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Abstract— In this paper, a compact, transportable, and dual- IP-1 network [3], X-Pol from the University of Massachusetts-
polarization X-band weather radar was developed at the Amherst (UMass) [4], NO-XP from the National Severe
Advanced Radar Research Center of the University of Oklahoma. Storms Laboratory [5], and Doppler on Wheels (DOW) and
The radar was designed using a software-defined radio (SDR)
approach for waveform versatility. One of the key innovations in Rapid DOW from the Center for Weather Research [6], [7],
this paper is the combination of SDR design and the mitigation just to name a few. As the operating wavelength becomes
of blind range, which is inherent in pulse compression radars, shorter, compared with wavelengths in the S and C bands,
using a time–frequency multiplexed waveform while compression smaller particles can be detected [8] providing additional
is performed in pure software architecture. Internally, this radar details on the microphysics of storms.
has been referred to as the PX-1000. It is primarily used as a
platform for waveform studies and various signal processing tech- For close range, a radar can still produce high spatial
niques, such as pulse compression, polarimetric signal processing, resolution observations even at a 2◦ -beamwidth, which is
refractivity retrieval, and support of various field campaigns. important for rapidly evolving events, such as tornado gen-
The radar system has been completed and is operational. It esis [9]. Such applications have been accomplished, for
has two identical and independent power amplifiers, one for example, using the UMass X-Pol and the MWR-05XP from
each polarization. The system also features a 1.2-m parabolic
reflector dish with dual-polarization feed, which provides a 1.8° the Center for Interdisciplinary Remotely-Piloted Aircraft
beamwidth. A majority of the components are housed above the Studies [10]. Funded by the National Science Foundation, a
turntable of an azimuth-over-elevation pedestal. We also took mobile X-band radar that is capable of performing a complete
this opportunity to design and develop a new software suite that sweep in just 2 s has recently been developed by the Pro-
includes signal processing, system control, and graphical user Sensing, which has been referred to as the Rapid X-band
interface. The raw I/Q time series can be recorded and streamed
out of the radar system in real time. In this paper, a detailed Polarimetric radar [11], [12].
description of the radar and some experimental data will be Because of their transportability, mobile weather radars have
presented. been used in a number of occasions for storm capture field
Index Terms— Chirp modulation, Doppler radar, multiplexing, campaigns. The largest campaign to date is the Verification
signal design, signal processing. of the Origins of Rotation in Tornadoes Experiment, Part 2,
where 10 mobile radars were deployed to capture radar data of
I. I NTRODUCTION tornado events [5], [13]–[15]. As the project name suggests,
the primary objective was to understand tornadoes. Mobile
been referred to as the PX-1000. The key idea was conceived A. TFM Waveform
in the year of 2008, in which the last two digits 08 in binary are
represented as 1000. We envisioned the radar to be used as a As mentioned earlier, to compensate the relatively low peak
testbed for waveform studies as well as various signal process- power output of the transmitters, long pulse widths are used
ing techniques, such as pulse compression, polarimetric signal to regain the radar sensitivity. Two major disadvantages of
processing, refractivity retrieval, and supplemental validation doing so are the loss of range resolution and the blind range.
for experiment campaigns. The concept of pulse compression Even if the system is capable of sampling the signals during
radar is not new at all. Numerous concepts and demonstrations the transmit duty cycle, the leak through transmit signal from
have been presented in the literature, (See [23]-–[27]), but its the circulator generally overwhelms the return signals and
application to weather observation is still limited [28] and that causes the near-range signals to be unusable and, thus, the
was one of the primary motivations for this paper. radar is considered to be blind during that time. One mitigation
The PX-1000 system has been completed and has been strategy involves interleaving a set of short and long pulses
operational since mid-2012. Some data will be presented in at the pulse repetition time (PRT) interval, resulting in a
this paper. As mentioned in the abstract, the radar is designed waveform switching transmission. An apparent disadvantage
using a software-defined radio approach for system versatility, of doing so is the loss of maximum unambiguous velocity
where many of the analog components such as mixers, filters, as the effective PRT for each waveform is increased by a
and modulators are implemented in the digital transceiver factor of two.
