition to apartheid in rights terms. What many
parts of the concept from which human rights emerges. found so morally repugnant about apartheid South
In order to gain a full understanding of both the Africa was precisely its denial of numerous fundamental
philosophical foundations of the doctrine of human moral rights, including the rights not to be discriminated
rights and the different ways in which separate human against on grounds of colour and rights to political
rights function, a detailed analysis is required. participation, to the majority of that country's
inhabitants. This particular line of opposition and protest
could only be pursued because of a belief in the
a. Moral vs. Legal Rights
existence and validity of moral rights. A belief that
The distinction drawn between moral rights and legal fundamental rights which may or may not have received
rights as two separate categories of rights is of legal recognition elsewhere, remained utterly valid and
fundamental importance to understanding the basis and morally compelling even, and perhaps especially, in
potential application of human rights. Legal rights refer those countries whose legal systems had not recognized
to all those rights found within existing legal codes. A these rights. A rights-based opposition to apartheid
legal right is a right that enjoys the recognition and South Africa could not have been initiated and
protection of the law. Questions as to its existence can maintained by appeal to legal rights, for obvious reasons.
be resolved by simply locating the relevant legal No one could legitimately argue that the legal political
instrument or piece of legislation. A legal right cannot be rights of non-white South Africans were being violated
26

under apartheid, since no such legal rights existed. The moral rights must be prioritised with the intention that
systematic denial of such rights did, however, constitute defending the moral claims of such rights as a necessary
a gross violation of those peoples' fundamental moral prerequisite for the eventual legal recognition of the
rights. rights in question.

From the above example it should be clear that human b. Claim Rights & Liberty Rights
rights cannot be reduced to, or exclusively identified To gain an understanding of the functional properties of
with legal rights. The legal positivist's account of justified human rights it is necessary to consider the more specific
law excludes the possibility of condemning such systems distinction drawn between claim rights and liberty
as apartheid from a rights perspective. It might, rights. It should be noted that it is something of a
therefore, appear tempting to draw the conclusion that convention to begin such discussions by reference to
human rights are best identified as moral rights. After all, W.N. Hohfeld's (1919) more extended classification of
the existence of the UDHR and various International rights. Hohfeld identified four categories of rights: liberty
Covenants, to which South Africa was not a signatory in rights, claim rights, power rights, and immunity rights.
most cases, provided opponents of apartheid with a However, numerous scholars have subsequently tended
powerful moral argument. Apartheid was founded upon to collapse the last two within the first two and hence to
the denial of fundamental human rights. Human rights restrict attention to liberty rights and claim rights. The
certainly share an essential quality of moral rights, political philosopher Peter Jones (1994) provides one
namely, that their valid existence is not deemed to be such example.
conditional upon their being legally recognized. Human
rights are meant to apply to all human beings Jones restricts his focus to the distinction between claim
everywhere, regardless of whether they have received rights and liberty rights. He conforms to a well-
legal recognition by all countries everywhere. Clearly, established trend in rights' analysis in viewing the former
there remain numerous countries that wholly or partially as being of primary importance. Jones defines a claim
exclude formal legal recognition to fundamental human right as consisting of being owed a duty. A claim right is
rights. Supporters of human rights in these countries a right one holds against another person or persons who
insist that the rights remain valid regardless, as owe a corresponding duty to the right holder. To return
fundamental moral rights. The universality of human to the example of my daughter. Her right to receive an
rights positively entails such claims. The universality of adequate education is a claim right held against the local
human rights as moral rights clearly lends greater moral education authority, which has a corresponding duty to
force to human rights. However, for their part, legal provide her with the object of the right. Jones identifies
rights are not subject to disputes as to their existence further necessary distinctions within the concept of a
and validity in quite the way moral rights are. It would be claim right when he distinguishes between a positive
a mistake to exclusively identify human rights with moral claim right and a negative claim right. The former are
rights. Human rights are better thought of as both moral rights one holds to some specific good or service, which
rights and legal rights. Human rights originate as moral some other has a duty to provide. My daughter's claim
rights and their legitimacy is necessarily dependent upon right to education is therefore a positive claim right.
the legitimacy of the concept of moral rights. A principal Negative claim rights, in contrast, are rights one holds
aim of advocates of human rights is for these rights to against others' interfering in or trespassing upon one's
receive universal legal recognition. This was, after all, a life or property in some way. My daughter could be said
fundamental goal of the opponents of apartheid. Human to possess a negative claim right against others
rights are best thought of, therefore, as being both moral attempting to steal her mobile phone, for example.
and legal rights. The legitimacy claims of human rights Indeed, such examples lead on to the final distinction
are tied to their status as moral rights. The practical Jones identifies within the concept of claim rights: rights
efficacy of human rights is, however, largely dependent held 'in personam' and rights held ‘in rem’. Rights held in
upon their developing into legal rights. In those cases personam are rights one holds against some specifically
where specific human rights do not enjoy legal identified duty holder, such as the education authority.
recognition, such as in the example of apartheid above,
27

In contrast, rights held in rem are rights held against no of both liberty and claim rights in roughly equal measure.
one in particular, but apply to everyone. Thus, my Thus, the adequate protection of the right to life requires
daughter's right to an education would be practically the existence of liberty rights against others trespassing
useless were it not held against some identifiable, against one's person and the existence of claim rights to
relevant, and competent body. Equally, her right against have access to basic prerequisites to sustaining one's
her mobile phone being stolen from her would be highly life, such as an adequate diet and health-care. Other
limited if it did not apply to all those capable of rights, such as social, economic, and cultural rights, for
potentially performing such an act. Claim rights, then, example, are weighted more heavily towards the
can be of either a positive or a negative character and existence of various claim rights, which requires the
they can be held either in personam or in rem. positive provision of the objects of such rights. The
making of substantive distinctions between human
Jones defines liberty rights as rights which exist in the rights can have controversial, but important,
absence of any duties not to perform some desired consequences. Human rights are typically understood to
activity and thus consist of those actions one is not be of equal value, each right is conceived of as equally
prohibited from performing. In contrast to claim rights, important as every other. On this view, there can exist
liberty rights are primarily negative in character. For no potential for conflict between fundamental human
example, I may be said to possess a liberty right to spend rights. One is simply meant to attach equal moral weight
my vacations lying on a particularly beautiful beach in to each and every human right. This prohibits arranging
Greece. Unfortunately, no one has a duty to positively human rights in order of importance. However, conflict
provide for this particular exercise of my liberty right. between rights can and does occur. Treating all human
There is no authority or body, equivalent to an education rights as of equal importance prohibits any attempts to
authority, for example, who has a responsibility to address or resolve such conflict when it arises. Take the
realize my dream for me. A liberty right can be said, then, example of a hypothetical developing world country
to be a right to do as one pleases precisely because one with severely limited financial and material resources.
is not under an obligation, grounded in others' claim This country is incapable of providing the resources for
rights, to refrain from so acting. Liberty rights provide for realising all of the human rights for all of its citizens,
the capacity to be free, without actually providing the though it is committed to doing so. In the meantime,
specific means by which one may pursue the objects of government officials wish to know which human rights
one's will. For example, a multi-millionaire and a are more absolute than others, which fundamental
penniless vagrant both possess an equal liberty right to human rights should it immediately prioritise and seek
holiday in the Caribbean each year. to provide for? This question, of course, cannot be
answered if one sticks to the position that all rights are
of equal importance. It can only be addressed if one
c. Substantive Categories of Human Rights
allows for the possibility that some human rights are
The above section was concerned to analyse what might
more fundamental than others and that the morally
be termed the 'formal properties' of rights. This section,
correct action for the government to take would be to
in contrast, proceeds to consider the different categories
prioritise these rights. A refusal to do so, no matter how
of substantive human rights. If one delves into all of the
consistent it may be philosophically would be
various documents that together form the codified body
tantamount to dogmatically sticking one's head in the
of human rights, one can identify and distinguish
metaphorical sands. Attempting to make such
between five different categories of substantive human
distinctions is, of course, a philosophically fraught
rights. These are as follows: rights to life; rights to
exercise. It clearly requires the existence of some more
freedom; rights to political participation; rights to the
ultimate criteria against which one can 'measure' the
protection of the rule of law; rights to fundamental
relative importance of separate human rights. This is a
social, economic, and cultural goods. These rights span
highly controversial issue within the philosophy of
the so-called three generations of rights and involve a
human rights and one which I shall return to when I
complex combination of both liberty and claim rights.
consider how philosophers attempt to justify the
Some rights, such as for example the right to life, consist
doctrine of human rights. What remains to be addressed
28

in our analysis of the concept of a human right are the What must such bodies actively do to adequately secure
questions of what adequately implementing human individuals' human rights? Does my daughter’s human
rights generally requires, and upon whom does this task right to receive an adequate education require the
fall; who has responsibility for protecting and promoting education authority to do everything possible to assist
human rights and what is required of them to do so? and enhance my child's education? Does it require the
provision of a world-class library, frequent study trips
d. Scope of Human Rights Duties abroad, and employing the most able and best-qualified
Human rights are said to be possessed equally, by teachers? The answer is, of course, no. Given the relative
everyone. A conventional corollary of this claim is that scarcity of resources and the demands placed upon
everyone has a duty to protect and promote the human those resources, we are inclined to say that adequately
rights of everyone else. However, in practice, the onus securing individuals' human rights extends to the
for securing human rights typically falls upon national establishment of decent social and governmental
governments and international, inter-governmental practice so as to ensure that all individuals have the
bodies. Philosophers such as Thomas Pogge (1995) argue opportunity of leading a minimally good life. In the first
that the moral burden for securing human rights should instance, national governments are typically held to be
fall disproportionately upon such institutions precisely primarily responsible for the adequate provision of their
because they are best placed and most able to own citizens' human rights. Philosophers such as Brian
effectively perform the task. On this reading, non- Orend (2002) endorse this aspiration when he writes
governmental organizations and private citizens have an that the object of human rights is to secure 'minimal
important role to play in supporting the global levels of decent and respectful treatment.' It is
protection of human rights, but the onus must fall upon important to note, however, that the duty ensure the
the relevant national and international institutions, such provision of even minimal levels of decent and respectful
as the governments of nation-states and such bodies as treatment cannot be strictly limited by national
the United Nations and the World Bank. One might wish boundaries. The adequate protection and promotion of
to argue that, for example, human rights can be everyone's human rights does require, for example, the
adequately secured by the existence of reciprocal duties more affluent and powerful nation-states providing
held between individuals across the globe. However, sufficient assistance to those countries currently
'privatizing' human rights in this fashion would ignore incapable of adequately ensuring the protection of their
two particularly salient factors: individuals have a own citizens' basic human rights. While some may
tendency to prioritise the moral demands of those consider Orend's aspirations for human rights to be
closest to them, particularly members of their own unduly cautious, even the briefest survey of the extent
family or immediate community; individuals' ability to of human suffering and deprivation in many parts of the
exercise their duties is, to a large extent, determined by world today is sufficient to demonstrate just how far we
their own personal financial circumstances. Thus, global are from realizing even this fairly minimal standard.
inequalities in the distribution of wealth fundamentally
undermine the ability of those in the poorer countries to National and international institutions bear the primary
reciprocate assistance provided them by those living in responsibility of securing human rights and the test for
wealthier countries. Reasons such as these underlie successfully fulfilling this responsibility is the creation of
Pogge's insistence that the onus of responsibility lies at opportunities for all individuals to lead a minimally good
the level of national and international institutions. life. The realization of human rights requires establishing
Adequately protecting and promoting human rights the conditions for all human beings to lead minimally
requires both nation-states ensuring the adequate good lives and thus should not be confused as an
provision of services and institutions for their own attempt to create a morally perfect society. The
citizens and the co-operation of nation-states within impression that many have of human rights as being
international institutions acting to secure the requisite unduly utopian testifies less to the inherent demands of
global conditions for the protection and promotion of human rights and more to the extent to which even fairly
everyone's human rights. modest aspirations are so far from being realized in the
world today. The actual aspirations of human rights are,
29

on the face of it, quite modest. However, this should not to have the opportunity to lead a minimally good life.
distract from a full appreciation of the possible force of Finally, human rights are widely considered to trump
human rights. Human rights call for the creation of other social and political considerations in the allocation
politically democratic societies in which all citizens have of public resources. Broadly speaking, philosophers
the means of leading a minimally good life. While the generally agree on such issues as the formal properties
object of individual human rights may be modest, the of human rights, the object of human rights, and the
force of that right is intended to be near absolute. That force of human rights. However, there is much less
is to say, the demands of rights are meant to take agreement upon the fundamental question on how
precedence over other possible social goals. Ronald human rights may be philosophically justified. It would
Dworkin has coined the term 'rights as trumps' to be fair to say that philosophers have provided many
describe this property. He writes that, 'rights are best different, at times even conflicting, answers to this
understood as trumps over some background question. Philosophers have sought to justify human
justification for political decisions that states a goal for rights by appeal to single ideals such as equality,
the community as a whole.' (1977:153) In general, autonomy, human dignity, fundamental human
Dworkin argues, considerations of rights claims must interests, the capacity for rational agency, and even
take priority over alternative considerations when democracy. For the purposes of clarity and relative
formulating public policy and distributing public simplicity I will focus upon the two, presently most
benefits. Thus, for example, a minority's possession of prominent, philosophical attempts to justify human
rights against discriminatory treatment should trump rights: interests theory and will theory. Before I do that,
any and all considerations of the possible benefits that it is necessary to address a prior question.
the majority would derive from discriminating against
the minority group. Similarly, an individual's right to an a. Do Human Rights Require Philosophical Justification?
adequate diet should trump other individuals’ desires to Many people tend to take the validity of human rights
eat lavish meals, despite the aggregate gain in pleasure for granted. Certainly, for many non-philosophers
these individuals would derive. For Dworkin, rights as human rights may all too obviously appear to rest upon
trumps expresses the fundamental ideal of equality self-evidently true and universally valid moral principles.
upon which the contemporary doctrine of human rights In this respect, human rights may be perceived as
rests. Treating rights as trumps is a means for ensuring empirical facts about the contemporary world. Human
that all individuals are treated in an equal and like rights do exist and many people do act in accordance
fashion in respect of the provision of fundamental with the correlative duties and obligations respecting
human rights. Fully realizing the aspirations of human human rights entails. No supporter of human rights
rights may not require the provision of 'state of the art' could possibly complain about such perceptions. If
resources, but this should not detract from the force of nothing else, the prevalence of such views is
human rights as taking priority over alternative social pragmatically valuable for the cause of human rights.
and political considerations. However, moral philosophers do not enjoy such licence
for epistemological complacency. Moral philosophers
4. Philosophical Justifications of Human Rights remain concerned by the question of the philosophical
We have established that human rights originate as foundations of human rights. There is a good reason why
moral rights but that the successful passage of many we should all be concerned with such a question. What
human rights into international and national law enables might be termed the 'philosophically naïve' view of
one to think of human rights as, in many cases, both human rights effectively construes human rights as legal
moral rights and legal rights. Furthermore, human rights rights. The validity of human rights is closely tied to, and
may be either claim rights or liberty rights, and have a dependent upon, the legal codification of human rights.
negative or a positive complexion in respect of the However, as was argued earlier, such an approach is not
obligations imposed by others in securing the right. sufficient to justify human rights. Arguments in support
Human rights may be divided into five different of the validity of any moral doctrine can never be settled
categories and the principal object of securing human by simply pointing to the empirical existence of
rights is the creation of the conditions for all individuals particular moral beliefs or concepts. Morality is
30

fundamentally concerned with what ought to be the rights. These are: life and its capacity for development;
case, and this cannot be settled by appeals to what is the the acquisition of knowledge, as an end in itself; play, as
case, or is perceived to be the case. From such a basis, it the capacity for recreation; aesthetic expression;
would have been very difficult to argue that apartheid sociability and friendship; practical reasonableness, the
South Africa, to take an earlier example, was a morally capacity for intelligent and reasonable thought
unjust regime. One must not confuse the law with processes; and finally, religion, or the capacity for
morality, per se. Nor consider the two to be simply co- spiritual experience. According to Finnis, these are the
extensional. Human rights originate as moral rights. essential prerequisites for human well-being and, as
Human rights claim validity everywhere and for such, serve to justify our claims to the corresponding
everyone, irrespective of whether they have received rights, whether they be of the claim right or liberty right
comprehensive legal recognition, and even irrespective variety.
of whether everyone is agreement with the claims and
principles of human rights. Thus, one cannot settle the Other philosophers who have defended human rights
question of the philosophical validity of human rights by from an interests-based approach have addressed the
appealing to purely empirical observations upon the question of how an appeal to interests can provide a
world. As a moral doctrine, human rights have to be justification for respecting and, when necessary, even
demonstrated to be valid as norms and not facts. In positively acting to promote the interests of others. Such
order to achieve this, one has to turn to moral questions have a long heritage in western moral and
philosophy. Presently, two particular approaches to the political philosophy and extend at least as far back as the
question of the validity of human rights predominate: 17th. Century philosopher Thomas Hobbes. Typically,
what might be loosely termed the 'interests theory this approach attempts to provide what James Nickel
approach' and the ‘will theory approach’. (1987:84) has termed 'prudential reasons' in support of
human rights. Taking as the starting point the claim that
b. The Interests Theory Approach all human beings possess basic and fundamental
Advocates of the interests theory approach argue that interests, advocates of this approach argue that each
the principal function of human rights is to protect and individual owes a basic and general duty to respect the
promote certain essential human interests. Securing rights of every other individual. The basis for this duty is
human beings' essential interests is the principal ground not mere benevolence or altruism, but individual self-
upon which human rights may be morally justified. The interest. As Nickel writes, 'a prudential argument from
interests approach is thus primarily concerned to fundamental interests attempts to show that it would be
identify the social and biological prerequisites for human reasonable to accept and comply with human rights, in
beings leading a minimally good life. The universality of circumstances where most others are likely to do so,
human rights is grounded in what are considered to be because these norms are part of the best means for
some basic, indispensable, attributes for human well- protecting one's fundamental interests against actions
being, which all of us are deemed necessarily to share. and omissions that endanger them.' (ibid). Protecting
Take, for example, an interest each of us has in respect one’s own fundamental interests requires others'
of our own personal security. This interest serves to willingness to recognize and respect these interests,
ground our claim to the right. It may require the which, in turn, requires reciprocal recognition and
derivation of other rights as prerequisites to security, respect of the fundamental interests of others. The
such as the satisfaction of basic nutritional needs and the adequate protection of each individual's fundamental
need to be free from arbitrary detention or arrest, for interests necessitates the establishment of a co-
example. The philosopher John Finnis provides a good operative system, the fundamental aim of which is not
representative of the interests theory approach. Finnis to promote the common good, but the protection and
(1980) argues that human rights are justifiable on the promotion of individuals' self-interest.
grounds of their instrumental value for securing the
necessary conditions of human well-being. He identifies For many philosophers the interests approach provides
seven fundamental interests, or what he terms 'basic a philosophically powerful defence of the doctrine of
forms of human good', as providing the basis for human
31

human rights. It has the apparent advantage of purely self-interested and over-weight individual in, say,
appealing to human commonality, to those attributes we Los Angeles or London, care for the interests of a starving
all share, and, in so doing, offers a relatively broad-based individual in some distant and impoverished continent?
defence of the plethora of human rights considered by In this instance, the starving person is not in a position
many to be fundamental and inalienable. The interests to affect their overweight counterpart's fundamental
approach also provides for the possibility of resolving interests. The appeal to pure self-interest ultimately
some of the potential disputes which can arise over the cannot provide a basis for securing the universal moral
need to prioritise some human rights over others. One community at the heart of the doctrine of human rights.
may do this, for example, by hierarchically ordering the It cannot justify the claims of universal human rights. An
corresponding interests identified as the specific object, even more philosophically oriented vein of criticism
or content, of each right. focuses upon the interests' based approach alleged
neglect of constructive human agency as a fundamental
However, the interests approach is subject to some component of morality generally. Put simply, the
significant criticisms. Foremost amongst these is the interests-based approach tends to construe our
necessary appeal interests' theorists make to some fundamental interests as pre-determinants of human
account of human nature. The interests-approach is moral agency. This can have the effect of subordinating
clearly operating with, at the very least, an implicit the importance of the exercise of freedom as a principal
account of human nature. Appeals to human nature moral ideal. One might seek to include freedom as a
have, of course, proven to be highly controversial and basic human interest, but freedom is not constitutive of
typically resist achieving the degree of consensus our interests on this account. This particular concern lies
required for establishing the legitimacy of any moral at the heart of the so-called 'will approach' to human
doctrine founded upon an account of human nature. For rights.
example, combining the appeal to fundamental interests
with the aspiration of securing the conditions for each c. The Will Theory Approach
individual leading a minimally good life would be In contrast to the interests approach, the will theory
complicated by social and cultural diversity. Clearly, as attempts to establish the philosophical validity of human
the economic philosopher Amartya Sen (1999) has rights upon a single human attribute: the capacity for
argued, the minimal conditions for a decent life are freedom. Will theorists argue that what is distinctive
socially and culturally relative. Providing the conditions about human agency is the capacity for freedom and
for leading a minimally good life for the residents of that this ought to constitute the core of any account of
Greenwich Village would be significantly different to rights. Ultimately, then, will theorists view human rights
securing the same conditions for the residents of a as originating in, or reducible to, a single, constitutive
shanty town in Southern Africa or South America. While right, or alternatively, a highly limited set of purportedly
the interests themselves may be ultimately identical, fundamental attributes. H.L.A. Hart, for example,
adequately protecting these interests will have to go inferentially argues that all rights are reducible to a
beyond the mere specification of some purportedly single, fundamental right. He refers to this as 'equal right
general prerequisites for satisfying individuals' of all men to be free.' (1955:77). Hart insists that rights
fundamental interests. Other criticisms of the interests to such things as political participation or to an adequate
approach have focused upon the appeal to self-interest diet, for example, are ultimately reducible to, and
as providing a coherent basis for fully respecting the derivative of, individuals' equal right to liberty. Henry
rights of all human beings. This approach is based upon Shue (1996) develops upon Hart's inferential argument
the assumption that individuals occupy a condition of and argues that liberty alone is not ultimately sufficient
relatively equal vulnerability to one another. However, for grounding all of the rights posited by Hart. Shue
this is simply not the case. The model cannot adequately argues that many of these rights imply more than mere
defend the claim that a self-interested agent must individual liberty and extend to include security from
respect the interests of, for example, much less powerful violence and the necessary material conditions for
or geographically distant individuals, if she wishes to personal survival. Thus, he grounds rights upon liberty,
secure her own interests. On these terms, why should a security, and subsistence. The moral philosopher Alan
32

