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IN THE UNITED STATES DISTRICT COURT

FOR THE MIDDLE DISTRICT OF TENNESSEE


AT NASHVILLE

)
PROHIBITION DISTILLERY LLC, )
)
Plaintiff, ) Civil Action No.
)
vs. )
)
BOOTLEGGERS LLC, )
)
JURY TRIAL DEMANDED
Defendant. )

COMPLAINT

Plaintiff Prohibition Distillery LLC (“Prohibition”), for its Complaint against Defendant

Bootleggers LLC (“Defendant”) for trademark infringement, unfair competition and false

designation of origin, unfair and deceptive trade practices, tortious interference with business

relations, fraud on the U.S. Patent and Trademark Office, and non-use of a registered mark in

commerce that Congress may regulate, pleads and alleges as follows:

PRELIMINARY STATEMENT

1. This action is brought by Prohibition under the Lanham Act, 15 U.S.C. § 1051, et

seq., the common law of the state of Tennessee, and the Tennessee Consumer Protection Act,

Tenn. Code. Ann. § 47-18-101, et seq. against Defendant, seeking permanent injunctive relief and

damages relating to Defendant’s intentional infringement and misappropriation of Prohibition’s

registered trademarks BOOTLEGGER 21, BOOTLEGGER 21 VODKA, BOOTLEGGER 21

NEW YORK VODKA, and BOOTLEGGER 21 NEW YORK (together, “Prohibition’s

BOOTLEGGER Marks” or “BOOTLEGGER Marks”) arising out of Defendant’s promotion,

advertising and sales of its infringing product(s) under the marks BOOTLEGGERS DISTILLERY

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and BOOTLEGGERS. This is also an action for declaratory judgment under 28 U.S.C. § 2201 for

the purpose of resolving an actual and justiciable controversy which now exists between the parties

within the jurisdiction of this court. Specifically, Prohibition seeks a declaration that it does not

infringe Defendant’s alleged trademark rights.

2. By this action, Prohibition seeks to enforce its registered trademark and common

law trademark rights to its BOOTLEGGER Marks, which it has been using in connection with

alcoholic beverages, distilled spirits, spirits and liqueurs in U.S. commerce since at least as early

as July 1, 2010.

3. Prohibition seeks relief arising from Defendant’s infringing use of the marks

BOOTLEGGERS DISTILLERY and BOOTLEGGERS that are likely to cause confusion with

Prohibition’s registered and incontestable BOOTLEGGER Marks.

4. Prohibition further seeks injunctive relief and damages for trademark infringement

in violation of Section 32 of the Trademark Act of the United States, 15 U.S.C. § 1114; for unfair

competition and false designation of origin in violation of Section 43(a) of the Trademark Act of

the United States, 15 U.S.C. § 1125(a); for unfair and deceptive trade practices under the

Tennessee Consumer Protection Act, Tenn. Code. Ann. § 47-18-104; and trademark infringement

and tortious interference with business relations under Tennessee Common law. Prohibition

further seeks cancellation of Defendant’s registered trademark based on non-use in commerce that

Congress may regulate, and fraud on the U.S. Patent and Trademark Office under 15 U.S.C. §

1119, 1120, and 1127.

THE PARTIES

5. Prohibition is a New York limited liability company, with a place of business at 10

Union Street, Roscoe, New York 12776. Prohibition is the owner of all right, title and interest to

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its BOOTLEGGER Marks as described herein. Prohibition has been using its marks continuously

in commerce that Congress may regulate since at least as early as July 1, 2010.

6. Defendant is a limited liability company organized under the laws of the state of

Tennessee.

JURISDICTION & VENUE

7. This court has subject matter jurisdiction pursuant to 15 U.S.C. § 1121 (Lanham

Act), 28 U.S.C. § 1331 (federal question), 28 U.S.C. § 1338 (patent, trademark and copyright), 28

U.S.C. § 1367 (supplemental jurisdiction), and 28 U.S.C. § 2201 (declaratory judgment).

8. This Court has personal jurisdiction over Defendant because Defendant is

incorporated in, and has its principal place of business in, Tennessee.

9. Venue is proper in this district pursuant to 28 U.S.C. § 1391.

FACTS

Background on Prohibition and Prohibition’s BOOTLEGGER Marks

10. Prohibition is an award-winning, nationally recognized, craft distillery and maker

of high quality vodka, gin, bourbon, and other spirits, which it creates, develops, manufactures,

advertises, markets, and sells under its BOOTLEGGER Marks, and has sold continuously in

commerce since July 1, 2010. Prohibition is among the most innovative and creative companies

selling alcoholic beverages, distilled spirits, spirits and liqueurs, and related products and services

today.

11. Prohibition has invested significant time and money to create, develop, advertise,

market, and sell its products under its BOOTLEGGER Marks.

12. Prohibition owns all right, title, and interest in and to the BOOTLEGGER Marks,

the incontestable federal trademark registrations for which are indicated below:

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MARK REG. NO. GOODS CLASS FIRST FILING REG. SEC. 15
USE DATE DATE FILING
BOOTLEGGER 21 4392595 Alcoholic beverages 33 July 1, March 1, August 27, August 25,
except beers and 2010 2010 2013 2019
wines
BOOTLEGGER 21 4326660 Alcoholic beverages 33 July 1, Nov. 3, April 30, April 30,
VODKA except beers; 2010 2011 2013 2019
Distilled Spirits;
Spirits and liqueurs
BOOTLEGGER 21 4284778 Alcoholic beverages 33 July 1, Nov. 3, February 5, February 5,
NEW YORK except beers; 2010 2011 2013 2019
Distilled Spirits;
Spirits and liqueurs
BOOTLEGGER 21 4284779 Alcoholic beverages 33 July 1, Nov. 3, February 5, February 5,
NEW YORK except beers; 2010 2011 2013 2019
VODKA & Design Distilled Spirits;
Spirits and liqueurs

A true and correct copy of the trademark registrations are attached hereto as Exhibit A. Each of

the registrations shown in Exhibit A are valid and subsisting, and are prima facie or conclusive

evidence of Prohibition’s exclusive right to use said marks in commerce on the goods specified in

each registration. Further, the registrations shown in Exhibit A are incontestable.

13. Prohibition is also the owner of common law rights to the same marks identified in

Paragraph 12 dating back to at least as early as July 1, 2010.

14. Prohibition has also secured design patent protection for its distinctive floral bottle

design under U.S. Design Patent No. D677,577.

15. Since at least as early as July 1, 2010, Prohibition has been using, in commerce that

Congress may regulate, its BOOTLEGGER Marks in connection with its high-quality, award-

winning alcoholic beverages, distilled spirits, spirits and liqueurs, all made in its own distillery.

Examples of Prohibition’s BOOTLEGGER Marks used in connection with its products on

packaging, in retail stores, and online, are shown below.

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16. Prohibition’s products are available through retail stores throughout the United

States, including in Tennessee.

17. In Tennessee specifically, Prohibition has been using, in commerce that Congress

may regulate, its BOOTLEGGER Marks in connection with alcoholic beverages, distilled spirits,

spirits and liqueurs since at least as early as October 14, 2011.

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18. Prohibition has naturally and systematically expanded both the geographic

footprint for the distribution of its goods, and the breadth of its product line since 2010.

