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28 August 1981, Volume 213, Number 4511 SCI E NCE

Greenhouse Effect
The effective radiating temperature of
the earth, Te, is determined by the need
for infrared emission from the planet to
balance absorbed solar radiation:
Climate Impact of Increasing 'rrR2(1 - A)So = 41TR2cT, (1)
or
Atmospheric Carbon Dioxide Te [So(1 -A)/4or] "
= (2)
J. Hansen, D. Johnson, A. Lacis, S. Lebedeff where R is the radius of the earth, A the
albedo of the earth, S0 the flux of solar
P. Lee, D. Rind, G. Russell radiation, and a the Stefan-Boltzmann
constant. For A 0.3 and So = 1367
-

watts per square meter, this yields


Te 255 K.
-

Atmospheric CO2 increased from 280 The major difficulty in accepting this The mean surface temperature is
to 300 parts per million in 1880 to 335 to theory has been the absence of observed T- 288 K. The excess, Ts - Te, is the
-

340 ppm in 1980 (1, 2), mainly due to warming coincident with the historic greenhouse effect of gases and clouds,
burning of fossil fuels. Deforestation and CO2 increase. In fact, the temperature ir which cause the mean radiating level to
changes in biosphere growth may also the Northern Hemisphere decreased by be above the surface. An estimate of the
greenhouse warming is
Summary. The global temperature rose by 0.20C between the middle 1960's and Te + rH
Ts7 (3)
1980, yielding a warming of 0.4°C in the past century. This temperature increase is where H is the flux-weighted mean alti-
consistent with the calculated greenhouse effect due to measured increases of tude of the emission to space and r is the
atmospheric carbon dioxide. Variations of volcanic aerosols and possibly solar mean temperature gradient (lapse rate)
luminosity appear to be primary causes of observed fluctuations about the mean trend between the surface and H. The earth's
of increasing temperature. It is shown that the anthropogenic carbon dioxide warming troposphere is sufficiently opaque in the
should emerge from the noise level of natural climate variability by the end of the infrared that the purely radiative vertical
century, and there is a high probability of warming in the 1980's. Potential effects on temperature gradient is convectively un-
climate in the 21st century include the creation of drought-prone regions in North stable, giving rise to atmospheric mo-
America and central Asia as part of a shifting of climatic zones, erosion of the West tions that contribute to vertical transport
Antarctic ice sheet with a consequent worldwide rise in sea level, and opening of the of heat and result in r 50 to 6°C per
fabled Northwest Passage. kilometer. The mean lapse rate is less
than the dry adiabatic value because of
latent heat release by condensation as
have contributed, but their net effect is about 0.5°C between 1940 and 1970 (9), a moist air rises and cools and because the
probably limited in magnitude (2, 3). The time of rapid CO2 buildup. In addition, atmospheric motions that transport heat
CO2 abundance is expected to reach 600 recent claims that climate models over- vertically include large-scale atmospher-
ppm in the next century, even if growth estimate the impact of radiative pertur- ic dynamics as well as local convection.
of fossil fuel use is slow (4). bations by an order of magnitude (10, 11) The value of H is -5 km at midlatitudes
Carbon dioxide absorbs in the atmo- have raised the issue of whether the (where r 6.5°C km-') and -6 km in
spheric "window" from 7 to 14 micro- greenhouse effect is well understood. the global mean (r 5.5°C km-1).
meters which transmits thermal radiation We first describe the greenhouse The surface temperature resulting
emitted by the earth's surface and lower mechanism and use a simple model to from flt greenhouse effect is analogous
atmosphere. Increased atmospheric CO2 compare potential radiative perturba- to thE1tfrof water in a leaky bucket
tends to close this window and cause tions of climate. We construct the trend with cmnSWA inflow rate. If the holes in
outgoing radiation to emerge from high- of observed global temperature for the the bucket are reduced slightly in size,
er, colder levels, thus warming the sur- past century and compare this with glob- the water depth and water pressure will
face and lower atmosphere by the so- al climate model computations, provid-
called greenhouse mechanism (5). The ing a check on the ability of the model to The authors are atmospheric physicists at the
most sophisticated models suggest a simulate known climate change. Finally, NASA Institute for Space Studies, Goddard Space
Flight Center, New York 10025. D. Johnson contrib-
mean warming of 2° to 3.5°C for doubling we compute the CO2 warming expected uted to the carbon dioxide research as a participant
of the CO2 concentration from 300 to 600 in the coming century and discuss its in the Summer Institute on Planets and Climate at
the Goddard Institute for Space Studies and Colum-
ppm (6-8). potential implications. bia University.
SCIENCE, VOL. 213, 28 AUGUST 1981 0036-8075/81/0828-0957$01.00/0 Copyright 1981 AAAS 957
increase until the flow rate out of the term dFI/dh is the energy transport need- moisture is added to the air, reducing the
holes again equals the inflow rate. Anal- ed to prevent the temperature gradient temperature difference between the top
ogously, if the atmospheric infrared from exceeding a preassigned limit, usu- of the convective region and the ground
opacity increases, the temperature of the ally 6.5°C km-'. This limit parameterizes (rH in Eq. 3).
surface and atmosphere will increase un- effects of vertical mixing and large-scale The general circulation of the earth's
til the emission of radiation from the dynamics. atmosphere is driven by solar heating of
planet again equals the absorbed solar The radiative calculations are made by the tropical ocean, and resulting evapo-
energy. a method that groups absorption coeffi- ration and vertical transport of energy.
The greenhouse theory can be tested cients by strength for efficiency (14). The lapse rate is nearly moist adiabatic
by examination of several planets, which Pressure- and temperature-dependent at low latitudes and should remain so
provide an ensemble of experiments absorption coefficients are from line-by- after a climate perturbation. Thus use of
over a wide range of conditions. The line calculations for H20, C02, 03, N20, a moist adiabatic lapse rate is appropri-
atmospheric composition of Mars, and CH4 (15), including continuum H20 ate for the tropics. But more stable lapse
Earth, and Venus lead to mean radiating absorption (16). Climatological cloud rates at high latitudes make the surface
levels of about 1, 6, and 70 km, and lapse cover (50 percent) and aerosol properties temperature much more sensitive to per-
rates of F 50o, 5.50, and 7°C km-, (17) are used, with appropriate fractions turbations of surface heating (7, 8), and
respectively. Observed surface tempera- of low (0.3), middle (0.1), and high (0.1) hence model 3 would underestimate the
tures of these planets confirm the exis- clouds. Wavelength dependences of sensitivity there. -
tence and order of magnitude of the cloud and aerosol properties are ob- Model 4 has the clouds at fixed tem-
predicted greenhouse effect (Eq. 3). Data tained from Mie scattering theory (14). perature levels, and thus they move to a
now being collected by spacecraft at Multiple scattering and overlap of gas- higher altitude as the temperature in-
Venus and Mars (12) will permit more eous absorption bands are included. Our creases (18). This yields AT, - 2.8°C for
precise analyses of radiative and dynam- computations include the weak CO2 doubled C02, compared to 1.9°C for
ical mechanisms that affect greenhouse bands at 8 to 12 ,um, but the strong 15- fixed cloud altitude. The sensitivity in-
warming. ,um CO2 band, which closes one side of creases because the outgoing thermal
the 7- to 20-Rm H20 window, causes radiation from cloudy regions is defined
- 90 percent of the CO2 warming. by the fixed cloud temperature, requiring
One-Dimensional Model greater adjustment by the ground and
lower atmosphere for outgoing radiation
A one-dimensional radiative-convec- Model Sensitivity to balance absorbed solar radiation.
tive (1-D RC) model (5, 13), which com- Study of Venus suggests that some
putes temperature as a function of alti- We examine the main processes clouds occur at a fixed temperature. The
tude, can simulate planetary tempera- known to influence climate model sensi- Venus cloud tops, which are the primary
tures more realistically than the zero- tivity by inserting them individually into radiator to space, are at H - 70 km,
dimensional model of Eq. 1. The the model, as summarized in Table 1. where T Te. Analysis of the processes
-

