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~ Pergamon Soc. Sci. Met!' Vol. 45. No.6, pp. HII-R25. 1997
C 1997 Elsevier Science Ltd. All rights reserved
PH: S0277-953li(96)00422-4 Printed in Great Brilain
0277-9536(97 SI7.00 + 0.00

THE BLACK BOX IN SOMATIZATION: UNEXPLAINED


PHYSICAL SYMPTOMS, CULTURE, AND NARRATIVES OF
TRAUMA
HOWARD WAITZKIN' and HOLLY MAGANA
Division of Community Medicine. University of New Mexico, 2400 Tucker Avenue N.E .. Albuquerque.
NM 87131-5326, U.S.A. and Cenler for Health PoliC)' Research University of California, Irvine. Irvine.
CA. U.S.A.

Abstract-Stimulated by OUf clinical work with patients who manifest unexplained "somatoform"
symptoms in the primary care setting. Ihis article addresses a theoretical black box in our understand-
ing of somatization: how cs culture mediate severe stress to lli~.~tug.-Syrop' oms that cannol be
expl~.i!le~tJn: the presence of hysical iIInes..s1 Despite vanous problems in his explanation of hysteria,
Freud broke new ground by emphasizing narratives of traumatic experiences in the development and
treatment of unexplained physical symptoms. Except in anthropologically oriented cultural psychiatry.
contemporary psychiatry has traveled away from a focus on narrative in the study of somatization. On
the other hand, recent interest in narrntive has spread across many intellectual disciplines, including the
humanities and literary criticism, psychology. history, anthropology. and sociology. We op¢rationally
define narratives as attempts at storytelling that ponray the interrelationships among physical symp·
IOms and the psychologic, social, or cultural context of these symptoms. Regarding somatization and
trauma, we focus on the ways that narrative integrates the cultural context wilh traumatic life events.
In explaining the bl~tck box. we postulate that extreme stress (torture. rape, witnessing deaths of rda·
tives. forced migration, etc.) is processed psychologically as a terriblc, lar~y- incoherent narrative of
events too awfuLt~Lh.olA in consciousness~ltur.e_pa.ltems_the-ps.ychQIQgi and somatIc expression oT
the tcrriblc narrative. Methodologically, we have dcvelo~ some techniques for eliciting narratlves of
severe stress and somatic symptoms. which we illustrate with observations from an ongoing research
project In designing interventions to improve the care of somalizing patients, we are focusing on the
creation of social situations where patients may feel empowered to express more coherent narratives of
their prior traumalic experiences. © 1997 Elsc\'icr Science Ltd

Key It"ords-somati:wtiol1, trauma. narrative, patiem-·doclor communication

As the novel Ceremony proceeds. Tayo returns to


his homeland in New Mexico and. with the support
J will lell you something about stories {he said}. They of loving family members, friends. and lovers,
aren't just entertainment. Don't be fooled. They are all we begins a personal quest for healing. This quest
have, you see. all we have to fight off illness and death.
You don't have anything if you don'! have the stories slrangeJy leads to the home of a shaman. a spiritual
(S;lko. 1977. p. 2). healer named Betonie, who works his healing ceT-
emony in the shack where he lives. overlooking the
Tayo, the Native American protagonist of Leslie garbagc dump in Gallup, New Mexico. The cer-
Marmon Silko's novel, experiences an incapacitat- emony, which culminates the novel and explains its
ing sickness: overwhelming fatigue, nausea, vomit- litle, involves a spiritual ex.orcism of Tayo's painful
ing. and an indifference to the people and places experiences during war and during the so-called
fonnerly closcst to him. His symptoms begin in a peacc that the repression of Nativc Americans has
moment of crisis. On an island in the South Pacific achieved in the United Slates. In the ceremony,
during World War II, he glances at the race or a Tayo's telling the story of his Japanese "unclc",
Japanese soldier whom he has been ordered to kill. and of the inability to kill a forefather, leads to a
In that Asian face, he sees the image of his own cure of his physical symptoms and spiritual desola·
grandfather and senses the seeds of his own culture. lion.
At the same moment, he breaks down, no longer
can shoot or fight, later passes through various
military hospitals, and winds up on the streets of THE CLINICAL PROBLEM
Los Angeles, his clothes stained from his own
Reminiscent of Tayo's narrative about (fauma
vom\\. and healing. we began more than 10 years ago to
see patients at our community clinic in southern
-Author for correspondence. California with similar clinical histories. During the
<
811
812 Howard Wailzkin and Holly Magana