19. Prohibition has expended a substantial amount of money and effort in advertising

and promoting its BOOTLEGGER Marks.

20. As a result of Prohibition’s long-standing and continuous use of the

BOOTLEGGER Marks and its success in selling, advertising, and promoting products bearing

the marks, the BOOTLEGGER Marks have become strong and well known, and consumers have

come to know, rely upon, and recognize the BOOTLEGGER Marks as identifying quality

products emanating from Prohibition.

21. The BOOTLEGGER brand is the most publicly recognizable brand of Prohibition

in the minds of consumers—so much so in fact that consumers primarily know Plaintiff through

its BOOTLEGGER Marks. As a result of Prohibition’s substantial promotional, advertising,

publicity, and public relations activities for a decade, the BOOTLEGGER Marks have acquired

substantial goodwill and are an extremely valuable commercial asset.

22. Prohibition’s BOOTLEGGER Marks are inherently distinctive, serving to identify

and indicate the source of Prohibition’s products to the consuming public, and to distinguish

Prohibition’s products from those of others.

23. Prohibition markets its BOOTLEGGER-branded products on its website at

www.prohibitiondistillery.com, on social media, in print media, retail stores, through media

engagement and promotional events, and via its distillery, where is sells its products and offers

consumers opportunities to taste its products.

24. Prohibition and the BOOTLEGGER-branded products have also been profiled in

national media, including The New York Times (2010), The Wall Street Journal (2010), ABC

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News (2013), Forbes Magazine (2017), Food and Wine Magazine (2017), Wine Enthusiast

Magazine (2019), Whiskey Advocate (2018), Travel + Leisure Magazine (2014), Popular

Mechanics (2016), Men’s Health (2019), and Departures Magazine (2019); in special interest and

regionally focused media, including CBS 2 New York (2019), Village Voice (2010), Crain’s New

York Business (2011), Hatch Magazine (2017), Valley Table (2016), Drinkhacker (2011), Edible

Manhattan Magazine (2013), and Escape Brooklyn; and also in blogs and review sites that follow

the alcohol industry, including The Whiskey Wash (2017), Social Spirit (2013), The Dizzy Fizz

(2011), I’m Bored Let’s Go (2014), The Alcohol Professor (2013), and Spirits Review.

25. Prohibition’s BOOTLEGGER products, along with its associated trademarks and

distinctive trade dress, are well-known and famous.

26. Unsolicited coverage of Prohibition’s products and trademarks demonstrates the

fame and renown of Prohibition’s BOOTLEGGER-branded products as well as the strength of

its marks.

27. Prohibition and the BOOTLEGGER-branded products have won numerous

awards, including: New York International Spirits Competition, Gold Medal, Bootleggers 21 New

York Vodka (2010); Tastings, Gold Medal, Bootlegger 21 New York Vodka, (2010); The Fifty

Best, Double Gold Medal, Bootlegger 21 New York Vodka (2014); San Francisco World Sprits

Competition, Silver Medal, Bootlegger 21 Vodka (2010); American Craft Spirits, Bronze Medals,

Bootlegger 21 New York Gin, Reserve Gin, Vodka, and Whiskey (2018); New York Wine and

Grape Foundation Governor’s Cup, Double Gold Medal, Bootlegger 21 New York Gin; New York

State Fair, Double Gold, Bootlegger 21 New York Gin (2018); and numerous others. An image

showing a sampling of Prohibition’s awards is shown below. Additionally, Travel + Leisure

Magazine recognized Prohibition’s Bootlegger 21 Vodka as one of the best craft vodkas in the

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world in 2014.

28. These references to, and accolades for, Prohibition’s well-known, famous

BOOTLEGGER products were unsolicited and gratuitous. Neither Prohibition nor any person

acting on Prohibition’s behalf compensated the sources for such coverage or awards.

29. These unsolicited media references establish the notoriety, fame, exposure, and

consumer recognition of Prohibition’s BOOTLEGGER Marks and products, and are also

indicative of the national, and international, renown and fame of Prohibition’s BOOTLEGGER

Marks and products resulting from the quality of Prohibition’s products.

Defendant’s Unlawful Conduct

30. Defendant, with both constructive and, upon information and belief, actual

knowledge of Prohibition’s BOOTLEGGER Marks, began making, offering for sale, selling,

promoting, and/or advertising alcoholic beverages, distilled spirits, spirits and liqueurs—namely,

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moonshine—under the alleged marks BOOTLEGGERS DISTILLERY and BOOTLEGGERS.

Examples of Defendant’s use of the BOOTLEGGERS DISTILLERY and BOOTLEGGERS

marks are shown below.

31. By Defendant’s own sworn admissions, Defendant’s use of the BOOTLEGGERS

DISTILLERY and BOOTLEGGERS marks began no earlier than 2014, well after Prohibition’s

first use of the BOOTLEGGER Marks on July 1, 2010.

32. Defendant, with both constructive and, upon information and belief, actual

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knowledge of Prohibition’s BOOTLEGGER Marks, uses the alleged BOOTLEGGERS

DISTILLERY and BOOTLEGGERS marks in its web address www.bootleggerswhiskey.com, on

its website, and on social media accounts, including Facebook and Instagram.

33. Upon information and belief, Defendant sells and offers for sale under the alleged

BOOTLEGGERS DISTILLERY and BOOTLEGGERS marks alcoholic beverages, distilled

spirits, spirits and liqueurs in Tennessee, including in dozens of retail locations within this district.

Defendant also promotes its products on its website and on social media. Defendant displays the

name BOOTLEGGERS DISTILLERY and BOOTLEGGERS in its online advertising, including

on its website.

34. Upon information and belief, Defendant does not sell or offer for sale liquor

products under the BOOTLEGGERS DISTILLERY and BOOTLEGGERS marks outside of

Tennessee or in commerce that Congress may regulate.

35. Defendant’s website features a page with a map under the name “Where to Buy our

Products” indicating where consumers may buy its liquor products, which shows retail locations

only within the state of Tennessee.

36. Defendant’s liquor products—namely, moonshine—are not available for purchase

online.

37. Defendant’s use of the BOOTLEGGERS DISTILLERY and BOOTLEGGERS

marks has always been and continues to be without permission, consent, or authority of

Prohibition.

38. Upon information and belief, Defendant registered its domain name

bootleggerswhiskey.com on January 17, 2013.

39. According to the records of the Tennessee Secretary of State, Bootleggers LLC was

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formed on August 22, 2013.

40. On December 16, 2014, the U.S. Patent and Trademark Office issued U.S.

Registration No. 4,657,229 for BOOTLEGGERS DISTILLERY (the “’229 Registration”) for

liquor to Defendant.

41. Defendant, with both constructive and, upon information and belief, actual

knowledge of Prohibition’s BOOTLEGGER Marks, has publicly made factually false statements

about Prohibition and Prohibition’s BOOTLEGGER Marks.

42. On January 4, 2020, Lighthouse Liquors, an independent liquor store in Athens,

New York, posted an admiring photo of Prohibition’s patented embossed floral designed bottles

containing spirits marked with Prohibition’s BOOTLEGGER Marks. In a comment responding

to the post, Defendant, using the Instagram handle @bootleggersdistillery, falsely stated:

I’m afraid to inform you . But the name Bootleggers is trade


marked and can not be used in any form of distilled spirits [sic]

A true and correct copy of the Instagram post is shown below.