Gewirth (1978, 1982) has further developed upon such the ideal of personal autonomy: rights are a
themes. Gewirth argues that the justification of our manifestation of the exercise of personal autonomy. In
claims to the possession of basic human rights is so doing, the validity of human rights is necessarily tied
grounded in what he presents as the distinguishing to the validity of personal autonomy. On the face of it,
characteristic of human beings generally: the capacity this would appear to be a very powerful, philosophical
for rationally purposive agency. Gewirth states that the position. After all, as someone like Gewirth might argue,
recognition of the validity of human rights is a logical critics of this position would themselves necessarily be
corollary of recognizing oneself as a rationally purposive acting autonomously and they cannot do this without
agent since the possession of rights are the necessary simultaneously requiring the existence of the very
means for rationally purposive action. Gewirth grounds means for such action: even in criticizing human rights
his argument in the claim that all human action is one is logically pre-supposing the existence of such
rationally purposive. Every human action is done for rights.
some reason, irrespective of whether it be a good or a
bad reason. He argues that in rationally endorsing some Despite the apparent logical force of the will approach,
end, say the desire to write a book, one must logically it has been subjected to various forms of criticism. A
endorse the means to that end; as a bare minimum one's particularly important form of criticism focuses upon the
own literacy. He then asks what is required to be a implications of will theory for so-called 'marginal cases';
rationally purposive agent in the first place? He answers human beings who are temporarily or permanently
that freedom and well-being are the two necessary incapable of acting in a rationally autonomous fashion.
conditions for rationally purposive action. Freedom and This would include individuals who have diagnosed from
well-being are the necessary means to acting in a suffering from dementia, schizophrenia, clinical
rationally purposive fashion. They are essential depression, and, also, individuals who remain in a
prerequisites for being human, where to be human is to comatose condition, from which they may never
possess the capacity for rationally purposive action. As recover. If the constitutive condition for the possession
essential prerequisites, each individual is entitled to of human rights is said to be the capacity for acting in a
have access to them. However, Gewirth argues that each rationally purposive manner, for example, then it seems
individual cannot simply will their own enjoyment of to logically follow, that individuals incapable of satisfying
these prerequisites for rational agency without due this criteria have no legitimate claim to human rights.
concern for others. He bases the necessary concern for Many would find this conclusion morally disturbing.
others' human rights upon what he terms the 'principle However, a strict adherence to the will approach is
of generic consistency' (PGC). Gewirth argues that each entailed by it. Some human beings are temporarily or
individual’s claim to the basic means for rationally permanently lacking the criteria Gewirth, for instance,
purposive action is based upon an appeal to a general, cites as the basis for our claims to human rights. It is
rather than, specific attribute of all relevant agents. I difficult to see how they could be assimilated within the
cannot logically will my own claims to basic human rights community of the bearers of human rights on the terms
without simultaneously accepting the equal claims of all of Gewirth's argument. Despite this, the general
rationally purposive agents to the same basic attributes. tendency is towards extending human rights
Gewirth has argued that there exists an absolute right to considerations towards many of the so-called 'marginal
life possessed separately and equally by all of us. In so cases'. To do otherwise would appear to many to be
claiming, Gewirth echoes Dworkin's concept of rights as intuitively wrong, if not ultimately defensible by appeal
trumps, but ultimately goes further than Dworkin is to practical reason. This may reveal the extent to which
prepared to do by arguing that the right to life is absolute many peoples' support of human rights includes an
and cannot, therefore, be overridden under any ineluctable element of sympathy, taking the form of a
circumstances. He states that a 'right is absolute when it general emotional concern for others. Thus, strictly
cannot be overridden in any circumstances, so that it can applying the will theorists' criteria for membership of the
never be justifiably infringed and it must be fulfilled community of human rights bearers would appear to
without any exceptions.' (1982:92). Will theorists then result in the exclusion of some categories of human
attempt to establish the validity of human rights upon
33

beings who are presently recognized as legitimate moral beliefs and practices apparent in the world today
bearers of human rights. as empirical support for their position. Even within a
single, contemporary society, such as the United States
The interests theory approach and the will theory or Great Britain, one can find a wide diversity of
approach contain strengths and weaknesses. When fundamental moral beliefs, principles, and practices.
consistently and separately applied to the doctrine of Contemporary, complex societies are thus increasingly
human rights, each approach appears to yield considered to be pluralist and multicultural in character.
conclusions that may limit or undermine the full force of For many philosophers the multicultural character of
those rights. It may be that philosophical supporters of such societies serves to fundamentally restrict the
human rights need to begin to consider the potential substance and scope of the regulative political principles
philosophical benefits attainable through combining governing those societies. In respect of human rights,
various themes and elements found within these (and relativists have tended to focus upon such issues as the
other) philosophical approaches to justifying human presumed individualist character of the doctrine of
rights. Thus, further attempts at justifying the basis and human rights. It has been argued by numerous relativists
content of human rights may benefit from pursuing a that human rights are unduly biased towards morally
more thematically pluralist approach than has typically individualist societies and cultures, at the necessary
been the case to date. expense of the communal moral complexion of many
Asian and African societies. At best, some human rights'
articles may be considered to be redundant within such
5. Philosophical Criticisms of Human Rights
societies, at worse they may appear to be positively
The doctrine of human rights has been subjected to
harmful if fully implemented, replacing the fundamental
various forms of fundamental, philosophical criticism.
values of one civilization with those of another and
These challenges to the philosophical validity of human
thereby perpetuating a form of cultural and moral
rights as a moral doctrine differ from critical appraisals
imperialism.
of the various philosophical theories supportive of the
doctrine for the simple reason that they aim to
demonstrate what they perceive to the philosophical The philosophical debate between universalists and
fallacies upon which human rights are founded. Two relativists is far too complex to adequately summarise
such forms of critical analysis bear particular attention: here. However, certain immediate responses to the
one which challenges the universalist claims of human relativist critique of human rights are immediately
rights, and another which challenges the presumed available. First, merely pointing to moral diversity and
objective character of human rights principles. the presumed integrity of individual cultures and
societies does not, by itself, provide a philosophical
justification for relativism, nor a sufficient critique of
a. Moral Relativism
universalism. After all, there have existed and continue
Philosophical supporters of human rights are necessarily to exist many cultures and societies whose treatment of
committed to a form of moral universalism. As moral their own people leaves much to be desired. Is the
principles and as a moral doctrine, human rights are relativist genuinely asking us to recognize and respect
considered to be universally valid. However, moral the integrity of Nazi Germany, or any other similarly
universalism has long been subject to criticism by so- repressive regime? There can be little doubt that, as it
called moral relativists. Moral relativists argue that stands, relativism is incompatible with human rights. On
universally valid moral truths do not exist. For moral the face of it, this would appear to lend argumentative
relativists, there is simply no such thing as a universally weight to the universalist support of human rights. After
valid moral doctrine. Relativists view morality as a social all, one may speculate as to the willingness of any
and historical phenomenon. Moral beliefs and principles relativist to actually forego their possession of human
are therefore thought of as socially and historically rights if and when the social surroundings demanded it.
contingent, valid only for those cultures and societies in Similarly, relativist arguments are typically presented by
which they originate and within which they are widely members of the political elites within those countries
approved. Relativists point to the vast array of diverse whose systematic oppression of their peoples has
34

attracted the attention of advocates of human rights. philosophy this argument is most closely associated with
The exponential growth of grass-roots human rights the 18th. Century Scottish philosopher David Hume.
organizations across many countries in the world whose More recently versions of it have been defended by the
cultures are alleged to be incompatible with the likes of C.L.Stevenson, Ludwig Wittgenstein, J.L.Mackie,
implementation of human rights, raises serious and Richard Rorty. Indeed, Rorty (1993) has argued that
questions as to the validity and integrity of such human rights are based not upon the exercise of reason,
'indigenous' relativists. At its worst, the doctrine of but a sentimental vision of humanity. He insists that
moral relativism may be being deployed in an attempt to human rights are not rationally defensible. He argues
illegitimately justify oppressive political systems. The that one cannot justify the basis of human rights by
concern over the presumed incompatibility between appeal to moral theory and the canons of reason since,
human rights and communal moral systems appears to he insists, moral beliefs and practices are not ultimately
be a more valid issue. Human rights have undeniably motivated by an appeal to reason or moral theory, but
conceived of the principal bearer of human rights as the emanate from a sympathetic identification with others:
individual person. This is due, in large part, to the morality originates in the heart, and not in the head.
Western origins of human rights. However, it would be Interestingly, though unambiguously sceptical about the
equally fair to say that the so-called 'third generation' of philosophical basis of human rights, Rorty views the
human rights is far more attuned to the communal and existence of human rights as a 'good and desirable thing',
collective basis of many individuals' lives. In keeping with something whose existence we all benefit from. His
the work of political philosophers such as Will Kymlicka, critique of human rights is this not motivated by an
there is increasing awareness of the need to tailor underlying hostility to the doctrine. For Rorty, human
human rights principles to such things as the collective rights are better served by emotional appeals to identify
rights of minorities and, for example, these minorities' with the unnecessary suffering of others, than by
claims to such things as communal land rights. While arguments over the correct determination of reason.
human rights remain philosophically grounded within an
individualist moral doctrine, there can be no doubt that Rorty's emphasis upon the importance of an emotional
attempts are being made to adequately apply and identification with others is a legitimate concern. It may,
human rights to more communally oriented societies. for example, provide additional support for the
Human rights can no longer be accused of being 'culture- philosophical arguments presented by the likes of
blind'. Gewirth. However, as Michael Freeman has recently
pointed out, 'Rorty's
b. Epistemological Criticisms of Human Rights argument…confuses motivation and justification.
The second most important contemporary philosophical Sympathy is an emotion. Whether the action we take on
form of human rights' criticism challenges the presumed the basis of our emotions is justified depends on the
objective basis of human rights as moral rights. This form reasons for the action. Rorty wishes to eliminate
of criticism may be thought of as a river into which run unprovable metaphysical theories from philosophy, but
many philosophical tributaries. The essence of these in his critique of human-rights theory he goes too far,
attempts to refute human rights consists in the claim and eliminates reasoning.' (2002:56) Rorty’s own
that moral principles and concepts are inherently account of the basis and scope of moral knowledge
subjective in character. On this view moral beliefs do not ultimately prohibits him from claiming that human rights
emanate from a correct determination of a rationally is a morally desirable phenomenon, since he explicitly
purposive will, or even gaining insight into the will of rules out the validity of appealing to the independently
some divine being. Rather, moral beliefs are verifiable criteria required to uphold any such
fundamentally expressions of individuals' partial judgement. What we require from Rorty is an
preferences. This position therefore rejects the principal independent reason for accepting his conclusion. It is
ground upon which the concept of moral rights rests: precisely this that he denies may be legitimately
that there exist rational and a priori moral principles provided by moral philosophy.
upon which a correct and legitimate moral doctrine is to Rorty aside, the general critique of moral objectivity has
be founded. In modern, as opposed to ancient, a long and very well-established heritage in modern
35

moral philosophy. It would be false to claim that either  Freeman, Michael. Human Rights: An Interdisciplinary
the objectivists or the subjectivists have scored any Approach, (Cambridge: Polity, 2002)
ultimate 'knock-down' over their philosophical  Finnis, John. Natural Law and Natural Rights, (Oxford;
opponents. Human rights are founded upon the claim to Clarendon Press, 1980)
moral objectivity, whether by appeal to interests or the  Gewirth, Alan. Reason and Morality, (Chicago: Chicago
will. Any critique of moral objectivism is bound, University Press, 1978)
therefore, to have repercussions for the philosophical  Gewirth, Alan. Human Rights: Essays on Justification
defence of human rights. As I noted above, philosophers and Applications, (Chicago; University of Chicago Press,
such as Alan Gewirth and John Finnis, in their separate 1982)
and different ways, have attempted to establish the  Jones, Peter. Rights, (Basingstoke; Macmillan, 1994)
rational and objective force of human rights. The reader  Mackie, J.L. Ethics: Inventing Right and Wrong,
interested in pursuing this particular theme further is (Harmondsworth; Penguin, 1977)
therefore recommended to pursue a close philosophical  Nickel, James. Making Sense of Human Rights:
analysis of either, or both, of these two philosophers. Philosophical Reflections on the Universal Declaration
of Human Rights, (Berkeley; University of California
6. Conclusion Press, 1987)
Human rights have a long historical heritage. The  Rorty, Richard. "Human rights, rationality, and
principal philosophical foundation of human rights is a sentimentality". In S.Shute & S. Hurley (eds.) On Human
belief in the existence of a form of justice valid for all Rights: the Oxford Amnesty Lectures 1993, (New York;
peoples, everywhere. In this form, the contemporary Basic Books, 1993)
doctrine of human rights has come to occupy centre  Waldron, Jeremy. Theories of Rights, (Oxford; Oxford
stage in geo-political affairs. The language of human University Press, 1984) Chapters by Ronald Dworkin,
rights is understood and utilized by many peoples in very Alan Gewirth, and H.L.A.Hart
diverse circumstances. Human rights have become
indispensable to the contemporary understanding of
Author Information
how human beings should be treated, by one another
and by national and international political bodies. Andrew Fagan
Human rights are best thought of as potential moral Email: fagaaw@essex.ac.uk
guarantees for each human being to lead a minimally University of Essex
good life. The extent to which this aspiration has not United Kingdom
been realized represents a gross failure by the
contemporary world to institute a morally compelling SEPARATE OPINION
order based upon human rights. The philosophical basis
of human rights has been subjected to consistent G.R. No. 104768 July 21, 2003
criticism. While some aspects of the ensuing debate
between philosophical supporters and opponents of REPUBLIC OF THE PHILIPPINES, Petitioner,
human rights remain unresolved and, perhaps, vs.
SANDIGANBAYAN, MAJOR GENERAL JOSEPHUS Q.
irresolvable, the general case for human rights remains RAMAS and ELIZABETH DIMAANO, Respondents.
a morally powerful one. Arguably, the most compelling
motivation for the existence of human may rest upon the PUNO, J.:
exercise of imagination. Try imagining a world without While I concur in the result of the ponencia of Mr.
human rights! Justice Carpio, the ruling on whether or not private
respondent Dimaano could invoke her rights against
7. References and Further Reading unreasonable search and seizure and to the exclusion
 Dworkin, Ronald. Taking Rights Seriously, (London: of evidence resulting therefrom compels this humble
Duckworth, 1978) opinion. The ponencia states that "(t)he correct issue is
whether the Bill of Rights was operative during the
36

interregnum from February 26, 1986 (the day Corazon "From the natural law point of view, the right of
C. Aquino took her oath as President) to March 24, revolution has been defined as ‘an inherent right of a
1986 (immediately before the adoption of the Freedom people to cast out their rulers, change their policy or
Constitution)."1 The majority holds that the Bill of effect radical reforms in their system of government or
Rights was not operative, thus private respondent institutions by force or a general uprising when the
Dimaano cannot invoke the right against unreasonable legal and constitutional methods of making such
search and seizure and the exclusionary right as her change have proved inadequate or are so obstructed as
house was searched and her properties were seized to be unavailable.’ (H. Black, Handbook of American
during the interregnum or on March 3, 1986. My Constitutional Law II, 4th edition, 1927) It has been said
disagreement is not with the ruling that the Bill of that ‘the locus of positive law-making power lies with
Rights was not operative at that time, but with the the people of the state’ and from there is derived ‘the
conclusion that the private respondent has lost and right of the people to abolish, to reform and to alter
cannot invoke the right against unreasonable search any existing form of government without regard to the
and seizure and the exclusionary right. Using a different existing constitution.’ (‘Political Rights as Political
lens in viewing the problem at hand, I respectfully Questions, The Paradox of Luther v. Borden’, 100
submit that the crucial issue for resolution is whether Harvard Law Review 1125, 1133 [1987])"3
she can invoke these rights in the absence of a It is my considered view that under this same natural
constitution under the extraordinary circumstances law, private respondent Dimaano has a right against
after the 1986 EDSA Revolution. The question boggles unreasonable search and seizure and to exclude
the intellect, and is interesting, to say the least, perhaps evidence obtained as a consequence of such illegal act.
even to those not half-interested in the law. But the To explain my thesis, I will first lay down the relevant
question of whether the Filipinos were bereft of law before applying it to the facts of the case at bar.
fundamental rights during the one month interregnum Tracking down the elusive law that will govern the case
is not as perplexing as the question of whether the at bar will take us to the labyrinths of philosophy and
world was without a God in the three days that God the history. To be sure, the difficulty of the case at bar lies
Son descended into the dead before He rose to life. less in the application of the law, but more in finding
Nature abhors a vacuum and so does the law. the applicable law. I shall take up the challenge even if
I. Prologue the route takes negotiating, but without trespassing, on
The ponencia suggests that the Constitution, the Bill of political and religious thickets.
Rights in particular, is the only source of rights, hence in II. Natural Law and Natural Rights
its absence, private respondent Dimaano cannot invoke As early as the Greek civilization, man has alluded to a
her rights against unreasonable search and seizure and higher, natural standard or law to which a state and its
to the exclusion of evidence obtained therefrom. laws must conform. Sophocles unmistakably articulates
Pushing the ponencia’s line of reasoning to the extreme this in his poignant literary piece, Antigone. In this mid-
will result in the conclusion that during the one month fifth century Athenian tragedy, a civil war divided two
interregnum, the people lost their constitutionally brothers, one died defending Thebes, and the other,
guaranteed rights to life, liberty and property and the Polyneices, died attacking it. The king forbade
revolutionary government was not bound by the Polyneices’ burial, commanding instead that his body
strictures of due process of law. Even before appealing be left to be devoured by beasts. But according to
to history and philosophy, reason shouts otherwise. Greek religious ideas, only a burial -even a token one
The ponencia recognized the EDSA Revolution as a with a handful of earth- could give repose to his soul.
"successful revolution"2 that installed the Aquino Moved by piety, Polyneices’ sister, Antigone, disobeyed
government. There is no right to revolt in the 1973 the command of the king and buried the body. She was
Constitution, in force prior to February 23-25, 1986. arrested. Brought before the king who asks her if she
Nonetheless, it is widely accepted that under natural knew of his command and why she disobeyed,
law, the right of revolution is an inherent right of the Antigone replies:
people. Thus, we justified the creation of a new legal ". . .These laws were not ordained of Zeus,
order after the 1986 EDSA Revolution, viz: And she who sits enthroned with gods below,
37

Justice, enacted not these human laws. suffer the worst penalties, even if he escapes what is
Nor did I deem that thou, a mortal man, commonly considered punishment."8
Couldst by a breath annul and override This allusion to an eternal, higher, and universal natural
The immutable unwritten laws of heaven. law continues from classical antiquity to this day. The
They were not born today nor yesterday; face of natural law, however, has changed throughout
They die not; and none knoweth whence they sprang."4 the classical, medieval, modern, and contemporary
Antigone was condemned to be buried alive for periods of history.
violating the order of the king.5 In the medieval times, shortly after 1139, Gratian
Aristotle also wrote in his Nicomachean Ethics: "Of published the Decretum, a collection and reconciliation
political justice part is natural, part legal – natural, that of the canon laws in force, which distinguished
which everywhere has the same force and does not between divine or natural law and human law. Similar
exist by people’s thinking this or that; legal, that which to the writings of the earliest Church Fathers, he related
is originally indifferent, but when it has been laid down this natural law to the Decalogue and to Christ’s
is not indifferent, e.g. that a prisoner’s ransom shall be commandment of love of one’s neighbor. "The law of
mina, or that a goat and not two sheep shall be nature is that which is contained in the Law and the
sacrificed, and again all the laws that are passed for Gospel, by which everyone is commanded to do unto
particular cases, . . ."6Aristotle states that "(p)articular others as he would wish to be done unto him, and is
law is that which each community lays down and prohibited from doing unto others that which he would
applies to its own members: this is partly written and be unwilling to be done unto himself."9 This natural law
partly unwritten. Universal law is the law of Nature. For precedes in time and rank all things, such that statutes
there really is, as every one to some extent divines, a whether ecclesiastical or secular, if contrary to law,
natural justice and injustice that is binding on all men, were to be held null and void.10
even on those who have no association or covenant The following century saw a shift from a natural law
with each other. It is this that Sophocles’ Antigone concept that was revelation-centered to a concept
clearly means when she says that the burial of related to man’s reason and what was discoverable by
Polyneices was a just act in spite of the prohibition: she it, under the influence of Aristotle’s writings which
means that it was just by nature."7 were coming to be known in the West. William of
Later, the Roman orator Cicero wrote of natural law in Auxerre acknowledged the human capacity to recognize
the first century B.C. in this wise: good and evil and God’s will, and made reason the
"True law is right reason in agreement with nature; it is criterion of natural law. Natural law was thus id quod
of universal application, unchanging and everlasting; it naturalis ratio sine omni deliberatione aut sine magna
summons to duty by its commands, and averts from dictat esse faciendum or "that which natural reason,
wrongdoing by its prohibitions. And it does not lay its without much or even any need of reflection, tells us
commands or prohibitions upon good men in vain, what we must do."11 Similarly, Alexander of Hales saw
though neither have any effect on the wicked. It is a sin human reason as the basis for recognizing natural
to try to alter this law, nor is it allowable to attempt to law12 and St. Bonaventure wrote that what natural
repeal any part of it, and it is impossible to abolish it reason commands is called the natural law.13 By the
entirely. We cannot be freed from its obligations by thirteenth century, natural law was understood as the
senate or people, and we need not look outside law of right reason, coinciding with the biblical law but
ourselves for an expounder or interpreter of it. And not derived from it.14
there will not be different laws at Rome and at Athens, Of all the medieval philosophers, the Italian St. Thomas
or different laws now and in the future, but one eternal Aquinas is indisputably regarded as the most important
and unchangeable law will be valid for all nations and at proponent of traditional natural law theory. He created
all times, and there will be one master and ruler, that is, a comprehensive and organized synthesis of the natural
God, over us all, for he is the author of this law, its law theory which rests on both the classical (in
promulgator, and its enforcing judge. Whoever is particular, Aristotelian philosophy) and Christian
disobedient is fleeing from himself and denying his foundation, i.e., on reason and revelation.15 His version
human nature, and by reason of this very fact he will of the natural law theory rests on his vision of the
38

