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Issue brief

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Understanding
the Effects of
Maltreatment on
Brain Development

What’s Inside:

• How the Brain Develops


This issue brief provides basic information on brain • Effects of Maltreatment on Brain
development and the effects of abuse and neglect Development
on that development. The information is designed • Implications for Practice and
to help professionals understand the emotional, Policy
mental, and behavioral impact of early abuse and • Summary
neglect in children who come to the attention of
the child welfare system.

Child Welfare Information Gateway


Children’s Bureau/ACYF
U.S. Department of Health and Human Services 1250 Maryland Avenue, SW
Eighth Floor
Administration for Children and Families
Washington, DC 20024
Administration on Children, Youth and Families 800.394.3366
Children’s Bureau Email: info@childwelfare.gov
www.childwelfare.gov
Understanding the Effects of Maltreatment on Brain Development www.childwelfare.gov

In recent years, there has been a surge of The Newborn Brain


research into early brain development. New
The raw material of the brain is the nerve cell,
technologies, such as neuroimaging (e.g.,
called the neuron. When babies are born,
magnetic resonance imaging or MRI), provide
they have almost all of the neurons they will
increased insight into how the brain develops
ever have, more than 100 billion of them.
and how early experiences affect that
Although research indicates some neurons are
development.
developed after birth and well into adulthood,
One area that has been receiving increasing the neurons babies have at birth are primarily
research attention involves the effects of what they have to work with as they develop
abuse and neglect on the developing brain, into children, adolescents, and adults.
especially during infancy and early childhood.
During fetal development, neurons are
Much of this research is providing biological
created and migrate to form the various parts
explanations for what practitioners have long
of the brain. As neurons migrate, they also
been describing in psychological, emotional,
differentiate, so they begin to “specialize” in
and behavioral terms. There is now scientific
response to chemical signals (Perry, 2002). This
evidence of altered brain functioning as
process of development occurs sequentially
a result of early abuse and neglect. This
from the “bottom up,” that is, from the more
emerging body of knowledge has many
primitive sections of the brain to the more
implications for the prevention and treatment
sophisticated sections (Perry, 2000a). The
of child abuse and neglect.
first areas of the brain to fully develop are
the brainstem and midbrain; they govern the
bodily functions necessary for life, called the
autonomic functions. At birth, these lower
How the Brain Develops portions of the nervous system are very well
developed, whereas the higher regions (the
limbic system and cerebral cortex) are still
What we have learned about the process of
rather primitive (ZERO TO THREE, 2009).
brain development has helped us understand
more about the roles both genetics and Newborns’ brains allow babies to do many
the environment play in our development. things, including breathe, eat, sleep, see,
It appears that genetics predisposes us to hear, smell, make noise, feel sensations, and
develop in certain ways. But our experiences, recognize the people close to them. But the
including our interactions with other people, majority of brain growth and development
have a significant impact on how our takes place after birth, especially in the higher
predispositions are expressed. In fact, research brain regions involved in regulating emotions,
now shows that many capacities thought language, and abstract thought. Each region
to be fixed at birth are actually dependent manages its assigned functions through
on a sequence of experiences combined complex processes, often using chemical
with heredity. Both factors are essential for messengers (such as neurotransmitters and
optimum development of the human brain hormones) to help transmit information to
(Shonkoff and Phillips, 2000). other parts of the brain and body (Perry,
2000a).

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E xhibit 1
gradually discarded.
Abstract thought
This process of synapse
Cortex Concrete Thought
elimination—or
Affiliation
"Attachment" pruning—is a normal
Sexual Behavior part of development
Limbic
Emotional Reactivity (Shonkoff & Phillips,
Motor Regulation 2000). By the time
"Arousal" children reach
Midbrain
Appetite/Satiety
adolescence, about
Sleep
Blood Pressure half of their synapses
Brainstem Heart Rate have been discarded,
Bruce D. Perry, M.D., Ph.D.
www.ChildTrauma.org
Body Temperature leaving the number
they will have for most
of the rest of their lives.
Brain development continues throughout the
The Growing Baby’s Brain lifespan. This allows us to continue to learn,
remember, and adapt to new circumstances
Brain development, or learning, is actually (Ackerman, 2007).
the process of creating, strengthening, and
discarding connections among the neurons; Another important process that takes place
these connections are called synapses. in the developing brain is myelination. Myelin
Synapses organize the brain by forming is the white fatty tissue that insulates mature
pathways that connect the parts of the brain brain cells by forming a sheath, thus ensuring
governing everything we do—from breathing clear transmission across synapses. Young
and sleeping to thinking and feeling. This is children process information slowly because
the essence of postnatal brain development, their brain cells lack the myelin necessary for
because at birth, very few synapses have fast, clear nerve impulse transmission (ZERO
been formed. The synapses present at birth TO THREE, 2009). Like other neuronal growth
are primarily those that govern our bodily processes, myelination begins in the primary
functions such as heart rate, breathing, eating, motor and sensory areas (the brain stem and
and sleeping. cortex) and gradually progresses to the higher-
order regions that control thought, memories,
The development of synapses occurs at an and feelings. Also, like other neuronal growth
astounding rate during children’s early years, processes, a child’s experiences affect the rate
in response to the young child’s experiences. and growth of myelination, which continues
At its peak, the cerebral cortex of a healthy into young adulthood (Shonkoff & Phillips,
toddler may create 2 million synapses per 2000).
second (ZERO TO THREE, 2009). By the time
children are 3, their brains have approximately By the age of 3, a baby’s brain has reached
1,000 trillion synapses, many more than they almost 90 percent of its adult size. The growth
will ever need. Some of these synapses are in each region of the brain largely depends
strengthened and remain intact, but many are on receiving stimulation, which spurs activity