43. By these knowingly false and misleading statements, Defendant has disparaged

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Prohibition’s goods and sought to unfairly compete with Prohibition and eliminate and/or interfere

with Prohibition’s prospective business relationship with the consuming public through improper

means and/or with improper motive, including by making misrepresentations to potential

customers and the public about Defendant’s purported superior trademark rights in the

BOOTLEGGERS DISTILLERY and BOOTLEGGERS marks over Prohibition’s rights in the

BOOTLEGGER Marks, with the intent to cause harm to Prohibition’s reputation and with the

intent to cause Prohibition to lose business opportunities.

44. On the same day Defendant made false statements on Instagram, Defendant

continued his efforts to interfere with Prohibition’s business by sending Prohibition a cease and

desist email which stated in full:

My name is Darrell Miller I own Bootleggers Distillery. We have


been in business for six years and have the name Bootleggers
Trademarked in all alcohol Distilled Spirits . I need for you to cease
and desist from all forms of using our name in distilled spirits. Please
let me know how you want to proceed. If I do not hear from you I
will turn it over to my lawyers. Thank you and sorry for the
inconvienience. [sic]

A true and correct copy of the email is attached hereto as Exhibit B.

45. By this email, Mr. Miller conceded that Defendant’s use of the BOOTLEGGERS

DISTILLERY and BOOTLEGGERS marks began no earlier than 2014, well after Prohibition’s

first use of the BOOTLEGGER Marks on July 1, 2010—which confirms and reinforces the date

of first use Defendant alleged in its Application Serial No. 86041357.

46. By this email, Mr. Miller has demanded that Prohibition cease and desist use of

Prohibition’s BOOTLEGGER Marks in connection with distilled spirits, and accordingly has

called into question the rights of Prohibition and Defendant with respect to Prohibition’s rights to

use its BOOTLEGGER Marks. Mr. Miller’s threats have created a real and reasonable

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apprehension on the part of the Prohibition that Defendant will commence litigation for trademark

infringement unless Prohibition capitulates to Defendant’s unfounded demands.

47. Despite submitting a date of first use in commerce to the U.S. Patent & Trademark

Office of August 20, 2014, despite claiming to have been “in business for six years” (e.g. since

2014), despite not forming Bootleggers LLC until August 22, 2013, and despite not registering the

bootleggerswhiskey.com domain name until January 17, 2013, Defendant nonetheless places

language on its product, labels and/or packaging for its product falsely, misleadingly, and

deceptively claiming that it was established in 2010, which is the actual year in which Prohibition

began using its BOOTLEGGER Marks in commerce. An example of Defendant’s false claim is

highlighted in its logo as shown below.

Effects of Defendant’s Unlawful Conduct on Prohibition and the Consuming Public

48. Defendant’s BOOTLEGGERS DISTILLERY and BOOTLEGGERS marks are

confusingly similar to, or are likely to cause confusion with, Prohibition’s BOOTLEGGER

Marks. The products sold by Defendant are competitive with and overlapping with the products

sold by Prohibition under its BOOTLEGGER Marks.

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49. Defendant promotes its products in retail stores, over the Internet and through social

media, such as Facebook and Instagram, and sells its products in retail stores. The purchasers for

the goods of Prohibition under the BOOTLEGGER Marks are closely related to and overlapping

with the purchasers for Defendant’s goods sold under the BOOTLEGGERS DISTILLERY and

BOOTLEGGERS marks. The continued use by Defendant of the BOOTLEGGERS DISTILLERY

and BOOTLEGGERS marks on its website, in its advertising and promotional materials, and on

its products is likely to diminish the goodwill associated with Prohibition’s BOOTLEGGER

Marks.

50. The continued making of public statements that falsely designate Prohibition as the

secondary user is likely to diminish the goodwill associated with Prohibition’s BOOTLEGGER

Marks.

51. On information and belief, Defendant is deriving and will continue to derive

substantial revenue from its products provided under the BOOTLEGGERS DISTILLERY and

BOOTLEGGERS marks.

52. Defendant’s unauthorized use of the BOOTLEGGERS DISTILLERY and

BOOTLEGGERS marks and derivatives of those marks is likely to cause confusion or mistake or

to deceive consumers into believing that Defendant’s unauthorized products advertised, promoted,

and offered under the BOOTLEGGERS DISTILLERY and BOOTLEGGERS marks and

derivatives of those marks are sponsored, licensed or authorized by, or are affiliated, connected

with or otherwise associated with Prohibition, or that Prohibition’s products and services offered

under Prohibition’s BOOTLEGGER Marks are sponsored, licensed or authorized by, or

affiliated, connected, or otherwise associated with Defendant when they are not.

53. Defendant’s continued use of the BOOTLEGGERS DISTILLERY and

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BOOTLEGGERS marks and derivatives of those marks is, on information and belief, with full

knowledge of the prior ownership by Prohibition of Prohibition’s BOOTLEGGER Marks and

Prohibition’s rights to use and control the use of such marks.

54. Defendant’s misleading and unsupported claim “Est. 2010” in its logo, which

appears on Defendant’s product labels, web site, and other branded products contradicts the public

statements it made to the U.S. Patent & Trademark Office and to Prohibition in its cease and desist

email.

55. Defendant’s misleading and unsupported claim “Est. 2010” creates confusion with

Prohibition’s trademarks falsely claiming it has been in business for the same length of time as

Prohibition, which it has not.

56. Defendant’s misleading and unsupported claim “Est. 2010” in its logo is also

contradicted by multiple appearances of the following language on Defendant’s web site: “Darrell

has managed to grow with his business since 2013.”

57. Defendant has acted and continues to act without regard to Prohibition’s property

rights and goodwill.

58. As a result of Defendant’s unauthorized use of the BOOTLEGGERS DISTILLERY

and BOOTLEGGERS marks and derivatives of those marks, Defendant is being unjustly enriched

at Prohibition’s expense, and Prohibition is being damaged. Defendant’s conduct unlawfully

capitalizes on the goodwill and reputation established by Prohibition through its use and promotion

of its BOOTLEGGER Marks dating back to July 1, 2010.

59. Defendant’s unauthorized use of the BOOTLEGGERS DISTILLERY and

BOOTLEGGERS marks and derivatives of those marks in association with its products has

significantly injured Prohibition’s interests. Specifically, Defendant (a) has traded upon and

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threatens to further trade upon the significant and valuable goodwill in Prohibition’s

BOOTLEGGER Marks; (b) is likely to cause public confusion as to the source, sponsorship, or

affiliation of Defendant’s products; (c) has damaged and threatens to further damage Prohibition’s

significant and valuable goodwill in Prohibition’s BOOTLEGGER Marks; (d) has injured and

threatens to further injure Prohibition’s right to use Prohibition’s BOOTLEGGER Marks as the

exclusive indicia of origin of Prohibition’s alcoholic beverages, distilled spirits, spirits and liqueurs

in Tennessee and throughout the United States; (e) has lessened the capacity of Prohibition’s

BOOTLEGGER Marks to indicate that its products are sponsored by Prohibition; and (f) has

engaged in unlawful, unfair, and fraudulent business practices from which members of the public

are likely to be deceived as to the source, sponsorship, or endorsement of Defendant’s goods.