sensitivity of surface temperature in 1-D Model 1 has fixed absolute humidity, a that determine the location of these
RC models to changes in CO2 is similar fixed lapse rate of 6.5°C km-l in the clouds and the variety of clouds in the
to the sensitivity of mean surface tem- convective region, fixed cloud altitude, belts, zones, and polar regions on Jupiter
perature in global three-dimensional and no snow/ice albedo feedback or veg- should be informative. Available evi-
models (6-8). This agreement does not etation albedo feedback. The increase of dence suggests that the level of some
validate the models; it only suggests that equilibrium surface temperature for dou- terrestrial clouds depends on tempera-
one-dimensional models can simulate the bled atmospheric CO2 is ATs- 1.2°C. ture while others occur at a fixed alti-
effect of certain basic mechanisms and This case is of special interest because it tude. For example, tropical cirrus clouds
feedbacks. But the agreement does per- is the purely radiative-convective result, moved to a higher altitude in the experi-
mit useful studies of global mean tem- with no feedback effects. ment of Hansen et al. (8) with doubled
perature change with a simple one-di- Model 2 has fixed relative humidity, C02, but low clouds did not noticeably
mensional model. but is otherwise the same as model 1. change altitude.
The l-D RC model uses a time-march- The resulting AT, for doubled CO2 is Models 5 and 6 illustrate snow/ice and
ing procedure to compute the vertical -
1.9°C. Thus the increasing water vapor vegetation albedo feedbacks (19, 20).
temperature profile from the net radia- with higher temperature provides a feed- Both feedbacks increase model sensitiv-
tive and convective energy fluxes: back factor of -1.6. Fixed relative hu- ity, since increased temperature de-
midity is clearly more realistic than fixed creases ground albedo and increases ab-
T(h, t + At) = absolute humidity, as indicated by physi- sorption of solar radiation.
cal arguments (13) and three-dimensional Snow, sea ice, and land ice (ice sheets
T(h, t) + dFr + dFc (4) model results (7, 8). Therefore, we use and glaciers) are all included in snow/ice
cpp dhi dh)
/

fixed relative humidity in the succeeding albedo feedback. Snow and sea ice re-
where cp is the heat capacity at constant experiments and compare models 3 to 6 spond rapidly to temperature change,
pressure, p the density of air, h the with model 2. while continental ice sheets require thou-
altitude, and dF/dh and dFIdh the net Model 3 has a moist adiabatic lapse sands of years to respond. Thus a partial
radiative and convective flux diver- rate in the convective region rather than snow/ice albedo feedback is appropriate
gences. To compute dF/dh the radiative a fixed lapse rate. This causes the equi- for time scales of 10 to 100 years. The
transfer equation is integrated over all librium surface temperature to be less vegetation albedo feedback was obtained
frequencies, using the temperature pro- sensitive to radiative perturbations, and by comparing today's global vegetation
ifie of the previous time step and an AT, - 1.4°C for doubled CO2. The rea- patterns with reconstruction of the Wis-
assumed atmospheric composition. The son is that the lapse rate decreases as consin ice age (20). Uncertainties in the
958 SCIENCE, VOL. 213
reconstruction, the time scale of vegeta- Table 1. Equilibrium surface temperature increase due to doubled CO2 (from 300 to 600 ppm) in
tion response, and man's potential im- l-D RC models. Model I has no feedbacks affecting the atmosphere's radiative properties.
pact on vegetation prevent reliable as- Feedback factorf specifies the effect of each added process on model sensitivity to doubled
C02; F is the equilibrium thermal flux into the ground if T. is held fixed (infinite heat capacity)
sessment of this feedback, but its esti- when CO2 is doubled. Abbreviations: FRH, fixed relative humidity; FAH, fixed absolute
mated magnitude emphasizes the need to humidity; 6.5LR, 6.5°C km-' limiting lapse rate; MALR, moist adiabatic limiting lapse rate;
monitor global vegetation and surface FCA, fixed cloud altitude, FCT, fixed cloud temperature; SAF, snow/ice albedo feedback; and
albedo. VAF, vegetation albedo feedback. Models 5 and 6 are based onf values from Wang and Stone
(19) and Cess (20), respectively, and AT, of model 2.
Model 4 has our estimate of appropri-
ate model sensitivity. The fixed 6.5°C Model Description AT,
(OC) f F
(W m-2)
km-' lapse rate is a compromise be-
tween expected lower sensitivity at low 1 FAH, 6.5LR, FCA 1.22 1 4.0
latitudes and greater sensitivity at high 2 FRH, 6.5LR, FCA 1.94 1.6 3.9
latitudes. Both cloud temperature and 3 Same as 2, except MALR replaces 6.5LR 1.37 0.7 4.0
snow/ice albedo feedback should be 4 Same as 2, except FCT replaces FCA 2.78 1.4 3.9
5 Same as 2, except SAF included 2.5-2.8 1.3-1.4
partly effective, so for simplicity one is 6 Same as 2, except VAF included -3.5 -1.8
included.
The sensitivity of the climate model
we use is thus ATs 2.8°C for doubled
-