universe as governed by a single, self-consistent and is called natural law. Hence, the psalmist says: "The
overarching system of law under the direction and light of Thy countenance, O Lord, is signed upon us,
authority of God as the supreme lawgiver and thus implying that the light of natural reason, by which
judge.16 Aquinas defined law as "an ordinance of reason we discern what is good and what is evil, which is the
for the common good, made by him who has care of function of the natural law, is nothing else than an
the community, and promulgated."17 There are four imprint on us of the Divine light. It is therefore evident
kinds of laws in his natural law theory: eternal, natural, that the natural law is nothing else than the rational
human, and divine. creature’s participation in the eternal law."22 In a few
First, eternal law. To Aquinas, a law is a dictate of words, the "natural law is a rule of reason, promulgated
practical reason (which provides practical directions on by God in man’s nature, whereby man can discern how
how one ought to act as opposed to "speculative he should act."23
reason" which provides propositional knowledge of the Through natural reason, we are able to distinguish
way things are) emanating from the ruler who governs between right and wrong; through free will, we are able
a perfect community.18 Presupposing that Divine to choose what is right. When we do so, we participate
Providence rules the universe, and Divine Providence more fully in the eternal law rather than being merely
governs by divine reason, then the rational guidance of led blindly to our proper end. We are able to choose
things in God the Ruler of the universe has the nature that end and make our compliance with eternal law an
of a law. And since the divine reason’s conception of act of self-direction. In this manner, the law becomes in
things is not subject to time but is eternal, this kind of us a rule and measure and no longer a rule and
law is called eternal law.19 In other words, eternal law is measure imposed from an external source.24 The
that law which is a "dictate" of God’s reason. It is the question that comes to the fore then is what is this end
external aspect of God’s perfect wisdom, or His wisdom to which natural law directs rational creatures?
applied to His creation.20 Eternal law consists of those The first self-evident principle of natural law is that
principles of action that God implanted in creation to "good is to be pursued and done, and evil is to be
enable each thing to perform its proper function in the avoided. All other precepts of the natural law are based
overall order of the universe. The proper function of a upon this, so that whatever the practical reason
thing determines what is good and bad for it: the good naturally apprehends as man’s good (or evil) belongs to
consists of performing its function while the bad the precept of the natural law as something to be done
consists of failing to perform it.21 or avoided."25 Because good is to be sought and evil
Then, natural law. This consists of principles of eternal avoided, and good is that which is in accord with the
law which are specific to human beings as rational nature of a given creature or the performance of a
creatures. Aquinas explains that law, as a rule and creature’s proper function, then the important question
measure, can be in a person in two ways: in one way, it to answer is what is human nature or the proper
can be in him that rules and measures; and in another function of man. Those to which man has a natural
way, in that which is ruled and measured since a thing inclination are naturally apprehended by reason as
is ruled and measured in so far as it partakes of the rule good and must thus be pursued, while their opposites
or measure. Thus, since all things governed by Divine are evil which must be avoided.26 Aquinas identifies the
Providence are regulated and measured by the eternal basic inclinations of man as follows:
law, then all things partake of or participate to a certain "1. To seek the good, including his highest good,
extent in the eternal law; they receive from it certain which is eternal happiness with God.27
inclinations towards their proper actions and ends. 2. To preserve himself in existence.
Being rational, however, the participation of a human 3. To preserve the species - that is, to unite
being in the Divine Providence, is most excellent sexually.
because he participates in providence itself, providing 4. To live in community with other men.
for himself and others. He participates in eternal reason 5. To use his intellect and will - that is, to know
itself and through this, he possesses a natural the truth and to make his own decision."28
inclination to right action and right end. This As living creatures, we have an interest in self-
participation of the rational creature in the eternal law preservation; as animals, in procreation; and as rational
39

creatures, in living in society and exercising our salvation, is not proportionate to his natural human
intellectual and spiritual capacities in the pursuit of power, making it necessary for him to be directed not
knowledge."29 God put these inclinations in human just by natural and human law but by divinely given
nature to help man achieve his final end of eternal law. Secondly, because of uncertainty in human
happiness. With an understanding of these inclinations judgment, different people form different judgments
in our human nature, we can determine by practical on human acts, resulting in different and even contrary
reason what is good for us and what is bad.30 In this laws. So that man may know for certain what he ought
sense, natural law is an ordinance of to do and avoid, it was necessary for man to be
reason.31 Proceeding from these inclinations, we can directed in his proper acts by a God-given law for it is
apply the natural law by deduction, thus: good should certain that such law cannot err. Thirdly, human law
be done; this action is good; this action should can only judge the external actions of persons.
therefore be done.32 Concretely, it is good for humans However, perfection of virtue consists in man
to live peaceably with one another in society, thus this conducting himself right in both his external acts and in
dictates the prohibition of actions such as killing and his interior motives. The divine law thus supervenes to
stealing that harm society.33 see and judge both dimensions. Fourthly, because
From the precepts of natural law, human reason needs human law cannot punish or forbid all evils, since in
to proceed to the more particular determinations or aiming to do away with all evils it would do away with
specialized regulations to declare what is required in many good things and would hinder the advancement
particular cases considering society’s specific of the common good necessary for human
circumstances. These particular determinations, arrived development, divine law is needed.37 For example, if
at by human reason, are called human laws (Aquinas’ human law forbade backbiting gossip, in order to
positive law). They are necessary to clarify the demands enforce such a law, privacy and trust that is necessary
of natural law. Aquinas identifies two ways by which between spouses and friends would be severely
something may be derived from natural law: first, like in restricted. Because the price paid to enforce the law
science, demonstrated conclusions are drawn from would outweigh the benefits, gossiping ought to be left
principles; and second, as in the arts, general forms are to God to be judged and punished. Thus, with divine
particularized as to details like the craftsman law, no evil would remain unforbidden and
determining the general form of a house to a particular unpunished.38
shape.34 Thus, according to Aquinas, some things are Aquinas’ traditional natural law theory has been
derived from natural law by way of conclusion (such as advocated, recast and restated by other scholars up to
"one must not kill" may be derived as a conclusion from the contemporary period.39 But clearly, what has had a
the principle that "one should do harm to no man") pervading and lasting impact on the Western
while some are derived by way of determination (such philosophy of law and government, particularly on that
as the law of nature has it that the evildoer should be of the United States of America which heavily
punished, but that he be punished in this or that way is influenced the Philippine system of government and
not directly by natural law but is a derived constitution, is the modern natural law theory.
determination of it).35 Aquinas says that both these In the traditional natural law theory, among which was
modes of derivation are found in the human law. But Aquinas’, the emphasis was placed on moral duties of
those things derived as a conclusion are contained in man -both rulers and subjects- rather than on rights of
human law not as emanating therefrom exclusively, but the individual citizen. Nevertheless, from this medieval
having some force also from the natural law. But those theoretical background developed modern natural law
things which are derived in the second manner have no theories associated with the gradual development in
other force than that of human law.36 Europe of modern secular territorial state. These
Finally, there is divine law which is given by God, i.e., theories increasingly veered away from medieval
the Old Testament and the New Testament. This is theological trappings40 and gave particular emphasis to
necessary to direct human life for four reasons. First, the individual and his natural rights.41
through law, man is directed to proper actions towards One far-reaching school of thought on natural rights
his proper end. This end, which is eternal happiness and emerged with the political philosophy of the English
40

man, John Locke. In the traditional natural law theory and a related duty to respect the same right in others,
such as Aquinas’, the monarchy was not altogether and preserve mankind.50 Through reason, human
disfavored because as Aquinas says, "the rule of one beings are capable of recognizing the need to treat
man is more useful than the rule of the many" to others as free, independent and equal as all individuals
achieve "the unity of peace."42 Quite different from are equally concerned with ensuring their own lives,
Aquinas, Locke emphasized that in any form of liberties and properties.51 In this state of nature, the
government, "ultimate sovereignty rested in the people execution of the law of nature is placed in the hands of
and all legitimate government was based on the every individual who has a right to punish transgressors
consent of the governed."43 His political theory was of the law of nature to an extent that will hinder its
used to justify resistance to Charles II over the right of violation.52 It may be gathered from Locke’s political
succession to the English throne and the Whig theory that the rights to life, health, liberty and
Revolution of 1688-89 by which James II was dethroned property are natural rights, hence each individual has a
and replaced by William and Mary under terms which right to be free from violent death, from arbitrary
weakened the power of the crown and strengthened restrictions of his person and from theft of his
the power of the Parliament.44 property.53 In addition, every individual has a natural
Locke explained his political theory in his major work, right to defend oneself from and punish those who
Second Treatise of Government, originally published in violate the law of nature.
1690,45 where he adopted the modern view that human But although the state of nature is somewhat of an
beings enjoyed natural rights in the state of nature, Eden before the fall, there are two harsh
before the formation of civil or political society. In this "inconveniences" in it, as Locke puts them, which
state of nature, it is self-evident that all persons are adversely affect the exercise of natural rights. First,
naturally in a "state of perfect freedom to order their natural law being an unwritten code of moral conduct,
actions, and dispose of their possessions and persons, it might sometimes be ignored if the personal interests
as they think fit, within the bounds of the law of nature, of certain individuals are involved. Second, without any
without asking leave or depending upon the will of any written laws, and without any established judges or
other man."46Likewise, in the state of nature, it was magistrates, persons may be judges in their own cases
self-evident that all persons were in a state of equality, and self-love might make them partial to their side. On
"wherein all the power and jurisdiction is reciprocal, no the other hand, ill nature, passion and revenge might
one having more than another; there being nothing make them too harsh to the other side. Hence, "nothing
more evident, than that creatures of the same species but confusion and disorder will follow."54These
and rank, promiscuously born to all the same circumstances make it necessary to establish and enter
advantages of nature, and the use of the same faculties, a civil society by mutual agreement among the people
should also be equal one amongst another without in the state of nature, i.e., based on a social contract
subordination or subjection . . ."47 Locke quickly added, founded on trust and consent. Locke writes:
however, that though all persons are in a state of "The only way whereby any one divests himself of his
liberty, it is not a state of license for the "state of natural liberty, and puts on the bonds of civil society, is
nature has a law of nature to govern it, which obliges by agreeing with other men to join and unite into a
every one: and reason, which is that law, teaches all community for their comfortable, safe, and peaceable
mankind, who will but consult it, that being all equal living one amongst another, in a secure enjoyment of
and independent, no one ought to harm another in his their properties (used in the broad sense, referring to
life health, liberty, or possessions. . ."48 Locke also life, liberty and property) and a greater security against
alludes to an "omnipotent, and infinitely wise maker" any, that are not of it."55
whose "workmanship they (mankind) are, made to last This collective agreement then culminated in the
during his (the maker’s) . . .pleasure."49 In other words, establishment of a civil government.
through reason, with which human beings arrive at the Three important consequences of Locke’s theory on the
law of nature prescribing certain moral conduct, each origin of civil government and its significance to the
person can realize that he has a natural right and duty natural rights of individual subjects should be noted.
to ensure his own survival and well-being in the world First, since it was the precariousness of the individual’s
41

enjoyment of his natural and equal right to life, liberty, foundation, these American scholars agree on the well-
and property that justified the establishment of civil known analysis of how individuals preserved their
government, then the "central, overriding purpose of liberty by forming government, i.e., that in order to
civil government was to protect and preserve the address the insecurity and precariousness of one’s life,
individual’s natural rights. For just as the formation by liberty and property in the state of nature, individuals,
individuals of civil or political society had arisen from in accordance with the principle of self-preservation,
their desire to ‘unite for the mutual Preservation of gave up a portion of their natural liberty to civil
their Lives, Liberties and Estates, which I (Locke) call by government to enable it "to preserve the
the general name, Property,’56 so, too, did the same residue."62 "People must cede to [government] some of
motive underlie - in the second stage of the social their natural rights, in order to vest it with
contract - their collective decision to institute civil powers."63 That individuals "give up a part of their
government."57 Locke thus maintains, again using the natural rights to secure the rest" in the modern natural
term "property" in the broad sense, that, "(t)he great law sense is said to be "an old hackneyed and well
and chief end, therefore, of men’s uniting into known principle"64 thus:
common-wealths, and putting themselves under "That Man, on entering into civil society, of necessity,
government, is the preservation of their sacrifices a part of his natural liberty, has been pretty
property."58 Secondly, the central purpose that has universally taken for granted by writers on government.
brought a civil government into existence, i.e., the They seem, in general, not to have admitted a doubt of
protection of the individual’s natural rights, sets firm the truth of the proposition. One feels as though it was
limits on the political authority of the civil government. treading on forbidden ground, to attempt a refutation
A government that violates the natural rights of its of what has been advanced by a Locke, a Bacari[a], and
subjects has betrayed their trust, vested in it when it some other writers and statesmen."65
was first established, thereby undermining its own But, while Locke’s theory showed the necessity of civil
authority and losing its claim to the subjects’ society and government, it was careful to assert and
obedience. Third and finally, individual subjects have a protect the individual’s rights against government
right of last resort to collectively resist or rebel against invasion, thus implying a theory of limited government
and overthrow a government that has failed to that both restricted the role of the state to protect the
discharge its duty of protecting the people’s natural individual’s fundamental natural rights to life, liberty
rights and has instead abused its powers by acting in an and property and prohibited the state, on moral
arbitrary or tyrannical manner. The overthrow of grounds, from violating those rights.66 The natural
government, however, does not lead to dissolution of rights theory, which is the characteristic American
civil society which came into being before the interpretation of natural law, serves as the foundation
establishment of civil government.59 of the well-entrenched concept of limited government
Locke’s ideas, along with other modern natural law and in the United States. It provides the theoretical basis of
natural rights theories, have had a profound impact on the formulation of limits on political authority vis-à-vis
American political and legal thought. American law the superior right of the individual which the
professor Philip Hamburger observes that American government should preserve.67
natural law scholars generally agree "that natural law Locke’s ideas undoubtedly influenced Thomas
consisted of reasoning about humans in the state of Jefferson, the eminent statesman and "philosopher of
nature (or absence of government)" and tend "to the (American) revolution and of the first constitutional
emphasize that they were reasoning from the equal order which free men were permitted to
freedom of humans and the need of humans to establish."68 Jefferson espoused Locke’s theory that
preserve themselves."60 As individuals are equally free, man is free in the state of nature. But while Locke
they did not have the right to infringe the equal rights limited the authority of the state with the doctrine of
of others; even self-preservation typically required natural rights, Jefferson’s originality was in his use of
individuals to cooperate so as to avoid doing unto this doctrine as basis for a fundamental law or
others what they would not have others do unto constitution established by the people.69 To obviate the
them.61 With Locke’s theory of natural law as danger that the government would limit natural liberty
42

more than necessary to afford protection to the freedom; it grants no rights to the people, but is the
governed, thereby becoming a threat to the very creature of their power, the instrument of their
natural liberty it was designed to protect, people had to convenience. Designed for their protection in the
stipulate in their constitution which natural rights they enjoyment of the rights and powers which they
sacrificed and which not, as it was important for them possessed before the Constitution was made, it is but
to retain those portions of their natural liberty that the framework of the political government, and
were inalienable, that facilitated the preservation of necessarily based upon the preexisting condition of
freedom, or that simply did not need to be laws, rights, habits and modes of thought. There is
sacrificed.70 Two ideas are therefore fundamental in the nothing primitive in it; it is all derived from a known
constitution: one is the regulation of the form of source. It presupposes an organized society, law, order,
government and the other, the securing of the liberties propriety, personal freedom, a love of political liberty,
of the people.71 Thus, the American Constitution may and enough of cultivated intelligence to know how to
be understood as comprising three elements. First, it guard against the encroachments of
creates the structure and authority of a republican form tyranny."76 (emphasis supplied)
of government; second, it provides a division of powers That Locke’s modern natural law and rights theory was
among the different parts of the national government influential to those who framed and ratified the United
and the checks and balances of these powers; and States constitution and served as its theoretical
third, it inhibits government’s power vis-à-vis the rights foundation is undeniable.77 In a letter in which George
of individuals, rights existent and potential, patent and Washington formally submitted the Constitution to
latent. These three parts have one prime objective: to Congress in September 1787, he spoke of the
uphold the liberty of the people.72 difficulties of drafting the document in words borrowed
But while the constitution guarantees and protects the from the standard eighteenth-century natural rights
fundamental rights of the people, it should be stressed analysis:
that it does not create them. As held by many of the "Individuals entering into society, must give up a share
American Revolution patriots, "liberties do not result of liberty to preserve the rest. The magnitude of the
from charters; charters rather are in the nature of sacrifice must depend as well on situation and
declarations of pre-existing rights."73 John Adams, one circumstance, as on the object to be obtained. It is at all
of the patriots, claimed that natural rights are founded times difficult to draw with precision the line between
"in the frame of human nature, rooted in the those rights which must be surrendered, and those
constitution of the intellect and moral world."74 Thus, it which may be reserved . . . ."78 (emphasis supplied)
is said of natural rights vis-à-vis the constitution: Natural law is thus to be understood not as a residual
". . . (t)hey exist before constitutions and independently source of constitutional rights but instead, as the
of them. Constitutions enumerate such rights and reasoning that implied the necessity to sacrifice natural
provide against their deprivation or infringement, but liberty to government in a written constitution. Natural
do not create them. It is supposed that all power, all law and natural rights were concepts that explained
rights, and all authority are vested in the people before and justified written constitutions.79
they form or adopt a constitution. By such an With the establishment of civil government and a
instrument, they create a government, and define and constitution, there arises a conceptual distinction
limit the powers which the constitution is to secure and between natural rights and civil rights, difficult though
the government respect. But they do not thereby invest to define their scope and delineation. It has been
the citizens of the commonwealth with any natural proposed that natural rights are those rights that
rights that they did not before possess."75 (emphasis "appertain to man in right of his existence."80 These
supplied) were fundamental rights endowed by God upon human
A constitution is described as follows: beings, "all those rights of acting as an individual for his
"A Constitution is not the beginning of a community, own comfort and happiness, which are not injurious to
nor the origin of private rights; it is not the fountain of the natural rights of others."81 On the other hand, civil
law, nor the incipient state of government; it is not the rights are those that "appertain to man in right of his
cause, but consequence, of personal and political
43

being a member of society."82 These rights, however, reputation.90 In contrast, certain other rights, such as
are derived from the natural rights of individuals since: habeas corpus and jury rights, do not exist in the state
"Man did not enter into society to become worse off of nature, but exist only under the laws of civil
than he was before, nor to have fewer rights than he government or the constitution because they are
had before, but to have those rights better secured. His essential for restraining government.91 They are called
natural rights are the foundation of all his rights."83 civil rights not only in the sense that they are protected
Civil rights, in this sense, were those natural rights – by constitutions or other laws, but also in the sense
particularly rights to security and protection – which by that they are acquired rights which can only exist under
themselves, individuals could not safeguard, rather civil government.92
requiring the collective support of civil society and In his Constitutional Law, Black states that natural rights
government. Thus, it is said: may be used to describe those rights which belong to
"Every civil right has for its foundation, some natural man by virtue of his nature and depend upon his
right pre-existing in the individual, but to the personality. "His existence as an individual human
enjoyment of which his individual power is not, in all being, clothed with certain attributes, invested with
cases, sufficiently competent."84 certain capacities, adapted to certain kind of life, and
The distinction between natural and civil rights is possessing a certain moral and physical nature, entitles
"between that class of natural rights which man retains him, without the aid of law, to such rights as are
after entering into society, and those which he throws necessary to enable him to continue his existence,
into the common stock as a member of society."85 The develop his faculties, pursue and achieve his
natural rights retained by the individuals after entering destiny."93 An example of a natural right is the right to
civil society were "all the intellectual rights, or rights of life. In an organized society, natural rights must be
the mind,"86i.e., the rights to freedom of thought, to protected by law, "and although they owe to the law
freedom of religious belief and to freedom of neither their existence nor their sacredness, yet they
expression in its various forms. The individual could are effective only when recognized and sanctioned by
exercise these rights without government assistance, law."94 Civil rights include natural rights as they are
but government has the role of protecting these natural taken into the sphere of law. However, there are civil
rights from interference by others and of desisting from rights which are not natural rights such as the right of
itself infringing such rights. Government should also trial by jury. This right is not founded in the nature of
enable individuals to exercise more effectively the man, nor does it depend on personality, but it falls
natural rights they had exchanged for civil rights –like under the definition of civil rights which are the rights
the rights to security and protection - when they secured by the constitution to all its citizens or
entered into civil society.87 inhabitants not connected with the organization or
American natural law scholars in the 1780s and early administration of government which belong to the
1790s occasionally specified which rights were natural domain of political rights. "Natural rights are the same
and which were not. On the Lockean assumption that all the world over, though they may not be given the
the state of nature was a condition in which all humans fullest recognition under all governments. Civil rights
were equally free from subjugation to one another and which are not natural rights will vary in different states
had no common superior, American scholars tended to or countries."95
agree that natural liberty was the freedom of From the foregoing definitions and distinctions, we can
individuals in the state of nature.88 Natural rights were gather that the inclusions in and exclusions from the
understood to be simply a portion of this scope of natural rights and civil rights are not well-
undifferentiated natural liberty and were often broadly defined. This is understandable because these
categorized as the rights to life, liberty, and property; or definitions are derived from the nature of man which,
life, liberty and the pursuit of happiness. More in its profundity, depth, and fluidity, cannot simply and
specifically, they identified as natural rights the free completely be grasped and categorized. Thus, phrases
exercise of religion, freedom of conscience,89 freedom such as "rights appertain(ing) to man in right of his
of speech and press, right to self-defense, right to bear existence", or "rights which are a portion of man’s
arms, right to assemble and right to one’s undifferentiated natural liberty, broadly categorized as
44