height of internal conflicts and a markedly lind 10 recite poetry as a [herapeulic tool. During the
increased presence or
Unilcd States military forces following months. his somalic symptoms gradually
decreased.
\\-'ithin several Central American countries. patients
like the following began to seek primary care ser·
vices. Confronting patients like these, we and our
colleagues searched for prior studies that could
X.O.. a 19-year-old woman from a rum] area in shed light on a central question: how does culwre
Guatcmnla, migrated to the United Stales after witnes- mediate> severe stress to produce symptoms that
sing the deaths of s~veral family members and friends canno' be explained by the presence of physical
during militilry combat in her native country. illness? Such "somatoform" 5 m [oms (defined as
Subsequently. she had been afnicted by an",iely, tremors.
restlessness. palpitations. excess sweating, and hypervcnli- sym toms for which no h sical cause can be
kllian. Arter she arrived in the United States, her symp- found seemed quite common, especially among
toms worsened when her mOl her's new husband. an refugees who had experienced psychosocial trau-
alcoholic. initialed domestic violence and baltered the .1lli\S before leaving their countries of origin.
palient herself scveral limes. X.O.·s native language was
Quiche. and even though she was omlly proficient in during relocation 10 other countries, during lhe
Spanish. she was illiterate. Her Iimiled language skills process of migration to the United States. and
and education. as well as her non·tr:lnsferable working after their arrival in this country. In our review
skills in the North American economy. created additional of the literature on somatization, presented else·
stress.
where (Castillo et aI., 1994, 1995), we localed
ample evidence of the impact of culture on the
x.o. presented lO a primary care resident physician at a
community clinic with multiple somatic complaints experience and presentation of bodily symptoms.
including chest pain, abdominal discomfort. pelvic press· In particular. we recognized the major conceptual
ure, headaches. numbness of her hands. nightmares, advances that have occurred in the field of cui·
insomnia. and agitation. A thorough medical history,
tural psychiatry during the last 20 years (we
physical exam, and laboralory evalualion excluded or·
ganic causes. In addition, the resident obtained a psycho· refer later to some of this important literature).
social history that revealed her stressful pre-migration On the other hand, despile literary examples like
experiences. Post· traumatic stress disorder (PTSD) and Tayo's, we found very imprecise reports of the
somatization were diagnosed as coexisting problems. relationships among severe stress. the experience
Psychiatric treatment was obtained. The primary care
physician and the patient's family cooperated in Iherapy of PTSD, and cultural differences in the pallern-
and as a support syslem. A Iricyclic antidepressant was ing of somatic complaints.
used on a shorHenn basis. Her emotional and physical At the outset, we acknowledged that severely
symploms gradually declined. traumaLized_palienLs-compO$.e.-<mlY. a subset"Of
patients \....ho somatize. \Ve believed that fewer
R.L was a 27-year-old male from EI Salvador. He fled his
patients who sought primary care services for
nativt: country after finding OUI [hal his name had
appeared on a death squad list for immediate execution. A somatororm symptoms had experienced severe
white hund prinl with the initials E.M. (EscuatJrolles de 10 trauma than those who had not, although to our
."[lIertt'. Dealh Squads) also had appeared on the front knowledge the distribution of traumatized versus
door of his house. Nine monlhs after his luri\'al in lhe
non-traumatized paricnts among those who soma-
United Slates. he learned that his wife had been assaulled
ilnd abducled by paramilitary forces. His two children wit- tize had nol been clarified through prior
nessed Iheir mother being raped and killed by a group of research. Further, we recognized that interest in
unidentified men during an allcmpt to extract inrornHltion trauma has expanded rapidly during receol years
aboul R.L.·s whereabouls.
in both clinical and non-clinical circles. perhaps
in part due to intellectual fashion. In fact. a cri-
Shortly thereaf1er. R.L. presenll:d LO a primary care
physician at a community clinic. During previous weeks tique has emcrged concerning interpretations of
he had experienced multiple symptoms. including wl:ak- trauma. including the syndrome of "post-trau-
ness (which caused him to be lerminated from his tern- matic stress disorder"; this critjque treats such
ponley job). changes in sensation. abdominal pain. chest interpretations as themselves cultural construc-
pain. insomnia. and weighl loss. R.l.'s primary care
physician pursued several possible organic diagnoses by tions with questionable precision in explaining
ordering diagnoslic studies. He also prescribed analgesics psychologic distress (Hacking, 1995; Young.
>Ind other medications. Afler e:<tcnsive evaluation. no 1995). On the other hand. the very striking co-
physical cause was found for Ihe patient's somatic symp- occurrence of severe trauma and somatization
corns.
among our primary care patients led us to
believe that these relationships warranted closer
Psychialric consultation was Ihen sought Somatizalion
was diagnosed. Low-dose antidepressant medicalion was examination than had taken place so far. In par·
insliluled ,IS individual therapy continued. The psychia- licular, we hoped to clarify what proportion of
trist coordinated follow-up wjlh the primary care inll:r- somatizing patiems in the primary care selling
nisI. R.L. grew more aware or emotional faclors
had experienced severe trauma, and through
exacerbilling his symptoms and developed new coping
slratcgies. He joined a group or local Cenlral what mechanisms culture mediates trauma in the
American refugees. where he was encouraged to write production of somatoform symptoms.
The black box: in somati7.ation 81,
A RESEARCH PROJECT ON CULTURE, TRAUMATIC
STRFSS, AND SOMATIZATION
Cullure
_
§--C
Black Somatic Symploms
bo); Psychologic symploms
Subsequently, we initiated a research project 10
help clarify the relationships among culture, tmu- Fig. I. Schematic view of the black box in somatization.
matic stress, and somatization; the study has
focused on immigrants and refugees from Central ing, to yield somatic versus emotional symptoms?
America. especially the subset of somatizing DcspJ e 'loel}-'--CYb"s-ctved-cu(turar--uitferences In
patients who have experienced extreme stress. We somatization. this particular issue involving the
have used a structured diagnostic instrument (the mechanisms lhat link trauma, culture. and somati-
Composite International Diagnostic Interview, zation has received surprisingly little attention.
CIDI, an instrument developed by the World except to a limited extent in recent cultural psychia-
Health Organization to be used across cultures and try.
languages), a clinjc-at assessment. and several In the rest of this article, wc pursue what is in
measures of utilization and costs in comparing the black box and assert that the conceptual and
three Latino ethnic groups-Central Americans. methodologic approaches of narrative analysis Can
Mexicans, and Chicanos (persons of Latino descent help us clarify the black box's contents. First, 10
born in the United States)-as well as a non· Latino link narrative and somatization. we return to the
comparison group, For this project we have early years of Freud's work on hysteria and Haee
adapted several research techniques to the primary historically how Frcud·s position has evolvcd in lat-
care setting, since we have found clinically that ter day psychoanalysis. literary criticism. and non~
patients with soml..l1oform symptoms-as well as psychoanalytic psychiatry. Recognizing thc limi-
patients with psychiatric symptoms-usu;:llIy present tations of thesc efforts, we then examine more
first to primary care practitioners, ralher than to recent studies. spanning several intellectual disci·
mental health professionals. plines. that focus on narrative in psychologic pro-
Based on previous research and clinical expcri~ cesses. As the beginnings of a theory. we postulate
ence. we hypothesized that war-related experiences. that the black box contains a narrative of trauma.
migration stress, refugee status, and Jack of accul- processed psychologically in waY5 that depend on
turation would be associated with somatol"orm the specific sociocultural context. We then i1lu~tratc
symptoms among patients who seck primary care: methods of eliciting narralives about extreme stress
and that, because of their increased exposure to and somatic symptoms. which draw on some non·
war-related experiences and migration stress, quantitative data from in·depth interviews con-
Central American refugees would show higher levels ducted as part of our study. In conclusion. we com-
of somatoform symptoms than other Latino and ment on lhe clinical care 01" somatizing patients and
non-Latino subjects. Our data analysis also aimed the creation of empowering situations (hat encou-
to reveal the varying nuances of somatoform symp· rage the expression of mOre coherent narratives
toms and their relation to PTSD in the four cultural about prior traumatic experiences.
subgroups. In our initial quantitative report. we By examining the gaps in understanding about
have presented data that, for the most pan, confirm the relationships among trauma. culture. and soma·
our hypotheses (Holman et (II., SUbmitted). tization. we realize that we arc tackling part of the
Subsequent articles will examine PTSD among the mind-body problem that has puzzled clinicians and
patients. physicians' difficulties in caring for soma- researchers for generations. That is. many before us
tizing patients, and barriers to health care and men- have speculated on the mechanisms by which symp-
tal health services. toms arc produced and experienced under varying
cultural. social, and psychologic conditions. We do
not claim in any way to have resolved the problem
A black bax of how such conditions mediatc somatization.
Meanwhile. although this research project has Instead. as in prior research on depression (e.g.
revealed some important associations among cui- Brown and Harris. 1978). we arc trying to c.:larify
lUre, traumatic stress, and somatization, the causal how problems in the social world are interconnected
linkages remain uncertain. Specifically. in our work with psychobiological phenomena such as the ex-
so far. it has become clear that a theoretical black perience of somatic symptoms without physical dis-
box exists in our understanding of the psychology ease. Our central claim will be that such
of somatization. This blaek box can be depicted as interconnections occur at least in part through the
in Fig. I. Referring back to the key question raised construction of narratives that manifest greater or
earlier, ).h.e_mechanisms-by-whieh culture mediates lesser degrees ouoherenee. In this paper. our
traumatic stress to roduce somatoform symE!Q.!TIs, explo~~eory-driven.as we use limited case
a~osed to more overt sychoIQg~_dislutbance. materials to shed light on the conceptual scheme
remain poorly understood. What are the precise lhat we arc proposing. For later work in this series.
ways that_W!umatic stress is proccssed-at~(he indi- we will present additional data that illustrate the
viduaf revel. and is influenced b ~uJlu.r.al_pattern- consistencies and complexities of these processes.
.-- -
8/4 Howard Wailzkin and Holly Mag<liia