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in that region. This stimulation provides the The ability to adapt to our environment is a
foundation for learning. part of normal development. Children growing
up in cold climates, on rural farms, or in large
Plasticity—The Influence sibling groups learn how to function in those
of Environment environments. But regardless of the general
environment, all children need stimulation
Researchers use the term plasticity to describe
and nurturance for healthy development.
the brain’s ability to change in response
If these are lacking—if a child’s caretakers
to repeated stimulation. The extent of a
are indifferent or hostile—the child’s brain
brain’s plasticity is dependent on the stage
development may be impaired. Because the
of development and the particular brain
brain adapts to its environment, it will adapt to
system or region affected (Perry, 2006). For
a negative environment just as readily as it will
instance, the lower parts of the brain, which
adapt to a positive one.
control basic functions such as breathing and
heart rate, are less flexible than the higher
Sensitive Periods
functioning cortex, which controls thoughts
and feelings. While cortex plasticity may Researchers believe that there are sensitive
lessen as a child gets older, some degree of periods for development of certain
plasticity remains. In fact, this brain plasticity is capabilities. These refer to windows of time
what allows us to keep learning into adulthood in the developmental process when certain
and throughout our lives. parts of the brain may be most susceptible
to particular experiences. Animal studies
The developing brain’s ongoing adaptations have shed light on sensitive periods,
are the result of both genetics and experience. showing, for example, that animals that are
Our brains prepare us to expect certain artificially blinded during the sensitive period
experiences by forming the pathways needed for developing vision may never develop
to respond to those experiences. For example, the capability to see, even if the blinding
our brains are “wired” to respond to the mechanism is later removed.
sound of speech; when babies hear people
speaking, the neural systems in their brains It is more difficult to study human sensitive
responsible for speech and language receive periods. But we know that, if certain synapses
the necessary stimulation to organize and and neuronal pathways are not repeatedly
function (Perry, 2006). The more babies are activated, they may be discarded, and the
exposed to people speaking, the stronger capabilities they promised may be diminished.
their related synapses become. If the For example, infants have the genetic
appropriate exposure does not happen, the predisposition to form strong attachments
pathways developed in anticipation may be to their primary caregivers. But if a child’s
discarded. This is sometimes referred to as caregivers are unresponsive or threatening,
the concept of “use it or lose it.” It is through and the attachment process is disrupted, the
these processes of creating, strengthening, child’s ability to form any healthy relationships
and discarding synapses that our brains adapt during his or her life may be impaired (Perry,
to our unique environment. 2001a).

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While sensitive periods exist for development Babies are born with the capacity for implicit
and learning, we also know that the plasticity memory, which means that they can perceive
of the brain often allows children to recover their environment and recall it in certain
from missing certain experiences. Both unconscious ways (Applegate & Shapiro,
children and adults may be able to make 2005). For instance, they recognize their
up for missed experiences later in life, but mother’s voice from an unconscious memory.
it may be more difficult. This is especially These early implicit memories may have a
true if a young child was deprived of certain significant impact on a child’s subsequent
stimulation, which resulted in the pruning attachment relationships.
of synapses (neuronal connections) relevant
In contrast, explicit memory, which develops
to that stimulation and the loss of neuronal
around age 2, refers to conscious memories
pathways. As children progress through each
and is tied to language development.
developmental stage, they will learn and
Explicit memory allows children to talk about
master each step more easily if their brains
themselves in the past and future or in
have built an efficient network of pathways.
different places or circumstances through the
process of conscious recollection (Applegate
Memories & Shapiro, 2005).
The organizing framework for children’s
development is based on the creation of Sometimes, children who have been abused
memories. When repeated experiences or suffered other trauma may not retain
strengthen a neuronal pathway, the pathway or be able to access explicit memories for
becomes encoded, and it eventually becomes their experiences. However, they may retain
a memory. Children learn to put one foot in implicit memories of the physical or emotional
front of the other to walk. They learn words sensations, and these implicit memories may
to express themselves. And they learn that a produce flashbacks, nightmares, or other
smile usually brings a smile in return. At some uncontrollable reactions (Applegate & Shapiro,
point, they no longer have to think much 2005). This may be the case with very young
about these processes—their brains manage children or infants who suffer abuse or neglect.
these experiences with little effort because the
memories that have been created allow for a Brain Development in Adolescence
smooth, efficient flow of information. Studies using magnetic resonance imaging
(MRI) techniques, involving brain scans at
The creation of memories is part of our
regular intervals, show that the brain continues
adaptation to our environment. Our brains
to grow and develop into young adulthood
attempt to understand the world around
(at least to the mid-twenties). Right before
us and fashion our interactions with that
puberty, adolescent brains experience a
world in a way that promotes our survival
growth spurt that occurs mainly in the frontal
and, hopefully, our growth. But if the early
lobe, which is the area that governs planning,
environment is abusive or neglectful,
impulse control, and reasoning. During the
our brains will create memories of these
teenage years, the brain again goes through
experiences that may adversely color our view
a process of pruning synapses—somewhat
of the world throughout our life.