60. Unless these infringing acts by Defendant are restrained by this Court, they will

cause irreparable injury to Prohibition and to the public, for which there is no adequate remedy at

law.

Defendant’s Fraudulently Obtained & Maintained U.S. Trademark Registration

61. On August 19, 2013, Defendant filed with the U.S. Patent & Trademark Office

Application Serial No. 86041357 to register the mark BOOTLEGGERS DISTILLERY on the

Principal Register under Section 1(b) intent-to-use filing basis.

62. On October 6, 2014, Defendant filed with the U.S. Patent & Trademark Office a

Statement of Use under 15 U.S.C. § 1051(d), which also included a sworn declaration signed under

penalty of perjury by Luke Brean, counsel for Defendant, that the mark BOOTLEGGERS

DISTILLERY was “first used in commerce at least as early as 08/20/2014, and is now in use in

such commerce.”

63. Mr. Brean further swore under penalty of perjury:

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[T]he applicant or the applicant’s related company or licensee is
using the mark in commerce on or in connection with all the
goods/services in the application or notice of allowance, or as
subsequently modified, and such use by the applicant's related
company or licensee inures to the benefit of the applicant….The
signatory being warned that willful false statements and the like are
punishable by fine or imprisonment, or both, under 18 U.S.C.
Section 1001, and that such willful false statements and the like may
jeopardize the validity of the application or submission or any
registration resulting therefrom, declares that all statements made of
his/her own knowledge are true and that all statements made on
information and belief are believed to be true.

64. On information and belief, such statements were false at the time they were made.

65. On information and belief, Defendant knew such statements were false at the time

they were made.

66. On information and belief, Defendant knowingly made such false statements in

order to induce the U.S. Patent & Trademark Office to issue a certificate of registration.

67. Insofar as the aforementioned false statements were knowingly made, such

statements constitute fraud on the U.S. Patent & Trademark Office.

68. On information and belief, as of August 20, 2014, Defendant was not using the

mark BOOTLEGGERS DISTILLERY in commerce that Congress may regulate in connection

with liquor.

69. On information and belief, Defendant has never made any sales of liquor products

outside of Tennessee.

70. On information and belief, Defendant either no longer uses or has never used the

BOOTLEGGERS DISTILLERY mark in connection with liquor in interstate, international, or

other commerce which Congress may regulate.

71. On information and belief, Defendant either no longer or has never shipped any

product bearing the BOOTLEGGERS DISTILLERY mark in connection with liquor in interstate,

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international, or other commerce which Congress may regulate.

72. On information and belief, Defendant does not intend to resume use or begin use

of the BOOTLEGGERS DISTILLERY mark in connection with liquor in interstate, international,

or other commerce which Congress may regulate.

73. On information and belief, the mark has not been in continuous use in commerce

that Congress may regulate for a period of five years after the date of registration or currently in

use in commerce, as required by Section 15 of the Lanham Act, 15 U.S.C. § 1065.

74. On December 20, 2019, Defendant filed a Section 8 declaration of use with the for

the ’229 Registration, which also included a sworn declaration signed under penalty of perjury by

Darrell Miller, “Principal” for Defendant, that “the [BOOTLEGGERS DISTILLERY] mark is in

use in commerce on or in connection with the goods/services or to indicate membership in the

collective membership organization identified above, as evidenced by the attached specimen(s).”

75. Mr. Miller further swore under penalty of perjury:

Unless the owner has specifically claimed excusable nonuse, the


mark is in use in commerce on or in connection with the
goods/services or to indicate membership in the collective
membership organization identified above, as evidenced by the
attached specimen(s).

Unless the owner has specifically claimed excusable nonuse, the


specimen(s) shows the mark as currently used in commerce on or
in connection with the goods/services/collective membership
organization.

To the best of the signatory's knowledge, information, and belief,


formed after an inquiry reasonable under the circumstances, the
allegations and other factual contentions made above have
evidentiary support.

The signatory being warned that willful false statements and the
like are punishable by fine or imprisonment, or both, under 18
U.S.C. § 1001, and that such willful false statements and the like
may jeopardize the validity of this submission and the registration,

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declares that all statements made of his/her own knowledge are
true and all statements made on information and belief are believed
to be true.

76. On information and belief, such statements were false at the time they were made.

77. On information and belief, Defendant knew such statements were false at the time

they were made.

78. Insofar as the aforementioned false statements were knowingly made, such

statements constitute fraud on the U.S. Patent & Trademark Office.

79. On information and belief, as of December 20, 2019, Defendant was not using the

mark BOOTLEGGERS DISTILLERY in commerce the Congress may regulate in connection with

liquor.

80. On information and belief, Defendant has never made any sales of liquor products

outside of Tennessee.

81. On information and belief, Defendant either no longer uses or has never used the

BOOTLEGGERS DISTILLERY mark in connection with liquor in interstate, international, or

other commerce which Congress may regulate.

82. On information and belief, Defendant knowingly made such false statements in

order to induce the U.S. Patent & Trademark Office to accept Defendant’s Section 8 affidavit.

83. Insofar as the aforementioned false statements were knowingly made, such

statements constitute fraud on the U.S. Patent & Trademark Office.

84. In filing a Section 8 affidavit, Defendant committed its second act of fraud on the

U.S. Patent & Trademark Office.

85. On January 8, 2019, Defendant filed a Section 15 declaration of incontestability in

connection with the ’229 Registration, which also included a sworn declaration signed under

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penalty of perjury by Darrell Miller, “Principal” for Defendant, that Defendant “has continuously

used the mark [BOOTLEGGERS DISTILLERY] in commerce for five (5) consecutive years after

the date of registration, or the date of publication under Section 12(c), and is still using the mark

in commerce on or in connection with all goods or services listed in the existing registration for

this class:Liquor [sic]….”

86. On information and belief, Defendant knowingly made such false statements in

order to induce the U.S. Patent & Trademark Office to accept Defendant’s Section 15 affidavit.

87. In filing a Section 15 affidavit, Defendant committed its third act of fraud on the

U.S. Patent & Trademark Office.

88. For the foregoing reasons, the U.S. Patent & Trademark Office would have never

issued the ’229 Registration—or maintained the registration—but for the knowingly fraudulent

representations made by Defendant to the U.S. Patent & Trademark Office in its Sections 8 and 15

affidavits.

89. Defendant’s multiple acts of fraud on the U.S. Patent & Trademark Office warrant

cancellation of Defendant’s ’229 Registration.

90. Defendant’s non-use of its marks in commerce that Congress may regulate is

sufficient grounds—alone—to cancel the ’229 Registration.

Willful Nature of Defendant’s Conduct

91. Defendant’s acts of infringement and unfair competition complained of herein by

adopting marks confusingly similar to Prohibition’s BOOTLEGGER Marks and selling and

offering for sale of products that infringe Prohibition’s BOOTLEGGER Marks have been

deliberate, willful, intentional, and in bad faith and, since at least 2014, undertaken with full

knowledge and in conscious disregard of Prohibition’s prior rights and designed to trade on

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 20 of 30 PageID #: 20


Prohibition’s goodwill associated with its BOOTLEGGER Marks. Defendant has profited and

been unjustly enriched, and will continue to profit and be unjustly enriched, by sales and publicity

that Defendant would not otherwise have obtained but for its unlawful conduct. The alleged

excuses, justifications, and other attempts to hide and obfuscate the facts of this matter undertaken

by Defendant have been dilatory, disingenuous, and without a sound basis in fact or applicable

law. In view of the egregious nature of Defendant’s actions, this is an exceptional case as described

in Section 35(a) of the Lanham Act, 15 U.S.C. § 1117(a).