PHYSICAL SYMPTOMS ANO INCOHERENT NARRATIVES


Dora's genital excitement, her "disgust" at these
Of TRAUMA IN PSYCHOANAL\'515 AND LITERARY
CRITIClS:\'f pleasurable feelings, and her repression and dispJa·
cement of these feelings to symptoms of respiratory
In seeking the contents of the black box-and distres5 and inability to vocalize.
more especially the connections between somatic Despite the obviolls problems of this interpret·
symptoms and coherent versus incoherent narratives £Ilion seen from the present epoch (including but
of traumatic events-we return to psychiatry at the not limited to: discounting [he trauma of the actual
turn of the 20th Century. when somatization gener- seduction and sexual abuse by a shift in emphasis
ally bore the name ·'hysteria". This term derived 10 Dora's sexual fantasies; an overly sexualized
from the Greek rool, hystera. meaning "uterus", As view of female psychologic processes; and an uncri-
implied by this etymology, hysteria generally was tical stance on the sexual power of the male figures
seen as an emotional disorder affecting women. in such experiences; Gearhart, [985; Miller, 1984;
Regarding hysteria, Freud argued for the impact of Malcolm, 1984; Masson, /992), Freud clearly called
repression and dissociation as psychologic defenses attention to the connection between psychic trauma
in the processing of stressful experiences in child· and otherwise unexplained physical symptoms,
hood (Freud and Breuer. 1895; Freud, 1905, 1953). \Vhile he recognized that the mechanisms remained
In one of his most famous case studies, and one not fully clear, he believed that this connection
that has received wide polemical anack especially !l1USt depend on the "meaning" of the symptoms
from feminist critics, Freud analyzed "Dora", a within ~ partly or fully repressed story of a patient's
young "voman who suffered from several somatic lived experience-what we no\1,I might call an inco~
symploms for which no physical cause could be herent narrative of that experience:
found: shortness of breath. severe coughing attacks,
and intermittent loss of voice ("aphonia"), Despite As far as I can sec, every hyslcrical symptom.. cannot I
occur more than once,. unless it has a psychical signifi- i
the dated and controversial arguments that Freud
offered in analyzing this case, his focus on the
meaning of somatic symptoms within an incoherent
c<lnce, a meaning. The hysterical symptom does not carry l
this meaning with it. but the meaning is len I to it, soldered (
to it, as it were: and in every instance the meaning can be I
a different one, according to the nature of the suppressed /
-
(0 t:.. ./

narrative of trauma will inform our later consider-


thoughts which me struggling for expression (Freud, 1905.
ation of more contemporary materials.
pp.40-4/).
As Freud depicted Dora's experience, a reader
sensitized to the gender politics and clinical view- For Freud, one goal of psychotherapy with patients
points of the 1990s would see the case 35 a rather suffering from hysteria, as well as a spectrum of
straightforward example or sexual abuse. In brief, other psychologic difficulties, involved a gradual
Dora's father. who previously had undergone sue· bringing to consciousness of these unconscious
cessful anti·syphilitic and psychotherapeutic Ireat· meanings. As Marcus has pointed out, Freud's
ment with Freud, also initiated his daughter's vision implied that mental illness resulted from
analytic treatment. As Dora's therapy evolved, shortcomings in patients' narrative accounts of their
Freud focused on a serie5 of unwanted sexual experiences, and that mental health derived from
advances toward Dora during her adolescence by possession of a more complete and better organized
Herr K .. a friend of Dora's family. Herr K.'s wife, narrative (Marcus, 1985).
it turns out, also had entered into a sexual relation- The incoherence of narrative accounts became a
ship. or at least a very intimate friendship, with crucial component of Freud's interpretation of hys·
Dora's father. who.n she had nursed during his ill- teria; this kernel became an important reason that a
nesses. From Freud's standpoint. one motivation focus on narratives could elucidate the connections
for Dora's father in seeking treatment for his between severe trauma and somatic symptoms.
daughter involved an exchange, in which his re· From this viewpoint, the therapeutic process
lationship with Frau K, could be stabilized by offer- required the telling of a coherent story, shared by
ing a healthier and more acquiescent Dora to Herr therapist and client, of traumatic events experienced
K. Further complications revealed in Dora's analy· earlier and defended against through repression,
sis included, in Freud's view, her own heterosexual displacement. and dissociation. For patients with
erotic fantasies about Herr K., homosexual attrac- hysteria, this challenging process often proved im-
tion to Frau K., and repressed sexual altraction possible because of patients' resistance to full
(Qward her father. exploration of the psychic conflicts that lay beneath
Early in his presentation of Dora's case, Freud somatic symptoms. Such frustrations in the treat-
l.Icknowledgcd the association between hysteria and ment of somatization arose clearly in dealing with
severe psychic trauma [with Breuer, and following patients like Dora, who herself abruptly terminated
Charcot. he earlier had emphasized this connection her therapy as, Freud claimed, her insights were
(Freud and Breuer, 1895»). Freud then explored the becoming more profound.
meaning of the specific symptoms involved. Freud's emphasis on narrative in hysteria has
Beginning with a passionale kiss that Herr K. continued to attract admiration and criricism.
forced upon Dora al the age of 14, Freud inferred mainly in European psychoanalytic circles but also
The: black box in somatization 81 S