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like the infant and toddler brain (National conditions prepare children to cope in that
Institute of Mental Health, 2001). As the negative environment, and their ability to
teenager grows into young adulthood, the respond to nurturing and kindness may be
brain develops more myelin to insulate the impaired (Shonkoff & Phillips, 2000).
nerve fibers and speed neural processing,
Brief periods of moderate, predictable stress
and this myelination occurs last in the frontal
are not problematic; in fact, they prepare a
lobe. MRI comparisons between the brains of
child to cope with the general world. The
teenagers and the brains of young adults have
body’s survival actually depends upon the
shown that most of the brain areas were the
ability to mount a response to stress (Shonkoff
same—that is, the teenage brain had reached
& Phillips, 2000). Children learn to deal with
maturity in the areas that govern such abilities
moderate stress in the context of positive
as speech and sensory capabilities. The major
relationships with reliable adult caregivers.
difference was the immaturity of the teenage
Greater amounts of stress may also be
brain in the frontal lobe and in the myelination
tolerable if a child has a reliable adult who
of that area (National Institute of Mental
can help to buffer the child. But prolonged,
Health, 2001).
severe, or unpredictable stress—including
Another change that happens during abuse and neglect—during a child’s early
adolescence is the growth and transformation years is problematic. In fact, the brain’s
of the limbic system, which is responsible for development can literally be altered by this
our emotions. Teenagers may rely on their type of toxic stress, resulting in negative
more primitive limbic system in interpreting impacts on the child’s physical, cognitive,
emotions and reacting, since they lack the emotional, and social growth.
more mature cortex that can override the
The specific effects of maltreatment may
limbic response (Chamberlain, 2009).
depend on such factors as the age of the baby
or child at the time of the abuse or neglect,
whether the maltreatment was a one-time
Effects of Maltreatment incident or chronic, the identity of the abuser
On Brain Development (e.g., parent or other adult), whether the child
had a dependable nurturing individual in his or
her life, the type and severity of the abuse, the
Babies’ brains grow and develop as they intervention, and how long the maltreatment
interact with their environment and learn lasted.
how to function within it. When babies’ cries
bring food or comfort, they are strengthening The sections below give a brief description
the neuronal pathways that help them learn of abuse and neglect and are followed by
how to get their needs met, both physically descriptions of some of the consequences of
and emotionally. But babies who do not get maltreatment.
responses to their cries, and babies whose
cries are met with abuse, learn different
lessons. The neuronal pathways that are
developed and strengthened under negative

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Abuse—Physical, Sexual, This chronic stimulation of the brain’s fear


and Emotional response means that the regions of the
brain involved in this response are frequently
Abuse can refer to physical abuse, such as activated (Perry, 2001a). Other regions of
hitting, shaking, burning, or other forms of the brain, such as those involved in complex
maltreatment that a parent or other caregiver thought and abstract cognition, are less
might inflict. Sexual abuse is a subset of abuse frequently activated, and the child becomes
that refers to any type of sexual behavior with less competent at processing this type of
a minor, while emotional abuse generally information.
refers to any injury to a child’s psychological or
emotional stability (Child Welfare Information One way that early maltreatment experiences
Gateway, 2008). Chronic stress may also may alter a child’s ability to interact positively
qualify as emotional abuse. In some States, with others is by altering brain neurochemical
alcohol or substance abuse or domestic balance. Research on children who suffered
violence that affects the unborn child is early emotional abuse or severe deprivation
considered child abuse. indicates that such maltreatment may
permanently alter the brain’s ability to use
Physical abuse can cause direct damage serotonin, which helps produce feelings of
to a baby’s or child’s developing brain. For well-being and emotional stability (Healy,
instance, we now have extensive evidence of 2004).
the damage that shaking a baby can cause.
According to the National Center on Shaken Altered brain development in children who
Baby Syndrome (2009), shaking can destroy have been maltreated may be the result
brain tissue and tear blood vessels. In the of their brains adapting to their negative
short-term, shaking can lead to seizures, loss environment. If a child lives in a threatening,
of consciousness, or even death. In the long- chaotic world, the child’s brain may be
term, shaking can damage the fragile brain hyperalert for danger because survival may
so that a child develops a range of sensory depend on it. But if this environment persists,
impairments, as well as cognitive, learning, and the child’s brain is focused on developing
and behavioral disabilities. and strengthening its strategies for survival,
other strategies may not develop as fully.
Babies and children who suffer abuse may The result may be a child who has difficulty
also experience trauma that is unrelated to functioning when presented with a world of
direct physical damage. Exposure to domestic kindness, nurturing, and stimulation.
violence, disaster, or other traumatic events
can have long-lasting effects. An enormous
Neglect—Lack of Stimulation
body of research now exists that provides
evidence for the long-term damage of While chronic abuse and neglect can result
physical, sexual, and emotional abuse on in sensitized fear response patterns, neglect
babies and children. We know that children alone also can result in other problems.
who experience the stress of abuse will Malnutrition is a classic example of neglect.
focus their brains’ resources on survival and Malnutrition, both before and during the first
responding to threats in their environment. few years after birth, can result in stunted