system as software [29]–[32]. One of the key differences In this paper, we developed a TFM waveform to simulta-
between this system and other X-band systems is the dual- neously accomplish pulse compression and mitigate the blind
channel digital transceiver integrated in the radar system with range limitation. The key is to use a set of two waveforms
independent transmit and receive chains, i.e., independent up- that are separated in frequency but multiplex them in time
down converters and power amplifiers. to create a single pulse. That is, the waveform generator (of
The rest of this paper is organized as follows. First, the the transceiver) considers the entire TFM waveform as one
waveform versatility of the PX-1000 and the time–frequency pulse. The order of the subwaveform must be arranged from
multiplexed (TFM) waveform for blind range mitigation will the longest to the shortest since the entire transmit cycle
be discussed in Section II. Then, an overview of system is considered to be blind. With the short pulse at the end,
hardwave and software will be presented in Section III. one can think of it as another radar operating at a slightly
Experimental results will be delivered in Section IV and finally different frequency at a synchronized but delayed pulsing
our future work will be presented in Section V. scheme. As such, the blind range is now just the duration
of the short pulse, which is negligible, i.e., on the orders of
tens of meters. A similar approach has been proposed by [36]
using frequency diversified waveform and simulated results
II. WAVEFORM V ERSATILITY using radar moment data were presented. Fig. 1 shows the
instantaneous frequency function and the multiplexing scheme
A software-defined radar with a digital transceiver and solid- of the waveform. One can think of it as a time concatenation of
state amplifiers provides the versatility of using arbitrary wave- two waveforms that occupy different frequency bands. In this
forms. While Klystron amplifiers also provide this flexibility, paper, the optimization of each waveform is not considered but
they are generally more expensive. Solid-state and Traveling it is one of the current research topics and will be presented in
Wave Tube, amplifiers both offer the same phase coherency a separate study. Similar to a conventional rectangular pulse,
feature with peak powers that are lower than Klystrons with the waveform generator produces a complete TFM waveform
solid-state power amplifiers available at lower costs [33]. when it receives a trigger signal. This method is different
Due to the low peak power output, the average power is from the waveform interleaving method, i.e., TFM waveform
compensated by transmitting longer pulses, which reduces the does not suffer the loss of effective PRT. In fact, staggered
range resolution that is directly proportional to the pulse width. PRT method can be implemented more easily using the TFM
It can, however, be recovered by using pulse compression waveform compared with the interleaving method. In addition,
techniques [23], [28], [34]. One unique feature of the PX- TFM can be expanded to be a multiplex of three or four
1000 is the twin independent transmit-receive chains, i.e., the waveforms. The expansion is straightforward and for the sake
transmit waveforms for each channel can be different so that of simplicity, the following discussion focuses on a two-
various waveform configurations can be explored. For exam- waveform configuration. Fig. 2 shows a measured waveform
ple, one could potentially use a pair of waveforms (or codes) and its performance through the radar system.
that simultaneously achieve pulse compression and cross- At the receiver, the waveform is decoded into two parts.