the rights to life, liberty, and property; or life, liberty Consent of the Governed, that whenever any Form of
and the pursuit of happiness", or "rights that belong to Government becomes destructive of these Ends, it is
man by virtue of his nature and depend upon his the Right of the People to alter or to abolish it, and to
personality" serve as guideposts in identifying a natural institute new Government, laying its Foundation on
right. Nevertheless, although the definitions of natural such Principles, and organizing its Powers in such Form
right and civil right are not uniform and exact, we can as to them shall seem most likely to effect their Safety
derive from the foregoing definitions that natural rights and Happiness."98(emphasis supplied)
exist prior to constitutions, and may be contained in His phrase "rights of man" was used in the 1789 French
and guaranteed by them. Once these natural rights Declaration of the Rights of Man and of Citizens,
enter the constitutional or statutory sphere, they proclaimed by the French Constituent Assembly in
likewise acquire the character of civil rights in the broad August 1789, viz:
sense (as opposed to civil rights distinguished from "The representatives of the French people, constituted
political rights), without being stripped of their nature in a National Assembly, considering that ignorance,
as natural rights. There are, however, civil rights which oblivion or contempt of the Rights of Man are the only
are not natural rights but are merely created and causes of public misfortunes and of the corruption of
protected by the constitution or other law such as the governments, have resolved to lay down in a solemn
right to a jury trial. Declaration, the natural, inalienable and sacred Rights
Long after Locke conceived of his ideas of natural rights, of Man, in order that this Declaration, being always
civil society, and civil government, his concept of before all the members of the Social Body, should
natural rights continued to flourish in the modern and constantly remind them of their Rights and their Duties.
contemporary period. About a hundred years after the . ."99 (emphasis supplied)
Treatise of Government, Locke’s natural law and rights Thereafter, the phrase "rights of man" gradually
theory was restated by the eighteenth-century political replaced "natural rights" in the latter period of the
thinker and activist, Thomas Paine. He wrote his classic eighteenth century, thus removing the theological
text, The Rights of Man, Part 1 where he argued that assumptions of medieval natural law theories. After the
the central purpose of all governments was to protect American and French Revolutions, the doctrine of the
the natural and imprescriptible rights of man. Citing the rights of man became embodied not only in succinct
1789 French Declaration of the Rights of Man and of declarations of rights, but also in new constitutions
Citizens, Paine identified these rights as the right to which emphasized the need to uphold the natural rights
liberty, property, security and resistance of oppression. of the individual citizen against other individuals and
All other civil and political rights - such as to limits on particularly against the state itself.100
government, to freedom to choose a government, to Considerable criticism was, however, hurled against
freedom of speech, and to fair taxation - were derived natural law and natural rights theories, especially by the
from those fundamental natural rights.96 logical positivist thinkers, as these theories were not
Paine inspired and actively assisted the American empirically verifiable. Nevertheless, the concept of
Revolution and defended the French Revolution. His natural rights or rights of man regained force and
views were echoed by the authors of the American and influence in the 1940s because of the growing
the French declarations that accompanied these awareness of the wide scale violation of such rights
democratic revolutions.97 The American Declaration of perpetrated by the Nazi dictatorship in Germany. The
Independence of July 4, 1776, the revolutionary British leader Winston Churchill and the American
manifesto of the thirteen newly-independent states of leader Franklin Roosevelt stated in the preface of their
America that were formerly colonies of Britain, reads: Atlantic Charter in 1942 that "complete victory over
"We hold these Truths to be self-evident, that all Men their enemies is essential to decent life, liberty,
are created equal, that they are endowed by their independence and religious freedom, and to preserve
Creator with certain inalienable Rights, that among human rights and justice, in their own land as well as in
these are Life, Liberty, and the Pursuit of Happiness. other lands." (emphasis supplied) This time, natural
That to secure these Rights, Governments are instituted right was recast in the idea of "human rights" which
among Men, deriving their just Powers from the belong to every human being by virtue of his or her
45

humanity. The idea superseded the traditional concept civilization and despite the countervailing forces of
of rights based on notions of God-given natural law and repression and authoritarianism."105
of social contract. Instead, the refurbished idea of Human rights and fundamental freedoms were
"human rights" was based on the assumption that each affirmed by the United Nations Organization in the
individual person was entitled to an equal degree of different instruments embodying these rights not just
respect as a human being.101 as a solemn protest against the Nazi-fascist method of
With this historical backdrop, the United Nations government, but also as a recognition that the "security
Organization published in 1948 its Universal Declaration of individual rights, like the security of national rights,
of Human Rights (UDHR) as a systematic attempt to was a necessary requisite to a peaceful and stable
secure universal recognition of a whole gamut of world order."106 Moskowitz wrote:
human rights. The Declaration affirmed the importance "The legitimate concern of the world community with
of civil and political rights such as the rights to life, human rights and fundamental freedoms stems in large
liberty, property; equality before the law; privacy; a fair part from the close relation they bear to the peace and
trial; freedom of speech and assembly, of movement, of stability of the world. World War II and its antecedents,
religion, of participation in government directly or as well as contemporary events, clearly demonstrate
indirectly; the right to political asylum, and the absolute the peril inherent in the doctrine which accepts the
right not to be tortured. Aside from these, but more state as the sole arbiter in questions pertaining to the
controversially, it affirmed the importance of social and rights and freedoms of the citizen. The absolute power
economic rights.102The UDHR is not a treaty and its exercised by a government over its citizens is not only a
provisions are not binding law, but it is a compromise of source of disorder in the international community; it
conflicting ideological, philosophical, political, can no longer be accepted as the only guaranty of
economic, social and juridical ideas which resulted from orderly social existence at home. But orderly social
the collective effort of 58 states on matters generally existence is ultimately a matter which rests in the
considered desirable and imperative. It may be viewed hands of the citizen. Unless the citizen can assert his
as a "blending (of) the deepest convictions and ideals of human rights and fundamental freedoms against his
different civilizations into one universal expression of own government under the protection of the
faith in the rights of man."103 international community, he remains at the mercy of
On December 16, 1966, the United Nations General the superior power."107
Assembly adopted the International Covenant on Similar to natural rights and civil rights, human rights as
Economic, Social and Cultural Rights (ICESCR) and the the refurbished idea of natural right in the 1940s,
International Covenant on Civil and Political Rights eludes definition. The usual definition that it is the right
(ICCPR) and the Optional Protocol to the Civil and which inheres in persons from the fact of their
Political Rights providing for the mechanism of checking humanity seemingly begs the question. Without doubt,
state compliance to the international human rights there are certain rights and freedoms so fundamental
instruments such as through a reportorial requirement as to be inherent and natural such as the integrity of
among governments. These treaties entered into force the person and equality of persons before the law
on March 23, 1976104 and are binding as international which should be guaranteed by all constitutions of all
law upon governments subscribing to them. Although civilized countries and effectively protected by their
admittedly, there will be differences in interpreting laws.108 It is nearly universally agreed that some of
particular statements of rights and freedoms in these those rights are religious toleration, a general right to
United Nations instruments "in the light of varied dissent, and freedom from arbitrary punishment.109 It is
cultures and historical traditions, the basis of the not necessarily the case, however, that what the law
covenants is a common agreement on the fundamental guarantees as a human right in one country should also
objective of the dignity and worth of the human be guaranteed by law in all other countries. Some
person. Such agreement is implied in adherence to the human rights might be considered fundamental in
(United Nations) Charter and corresponds to the some countries, but not in others. For example, trial by
universal urge for freedom and dignity which strives for jury which we have earlier cited as an example of a civil
expression, despite varying degrees of culture and right which is not a natural right, is a basic human right
46

in the United States protected by its constitution, but Court admonished courts to consider cautiously an
not so in Philippine jurisdiction.110 Similar to natural admission or confession of guilt especially when it is
rights, the definition of human rights is derived from alleged to have been obtained by intimidation and
human nature, thus understandably not exact. The force. The Court said: "(w)ithal, aversion of man against
definition that it is a "right which inheres in persons forced self-affliction is a matter of Natural Law."116 In
from the fact of their humanity", however, can serve as People v. Agbot,117 we did not uphold lack of instruction
a guideline to identify human rights. It seems though as an excuse for killing because we recognized the
that the concept of human rights is broadest as it "offense of taking one’s life being forbidden by natural
encompasses a human person’s natural rights (e.g., law and therefore within instinctive knowledge and
religious freedom) and civil rights created by law (e.g. feeling of every human being not deprived of
right to trial by jury). reason."118 In Mobil Oil Philippines, Inc. v. Diocares, et
In sum, natural law and natural rights are not relic al.,119 Chief Justice Fernando acknowledged the
theories for academic discussion, but have had influence of natural law in stressing that the element of
considerable application and influence. Natural law and a promise is the basis of contracts. In Manila Memorial
natural rights theories have played an important role in Park Cemetery, Inc. v. Court of Appeals, et al.,120 the
the Declaration of Independence, the Abolition (anti- Court invoked the doctrine of estoppel which we have
slavery) movement, and parts of the modern Civil repeatedly pronounced is predicated on, and has its
Rights movement.111 In charging Nazi and Japanese origin in equity, which broadly defined, is justice
leaders with "crimes against humanity" at the end of according to natural law. In Yu Con v. Ipil, et al.,121 we
the Second World War, Allied tribunals in 1945 invoked recognized the application of natural law in maritime
the traditional concept of natural law to override the commerce.
defense that those charged had only been obeying the The Court has also identified in several cases certain
laws of the regimes they served.112 Likewise, natural natural rights such as the right to liberty,122 the right of
law, albeit called by another name such as "substantive expatriation,123 the right of parents over their children
due process" which is grounded on reason and fairness, which provides basis for a parent’s visitorial rights over
has served as legal standard for international law, his illegitimate children,124 and the right to the fruits of
centuries of development in the English common law, one’s industry.125
and certain aspects of American constitutional law.113 In In Simon, Jr. et al. v. Commission on Human
controversies involving the Bill of Rights, the natural Rights,126 the Court defined human rights, civil rights,
law standards of "reasonableness" and "fairness" or and political rights. In doing so, we considered the
"justified on balance" are used. Questions such as these United Nations instruments to which the Philippines is a
are common: "Does this form of government signatory, namely the UDHR which we have ruled in
involvement with religion endanger religious liberty in a several cases as binding upon the Philippines,127 the
way that seems unfair to some group? Does permitting ICCPR and the ICESCR. Still, we observed that "human
this restriction on speech open the door to government rights" is so generic a term that at best, its definition is
abuse of political opponents? Does this police inconclusive. But the term "human rights" is closely
investigative practice interfere with citizens’ legitimate identified to the "universally accepted traits and
interests in privacy and security?"114 Undeniably, attributes of an individual, along with what is generally
natural law and natural rights theories have carved considered to be his inherent and inalienable rights,
their niche in the legal and political arena. encompassing almost all aspects of life,"128i.e., the
III. Natural Law and Natural Rights individual’s social, economic, cultural, political and civil
in Philippine Cases and the Constitution relations.129 On the other hand, we defined civil rights
A. Traces of Natural Law and as referring to:
Natural Rights Theory in Supreme Court Cases ". . . those (rights) that belong to every citizen of the
Although the natural law and natural rights foundation state or country, or, in a wider sense, to all inhabitants,
is not articulated, some Philippine cases have made and are not connected with the organization or
reference to natural law and rights without raising administration of government. They include the rights
controversy. For example, in People v. Asas,115 the to property, marriage, equal protection of the laws,
47

freedom of contract, etc. Or, as otherwise defined, civil various constitutional projects that would reflect the
rights are rights appertaining to a person by virtue of longings and aspirations of the Filipino people. On May
his citizenship in a state or community. Such term may 31, 1897, a republican government was established in
also refer, in its general sense, to rights capable of Biak-na-Bato, followed on November 1, 1897 by the
being enforced or redressed in a civil action."130 unanimous adoption of the Provisional Constitution of
Guarantees against involuntary servitude, religious the Republic of the Philippines, popularly known as the
persecution, unreasonable searches and seizures, and Constitution of Biak-na-Bato, by the revolution’s
imprisonment for debt are also identified as civil representatives. The document was an almost exact
rights.131 The Court’s definition of civil rights was made copy of the Cuban Constitution of Jimaguayu,135except
in light of their distinction from political rights which for four articles which its authors Felix Ferrer and
refer to the right to participate, directly or indirectly, in Isabelo Artacho added. These four articles formed the
the establishment or administration of government, the constitution’s Bill of Rights and protected, among
right of suffrage, the right to hold public office, the right others, religious liberty, the right of association,
of petition and, in general, the rights appurtenant to freedom of the press, freedom from imprisonment
citizenship vis-a-vis the management of government.132 except by virtue of an order issued by a competent
To distill whether or not the Court’s reference to court, and freedom from deprivation of property or
natural law and natural rights finds basis in a natural domicile except by virtue of judgment passed by a
law tradition that has influenced Philippine law and competent court of authority.136
government, we turn to Philippine constitutional law The Biak-na-Bato Constitution was projected to have a
history. life-span of two years, after which a final constitution
B. History of the Philippine Constitution would be drafted. Two months after it was adopted,
and the Bill of Rights however, the Pact of Biak-na-Bato was signed whereby
During the Spanish colonization of the Philippines, the Filipino military leaders agreed to cease fighting
Filipinos ardently fought for their fundamental rights. against the Spaniards and guaranteed peace for at least
The Propaganda Movement spearheaded by our three years, in exchange for monetary indemnity for
national hero Jose Rizal, Marcelo H. del Pilar, and the Filipino men in arms and for promised reforms.
Graciano Lopez-Jaena demanded assimilation of the Likewise, General Emilio Aguinaldo, who by then had
Philippines by Spain, and the extension to Filipinos of become the military leader after Bonifacio’s death,
rights enjoyed by Spaniards under the Spanish agreed to leave the Philippines with other Filipino
Constitution such as the inviolability of person and leaders. They left for Hongkong in December 1897.
property, specifically freedom from arbitrary action by A few months later, the Spanish-American war broke
officialdom particularly by the Guardia Civil and from out in April 1898. Upon encouragement of American
arbitrary detention and banishment of citizens. They officials, Aguinaldo came back to the Philippines and set
clamored for their right to liberty of conscience, up a temporary dictatorial government with himself as
freedom of speech and the press, freedom of dictator. In June 1898, the dictatorship was terminated
association, freedom of worship, freedom to choose a and Aguinaldo became the President of the
profession, the right to petition the government for Revolutionary Government.137 By this time, the
redress of grievances, and the right to an opportunity relations between the American troops and the Filipino
for education. They raised the roof for an end to the forces had become precarious as it became more
abuses of religious corporations.133 evident that the Americans planned to stay. In
With the Propaganda Movement having apparently September 1898, the Revolutionary Congress was
failed to bring about effective reforms, Andres inaugurated whose primary goal was to formulate and
Bonifacio founded in 1892 the secret society of the promulgate a Constitution. The fruit of their efforts was
Katipunan to serve as the military arm of the the Malolos Constitution which, as admitted by Felipe
secessionist movement whose principal aim was to Calderon who drafted it, was based on the constitutions
create an independent Filipino nation by armed of South American Republics138 while the Bill of Rights
revolution.134 While preparing for separation from was substantially a copy of the Spanish
Spain, representatives of the movement engaged in Constitution.139 The Bill of Rights included among
48

others, freedom of religion, freedom from arbitrary witness against himself; that the right to be secure
arrests and imprisonment, security of the domicile and against unreasonable searches and seizures shall not be
of papers and effects against arbitrary searches and violated; that no law shall be passed abridging the
seizures, inviolability of correspondence, due process in freedom of speech or of the press or of the rights of the
criminal prosecutions, freedom of expression, freedom people to peaceably assemble and petition the
of association, and right of peaceful petition for the Government for redress of grievances. Scholars have
redress of grievances. Its Article 28 stated that "(t)he characterized the Instruction as the "Magna Charta of
enumeration of the rights granted in this title does not the Philippines" and as a "worthy rival of the Laws of
imply the prohibition of any others not expressly the Indies."144
stated."140This suggests that natural law was the source The "inviolable rules" of the Instruction were re-
of these rights.141 The Malolos Constitution was short- enacted almost exactly in the Philippine Bill of
lived. It went into effect in January 1899, about two 1902,145 an act which temporarily provided for the
months before the ratification of the Treaty of Paris administration of the affairs of the civil government in
transferring sovereignty over the Islands to the United the Philippine Islands,146and in the Philippine Autonomy
States. Within a month after the constitution’s Act of 1916,147 otherwise known as the Jones Law,
promulgation, war with the United States began and which was an act to declare the purpose of the people
the Republic survived for only about ten months. On of the United States as to the future of the Philippine
March 23, 1901, American forces captured Aguinaldo Islands and to provide an autonomous government for
and a week later, he took his oath of allegiance to the it.148 These three organic acts - the Instruction, the
United States.142 Philippine Bill of 1902, and the Jones Law - extended
In the early months of the war against the United the guarantees of the American Bill of Rights to the
States, American President McKinley sent the First Philippines. In Kepner v. United States,149 Justice Day
Philippine Commission headed by Jacob Gould prescribed the methodology for applying these
Schurman to assess the Philippine situation. On "inviolable rules" to the Philippines, viz: "(t)hese
February 2, 1900, in its report to the President, the principles were not taken from the Spanish law; they
Commission stated that the Filipino people wanted were carefully collated from our own Constitution, and
above all a "guarantee of those fundamental human embody almost verbatim the safeguards of that
rights which Americans hold to be the natural and instrument for the protection of life and
inalienable birthright of the individual but which under liberty."150 Thus, the "inviolable rules" should be
Spanish domination in the Philippines had been applied in the sense "which has been placed upon them
shamefully invaded and ruthlessly trampled in construing the instrument from which they were
upon."143 (emphasis supplied) In response to this, taken."151 (emphasis supplied)
President McKinley, in his Instruction of April 7, 1900 to Thereafter, the Philippine Independence Law, popularly
the Second Philippine Commission, provided an known as the Tydings-McDuffie Law of 1934, was
authorization and guide for the establishment of a civil enacted. It guaranteed independence to the Philippines
government in the Philippines and stated that "(u)pon and authorized the drafting of a Philippine Constitution.
every division and branch of the government of the The law provided that the government should be
Philippines . . . must be imposed these inviolable rules . republican in form and the Constitution to be drafted
. ." These "inviolable rules" were almost literal should contain a Bill of Rights.152 Thus, the
reproductions of the First to Ninth and the Thirteenth Constitutional Convention of 1934 was convened. In
Amendment of the United States Constitution, with the drafting the Constitution, the Convention preferred to
addition of the prohibition of bills of attainder and ex be generally conservative on the belief that to be stable
post facto laws in Article 1, Section 9 of said and permanent, the Constitution must be anchored on
Constitution. The "inviolable rules" or Bill of Rights the experience of the people, "providing for institutions
provided, among others, that no person shall be which were the natural outgrowths of the national
deprived of life, liberty, or property without due life."153 As the people already had a political
process of law; that no person shall be twice put in organization buttressed by national traditions, the
jeopardy for the same offense or be compelled to be a Constitution was to sanctify these institutions tested by
49

time and the Filipino people’s experience and to The enumeration of individual rights in the present
confirm the practical and substantial rights of the organic law (Acts of Congress of July 1, 1902, August 29,
people. Thus, the institutions and philosophy adopted 1916) is considered ample, comprehensive and precise
in the Constitution drew substantially from the organic enough to safeguard the rights and immunities of
acts which had governed the Filipinos for more than Filipino citizens against abuses or encroachments of the
thirty years, more particularly the Jones Law of 1916. In Government, its powers or agents. . .
the absence of Philippine precedents, the Convention Modifications or changes in phraseology have been
considered precedents of American origin that might be avoided, wherever possible. This is because the
suitable to our substantially American political system principles must remain couched in a language
and to the Filipino psychology and traditions.154 Thus, in expressive of their historical background, nature,
the words of Claro M. Recto, President of the extent and limitations, as construed and expounded
Constitutional Convention, the 1935 Constitution was by the great statesmen and jurists that have vitalized
"frankly an imitation of the American charter."155 them."158(emphasis supplied)
Aside from the heavy American influence, the The 1935 Constitution was approved by the Convention
Constitution also bore traces of the Malolos on February 8, 1935 and signed on February 19, 1935.
Constitution, the German Constitution, the Constitution On March 23, 1935, United States President Roosevelt
of the Republic of Spain, the Mexican Constitution, and affixed his signature on the Constitution. By an
the Constitutions of several South American countries, overwhelming majority, the Filipino voters ratified it on
and the English unwritten constitution. Though the May 14, 1935.159
Tydings-McDuffie law mandated a republican Then dawned the decade of the 60s. There grew a
constitution and the inclusion of a Bill of Rights, with or clamor to revise the 1935 charter for it to be more
without such mandate, the Constitution would have responsive to the problems of the country, specifically
nevertheless been republican because the Filipinos in the socio-economic arena and to the sources of
were satisfied with their experience of a republican threats to the security of the Republic identified by
government; a Bill of Rights would have nonetheless then President Marcos. In 1970, delegates to the
been also included because the people had been Constitution Convention were elected, and they
accustomed to the role of a Bill of Rights in the past convened on June 1, 1971. In their deliberations, "the
organic acts.156 spirit of moderation prevailed, and the . . . Constitution
The Bill of Rights in the 1935 Constitution was was hardly notable for its novelty, much less a radical
reproduced largely from the report of the Convention’s departure from our constitutional tradition."160 Our
committee on bill of rights. The report was mostly a rights in the 1935 Constitution were reaffirmed and the
copy of the Bill of Rights in the Jones Law, which in turn government to which we have been accustomed was
was borrowed from the American constitution. Other instituted, albeit taking on a parliamentary rather than
provisions in the report drew from the Malolos presidential form.161
Constitution and the constitutions of the Republic of The Bill of Rights in the 1973 Constitution had minimal
Spain, Italy and Japan. There was a conscious effort to difference from its counterpart in the 1935
retain the phraseology of the well-known provisions of Constitution. Previously, there were 21 paragraphs in
the Jones Law because of the jurisprudence that had one section, now there were twenty-three. The two
built around them. The Convention insistently avoided rights added were the recognition of the people’s right
including provisions in the Bill of Rights not tested in to access to official records and documents and the
the Filipino experience.157Thus, upon submission of its right to speedy disposition of cases. To the right against
draft bill of rights to the President of the Convention, unreasonable searches and seizures, a second
the committee on bill of rights stated: paragraph was added that evidence obtained
"Adoption and adaptation have been the relatively therefrom shall be inadmissible for any purpose in any
facile work of your committee in the formulation of a proceeding.162
bill or declaration of rights to be incorporated in the The 1973 Constitution went into effect on January 17,
Constitution of the Philippine Islands. No attempt has 1973 and remained the fundamental law until President
been made to incorporate new or radical changes. . . Corazon Aquino rose to power in defiance of the 1973
50