COUNT I
(Trademark Infringement Under 15 U.S.C. § 1114)

92. Prohibition repeats and realleges Paragraphs 1 through 91 of this Complaint.

93. Defendant’s acts as complained of herein are likely to cause confusion, mistake, or

deception as to origin, sponsorship, or approval and therefore constitute federal trademark

infringement in violation of 15 U.S.C. § 1114(1).

94. By reason of Defendant’s bad faith and willful infringement, Prohibition has

sustained and is entitled to recover actual and treble damages, attorneys’ fees, and the costs of this

litigation pursuant to 15 U.S.C. § 1117 and injunctive relief pursuant to 15 U.S.C. § 1116.

COUNT II
(Unfair Competition and False Designation of Origin Under 15 U.S.C. § 1125(a))

95. Prohibition repeats and realleges Paragraphs 1 through 94 of this Complaint as if

fully set forth herein.

96. Defendant’s acts as complained of herein constitute unfair competition and false

designation of origin in violation of §43(a) of the Lanham Act, 15 U.S.C. §1125(a).

97. Prohibition has sustained and is entitled to recover actual and treble damages,

attorneys’ fees, and the costs of this litigation pursuant to 15 U.S.C. § 1117 and injunctive relief

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 21 of 30 PageID #: 21


pursuant to 15 U.S.C. § 1116.

COUNT III
(Cancellation for Fraud On U.S. Patent & Trademark Office
Under 15 U.S.C. § 1119, 1120)

98. Prohibition repeats and realleges Paragraphs 1 through 97 of this Complaint as if

fully set forth herein.

99. Defendant’s acts as complained of herein constitute procurement and maintenance

of a registration in the U.S. Patent & Trademark Office for the mark BOOTLEGGER

DISTILLERY by a false or fraudulent declaration or representation in writing in violation of 15

U.S.C. § 1120.

100. Defendant committed fraud in the procurement and maintenance of the ’229

Registration by knowingly, with the intent to deceive the USPTO, making material

misrepresentations that it was using the BOOTLEGGER DISTILLERY mark in commerce that

Congress may regulate in connection liquor as of August 20, 2014, continued to use the mark in

commerce, and continuously used the mark in commerce for five (5) consecutive years after the

date of registration, when in fact, no such use was taking place.

101. Issuance and maintenance of the fraudulently procured registration for the mark

BOOTLEGGER DISTILLERY has caused injury and damage to Prohibition.

102. Prohibition has sustained and is entitled to recover actual and treble damages,

attorneys’ fees, and the costs of this litigation pursuant to 15 U.S.C. § 1117, 1120 and injunctive

relief pursuant to 15 U.S.C. § 1116.

COUNT IV
(Cancellation for Non-Use Under 15 U.S.C. § 1127)

103. Prohibition repeats and realleges Paragraphs 1 through 102 of this Complaint as if

fully set forth herein.

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 22 of 30 PageID #: 22


104. Defendant’s acts as complained of herein, namely non-use or discontinuance of use

of the BOOTLEGGERS DISTILLERY mark and intent not to resume or begin such use in

connection with liquor in interstate, international, or other commerce which Congress may

regulate, constitutes both (1) non-use and (2) abandonment of the mark BOOTLEGGERS

DISTILLERY pursuant to 15 U.S.C. § 1127, both of which mandate cancellation of Defendant’s

registration because Defendant has never been entitled to registration of its trademark.

105. Defendant has therefore never used and also abandoned the ’229 Registration for

BOOTLEGGERS DISTILLERY with respect to all goods, and the mark should be cancelled

because Defendant has never been entitled to registration of its trademark.

COUNT V
(Unfair and Deceptive Trade Practices Under Tennessee Consumer Protection Act, Tenn.
Code. Ann. § 47-18-101, et seq.)

106. Prohibition repeats and realleges Paragraphs 1 through 105 of this Complaint.

107. Defendant’s acts as complained of herein constitute unfair and deceptive trade

practices affecting the conduct of trade or commerce in violation of Tennessee Consumer

Protection Act, Tenn. Code. Ann. § 47-18-104.

108. Defendant’s unlawful acts include (1) causing a likelihood of confusion or of

misunderstanding as to the source, sponsorship, approval or certification of goods or services, (2)

causing a likelihood of confusion or misunderstanding as to affiliation, connection or association

with, or certification by, another, (3) representing that goods or services have sponsorship,

approval, characteristics, ingredients, uses, benefits or quantities that they do not have, (4)

disparaging the goods, services, or business of another by false or misleading representations of

fact; (5) falsely passing off goods or services as those of another, and (6) using deceptive

representations in connection with goods or services.

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 23 of 30 PageID #: 23


109. By reason of Defendant’s bad faith and willful and knowing conduct, Prohibition

has sustained and is entitled to recover actual and treble damages, attorneys’ fees, and the costs of

this litigation pursuant to Tenn. Code. Ann. § 47-18-109(e).

COUNT VI
(Tortious Interference With Business Relations)

110. Prohibition repeats and realleges Paragraphs 1 through 109 of this Complaint.

111. Defendant’s acts as complained of herein constitute tortious interference with

business relations.

112. Prohibition maintains a prospective relationship with consumers in Tennessee

seeking to purchase alcoholic beverages, distilled spirits, spirits and liqueurs.

113. Defendant is aware of Prohibition’s presence in the community as a creator,

developer, manufacturer, advertiser, marketer, and seller of alcoholic beverages, distilled spirits,

spirits and liqueurs under its BOOTLEGGER Marks and Prohibition’s prospective relationship

with the consuming public.

114. Defendant has intended to eliminate and/or interfere with Prohibition’s prospective

relationship with the consuming public through improper means and/or with improper motive,

including by making misrepresentations to potential customers and the public about Defendant’s

purported superior trademark rights in the BOOTLEGGERS DISTILLERY and BOOTLEGGERS

marks over Prohibition’s rights in the BOOTLEGGER Marks, causing harm to Prohibition’s

reputation and resulting in lost business opportunities.

115. The primary purpose of Defendant’s actions was to injure Prohibition.

116. By reason of Defendant’s bad faith and intentional, malicious, and reckless

conduct, Prohibition has sustained and is entitled to recover actual and punitive damages.

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 24 of 30 PageID #: 24


COUNT VII
(Common Law Trademark Infringement)

117. Prohibition repeats and realleges Paragraphs 1 through 116 of this Complaint.

118. Defendant’s acts as complained of herein are likely to cause confusion, mistake, or

deception as to origin, sponsorship, or approval and therefore constitute trademark infringement

in violation of the common law.

119. By reason of Defendant’s bad faith and willful infringement, Prohibition has

sustained and is entitled to recover actual and punitive damages.

COUNT VIII
(Declaratory Judgment Under 28 U.S.C. § 2201)

120. Prohibition repeats and realleges Paragraphs 1 through 119 of this Complaint as if

fully set forth herein.

121. Defendant’s acts as complained of herein constitute an actual case or controversy

concerning the rights of Prohibition and Defendant with respect to Prohibition’s rights to use the

BOOTLEGGER Marks.