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brain growth and slower passage of electrical Global Neglect


signals in the brain (Shonkoff & Phillips, 2000).
Researchers use the term “global neglect”
This is due, in part, to the negative effect of
to refer to deprivations in more than one
malnutrition on the myelination process in the
domain, i.e., language, touch, and interaction
developing brain (ZERO TO THREE, 2009).
with others. Children who were adopted from
The most common form of malnutrition in
Romanian orphanages in the early 1990s were
the United States, iron deficiency, can affect
often considered to be globally neglected;
the growing brain and result in cognitive
they had little contact with caregivers and little
and motor delays, anxiety, depression, social
to no stimulation from their environment—
problems, and attention problems (Shonkoff &
little of anything required for healthy
Phillips, 2000).
development. One study found that these
Although neglect often is thought of as children had significantly smaller brains than
a failure to meet a child’s physical needs the norm, suggesting decreased brain growth
for food, shelter, and safety, neglect also (Perry, 2002).
can be a failure to meet a child’s cognitive,
3-Year-O ld C hildren
emotional, or social needs. For children to
master developmental tasks in these areas,
they need opportunities, encouragement,
and acknowledgment from their caregivers.
If this stimulation is lacking during children’s
early years, the weak neuronal pathways
that had been developed in expectation
of these experiences may wither and die,
and the children may not achieve the usual
developmental milestones.
N ormal E xtreme N eglect
For example, babies need to experience © 1997 Bruce D. Perry, M.D., Ph.D., ChildTrauma Academy

face-to-face baby talk and hear countless “These images illustrate the negative impact of neglect
repetitions of sounds in order to build the on the developing brain. In the CT scan on the left is an
brain circuitry that will enable them to start image from a healthy 3-year-old with an average head
making sounds and eventually say words. If size. The image on the right is from a 3-year-old suffer-
babies’ sounds are ignored repeatedly when ing from severe sensory-deprivation neglect. This child’s
brain is significantly smaller than average and has abnor-
they begin to babble at around 6 months,
mal development of cortex.” These images are from
their language may be delayed. In fact,
studies conducted by a team of researchers from the
neglected children often do not show the
Child Trauma Academy (www.ChildTrauma.org) led by
rapid growth that normally occurs in language
Bruce D. Perry, M.D., Ph.D. (Reprinted with permission.)
development at 18-24 months (Scannapieco,
2008). These types of delays may extend to all
types of normal development for neglected
This type of severe, global neglect can have
children, including their cognitive-behavioral,
devastating consequences. The extreme lack
socio-emotional, and physical development
of stimulation may result in fewer neuronal
(Scannapieco, 2008).

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pathways available for learning. The lack of it can become a way of life that is difficult to
opportunity to form an attachment with a change, even if the environment improves.
nurturing caregiver during infancy may mean
Hyperarousal. When children are exposed to
that some of these children will always have
chronic, traumatic stress, their brains sensitize
difficulties forming meaningful relationships
the pathways for the fear response and create
with others (Perry, 2001a). But these studies
memories that automatically trigger that
also found that time played a factor—children
response without conscious thought. This is
who were adopted as young infants have
called hyperarousal. These children have an
shown more recovery than children who were
altered baseline for arousal, and they tend
adopted as toddlers (Rutter, et al., 2000).
to overreact to triggers that other children
find nonthreatening (Child Trauma Academy,
Emotional and Behavioral Impact n.d.). These children may be highly sensitive
New brain imaging technologies, research to nonverbal cues, such as eye contact or a
with animals, and studies of human growth touch on the arm, and they may read these
in optimal and deprived conditions (such actions as threats. Consumed with a need
as institutions) continue to shed light on to monitor nonverbal cues for threats, their
the impact of abuse and neglect on brain brains are less able to interpret and respond
development. The sections below describe to verbal cues, even when they are in a
some of the major effects. supposedly nonthreatening environment, like
Persistent Fear Response. Chronic stress or a classroom. While these children are often
repeated traumas can result in a number of labeled as learning disabled, the reality is that
biological reactions, including a persistent fear their brains have developed so that they are
state (Perry, 2006). Neurochemical systems constantly alert and are unable to achieve
are affected, which can cause a cascade of the relative calm necessary for learning (Child
changes in attention, impulse control, sleep, Trauma Academy, n.d.).
and fine motor control (Perry, 2000a; 2000b). Dissociation. Infants or children who are
Chronic activation of certain parts of the the victims of repeated abuse may respond
brain involved in the fear response (such as to that abuse—and later in life to other
the hypothalamic-pituitary-adrenal [HPA] unpleasantness—by mentally and emotionally
axis) can “wear out” other parts of the brain removing themselves from the situation. This
such as the hippocampus, which is involved coping mechanism of dissociation allows the
in cognition and memory (Perry, 2000b). The child to pretend that what is happening is
HPA axis may react to chronic fear or stress by not real. Children who “zone out” or often
producing excess cortisol—a hormone that seem overly detached may be experiencing
may damage or destroy neurons in critical dissociation. In some cases, it may be a
brain areas (Putnam, 2006). Chronic activation form of self-hypnosis (Stien & Kendall,
of the neuronal pathways involved in the fear 2004). Dissociation is characterized by first
response can create permanent memories that attempting to bring caretakers to help, and
shape the child’s perception of and response if this is unsuccessful, becoming motionless
to the environment. While this adaptation may (freezing) and compliant and, eventually,
be necessary for survival in a hostile world, dissociating. Dissociation may be a reaction to