charter and upon the "direct exercise of the power of about the basic purpose of a civil society and
the Filipino people"163 in the EDSA Revolution of government, viz:
February 23-25, 1986. On February 25, 1986, she issued "The basic purpose of a State, namely to assure the
Proclamation No. 1 recognizing that "sovereignty happiness and welfare of its citizens is kept foremost in
resides in the people and all government authority mind. To paraphrase Laski, it is not an end in itself but
emanates from them" and that she and Vice President only a means to an end, the individuals composing it in
Salvador Laurel were "taking power in the name and by their separate and identifiable capacities having rights
the will of the Filipino people."164 The old legal order, which must be respected. It is their happiness then, and
constitution and enactments alike, was overthrown by not its interest, that is the criterion by which its
the new administration.165 A month thenceforth, behavior is to be judged; and it is their welfare, and not
President Aquino issued Proclamation No. 3, "Declaring the force at its command, that sets the limits to the
National Policy to Implement the Reforms Mandated by authority it is entitled to exercise."172 (emphasis
the People, Protecting their Basic Rights, Adopting a supplied)
Provisional Constitution, and Providing for an Orderly Citing Hamilton, he also defines a constitution along the
Transition to Government under a New Constitution." lines of the natural law theory as "a law for the
The Provisional Constitution, otherwise known as the government, safeguarding (not creating) individual
"Freedom Constitution" adopted certain provisions of rights, set down in writing."173 (emphasis supplied) This
the 1973 Constitution, including the Bill of Rights which view is accepted by Tañada and Fernando who wrote
was adopted in toto, and provided for the adoption of a that the constitution "is a written instrument organizing
new constitution within 60 days from the date of the government, distributing its powers and
Proclamation No. 3.166 safeguarding the rights of the people."174 Chief Justice
Pursuant to the Freedom Constitution, the 1986 Fernando also quoted Schwartz that "a constitution is
Constitutional Commission drafted the 1987 seen as an organic instrument, under which
Constitution which was ratified and became effective governmental powers are both conferred and
on February 2, 1987.167 As in the 1935 and 1973 circumscribed. Such stress upon both grant and
Constitutions, it retained a republican system of limitation of authority is fundamental in American
government, but emphasized and created more theory. ‘The office and purpose of the constitution is to
channels for the exercise of the sovereignty of the shape and fix the limits of governmental
people through recall, initiative, referendum and activity.’"175Malcolm and Laurel define it according to
plebiscite.168 Because of the wide-scale violation of Justice Miller’s definition in his opus on the American
human rights during the dictatorship, the 1987 Constitution176published in 1893 as "the written
Constitution contains a Bill of Rights which more instrument by which the fundamental powers of
jealously safeguards the people’s "fundamental government are established, limited and defined, and
liberties in the essence of a constitutional democracy", by which those powers are distributed among the
in the words of ConCom delegate Fr. Joaquin Bernas, several departments for their safe and useful exercise
S.J.169 It declares in its state policies that "(t)he state for the benefit of the body politic."177 The constitution
values the dignity of every human person and exists to assure that in the government’s discharge of
guarantees full respect for human rights."170 In its functions, the "dignity that is the birthright of every
addition, it has a separate Article on Social Justice and human being is duly safeguarded."178
Human Rights, under which, the Commission on Human Clearly then, at the core of constitutionalism is a strong
Rights was created.171 concern for individual rights179 as in the modern period
Considering the American model and origin of the natural law theories. Justice Laurel as delegate to the
Philippine constitution, it is not surprising that Filipino 1934 Constitutional Convention declared in a major
jurists and legal scholars define and explain the nature address before the Convention:
of the Philippine constitution in similar terms that "There is no constitution, worthy of the name, without
American constitutional law scholars explain their a bill or declaration of rights. (It is) the palladium of the
constitution. Chief Justice Fernando, citing Laski, wrote people’s liberties and immunities, so that their persons,
homes, their peace, their livelihood, their happiness
51

and their freedom may be safe and secure from an and non-existent in the absence of law. To understand
ambitious ruler, an envious neighbor, or a grasping the nature of the right against unreasonable search and
state."180 seizure and the corollary right to exclusion of evidence
As Chairman of the Committee on the Declaration of obtained therefrom, we turn a heedful eye on the
Rights, he stated: history, concept and purpose of these guarantees.
"The history of the world is the history of man and his IV. History of the Guarantee against
arduous struggle for liberty. . . . It is the history of those Unreasonable Search and Seizure and the
brave and able souls who, in the ages that are past, Right to Exclusion of Illegally Seized Evidence
have labored, fought and bled that the government of in the United States and in the Philippines
the lash - that symbol of slavery and despotism - might The origin of the guarantee against unreasonable
endure no more. It is the history of those great self- search and seizure in the Philippine constitutions can be
sacrificing men who lived and suffered in an age of traced back to hundreds of years ago in a land distant
cruelty, pain and desolation, so that every man might from the Philippines. Needless to say, the right is well-
stand, under the protection of great rights and entrenched in history.
privileges, the equal of every other man."181 The power to search in England was first used as an
Being substantially a copy of the American Bill of Rights, instrument to oppress objectionable
the history of our Bill of Rights dates back to the roots publications.187 Not too long after the printing press
of the American Bill of Rights. The latter is a charter of was developed, seditious and libelous publications
the individual’s liberties and a limitation upon the became a concern of the Crown, and a broad search
power of the state182 which traces its roots to the and seizure power developed to suppress these
English Magna Carta of 1215, a first in English history publications.188 General warrants were regularly issued
for a written instrument to be secured from a sovereign that gave all kinds of people the power to enter and
ruler by the bulk of the politically articulate community seize at their discretion under the authority of the
that intended to lay down binding rules of law that the Crown to enforce publication licensing statutes.189 In
ruler himself may not violate. "In Magna Carta is to be 1634, the ultimate ignominy in the use of general
found the germ of the root principle that there are warrants came when the early "great illuminary of the
fundamental individual rights that the State -sovereign common law,"190 and most influential of the Crown’s
though it is - may not infringe."183 (emphasis supplied) opponents,191 Sir Edward Coke, while on his death bed,
In Sales v. Sandiganbayan, et al.,184 quoting Allado v. was subjected to a ransacking search and the
Diokno,185 this Court ruled that the Bill of Rights manuscripts of his Institutes were seized and carried
guarantees the preservation of our natural rights, viz: away as seditious and libelous publications.192
"The purpose of the Bill of Rights is to protect the The power to issue general warrants and seize
people against arbitrary and discriminatory use of publications grew. They were also used to search for
political power. This bundle of rights guarantees the and seize smuggled goods.193 The developing common
preservation of our natural rights which include law tried to impose limits on the broad power to search
personal liberty and security against invasion by the to no avail. In his History of the Pleas of Crown, Chief
government or any of its branches or Justice Hale stated unequivocally that general warrants
instrumentalities."186 (emphasis supplied) were void and that warrants must be used on "probable
We need, however, to fine tune this pronouncement of cause" and with particularity.194 Member of Parliament,
the Court, considering that certain rights in our Bill of William Pitt, made his memorable and oft-quoted
Rights, for example habeas corpus, have been identified speech against the unrestrained power to search:
not as a natural right, but a civil right created by law. "The poorest man may, in his cottage, bid defiance to
Likewise, the right against unreasonable searches and all the forces of the Crown. It may be frail - its roof may
seizures has been identified in Simon as a civil right, shake - the wind may blow through it - the storm may
without expounding however what civil right meant enter - the rain may enter; but the King of England may
therein - whether a natural right existing before the not enter; all his force dares not cross the threshold of
constitution and protected by it, thus acquiring the the ruined tenement."195
status of a civil right; or a right created merely by law
52

Nevertheless, legislation authorizing general warrants and writs of assistance in enforcing customs and tax
continued to be passed.196 laws was one of the causes of the American
In the 16th century, writs of assistance, called as such Revolution.210
because they commanded all officers of the Crown to Back in England, shortly after the Boston debate, John
participate in their execution,197 were also common. Wilkes, a member of Parliament, anonymously
These writs authorized searches and seizures for published the North Briton, a series of pamphlets
enforcement of import duty laws.198 The "same powers criticizing the policies of the British government.211 In
and authorities" and the "like assistance" that officials 1763, one pamphlet was very bold in denouncing the
had in England were given to American customs officers government. Thus, the Secretary of the State issued a
when parliament extended the customs laws to the general warrant to "search for the authors, printers,
colonies. The abuse in the writs of assistance was not and publishers of [the] seditious and treasonable
only that they were general, but they were not paper."212 Pursuant to the warrant, Wilkes’ house was
returnable and once issued, lasted six months past the searched and his papers were indiscriminately seized.
life of the sovereign.199 He sued the perpetrators and obtained a judgment for
These writs caused profound resentment in the damages. The warrant was pronounced illegal "as
colonies.200 They were predominantly used in totally subversive of the liberty" and "person and
Massachusetts, the largest port in the colonies201 and property of every man in this kingdom."213
the seat of the American revolution. When the writs Seeing Wilkes’ success, John Entick filed an action for
expired six months after the death of George II in trespass for the search and seizure of his papers under
October 1760,202 sixty-three Boston merchants who a warrant issued earlier than Wilkes’. This became the
were opposed to the writs retained James Otis, Jr. to case of Entick v. Carrington,214 considered a landmark
petition the Superior Court for a hearing on the of the law of search and seizure and called a familiar
question of whether new writs should be issued.203 Otis "monument of English freedom".215 Lord Camden, the
used the opportunity to denounce England’s whole judge, held that the general warrant for Entick’s papers
policy to the colonies and on general warrants.204 He was invalid. Having described the power claimed by the
pronounced the writs of assistance as "the worst Secretary of the State for issuing general search
instrument of arbitrary power, the most destructive of warrants, and the manner in which they were executed,
English liberty and the fundamental principles of law, Lord Camden spoke these immortalized words, viz:
that ever was found in an English law book" since they "Such is the power and therefore one would naturally
placed "the liberty of every man in the hands of every expect that the law to warrant it should be clear in
petty officer."205 Otis was a visionary and apparently proportion as the power is exorbitant. If it is law, it will
made the first argument for judicial review and be found in our books; if it is not to be found there, it is
nullifying of a statute exceeding the legislature’s power not law.
under the Constitution and "natural law."206 This The great end for which men entered into society was
famous debate in February 1761 in Boston was to secure their property. That right is preserved sacred
"perhaps the most prominent event which inaugurated and incommunicable in all instances where it has not
the resistance of the colonies to the oppressions of the been taken away or abridged by some public law for
mother country. ‘Then and there,’ said John Adams, the good of the whole. The cases where this right of
‘then and there was the first scene of the first act of property is set aside by positive law are various.
opposition to the arbitrary claims of Great Britain. Then Distresses, executions, forfeitures, taxes, etc., are all of
and there the child Independence was born.’"207 But this description, wherein every man by common
the Superior Court nevertheless held that the writs consent gives up that right for the sake of justice and
could be issued.208 the general good. By the laws of England, every
Once the customs officials had the writs, however, they invasion of private property, be it ever so minute, is a
had great difficulty enforcing the customs laws owing to trespass. No man can set his foot upon my ground
rampant smuggling and mob resistance from the without my license but he is liable to an action though
citizenry.209 The revolution had begun. The Declaration the damage be nothing; which is proved by every
of Independence followed. The use of general warrants declaration in trespass where the defendant is called
53

upon to answer for bruising the grass and even treading built around it, the Fourth Amendment guarantee was
upon the soil. If he admits the fact, he is bound to show extended by the United States to the Filipinos in
by way of justification that some positive law has succinct terms in President McKinley’s Instruction of
justified or excused him. . . If no such excuse can be April 7, 1900, viz:
found or produced, the silence of the books is an ". . . that the right to be secure against unreasonable
authority against the defendant and the plaintiff must searches and seizures shall not be violated."221
have judgment. . ."216 (emphasis supplied) This provision in the Instruction was re-enacted in
The experience of the colonies on the writs of Section 5 of the Philippine Bill of 1902, this time with a
assistance which spurred the Boston debate and the provision on warrants, viz:
Entick case which was a "monument of freedom" that "That the right to be secure against unreasonable
every American statesman knew during the searches and seizures shall not be violated.
revolutionary and formative period of America, could xxx xxx xxx
be confidently asserted to have been "in the minds of That no warrant shall issue except upon probable
those who framed the Fourth Amendment to the cause, supported by oath or affirmation, and
Constitution, and were considered as sufficiently particularly describing the place to be searched and the
explanatory of what was meant by unreasonable person or things to be seized."222
searches and seizures."217 The above provisions were reproduced verbatim in the
The American experience with the writs of assistance Jones Law of 1916.
and the Entick case were considered by the United Then came the 1935 Constitution which provides in
States Supreme Court in the first major case to discuss Article IV, Section 1(3), viz:
the scope of the Fourth Amendment right against "Section 1(3). The right of the people to be secure in
unreasonable search and seizure in the 1885 case of their persons, houses, papers, and effects against
Boyd v. United States, supra, where the court ruled, viz: unreasonable searches and seizures shall not be
"The principles laid down in this opinion (Entick v. violated, and no warrants shall issue but upon probable
Carrington, supra) affect the very essence of cause, to be determined by the judge after examination
constitutional liberty and security. They reach farther under oath or affirmation of the complainant and the
than the concrete form of the case then before the witnesses he may produce, and particularly describing
court, with its adventitious circumstances; they apply to the place to be searched, and the persons or things to
all invasions, on the part of the Government and its be seized."
employees, of the sanctity of a man’s home and the Initially, the Constitutional Convention’s committee on
privacies of life. It is not the breaking of his doors and bill of rights proposed an exact copy of the Fourth
the rummaging of his drawers that constitutes the Amendment of the United States Constitution in their
essence of the offense; but it is the invasion of his draft, viz:
indefeasible right of personal security, personal liberty "The right of the people to be secure in their persons,
and private property, where that right has never been houses, papers, and effects, against unreasonable
forfeited by his conviction of some public offense; it is searches and seizures, shall not be violated, and no
the invasion of this sacred right which underlies and warrants shall issue but upon probable cause,
constitutes the essence of Lord Camden’s supported by oath or affirmation, and particularly
judgment."218 (emphasis supplied) describing the place to be searched, and the persons or
In another landmark case of 1914, Weeks v. United things to be seized."223
States,219 the Court, citing Adams v. New During the debates of the Convention, however,
York,220 reiterated that the Fourth Amendment was Delegate Vicente Francisco proposed to amend the
intended to secure the citizen in person and property provision by inserting the phrase "to be determined by
against the unlawful invasion of the sanctity of his the judge after examination under oath or affirmation
home by officers of the law, acting under legislative or of the complainant and the witness he may produce" in
judicial sanction. lieu of "supported by oath or affirmation." His proposal
With this genesis of the right against unreasonable was based on Section 98 of General Order No. 58 or the
searches and seizures and the jurisprudence that had Code of Criminal Procedure then in force in the
54

Philippines which provided that: "(t)he judge or justice As a corollary to the above provision on searches and
of the peace must, before issuing the warrant, examine seizures, the exclusionary rule made its maiden
on oath or affirmation the complainant and any witness appearance in Article IV, Section 4(2) of the
he may produce and take their deposition in Constitution, viz:
writing."224 The amendment was accepted as it was a "Section 4 (1). The privacy of communication and
remedy against the evils pointed out in the debates, correspondence shall be inviolable except upon lawful
brought about by the issuance of warrants, many of order of the court, or when public safety and order
which were in blank, upon mere affidavits on facts require otherwise.
which were generally found afterwards to be false.225 (2) Any evidence obtained in violation of this or the
When the Convention patterned the 1935 preceding section shall be inadmissible for any purpose
Constitution’s guarantee against unreasonable searches in any proceeding."
and seizures after the Fourth Amendment, the That evidence obtained in violation of the guarantee
Convention made specific reference to the Boyd case against unreasonable searches and seizures is
and traced the history of the guarantee against inadmissible was an adoption of the Court’s ruling in
unreasonable search and seizure back to the issuance the 1967 case of Stonehill v. Diokno.228
of general warrants and writs of assistance in England Sections 3 and 4 of the 1973 Constitution were adopted
and the American colonies.226 From the Boyd case, it in toto in Article I, Section 1 of the Freedom
may be derived that our own Constitutional guarantee Constitution which took effect on March 25, 1986, viz:
against unreasonable searches and seizures, which is an "Section 1. The provision of . . . ARTICLE IV (Bill of
almost exact copy of the Fourth Amendment, seeks to Rights) . . . of the 1973 Constitution, as amended,
protect rights to security of person and property as well remain in force and effect and are hereby adopted in
as privacy in one’s home and possessions. toto as part of this Provisional Constitution."229
Almost 40 years after the ratification of the 1935 Thereafter, pursuant to the Freedom Constitution, the
Constitution, the provision on the right against 1987 Constitution was drafted and ratified on February
unreasonable searches and seizures was amended in 2, 1987. Sections 2 and 3, Article III thereof provide:
Article IV, Section 3 of the 1973 Constitution, viz: "Section 2. The right of the people to be secure in their
"Sec. 3. The right of the people to be secure in their persons, houses, papers, and effects against
persons, houses, papers, and effects against unreasonable searches and seizures of whatever nature
unreasonable searches and seizures of whatever nature and for any purpose shall be inviolable, and no search
and for any purpose shall not be violated, and no warrant or warrant of arrest shall issue except upon
search warrant or warrant of arrest shall issue except probable cause to be determined personally by a judge
upon probable cause to be determined by the judge, or after examination under oath or affirmation of the
such other responsible officer as may be authorized by complainant and the witnesses he may produce, and
law, after examination under oath or affirmation of the particularly describing the place to be searched and the
complainant and the witnesses he may produce, and persons or things to be seized.
particularly describing the place to be searched, and xxx xxx xxx
the persons or things to be seized." Section 3 (1). The privacy of communication and
Noticeably, there were three modifications of the 1935 correspondence shall be inviolable except upon lawful
counterpart, namely: (1) the clause was made order of the court, or when public safety and order
applicable to searches and seizures "of whatever nature requires otherwise as prescribed by law.
and for any purpose"; (2) the provision on warrants was (2) Any evidence obtained in violation of this or the
expressly made applicable to both "search warrant or preceding section shall be inadmissible for any purpose
warrant of arrest"; and (3) probable cause was made in any proceeding."
determinable not only by a judge, but also by "such The significant modification of Section 2 is that
other officer as may be authorized by law."227 But the probable cause may be determined only by a judge and
concept and purpose of the right remained no longer by "such other responsible officer as may be
substantially the same. authorized by law." This was a reversion to the
counterpart provision in the 1935 Constitution.
55