channel isolation enhancement [35], or a pair of waveforms The fundamental idea is to apply match filtering twice to the
that equalize the channel response of the system independently. time series. One uses the long waveform, while the other
With a digital transceiver, arbitrary digital samples can be used uses the short waveform as the matched filter. The pulse
in the digital-to-analog conversion to accomplish any desired compression algorithm is implemented in the Fourier domain
waveforms at intermediate frequencies (IF), such as subpulse for computational efficiency by exploiting the mathematical
phase-coded waveforms, interpulse phase-coded waveforms, property that a matched filtering is essentially a convolution in
and frequency-coded waveforms. the time domain of the input signal x[n] with a time-reversed
3066 IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, VOL. 62, NO. 11, NOVEMBER 2013
9.55 GHz
8.80 GHz
REF IN
WG to SMA
750 MHz
9.55 GHz
TX SAMPLE
RF IN
RF OUT
TRIG IN
TRIG IN
RF OUT
RF IN
TX SAMPLE
750 MHz
PA PA
50 MHz
800 MHz
REF IN
Max: 0 dBm
Clock @ 80 MHz
Fig. 1. Frequency function of the TFM waveform (top) and its theoretical
TRIG IN
IF IN 2 (50 MHz)
IF IN 1 (50 MHz)
CLK IN
TRIG OUT
baseband I/Q samples (middle). The compressed response represents the auto-
PCI-bus to computer
correlation of each subwaveform, denoted W1 for the long waveform, W2 for
the short waveform, and X for their cross-correlation (bottom).
Transceiver
50
Moderate to heavy rain or sleet showers
45
40
Moderate rain or sleet showers
35
30
Light rain / moderate to heavy snow
dBZ
25
20
Trace / light snow / gust front (No rain)
15
10
−5
−10
−15
−20
0 10 20 30 40 50 60
Range (km)
Fig. 4. Photographs of the finished system (top) and the fully assembled Fig. 5. Radar sensitivity of the PX-1000. The radar is suitable for
trailer in a field experiment (bottom). precipitation measurements, i.e., reflectivity of 20 dBZ and above.
TABLE I
S YSTEM C HARACTERISTICS OF THE PX-1000
Fig. 6. Here are some screenshots of the radar GUI. Top window is the
AScope display, middle left window is a product display, middle right window
is the main control interface, bottom left window is a power profile display,
and bottom right is a screenshot of installation procedure.
Otherwise, a cross-correlation function would be a more
straightforward implementation. For the PX-1000, the raw data
are processed on a conventional PC with an x86 CPU (e.g., width, which are typical parameters for the PX-1000 during
Intel Core i5 2.4 GHz) using the FFTW3 library [38]. To show operations. We will use the number of floating point operation
the computational requirements of these two methods, consider (FLOP) to quantitatively illustrate the point.
this example: a pulse that is collected with 2000 gates and Each complex multiply consumes six FLOPs. One can read-
a filter length of 350 samples. For a radar gate spacing of ily see that the cross-correlation method would require 700 000
30 m, they correspond to 60 km range and 10.5 km pulse (350 samples for each range gate for 2000 gates) complex
3068 IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, VOL. 62, NO. 11, NOVEMBER 2013
10 20 30 40 50 60 70 −10 −5 0 5 10 1 2 3 4 5 6 7
km
km
km
30
30
30
km
km
km
60
60
60
Differential Reflectivity (dB) PhiDP (°) RhoHV (Unitless)
km
km
30
30
30
km
km
km
60
60
60
Fig. 7. Base moment data and polarimetric variables collected using the PX-1000 on 2012-06-03 08:20 UTC. From left to right, the top panels show
reflectivity, Doppler velocity and spectrum width, the bottom panels show differential reflectivity, differential phase and correlation coefficient.
multiplications (six FLOPs) and 700 000 complex additions be at 9550 MHz as a result of using the IF at 50 MHz
(two FLOPs), which summed up to be 56 MegaFLOPs per and a two-stage up–down conversion (UDC) process with
pulse. If the radar is operating at pulse repetition frequency local oscillator (LO) frequencies at 800 MHz and 8800 MHz.