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childhood sexual abuse, as well as other kinds • Excessive help-seeking and dependency or
of active, physical abuse or trauma. Children excessive social isolation
who suffer from dissociation may retreat to the
• Inability to regulate emotions
dissociative state when they encounter other
stresses later in life. Young infants depend on positive interactions
with caregivers to begin to develop
This type of response may have implications
appropriate emotional control and response
for the child’s memory creation and retention.
(affect regulation) (Applegate & Shapiro,
The brain may use dissociation to smother
2005). For instance, lots of appropriate
the memories of a parent’s abuse in order
face-to-face and other contact helps infants
to preserve an attachment to the parent,
recognize and respond to emotional cues.
resulting in amnesia for the abuse (Stien
Infants whose caregivers are neglectful or
& Kendall, 2004). However, the implicit
abusive may experience affect dysregulation—
memories of the abuse remain, and the child
meaning that these children are not able
may experience them in response to triggers
to identify and respond appropriately to
or as flashbacks or nightmares. In its most
emotional cues (Applegate & Shapiro, 2005).
extreme form, the child may develop multiple
Ongoing maltreatment may result in insecure
personalities, known as dissociative identity
or anxious attachment because the child is
disorder.
not able to derive a feeling of security and
Disrupted Attachment Process. At the consistency from the caregiver. Children
foundation of much of our development is who have experienced insecure or anxious
the concept of attachment, which refers to attachments may have more difficulties
the emotional relationships we have with regulating their emotions and showing
other people. An infant’s early attachment empathy for others’ feelings (Applegate &
to his or her primary caregiver provides the Shapiro, 2005). These children may have
foundation for future emotional relationships. difficulties forming attachments later in life as
It also provides the base for other learning, well.
because babies and children learn best when
they feel safe, calm, protected, and nurtured Impact of Abuse and
by their caregivers. If the attachment process Neglect on Adolescents
is disrupted or never allowed to develop in a
Adolescents who are abused or neglected
healthy manner, as can occur with abusive and
were often maltreated at younger ages, as
neglectful caretakers, the child’s brain will be
well. It can be difficult to isolate the effects
more focused on meeting the child’s day-to-
of abuse and neglect during the adolescent
day needs for survival rather than building the
years, because these youth often suffer from
foundation for future growth (Applegate &
the cumulative effects of a lifetime of abuse
Shapiro, 2005).
and neglect.
Disrupted attachment may lead to
Most teenagers who have not been victims of
impairments in three major areas for the
abuse or neglect find their teenage years to
developing child (Cook et al., 2005):
be exciting and challenging. Normal puberty
• Increased susceptibility to stress and adolescence lead to the maturation of

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a physical body, but the brain lags behind When those experiences are primarily
in development, especially in the areas that negative, children may develop emotional,
allow teenagers to reason and think logically. behavioral, and learning problems that
Most teenagers act impulsively at times, persist throughout their lifetime, especially
using a lower area of their brain—their “gut in the absence of targeted interventions.
reaction”—because their frontal lobe is not yet The Adverse Childhood Experiences (ACE)
mature. Impulsive behavior, poor decisions, study is a large-scale, long-term study that
and increased risk-taking are all part of the has documented the link between childhood
normal teenage experience. abuse and neglect and later adverse
experiences, such as physical and mental
For teens who have been abused, neglected,
illness and high-risk behaviors (Centers for
or traumatized, this impulsive behavior may be
Disease Control and Prevention, n.d.).
even more apparent. Often, these youth have
developed brains that focus on survival, at the Some of the specific long-term effects of
expense of the more advanced thinking that abuse and neglect on the developing brain
happens in the brain’s cortex (Chamberlain, can include (Teicher, 2000):
2009). An underdeveloped cortex can lead
• Diminished growth in the left hemisphere,
to increased impulsive behavior, as well as
which may increase the risk for depression
difficulties with tasks that require higher-
level thinking and feeling. These teens may • Irritability in the limbic system, setting the
show delays in school and in social skills as stage for the emergence of panic disorder
well (Chamberlain, 2009). They may be more and posttraumatic stress disorder
drawn to taking risks, and they may have
• Smaller growth in the hippocampus and
more opportunity to experiment with drugs
limbic abnormalities, which can increase the
and crime if they live in environments that put
risk for dissociative disorders and memory
them at increased risk for these behaviors.
impairments
Teenagers who lack stable relationships with
caring adults who can provide guidance and • Impairment in the connection between the
model appropriate behavior may never have two brain hemispheres, which has been
the opportunity to develop the relationship linked to symptoms of attention-deficit/
skills necessary for healthy adult relationships hyperactivity disorder
or for becoming good parents.