in North American literary criticism. In Europe, cations have changed over time and have acquired
Lacan in particular explored the structure of distinctions from related disorders such as "body
language and related language to psychiatric symp- dysmorphic disorder", "somatoform pain disorder",
toms. Regarding hysteria, Lacan traced somatic "hypochondriasis", and so forth (Smith, 1990;
symptoms to gaps in a patient's narrative of desire: Kirmayer and Robbins. 1991; American Psychiatric
The symptom is first of all the silence in the supposed Association, 1987. 1994). Such classifications also
speaking subject.. it is in the very movement of speaking have provided a basis for cpidemiologic research on
that the hysteric constitutes her desire. So it is hardly sur· the statistical distributions of these disorders in the
prising that Freud entered what was, in reality, the re· general population and in populations of patients
lations of desire to language and discovered the seeking primary care services, inclUding refugees
mechanisms of the unconscious (Lacan, 1981. pp. 11-12).
who have experienced severe trauma in their
Lacan emphasized the dialectic reversals in the psy· countries of origin or during the process of mi-
choanalytic process, particularly the relations of gration (Castillo el al.. 1995; Escobar, 1993;
desire between Dora and Freud himself: that i!;, Kellner. 1994; Smith. 1994). As shown now by sev-
Dora's transference toward Freud and Freud's eral studies of patients who present with unex·
countertransference toward Dora (Lacan, J 985). rlained pelvic pain and gastrointestinal symptoms,
Feminist critics influenced by Lacan have treated somatization can present itself as one delayed mani-
Freud's writings on hysteria as a form of literary festation of sexual abuse in childhood (Morrison,
production. containing inrernal contradictions and 1989; Morrison. 1989; Harrop-Griffiths ef al., 1988;
ideologic assumptions about women's biologic Kimerling and Callioun. 1994; Lechner eJ 01.. 1993;
nature and social roles (Cixous, 1979: Cixous and Pribor et 01.. 1993; Walker eJ 01., 1992a.b. 1993;
Clement, 1986; lrigaray, 1985, 1991: Moi, 1985; Walling eJ al.• 1994).
Ramas. 1985; Rose, 1985; Spreng nether. 1985). On Classificatory and empirical studies in non-psY4
the other hand, the specific links between traumatic choanalytic psychiatry have led to several obser-
experiences and somatic symptoms have received vations that contribute to a fuller understanding of
surprisingly little attention in this more recent psy· the linkages among culture, trauma, and somatiza·
choanalytic and literary exploration of hysteria. In tion. For instance, it is now clear that somatization
general, these works do not explore the precise occurs with a hi h prevalence in all culJ.uraLgmups
mechanisms by which trauma enters into narrative, (Klrma~cr, 1984)~ln addition, the memory for trau-
the impact of sociocultural conditions on the cogni- matic events is related more closely to the persist-
tive processing of traumatic narratives, the relation ence of symptoms than to the occurrence of the
between narrative and somatic symptoms, and the traumatic events per se (McFarlane. 1993; Wystak,
healing effects of bringing the traumatic narrative 1994), and premorbid psychologic adjustment
to consciousness. appears to be an important predictor of the re·
Contemporary, non-psychoanalytic psychiatry, sponse to severe trauma (Young, 1995). Recent
especially in North America, has traveled further research also has revealed that psychologic drstfess
away from a focus on narrative in the study of and- somatOforrnsymptOiUscom-monly. coexist in
unexplained somatic symptoms. With the exception the same p.cr..s..QDs_and_thcEfo[t _Qften are comQ-
of an important corner of psychiatry influenced by Icmentar)' rather than alternative modes of Rsycho·
cultural anthropology, to be discussed further Iog;cru;;ctioning (Simon and Von Korff, 199\).--
below, psychiatric research has moved morc in a On the other han , thiS wor has tended to
direction of classifying psychosomatic disorders downplay the specific traumatic experiences that
according to various taxonomies, with less attention generate unexplained somatic symptoms, as well as
given to the nature of traumatic experiences con- the narrative linkages between trauma and symp-
nected to somatic symptoms, or to the processing toms. The emphasis on taxonomy and epidemiol·
of narratives concerning those experiences. From ogy. despite such observations as those above,
the coining of the term "somatization'" by StekeJ in generally has not enhanced an understanding of the
1924, psychiatric studies in the field have tended to precise interconnections among trauma, sociocul·
distinguish among various categories and syn· tural conditions, symptoms, and healing at the indi-
dromes of psychosomatic disorders (Shorter, 1992). vidual leveL These foci also have shed little light on
For instance, a group led by Guze described several how to help patients who suffer from somatoform
versions of "somatization disorder", operationally symptoms.
defined as multiple symptoms (numbering between
10 and 20 depending on the version), beginning NARRATIVE IN PSYCHOLOGIC PROCESSES
before age 30, and unexplained after medical evalu·
ation (Perley and Guze. 1962; Guze, 1967). The To understand the links between narrative and
American Psychiatric Association's taxonomies. somatization, it may help to look more closely at
influenced by Guze's approach, have proposed what constitules narrative and how narrative oper·
varying numbers and groupings of symptom counls ates within psychologic processes. In particular,
in defining somatization disorder; these c1assifi- narrative analysis helps clarify how narratives differ
SSM.ls.6 B
816 Howard Waitzkin and Holly Magana

in their coherence; we are postulating that the psychiatric disorders and the differential patterning
coherence versus incoherence of narratives regard~ of somatic symptoms based on cultural variation.
iog prior severe trauma has much to do with soma· In the "medical humanities", several investigators
tization and its treatment. Interest in narrative, of have treated medical narratives as forms of storv-
course, has spread across many intellectual disci- tclling that resemble literature. These writers ha~e
plines. To mention only a few examples: in psychol- used a literary approach (0 edited and summarized
ogy. a major line of critical study during the past aCCOunts of medical encounters (as opposed to the
decade has called imo question the pCrlinencc of in-depth interpretation of transcribed speech) in
prior concepts and methods to problems of cogni- calling attention to patients' stories of illness
tion. meaning, and self-understanding (Bruner, (Brody. 1987, 1991; Charon, 1989; Coles, 1989:
1987, 1990; I'olkinghorne, 1988: Rosenwald and Hunter. 1991). Such studies have taken their bear-
Ochberg, 1992). These efforts in psychology have ings in part from morc general work in the huma~
emphasized personal narratives in learning and nities and especially literary criticism. which has
human development. as well as in applications to dealt with the characteristics of narratives in litera-
psychotherapy. In studies rocusing on the impact of ture and has inquired into the relalionships between
inhibition in symptom production at the cognilive literary narratives and the social context in which
and physiologic levels, the therapeutic effects of voi- genres such as fiction and poetry are produced
cing coherent narratives that depict prior traumatic (Mitchell. 1981, 1990).
events have become clearer (Pennebaker, 1989,
1993: Griffith and Griffith, 1994). Analogous efforts Operational definitions of narratives
10 use narralives as a focus for research have {n such studies, the precise definition of narrative
occurred in history, anthropology, sociology, and varies, depending partly on the theoretical orien-
such professions as law, education, and social work. tation of the investigators. In medicine and psychol-
(Mishler, 1986; Riessman, 1993). ogy some definitions remain quile broad, including
references in the clinical literature to narratives of
Narratives in cultural psychiatry (lmJ the medical illness or psychotherapeutic narratives aboul past
humanities life events. On the other hand, some studies use
Several major works in ~ltural psycl~Jave more restrictive definitions, treating narratives as
broken new ground by examining the impact of cul- discrete units with clear beginnings. endings, und
ture on personal narratives of physical and mental characteristic chronologie or thematic sequencing of
illness. Kleinman, for instance, has analyzed the events (Riessman, 1993). In our own prior work on
divergent belief systems that patients from different communication in medical encounters. we have
cultural backgrounds can convey in narratives of found that patients' narratives tend to be inter-
their physical symptoms and how these symptoms ruptcd or referred to in passing; as a resull, we
llre related to their social experiences. Kleinman have preferred a definition of narrative that does
represents patients' "narratives of illness" through not require completion as iI coherent whole.
highly edited or summarized representations of talk. From this viewpoint. we operationally define nar-
rather than through detailed transcriptions ratives as attempts at storytelling that portrdY the
(Kleinman, 1986, 1988, 1995). These studies of nar- interrelationships among physical symptoms and
riHives in medicine apply interpretive perspectives the psychologic, ·social. or cultural context of these
that do not depend on the in-depth analysis of tran- symptoms (Waitzkin and Britt, 1993; Wailzkin eJ
scribed speech and that do not focus specifically on al., 1994). Such narratives may include stretches of
the narmtive processing of traumatic experiences. talk lhat present rather complete stories but '1lso
Related research in cultural psychiatry has briefer fragments, sometimes interrupled or incom-
emphasized cultural differences in somatization as pletely expressed, that appear in patient-doctor
varying "idioms of distress", the unique com lexcs encounters or in research interviews as question-
of symptoms that a 'ear prominentl' in various ~lIls\....er exchanges or introjections. This broad den-
cultures, the social construction of il ness_behavior, nition of narrative takes its bearings in part from
and the culturally based cognitive structures by recent literary criticism; the approach differs some~
w.hiche ,penence 0 il ness ....is QIganized what from the detailed ';unpacking" of transcribed
r (Kirmayer. 1984, 1986; Angel and Thoi", 1987; narratives thal has become customary in sociolin-
Jenkins and Karno. 1992; Guarnaccia, 1993) guistics (Riessman. 1993) and from approaches in
-Regarding trauma more specifically. recent work cootent analysis or grounded theory thal depend on
concerning the history and ethnography of PTSD the coding and categorization of verbal behavior
has reviewed critically the notion of traumatic mem- (Strauss and Corbin. 1990). Our notion of the con-
ory and the impact of culture. as they relate not text portrayed in medical narratives is inclusive
only to post-traumatic stress but also to such psy- enough to encompass cultural practices and ex-pec-
chiatric syndromes as hysteria Hnd somatization uttions, economic or political problems. and psy-
(Young, 199;). These efforts in cultural psychiatry chosocial issues thut arise in everyday lived
have focused especially on the cultural context of c:<pericnce. Regarding somatization and trauma, we
The black box in somatization 817