(PRF) of 1000 Hz, the computational requirement would be These LO frequencies are integer multiples of the 80 MHz
56 GigaFLOP (GFLOPS)/s, which is a demanding requirement reference signal. Using this two-stage UDC architecture, we
even for modern CPUs. The actual computation requirements can eliminate the need for extremely narrow-band bandpass
would also need to factor in overhead for data transports and filters at X-band, which is difficult to fabricate. A majority
loop counting but in the realm of this discussion, we will of the analog signal components, transceiver, and main host
neglect this overhead as it is similar for both methods. For for the signal processing are housed above the turntable
the Fourier domain implementation, the computational costs of the pedestal, immediately behind the dish. An in-house
of the FFT would need to be considered for a fair compar- trigger generator assembly was designed and developed, which
ison. In practice, a radix-2, zero-padded, N-length complex produces a set of synchronized trigger signals that are used
FFT requires approximately 5N log(N) FLOPS [39]. For throughout the system. Fig. 4 shows a picture of the complete
N = 2048, that is 112 640 FLOPs. The whole process of filter- radar and the entire trailer unit during a field experiment.
ing requires three FFT operations, i.e., one for the pulse data, Within the housing at each arm of the pedestal, there is
one for the waveform template, and one for the inverse of the a Rack Unit enclosure housing the UDC systems. One of
result. Together with N complex multiplications and additions the UDC boxes houses the master oscillator where the 80-
in the Fourier domain, the whole process consumes 354 304 MHz reference signal is generated. The reference signal is
FLOPs. At the same PRF, it requires only 0.35 GFLOPS, distributed throughout the system. The system characteristics
which is only a small fraction of the computation requirement of the PX-1000 are summarized in Table I.
for the cross-correlation method. With a 100-W transmitter and TFM waveform described
in Section II-A, the radar sensitivity of up to 60-km range
can be derived mathematically using the radar equation and
III. H ARDWARE AND S OFTWARE
is shown in Fig. 5. At this sensitivity, the radar is capable of
A system block diagram of the PX-1000 is depicted in capturing most echoes from typical precipitations, i.e., 20 dBZ
Fig. 3. The operating frequency of the radar is selected to and above.
CHEONG et al.: SOLID-STATE POLARIMETRIC X-BAND WEATHER RADAR AND TIME–FREQUENCY MULTIPLEXED WAVEFORM 3069
2012−06−03 08:14:26 UTC EL: 3.00° hardware interactions. They are, however, developed to be
70
standalone and are loosely coupled with the rest of the soft-
ware components. That is, only high-level message exchange
60
for instructions and feedback keep them connected, if needed.
50
Otherwise, they would function as standalone applications.
40
At the transceiver, once the angular reading and time-series
30
are combined, the radar data transmission is accomplished with
20 our newly developed framework that can be applied to other
10 systems, with moderate engineering, to facilitate tasks such as
offline data playback or time-series data ingest from another
km
radar.
30 A suite of software for the graphical user interface (GUI)
to control the radar was also developed. We chose to develop
km
Mac OS X for the ease of installation, in which most Mac
60
users would be familiar with, i.e., a drag-and-drop process.
Internally, we referred it as the iRadar. Fig. 6 shows example
2012−06−03 08:16:22 UTC EL: 3.12°
screenshots of iRadar including the main control interface,
70
A-scope and product viewer for live view of the datastream
60
and offline product inspections.
50
Reflectivity (dBZ)
a TFM waveform that is a multiplex of more subwaveforms
70
to obtain a more subtle transition. This would require wider
60
hardware bandwidth, which is currently not available with
the PX-1000 but this result has demonstrated the ability to
50
recover blind range using a TFM waveform for transmit and
40
a demultiplexing mechanism.
30
In addition to ρHV , Z DR , and φDP also exhibit discontinu-
20
ities in the transition range. We are convinced that all moment
10 data inherit some degrees of bias. An obvious culprit would
be the integration effects through the sidelobes, which can be
seen from the compressed response of the waveform. Note the
asymmetrical interference levels between the long and short
subwaveform in Fig. 1 at different ranges. Such inteference
means a bias from the other subwaveform is introduced, which
is also a function of the signal strength at different range where
the sidelobes reside. Therefore, a low integrated sidelobe level
RhoHV (Unitless)
is desired.