Parenthetically, in the international arena, the UDHR pressures, even at times the oppressiveness of the
provides a similar protection in Article 12, viz: outside world, where he can truly be himself with his
"No one shall be subjected to arbitrary interference family. In that haven of refuge, his individuality can
with his privacy, family, home or correspondence, nor assert itself not only in the choice of who shall be
to attacks upon his honour and reputation. Everyone welcome but likewise in the objects he wants around
has the right to the protection of the law against such him. There the state, however powerful, does not as
interference or attacks." such have access except under the circumstances
The ICCPR similarly protects this human right in Article noted, for in the traditional formulation, his house,
17, viz: however humble, is his castle. (Cf. Cooley: ‘Near in
"1. No one shall be subjected to arbitrary or unlawful importance to exemption from any arbitrary control of
interference with his privacy, family, home or the person is that maxim of the common law which
correspondence, nor to attacks upon his honour and secures to the citizen immunity in his home against the
reputation. prying eyes of the government, and protection in
2. Everyone has the right to protection of the law person, property, and papers against even the process
against such interference or attacks." of the law, except in specified cases. The maxim that
In the United States, jurisprudence on the Fourth ‘every man’s house is his castle,’ is made part of our
Amendment continued to grow from the Boyd case. constitutional law in the clauses prohibiting
The United States Supreme Court has held that the unreasonable searches and seizures, and has always
focal concern of the Fourth Amendment is to protect been looked upon as of high value to the citizen.’ (1
the individual from arbitrary and oppressive official Constitutional Limitations, pp. 610-611 [1927]) In the
conduct.230 It also protects the privacies of life and the language of Justice Laurel, this provision is ‘intended to
sanctity of the person from such interference.231 In later bulwark individual security, home, and legitimate
cases, there has been a shift in focus: it has been held possessions’ (Rodriquez v. Vollamiel, 65 Phil. 230, 239
that the principal purpose of the guarantee is the (1937). Laurel con.) Thus is protected ‘his personal
protection of privacy rather than property, "[f]or the privacy and dignity against unwarranted intrusion by
Fourth Amendment protects people, not places."232 The the State.’ There is to be no invasion ‘on the part of the
tests that have more recently been formulated in government and its employees of the sanctity of a
interpeting the provision focus on privacy rather than man’s home and the privacies of life.’ (Boyd v. United
intrusion of property such as the "constitutionally States, 116 US 616, 630 [1886])"235 (emphasis supplied)
protected area" test in the 1961 case of Silverman v. As early as 1904, the Court has affirmed the sanctity
United States233 and the "reasonable expectation of and privacy of the home in United States v.
privacy" standard in Katz v. United States234which held Arceo,236 viz:
that the privacy of communication in a public telephone "The inviolability of the home is one of the most
booth comes under the protection of the Fourth fundamental of all the individual rights declared and
Amendment. recognized in the political codes of civilized nations. No
Despite the shift in focus of the Fourth Amendment in one can enter into the home of another without the
American jurisdiction, the essence of this right in consent of its owners or occupants.
Philippine jurisdiction has consistently been understood The privacy of the home - the place of abode, the
as respect for one’s personality, property, home, and place where man with his family may dwell in peace
privacy. Chief Justice Fernando explains, viz: and enjoy the companionship of his wife and children
"It is deference to one’s personality that lies at the core unmolested by anyone, even the king, except in rare
of this right, but it could be also looked upon as a cases - has always been regarded by civilized nations
recognition of a constitutionally protected area, as one of the most sacred personal rights to whom
primarily one’s home, but not necessarily excluding an men are entitled. Both the common and the civil law
office or a hotel room. (Cf. Hoffa v. United States, 385 guaranteed to man the right to absolute protection to
US 293 [1966]) What is sought to be regarded is a man’s the privacy of his home. The king was powerful; he was
prerogative to choose who is allowed entry in his clothed with majesty; his will was the law, but, with few
residence, for him to retreat from the cares and exceptions, the humblest citizen or subject might shut
56

the door of his humble cottage in the face of the that government accords its people helps it elicit
monarch and defend his intrusion into that privacy allegiance and loyalty of its citizens. Chief Justice
which was regarded as sacred as any of the kingly Fernando writes about the right against unreasonable
prerogatives. . . search and seizure as well as to privacy of
‘A man’s house is his castle,’ has become a maxim communication in this wise:
among the civilized peoples of the earth. His protection "These rights, on their face, impart meaning and vitality
therein has become a matter of constitutional to that liberty which in a constitutional regime is a
protection in England, America, and Spain, as well as in man’s birth-right. There is the recognition of the area of
other countries. privacy normally beyond the power of government to
xxx xxx xxx intrude. Full and unimpaired respect to that extent is
So jealously did the people of England regard this right accorded his personality. He is free from the prying
to enjoy, unmolested, the privacy of their houses, that eyes of public officials. He is let alone, a prerogative
they might even take the life of the unlawful intruder, if even more valued when the agencies of publicity
it be nighttime. This was also the sentiment of the manifest less and less diffidence in impertinent and
Romans expressed by Tully: ‘Quid enim sanctius quid unwelcome inquiry into one’s person, his home,
omni religione munitius, quam domus uniuscu jusque wherever he may be minded to stay, his possessions,
civium.’ "237(emphasis supplied) his communication. Moreover, in addition to the
The Court reiterated this in the 1911 case of United individual interest, there is a public interest that is
States v. De Los Reyes, et al.,238 to demonstrate the likewise served by these constitutional safeguards. They
uncompromising regard placed upon the privacy of the make it easier for state authority to enlist the loyalty
home that cannot be violated by unreasonable and allegiance of its citizens, with the unimpaired
searches and seizures, viz: deference to one’s dignity and standing as a human
"In the case of McClurg vs. Brenton (123 Iowa, 368), the being, not only to his person as such but to things that
court, speaking of the right of an officer to enter a may be considered necessary appurtenances to a
private house to search for the stolen goods, said: decent existence. A government that thus recognizes
‘The right of the citizen to occupy and enjoy his home, such limits and is careful not to trespass on what is the
however mean or humble, free from arbitrary invasion domain subject to his sole control is likely to prove
and search, has for centuries been protected with the more stable and enduring."240 (emphasis supplied)
most solicitous care by every court in the English- In the 1967 case of Stonehill, et al. v. Diokno,241 this
speaking world, from Magna Charta down to the Court affirmed the sanctity of the home and the privacy
present, and is embodied in every bill of rights defining of communication and correspondence, viz:
the limits of governmental power in our own republic. "To uphold the validity of the warrants in question
‘The mere fact that a man is an officer, whether of high would be to wipe out completely one of the most
or low degree, gives him no more right than is fundamental rights guaranteed in our Constitution, for
possessed by the ordinary private citizen to break in it would place the sanctity of the domicile and the
upon the privacy of a home and subject its occupants to privacy of communication and correspondence at the
the indignity of a search for the evidence of crime, mercy of the whims, caprice or passion of peace
without a legal warrant procured for that purpose. No officers. This is precisely the evil sought to be
amount of incriminating evidence, whatever its source, remedied by the constitutional provision above
will supply the place of such warrant. At the closed door quoted - to outlaw the so-called general warrants. It is
of the home, be it palace or hovel, even blood-hounds not difficult to imagine what would happen, in times of
must wait till the law, by authoritative process, bids it keen political strife, when the party in power feels that
open. . .’"239 (emphasis supplied) the minority is likely to wrest it, even though by legal
It is not only respect for personality, privacy and means."242(emphasis supplied)
property, but to the very dignity of the human being Even after the 1961 Silverman and 1967 Katz cases in
that lies at the heart of the provision. the United States, which emphasized protection of
There is also public interest involved in the guarantee privacy rather than property as the principal purpose of
against unreasonable search and seizure. The respect the Fourth Amendment, this Court declared the
57

avowed purposes of the guarantee in the 1981 case maintain and support this enclave of private life marks
of People v. CFI of Rizal, Branch IX, Quezon City,243 viz: the difference between a democratic and a totalitarian
"The purpose of the constitutional guarantee against society.’"245 (emphasis supplied)
unreasonable searches and seizures is to prevent The right to privacy discussed in Justice Douglas’ dissent
violations of private security in person and property in the Hayden case is illuminating. We quote it at
and unlawful invasion of the security of the home by length, viz:
officers of the law acting under legislative or judicial "Judge Learned Hand stated a part of the philosophy of
sanction and to give remedy against such usurpation the Fourth Amendment in United States v. Poller, 43
when attempted. (Adams v. New York, 192 U.S. 858; F2d 911, 914: ‘[I]t is only fair to observe that the real
Alvero v. Dizon, 76 Phil. 637 [1946]). The right to evil aimed at by the Fourth Amendment is the search
privacy is an essential condition to the dignity and itself, that invasion of a man’s privacy which consists in
happiness and to the peace and security of every rummaging about among his effects to secure evidence
individual, whether it be of home or of persons and against him. If the search is permitted at all, perhaps it
correspondence. (Tañada and Carreon, Political Law of does not make so much difference what is taken away,
the Philippines, Vol. 2, 139 [1962]). The constitutional since the officers will ordinarily not be interested in
inviolability of this great fundamental right against what does not incriminate, and there can be no sound
unreasonable searches and seizures must be deemed policy in protecting what does.
absolute as nothing is closer to a man’s soul than the xxx xxx xxx
serenity of his privacy and the assurance of his The constitutional philosophy is, I think, clear. The
personal security. Any interference allowable can only personal effects and possessions of the individual (all
be for the best causes and reasons."244 (emphasis contraband and the like excepted) are sacrosanct from
supplied) prying eyes, from the long arm of the law, from any
Even if it were conceded that privacy and not property rummaging by police. Privacy involves the choice of
is the focus of the guarantee as shown by the growing the individual to disclose or to reveal what he
American jurisprudence, this Court has upheld the right believes, what he thinks, what he possesses. The
to privacy and its central place in a limited government article may be nondescript work of art, a manuscript of
such as the Philippines’, viz: a book, a personal account book, a diary, invoices,
"The right to privacy as such is accorded recognition personal clothing, jewelry, or whatnot. Those who
independently of its identification with liberty; in itself, wrote the Bill of Rights believed that every individual
it is fully deserving of constitutional protection. The needs both to communicate with others and to keep
language of Prof. Emerson is particularly apt: ‘The his affairs to himself. That dual aspect of privacy
concept of limited government has always included the means that the individual should have the freedom to
idea that governmental powers stop short of certain select for himself the time and circumstances when he
intrusions into the personal life of the citizen. This is will share his secrets with others and decide the
indeed one of the basic distinctions between absolute extent of the sharing (footnote omitted). This is his
and limited government. Ultimate and pervasive prerogative not the States’. The Framers, who were as
control of the individual, in all aspects of his life, is the knowledgeable as we, knew what police surveillance
hallmark of the absolute state. In contrast, a system of meant and how the practice of rummaging through
limited government safeguards a private sector, which one’s personal effects could destroy freedom.
belongs to the individual, firmly distinguishing it from xxx xxx xxx
the public sector, which the state can control. I would . . . leave with the individual the choice of
Protection of this private sector - protection, in other opening his private effects (apart from contraband
words, of the dignity and integrity of the individual- has and the like) to the police and keeping their contents
become increasingly important as modern society has as secret and their integrity inviolate. The existence of
developed. All the forces of technological age - that choice is the very essence of the right of
industrialization, urbanization, and organization - privacy.’"246 (emphasis supplied)
operate to narrow the area of privacy and facilitate Thus, in Griswold v. Connecticut,247 the United States
intrusion to it. In modern times, the capacity to Supreme Court upheld the right to marital privacy and
58

ruled that lawmakers could not make the use of "We cannot brush aside the experience of States which
contraceptives a crime and sanction the search of deem the incidence of such conduct by the police too
marital bedrooms, viz: slight to call for a deterrent remedy not by way of
"Would we allow the police to search the sacred disciplinary measures but by overriding the relevant
precincts of marital bedrooms for telltale signs of the rules of evidence. There are, moreover, reasons for
use of contraceptives? The very idea is repulsive to the excluding evidence unreasonably obtained by the
notions of privacy surrounding the marriage federal police which are less compelling in the case of
relationship. police under State or local authority. The public opinion
We deal with a right of privacy older than the Bill of of a community can far more effectively be exerted
Rights – older than our political parties, older than our against oppressive conduct on the part of police directly
school system. Marriage is a coming together for better responsible to the community itself than can local
or for worse, hopefully enduring, and intimate to the opinion, sporadically aroused, be brought to bear upon
degree of being sacred. It is an association that remote authority pervasively exerted throughout the
promotes a way of life, not causes; a harmony in living, country."252
not political faiths; a bilateral loyalty, not commercial or This difference in treatment on the federal and state
social projects. Yet it is an association for as noble a level of evidence obtained illegally resulted in the
purpose as any involved in our prior "silver platter" doctrine. State law enforcement agents
decisions."248 (emphasis supplied) would provide federal officers with illegally seized
In relation to the right against unreasonable searches evidence, which was then admissible in federal court
and seizures, private respondent Dimaano likewise because, as with illegally seized evidence by private
claims a right to the exclusionary rule, i.e., that citizens, federal officers were not implicated in
evidence obtained from an unreasonable search cannot obtaining it. Thus, it was said that state law enforcers
be used in evidence against her. To determine whether served up the evidence in federal cases in "silver
this right is available to her, we again examine the platter." This pernicious practice was stopped with the
history, concept, and purpose of this right in both the United States Supreme Court’s 1960 decision, Elkins v.
American and Philippine jurisdictions. United States.253 Twelve years after Wolf, the United
The exclusionary rule has had an uneven history in both States Supreme Court reversed Wolf and incorporated
the United States and Philippine jurisdictions. In the exclusionary rule in the state system in Mapp v.
common law, the illegal seizure of evidence did not Ohio254 because other means of controlling illegal
affect its admissibility because of the view that physical police behavior had failed.255 We quote at length the
evidence was the same however it was obtained. As Mapp ruling as it had a significant influence in the
distinguished from a coerced confession, the illegal exclusionary rule in Philippine jurisdiction, viz:
seizure did not impeach the authenticity or reliability of ". . . Today we once again examine the Wolf’s
physical evidence. This view prevailed in American constitutional documentation of the right of privacy
jurisdiction until the Supreme Court ruled in the 1914 free from unreasonable state intrusion, and after its
Weeks case that evidence obtained in violation of the dozen years on our books, are led by it to close the only
Fourth Amendment was inadmissible in federal court as courtroom door remaining open to evidence secured by
it amounted to theft by agents of the government. This official lawlessness in flagrant abuse of that basic right,
came to be known as the exclusionary rule and was reserved to all persons as a specific guarantee against
believed to deter federal law enforcers from violating that very same unlawful conduct. . .
the Fourth Amendment. In 1949, the Fourth Since the Fourth Amendment’s right to privacy has
Amendment was incorporated into the Due Process been declared enforceable against the States through
Clause under the Fourteenth Amendment249 and made the Due Process Clause of the Fourteenth, it is
applicable in the state system in Wolf v. enforceable against them by the same sanction of
Colorado,250 but the Court rejected to incorporate the exclusion as it is used against the Federal Government.
exclusionary rule. At the time Wolf was decided, 17 Were it otherwise, then just as without the Weeks rule
states followed the Weeks doctrine while 30 states did the assurance against unreasonable federal searches
not.251 The Court reasoned: and seizures would be a ‘form of words’, valueless and
59

undeserving of mention in a perpetual charter of permit that right to remain an empty promise. Because
inestimable human liberties, so too, without that rule it is enforceable in the same manner and to like effect
the freedom from state invasions of privacy would be as other basic rights secured by its Due Process Clause,
so ephemeral and so neatly severed from its conceptual we can no longer permit it to be revocable at the whim
nexus with the freedom from all brutish means of of any police officer who, in the name of law
coercing evidence as not to permit this Court’s high enforcement itself, chooses to suspend its enjoyment.
regard as freedom ‘implicit in the concept of ordered Our decision, founded on reason and truth, gives to the
liberty.’ At that time that the Court held in Wolf that individual no more than that which the Constitution
the amendment was applicable to the States through guarantees him, to the police officer no less than that
the Due Process Clause, the cases of this court as we to which honest law enforcement is entitled, and to the
have seen, had steadfastly held that as to federal courts, that judicial integrity so necessary in the true
officers the Fourth Amendment included the exclusion administration of justice."256 (emphasis supplied)
of the evidence seized in violation of its provisions. It is said that the exclusionary rule has three purposes.
Even Wolf ‘stoutly adhered’ to that proposition. The The major and most often invoked is the deterrence of
right to privacy, when conceded operatively unreasonable searches and seizures as stated in Elkins
enforceable against the States, was not susceptible of v. United States257 and quoted in Mapp: "(t)he rule is
destruction by avulsion of the sanction upon which its calculated to prevent, not repair. Its purpose is to deter
protection and enjoyment had always been deemed – to compel respect for constitutional guaranty in the
dependent under the Boyd, Weeks and Silverthorne only effective available way – by removing the incentive
Cases. Therefore, in extending the substantive to disregard it."258 Second is the "imperative of judicial
protections of due process to all constitutionally integrity", i.e., that the courts do not become
unreasonable searches - state or federal - it was "accomplices in the willful disobedience of a
logically and constitutionally necessary that the Constitution they are sworn to uphold . . . by permitting
exclusion doctrine - an essential part of the right to unhindered governmental use of the fruits of such
privacy - be also insisted upon as an essential ingredient invasions. . . A ruling admitting evidence in a criminal
of the right newly recognized by the Wolf case. In short, trial . . . has the necessary effect of legitimizing the
the admission of the new constitutional right by Wolf conduct which produced the evidence, while an
could not consistently tolerate denial of its most application of the exclusionary rule withholds the
important constitutional privilege, namely, the constitutional imprimatur."259 Third is the more recent
exclusion of the evidence which an accused had been purpose pronounced by some members of the United
forced to give by reason of the unlawful seizure. To States Supreme Court which is that "of assuring the
hold otherwise is to grant the right but in reality to people – all potential victims of unlawful government
withhold its privilege and enjoyment. Only last year the conduct – that the government would not profit from
Court itself recognized that the purpose of the its lawless behavior, thus minimizing the risk of
exclusionary rule ‘is to deter - to compel respect for the seriously undermining popular trust in
constitutional guaranty in the only available way - by government."260 The focus of concern here is not the
removing the incentive to disregard it.’ (Elkins v. United police but the public. This third purpose is implicit in
States, 364 US at 217) the Mapp declaration that "no man is to be convicted
xxx xxx xxx on unconstitutional evidence."261
The ignoble shortcut to conviction left open to the State In Philippine jurisdiction, the Court has likewise swung
tends to destroy the entire system of constitutional from one position to the other on the exclusionary rule.
restraints on which the liberties of the people rest. (Cf. In the 1920 case of Uy Kheytin v. Villareal,262 the Court
Marcus v. Search Warrant of Property, 6 L ed 2d post, p. citing Boyd, ruled that "seizure or compulsory
1127) Having once recognized that the right to privacy production of a man’s private papers to be used against
embodied in the Fourth Amendment is enforceable him" was tantamount to self-incrimination and was
against the States, and that the right to be secure therefore "unreasonable search and seizure." This was
against rude invasions of privacy by state officers is, a proscription against "fishing expeditions." The Court
therefore constitutional in origin, we can no longer restrained the prosecution from using the books as
60

evidence. Five years later or in 1925, we held in People Then came Moncado v. People’s Court270 in 1948. The
v. Carlos263 that although the Boyd and Silverthorne Court made a categorical declaration that "it is
Lumber Co. and Silverthorne v. United States264 cases established doctrine in the Philippines that the
are authorities for the doctrine that documents admissibility of evidence is not affected by the illegality
obtained by illegal searches were inadmissible in of the means used for obtaining it." It condemned the
evidence in criminal cases, Weeks modified this "pernicious influence" of Boyd and totally rejected the
doctrine by adding that the illegality of the search and doctrine in Weeks as "subversive of evidentiary rules in
seizure should have initially been directly litigated and Philippine jurisdiction." The ponencia declared that the
established by a pre-trial motion for the return of the prosecution of those guilty of violating the right against
things seized. As this condition was not met, the unreasonable searches and seizures was adequate
illegality of the seizure was not deemed an obstacle to protection for the people. Thus it became settled
admissibility. The subject evidence was nevertheless jurisprudence that illegally obtained evidence was
excluded, however, for being hearsay. Thereafter, in admissible if found to be relevant to the case271 until
1932, the Court did not uphold the defense of self- the 1967 landmark decision of Stonehill v.
incrimination when "fraudulent books, invoices and Diokno272 which overturned the Moncado rule. The
records" that had been seized were presented in Court held in Stonehill, viz:
evidence in People v. Rubio.265 The Court gave three ". . . Upon mature deliberation, however, we are
reasons: (1) the public has an interest in the proper unanimously of the opinion that the position taken in
regulation of the party’s books; (2) the books belonged the Moncado case must be abandoned. Said position
to a corporation of which the party was merely a was in line with the American common law rule, that
manager; and (3) the warrants were not issued to fish the criminal should not be allowed to go free merely
for evidence but to seize "instruments used in the ‘because the constable has blundered,’ (People v.
violation of [internal revenue] laws" and "to further Defore, 140 NE 585) upon the theory that the
prevent the perpetration of fraud."266 constitutional prohibition against unreasonable
The exclusionary rule applied in Uy Kheytin was searches and seizures is protected by means other than
reaffirmed seventeen years thence in the 1937 case of the exclusion of evidence unlawfully obtained (Wolf v.
Alvarez v. Court of First Instance267 decided under the Colorado, 93 L.Ed. 1782), such as common-law action
1935 Constitution. The Court ruled that the seizure of for damages against the searching officer, against the
books and documents for the purpose of using them as party who procured the issuance of the search warrant
evidence in a criminal case against the possessor and against those assisting in the execution of an illegal
thereof is unconstitutional because it makes the search, their criminal punishment, resistance, without
warrant unreasonable and the presentation of evidence liability to an unlawful seizure, and such other legal
offensive of the provision against self-incrimination. At remedies as may be provided by other laws.
the close of the Second World War, however, the Court, However, most common law jurisdictions have already
in Alvero v. Dizon,268 again admitted in evidence given up this approach and eventually adopted the
documents seized by United States military officers exclusionary rule, realizing that this is the only practical
without a search warrant in a prosecution by the means of enforcing the constitutional injunction against
Philippine Government for treason. The Court reasoned unreasonable searches and seizures."273
that this was in accord with the Laws and Customs of The Court then quoted the portion of the Mapp case
War and that the seizure was incidental to an arrest which we have quoted at length above in affirming that
and thus legal. The issue of self-incrimination was not the exclusionary rule is part and parcel of the right
addressed at all and instead, the Court pronounced that against unreasonable searches and seizures. The
even if the seizure had been illegal, the evidence would Stonehill ruling was incorporated in Article 4, Section
nevertheless be admissible following jurisprudence in 4(2) of the 1973 Constitution and carried over to Article
the United States that evidence illegally obtained by 3, Section 3(2) of the 1987 Constitution.
state officers or private persons may be used by federal V. Application of the Natural Law
officers.269 Culled from History and Philosophy:
Are the Rights Against Unreasonable Search and
61