122. Defendant has demanded that Prohibition cease and desist use of the

BOOTLEGGER Marks in connection with distilled spirits.

123. Prohibition denies that it infringes Defendant’s BOOTLEGGERS DISTILLERY

and BOOTLEGGERS mark or that Defendant has prior rights in the BOOTLEGGERS

DISTILLERY and BOOTLEGGERS marks over Prohibition.

124. Defendant’s conduct has created a real and reasonable apprehension on the part of

the Prohibition that Defendant’s will commence litigation for trademark infringement unless

Prohibition capitulates to Defendant’s unfounded demands.

125. Defendant’s demands require an immediate adjudication of the rights of the parties

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 25 of 30 PageID #: 25


before either party suffers damage.

126. Prohibition is entitled to seek declaratory judgment pursuant to 28 U.S.C. §2201

that Prohibition does not infringe any alleged trademark rights of Defendant.

PRAYER FOR RELIEF

WHEREFORE, Prohibition prays that this Court:

1. Declare and enter judgment that:

a. Defendant has infringed Prohibition’s BOOTLEGGER Marks in violation

of Section 32 of the Lanham Act, 15 U.S.C. §1114 and the common law;

b. Defendant has engaged in unfair competition and false designation of origin

in violation of Section 43(a) of the Lanham Act, 15 U.S.C. §1125(a);

c. Defendant has engaged in unfair and deceptive trade practices affecting the

conduct of trade or commerce in violation of Tennessee Consumer Protection Act, Tenn.

Code. Ann. § 47-18-104;

d. Defendant has tortiously interfered with Prohibition’s business relations in

violation of Tennessee law;

e. Defendant has abandoned the mark covered by the ’229 Registration

pursuant to 15 U.S.C. § 1127;

f. Defendant has never used the mark covered by the ‘229 Registration in

commerce that Congress may regulate;

g. Defendant has committed fraud on the USPTO in the procurement and

maintenance of the ’229 Registration in violation of 15 U.S.C. § 1120; and

h. Prohibition does not violate Defendant’s alleged trademark rights and that

Prohibition has the right to use the BOOTLEGGER Marks in connection with alcoholic

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 26 of 30 PageID #: 26


beverages, distilled spirits, spirits and liqueurs, free from interference from Defendant, its

officers, agents, servants, employees, attorneys, successors and assigns, and all those

persons in active concert or participation with any of them;

2. Permanently enjoin Defendant, its officers, agents, servants, employees, attorneys,

successors and assigns, and all those persons in active concert or participation with any of them,

from using the BOOTLEGGERS DISTILLERY and/or BOOTLEGGERS marks, and any other

mark that is confusingly similar to the BOOTLEGGER Marks;

3. Order Defendant to transfer ownership of the domain name

www.bootleggerswhiskey.com, as well as any other domain name that incorporates the

BOOTLEGGER Marks, or any other mark that is confusingly similar to the BOOTLEGGER

Marks, to Prohibition;

4. Order Defendant, its officers, agents, servants, employees, attorneys, successors

and assigns, and all those persons in active concert or participation with any of them, to modify all

packaging and promotional material to eliminate the BOOTLEGGERS DISTILLERY and/or

BOOTLEGGERS marks, and any other mark that is confusingly similar to the BOOTLEGGER

Marks;

5. Order Defendant, its officers, agents, servants, employees, attorneys, successors

and assigns, and all those persons in active concert or participation with any of them, to deliver to

the Court for destruction, or show proof of destruction of, any and all labels, signs, prints,

packages, wrappers, receptacles, and advertisements, and any other materials in Defendant’s

possession or control that use the BOOTLEGGERS DISTILLERY and/or BOOTLEGGERS

marks, and any other mark that is confusingly similar to the BOOTLEGGER Marks;

6. Order Defendant, its officers, agents, servants, employees, attorneys, successors

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 27 of 30 PageID #: 27


and assigns, and all those persons in active concert or participation with any of them, to take all

reasonably available steps to remove the BOOTLEGGERS DISTILLERY and/or

BOOTLEGGERS marks, and any other mark that is confusingly similar to the BOOTLEGGER

Marks, as a designator of Defendant’s products from any listing in any business directory, yellow

pages, internet directory, social media, and any other listing service;

7. Permanently enjoin Defendant, its officers, agents, servants, employees, attorneys,

successors and assigns, and all those persons in active concert or participation with any of them

from:

a. Interfering with or threatening to interfere with the use of the

BOOTLEGGER Marks by Prohibition, its related companies, successors or assigns, in

connection with its or their business; and

b. Instituting or prosecuting any action placing in issue the right of Prohibition,

its related companies, successors or assigns, to register or use BOOTLEGGER Marks and

derivatives thereof in connection with alcoholic beverages, distilled spirits, spirits and

liqueurs;

8. Order Defendant to file with this Court and to serve upon Prohibition within 30

days after the entry and service on Defendant of an injunction, a report in writing and under oath

setting forth in detail the manner and form in which Defendant has complied with the injunction;

9. Award all damages as Prohibition sustained as a result of Defendant’s conduct as

complained of herein, and that said damages be trebled;

10. Order an accounting of all profits realized by Defendant resulting from its conduct

complained of herein, and that such profits by paid over to Prohibition, increased as the Court finds

to be just under the circumstances of this case;

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 28 of 30 PageID #: 28


11. Award Prohibition its costs and expenses of this action;

12. Declare that this is an exceptional case pursuant to 15 U.S.C. § 1117 and award

Prohibition its reasonable attorneys’ fees;

13. Award statutory damages pursuant to 15 U.S.C. § 1117(d);

14. Aware actual and treble damages, attorneys’ fees, and the costs of this litigation

pursuant to Tenn. Code. Ann. § 47-18-109(e).

15. Order the Commissioner of Trademarks to cancel the ’229 Registration for all

goods based any and/or all of the following:

a. Fraud on the U.S. Patent & Trademark Office in the filing of Defendant’s initial

application;

b. Fraud on the U.S. Patent & Trademark Office in the filing of Defendant’s Section

8 affidavit;

c. Fraud on the U.S. Patent & Trademark Office in the filing of Defendant’s Section

15 affidavit; and

d. Non-use of Defendant’s trademark in commerce that Congress may regulate; and

16. Grant any such other and further relief as this Court may deem just and proper.

JURY DEMAND

Pursuant to Rule 38(b) of the Federal Rules of Civil Procedure, Prohibition requests a trial

by jury of all issues so triable.