focus on the ways that narrative integrates the cul~ argue that lhis process of narrati\'c building
tural context with traumatic life events. becomes the cornerstone of treatment for the vary-
ing manifestations of trauma-induced suffering
Narrarive. trauma, culture, symptoms (Herman, 1992; Mollica, 1988).
How specifically does narrative link trauma and In explaining the impact of traumatic abuse on
culture? The work of Bakhtin and more recent the- symptoms, other recent studies have begun to
orists influenced by him emphasizes the socia! and examine the psychologic processing of narratives
cultural context of narrative. In brief, Ihis critical concerning abusive experiences, Again from a psy·
perspective focuses on the sociocultural embedded- chiatric perspective, Warshaw describes the narra-
ness of written or oral discourse (Bakhtin. 1973, tives that batlered women mention in their
1981, 1986), For instance, Bakhtin identifies presentation of somalic symptoms to non~psychia~
"speech genres". which are defined as typical forms tric health care professionals but notes that the lat~
of utterances that occur within specific sociocultural ler often overlook or downplay such narratives in
circumstances. Thus. in dialogue between pro~ their accounts of women's medical problems.
fessionals and laypeople, a "scientific" or "techno- Although Warshaw incorporates theorctical per-
cratic" speech genre may clash with a genre of spectives from feminist literary criticism. she does
everyday speech. As Wertsch has pointed out in not deal with cultural variability in the processing
adapting Bakhtin's concepts. the use of discrepant of trauma (Warshaw, 1989: Conway el al., 1995).
speech genres can create a "multivoicedness of In a study of the narratives of somatizing patients
meaning", which can be found not only in lilerature who suffered childhood abuse, Morse et al. (sub~
but also in the non~literary discourse observed in milled) have tried to find more specific linkages
specific institutional sellings such as cduCalioll(11 between the traumatic experiences and the presen-
and professional encounters (\Vertsch, 1991). tation of unexplained physical symptoms. From
This work leads to an expectation lhat the cul- transcribed interviews. these researchers tracc soma-
tural and social context patterns personal narrative tization largely to experiences when children's
at the psychologic level, and Ihat the subtleties of attempts to tell adults about abuse were met with
meaning in narrative may become misleading as threats of punishmenl. Again the impact of culture
lay people interact with professionals. Bakhtin and in the patterning of somalic symptoms docs nol
Wertsch do not attend in depth to the narrative receive specific attention (Morse et al.. submitted).
processing of trauma. Yet their work indicates that A pathbreaking, and tragically ironic, analysis
various cultures may pattern narratives of trauma pertains to Inc Central American experience, like
differently. and thal meanings conveyed in such that affecling the patients we have observed clini-
narratives may appear through expressive forms cally, In an article published shortly before his
that vary widely across cultures. death, the Salvadoran psychologist Martin~Bar6.
Drawing further links among trauma, narrati\'c, who laler was assassinated by paramilitary forces.
and somatization. several recent studies have dealt discusses the extreme stress of war, torture. and pol-
with sexual or other physical abuse as a severe form itical persecution within El Salvador and describes
of traumatic experience. but generally have not somatization as one frequent response to this stress.
attended to the impact of culture. For .stance. in The article presents :1 thorough account of the trau-
her psychoanalytically oriented study of the matic life experienc~s that lead to development of
emotional impact of abuse. Herman catls atlention unexplained physical symptoms. On the other hand,
to the "unspeakable" story of such experiences that Martin-Bare does not delve into the concrete narra-
generally is repressed bUl then manifesls itself in tives of patients who underwent traumatic experi-
psychologic and behavioral disorders (Hcmwn, ences resembling his own, nor does he try to
1992). While not focusing only on somatization. explicate the culturally mediated psychic mechan-
Herman offers several case histories in which isms by which extreme stress translates into somatic
patients manifest unexplained somatic symptoms. in symptoms (Martin-Bare, 1989).
association with other psychiatric disturbances. Such discussions of somatization in lhe literature
Hennan argues thal severe trauma often leads 10 of psychology and cultural psychialry recognize Ihe
one or more of three typical syndromes: borderline importance of culture. which they show to pattern
personality, multiple r'~rsonality disorder, and somatization in characteristically different ways; yel
somatizatiuli. ,::rom her own and others' experience. these studies generally do n01 examine narratives of
~he emphasizes the value of bringing to conscious- trauma in the interplay of culture and psyche to
ness and pUlling into words the story of traumatic yield somatization as a characteristic response, as
experience as a step toward healing and recovery. opposed to other foons of psychopathology
This "testimony" converts a "pre-narralivc", unfor- (Kleinman, 1986, 1988, 1995; Fabrega, J991;
mulated memory of traumatic experience. to i:I fuller Shorter, 1994). To point out cultural variability in
narrative which includes not only the cve-nt itself somatization docs not explain how the development
but also the responses of tbe victim and other per~ of unexplained somatic symploms occurs in some
sons touched by the event; Herman and others individuals and not in others, or why trauma pre~
818 Howard W<lillkin and Holly Magana

disposes to somatization dift'erently across cultures. somatic as opposed to psychologic symptoms for
Likewise. these works tend not to foclls-..2!l......!.he most members of lhe culture who experience severe
coherence versus incoherence of specific narratives trauma (Castillo e( al.. 1994, 1995), Yet the narra-
of trauma as a possible ~lUfi1[tRj"nror some ofWe live structure and ilS coherence versus incoherence
obsec..v.ed.....Yaria.Qjlity among cultures an among in- may provide a link among trauma. culture. and
dividuals In the appearance 0 somatization. somatization in many patients whose physical
Despite major advances in narrative analysis and in symptoms cannot be explained by physical diseasc.
cultural psychiatry, the concrete processes by which How specific symptoms present themselves also
trauma connects to 'somatization. mediated by cul- depends parlly on how culture patterns their ex-
[ural difference. remain puzzling. pression. For instance, in Southeast Asian cullures.
which place high esteem and positive cvaluation on
THE BECI:'\NINGS Of A THEORV the head. traumatic experiences associated with war
and imprisonment predictably would manifest
How is extreme stress processed psychologically. themselves as symptoms of headache. especially
and how is this process mediated by culture? when the (muma has involved blows to the head
Narrative is a useful conceptual focus in trying to (Hoang and Erickson. 1982; Lin e( al.. 1985;
answer this question. As a Slart. one might postu- Mollica et aI., 1990). On the other hand. in Latino
late that extreme stress (tonure. r<lpe, witnessing cullure.s, where conceptions of "nerves" and the
deaths of relatives. forced migration, dC .. i.e. the impact of nervous conditions on physical symptoms
frequently described antecedents of PTSD) is pro- are commonplace. complaints referable to the ner-
cessed psychologically as a terrible narrative. a nar- vous system (such "pseudoneurologic" problems as
rative of events too awful to hold in conscious di7..ziness. numbness. weakness of extremities, and
memory. a narrative that cannot be wid coherently so forth) predictably would appear more frequently
in the internal storytelling of everyday conscious- (Angel and Guamaccia. 1987; Escobar e( al.. 1992).
ness. a narrative so terrifying lhat il must somehow Cultural patterning of somatic symptoms also has
be transformed. Within the nomenclature of tra- become clear in ethnic groups such as Italians,
ditional psychoanalysis. "repression" or "displace- Jews. Irish Catholics. and upper-middle·c1ass white
mcnl" or "dissociation" arc psychologic defenses Europeans (Shorter. 1994). In these groups, culture
against the terrible ",Irralive, and "hysteria" the
ilppears to mediate severe trauma in producing
predictable result. Yet such terms scarcely appear
somatic complaints of characteristic forms. rather
adequate to describe the psychic processing of over-
Ihan rem-lining it more frank breakdown in day-to-
whelming stress and the appearance of somatoform
day psychosocial functioning.
symptoms in persons who otherwise show little or
In short, !hc "black box" in somatization--our
no evidence of the usual "neurotic" fealures evoked
own mctaphor for our ignorance concerning the
by these terms.