0.99
0.97
0.93 V. C ONCLUSION
0.84 With a flexible waveform generator in the PX-1000, there
0.7 is a parallel effort at OU-ARRC to investigate and develop
minimally-tapered waveforms for pulse compression. The
0.5
main goal is to maximize the radar sensitivity and power
efficiency using an optimization algorithm. In addition, we will
also investigate various waveform designs for pulse compres-
sion and waveform-coding techniques to seek the possibilities
of improving the system performance.
Recent signal processing techniques such as multilag signal
processing for enhancing polarimetric measurements [44],
radar refractivity retrieval [45], [46], and ground clutter fil-
tering will be incorporated into the system in the near future.
Fig. 9. Close-up view of reflectivity (top) and correlation coefficient (bottom) We are also currently investigating the possibility of inte-
near the transition range at approximately 10 km. Sensitivity gain from the
short pulse to long pulse is as expected. Without the use of a fill pulse in grating PX-1000 into CASA network [3] in Dallas–Fort Worth
TFM, data within this range would not be available. Contour line is shown for field campaigns given that PX-1000 and the CASA radars
moderate to heavy rainfall (Z ≥ 25 dBZ) and it can be seen that transition share many system specifications.
from short to long waveform in this region is smooth and seamless.
that alternate between short and long pulses to scan for the ACKNOWLEDGMENT
short and long ranges but the TFM waveform can also be The authors would like to thank S. Frasier, D. McLaughlin,
used to rectify this situation. The advantage of the later is that M. Zink, and E. Knapp from the University of Massachusetts,
there is no loss of effective PRF for each waveform, which MA, USA, for their help and insights, and would also like to
maintains the aliasing velocity. This is especially important thank C. Koehler, J. Meier, I. Meier, B. Isom, and D. Bodine
for X-band radars as Doppler velocity fields are commonly from the ARRC for all their help, comments, ideas, and
aliased. Unfolding the velocity field can still be accomplished suggestions.
but would become even more challenging for a multiple-time
aliased field. R EFERENCES
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3072 IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, VOL. 62, NO. 11, NOVEMBER 2013
Boon Leng Cheong received the B.S.E.E., Yan Zhang (S’03–M’04) was born in Beijing,
M.S.E.E., and Ph.D. degrees in electrical engineer- China. He received the B.S. and M.S. degrees
ing from the University of Nebraska, Lincoln, NE, in electrical engineering from the Beijing Institute
USA, in 1999, 2002, and 2005, respectively. of Technology, Beijing, China, in 1998 and 2001,
He has been with the University of Oklahoma, respectively.
Norman, OK, USA, since 2005, as a Post-Doctoral He was a Research Assistant with the Environ-
Fellow with the School of Meteorology. In 2009, mental Remote Sensing Laboratory, University of
he joined the Advanced Radar Research Center as Nebraska, Lincoln, NE, USA, from 2001 to 2004.
a Research Scientist, where he has participated in From 2004 to 2007, he was a Research Scientist with
various projects related to radar meteorology. He is Intelligent Automation, Inc., Rockville, MD, USA.
currently an Adjunct Assistant Professor with the He is currently serving as an Associate Professor
School of Electrical and Computer Engineering and an Executive Member of with the School of Electrical and Computer Engineering, University of
the Board of Directors of the Cooperative Institute for Mesoscale Meteorologi- Oklahoma, Norman, OK, USA. He has been the Lead with the Intelligent
cal Studies. His current research interests include numerical radar simulations, Aerospace Radar Team and an Engineering Lead with the Atmospheric
array processing using multiple receivers, and image processing using artificial Radar Research Center. He has been focusing on application-oriented research
intelligence. on electromagnetic systems, RF/microwave system for weather radars, and
advanced radar engineering from concept to implementations.