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 29 of 30 PageID #: 29


Respectfully submitted,

/s/ Darren M. Geliebter


Darren M. Geliebter
Eric J. Huang
Motions for Pro Hac Vice to be Filed
Lombard & Geliebter LLP
305 Broadway, 7th Floor
New York, New York 10007
(212) 520-1172 (telephone)
(646) 349-5567 (facsimile)
dgeliebter@lombardip.com
ehuang@lombardip.com

/s/ Howell O’Rear


Howell O’Rear (TN BPR #26509)
Seth M. McInteer (TN BPR #26471)
McInteer & O’Rear PLC
2801 12th Avenue South
Nashville, TN 37204
Ph. 615-724-6207
Fax 615-523-1311
www.mcolawfirm.com
howell@mcolawfirm.com
seth@mcolawfirm.com

Attorneys for Plaintiff


Prohibition Distillery LLC

Case 3:20-cv-00071 Document 1 Filed 01/28/20 Page 30 of 30 PageID #: 30


Exhibit A

Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 1 of 9 PageID #: 31


Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 2 of 9 PageID #: 32
Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 3 of 9 PageID #: 33
Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 4 of 9 PageID #: 34
Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 5 of 9 PageID #: 35
Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 6 of 9 PageID #: 36
Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 7 of 9 PageID #: 37
Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 8 of 9 PageID #: 38
Case 3:20-cv-00071 Document 1-1 Filed 01/28/20 Page 9 of 9 PageID #: 39
Exhibit B

Case 3:20-cv-00071 Document 1-2 Filed 01/28/20 Page 1 of 2 PageID #: 40


From: darrell <darrell@darrellmiller.net>
Date: January 4, 2020 at 10:41:05 PM EST
To: Brian Facquet <brian@prohibi4ondis4llery.com>
Subject: Bootleggers name in use of dis:lled spirits

My name is Darrell Miller I own Bootleggers Distillery. We have been in business for six years
and have the name Bootleggers Trademarked in all alcohol Distilled Spirits . I need for you to
cease and desist from all forms of using our name in distilled spirits. Please let me know how
you want to proceed. If I do not hear from you I will turn it over to my lawyers. Thank you and
sorry for the inconvienience.

Sent from my Verizon, Samsung Galaxy smartphone

Case 3:20-cv-00071 Document 1-2 Filed 01/28/20 Page 2 of 2 PageID #: 41 Page 1 of 1


AO 120 (Rev. 08/10)

Mail Stop 8 REPORT ON THE


TO:
Director of the U.S. Patent and Trademark Office FILING OR DETERMINATION OF AN
P.O. Box 1450 ACTION REGARDING A PATENT OR
Alexandria, VA 22313-1450 TRADEMARK

In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
filed in the U.S. District Court Middle District of Tennessee on the following
G Trademarks or G Patents. ( G the patent action involves 35 U.S.C. § 292.):

DOCKET NO. DATE FILED U.S. DISTRICT COURT


1/28/2020 Middle District of Tennessee
PLAINTIFF DEFENDANT
Prohibition Distillery LLC Bootleggers LLC

PATENT OR DATE OF PATENT


HOLDER OF PATENT OR TRADEMARK
TRADEMARK NO. OR TRADEMARK
1 4392595 8/27/2013 Prohibition Distillery LLC

2 4326660 4/30/2013 Prohibition Distillery LLC

3 4284778 2/5/2013 Prohibition Distillery LLC

4 4284779 2/5/2013 Prohibition Distillery LLC

In the above—entitled case, the following patent(s)/ trademark(s) have been included:
DATE INCLUDED INCLUDED BY
G
Amendment G Answer G Cross Bill G Other Pleading
PATENT OR DATE OF PATENT
HOLDER OF PATENT OR TRADEMARK
TRADEMARK NO. OR TRADEMARK
1

In the above—entitled case, the following decision has been rendered or judgement issued:
DECISION/JUDGEMENT

CLERK (BY) DEPUTY CLERK DATE

Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
Case 3:20-cv-00071 Document 1-3 Filed 01/28/20 Page 1 of 1 PageID #: 42
Print Save As... Reset
JS 44 (Rev. 0/16) CIVIL COVER SHEET
The JS 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as
provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the use of the Clerk of Court for the
purpose of initiating the civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)

I. (a) PLAINTIFFS DEFENDANTS


Prohibition Distillery LLC Bootleggers LLC

(b) County of Residence of First Listed Plaintiff Sullivan County, NY County of Residence of First Listed Defendant Jefferson County, TN
(EXCEPT IN U.S. PLAINTIFF CASES) (IN U.S. PLAINTIFF CASES ONLY)
NOTE: IN LAND CONDEMNATION CASES, USE THE LOCATION OF
THE TRACT OF LAND INVOLVED.

(c) Attorneys (Firm Name, Address, and Telephone Number) Attorneys (If Known)
Lombard & Geliebter LLP
305 Broadway, 7th Floor, New York, New York 10007
(212) 520-1172

II. BASIS OF JURISDICTION (Place an “X” in One Box Only) III. CITIZENSHIP OF PRINCIPAL PARTIES (Place an “X” in One Box for Plaintiff
(For Diversity Cases Only) and One Box for Defendant)
u 1 U.S. Government u 3 Federal Question PTF DEF PTF DEF
Plaintiff (U.S. Government Not a Party) Citizen of This State u 1 u 1 Incorporated or Principal Place u 4 u 4
of Business In This State

u 2 U.S. Government u 4 Diversity Citizen of Another State u 2 u 2 Incorporated and Principal Place u 5 u 5
Defendant (Indicate Citizenship of Parties in Item III) of Business In Another State

Citizen or Subject of a u 3 u 3 Foreign Nation u 6 u 6


Foreign Country
IV. NATURE OF SUIT (Place an “X” in One Box Only)
CONTRACT TORTS FORFEITURE/PENALTY BANKRUPTCY OTHER STATUTES
u 110 Insurance PERSONAL INJURY PERSONAL INJURY u 625 Drug Related Seizure u 422 Appeal 28 USC 158 u 375 False Claims Act
u 120 Marine u 310 Airplane u 365 Personal Injury - of Property 21 USC 881 u 423 Withdrawal u 376 Qui Tam (31 USC
u 130 Miller Act u 315 Airplane Product Product Liability u 690 Other 28 USC 157 3729(a))
u 140 Negotiable Instrument Liability u 367 Health Care/ u 400 State Reapportionment
u 150 Recovery of Overpayment u 320 Assault, Libel & Pharmaceutical PROPERTY RIGHTS u 410 Antitrust
& Enforcement of Judgment Slander Personal Injury u 820 Copyrights u 430 Banks and Banking
u 151 Medicare Act u 330 Federal Employers’ Product Liability u 830 Patent u 450 Commerce
u 152 Recovery of Defaulted Liability u 368 Asbestos Personal u 840 Trademark u 460 Deportation
Student Loans u 340 Marine Injury Product u 470 Racketeer Influenced and
(Excludes Veterans) u 345 Marine Product Liability LABOR SOCIAL SECURITY Corrupt Organizations
u 153 Recovery of Overpayment Liability PERSONAL PROPERTY u 710 Fair Labor Standards u 861 HIA (1395ff) u 480 Consumer Credit
of Veteran’s Benefits u 350 Motor Vehicle u 370 Other Fraud Act u 862 Black Lung (923) u 490 Cable/Sat TV
u 160 Stockholders’ Suits u 355 Motor Vehicle u 371 Truth in Lending u 720 Labor/Management u 863 DIWC/DIWW (405(g)) u 850 Securities/Commodities/
u 190 Other Contract Product Liability u 380 Other Personal Relations u 864 SSID Title XVI Exchange
u 195 Contract Product Liability u 360 Other Personal Property Damage u 740 Railway Labor Act u 865 RSI (405(g)) u 890 Other Statutory Actions
u 196 Franchise Injury u 385 Property Damage u 751 Family and Medical u 891 Agricultural Acts
u 362 Personal Injury - Product Liability Leave Act u 893 Environmental Matters
Medical Malpractice u 790 Other Labor Litigation u 895 Freedom of Information
REAL PROPERTY CIVIL RIGHTS PRISONER PETITIONS u 791 Employee Retirement FEDERAL TAX SUITS Act
u 210 Land Condemnation u 440 Other Civil Rights Habeas Corpus: Income Security Act u 870 Taxes (U.S. Plaintiff u 896 Arbitration
u 220 Foreclosure u 441 Voting u 463 Alien Detainee or Defendant) u 899 Administrative Procedure
u 230 Rent Lease & Ejectment u 442 Employment u 510 Motions to Vacate u 871 IRS—Third Party Act/Review or Appeal of
u 240 Torts to Land u 443 Housing/ Sentence 26 USC 7609 Agency Decision
u 245 Tort Product Liability Accommodations u 530 General u 950 Constitutionality of
u 290 All Other Real Property u 445 Amer. w/Disabilities - u 535 Death Penalty IMMIGRATION State Statutes
Employment Other: u 462 Naturalization Application
u 446 Amer. w/Disabilities - u 540 Mandamus & Other u 465 Other Immigration
Other u 550 Civil Rights Actions
u 448 Education u 555 Prison Condition
u 560 Civil Detainee -
Conditions of
Confinement
V. ORIGIN (Place an “X” in One Box Only)
u 1 Original u 2 Removed from u 3 Remanded from u 4 Reinstated or u 5 Transferred from u 6 Multidistrict u 8 Multidistrict
Proceeding State Court Appellate Court Reopened Another District Litigation - Litigation -
(specify) Transfer Direct File
Cite the U.S. Civil Statute under which you are filing (Do not cite jurisdictional statutes unless diversity):
Lanham Act, 15 U.S.C. §§ 1114, 1125
VI. CAUSE OF ACTION Brief description of cause:
Trademark infringement
VII. REQUESTED IN u CHECK IF THIS IS A CLASS ACTION DEMAND $ CHECK YES only if demanded in complaint:
COMPLAINT: UNDER RULE 23, F.R.Cv.P. JURY DEMAND: u Yes u No
VIII. RELATED CASE(S)
(See instructions):
IF ANY JUDGE DOCKET NUMBER
DATE SIGNATURE OF ATTORNEY OF RECORD
01/28/2020 /s/ Darren M. Geliebter
FOR OFFICE USE ONLY