r
mechanisms by which trauma. culture. and soma to-
Culture paltcrns the characteristic psychologic
form symptoms arc conm:cted·-appears to include
and somatic processing of the lerrible narrarive. In
several key clements. First. a narrative of terrible
I some cultures, overt psychologic breakdown ilnd
lrauma is processed psychologically in different
the stopping of participation in customary social
roles may be a preferred "wHy of knowing" a nar· ways. depending on the sociocultural context
(Fig. 2). The coherence versus incoherence of this
I rative too terrible to tell. In other cultures. such
'I psychologic symptoms may be disprcferred. and
maintenance of customary social roles may be
narrative becomes a crucial feature in the trans-
formation of lraumatic events into somatofonu
encouraged normatively even in the face of over· symptoms. From the perspectiw of Bakhtin and
whelming stress. In the laller cultural contexl. the Wcrtsch. the sociocultural context patterns personal
lcrrible n<lrrativc then may be transformed into narrative at the psychologic level. as well as the ex~
~ somatic symptoms. pression of narrativ~ in social interactions. including
We would argue thal the mech<lnism by which those between patients and health care pro-
,,; .~ \,1,
fessionals. While the experience of overt psychologic
i.)'1 ,, trauma is transformed into somatic symptoms often
,)'1. J

;N
'rr: involves an incoherence in narrative structure.
because of which the traumatic experience cannot
disturbance and breaking with customary roles
("psychotic" ideas of rt:ferencc. terrors of "the
be told as a coherent whole. This argumenl recog· dreaming", ritualistic rage, and so forth) may
nizes the substantial variability that manifests itself emerge as the patterned reaction to extreme stress
in the connections among trauma. culture. and in some cultures. elsewhere the transformation of
somatiz<ltion. As noted earlier. patients who have terrible narmlivc into somatic symptoms may
experienced trauma comprise only a subset of become the culturallv sanctioned "way of knowing"
som.nizing palients. Further. sOlllutization oflen and of rocessin such stress. Predictably. dilfcrent
may occur as a comorbid condilion along with such cultures will vary not only in determining whether
disorders as depression or anxiety, even though cul- narratives of extreme stress express themselves by
tural norms may predispose to the appearance of overt psychologic disturbance as opposed to
The black box in somatization 819

Cuhurc 1- - - - - - - - - - - - - ~
, I Terrible Namlli\le: I t - - - somatic symptoms
I : Cullural pillemiog I I (culturally palleroed)
I I I I
Se,'ere ~tres5 - - - -- - - __ t Overl I- - - - t
psychologic I t or
: disturbance I - - - .. psychologic symploms
I prderrt:d I (culturally pallcrncdl
I I
I I
I Somalic I
t S)'mplOms I
t preferred I
I I
I I
t Coherence of narr:ui"e I
I Biologic diHercnces I
I I
I Childhood experiences t
I Ps)'chologic defenses t
I Repres~ion I
I Displacement I
I Dissociation I
I I
I Dlher I
I_____________ .JI

Fig. 2. Schematic view of Ihe conlents of Ihe black bO,l in somaJ:zation: cultural. psychologic, and bio-
logic processing of the terrible narrative.

somatic symptoms, but also in the patterning of experiential predispositions may lead (0 individual
somatic symptoms when they occur, variation in the psychologic processing of the terri-
At the individual level, one also expects variabil- ble narrative, Therefore, not all individuals within a
ity in the reaction to extreme stress. Because of bio- given culture react to traumatic stress in the same
logic differences that are genetically determined, or way. and culture influences the pattern by which in-
because of varying childhood experiences that crc- dividuals process their narratives of severe trauma.
ate greater or lesser vulnerability to trauma. some This variability, we believe, may depend on the
individuals may react to severe stress with less psy- coherence versus incoherence of narrative structure.
chologic disturbance, or less somatic symptomatol- which links trauma. culture, and somatization at
ogy. That is, within cultures. different biologic or the individual leveL·

'"In our ongoing research. we have developed II conceptual METHODOLOGIC ISSUES: ELICITING NARRATIVES Of
model based on this preliminary theory that we are try- TRAUMA AND SOMATIC SYMPTOMS
ing to operationalize and assess through a continuing
study of trauma. culture. and somatization. In brief. During the past decade. a sophisticated critique
we conceptualize trauma as an antecedent condition. of traditional methods in psychology. sociology,
We propose that certain characteristics of trauma may anthropology. and the humanities has emphasized
be related to the presentation of somatofonn symp- the inadequacy of these methods in fully capturing
toms. Specifically, we expeci that the number. types. the meaning of a variety of human experiences.
andlor severity of trauma may be uniquely associated
with somatization. PTSD. andior other comorbid psy- Only a few examples of this emerging critique and
chiatric disorders. From this viewpoint trauma is not emphasis on analysis of narratives will give a sense
the only predisposing characteristic in somatization. of the recent ferment concerning what methods may
and a proportion of patients present with somatic and! be appropriate to study experiential meaning. As a
or psychologic symptoms without antecedent trauma.
We also propose that the relationship between trauma leader in the development of categorical coding
and somatization is associated with a number of con- schemes and structured interviews, for instance,
textual variables, including cultural traditions. social Mishler has argued persuasively for the importance
class. age. gender. personality traits. and barriers 10 of analyzing narrative in its sociocultural context.
care. At the psychologic level, we postulate that narra- From this perspective, he has elucidated the place
live coherence becomes a crucial mediating variable
that links trauma. culture, and somatization; other per- of narratives within routine medical encounters.
linent mediating variables include cognitive processing particularly the contrasting "voices" of medicine
(such as the search for meaning. counterfactual think· and of the lifeworld (Mishler, 1984). He also has
ing, and attributional search); social responses (es- argued fOT the importance of in-depth interpretive
pecially the supporti\:c versus constraining features of
social relations): and alexithymia (the relative inability analysis in research interviewing and self-crilically
to express emotions verbally). In our research. we are has documented the limitations of quantitative
assessing the relative importance of these variables as schemes of categorization and diagnostic assessment
predictors of somatization. with and without anu~ce­ (Mishler. 1986).
denl trauma. and in varying cuhural contexts, This Several more recent efforts have pursued the
research should clarify the impact of narrative coher-
ence versus other factors in the developmenl of somali- development of suitable methods to study narratives
zation, in medical settings. For example, Riessman has
820 Howard \Vaitzkin and Holly Magana