Seizure settled in Philippine history that the American system


and to the Exclusion of Illegally Seized Evidence Natural of government and constitution were adopted by our
Rights 1935 Constitutional Convention as a model of our own
which Private Respondent Dimaano Can Invoke? republican system of government and constitution. In
In answering this question, Justice Goldberg’s the words of Claro M. Recto, President of the
concurring opinion in the Griswold case serves as a Convention, the 1935 Constitution is "frankly an
helpful guidepost to determine whether a right is so imitation of the American Constitution." Undeniably
fundamental that the people cannot be deprived of it therefore, modern natural law theory, specifically
without undermining the tenets of civil society and Locke’s natural rights theory, was used by the Founding
government, viz: Fathers of the American constitutional democracy and
"In determining which rights are fundamental, judges later also used by the Filipinos.276 Although the 1935
are not left at large to decide cases in light of their Constitution was revised in 1973, minimal modifications
personal and private notions. Rather, they must look to were introduced in the 1973 Constitution which was in
the ‘traditions and [collective] conscience of our force prior to the EDSA Revolution. Therefore, it could
people’ to determine whether a principle is ‘so rooted confidently be asserted that the spirit and letter of the
[there] . . . as to be ranked as fundamental.’ (Snyder v. 1935 Constitution, at least insofar as the system of
Com. of Massachusetts, 291 U.S. 97, 105 (1934)). The government and the Bill of Rights were concerned, still
inquiry is whether a right involved ‘is of such character prevailed at the time of the EDSA Revolution. Even the
that it cannot be denied without violating those 1987 Constitution ratified less than a year from the
‘fundamental principles of liberty and justice which lie EDSA Revolution retained the basic provisions of the
at the base of all our civil and political institutions.’ . . . 1935 and 1973 Constitutions on the system of
Powell v. State of Alabama, 287 U.S. 45, 67 government and the Bill of Rights, with the significant
(1932)"274 (emphasis supplied) difference that it emphasized respect for and
In deciding a case, invoking natural law as solely a protection of human rights and stressed that
matter of the judge’s personal preference, invites sovereignty resided in the people and all government
criticism that the decision is a performative authority emanates from them.
contradiction and thus self-defeating. Critics would Two facts are easily discernible from our constitutional
point out that while the decision invokes natural law history. First, the Filipinos are a freedom-loving race
that abhors arbitrariness, that same decision is tainted with high regard for their fundamental and natural
with what it abhors as it stands on the judge’s rights. No amount of subjugation or suppression, by
subjective and arbitrary choice of a school of legal rulers with the same color as the Filipinos’ skin or
thought. Just as one judge will fight tooth and nail to otherwise, could obliterate their longing and aspiration
defend the natural law philosophy, another judge will to enjoy these rights. Without the people’s consent to
match his fervor in defending a contrary philosophy he submit their natural rights to the ruler,277 these rights
espouses. However, invoking natural law because the cannot forever be quelled, for like water seeking its
history, tradition and moral fiber of a people own course and level, they will find their place in the
indubitably show adherence to it is an altogether life of the individual and of the nation; natural right, as
different story, for ultimately, in our political and legal part of nature, will take its own course. Thus, the
tradition, the people are the source of all government Filipinos fought for and demanded these rights from
authority, and the courts are their creation. While it the Spanish and American colonizers, and in fairly
may be argued that the choice of a school of legal recent history, from an authoritarian ruler. They wrote
thought is a matter of opinion, history is a fact against these rights in stone in every constitution they crafted
which one cannot argue - and it would not be turning starting from the 1899 Malolos Constitution. Second,
somersault with history to say that the American although Filipinos have given democracy its own
Declaration of Independence and the consequent Filipino face, it is undeniable that our political and legal
adoption of a constitution stood on a modern natural institutions are American in origin. The Filipinos
law theory foundation as this is "universally taken for adopted the republican form of government that the
granted by writers on government."275 It is also well- Americans introduced and the Bill of Rights they
62

extended to our islands, and were the keystones that against unreasonable search and seizure protects the
kept the body politic intact. These institutions sat well people’s rights to security of person and property, to
with the Filipinos who had long yearned for the sanctity of the home, and to privacy is a recognition
participation in government and were jealous of their of this proposition. The life to which each person has a
fundamental and natural rights. Undergirding these right is not a life lived in fear that his person and
institutions was the modern natural law theory which property may be unreasonably violated by a powerful
stressed natural rights in free, independent and equal ruler. Rather, it is a life lived with the assurance that the
individuals who banded together to form government government he established and consented to, will
for the protection of their natural rights to life, liberty protect the security of his person and property. The
and property. The sole purpose of government is to ideal of security in life and property dates back even
promote, protect and preserve these rights. And when earlier than the modern philosophers and the American
government not only defaults in its duty but itself and French revolutions, but pervades the whole history
violates the very rights it was established to protect, it of man. It touches every aspect of man’s existence, thus
forfeits its authority to demand obedience of the it has been described, viz:
governed and could be replaced with one to which the "The right to personal security emanates in a person’s
people consent. The Filipino people exercised this legal and uninterrupted enjoyment of his life, his limbs,
highest of rights in the EDSA Revolution of February his body, his health, and his reputation. It includes the
1986. right to exist, and the right to enjoyment of life while
I will not endeavor to identify every natural right that existing, and it is invaded not only by a deprivation of
the Filipinos fought for in EDSA. The case at bar merely life but also of those things which are necessary to the
calls us to determine whether two particular rights - the enjoyment of life according to the nature,
rights against unreasonable search and seizure and to temperament, and lawful desires of the individual."279
the exclusion of evidence obtained therefrom - have The individual in the state of nature surrendered a
the force and effect of natural rights which private portion of his undifferentiated liberty and agreed to the
respondent Dimaano can invoke against the establishment of a government to guarantee his natural
government. rights, including the right to security of person and
I shall first deal with the right against unreasonable property, which he could not guarantee by himself.
search and seizure. On February 25, 1986, the new Similarly, the natural right to liberty includes the right
president, Corazon Aquino, issued Proclamation No. 1 of a person to decide whether to express himself and
where she declared that she and the vice president communicate to the public or to keep his affairs to
were taking power in the name and by the will of the himself and enjoy his privacy. Justice Douglas reminds
Filipino people and pledged "to do justice to the us of the indispensability of privacy in the Hayden case,
numerous victims of human rights violations."278 It is thus: "Those who wrote the Bill of Rights believed that
implicit from this pledge that the new government every individual needs both to communicate with
recognized and respected human rights. Thus, at the others and to keep his affairs to himself." A natural
time of the search on March 3, 1986, it may be asserted right to liberty indubitably includes the freedom to
that the government had the duty, by its own pledge, determine when and how an individual will share the
to uphold human rights. This presidential issuance was private part of his being and the extent of his sharing.
what came closest to a positive law guaranteeing And when he chooses to express himself, the natural
human rights without enumerating them. Nevertheless, right to liberty demands that he should be given the
even in the absence of a positive law granting private liberty to be truly himself with his family in his home,
respondent Dimaano the right against unreasonable his haven of refuge where he can "retreat from the
search and seizure at the time her house was raided, I cares and pressures, even at times the oppressiveness
respectfully submit that she can invoke her natural right of the outside world," to borrow the memorable words
against unreasonable search and seizure. of Chief Justice Fernando. For truly, the drapes of a
The right against unreasonable search and seizure is a man’s castle are but an extension of the drapes on his
core right implicit in the natural right to life, liberty and body that cover the essentials. In unreasonable
property. Our well-settled jurisprudence that the right searches and seizures, the prying eyes and the invasive
63

hands of the government prevent the individual from right that the demand for it spurred the American
enjoying his freedom to keep to himself and to act revolution against the English Crown. It resulted in the
undisturbed within his zone of privacy. Finally, Declaration of Independence and the subsequent
indispensable to the natural right to property is the establishment of the American Constitution about 200
right to one’s possessions. Property is a product of years ago in 1789. A revolution is staged only for the
one’s toil and might be considered an expression and most fundamental of reasons - such as the violation of
extension of oneself. It is what an individual deems fundamental and natural rights - for prudence dictates
necessary to the enjoyment of his life. With that "governments long established should not be
unreasonable searches and seizures, one’s property changed for light and transient reasons."280
stands in danger of being rummaged through and taken Considering that the right against unreasonable search
away. In sum, as pointed out in De Los Reyes, persons and seizure is a natural right, the government cannot
are subjected to indignity by an unreasonable search claim that private respondent Dimaano is not entitled
and seizure because at bottom, it is a violation of a to the right for the reason alone that there was no
person’s natural right to life, liberty and property. It is constitution granting the right at the time the search
this natural right which sets man apart from other was conducted. This right of the private respondent
beings, which gives him the dignity of a human being. precedes the constitution, and does not depend on
It is understandable why Filipinos demanded that every positive law. It is part of natural rights. A violation of
organic law in their history guarantee the protection of this right along with other rights stirred Filipinos to
their natural right against unreasonable search and revolutions. It is the restoration of the Filipinos’ natural
seizure and why the UDHR treated this right as a human rights that justified the establishment of the Aquino
right. It is a right inherent in the right to life, liberty and government and the writing of the 1987 Constitution. I
property; it is a right "appertain(ing) to man in right of submit that even in the absence of a constitution,
his existence", a right that "belongs to man by virtue of private respondent Dimaano had a fundamental and
his nature and depends upon his personality", and not natural right against unreasonable search and seizure
merely a civil right created and protected by positive under natural law.
law. The right to protect oneself against unreasonable We now come to the right to the exclusion of evidence
search and seizure, being a right indispensable to the illegally seized. From Stonehill quoting Mapp, we can
right to life, liberty and property, may be derived as a distill that the exclusionary rule in both the Philippine
conclusion from what Aquinas identifies as man’s and American jurisdictions is a freedom "implicit in the
natural inclination to self-preservation and self- concept of ordered liberty" for it is a necessary part of
actualization. Man preserves himself by leading a the guarantee against unreasonable searches and
secure life enjoying his liberty and actualizes himself as seizures, which in turn is "an essential part of the right
a rational and social being in choosing to freely express to privacy" that the Constitution protects. If the
himself and associate with others as well as by keeping exclusionary rule were not adopted, it would be to
to and knowing himself. For after all, a reflective grasp "grant the right (against unreasonable search and
of what it means to be human and how one should go seizure) but in reality to withhold its privilege and
about performing the functions proper to his human enjoyment." Thus, the inevitable conclusion is that the
nature can only be done by the rational person himself exclusionary rule is likewise a natural right that private
in the confines of his private space. Only he himself in respondent Dimaano can invoke even in the absence of
his own quiet time can examine his life knowing that an a constitution guaranteeing such right.
unexamined life is not worth living. To be sure, the status of the exclusionary right as a
Every organic law the Filipinos established (the Malolos, natural right is admittedly not as indisputable as the
1935, 1973, and 1987 Constitutions) and embraced (the right against unreasonable searches and seizures which
Instruction, Philippine Bill of 1902, and Jones Law) in is firmly supported by philosophy and deeply
the last century included a provision guaranteeing the entrenched in history. On a lower tier, arguments have
people’s right against unreasonable search and seizure been raised on the constitutional status of the
because the people ranked this right as fundamental exclusionary right. Some assert, on the basis of United
and natural. Indeed, so fundamental and natural is this States v. Calandra,281 that it is only a "judicially-created
64

remedy designed to safeguard Fourth Amendment brazen violation of natural rights and allow law
rights generally through its deterrent effect, rather than enforcers to act with more temerity than a thief in the
a personal constitutional right of the party night for they can disturb one’s privacy, trespass one’s
aggrieved."282 Along the same line, others contend that abode, and steal one’s property with impunity. This, in
the right against unreasonable search and seizure turn, would erode the people’s trust in government.
merely requires some effective remedy, and thus Unlike in the right against unreasonable search and
Congress may abolish or limit the exclusionary right if it seizure, however, history cannot come to the aid of the
could replace it with other remedies of a comparable or exclusionary right. Compared to the right against
greater deterrent effect. But these contentions have unreasonable search and seizure, the exclusionary right
merit only if it is conceded that the exclusionary rule is is still in its infancy stage in Philippine jurisdiction,
merely an optional remedy for the purpose of having been etched only in the 1973 Constitution after
deterrence.283 the 1967 Stonehill ruling which finally laid to rest the
Those who defend the constitutional status of the debate on whether illegally seized evidence should be
exclusionary right, however, assert that there is nothing excluded. In the United States, the exclusionary right’s
in Weeks that says that it is a remedy284 or a manner of genesis dates back only to the 1885 Boyd case on the
deterring police officers.285 In Mapp, while the court federal level, and to the 1961 Mapp case in the state
discredited other means of enforcing the Fourth level. The long period of non-recognition of the
Amendment cited in Wolf, the thrust of the opinion was exclusionary right has not caused an upheaval, much
broader. Justice Clarke opined that "no man is to be less a revolution, in both the Philippine and American
convicted on unconstitutional evidence"286 and held jurisdictions. Likewise, the UDHR, a response to
that "the exclusionary rule is an essential part of both violation of human rights in a particular period in world
the Fourth and Fourteenth Amendments."287 history, did not include the exclusionary right. It cannot
Formulated in the Aquinian concept of human law, the confidently be asserted therefore that history can
debate is whether the exclusionary right is the first kind attest to its natural right status. Without the strength of
of human law which may be derived as a conclusion history and with philosophy alone left as a leg to stand
from the natural law precept that one should do no on, the exclusionary right’s status as a fundamental and
harm to another man, in the same way that conclusions natural right stands on unstable ground. Thus, the
are derived from scientific principles, in which case the conclusion that it can be invoked even in the absence of
exclusionary right has force from natural law and does a constitution also rests on shifting sands.
not depend on positive law for its creation; or if it is the Be that as it may, the exclusionary right is available to
second kind of human law which is derived by way of private respondent Dimaano as she invoked it when it
determination of natural law, in the same way that a was already guaranteed by the Freedom Constitution
carpenter determines the shape of a house, such that it and the 1987 Constitution. The AFP Board issued its
is merely a judicially or legislatively chosen remedy or resolution on Ramas’ unexplained wealth only on July
deterrent, in which case the right only has force insofar 27, 1987. The PCGG’s petition for forfeiture against
as positive law creates and protects it. Ramas was filed on August 1, 1987 and was later
In holding that the right against unreasonable search amended to name the Republic of the Philippines as
and seizure is a fundamental and natural right, we were plaintiff and to add private respondent Dimaano as co-
aided by philosophy and history. In the case of the defendant. Following the petitioner’s stance upheld by
exclusionary right, philosophy can also come to the the majority that the exclusionary right is a creation of
exclusionary right’s aid, along the lines of Justice the Constitution, then it could be invoked as a
Clarke’s proposition in the Mapp case that no man shall constitutional right on or after the Freedom
be convicted on unconstitutional evidence. Similarly, Constitution took effect on March 25, 1986 and later,
the government shall not be allowed to convict a man when the 1987 Constitution took effect on February 2,
on evidence obtained in violation of a natural right 1987.
(against unreasonable search and seizure) for the VI. Epilogue
protection of which, government and the law were The Filipino people have fought revolutions, by the
established. To rule otherwise would be to sanction the power of the pen, the strength of the sword and the
65

might of prayer to claim and reclaim their fundamental the beacon lights of the law since the Greek civilization.
rights. They set these rights in stone in every Without respect for natural rights, man cannot rise to
constitution they established. I cannot believe and so the full height of his humanity.
hold that the Filipinos during that one month from I concur in the result.
February 25 to March 24, 1986 were stripped naked of
all their rights, including their natural rights as human
beings. With the extraordinary circumstances before, Footnotes
during and after the EDSA Revolution, the Filipinos 1 Decision, p. 26.

simply found themselves without a constitution, but 2 Id.

certainly not without fundamental rights. In that brief 3 Letter of Associate Justice Reynato S. Puno,

one month, they retrieved their liberties and enjoyed 210 SCRA 589 (1992), p. 597.
them in their rawest essence, having just been freed 4 Kelly, J., A Short History of Western Legal

from the claws of an authoritarian regime. They walked Theory (1992), p. 20, citing Antigone, pp. 453-
through history with bare feet, unshod by a 457.
constitution, but with an armor of rights guaranteed by 5 Rice, C., Fifty Questions on the Natural Law

the philosophy and history of their constitutional (1993), p. 31.


tradition. Those natural rights inhere in man and need 6 Aristotle, Nicomachean Ethics, Book V in the

not be granted by a piece of paper. Great Books of the Western World, vol. 9
To reiterate, the right against unreasonable search and (Robert Maynard Hutchins, editor in chief,
seizure which private respondent Dimaano invokes is 1952), p. 382.
among the sacred rights fought for by the Filipinos in 7 Aristotle, On Rhetoric, Book I, Chapter 13 in

the 1986 EDSA Revolution. It will be a profanity to deny the Great Books of the Western World, vol. 9
her the right after the fight had been won. It does not (Robert Maynard Hutchins, editor in chief,
matter whether she believed in the righteousness of 1952), p. 617.
the EDSA Revolution or she contributed to its cause as 8 Bix, B., "Natural Law Theory," p. 224 in D.

an alleged ally of the dictator, for as a human being, she Patterson, A Companion to Philosophy of Law
has a natural right to life, liberty and property which and Legal Theory (1996).
she can exercise regardless of existing or non-existing 9 Kelly, J., supra, p. 142, citing Decretum, D. I.

laws and irrespective of the will or lack of will of 10 Id., citing Decretum, D. 8. 2, 9 ad fin.

governments. 11 Id., citing Aurea Doctons fo. 169.

I wish to stress that I am not making the duty of the 12 Id., citing Felix Fluckiger, Geschichte des

Court unbearably difficult by taking it to task every time Naturrechtes (1954), i. 426-8.
a right is claimed before it to determine whether it is a 13 Id.

natural right which the government cannot diminish or 14 Kelly, J., supra, pp. 142-143.

defeat by any kind of positive law or action. The Court 15 Id., p. 143.

need not always twice measure a law or action, first 16 Altman, A., Arguing About Law (2001), p. 51.

utilizing the constitution and second using natural law 17 Aquinas, T., Summa Theologica I, II, Q. 90, art.

as a yardstick. However, the 1986 EDSA Revolution was 1 in the Great Books of the Western World, vol.
extraordinary, one that borders the miraculous. It was 20 (Robert Maynard Hutchins, editor in chief,
the first revolution of its kind in Philippine history, and 1952), p. 208.
perhaps even in the history of this planet. Fittingly, this 18 Freinberg, J. and J. Coleman, Philosophy of

separate opinion is the first of its kind in this Court, Law (6th ed. 2000), p. 19.
where history and philosophy are invoked not as aids in 19 Aquinas, T., Summa Theologica I, II, Q. 91, art.

the interpretation of a positive law, but to recognize a 1, p. 208.


right not written in a papyrus but inheres in man as 20 Kelly, J., supra, p. 143.

man. The unnaturalness of the 1986 EDSA revolution 21 Altman, A., supra, p. 52.

cannot dilute nor defeat the natural rights of man, 22 Aquinas, T., Summa Theologica I, II, Q. 91, art.

rights that antedate constitutions, rights that have been 2, p. 208.


66
23 Rice, C., supra, p. 44. experiencing one’s nature . . . from the inside, in
24 Freinberg, J. and J. Coleman, supra, p. 23. the form of one’s inclinations." (Freeman,
25 Aquinas, T., Summa Theologica I, II, Q. 94, art. M.D.A. Lloyd’s Introduction to Jurisprudence
2, p. 222. [1996], p. 84, citing J. Finnis, Natural Law and
26 Id. Natural Rights [1980], p. 34.)
27 Rice, C., supra, p. 45, citing Summa Lon Fuller also adopted a natural law
Theologica, II, II, Q. 81, art. 6; see also Summa analysis of law and wrote that there is a
Theologica, II, II, Q. 85, art. 1. test that a law must pass before
28 Id., citing T. E. Davitt, S.J., "St. Thomas something could be properly called law.
Aquinas and the Natural Law", Origins of the Unlike traditional natural law theories,
Natural Law Tradition (1954), pp. 26, 30-31; however, the test he applies pertains to
Rommen, The Natural Law, p. 49; Summa function rather than moral content. He
Theologica, I, II, Q. 94, art. 2. identified eight requirements for a law to
29 Freinberg, J. and J. Coleman, supra, p. 24. be called law, viz: "(1) laws should be
30 Rice, C., supra, pp. 45-46. general; (2) they should be promulgated,
31 Freinberg, J. and J. Coleman, supra, p. 24. that citizens might know the standards
32 Rice, C., supra, pp. 45-46. to which they are being held; (3)
33 Altman, A., supra, p. 52. retroactive rule-making and application
34 Aquinas, T., Summa Theologica, I, II, Q. 95, art. should be minimized; (4) laws should be
2. understandable; (5) they should not be
35 Rice, C., supra, p. 24. contradictory; (6) laws should not
36 Freinberg, J. and J. Coleman, supra, p. 26; require conduct beyond the abilities of
Altman, A., supra, p. 52. those affected; (7) they should remain
37 Aquinas, T., Summa Theologica I, II, Q. 91, art. relatively constant through time; and (8)
4, p. 222. there should be a congruence between
38 Freinberg, J. and J. Coleman, supra, p. 30, the laws as announced and their actual
citing Summa Theologica, I, II, Q. 91, art. 4. administration." He referred to his
39 An important restatement was made by John theory as "a procedural, as distinguished
Finnis who wrote Natural Law and Natural from a substantive natural law." (Bix,
Rights published in 1980. He reinterpreted B., supra, pp. 231-232.)
Aquinas whom he says has been much Ronald Dworkin also occasionally refers
misunderstood. He argues that the normative to his approach as a natural law theory.
conclusions of natural law are not derived from Dworkin postulates that along with rules,
observations of human or any other nature but legal systems also contain principles.
are based on a reflective grasp of what is self- Quite different from rules, principles do
evidently good for human beings. "The basic not act in an all-or-nothing way. Rather
forms of good grasped by practical principles have "weight", favoring one
understanding are what is good for human result or another. There can be principles
beings with the nature they have." The following favoring contrary results on a single legal
are basic goods: life (and health), knowledge, question. Examples of these principles
play, aesthetic experience, sociability are "one should not be able to profit
(friendship), practical reasonableness, and from one’s wrong" and "one is held to
religion. (Bix, B., supra, pp. 228-229.) He claims intend all the foreseeable consequences
that Aquinas considered that practical reasoning of one’s actions." These legal principles
began "not by understanding this nature from are moral propositions that are
the outside . . . by way of psychological, grounded (exemplified, quoted or
anthropological or metaphysical observations somehow supported by) on past official
and judgments defining human nature, but by acts such as text of statutes, judicial
67

decisions, or constitutions. Thus, in 59 Jones, T., supra, pp. 128-129.


"landmark" judicial decisions where the 60 Hamburger, P., "Natural Rights, Natural Law,
outcome appears to be contrary to the and American Constitutions," The Yale Law
relevant precedent, courts still hold that Journal, vol. 102, no. 4, January 1993, p. 926.
they were following the "real meaning" 61 Id., p. 924.

or "true spirit" of the law; or judges cite 62 Id., pp. 930-931; see also Calder v. Bull, I L. Ed.

principles as the justification for 648 (1798).


modifying, creating exceptions in, or 63 Id., footnote 70, citing J. Jay, The Federalist

overturning legal rules. (Bix, B., supra, No. 2 (1961), p. 37.


pp. 234-235.) 64 Id., footnote 70, citing Letter from William
40 Jones, T., Modern Political Thinkers and Ideas Pierce to St. George Tucker, GA. ST. GAZ., Sept.
(2002), pp. 112-113. 28, 1787, reprinted in 16 Documentary History
41 d’Entreves, A., Natural Law (2nd ed., 1970), of the Constitution (1983), p. 443.
pp. 52 and 57. 65 Id., footnote 70, citing N. Chipman, Sketches
42 Rice, C. supra, p. 68, citing Aquinas, De of the Principles of Government (1793), p. 70.
Regimine Principum (On the Governance of 66 Jones, T., supra, p. 114.