C02, similar to the sensitivity of three- mixed-layer ocean, it is equivalent to use ocean, driven by formation of cold bot-
dimensional climate models (6-8). The the flux -4 W m-2 with the area-weight- tom water in the North Atlantic and
estimated uncertainty is a factor of 2. ed mean land-ocean heat capacity. Antarctic oceans with slow upwelling at
This sensitivity (i) refers to perturbations The thermal response time of the low latitudes, is thought to require 500 to
about today's climate and (ii) does not ocean mixed layer would be -3 years if 1000 years (21), suggesting that the deep
include feedback mechanisms effective it were not for feedback effects in the ocean does not greatly influence surface
only on long time scales, such as changes climate system. For example, assume temperature sensitivity. However, there
of ice sheets or ocean chemistry. that the solar flux absorbed by a planet may be sufficient heat exchange between
changes suddenly from Fo orT04 to the mixed layer and thermocline to delay
F1 = Fo + AF ocT,4, with AF << Fo. full impact of a climate perturbation by a
Model Time Dependence The rate of change of heat in the climate few decades (6, 22, 23). The primary
system is mechanism of exchange is nearly hori-
The time dependence of the earth's zontal movement of water along surfaces
surface temperature depends on the heat d(cT)ldt = aT14 - aT4 (5) of constant density (21).
capacity of the climate system. Heat where c is heat capacity per unit area. Delay of CO2 warming by the ocean
capacity of land areas can be neglected, Since T1 - To << To, the solution is can be illustrated with a "box diffusion"
since ground is a good insulator. Howev- model (24), in which heat is stirred in-
er, the upper 100 m of the ocean is T - T, = (To - TI)e-t/tthr (6) stantly through the mixed layer and dif-
rapidly mixed, so its heat capacity must where fused into the thermocline with diffusion
be accounted for. The ocean beneath the tthr = c/4aT,3 (7) coefficient k. Observed oceanic penetra-
mixed layer may also affect surface tem- tion by inert chemical tracers suggests
perature, if the thermal response time of Thus the planet approaches a new equi- that k is of order 1 square centimeter per
the mixed layer is comparable to the time librium temperature exponentially with second (2, 3, 24).
for exchange of heat with deeper layers. e-folding time tthr. If the heat capacity is The warming calculated with the one-
The great heat capacity of the ocean provided by 70 m of water (100 m for dimensional model for the CO2 increase
and ready exchange of continental and ocean areas) and the effective tempera- from 1880 to 1980 (25) is 0.5°C if ocean
marine air imply that the global climate ture is 255 K, tthr is 2.8 years. heat capacity is neglected (Fig. 1). The
response to perturbations is determined This estimate does not account for heat capacity of just the mixed layer
by the response of the ocean areas. climate feedback effects, which can be reduces this to O.4°C, a direct effect of
However, this response is affected by analyzed with the 1-D RC model. Table 1 the mixed layer's 6-year thermal re-
horizontal atmospheric heat fluxes from shows that the initial rate of heat storage sponse time. Diffusion into the thermo-
and to the continents. Ready exchange in the ocean is independent of feedbacks. cline further reduces the warming to
of energy between the ocean surface and Thus the time needed to reach equilibri- 0.25°C for k = 1 cm2 sec-', an indirect
atmosphere "fixes" the air temperature, um for model 4 is larger by the factor effect of the mixed layer's 6-year e-
and the ocean in effect removes from the -2.8°C/1.2°C than for model 1, which folding time, which permits substantial
atmosphere any net heat obtained from excludes feedbacks. The e-folding time exchange with the thermocline.
the continents. Thus the horizontal flux for adjustment of mixed-layer tempera- The mixed-layer model and thermo-
due to a climate perturbation's heating ture is therefore -6 years for our best cline model bracket the likely CO2
(or cooling) of the continents adds to the estimate of model sensitivity to doubled warming. The thermocline model is pref-
vertical heat flux into (or out of) the CO2. This increase in thermal response erable for small climate perturbations
ocean surface. The net flux into the time is readily understandable, because that do not affect ocean mixing. Howev-
ocean surface is therefore larger than it feedbacks come into play only gradually er, one effect of warming the ocean sur-
would be for a 100 percent ocean-cov- after some warming occurs. face will be increased vertical stability,
ered planet by the ratio of global area to It would take --50 years to warm up which could reduce ocean warming and
ocean area, totaling -5.7 W m-2 for the thermocline and mixed layer if they make the surface temperature response
doubled CO2 rather than -4 W m2. In a were rapidly mixed, or 250 years for the more like that of the mixed-layer case.
climate model that employs only a entire ocean. Turnover of the deep Lack of knowledge of ocean processes
28 AUGUST 1981 959
1.0 - and global distribution (26). Based on
model calculations, stratospheric aero-
Fig. 1. Dependence of sols that persist for 1 to 3 years after
0.8 CO2 warming on
ocean heat capacity. large volcanic eruptions can cause sub-
Heat is rapidly mixed stantial cooling of surface air (Fig. 2).
in the upper 100 m of The cooling depends on the assumption
0.6 the ocean and dif- that the particles do not exceed a few
0 fused to 1000 m with tenths of a micrometer in size, so they do
0L diffusion coefficient k.
I- 0.4 The CO2 abundance, not cause greenhouse warming by block-
from (25), is 293 ppm ing terrestrial radiation, but this condi-
in 1880, 335 ppm in tion is probably ensured by rapid gravita-
1980, and 373 ppm in tional settling of larger particles. Tempo-
0.2 2000. Climate model ral variability of stratospheric aerosols
equilibrium sensitiv-
ity is 2.8°C for dou- due to volcanic eruptions appears to
0 - bled CO2. have been responsible for a large part of
1880 1900 1920 1940 1960 1980 2000 the observed climate change during the
Date past century (27-30), as shown below.
The impact of tropospheric aerosols
on climate is uncertain in sense and
primarily introduces uncertainties about A 1 percent increase of solar luminos- magnitude due to their range of composi-
the time dependence of the global CO2 ity would warm the earth 1.6°C at equi- tion, including absorbing material such
warming. The full impact of the warming librium (Fig. 2) on the basis of model 4, as carbon and high-albedo material such
may be delayed several decades, but which we employ for all radiative pertur- as sulfuric acid, and their heterogeneous
since man-made increases in atmospher- bations to provide a uniform compari- spatial distribution. Although man-made
ic CO2 are expected to persist for centu- son. Since the effect is linear for small tropospheric aerosols are obvious near
ries (1, 2, 6), the warming will eventually changes of solar luminosity, a change of their source, aerosol opacity does not
occur. 0.3 percent would modify the equilibri- appear to have increased much in remote
um global mean temperature by 0.5°C, regions (31). Since the climate impact of
which is as large as the equilibrium anthropogenic aerosols is also reduced
Radiative Climate Perturbations warming for the cumulative increase of by the opposing effects of absorbing and
atmospheric CO2 from 1880 to 1980. So- high-albedo materials, it is possible that
Identification of the CO2 warming in lar luminosity variations of a few tenths they have not had a primary effect on
observed climate depends on the magni- of 1 percent could not be reliably mea- global temperature. However, global
tude of climate variability due to other sured with the techniques available dur- monitoring of aerosol properties is need-
factors. Most suspected causes of global ing the past century, and thus are a ed for conclusive analysis.
climate change are radiative perturba- possible cause of part of the climate Ground albedo alterations associated
tions, which can be compared to identify variability in that period. with changing patterns of vegetation
those capable of counteracting or rein- Atmospheric aerosol effects depend coverage have been suggested as a cause
forcing the CO2 warming. on aerosol composition, size, altitude, of global climate variations on time
scales of decades to centuries (32). A
global surface albedo change of 0.015,
Potential radiative perturbations of climate equivalent to a change of 0.05 over land
4 Warming 0 Cooling areas, would affect global temperature
by 1.3°C. Since this is a 25 percent
change in mean continental ground albe-
3 do, it seems unlikely that ground albedo
0 variations have been the primary cause
0
-1.9
of recent global temperature trends.
_- 2 However, global monitoring of ground
4
-1.3 -1 .4 albedo is needed to permit definitive
assessment of its role in climate variabili-
ty.
High and low clouds have opposite
0 effects on surface temperature (Fig. 2),
high clouds having a greenhouse effect
C02 Strat, Tropo. Low High CH4
(300 ppm - aerosols aerosols clouds clouds (1.6 ppm while low clouds cool the surface (14,
600 ppm) H2804 Soot (+2% of (+2% of -3.2 ppm)
33). However, the nature and causes of
(|&ru+0.2) (&rT+0.02) globe) globe) variability of cloud cover, optical thick-
Solar Tropo. Land Middle IN20 CCI2F2 & ness, and altitude distribution are not
luminosity aerosols albedo clouds (0.228 ppm CCI3F well known, nor is it known how to
(+1%) H2804 (+0.05) (+2% of -0.56 ppm)(0-2 ppb model reliably cloud feedbacks that may
(Aru+0. 1) globe) each) occur in response to climate perturba-
tions. Progress may be made after accu-
Fig. 2. Surface temperature effect of various global radiative perturbations, based on the l-D rate cloud climatology is obtained from
RC model 4 (Table 1). Aerosols have the physical properties specified by (17). Dependence of
AT on aerosol size, composition, altitude, and optical thickness is illustrated by (26). The AT for global observations, including seasonal
stratospheric aerosols is representative of a very large volcanic eruption. and interannual cloud variations. In the
960 SCIENCE, VOL. 213
meantime, some limits are implicitly dynamical transports (41), but large None of our conclusions depends on the
placed on global cloud feedback by em- enough that most boxes contained one or nature of the smoothing.
pirical tests of the climate system's sen- more stations. The results shown were Northern latitudes warmed - 0.8UC
sitivity to radiative perturbations, as dis- obtained with 40 equal-area boxes in between the 1880's and 1940, then
cussed below. each hemisphere, but the conclusions cooled - 0.5C between 1940 and 1970,
Trace gases that absorb in the infrared are not sensitive to the exact spacing. m agreement with other analyses (9, 43).
can warm the earth if their abundance Temperature trends for stations within a Low latitudes warmed - 0.3°C between
increases (5, 34). The abundance of box were combined successively: 1880 and 1930, with little change thereaf-
chlorofluorocarbons (Freons) increased ter. Southern latitudes warmed - 0.4°C
from a negligible amount a few decades T,n(t) (n* -
l)T1,n + Tn -
Tn + TI,n in the past century; results agree with a
ago to 0.3 part per billion for CC12F2 and prior analysis for the late 1950's to mid-
0.2 ppb for CC13F (35), with an equilibri- (8) dle 1970's (44). The global mean tem-
um greenhouse warming of 0.06°C. -
to obtain a single trend for each box, perature increased 0.5°C between
-

Recent measurement of a 0.2 percent per where the bar indicates a mean for the 1885 and 1940, with slight cooling there-
year increase of N20 suggests a cumula- years in which there are records for both after.
tive increase to date of 17 ppb (36), with Tn and the cumulative T1,n and n*(t) is A remarkable conclusion from Fig. 3 is
an equilibrium warming of - 0.03°C. the number of stations in Tj,m(t). Trends that the global temperature is almost as
Tentative indications of a 2 percent per for boxes in a latitude zone were com- high today as it was in 1940. The com-
year increase in CH4 imply an equilibri- bined with each box weighted equally, mon misconception that the world is
um warming < 0.1°(C for the CH4 in- and the global trend was obtained by cooling is based on Northern Hemi-
crease to date (37). No major trend of 03 area-weighting the trends for all latitude sphere experience to 1970.
abundance has been observed, although zones. A meaningful result begins in the Another conclusion is that global sur-
it has been argued that continued in- 1880's, since thereafter continuous rec- face air temperature rose - 0.4OC in the
crease of Freons will reduce 03 amounts ords exist for at least two widely separat- past century, roughly consistent with
(38). The net impact of measured trace ed longitudes in seven of the eight lati- calculated CO2 warming. The time his-
gases has thus been an equilibrium tude zones (continuous Antarctic tem- tory of the warming obviously does not
warming of 0. 1°C or slightly larger. This peratures begin in the 1950's). Results follow the course of the CO2 increase
does not greatly alter analyses of tem- are least reliable for 1880 to 1900; by (Fig. 1), indicating that other factors
perature change over the past century, 1900, continuous records exist for more miust affect global mean temperature.
but trace gases will significantly enhance than half of the 80 boxes.
future greenhouse warming if recent The temperature trends in Fig. 3 are
growth rates are maintained. smoothed with a 5-year running mean to Model Verification
We conclude that study of global cli- make the trends readily visible. Part of
mate change on time scales of decades the noise in the unsmoothed data results Natural radiative perturbations of the
and centuries must consider variability from unpredictable weather fluctuations, earth's climate, such as those due to
of stratospheric aerosols and solar lumi- which affect even 1-year means (42). aerosols produced by large volcanic
nosity, in addition to CO2 and trace
gases. Tropospheric aerosols and ground
albedo are potentially significant, but Obserived temperature (5-year running mean)
require better observations. Cloud vari-
0.4
ability will continue to cause uncertainty
until accurate monitoring of global cloud
0.2
properties provides a basis for realistic
modeling of cloud feedback effects; how- 0
ever, global feedback is implicitly
checked by comparison of climate model o -0.2 0.2
sensitivity to empirical climate varia- -
tions, as done below. -0.4 f 0
owlatituides

Fig. 3. Observed surface air 0.2 -0.2


Observed Temperature Trends temperature trends for three
latitude bands and the entire
Data archives (39) contain surface air globe. Temperature scales for
0outhern latitudes
temperatures of several hundred stations low latitudes and global mean -0.2
for the last century. Problems in obtain- are on the right. zX~(3.608-900S)0.
ing a global temperature history are due .JX J\\ Al 0.2
to the uneven station distribution (40),
with the Southern Hemisphere and
ocean areas poorly represented, and the
smaller number of stations for earlier
times.
We combined these temperature rec-
ords with a method designed to extract
mean temperature trends. The globe was
divided by grids with a spacing not larger
than the correlation distance for primary Date
28 AUGUST 1981 961
AS=O.1 A Ft* -2.4 Net-+2.5 AS*0.1 AFtu-3.8 Net*+3.9 AS-0.l AF' -0.1 NetO0
t I +0.4
t
-0.8
t
-30 Atmos.
t t
+1.9 -1.4 +1.5 Atmos.
I1 Atmos.
--U-\--- - -1-T- E
-0.3 + Surface -0.3 -3.1 8 + 1. Surface -1.8 0 +171 Surface
;0 3 .7 ,7g,
, i 7.2
1+I6i6 17.
Ts = 287.5 Ts = 287.5 Ts = 290.3
(a) Imrmediate response (b) A few months later (c) Many years later
Fig. 4. Change of fluxes (watts per square meter) in the 1-D RC model when atmospheric CO2 is doubled (from 300 to 600 ppm). Symbols: AS,
change in solar radiation absorbed by the atmosphere and surface; AF t , change in outward thermal radiation at top of the atmosphere. The wavy
line represents convective flux; other fluxes are radiative.

eruptions, permit a valuable test of tnod- watt per square meter in midcontinent (Fig. 4b) the stratospheric temperature
el sensitivity. Previous study of the best- and was half as large on the coast. This has cooled by - 5°C. Neither the ocean
documented large volcanic eruption, response must depend on the rate of nor the troposphere, which is convec-
Mount Agung in 1963, showed that tropi- mixing of marine and continental air, tively coupled to the surface, have re-
cal tropospheric and stratospheric tem- since the phenomena occur on time sponded yet. The planet radiates 3.8 W
perature changes computed with a one- scales less than the thermal relaxation m72 less energy to space than in the
dimensional climate model were of the time of the ocean surface. Thus, as one comparison case with 300 ppm CO2,
same sign and order of magnitude as test of horizontal atmospheric trans- because of the cooler stratosphere and
observed changes (45). It was assumed ports, we read from our three-dimen- greater altitude of emission from the
that horizontal heat exchange with high- sional climate model (8) the quantities troposphere. The energy gained by the
er latitudes was not altered by the radia- (solar insolation and temperature) that earth at this time is being used to warm
tive perturbation. form Idso's empirical response function the ocean.
We reexamined the Mount Agung case for seasonal change of insolation. Re- Years later (Fig. 4c) the surface tem-
for comparison with the present global sults ranged from 0.2°C W' m2 in mid- perature has increased 2.8C. Almost
temperature record, using our model continent, and about half that on the half the increase (1.2°C) is the direct CO2
with sensitivity 2.8°C. The model,
-
coast, to a value an order of magnitude greenhouse effect. The remainder is due
with a maximum global mean aerosol smaller over the ocean, in agreement to feedbacks, of which 1.0°C is the well-
increase in the optical depth AT = 0.12 with the empirical response (11). established H20 greenhouse effect.
(45), yields a maximum global cooling of To relate these empirical tests to the The greenhouse process represented
0.2°C when only the mixed-layer heat CO2 greenhouse effect, we illustrate the in Fig. 4 is simply the "leaky bucket"
capacity is included and 0. 1C when heat flux changes in the I-D RC model when phenomenon. The increased infrared
exchange with the deeper ocean is in- CO2 is doubled. For simplicity we con- opacity causes an immediate decrease of
cluded with k = 1 cm2 sec-1. Observa- sider an instantaneous doubling of C02, thermal radiation from the planet, thus
tions suggest a cooling of this magnitude and hence the time dependence of the forcing the temperature to rise until ener-
with the expected time lag of 1 to 2 response does not represent the transient gy balance is restored. Temporal varia-
years. Noise or unexplained variability response to a steady change in CO2. The tions of the fluxes and temperatures are
in the observations prevents more defini- immediate response to the doubling in- due to the response times of the atmo-
tive conclusions, but similar cooling is cludes (Fig. 4a): (i) reduced emission to sphere and surface.
indicated by statistical studies of tem- space (- 2.4 W m-2), because added CO2 Surface warming of - 3°C for doubled
perature trends following other large vol- absorption raises the mean altitude of CO2 is the status after energy balance
canic eruptions (46). emission to a higher, colder level; (ii) has been restored. This contrasts with
A primary lesson from the Mount increased flux from atmosphere to the Agung case and the cases considered
Agung test is the damping of temperature ground (+ 1.1 W m2); and (iii) increased by Idso (11), which are all nonequilibri-
change by the mixed layer's heat capaci- stratospheric cooling but decreased tro- um situations.
ty, without which the cooling would pospheric cooling. The radiative warm- The test of the greenhouse theory pro-
have exceeded 1. 1C (Fig. 2). The effect ing of the troposphere decreases the vided by the extremes of equilibrium
can be understood from the time con- convective" flux (latent. and sensible climates on the planets and short-term
stant of the perturbation and thermal heat) from the ground by 3.5 W m72 as a radiative perturbations is reassuring, but
response time of the mixed layer: consequence of the requirement to con- inadequate. A crucial intermediate test is
AT {1 exp[(- 1 year)/(6 years)]} x
- serve energy. There is a small increase in climate change on time scales from a few
1.1°C 0.17C, for the case k = 0. This absorption of near-infrared radiation, the years to a century.
large reduction of the clitnate response atmosphere gaining energy (+ 0.4 W
occurs for a perturbation that (unlike mf2) and the ground losing energy (- 0.3
C02) is present for a time shorter than W m72). The net effect is thus an energy Model versus Observations for the
the thermal response time of the ocean gain for the planet (+ 2.5 W m-2) with Past Century
surface. heating of the ground (+ 4.3 W m-2) and
Phenomena that alter the regional radi- cooling of the (upper) atmosphere (- 1.8 Simulations of global temperature
ation balance provide another model W m72). These flux changes are indepen- change should begin with the known
test. Idso (11) found a consistent "em- dent offeedbacks and are not sensitive to forcings: variations of CO2 and volcanic
pirical response function" for several the critical lapse rate. aerosols. Solar luminosity variations,
such phenomena, which was 0. 17C per A few months after the CO2 doubling which constitute another likely mecha-
962 SCIENCE, VOL. 213
nism, are unknown, but there are portional to solar luminosity: AS/ global temperatures suggests that model
hypotheses consistent with observation- So = fir - ro). Hoyt's rationale is that uncertainties be constrained by requiring
al constraints that variations not exceed the penumbra, with a weaker magnetic agreement with the observed tempera-
a few tenths of 1 percent. field than the umbra, is destroyed more ture trend.
We developed an empirical equation readily by an increase of convective flux Therefore, we examined a range of
that fits the heat flux into the earth's from below. We take f = 0.03, which model sensitivities, choosing a diffusion
surface calculated with the l-D RC cli- implies a peak-to-peak amplitude of coefficient for each to minimize the re-
mate model (model 4): 0.4 percent for AS/S0 in the past cen-
-
sidual yariance between computed and
F(t) = 0.018Ap/(l + 0.0022Ap)06- tury, or an amplitude of - 0.2 percent observed temperature trends. Equilibri-
for the mean trend line. Taking So as the um sensitivities of 1.4°, 2.80, and 5.6°C
17AT - 1.5(AT)2 + 220AS/5O - mean for 1880 to 1976 yields ro = 0.2. required k = 0, 1.2, and 2.2 cm2 sec-',
1.5AT + 0.033 (Al)2 - 1.04 X The resulting AS/S0 has no observational respectively. All models with sensitiv-
corroboration, but serves as an example ities of 1.4° to 5.6°C provide a good fit to
10ApAT + 0.29ATAT (9) of solar variability of a plausible magni- the observations. The smallest accept-
where F(t) is in watts per square meter, p tude. able sensitivity is - 1.4°C, because it
is the amount of CO2 in parts per million Radiative forcing by CO2 plus volca- requires zero heat exchange with the
above an "equilibrium" value (293 noes and forcing by CO2 plus volcanoes deeper ocean. Sensitivities much higher
ppm), AS is the difference between solar plus the sun both yield a temperature than 5.60C would require greater heat
luminosity and an equilibrium value So, trend with a strong similarity to the ob- exchange with the deep ocean than is
AT iS the optical depth of stratospheric served trend of the past century (Fig. 5), believed to be realistic (21, 22).
aerosols above a background amount, which we quantify below. If only the Radiative forcing by CO2 plus volca-
and AT is the difference between current heat capacity of the mixed layer is in- noes accounts for 75 percent of the vari-
surface temperature and the equilibrium cluded, the amplitude of the computed ance in the 5-year smoothed global tem-
value for Ap = AS = AT = 0. Equation temperature variations is larger than ob- perature, with correlation coefficient 0.9.
9 fits the one-dimensional model results served. However, mixing of heat into the The hypothesized solar luminosity varia-
to better than 1 percent for 0 s Ap deeper ocean with k = 1 cm2 sec-1 tion (48) improves the fit, as a conse-
< 1200 ppm, 0.98 c AS/SO c 1.02, and brings both calculated trends into rough quence of the luminosity peaking in the
AT s 0.5. For the mixed-layer ocean agreement with observations. 1930's and declining into the 1970's,
model T,(t) follows from dTI/dt = F(t)l The main uncertainties in the climate leaving a residual variance of only 10
co, where co is the heat capacity of the model-that is, its "tuning knobs"-are percent. The improved fit provided by
ocean mixed layer per unit area. If the (i) the equilibrium sensitivity and (ii) the Hoyt's solar variability represents a pos-
true mixed-layer depth is used to obtain rate of heat exchange with the ocean teriori selection, since other hypothe-
co, F(t) must be multiplied by 1/0.7, the beneath the mixed layer. The general sized solar variations that we examined
ratio of global area to ocean area. Diffu- correlation of radiative forcings with [for instance (49)] degrade the fit. This
sion of heat into the deeper ocean can
then also be included by means of the
diffusion equation with T. as its upper Mixed layer and thermocilne
boundary condition. Ocean model: mixed layer only (k= 1 cm2 eec-1)
The CO2 abundance increased from
293 ppm in 1880 to 335 ppm in 1980 (25), 0.2
based on recent accurate observations,
earlier less accurate observations, and 0
carbon cycle modeling. The error for
1880 probably does not exceed 10 ppm -0.2
(1, 2).
Volcanic aerosol radiative forcing can
be obtained from Lamb's (27) dust veil
index (DVI), which is based mainly on 0
atmospheric transmission measurements 0
after 1880. We convert DVI to optical
depth by taking Mount Agung (DVI = 00
800) to have the maximum AT = 0.12.
The aerosol optical depth histories of
Mitchell (47) and Pollack et al. (29), the
latter based solely on transmission mea-
-0.2
surements, are similar to Lamb's. We
use aerosol microphysical properties
from (45). The error in volcanic aerosol -0.4
radiative forcing probably does not ex-
ceed a factor of 2. -0.6 I
Solar variability is highly conjectural, 1 880 1920 1960 1900 1940 1980
Date
so we first study CO2 and volcanic aero-
sol forcings and then add solar varia- Fig. 5. Global temperature trend obtained from climate model with sensitivity 2.8°C for doubled
tions. We examine the hypothesis of CO2. The results in (a) are based on a 100-m mixed-layer ocean for heat capacity; those in (b)
include diffusion of heat into the thermocline to 1000 m. The forcings by C02, volcanoes, and
Hoyt (48) that the ratio, r, of umbra to the sun are based on Broecker (25), Lamb (27), and Hoyt (48). Mean ATis zero for observations
penumbra areas in sunspots is pro- and model.
28 AUGUST 1981 963
Table 2. Energy supplied and CO2 released by fuels. ation, which increases from 0. 1°C for 10-
year intervals to 0.20C for the full centu-
Airborne Potential ry, is the total variability of global tem-
Energy C02 C02
supplied release CO2
added added airbomn
virgin perature; it thus includes variations due
Fuel Fuel in 1980*
in 1980* perunit
per unit 1980*in through
1980 virst to any known radiative forcing, other
(oil = 1) (ppm)
variations of the true global temperature
(1019J) (%) (%) (ppm) (ppm) due to unidentified causes, and noise due
Oil 12 40 1 50 0.7 11 70 to imperfect measurement of the global
Coal 7 24 5/4 35 0.5 26 1000 temperature. Thus if To is the current 5-
Gas 5 16 3/4 15 0.2 5 50 year smoothed global temperature, the 5-
Oil shale, tar sands, 0 0 7/4 0 0 0 100
heavy oil year smoothed global temperature in 10
Nuclear, solar, wood, 6 20 0 0 0 0 0 years should be in the range To ± 0. 1°C
hydroelectric with probability - 70 percent, judging
Total 30 100 100 1.4 42 1220 only from variability in the past century.
*Based on late 1970's. tReservoir estimates assume that half the coal above 3000 feet can be recovered The predicted CO2 warming rises out
and that oil recovery rates will increase from 25 to 30 percent to 40 percent. Estimate for unconventional of the la noise level in the 1980's and the
fossil fuels may be low if techniques are developed for economic extraction of "synthetic oil" from deposits
that are deep or of marginal energy content. It is assumed that the airborne fraction of released CO2 is fixed. 2a level in the 1990's (Fig. 7). This is
independent of the climate model's equi-
librium sensitivity for the range of likely
evidence is too weak to support any The key fuel choice is between coal values, 1.4° to 5.6°C. Furthermore, it
specific solar variability. and alternatives that do not increase does not depend on the scenario for
The general agreement between mod- atmospheric CO2. We examine a synfuel atmospheric CO2 growth, because the
eled and observed temperature trends option in which coal-derived synthetic amounts of CO2 do not differ substantial-
strongly suggests that CO2 and volcanic fuels replace oil and gas as the latter are ly until after year 2000. Volcanic erup-
aerosols are responsible for much of the depleted, and a nuclear/renewable re- tions of the size of Krakatoa or Agung
global temperature variation in the past sources option in which the replacement may slow the warming, but barring an
century. Key consequences are: (i) em- fuels do not increase C02. We also ex- unusual coincidence of eruptions, the
pirical evidence that much of the global amine a coal phaseout scenario: after a delay will not exceed several years.
climate variability on time scales of de- specific date coal and synfuel use are Nominal confidence in the CO2 theory
cades to centuries is deterministic and held constant for 20 years and then will reach 85 percent when the tem-
-

(ii) improved confidence in the ability of phased out linearly over 20 years. perature rises through the lr level and
models to predict future CO2 climate Projected global warming for fast -
98 percent when it exceeds 2u. How-
effects. growth is 3° to 4.5°C at the end of the ever, a portion of a may be accounted
next century, depending on the propor- for in the future from accurate knowl-
tion of depleted oil and gas replaced by edge of some radiative forcings and more
Projections into the 21st Century synfuels (Fig. 6). Slow growth, with de- precise knowledge of global tempera-
pleted oil and gas replaced equally by ture. We conclude that CO2 warming
Prediction of the climate effect of CO2 synfuels and nonfossil fuels, reduces the should rise above the noise level of natu-
requires projections of the amount of warming to 2.5°C. The warming is
-
ral climate variability in this century.
atmospheric C02, which we specify by only slightly more than 1°C for either (i)
(i) the energy growth rate and (ii) the no energy growth, with depleted oil and
fossil fuel proportion of energy use. We gas replaced by nonfossil fuels, or (ii) Potential Consequences of
neglect other possible variables, such as slow energy growth, with coal and syn- Global Warming
changes in the amount of biomass or the fuels phased out beginning in 2000.
fraction of released CO2 talken up by the Other climate forcings may counteract Practical implications of CO2 warming
ocean. or reinforce CO2 warming. A decrease of can only be crudely estimated, based on
Energy growth has been 4 to 5 percent solar luminosity from 1980 to 2100 by 0.6 climate models and study of past cli-
per year in the past century, but increas- percent per century, large compared to mate. Models do not yet accurately sim-
ing costs will constrain future growth (1, measured variations, would decrease the ulate many parts of the climate system,
4). Thus we consider fast growth (- 3 warming 0.7°C. Thus CO2 growth as especially the ocean, clouds, polar sea
percent per year, specifically 4 percent large as in the slow-growth scenario ice, and ice sheets. Evidence from past
per year in 1980 to 2020, 3 percent per would overwhelm the effect of likely climate is also limited, since the few
year in 2020 to 2060, and 2 percent per solar variability. The same is true of recent warm periods were not as ex-
year in 2060 to 2100), slow growth (half other radiative perturbations; for in- treme as the warming projected to ac-
of fast growth), and no growth as repre- stance, volcanic aerosols may slow the company full use of fossil fuels, and the
sentative energy growth rates. rise in temperature, but even an optical climate forcings and rate of climate
Fossil fuel use will be limited by avail- thickness of 0.1 maintained for 120 years change may have been different. Howev-
able resources (Table 2). Full use of oil would reduce the warming by less than er, if checked against our understanding
and gas will increase CO2 abundance by 1.00C. of the physical processes and used with
< 50 percent of the preindustrial amount. When should the CO2 warming rise caution, the models and data on past
Oil and gas depletion are near the 25 out of the noise level of natural climate climate provide useful indications of pos-
percent level, at which use of a resource variability? An estimate can be obtained sible future climate effects (51).
normally begins to be limited by supply by comparing the predicted warming to Paleoclimatic evidence suggests that
and demand forces (4). But coal, only 2 to the standard deviation, a, of the ob- surface warming at high latitudes will be
3 percent depleted, will not be so con- served global temperature trend of the two to five times the global mean warm-
strained for several decades. past century (50). The standard devi- ing (52-55). Climate models predict the
964 SCIENCE, VOL. 213
larger sensitivity at high latitudes and Danger of rapid sea level rise is posed sheets. A sea level rise of 5 m would
trace it to snow/ice albedo feedback and by the West Antarctic ice sheet, which, flood 25 percent of Louisiana and Flori-
greater atmospheric stability, which unlike the land-based Greenland and da, 10 percent of New Jersey, and many
magnifies the warming of near-surface East Antarctic ice sheets, is grounded other lowlands throughout the world.
layers (6-8). Since these mechanisms below sea level, making it vulnerable to Climate models (7, 8) indicate that
will operate even with the expected ra- rapid disintegration and melting in case - 2°C global warming is needed to cause
pidity of CO2 warming, it can be antici- of general warming (55). The summer - 5°C warming at the West Antarctic ice
pated that average high-latitude warming temperature in its vicinity is about -5°C. sheet. A 2°C global warming is exceeded
will be a few times greater than the If this temperature rises - 5°C, deglacia- in the 21st century in all the CO2 scenari-
global mean effect. tion could be rapid, requiring a century os we considered, except no growth and
Climate models indicate that large re- or less and causing a sea level rise of 5 to coal phaseout.
gional climate variations will accompany 6 m (55). If the West Antarctic ice sheet Floating polar sea ice responds rapidly
global warming. Such shifting of climatic melts on such a time scale, it will tempo- to climate change. The 5° to 10°C warm-
patterns has great practical significance, rarily overwhelm any sea level change ing expected at high northern latitudes
because the precipitation patterns deter- due to growth or decay of land-based ice for doubled CO2 should open the North-
mine the locations of deserts, fertile ar-
eas, and marginal lands. A major region-
al change in the doubled CO2 experiment
with our three-dimensional model (6, 8)
was the creation of hot, dry conditions in 4
much of the western two-thirds of the
United States and Canada and in large
parts of central Asia. The hot, dry sum-
mer of 1980 may be typical of the United 0
2)
States in the next century if the model Fig. 6. Projections 3
results are correct. However, the model of global tempera-
ture. The diffusion
shows that many other places, especially coefficient beneath
coastal areas, are wetter with doubled the ocean mixed
CO2. layer is 1.2 cm2 I-
Reconstructions of regional climate sec', as required -0 T 'a
patterns in the altithermal (53, 54) show for best fit of the .Yco
model and observa-
some similarity to these model results. tions for the period t-

The United States was drier than today 1880 to 1978. Esti- X
during that warm period, but most re- mated global mean 1
gions were wetter than at present. For warming in earlier . ,E
warm periods is in-
example, the climate in much of North dicated
Africa and the Middle East was more
on the right. i -
favorable for agriculture 8000 to 4000
years ago, at the time civilization 0
dawned in that region.
Beneficial effects of CO2 warming will
include increased length of the growing 1950 2000 2050 2100
season. It is not obvious whether the Date
world will be more or less able to feed its
population. Major modifications of re-
gional climate patterns will require ef- 0.8
forts to readjust land use and crop char- C02 warming versus noise level of natural climate varlabilitv
acteristics and may cause large-scale hu-
man dislocations. Improved global cli- 0.6 F Model sensitivity
1 - 19aty -apiit
C&
- - - AT = 5.60C
A~~
mate models, reconstructions of past AT = 2.80C
climate, and detailed analyses are need- 0.4 _ AT = 1.40C
ed before one can predict whether the 0

net long-term impact will be beneficial or 0


A ..~~~~~--
detrimental. .4
0.2 -2a of natural variability,
Melting of the world's ice sheets is lco of natural variability NNb
another possible effect CO2 warming.
of -~~~~~~~~
0 ....I . ..l

If they melted entirely, sea level would


rise 70 m. However, their natural re-
-
Observed *-..--
sponse time is thousands of years, and it -0.2 temperature
is not certain whether CO2 warming will
cause the ice sheets to shrink or grow. 1950 1960 1970 1980 1990 2000 2010 2020
For example, if the ocean warms but the Date
air above the ice sheets remains below Fig. 7. Comparison of
freezing, the effect could be increased temperature projected C02 warming to standard deviation (o) of observed global
and to 2r. The standard deviation was computed for the observed global
snowfall, net ice sheet growth, and thus temperatures in Fig. 3. Carbon dioxide change is from the slow-growth scenario. The effect of
lowering of sea level. other trace gases is not included.
28 AUGUST 1981
west and Northeast passages along the (58) to gradually increasing CO2 amount. 20. R. D. Cess, ibid. 35, 1765 (1978).
21. G. Garrett, Dyn. Atmos. Oceans 3, 239 (1979);
borders of the American and Eurasian Political and economic forces affecting P. Muller, ibid., p. 267.
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Geophys. Res. 84, 2401 (1979).
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the sea ice may melt in summer, but part major impact on energy policies until 85, 6667 (1980).
24. H. Oeschger, U. Siegenthaler, U. Schotterer, A.
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25. W. S. Broecker, Science 189, 460 (1975).
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(1975).
Discussion itable. However, the degree of warming 29. J. B. Pollack, 0. B. Toon, C. Sagan, A. Sum-
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Science 206, 1402 (1979).
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Many caveats must accompany the The scientific task is to help determine Atmospheric Research, Boulder, Colo., 1975);
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199, 1065 (1978).
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