extended Mishler's approach by calling attention to tative analysis of the narratives thus revealed. In
the "strategic uses" of narrative for the presentation particular, we are trying 10 compare narratives of
of self and illness during research interviews the same patient in the medical encounters and
(Riessman, J 990, J 993). Viney and Bousfield have those in the clinical interview. Again, the purpose
focused on psychosocial processes in a narrative here is to elicit narratives of extreme stress and to
analysis of transcribed interviews with persons Iry to clarify how the experience of stress is
affected by AIDS (Viney and Bousfield, 1991). The mediated by culture to produce somatization as the
latter researchers also have developed some prelimi- sanctioned response.
nary methods of assessing the validity and re- To illustrate this line of work, let us consider
liability of interpreting narratives through the "data" from one among the 1456 patients recruited
participation of multiple interpreters whose analyses for the somatization project described above. As
then can be compared. This approach resembles noted previously, this patienf provided responses in
our own prior attempts to improve the analysis of the CIDI, the structured diagnostic interview, which
medical narratives through a group process of in- permitted quantitative analyses of the relationships
l'I al..
terpretation (Waitzkin, 1990, 1991; Waitzkin among 50matiza[ion and a number of independent.
1994). predictive variables. Yet how can these statistical
Finally, in efforts 10 clarify reproducible patterns analyses possibly capture the richness, so to speak,
in speech, linguists have develored methods for of her lraumatic experiences, the impact of Native
analyzing transcribed narratives of traumatic experi- American and Latino cultural backgrounds. and
ences. For instance. Gce (199J) has presented a sys· lheir connection with her tendency to sornatize?
tcmatic approach toward interpreting the structure
The patienl is a 34-yc<lr-old Chicana woman, born in the
of narratives in speech. Gee accomplishes this step
United States of Latino and Native American descent,
through intensive analysis of transcripts from spo· who came to the clinic for treatment of vaginal itching
ken narratives provided by patients, including those and discharge and pelvic pain. During the encounter with
who carry a diagnosis of schizophrenia. His inter- her physician, she makes no reference to symptoms OU[4
pretive framework of "poetic structures·' in speech side the pelvis. Although the physician docs not elicit
further somatic symptoms during the first encounter. the
helps elucidate otherwise incomprehensible features crDI. given by a research assistant. identifies five symp-
of what has been considered "psychotic" language toms in four organ systems which remained unexplained.
(Gee, 1991). Similarly, in her linguistic analysis of In the structured instrument, however. little infomlation
cross-gender communication, Tannen has called emerges about the details of the traumatic experiem:es in
her life or about how these experiences might be related to
attention to differences in the linguistic structures of
her unexplained somatic complaints.
speech typically used by women and men. In par·
ticular, this approach has called attention to narra- Not until the in-depth, clinical interview. given
tives of traumatic experiences which can create by a trained psychologist. does the patient's narra~
gender-based tensions and miscommunication tive of trauma and somalic symptoms emerge in a
within social interaction (Tannen. 1994). clear way. although even here the narrative remains
Such explorations of methods more pertinent to fragmented and at times "incoherent" (in the psy-
the eliciting and interpretation of narrative suggest choanalytic sense of Freud, Marcus, and others, as
some new directions to enrich research like that our discussed above). The notable incoherence of the
group is doing, as described earlier. In addition to narrative combines with explicit references to cul-
structured diagnostic instruments and clinical inter 4

tural beliefs, including an "Indian voice" that pro-


views. it is helpful to work out a supplemental tects her from emotional and physical harm. This
method that allows patients to express their own voice emerges as one of several clements of incoher 4

fuller narratives about experiences of severe stress ent narrative structure that provide evidence of dis-
and somatic symptoms. Predictably, these narratives sociation, in which major gaps become apparent in
may emerge in several situations: (I) to some extent thc integration of traumatic memories and physical
in encounters with health care professionals (but symptoms (Kirmayer, 1994. 1996; Lcwis-Fernandez.
predictably a limited extent that may be inter- 1994). The following notes summarize pertinent
rupted. downplayed, or marginalized by the medical parts of the clinical interview.
practitioners. as found in our previous research on
the marginalization of contextual problems in medi~ In brief. this patien[ has experienced a long series of psy-
cal encounters) (Waitzkin, 1991); (2) as relatively chosocial traumas. which include sexual and physiC<l.1
abuse during childhood and two marriages, When she was
limited comments within the structured diagnostic
six years old. the paticnt's mothcr went to prison. During
inter....iew using the CIDl and related instruments; the mOl her's absence. she li ....ed with various relatives and
or (3) as more extensive comments during the in 4
was physically abused in one home and sexually molested
depth clinical interview by a psychologist. in another. She was in a serious car accident at age 16, the
In our work, we have recorded all the aboye same year that she married and had a child. Her husband
was physically abusive. and she left him, only to marry
encounters; have transcribed a portion of them as another abusive man. She left the second husband when
time and resources have permitted; and have he pulled a gun on her and threatened to kill her. At the
worked on a supplemental, interpretive, non-quanti 4
time of the interview. she was keeping her whereabouts a
The black box in somatization R21

secret, as his threats to kill her had continued after the L Ok"y.
separation.
P: And I'd get real bad headaches. I mean super. And
then I'd jusl vomit.
This patient has suffered from multiple illnesses and
somatic complaints since early childhood and has under- I: ls this when you were little?
gone 10 surgeries. Currently she complains of eight symp-
P: Uh-huh. I'd vomit and r don't remember anything and
toms and suffers from si" physical illnesses. In particular,
uh ... it was like an epilepsy attack.
she describes having had severe headaches since childhood.
When she was young they were so bad that they caused I: So your headaches caused you to . . omit and lose mem·
her 10 loose memory and to remain fatigued for severnl ory?
days. She vehemently denies. however. that there is any
connection between her health problems and the stresses P: Yes. like tired for three days. now I can control it
that she has experienced. 'cause I'm older but ror three days I'm like: exhausted.
pressure under the eyes. the check boncs and Ihcn I havc a
real bad sinus.
Since childhood, the patient has heard voices. When the
voices t:llk to her. sometimes it feels as if she is in a 1: And how about as a teenager, did yOIl have ;,my of
trance. If too many of them arc talking. they make her these problems in your tccn years?
head hurt. She often writes down what the voices say and
she has noticed that the handwriting she uses has several The coherence of this patient's narrative is frag.
distinct styles. Some of the voices are able to spell per- mentcd and incomplete. She has experienced numer-
fectly, although ordinarily she is a poor speller. She ous stressful and traumatic events throughout her
describes <in "Indian" voice that protects her and l:xpl<lins life. These events come to light during different
this in the context of information that her grandmother
has shared with her aboul good spirits thaI "don't Iry to phases of the in-depth interview with a psychologist
get in your body. bUl only talk to your mind". The Indian and receive no mention at all during the encounter
voice has protected her through am her life. '''''ith her primary care physician. The traumatic
events and the physical symptoms remain uncon-
Although the patient draws a link between headaches and nected in the patient's and in the physician's con-
the voices (she states that her head hUrlS when too many
of the voices are talking to her), she docs not draw a cau- sciousness.
sal link between the headaches and any of the abuses that Culture does, ho'....ever. influence the coping
she has experienced. She describes her symptoms and ex- mechanisms that this patient uses in the form of the
periences in a disjointed and dreamlike fashion. "Indian voice" that the patient feels protects her. a
Later during the interview. the psychologist elicils voice originating for the patient in Native American
eight symptoms that remained unexplained. includ- beliefs about good and bad spirits. Here, the meta-
ing severe headaches, At this point. the patient phorical black box thaI processes trauma and cul-
describes the onset of Ihe headaches during child- tUTe contains an incomplete or incoherent narrative
hood, as well as the technical diagnostic measures of childhood experiences and traditional teachings.
that were initiated, that have led to the diagnosis of The culturally influenced narrative is not sufficiently
migraine. Although the headaches do manifest comprehensive to incorporate the extent of this
some characteristics of classic migraine. which patient's lraumatic experiences. Yet the protective
include vomiting, they also are associated with evi- voice can be thought of as a culturally influenced
dence of dissociation, such as memory loss and ex- narrative that has helped this patient to function on
haustion. For this patient, the presence of voices, t.I daily basis. even though it may not have been