RECEIPT # Case 3:20-cv-00071 Document


AMOUNT 1-4 Filed 01/28/20
APPLYING IFP JUDGEPage 1 of 2 PageID #: 43
MAG. JUDGE
JS 44 Reverse (Rev. 0/16)

INSTRUCTIONS FOR ATTORNEYS COMPLETING CIVIL COVER SHEET FORM JS 44


Authority For Civil Cover Sheet

The JS 44 civil cover sheet and the information contained herein neither replaces nor supplements the filings and service of pleading or other papers as
required by law, except as provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is
required for the use of the Clerk of Court for the purpose of initiating the civil docket sheet. Consequently, a civil cover sheet is submitted to the Clerk of
Court for each civil complaint filed. The attorney filing a case should complete the form as follows:

I.(a) Plaintiffs-Defendants. Enter names (last, first, middle initial) of plaintiff and defendant. If the plaintiff or defendant is a government agency, use
only the full name or standard abbreviations. If the plaintiff or defendant is an official within a government agency, identify first the agency and
then the official, giving both name and title.
(b) County of Residence. For each civil case filed, except U.S. plaintiff cases, enter the name of the county where the first listed plaintiff resides at the
time of filing. In U.S. plaintiff cases, enter the name of the county in which the first listed defendant resides at the time of filing. (NOTE: In land
condemnation cases, the county of residence of the "defendant" is the location of the tract of land involved.)
(c) Attorneys. Enter the firm name, address, telephone number, and attorney of record. If there are several attorneys, list them on an attachment, noting
in this section "(see attachment)".

II. Jurisdiction. The basis of jurisdiction is set forth under Rule 8(a), F.R.Cv.P., which requires that jurisdictions be shown in pleadings. Place an "X"
in one of the boxes. If there is more than one basis of jurisdiction, precedence is given in the order shown below.
United States plaintiff. (1) Jurisdiction based on 28 U.S.C. 1345 and 1348. Suits by agencies and officers of the United States are included here.
United States defendant. (2) When the plaintiff is suing the United States, its officers or agencies, place an "X" in this box.
Federal question. (3) This refers to suits under 28 U.S.C. 1331, where jurisdiction arises under the Constitution of the United States, an amendment
to the Constitution, an act of Congress or a treaty of the United States. In cases where the U.S. is a party, the U.S. plaintiff or defendant code takes
precedence, and box 1 or 2 should be marked.
Diversity of citizenship. (4) This refers to suits under 28 U.S.C. 1332, where parties are citizens of different states. When Box 4 is checked, the
citizenship of the different parties must be checked. (See Section III below; NOTE: federal question actions take precedence over diversity
cases.)

III. Residence (citizenship) of Principal Parties. This section of the JS 44 is to be completed if diversity of citizenship was indicated above. Mark this
section for each principal party.

IV. Nature of Suit. Place an "X" in the appropriate box. If the nature of suit cannot be determined, be sure the cause of action, in Section VI below, is
sufficient to enable the deputy clerk or the statistical clerk(s) in the Administrative Office to determine the nature of suit. If the cause fits more than
one nature of suit, select the most definitive.

V. Origin. Place an "X" in one of the seven boxes.


Original Proceedings. (1) Cases which originate in the United States district courts.
Removed from State Court. (2) Proceedings initiated in state courts may be removed to the district courts under Title 28 U.S.C., Section 1441.
When the petition for removal is granted, check this box.
Remanded from Appellate Court. (3) Check this box for cases remanded to the district court for further action. Use the date of remand as the filing
date.
Reinstated or Reopened. (4) Check this box for cases reinstated or reopened in the district court. Use the reopening date as the filing date.
Transferred from Another District. (5) For cases transferred under Title 28 U.S.C. Section 1404(a). Do not use this for within district transfers or
multidistrict litigation transfers.
Multidistrict Litigation – Transfer. (6) Check this box when a multidistrict case is transferred into the district under authority of Title 28 U.S.C.
Section 1407.
Multidistrict Litigation – Direct File. (8) Check this box when a multidistrict case is filed in the same district as the Master MDL docket.
PLEASE NOTE THAT THERE IS NOT AN ORIGIN CODE 7. Origin Code 7 was used for historical records and is no longer relevant due to
changes in statue.

VI. Cause of Action. Report the civil statute directly related to the cause of action and give a brief description of the cause. Do not cite jurisdictional
statutes unless diversity. Example: U.S. Civil Statute: 47 USC 553 Brief Description: Unauthorized reception of cable service

VII. Requested in Complaint. Class Action. Place an "X" in this box if you are filing a class action under Rule 23, F.R.Cv.P.
Demand. In this space enter the actual dollar amount being demanded or indicate other demand, such as a preliminary injunction.
Jury Demand. Check the appropriate box to indicate whether or not a jury is being demanded.

VIII. Related Cases. This section of the JS 44 is used to reference related pending cases, if any. If there are related pending cases, insert the docket
numbers and the corresponding judge names for such cases.

Date and Attorney Signature. Date and sign the civil cover sheet.

Case 3:20-cv-00071 Document 1-4 Filed 01/28/20 Page 2 of 2 PageID #: 44

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