Long-Term Effects of Implications for Practice


Abuse and Neglect
and Policy
Maltreatment during infancy and early
childhood can have enduring repercussions
into adolescence and adulthood. As The knowledge we have gained from research
mentioned earlier, the experiences of infancy examining the effects of maltreatment on
and early childhood provide the organizing brain development can be helpful in many
framework for the expression of children’s ways. With this information, we are better
intelligence, emotions, and personalities. able to understand what is happening within

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the brains of children who have been abused and communities while receiving proper
and neglected. In fact, much of this research nurturing and care. The Centers for Disease
is providing concrete/scientific evidence for Control and Prevention (CDC) has developed
what professionals and caregivers have long several publications that promote Safe,
been describing in behavioral, emotional, Stable, and Nurturing Relationships (SSNRs)
and psychological terms. We can use this between children and caregivers and prevent
information to improve our systems of care maltreatment.
and to strengthen our prevention efforts.
By the time a child who has been abused
or neglected comes to the attention of
The Role of the Child Welfare System professionals, it is likely that some damage
While the goal of the child welfare system already has been done. Prevention efforts
is to protect children, many child welfare must reach out to families before this
interventions—such as investigation, appear- point. These efforts may target the general
ance in court, removal from home, placement
population (“primary” or “universal”
in a foster home, etc.—may actually reinforce
prevention), educating the public and
the child’s view that the world is unknown,
uncontrollable, and frightening. A number changing policies to promote healthy brain
of trends in child welfare may help provide a development. Prevention efforts also may
more caring view of the world to an abused target children and families considered to be
or neglected child. These trends include: at-risk of developing problems (“secondary”
or “selected” prevention). Brain research
• Family-centered practice and case planning underscores the importance of prevention
efforts that target the youngest children—
• Individualized services for children and efforts such as early childhood home visiting
families programs for expectant and new mothers who
• The growth of child advocacy centers, might be at-risk because of their age, income,
where children can be interviewed and or other circumstances, and parent education
assessed and receive services in a child- programs that promote protective factors and
friendly environment lead to positive outcomes for both parents
and children.
• The use of differential response to
ensure children’s safety while providing Prevention efforts for at-risk families should
nonadversarial support to families in low- focus on strengthening the family and
risk cases building on the family’s positive attributes.
Recent prevention resource guides from
Prevention. Child welfare systems that the U.S. Department of Health and Human
devote significant efforts to prevention may Services Children’s Bureau (2009) encourage
be the most successful in helping children professionals to promote five “protective
and families and promoting healthy brain factors” that can strengthen families, help
development. Prevention efforts should focus prevent abuse and neglect, and promote
on supporting and strengthening children’s healthy brain development:
families so that children have the best
chance of remaining safely in their homes • Nurturing and attachment

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• Knowledge of parenting and of child and health services. Even when the maltreat-
youth development ment occurred in the distant past, there are
interventions that can help a child or youth
• Parental resilience heal. In fact, many types of interventions and
• Social connections therapies have emerged in recent years to
help children and adults deal with past abuse
• Concrete supports for parents and trauma. The Child Trauma Academy
(www.childtrauma.org) provides some online
Early Intervention. Intensive, early trainings to help professionals become more
interventions are key to minimizing the long- familiar with the effects of abuse on brain
term effects of early trauma on children’s brain development and the need for early interven-
development (Committee on Early Childhood, tions. The National Child Traumatic Stress
Adoption and Dependent Care, 2000). In Network, funded by the U.S. Department of
recognition of this fact, Federal legislation Health and Human Services, offers resources
requires States to develop referral procedures for parents, caregivers, and professionals on
for children ages 0-36 months who are helping children survive and recover from
involved in a substantiated case of child abuse many kinds of trauma, including factsheets
or neglect. Once a child is identified, States on trauma-focused interventions. Other
must provide intervention services through resources are listed at the end of this paper.
Early Intervention Plans funded under Part C
of the Individuals with Disabilities Education The Role of Caregivers
Improvement Act (IDEA). A number of States
Many children who have suffered abuse
have developed innovative programs to meet
and neglect are removed from their homes
these requirements and to identify and help
by the child welfare system for their safety.
the youngest victims of abuse and neglect
These children may be temporarily cared for
(Child Welfare Information Gateway, 2007).
by extended family, foster parents, or group
In order to heal a damaged or altered brain, home staff, and some will be adopted. In
interventions must target those portions these cases, educating caregivers about
of the brain that have been altered (Perry, the possible effects of maltreatment on
2000b). Because brain functioning is altered brain development may help them better
by repeated experiences that strengthen and understand and support the children in their
sensitize neuronal pathways, interventions care. Child welfare workers may also want to
cannot be limited to weekly therapy explore any past abuse or trauma experienced
appointments. Interventions must address the by parents that may influence their parenting
totality of the child’s life, providing frequent, skills and behaviors.
consistent replacement experiences so that
It is important for caregivers to have realistic
the child’s brain can begin to incorporate
expectations for their children. Children who
a new environment—one that is safe,
have been abused or neglected may not
predictable and nurturing.
be functioning at their chronological age in
Child welfare professionals can play a crucial terms of their physical, social, emotional, and
role in helping children who have experienced cognitive skills. They may also be displaying
abuse or trauma receive appropriate mental

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Information Gateway. Available online at www.childwelfare.gov/pubs/issue_briefs/brain_development/
Understanding the Effects of Maltreatment on Brain Development www.childwelfare.gov

unusual and/or difficult coping behaviors. For may offer the best hope for the children who
example, abused or neglected children may: need it most.
• Be unable to control their emotions and
have frequent outbursts
Summary
• Be quiet and submissive
• Have difficulties learning in school In 2007, approximately 794,000 children
were determined to be victims of abuse and/
• Have difficulties getting along with siblings or neglect (U.S. Department of Health and
or classmates Human Services, 2009), but it is likely that
• Have unusual eating or sleeping behaviors many more children are actually suffering
under adverse conditions. These children
• Attempt to provoke fights or solicit sexual already may have suffered damage to
experiences their growing brains, and this damage may
• Be socially or emotionally inappropriate for affect their ability to learn, form healthy
their age relationships, and lead healthy, positive lives.

• Be unresponsive to affection One lesson we have learned from the research


on brain development is that environment has
Understanding some basic information about a powerful influence on development. Stable,
the neurobiology underlying many challenging nurturing caregivers and knowledgeable,
behaviors may help caregivers shape their supportive professionals can have a significant
responses more effectively. They also need to impact on these children’s development.
know as much as possible about the particular Focusing on preventing child abuse and
circumstances and background of the neglect, helping to strengthen families, and
individual children in their care. ensuring that children receive needed services
In general, children who have been abused are some of the most important tasks we can
or neglected need nurturance, stability, undertake.
predictability, understanding, and support
(Committee on Early Childhood, Adoption
and Dependent Care, 2000). They may need References
frequent, repeated experiences of these kinds
to begin altering their view of the world from Ackerman, S. J. (2007). The brain in adult
one that is uncaring or hostile to one that is life and normal aging—The Dana Guide.
caring and supportive. Until that view begins Retrieved August 2009 from the Dana
to take hold in a child’s mind, the child may Foundation website at www.dana.org/news/
not be able to truly engage in a positive brainhealth/detail.aspx?id=10058
relationship. And the longer a child lived in an
abusive or neglectful environment, the harder Applegate, J. S., & Shapiro, J. R. (2005).
it will be to convince the child’s brain that the Neurobiology for clinical social work theory
world can change. Consistent nurturing from
caregivers who receive training and support

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14
Information Gateway. Available online at www.childwelfare.gov/pubs/issue_briefs/brain_development/
Understanding the Effects of Maltreatment on Brain Development www.childwelfare.gov

and practice. New York: W. W. Norton & adolescents. Psychiatric Annals, 35(5), 390-
Company. 398.

Centers for Disease Control and Prevention. Healy, J. M. (2004). Your child’s growing mind:
(n.d.). Adverse Childhood Experiences Brain development and learning from
Study. Retrieved August 2009 from www. birth to adolescence. New York: Broadway
cdc.gov/nccdphp/ACE/index.htm Books.

Chamberlain, L. B. (2009). The amazing teen National Center on Shaken Baby Syndrome.
brain: What every child advocate needs to (2009). Physical consequences of shaking.
know. Child Law Practice, 28(2), 1-2, 22-24. Retrieved June 2009 from www.dontshake.
org/sbs.php?topNavID=3&subNavID=23
Child Trauma Academy. (n.d.). The amazing
human brain and human development. National Institute of Mental Health. (2001).
Retrieved June 2009 from www. Teenage brain: A work in progress (Fact
childtraumaacademy.com/amazing_brain/ Sheet). Retrieved May 2009 from www.
index.html nimh.nih.gov/health/publications/teenage-
brain-a-work-in-progress-fact-sheet/index.
Child Welfare Information Gateway. (2007). shtml
Addressing the needs of young children
in child welfare: Part C—early intervention Perry, B. D. (2000a). The neuroarcheology
services. Washington, DC: U.S. Department of childhood maltreatment: The
of Health and Human Services. Retrieved neurodevelopmental costs of adverse
July 2009 from www.childwelfare.gov/pubs/ childhood events. Child Trauma Academy.
partc/ Retrieved June 2009 from www.childtrauma.
org/ctamaterials/Neuroarcheology.asp
Child Welfare Information Gateway. (2008).
What is child abuse and neglect? Perry, B.D. (2000b). Traumatized children:
Washington, DC: U.S. Department of How childhood trauma influences brain
Health and Human Services. Retrieved July development. Child Trauma Academy.
2009 from www.childwelfare.gov/pubs/ Retrieved June 2009 from www.
factsheets/whatiscan.cfm childtrauma.org/CTAMATERIALS/trau_
CAMI.asp
Committee on Early Childhood, Adoption and
Dependent Care. (2000). Developmental Perry, B. D. (2001). The neurodevelopmental
issues for young children in foster care. impact of violence in childhood. In D.
Pediatrics, 106(5), 1145-1150. Schetky & E. Benedek (Eds.), Textbook of
child and adolescent forensic psychiatry
Cook, A., Spinazzola, J., Ford, J., Lanktree, (pp. 221-238). Washington, DC: American
C., Blaustein, M., Sprague, C., et al. Psychiatric Press, Inc.
(2005). Complex trauma in children and

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Understanding the Effects of Maltreatment on Brain Development www.childwelfare.gov

Perry, B. D. (2002). Childhood experience and Neurologically based interventions for


the expression of genetic potential: What troubled children. New York: The Haworth
childhood neglect tells us about nature and Maltreatment and Trauma Press.
nurture. Brain and Mind, 3, 79-100.
Teicher, M.D. (2000). Wounds that time won’t
Perry, B. D. (2006). Applying principles of heal: The neurobiology of child abuse.
neurodevelopment to clinical work with Cerebrum: The Dana Forum on brain
maltreated and traumatized children: The science, 2(4), 50-67.
neurosequential model of therapeutics. In
N. B. Webb (Ed.), Working with traumatized U.S. Department of Health and Human
youth in child welfare (pp. 27-52). New Services. (2009). Child maltreatment, 2007.
York: The Guilford Press. Washington, DC: Government Printing
Office. Retrieved May 2009 from www.acf.
Putnam, F. W. (2006). The impact of trauma hhs.gov/programs/cb/pubs/cm07/cm07.pdf
on child development. Juvenile and Family
Court Journal. National Council of Juvenile U.S. Department of Health and Human
and Family Court Judges. Retrieved June Services Children’s Bureau. (2009).
2009 from www.ncjfcj.org/images/stories/ Strengthening families and communities:
dept/publications/winter%2006_putnam. 2009 resource guide. Washington, DC:
pdf Author. Retrieved June 2009 from www.
childwelfare.gov/pubs/res_guide_2009
Rutter, M., O’Connor, T., Beckett, C., Castle, J.,
Croft, C., Dunn, J., et al. (2000). Recovery ZERO TO THREE. (2009). Brain development:
and deficit following profound early Frequently asked questions. Retrieved
deprivation. In P. Selman (Ed.), Intercountry May 2009 from www.zerotothree.org/site/
adoption: Developments, trends and PageServer?pagename=ter_key_brainFAQ
perspectives (pp. 89-107). London: British
Agencies for Adoption & Fostering.

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outcomes of child neglect. The APSAC
Advisor, Winter. Elmhurst, IL: American
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Understanding the Effects of Maltreatment on Brain Development www.childwelfare.gov

Highlighted Resources
Child welfare professionals may find these resources particularly helpful:
Center on the Developing Child—Founded and directed by Jack Shonkoff, M.D., the Center
publishes and links to research on early brain development, learning, and behavior and applying
that knowledge to policies and practices.
www.developingchild.harvard.edu
Centers for Disease Control and Prevention—The CDC website offers several publications
that promote Safe, Stable, and Nurturing Relationships to prevent child maltreatment. CDC also
sponsors the Adverse Childhood Experiences (ACE) study.
www.cdc.gov/ViolencePrevention/childmaltreatment/index.html
www.cdc.gov/nccdphp/ACE/index.htm
Child Trauma Academy—This website offers free online courses and other trainings on early brain
development and the impact of maltreatment. A wide variety of other resources also are available
through the website, including books and articles by Bruce Perry, M.D., and other experts in the
field.
www.childtrauma.org/
From Neurons to Neighborhoods: The Science of Early Childhood Development—This book
was written in 2000 by a committee of experts (Committee on Integrating the Science of Early
Childhood Development, J. P. Shonkoff and D. A. Phillips, eds). Not only does it pull together the
findings of neurobiology, but the authors explore what the findings suggest for society in terms of
how we can nurture and protect our young children.
Healing Trauma: Attachment, Mind, Body, and Brain (M. F. Solomon and D. J. Siegel, Editors)—
This book covers both the development and treatment of trauma, including attachment trauma.
The National Child Traumatic Stress Network—This federally funded initiative is a collaboration
of academic and community-based service centers whose mission is to “raise the standard of care
and improve access to services for traumatized children.” The website includes an extensive list of
factsheets of promising practices for treating child trauma.
www.nctsnet.org/nccts/nav.do?pid=ctr_top_trmnt_prom
ZERO TO THREE—This national nonprofit organization offers resources, training, and support
for professionals and parents of young children. The online Baby Brain Map is a useful tool for
showing how brain development parallels baby behavior.
www.zerotothree.org/site/PageServer?pagename=ter_util_babybrainflash

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