and especially a culturally patterned Indian voice. capable of helping her process the trauma suffi-
shapes the interrelationships among trauma, cul- ciently to alleviate the mUltiple physical and psycho-
lure, dissociation, and somatoform symptoms. AI a logic symptoms that she experiences. This narrative
conscious level, the patient does not connect the remains an unspoken link to physical symptoms
headaches, voices, and sexual abuse that shc was that continue to trouble the patient in ways inac-
experiencing at that time: cessible 10 medical intervention, despite her many
altcmpts to seck solutions in the medical sphere.
Interviewer: How was your health in childhood'! Did you Eliciting the narrative requires a method that per-
have any ..
mits in-depth probing, well beyond that of the stan-
Patient: Yeah. dard medical or research interview.
I: You were ~ick a lot. what kinds of problems?
P: I had hepatitis and (words) in '68, 1 was in the hospital
IMPLICATIONS FOR FUTURE INTERVENTIONS
for a month, I had epilepsy attacks, they were giving me
medication three times a day but then they stop because
Let us conclude by speculating how best to help
(words)
clients like those we are studying. Unfortunately,
I: (words) the most effective approach to treat somatizing
P: J was feeling migraines or pressure, 'cause you know I patients remains unclear. Such patients, who usually
was little. I rell off the sec~saw and I had like a little peb- present to primary care practitioners, often receive
ble. a little piece of rock or a little pebble there, you extended and cxpensive diagnostic evaluations,
know, (words) so I had those (words) where Ihey put the
needles, not needles uh .. CAT scan, (words) all different either because the physician does not recognize
stuff. because they though! it was a tumor. somatization or because he or she feels the need to
822 Howard \Vailzkin and Holly Magai'la

exclude organic causes as well. Even when a prac- J 996). We are trying to study how the processing of
titioner diagnoses somatization accurately, treat- narratives occurs in such groups and how the thera-
ment options remain limited. parlly because peutic (or, as Freire would say, '·liberating") pro·
patients often resist psychiatric evaluation and cess might take place.
therapy. Specifically, can such groups provide a culturally
Yet, at least among the high proportion of soma· sanctioned space in which the terrible narrative
tizing patients who have experienced severe trauma, finally could be returned 10 consciousness. expressed
there is little question that bringing to consciousness explicitly and coherently, and worked through in a
(J narrative of trauma. its relation to somatic symp- supportive social context? While this question has
toms, and the impact of culture at least offers not yet been answered, intervention studies which
promise as a treatment option to be evaluated. cvaluate and compare empowerment groups versus
Although this promise is tempered by the consistent olher therapeutic options for somatizing patients
observation that ongoing economic. political. and will clarify thc efficacy of approaches encouraging
familial issues play an important role in somatiza- the expression of coherent narratives that link
tion and its treatment, we believe that structured traumn, culture. and somatoform symptoms. If
therapeutic approaches that emphasize thc construc- such studies yield positive results. this conceptual
tion of coherent narralives of trauma deserve approach to narratives of trauma may yield a thera-
;:\ssessmcnt for many patients who s.uffer from peutically useful way of opening up the black box
somatol"orm symptoms. In addition to the psycho- that currently deals with extreme stress in a manner
analytic justifications discusst:d earlier. recent work that. though culturally sanctioned. becomes expens·
in several fields suggests the possible valuc of thera- ive. misleading, and perhaps more painful somati-
peutic strategies that emphasize the formulation of cally [han need be the case.
coherent narratives in dealing with severe trauma Such a way of looking at the black box in soma-
(Herman. 1992). For instnnce. psychothcrnpeutic tization becomes l:onsistenl with Tayo's realization,
explorations with survivors of childhood abuse or during the healing ··ceremony" with Betooie. of
political trauma such as torture during ildulthood how his own cure will unfold:
suggest the importance of a patient's enunciating a "We all have been waiting for help a long time. But it
,I
coherent narrativc. sometimes referred to as "tcs- never has been casy. The people must do It. You must do
timony", as a critical component of the healing pro- it". Bctonic sounded as if he were explaining something
simple but importanl to a small child. But Tayo's stomach
cess. Case reports of such tcstimonics, either in
clenched around the words like knives stuck into his guts.
individu:.l1 therapy or in non~profcssional support There was something large and terrifying in Ihe old man's
groups. indicale the usefulness or narratives that words. He wanted to yell at the medicine man, to yell the
link trauma. culture, and physical symptoms in the things the white doctors had yelled at him-that he had to
treatmem of patients who suffer from somatization. think only of himself. lind not about the 01 hers, that he
would never gel well <IS long ::IS he used words like ··we"
Such efforts cohcre with morc systematic findings in and ·'us". BUI he had known thc answer all along, even
psychologic research lhat "putting stress into when the white doclors were telling him he could gel well
words" nol only alleviates emotional distress but anJ he was trying to believe them: medicine didn't work
also appears to exert positive effects on physiologic Ihat way. because the world didn't work that way. His
sickness was only parI of something larger. and his cure
measures of arousal (Pennebaker. 1989, 199J).
woultl be found only in something great and inclusive of
In our rescarch. we are exploring the efficacy of everything (Silko. 1977. pp. 125-126).
Paulo Freire's model of consciousness-raising
groups. which previously have been used as a tech-
nique of empowerment for educational interven- ,..kkflllll·/edgen!e}1fS--This work was supported in part by
tions in Latin America (Freire. 1970, 1983, 1994). granls from the National Institute of Mental Health (I
Such techniques previously have achieved success in ROI MI-I47536 and MH5J808). the Health Resources and
Serviccs Administralion (5 D28 PE 19154). and the
such areas as public health education and the modi-
Fogarty Internationi:ll Center of the National Institutc5 of
fication of high risk sexual behavior in AIDS con- Health (TW 01982). We are grateful lo colleagues in the
trol programs (W<.lllerstein and Bernstein, 1988: NIMH Somatizalion Project and tht:. Health Policy and
W<.llierstcin. 1992: Magana ef 01.. [992) and re- Research Seminar at the University of California, Irvine,
semble the group processes that h,lve provided for~ for critical feedback un an earlier draft, to Stephany
Oorgcs for underslanding Ihe importance of narratjve in
urns for the "testimonies" of trauma victims
healing and how this process is depicted in fiction, and es·
(Mollica, 1988: Herman, 1992). Allhough empow- pecially to the patients who. having lived Ihrough very
ered speech clearly is not equivalent to empowered traumatic experiences. agreed to participate in our
action. several of (hese programs that have applied research.
Freire's educational approaches \0 health care have
found that many participants in empowerment
groups even(ually take greater initi<llive in dealing REfERENCf:S
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