Documente Academic
Documente Profesional
Documente Cultură
Edited by
Götz Keydana
Paul Widmer
and
Thomas Olander
Ronald I. Kim
Adam Mickiewicz University, Poznań
The “kinetic revolution” in Indo-European studies during the 1960s and ’70s
radically altered our understanding of nominal and, to a lesser extent, verbal
inflection in Proto-Indo-European and the oldest Indo-European languages.
1 I thank Götz Keydana and Paul Widmer for kindly inviting me to take part in the
Göttingen Workshop on Indo-European Accentology, and all the participants
there for their comments on the oral version of this paper. Special thanks also go
to Craig Melchert for reading a final draft and making numerous helpful sugges-
tions. All errors and opinions remain entirely my responsibility.
Following upon the pioneering insights of Pedersen (1926, 1933) and Kui-
per (1942), scholars such as Hoffmann, Narten, and Schindler reconstructed
several contrasting accent and ablaut classes for the protolanguage; their
conclusions are now generally accepted in one form or another by all main-
stream Indo-Europeanists. Only in recent years, however, have scholars seri-
ously attempted to model these accentual paradigms in light of advances in
contemporary phonological theory. In particular, the prosodic framework
developed by Idsardi and Halle has been successfully applied to Russian and
other modern Slavic and Baltic languages with lexically contrastive stress,
whose stress systems are shown to operate according to certain universal
rules and language-specific parametric settings.
This “metrical grid theory” has encountered a number of difficulties in
accounting for the accentual paradigms posited for PIE, calling into question
the validity both of the theoretical approach as well as of the reconstructed
paradigms themselves. The following paper does not seek to address all the
problems raised by the reconstruction of PIE accent and ablaut classes, par-
ticularly such fundamental issues as the prehistoric relation of ablaut and
stress, or the relative strength or weakness of the evidence for individual
paradigms. Instead, it aims to investigate to what extent metrical grid theory
is able to model the main inflectional types, namely acrostatic, amphikinetic,
proterokinetic, and hysterokinetic, and their relation to one other through
processes of internal derivation.
1 Preliminaries
The basic principles of the PIE accentual system have been known since
the late 19th century. With the exception of pro- and enclitics, all PIE word
forms were stressable and could carry the stress on at most one syllable. In
contrast to most modern IE languages, PIE had lexically contrastive accent,
i.e. the accentual properties of morphemes were not predictable on the basis
of their phonetic shape alone (e.g. vowel length or syllable weight), but had
to be learned individually. Lexical accent is reflected in Hittite, Vedic, an-
cient (and modern) Greek, and many Baltic and Slavic languages, including
2 The Iranian languages and Tocharian B have also arguably preserved traces of
PIE lexical accent: see Mayrhofer 1989: 13 with refs., Ringe 1987.
3 See e.g. Keydana 2005: 22–5, 39–43 and passim; Kiparsky 2010: 158–9.
4 For competing views on the origin of o-grade vocalism in general, see Beekes
1985: 157–8, 1995: 166–7, Rasmussen 1989: 123–262, Szemerényi 1990: 124–7, 1996:
119–21 with refs.
5 For alternative analyses to the one adopted below, both emerging from the hey-
day of Optimality Theory, see Revithiadou (1999), who treats lexical stress in
terms of faithfulness to underlying accents and morphological headedness; and
Alderete (2001b), who distinguishes root- and affix-controlled accent and in-
vokes the notion of “anti-faithfulness” to account for morphological accent shifts
and dominance effects (see fns. 6, 10).
Building upon the formalism of Halle and Vergnaud (1987: 109ff.), the pho-
nologists William Idsardi and Morris Halle proposed a revised framework
for the representation of accent and computation of stress (see especially
Idsardi 1992, Halle and Idsardi 1995).6 The principal innovation of this model
is that the metrical feet of Hayes and others are replaced by metrical “grids”
consisting of potentially stress-bearing marks and left (opening) vs. right
(closing) brackets. In contrast to earlier approaches, feet thus play no inde-
pendent role in stress assignment.
According to Idsardi and Halle, the computation of prosody, i.e. of main
and secondary stresses, takes place according to the following operations.
As in other domains of generative grammar, different languages are distin-
guished by their settings for individual parameters, highlighted below in ital-
ics.
1 Line 0 Projection
Certain segments in the phonological structure (typically syllable heads)
project grid marks onto line 0.
2 Syllable Boundary Projection (optional)
Project the left/right (L/R) boundary of certain syllables onto Line 0 (see
below).
3a Edge-Marking Parameter
Insert a L/R bracket to the L/R of the L/R-most element in Line 0. The
brackets define the Line 0 grid marks into metrical constituents, similar
to the types of feet specified by Hayes. Here, however, the constituents
are not themselves the parameter, but are determined by the placement
of brackets within the grid.
3b Iterative Constituent Construction (optional)
Insert a L/R boundary for each pair of elements from R/L to L/R.
3c Head Location Parameter
Project the L/R-most element of each constituent onto Line 1.
4a Edge-Marking Parameter
Insert a L/R bracket to the L/R of the L/R-most element in Line 1.
7 Data taken from Alderete 2001b: 48–52, 2001c: 470–4; see also Hill 2005: 23–9
and passim. Stress computation in Cupeño is actually more complicated, since
accented roots are actually dominant accented, i.e. their accent overrides that of
any affixes: hence /pə1- ʔáyu -qál/ > pəʔáyuqal ‘he was wanting’, not “pəʔayuqál”
(see the discussion below). In addition, Cupeño has preaccenting suffixes, which
assign accent to the preceding (usually final root) syllable. On the modeling of
these effects and of default-to-opposite stress, see Alderete 2001b: 37–72, 2001c.
cented acc. sg. -u, in order to illustrate the interaction of stem and ending in
the computation of Russian stress.
* * *
(* * (* (*
* (* (* *) *( (* *) * (* *)
ko róv a mi mečt á mi gor á mi
* * *
(* (* (*
* (* *) *( *) * *)
ko róv u mečt ú gór u
We see that when the stem is underlyingly accented (either on one of its syl-
lables or on the immediately following syllable), the resulting paradigm has
columnar stress, at least before the operation of relatively late sound chang-
es.9 In contrast, unaccented stems such as gor- are associated with AP c, with
stress alternating between the default leftmost syllable in unaccented word
forms (acc. sg. góru, nom./acc. pl. góry) and the ending (gen. sg. gorý, instr.
pl. gorámi, loc. goráx, etc.), depending on whether the ending is unaccented
or accented.10
All of the morphemes examined so far have “recessive” accentuation, in
that their accentual properties alone do not determine the stress of the pro-
sodic domain in which they occur. On the other hand, “dominant” mor-
phemes, which may likewise be accented or unaccented, override the accen-
tual specification of any others and “impose” their accent (or lack thereof)
9 Namely retraction from weak jers (e.g. Russ. koról’ ‘king’, underlyingly /korol’(-∅/,
vs. gen. korol’-á, instr. korol’-óm, etc.) and nonacute word-internal vowels (Stang
1957: 168–70, Garde 1976: 218–39, Olander 2009: 131–2 with refs.).
10 In the terminology of the Moscow school of Balto-Slavic accentology associated
with V. A. Dybo and his disciples (see e.g. Dybo 1981, Dybo et al. 1990), unac-
cented word forms are referred to as “enclinomena”, although it is not clear that
they were ever realized without stress. On the possibility that enclinomena were
phonetically unstressed in Old Prussian, see Olander 2009.
Stress domains originally encompassed proclitics and enclitics in Proto-
Slavic and Old Russian, but over time were gradually restricted to the noun in
many Slavic languages, leaving numerous lexicalized relics such as Russ. ná goru
‘(on)to the mountain’, pód goru ‘downhill’, pret. neut. sg. né bylo ‘was not’, pret.
masc. sg. načal-sjá ‘began (intr.)’. See Garde 1976: 5–13, 274–6, Dybo 1981: 45–54,
Olander 2009: 130, 163–5 with refs.
* *
(* (*
(* *( *) * *( *) * * *( *)
smex ač a → smex ač á vo los ač á
DOM DOM
The same principles for stress computation also underlie the accentual sys-
tem of other Slavic languages such as Serbo-Croatian, and so may be re-
constructed with confidence for Proto-Slavic. In contrast, the four accentual
classes of modern Lithuanian may be reduced to two underlying paradigms
by taking into account de Saussure’s Law (de Saussure 1894), with accented
vs. unaccented stem, and no counterpart to the Slavic postaccenting type.
Although the exact relation between the Slavic and (East) Baltic accentual
paradigms and their development from PIE remain among the most contest-
ed problems of all IE linguistics, almost all scholars today concur in assum-
11 See Inkelas 1996 for examples and discussion, and Alderete 2001a, 2001b: 185–
239 for an analysis of dominant affixes in terms of anti-faithfulness to the accent
of the derivational base.
The same terminology is adopted by Garde (1976) in his monograph on Slav-
ic accentuation (see especially pp. 54ff. on nominal derivation), as well as Hock
(1992: 190ff.). Note that the “dominant” and “rezessiv” morphemes of Lehfeldt
(2009: 67–9 and passim) correspond to (recessive) accented vs. unaccented here.
12 From the point of view of the first or second language learner, the advantage of
dominant morphemes is obvious: one need not know the accentual specification
of the other constituent morphemes, in particular of the root, to compute the
stress of the word form as a whole. – Note that I do not follow Alderete (2001b:
205–18) in treating ending stress in e.g. smex-áč, smex-ač-á as a default stress pat-
tern: although many dominant suffixes in Russian are postaccenting (cf. ryb-ák,
gen. ryb-ak-á ‘fisherman’, smeš-ók, smeš-k-á ‘laugh (dim.)’), others are not, e.g.
-íst-.
* *
(* (*
* *) *( *)
PIE ̑w
*h1ek o s ̑wos
> *h1ék *yug o m > *yugóm
Ved. áśv a s yug á m
Gr. ἵππ ο ς ζυγ ό ν
Whether these rules are also capable of generating athematic paradigms with
mobile stress in PIE is however a much more complex issue, which has re-
ceived relatively little attention to date: in addition to Hock 1992 and the cur-
sory discussion by Halle (1997: 308–9), see R. Kim 2002: 19ff., Keydana 2005,
this volume, and Kiparsky 2010. The following sections will examine to what
extent Idsardi and Halle’s metrical grid theory in general, and the parametric
settings established above on the basis of ancient and modern IE languages
in particular, are compatible with the various accent and ablaut classes now
generally reconstructed for PIE.14
13 The root of ‘horse’ and other barytone o-stem nominals could also be accented,
since in that case stress would also fall on the root.
14 The reconstructions adopted below follow in all essentials those worked out by
Schindler (e.g. 1972, 1975b, 1975c), Eichner (1973: 62, 68–73, 91 n. 33; 1974), and
other scholars of the Erlangen school; see Szemerényi 1990: 170–1, 1996: 161–2,
Rix 1992: 121–4, Widmer 2004: 49–62, Clackson 2007: 79–88, Fortson 2009: 119–
26, Meier-Brügger 2010: 275–90, 336–53 and, with differences of classification
and detail, Rieken 1999: 3–7 and passim, Schaffner 2001: 69–94, Neri 2003: 17–43,
45–114 (u-stems).
3 Metrical grid theory and PIE nominal accent and ablaut classes
* *
(* (*
* *) * (*)
*h2ent m
̥ > *h2éntm
̥ *h2ent es > *h2n
̥tés
If however the root is accented, both strong and weak forms will surface
with stress on the leftmost accented syllable, i.e. the root. This is the case for
acrostatic root nouns with *o ~ *e root vocalism and unstressed zero-grade
endings, mainly resultative and agent nouns such as *dóm- ~ *dém- ