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SPECIAL ARTICLE www.jasn.

org

Reassessment of Albumin as a Nutritional Marker in


Kidney Disease

Allon N. Friedman* and Stephen Z. Fadem†‡


*Division of Nephrology, Indiana University School of Medicine, Indianapolis, Indiana; †Kidney Associates, Houston,
Texas; and ‡Division of Nephrology, Baylor College of Medicine, Houston, Texas

ABSTRACT
The decision by nephrologists, renal dietitians, federal agencies, health care pay- kD) that is synthesized in the liver. Its
ers, large dialysis organizations, and the research community to embrace serum functions include maintaining osmotic
albumin as an important index of nutrition and clinical performance is based on pressure and transporting a variety of
numerous misconceptions. Patients with analbuminemia are not malnourished and circulating molecules.3,4 Serum albumin
individuals with simple malnutrition are rarely hypoalbuminemic. With the possible levels are determined by rates of hepatic
exception of kwashiorkor, a rare nutritional state, serum albumin is an unreliable synthesis and secretion, exchanges be-
marker of nutritional status. Furthermore, nutritional supplementation has not tween the intra- and extravascular com-
been clearly shown to raise levels of serum albumin. The use of serum albumin as partments, lymphatic uptake, alterations
a quality care index is also problematic. It has encouraged a reflexive reliance on in volume of distribution (including he-
expensive and unproven interventions such as dietary supplements and may lead modilution), protein degradation, and
to adverse selection of healthier patients by health care providers. The authors body losses.
offer a rationale for considering albumin as a marker of illness rather than nutrition. The two most influential factors reg-
Viewed in this manner, hypoalbuminemia may offer an opportunity to improve ulating hepatic albumin synthesis are
patient well-being by identifying and treating the underlying disorder. nutritional intake—specifically protein
consumption—and illness.5 Reduced
J Am Soc Nephrol 21: 223–230, 2010. doi: 10.1681/ASN.2009020213
protein consumption slows mRNA syn-
thesis of albumin and results in lower se-
rum levels,3,6 –11 although only in the set-
Kidney disease is closely associated with sumptions: Serum albumin is a reliable ting of negligible dietary protein intake.
protein– calorie malnutrition. The World index of malnutrition; because serum al- Protein restriction also slows albumin
Health Organization defines malnutrition bumin is typically low in patients with degradation, although to a lesser degree
as “bad nourishment” characterized by CKD, these patients should be consid- than reductions in the synthesis rate.3,12
“inadequate or excess intake of protein, en- ered malnourished; replacing missing Refeeding with amino acids or protein
ergy, and micronutrients such as vitamins, nutrients will raise low albumin levels; induces an immediate rise in albumin
and the frequent infections and disorders and, because hypoalbuminemia is strongly synthesis.7,10
that result.”1 The definition implies that associated with mortality, replacing miss- It is also well established that albu-
protein– calorie malnutrition (henceforth ing nutrients to raise albumin will also im- min levels fall in patients with inflam-
referred to as “malnutrition”) will improve prove patient outcomes. This review ex- matory disorders and other illnesses.
when missing nutrients are provided. pands on previous viewpoints2 by critically Possible contributory mechanisms in-
Serum albumin is the principal nutri- examining these assumptions and offering clude downregulated production of al-
tional marker used to identify malnu- an alternative vision to interpreting serum bumin mRNA by the liver, leading to re-
trition in patients with chronic kidney albumin.
disease (CKD). Through endorsements
by nephrologists, renal dietitians, the re-
Published online ahead of print. Publication date
search community, federal agencies, DETERMINANTS OF SERUM available at www.jasn.org.
health care payers, and large dialysis or- ALBUMIN
Correspondence: Dr. Allon Friedman, 1481 W. 10th
ganizations, it has also become a de facto Street-111N, Indianapolis, IN 46202. Phone: 317-988-
index of clinical performance. The use of General Population 4414; Fax: 317-988-2171; E-mail: allfried@iupui.edu
serum albumin as a nutritional and qual- Albumin is a negatively charged, water- Copyright 䊚 2010 by the American Society of
ity care marker involves the following as- soluble protein (molecular weight 65 Nephrology

J Am Soc Nephrol 21: 223–230, 2010 ISSN : 1046-6673/2102-223 223


SPECIAL ARTICLE www.jasn.org

28.5 ⫾ 7.6

3.2 ⫾ 0.7
duced synthesis,13 and increased albumin meaning “the disease the child gets once

Data courtesy of the US Renal Data System: USRDS 2008 Annual Data Report Special Data Request: Atlas of End-Stage Renal Disease in the United States, Bethesda, National Institutes of Health, National
2006

27.1
23.2
32.3
catabolism14 and vascular permeability.15 the second one is born”) was originally

3.2
2.7
3.7
described in Jamaican children by Cicely
Patients with CKD Williams.24 In many reports, the onset of
The factors regulating serum albumin kwashiorkor is linked to a diet extremely

28.2 ⫾ 7.5

3.1 ⫾ 0.7
are similar between individuals with and deficient or even absent in protein but

2005

26.7
23.0
31.9

3.2
2.7
3.6
without CKD. Reduction in the glomer- adequate in carbohydrate-derived calo-
ular filtration rate does not, in and of it- ries,22,24 –26 whereas in others, it is associ-
self, predispose to hypoalbuminemia. ated with a variety of conditions, includ-

27.8 ⫾ 7.3

3.1 ⫾ 0.7
Individuals with hypoalbuminemia and ing inflammation.27–29 Its cardinal

2004

26.4
22.8
31.4

3.2
2.6
3.6
advanced CKD have plasma albumin features include edema, dermatitis, and
half-lives and degradation rates similar fatty liver in individuals who (despite
to those of healthy individuals16 and pos- their edema) are usually thin and under-
sibly even higher rates of albumin syn- weight with spared subcutaneous fat

27.6 ⫾ 7.2

3.1 ⫾ 0.7
2003
thesis.17 Dialysis patients also show sim- stores.22,30,31 In contrast to marasmus,

26.3
22.7
31.2

3.2
2.7
3.6
ilar rates of albumin synthesis and serum albumin levels are usually
turnover.17–19 However, conditions that low.25,28,30,31 In fact, kwashiorkor is the
often accompany CKD profoundly in- only premoribund state of malnutrition

27.5 ⫾ 7.2

3.1 ⫾ 0.7
fluence albumin synthesis. Among these in which serum albumin is low and is

2002

26.1
22.5
31.0

3.2
2.7
3.6
are chronic metabolic acidosis20 and in- therefore the likely origin for the concept
flammation from concurrent illnesses.21 that serum albumin reflects nutritional
Therefore, apart from very rare circum- status. This is a critical point, because

Table 1. Trends in serum albumin and BMI levels in the US ESRD population: 1996 through 2006

27.2 ⫾ 7.1

3.1 ⫾ 0.7
stance in which dietary protein intake is kwashiorkor is often accompanied by in-

2001
Year

25.8
22.4
30.6
minimal, hypoalbuminemia in CKD is fection and is rare in the Western indus-

3.2
2.7
3.6
driven primarily by nondietary factors. trialized world,32 where dietary protein is
plentiful. In fact, the primary nutritional
derangement in CKD nowadays is due to

27.0 ⫾ 7.0

3.1 ⫾ 0.7
IS SERUM ALBUMIN A USEFUL the consumption of excess calories and
2000

25.8
22.2
30.5

3.2
2.7
3.6
INDEX OF MALNUTRITION? protein. The dialysis population’s rising
body mass index (BMI) levels exemplify
Origin of the Concept of Serum this, with the mean now approaching the
26.5 ⫾ 7.0

3.1 ⫾ 0.7
Albumin as a Nutritional Marker “obesity” range (BMI ⱖ30; Table 1).
1999

25.3
21.8
29.8

3.2
2.7
3.6
Because glomerular hypofiltration does
not directly influence albumin metab- Serum Albumin and Malnutrition in
olism, it is instructive to consider clin- the General Population
ical observations in populations without Anorexia nervosa offers a useful model
26.0 ⫾ 6.9

3.2 ⫾ 0.7
1998

CKD to determine whether serum albu- through which to understand the rela-
24.9
21.5
29.4

3.2
2.8
3.7
min is a reliable nutritional marker. Early tionship between malnutrition and se-
findings in malnourished children from rum albumin because patients with an-
developing countries who manifest ma- orexia experience loss of lean and fat Institute of Diabetes and Digestive and Kidney Diseases, 2008.
25.6 ⫾ 6.7

3.2 ⫾ 0.7

rasmus and kwashiorkor—two distinct mass independent of manifestations of


1997

24.6
21.2
28.9

3.2
2.8
3.7

states of malnutrition— offer important illness such as volume shifts, altered vas-
insights. cular permeability, or abnormal albumin
Marasmus is characterized by severe loss.33 These patients maintain serum al-
25.5 ⫾ 6.6

3.2 ⫾ 0.7

loss of lean and fat mass resulting from bumin levels in the normal range, even
1996

24.4
21.1
28.7

3.2
2.8
3.7

prolonged deficiency of both calories when BMIs reach the low teens.33–36
and protein.22 Although individuals with Only when health status approaches
marasmus typically manifest the skeletal death does serum albumin actually fall.34
appearance and apathetic, listless behav- Additional insights are gleaned from
Serum albumin (g/dl)

ior indicative of starvation, their serum the Minnesota Experiment.37 Initiated in


25th percentile
75th percentile

25th percentile
75th percentile
Parameter

albumin levels remain normal.23 This the early 1940s by Ancel Keys, this semi-
mean ⫾ SD

mean ⫾ SD

key observation suggests that malnutri- nal study explored the biology and phys-
BMI (kg/m2)

median

median

tion, even when life threatening, is not iology of human starvation. Thirty-two
sufficient to cause hypoalbuminemia. healthy young men complied with a
Kwashiorkor (a West African word semistarvation diet (3200 kcal/d baseline

224 Journal of the American Society of Nephrology J Am Soc Nephrol 21: 223–230, 2010
www.jasn.org SPECIAL ARTICLE

to ⬍1600 kcal/d) over a 24-wk period. By cating inadequate nutrition as a caus- ity to bias favoring the study hypothesis
study’s end, the participants’ generally ative factor. Studies that did find a rela- (Table 3).
emaciated appearance and altered be- tionship between serum albumin and The effect of nutritional supplemen-
havior—including lassitude, weakness, diet all used normalized protein cata- tation on serum albumin and mortality
and reduced cognition—reflected pro- bolic rate to estimate protein intake43; has been tested only in the French Intra-
found malnutrition. However, whereas however, normalized protein catabolic dialytic Nutrition Evaluation study
the mean BMI and lean and fat mass all rate does not measure caloric consump- (FineS). Patients were randomly as-
dropped sharply, serum albumin levels tion and has a number of other impor- signed for 1 yr to intradialytic parenteral
fell only modestly (Table 2). In fact, se- tant limitations.44 Furthermore, the esti- nutrition versus no treatment, although
rum albumin poorly reflected nutri- mated amount of protein intake in all both arms were prescribed oral supple-
tional changes within individuals, having these studies far exceeds the amount typ- ments for 2 yr. Two-year mortality was
increased in eight participants and re- ically associated with hypoalbuminemia. the primary end point, and serum albu-
mained unchanged in one, despite simi- In summary, a plethora of corrobora- min was a secondary one.45 The inter-
lar weight loss. Whether acute illness or tive clinical evidence in the general pop- vention did not affect mortality rates, but
extracellular volume expansion, which ulation and in patients with CKD dem- serum albumin rose early in both groups
was commonly documented, played a onstrates that serum albumin is an (3.15 to 3.35 g/dl) and remained stable
role in the reduction of serum albumin insensitive indicator of malnutrition, thereafter. Although the early rise in se-
in the remaining participants was not ad- possibly excepting the very rare circum- rum albumin may be construed as result-
dressed. stance of kwashiorkor-like states, and ing from the nutritional intervention, a
that even severe protein and caloric re- plausible alternative explanation in-
Serum Albumin and Malnutrition in striction do not cause serum albumin volves the introduction of bias through
CKD levels to fall. the study’s unblinded design that led to
The Modification of Diet in Renal Dis- extranutritional interventions that re-
ease (MDRD) study restricted dietary duced inflammation. In fact, study sub-
protein intake to as little as 0.56 g/kg per jects’ baseline characteristics more
d.38 Despite this and concomitant reduc- CAN NUTRITIONAL strongly suggest the presence of systemic
tions in spontaneous caloric consump- INTERVENTIONS RAISE SERUM inflammation rather than malnutrition,
tion, serum albumin levels remained ⬎4 ALBUMIN LEVELS? and early albumin changes were nega-
mg/dl and unchanged from baseline. In tively correlated with changes in C-reac-
fact, even more severe restriction of di- Although the assumption that hypoalbu- tive protein (r ⫽ ⫺0.47; P ⬍ 0.001).
etary protein (0.3 to 0.4 g/kg per d) and minemia reflects a state of malnutrition Therefore, on the basis of the available
energy for extended periods did not is often accompanied by the corollary literature, there is insufficient evidence
cause reductions in serum albumin.39 – 41 that nutritional interventions can raise to conclude that nutritional supplemen-
In a number of observational studies, serum albumin levels, the supportive ev- tation raises serum albumin in CKD pa-
including those enrolling hemodialysis idence for this is inconsistent. Half of the tients with hypoalbuminemia.
study patients (Hemodialysis [HEMO] handful of mostly unblinded, random-
trial), Kaysen et al.42 determined that low ized studies testing the effects of oral nu-
serum albumin levels in dialysis patients tritional supplements on serum albumin SERUM ALBUMIN AS A
are primarily associated with systemic levels in dialysis patients found no statis- RESEARCH, CLINICAL, AND
inflammation, with little evidence impli- tical improvement, despite a susceptibil- QUALITY CARE INDEX

Serum albumin is a commonly used re-


Table 2. The Minnesota Experiment37: Effects on body composition and serum
search tool, being cited in more than one
albumin
quarter of the scientific publications that
6-Mo Semistarvation Dieta
include the terms “dialysis” and “nutri-
Parameter (n ⴝ 32)
tion.” Widespread hypoalbuminemia in
Baseline End of Study the dialysis population in the United
BMI (kg/m )2
21.7 ⫾ 1.7 16.4 ⫾ 0.9 States has been used to support the con-
Body composition (kg) cept that malnutrition is the preeminent
total weight (% of baseline) 69.4 ⫾ 5.9 (100) 52.6 ⫾ 4.0 (76) nutritional concern46,47 despite evidence
“active” body mass (% of baseline)b 39.9 (100) 29.2 (73) demonstrating that overnutrition, not
fat mass (% of baseline) 9.8 ⫾ 4.2 (100) 3.1 ⫾ 2.5 (32)
malnutrition, now predominates (Table
Serum albumin (g/dl) 4.3 ⫾ 0.5 3.9 ⫾ 0.5
1). Of note, the effect of excess adiposity
a
Mean ⫾ SD (although no SD available for “active” body mass).
b
“Active” body mass is total body weight less the sum of the fat, intracellular, and bone mineral weight; on clinical outcomes remains controver-
fat mass was measured on the basis of specific gravity. sial in CKD. Moreover, the severe degree

J Am Soc Nephrol 21: 223–230, 2010 Albumin as a Nutritional Marker 225


226
Table 3. Effects of randomized oral nutritional interventions on serum albumin levels in dialysis patients
N/Location/Dialysis Group Study Serum Albumin (g/dl) Blinded
SPECIAL ARTICLE

Study BMI (kg/m2) Comments


Modality Interventions Length (wk) Baseline End Study?
Kuhlmann et al.,62 22/Germany/HD I1: high-protein/ 12 I1: 18 I1: 4.14 I1: 5.14 No Unclear how group
1999 energy diet I2: 22 I2: 4.08 I2: no change assignments
I2: standard diet I3: 22 I3: 4.19 I3: no change (no were performed
significant change in
www.jasn.org

I3: low-protein/
energy diet any group)
Eustace et al.,63 2000 47/United States/ C: matched placebo 12 PD: C, 23; I, 24 PD: C, 3.00; I, 3.43 PD: C, ⫹0.02; I, ⫹0.04 Yes NS effect on
HD ⫹ PD I: amino acid tablets HD: C, 25; I, HD: C, 3.47; I, (NS) combined
31 3.57 HD: C, ⫹0.04; I, ⫹0.26 groups
(P ⫽ 0.02) (P ⫽ 0.08)

Journal of the American Society of Nephrology


Hiroshige et al.,64 44/Japan/HD C: matched placebo 52 C: 18 C: 3.27 C: no increase Yes Mean dialysis
2001 I: amino acid I: 19 I: 3.31 I: increase vintage 6 to 7 yr
granules
Sharma et al.,65 2002 40/India/HD C: dietary 4 C: 17 C: 3.4 0 C: ⫹0.1 No Patients with
counseling I1: 18 I1: 3.40 I1: ⫹0.6 diabetes
I1: home-prepared I2: 17 I2: 3.40 I2: ⫹0.5 (P ⬍ 0.001) excluded
supplement
I2: commercial
supplement
Kloppenberg et al.,66 45/Netherlands/HD C: regular-protein 80 C: 25 C: 4.77 No significant change in No Intervention also
2004 diet I: 24 I: 4.19 either group included high
I: high protein diet versus regular
dialysis dosage
Akpele and Bailey,67 40/United States/ C: dietary 29 (mean) NA C: 3.01 C: ⫹0.03/mo No
2004 HD counseling I: 3.11 I: ⫺0.04/mo (P ⫽ 0.03)
I: 1 to 2 supplement
cans per day
Gonzalez-Espinoza et 28/Mexico/PD C: usual care 24 C: 25 C: 2.66 C: ⫹0.14 No
al.,68 2005 I: oral protein I: 23 I: 2.40 I: ⫹0.41 (P ⬍ 0.05)
supplement
Leon et al.,69 2006 180/United States/ C: usual care 52 C: 28 C: 3.40 C: ⫹0.06 No Nonnutritional
HD I: strategies to lower I: 29 I: 3.40 I: ⫹0.21 (P ⬍ 0.01) interventions
dialysis/nutritional also included
barriers
C, control arm; HD, hemodialysis; I, intervention arm; PD, peritoneal dialysis.

J Am Soc Nephrol 21: 223–230, 2010


www.jasn.org SPECIAL ARTICLE

of hypoalbuminemia, as noted in Table but has since removed it.53 The CMS Moreover, acknowledging that an in-
1, is greatly out of proportion to what is 2007 Annual Performance Report: ESRD verse association exists between albumin
observed in malnourished states and Clinical Performance Measures Project and mortality is one thing, but conflating
calls into question its use in establishing a chose albumin as a mortality risk indica- it with death from a nutritional derange-
link between malnutrition and inflam- tor in adult dialysis patients and based its ment is quite another.
mation. albumin goal on previous National Kid- Nevertheless, hypoalbuminemia may
The National Kidney Foundation’s ney Foundation guidelines.48 At least one help to identify the rare CKD patient
Kidney Disease Outcomes Quality Initia- large dialysis organization uses albumin with extremely low protein intake (⬍0.3
tive (K/DOQI) Clinical Practice Guide- as a quality indicator, and it may very g/kg per d in predialysis patients with
lines for Nutrition advanced the field by well be adopted in the future by CMS and CKD or 0.5 g/kg per d as a conservative
recommending that serum albumin be other payers to determine performance estimate in dialysis patients) who would
measured routinely in long-term dialysis and influence value-based purchasing. be amenable to nutritional therapy. Fig-
patients but mistakenly used it as a nutri- The use of serum albumin by either ure 1 offers an algorithm to assist clini-
tional biomarker.48 Data from the Min- payers or large dialysis organizations as a cians in identifying such patients. How-
nesota Experiment was used as support- measurement of nutrition and perfor- ever, the lack of an effect of nutritional
ive evidence. The guidelines also focused mance is fraught with problems. Among supplementation on serum albumin lev-
on the inverse association between se- these is the unsubstantiated premise that els or anthropometric findings inconsis-
rum albumin and mortality and raised nutritional supplementation reverses tent with a kwashiorkor-like state (e.g.
the possibility that nutritional interven- hypoalbuminemia, leading to unneces- obesity) makes it very unlikely that hy-
tions could improve mortality rates, sary and costly care. Another important poalbuminemia reflects a nutritional
while also acknowledging that inflam- issue is that despite the clinician’s best problem.
mation could play a confounding role. efforts, the cause(s) of hypoalbuminemia Albumin’s widespread use as a nutri-
The Council on Renal Nutrition rec- may never be identified and may not be tional marker is understandable in light
ommends serum albumin as one of a se- modifiable. The clinician may therefore of the desire of clinicians for a conve-
lect number of objective data to help be forced to select adversely, or “cherry nient, widely applicable, easily interpret-
identify malnutrition. It is the third most pick,” his patient population to meet able, and accurate indicator of nutri-
common nutritional test used by renal performance expectations. In addition, tional status. Unfortunately, no such
dieticians, after weight and serum elec- the index of performance for a particular indicator exists or probably will for the
trolytes.49 Serum albumin has become clinician or dialysis facility may be falsely foreseeable future. This does not mean
the predominant nutritional marker, be- improved by the deaths of sicker patients that serum albumin lacks utility. Al-
ing included in ⬎99% of dietary evalua- who have lower albumin levels. though we have demonstrated that se-
tions, as compared with ⬍50% that use rum albumin is not a good nutritional
anthropometric measurements or the index in the great majority of cases, it is a
subjective global assessment.49 The In- SERUM ALBUMIN: A CLINICAL powerful way to detect underlying ill-
ternational Society of Renal Nutrition INDEX OF ILLNESS ness; that is, the higher the serum albu-
and Metabolism recently included serum min, the more intact is overall health.
albumin ⬍3.8 g/dl as one of three bio- Whereas the relationship between serum All too often, the presence of hy-
chemical diagnostic criteria for protein– albumin and malnutrition is unreli- poalbuminemia automatically triggers
energy wasting.50 able,2,54 the strong and robust inverse re- the initiation of nutrition supplementa-
The widespread use of serum albumin lationship between serum albumin and tion and nothing more. This strategy
has led the US government to consider it mortality does offer potential clinical may delay identification of an underlying
as a quality care index. The Medicare value. The association was first described treatable disorder. Although the causes
ESRD Network Organizations Glossary in 1990, when a serum albumin ⬍4 g/dl of hypoalbuminemia are protean, it is
suggests that albumin “may reflect the was found to be inversely and progres- important for the clinician at least to es-
amount of protein intake in food.”51 In sively associated with increased risk for tablish a differential diagnosis. Mitch et
the Secretary of Health and Human Ser- death in hemodialysis patients.55 Three al.21 described a common pathway—the
vices 2004 Report to Congress on Medi- years later, Owen et al.56 confirmed this ubiquitin proteasome system—through
cal Nutritional Therapy, serum albumin observation. Although similar findings which a number of CKD-related compli-
is reported as having “critical implica- have subsequently been described in var- cations, including metabolic acidosis, re-
tions for dialysis patients if not carefully ious populations with CKD, the relation- duced insulin action, higher angiotensin
monitored.”49 The Centers for Medicare ship is highly unlikely to be causal, be- II levels, and inflammation, induce pro-
and Medicaid Services (CMS) End-Stage cause even individuals who are born with tein breakdown and muscle loss. The
Renal Disease Quality Initiative offered a complete absence of circulating albu- model of a common pathway is useful to
incentive payments for reporting serum min (analbuminemia) manifest only consider when investigating hypoalbu-
albumin as one of five quality measures52 minimal, if any, clinical symptoms.57 minemia, especially in light of the estab-

J Am Soc Nephrol 21: 223–230, 2010 Albumin as a Nutritional Marker 227


SPECIAL ARTICLE www.jasn.org

hypoalbuminemia cannot always be re-


versed or even identified, the use of serum
albumin as a quality performance measure
Serum albumin measurement Normal range should focus only on whether it triggers a
search for underlying causes rather than on
the albumin level itself.
Below normal range

ACKNOWLEDGMENTS
Perform focused history
and physical examination
A.N.F. is supported by the National Institutes
of Health (K23 RR019615).
Is extreme dietary protein deficiency (e.g. <0.3–0.5 g/kg/day) We appreciate the data provided by the
and muscle/fat mass loss noted?
US Renal Data System.
YES NO

Hypoalbuminemia may Hypoalbuminemia does not DISCLOSURES


reflect malnutrition reflect malnutrition None

Initiate protein (± caloric) Evaluate for underlying


NO
supplementation non-dietary causes REFERENCES

1. World Health Organization: Malnutrition.


Are serum albumin and Continue nutritional Available at: http://www.who.int/water_
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sanitation_health/diseases/malnutrition/en/.
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3. Kelman L, Saunders SJ, Frith L, Wicht S,
Figure 1. Clinical algorithm for interpreting serum albumin is shown.
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230 Journal of the American Society of Nephrology J Am Soc Nephrol 21: 223–230, 2010

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