Rulers) (Gerald B. Phelan, transl., 1938), Book I, 67 Haines, C., The Revival of Natural Law

Chap. 2, 41.1. But Aquinas was also cautious of Concepts (1965), p. 58.
the opportunity for tyranny of a king, thus he 68 Patterson, C., supra, pp. 27 and 49; see also

proposed that this power must be tempered, Scott-Craig, T., "John Locke and Natural Right",
perhaps similar to the modern day p. 42 in Southern Methodist University Studies
constitutional monarchy. (Rice, C. supra, pp. 68- in Jurisprudence II: Natural Law and Natural
69, citing Aquinas, De Regimine Principum (On Rights (A. Harding, ed., 1965).
the Governance of Rulers) (Gerald B. Phelan, 69 Id., pp. 7-8.

transl., 1938), Book I, Chap. 6, 54.) 70 Hamburger, P., supra, pp. 931-932.
43 Patterson, C., The Constitutional Principles of 71 Black, H., Black’s Constitutional Law (2nd

Thomas Jefferson (1953), p. 47. edition), p. 2.


44 Macpherson, C. Editor’s Introduction to J. 72 Kurland, P. "The True Wisdom of the Bill of

Locke’s Second Treatise of Government (1980), Rights", The University of Chicago Law Review,
pp. xx-xxi. vol. 59, no. 1 (Winter 1992), pp. 7-8.
45 Locke, J., Second Treatise of Government (ed. 73 Haines, C., supra, p. 55.

C.B. Macpherson, 1980). 74 Id., p. 55, citing B.F. Wright, Jr., "American
46 Id., Ch. II, Sec. 4 (ed. C.B. Macpherson, 1980), Interpretations of Natural Law", American
p. 8. Political Science Review, xx (Aug. 1926), 524 ff.
47 Id. 75 Black, H., supra, p. 8.
48 Id., Ch. II, Sec. 6, p. 9. 76 Watson, D., The Constitution of the United
49 Id. States (1910), vol. 1, pp. 108-109, citing Cooley’s
50 Jones, T., supra, p. 126. Constitutional Limitations, pp. 68-69.
51 Id., pp. 126-127. 77 Hamburger, P., supra, p. 955, citing N.
52 Locke, J., supra, Ch II, Sec. 7, p. 9. Chipman, Sketches of the Principles of
53 Jones, T., supra, p. 127. Government (1793), p. 16.
54 Locke, J., supra, Ch II, Sec. 13, p. 9; Jones, 78 Id., p. 955, footnote 132, citing Letter from

T., supra, p. 128. George Washington to the President of


55 Id., Ch VIII, Sec. 95, p. 52. Congress, in 1 Documentary History of the
56 Jones, T., supra, p. 128, citing J. Locke, Second Constitution (1983), p. 305.
Treatise, Ch. 9, sect. 123, p. 350. 79 Id., p. 956.
57 Id., p. 128. 80 Jones, T., supra, p. 142, citing T. Paine, The
58 Locke, J., supra, Ch IX, Sec. 124, p. 66. Rights of Man (1969), p. 90.
68
81 Id. 110 Gutierrez, Jr., H., supra, p. 3, citing
82 Id. Dorr v. United States, 195 US 138 (1904).
83 Id. 111 Bix, B., supra, p. 228.
84 Id., p. 143, citing T. Paine, The Rights of Man 112 Jones, T., supra, p. 119.

(1969), p. 90. 113 Bix, B., supra, p. 228.


85 Id. 114 Strauss, D., supra, p. 555.
86 Id. 115 70 Phil. 578 (1940).
87Id. 116 Id., p. 582.
88 Hamburger, P., supra, p. 918, citing J. Locke., 117 106 SCRA 325 (1981).

Two Treatises of Government (1967), p. 322. 118 People v. Agbot, supra, p. 333.
89 Id., p. 919, citing J. Madison, A Memorial and 119 140 Phil 171 (1969).

Remonstrance (ca June 20, 1785), in 8 The 120 344 SCRA 769 (2000).

Papers of James Madison 298, 299. 121 41 Phil. 770 (1916).


90 Id., pp. 919-920, citing J. Witherspoon, An 122 People v. de los Santos, 200 SCRA 431 (1991).

Annotated Edition of Lectures on Moral 123 Roa v. Insular Collector of Customs, 23 Phil.

Philosophy (Lecture X) (Jack Scott ed.1982), pp. 315 (1917).


122-128. 124 Silva v. Court of Appeals, et al., 275 SCRA 604
91 Id., pp. 920-921, citing J. Madison, Speech in (1997).
House of Representatives (June 8, 1789), in 125 Offshore Industries, Inc. v. NLRC, et al., 177

Creating the Bill of Rights (1991), p. 81. SCRA 50 (1989), citing Philippine Movie Pictures
92 Id., pp. 921-922. Workers’ Association v. Premiere Productions,
93 Black, H., supra, pp. 443-444. Inc., 92 Phil. 843 (1953).
94 Id., p. 444. 126 229 SCRA 117 (1994).
95 Id., p. 445. 127 Fernando, E., Perspective on Human Rights:
96 Jones, T., supra, p. 114. The Philippines in a Period of Crisis and
97 Id. Transition (1979), pp. 1-2, citing
98 Estrada v. Desierto, et al., 353 SCRA 452 Borovsky v. Commissioner of Immigration, et al.,
(2001), Concurring Opinion of Justice Mendoza, 90 Phil. 107 (1951); Mejoff v. Director of Prisons,
p. 549. 90 Phil. 70 (1951); Chirskoff v. Commissioner of
99 d’Entreves, A., supra, p. 51. Immigration, et al., 90 Phil. 256 (1951);
100 Jones, T., supra, pp. 114-115. Andreu v. Commissioner of Immigration, et al.,
101 Id., p. 119. 90 Phil. 347 (1951).
102 Id. 128 Simon, Jr., et al. v. Commission on Human
103 Drost, P., Human Rights as Legal Rights Rights, supra, p. 127.
(1951), pp. 32-33. 129 Id., pp. 126-127.
104 Echegaray v. Secretary of Justice, et al., 297 130 Id., pp. 132-133, citing Black’s Law Dictionary

SCRA 754 (1998). (6th edition, 1934), p. 1324; Handbook on


105 Moskowitz, M., Human Rights and World American Constitutional Law (4th ed., 1927), p.
Order (1958), pp. 80-83. 524.
106 Id., p. 157. 131 Id., pp. 132-133, citing Malcolm, The
107 Id., p. 164. Constitutional Law of the Philippine Islands (2nd
108 Gutierrez, Jr., H., "Human Rights - An ed., 1926), pp. 431-457.
Overview" in The New Constitution and Human 132 Id., p. 133, citing Black’s Law Dictionary (6th

Rights (Fifth Lecture Series on the Constitution edition, 1934), p. 1325; Handbook on American
of the Philippines) (1979), p. 3. Constitutional Law (4th ed., 1927), p. 524.
109 Strauss, D. "The Role of a Bill of Rights", The 133 Bernas, J., A Historical and Juridical Study of

University of Chicago Law Review, vol. 59, no. 1 the Philippine Bill of Rights (1971), pp. 2-3, citing
(Winter 1992), p. 554.
69

C. Majul, The Political and Constitutional Ideas 162 Fernando, Perspective on Human Rights: The
of the Philippine Revolution (1957), pp. 2-3. Philippines in a Period of Crisis and Transition
134 Id., p. 2, citing Majul, supra, p. 3. (1979), pp. 24-26.
135 Id., pp. 6-7, citing T. Agoncillo, Malolos: The 163 Proclamation No. 3 (1986).

Crisis of the Republic (1960), p. 19 and 164 Proclamation No. 1 (1986).

Majul, supra, p. 5, both authors citing de Veyra, 165 Letter of Associate Justice Reynato S.

The Constitution of Biak-na-Bato, 1 J. of the Phil Puno, supra.


Historical Soc. I (1941). 166 Martin, R., Law and Jurisprudence on the
136 Id., p. 7, citing T. Agoncillo, supra, pp. 19-20. Freedom Constitution of the Philippines (1986),
137 Id., p. 8, citing Kalaw, The Constitutional Plan pp. 1-5.
of the Philippine Revolution, I Phil. L. J., 204, 206 167 De Leon v. Esguerra, 153 SCRA 602 (1987).

(1914). 168 Article X, Sec. 3 and Article XII, Sec. 4 of the


138 Id., p. 11, citing Kalaw, The Memoirs of Felipe 1987 Constitution.
Calderon (pts. 1-2), 4 Phil. Rev. 426, at 473 169 Records of the Constitutional Commission,

(1919). vol. I, p. 674.


139 Id., citing Malcolm, Constitutional Law of the 170 Article II, Sec. 11 of the 1987 Constitution.

Philippine Islands 117 (2nd ed. 1926). 171 Article XIII of the 1987 Constitution; Simon,
140 Id., pp. 11-12, citing Planes Constitucionales Jr. v. Commission on Human Rights, supra.
Para Filipinas (T. Kalaw ed. 1934), p. 37. 172 Fernando, E., The Bill of Rights (2nd ed.
141 Id., p. 12, citing Majul, supra, p. 179. 1972), p. 3, citing Laski, The State in Theory and
142 Id., p. 13. Practice (1935), pp. 35-36.
143 Id., citing 1 Report of the (Schurman) 173 Fernando, E. The Constitution of the

Philippine Commission (1900), pp. 84-5. Philippines (1974), p. 20, citing Hamilton,
144 Id., pp. 13-14, citing G. Malcolm, Constitutionalism in IV Encyclopedia of the
Constitutional Law of the Philippine Islands (2nd Social Sciences (1928), p. 255.
ed. 1926), p. 223. 174 Id., p. 20.
145 Id., p. 15. 175 Id., p. 21, citing 1 Schwartz, Commentary on
146 Gonzalez-Decano, A., The Exclusionary Rule the Constitution of the United States, The
and its Rationale (1997), p. 8. Powers of Government (1963), pp. 1-2.
147 Bernas, J., supra, p. 15. 176 Id., p. 21, citing Lectures on the Constitution
148 Gonzalez-Decano, A., supra, p. 8. of the United States, p. 64.
149 11 Phil. 669 (1904). 177 Id., citing Malcolm and Laurel, Philippine
150 Id., p. 692. Constitutional Law (1936), p. 6.
151 Id. 178 Id., p. 33.
152 Bernas, J., supra, p. 17. 179 Fernando, E., Government Powers and
153 Aruego, J., The Framing of the Philippine Human Rights (1973), p. 5.
Constitution, vol. 1 (1935), p. 93. 180 Fernando, E. The Constitution of the
154 Id., pp. 93-94. Philippines (1974), p. 34, citing III, S. Laurel,
155 Fernando, E., Political Law (1953), p. 42. Proceedings of the Philippine Constitutional
156 Aruego, supra, pp. 94-95. Convention (1966), p. 335.
157 Id., pp. 93-95, 149-151. 181 Id., p. 34, citing III, S. Laurel, Proceedings of
158 Id., pp. 149-150. the Philippine Constitutional Convention (1966),
159 Fernando, E., supra, p. 42. p. 648.
160 Fernando, E., The Constitution of the 182 Black, H., Black’s Constitutional Law (2nd

Philippines (1974), pp. 3-7. ed.), p. 8.


161 Id., pp. 6-7. 183 Schwartz, B., The Great Rights of Mankind: A

History of the American Bill of Rights (1977), pp.


2-3.
70
184 G.R. No. 143802, November 15, 2001. 212 Id., p. 17, citing Lasson, p. 43.
185 232 SCRA 192 (1994). 213Id., citing Lasson, p. 44.
186 Sales v. Sandiganbayan, et al., supra, p. 15, 214 (1765) 19 Howell’s St Tr 1029.

citing Allado v. Diokno, 232 SCRA 192 (1994), pp. 215 Id., p. 18, citing Boyd v. United States, supra;

209-210. p.19, citing numerous cases where the Supreme


187 Hall, Jr., J., Search and Seizure (1982), p. 13, Court cited Entick v. Carrington, supra.
citing Marcus v. Search Warrants of Property 216 Boyd v. United States, supra, p. 627.

367 US 717 (1961); Roaden v. Kentucky, 413 US 217 Id., pp. 626-627.

496 (1973); Lasson, The History and 218 Id., p. 630.

Development of the Fourth Amendment to the 219 232 US 383 (1914).

Constitution of the United States (1937), pp. 23- 220 192 US 585 (1903).

24. 221 Bernas, J., supra, p. 296. Although even as


188 Id., p. 13, citing Ladynski, Search and Seizure early as the Malolos Constitution of 1899, this
and the Supreme Court (1966), pp. 20-22. right against unreasonable searches and
189 Id., p. 14, citing Marcus v. Search seizures has been protected with the sanctity of
Warrants, supra, pp. 724-727; Lasson, supra, pp. the domicile as the primordial consideration.
24-29; Ladynski, supra, p. 23. The provision was an almost exact reproduction
190 Id., citing Ladynski, p. 23. of the Bill of Rights of the Spanish Constitution
191 Id., citing Lasson, pp. 31-32 and Ladynski, p. (Bernas, J., supra, p. 11, citing Malcolm,
23; footnote 19. Constitutional Law of the Philippine Islands [2nd
192 Id. ed. 1926], p. 117), viz:
193 Id., p. 14, citing Ladynski, p. 24. "ARTICLE 10
194 Id., citing Lasson, pp. 33-34, Ladynski, p. 27. No person shall enter the domicil of a
195 Id., p. 15, citing Ladynski, p. 25. Filipino or foreigner residing in the
196 Id., citing Lasson, p. 37. Philippine Islands without his consent,
197 Id., p. 14, citing Ladynski, p. 22. except in urgent cases of fire, flood,
198 Id., citing Lasson, pp. 30-31; Ladynski, p. 23. earthquake or other similar danger, or of
199 Id., p. 15, citing Lasson, p. 54 and Ladynski, p. unlawful aggression proceeding from
31. within, or in order to assist a person
200 Id., citing Ladynski, p. 31. within calling for help.
201 Id., p. 15, citing Lasson, p. 55 and Ladynski, p. Outside of these cases, the entrance into
31. the domicil of a Filipino or foreigner
202 Id., p. 16, citing Lasson, pp. 55-57 and residing in the Philippine Islands and the
Ladynski, p. 33, and Adams, J., 2 Legal Papers of searching of his papers or effects, can
John Adams (1965), p. 112. only be decreed by a competent judge
203 Id., citing Lasson, pp. 57-58 and Ladynski, p. and executed in the daytime.
33. The searching of the papers and effects
204 Id., citing Lasson, p. 58 and Ladynski, p. 33. shall always be done in the presence of
205 Boyd v. United States, 116 US 616, 625 the interested party or of a member of
(1885). his family, and, in their absence, of two
206 Hall, Jr., J., supra, p. 16. witnesses residing in the same town
207 Boyd v. United States, supra. (pueblo).
208 Hall, Jr., J., supra, p. 16, citing Petition of However, if an offender found in
Lechmere, Adams, pp. 108-147. flagrante and pursued by the authorities
209 Id., p. 16, citing Lasson, pp. 67-73 and or their agents should take refuge in his
Ladynski, p. 35. domicil these may enter the same, but
210 Id., p. 16. only for the purpose of his apprehension.
211 Id., pp. 16-17, citing Lasson, p. 43.
71

If he should take refuge in the domicil of respondent Dimaano can invoke the
another, request should first be made of constitutionally guaranteed right against
the latter." unreasonable search and seizure and the
xxx xxx xxx exclusionary right. Nevertheless, this separate
ARTICLE 13 opinion addresses the question of whether or
All decrees of imprisonment, for the not she can invoke these rights even if the
search of domicil, or for the detention of Freedom Constitution had no retroactive effect.
correspondence, whether written, 230 Hall, Jr., J., supra, p. 9, citing

telegraphic, or by telephone, shall be for Silverman v. United States, 365 US 505 (1961);
cause. Schmerber V. California, 384 US 757 (1966);
If the decree should lack this requisite, or Camara v. Municipal Court of San Francisco, 387
if the causes on which it may be founded US 523 (1967). Other citations omitted.
are judicially declared unlawful or 231 Id., citing Warden, Maryland

manifestly insufficient, the person who Penitentiary v. Hayden, 387 US 294 (1967);
may have been imprisoned, or whose Berger v. New York, 388 US 41 (1967);
imprisonment may not have been Stone v. Powell, 428 US 465 (1976). Other
confirmed within the term prescribed in citations omitted.
Art. 9 or whose domicil may have been 232 Katz v. United States, 389 US 347 (1967).

forcibly entered into, or whose Other citations omitted.


correspondence may have been 233 365 US 505 (1961).

detained, shall have the right to demand 234 389 US 347 (1967).

the liabilities which ensue." (Bernas, 235 Fernando, E., The Bill of Rights (1972), pp.

J., supra, pp. 292-293.) 217-218.


222 Bernas, J., supra, pp. 297-298. 236 3 Phil. 381 (1904).
223 Aruego, J., supra, pp. 159-160. 237 United States v. Arceo, supra, pp. 384-385.
224 Gonzalez-Decano, A., supra, p. 9, citing E. 238 20 Phil. 467 (1911).

Navarro, A Treatise on the Law of Criminal 239 United States v. De Los Reyes, et al., supra, p.

Procedure in the Philippines (1952), pp. 395- 473.


396. 240 Fernando, E., The Constitution of the
225 Aruego, J., supra, p. 160. Philippines (1974), p. 652.
226 Laurel, J., Proceedings of the Philippine 241 20 SCRA 383 (1967).

Constitutional Commission (1966), vol. III, p. 242 Stonehill v. Diokno, supra, p. 392.

172; see also Moncado v. People’s Court, 80 243 101 SCRA 86 (1980).

Phil. 1 (1948), Dissenting Opinion of Justice 244 People v. CFI, supra, pp. 100-101.

Bengzon. 245 Valmonte v. Belmonte, 170 SCRA 256 (1989),


227 Gonzalez-Decano, A., supra, p. 11. citing Morfe v. Mutuc, 22 SCRA 424 (1968), pp.
228 20 SCRA 383 (1967); Fernando, E., The 444-445.
Constitution of the Philippines (1974), pp. 658- 246 Warden, Maryland Penitentiary v. Hayden,

659. 387 US 294 (1967), pp. 320-324.


229 It may be argued that the Freedom 247 381 US 479 (1965).

Constitution had retroactive effect insofar as it 248 Griswold v. Connecticut, 381 US 479 (1965),

provides that certain articles of the 1973 pp. 485-486.


Constitution, including the Bill of Rights, "remain 249 The Fourteenth Amendment provides in

in force and effect." Consequently, as these relevant part, viz:


articles were in force after the abrogation of the "No State shall make or enforce any law
1973 Constitution on February 25, 1986 and which shall abridge the privileges or
before the adoption of the Freedom immunities of citizens of the United
Constitution on March 25, 1986, private States; nor shall any State deprive any
72

person of life, liberty, or property 280 Estrada v. Desierto, supra, p. 549, citing the
without due process of law; nor deny to Declaration of Independence. That the right
any person within its jurisdiction the against unreasonable searches and seizures is a
equal protection of the laws." natural human right may be inferred from the
250 338 US 25 (1949). 1949 case of Wolf v. Colorado, where Justice
251 Ducat, C., Constitutional Interpretation: Frankfurter said:
Rights of the Individual, vol. 2 (2000), pp. 641- "The knock at the door, whether by day
642. or night, as a prelude to a search,
252 Wolf v. Colorado, supra, pp. 31-32. without authority of law but solely on
253 364 US 206 (1960). the authority of the police, did not need
254 367 US 643 (1961). the commentary of recent history to be
255 Ducat, C., supra, pp. 641-642. condemned as inconsistent with the
256 Mapp v. Ohio, supra, pp. 654-660. conception of human rights enshrined in
257 364 US 206 (1960). the history and basic constitutional
258 Id., p. 217. documents of the English-speaking
259 LaFave, W. Search and Seizure: A Treatise in peoples."
the Fourth Amendment, vol. 1 (2nd ed., 1987), 281 414 US 338 (1974).

pp. 16-17, citing Terry v. Ohio, 392 US 1 (1968). 282 Id., p. 348.
260 Id., p. 17, citing United States v. Calandra, 283 LaFave, W., supra, p. 20.

414 US 338 (1974), dissent. 284 Id., citing Kamisar, Does (Did) (Should) the
261 Id. Exclusionary Rule Rest on a "Principled Basis"
262 42 Phil. 886 (1920). Rather than an "Empirical Proposition"? 16
263 47 Phil. 626 (1925). Creighton L. Rev. (1983) 565, p. 598.
264 251 US 385 (1919). 285 Id., citing Allen, The Judicial Quest for Penal
265 57 Phil. 384 (1932). Justice: The Warren Court and the Criminal
266 Bernas, J., The 1987 Constitution of the Cases, 1975 U. Ill. L.F. 518, 536, n. 90.
Republic of the Philippines: A Commentary 286 Mapp v. Ohio, supra, p. 657.

(1996), pp. 194-195. 287 LaFave, supra, pp. 19-20.


267 64 Phil. 33 (1937).
268 76 Phil. 637 (1946).
269 Bernas, J., supra note 266, pp. 197-198.
270 80 Phil. 1 (1948), pp. 1, 3-4.
271 Wong & Lee v. Collector of Internal Revenue,

et al., 104 Phil. 469 (1958), citing


Moncado v. People’s Court, 8 Phil. 1 (1948);
Medina v. Collector of Internal Revenue, 110
Phil. 912 (1961), citing Wong & Lee, supra;
Bernas, J., supra note 266, pp. 198-199.
272 20 SCRA 383 (1967).
273 Stonehill v. Diokno, supra, pp. 393-394.
274 Griswold v. Connecticut, supra, p. 493.
275 See Note 65, supra.
276 Pascual, C., Introduction to Legal Philosophy

(1989), pp. 22-23.


277 See C. Patterson, supra, p. 52.
278 Proclamation No. 1 (1986).
279 Sandifer, D. and L. Scheman, The Foundation

of Freedom (1966), pp. 44-45.

S-ar putea să vă placă și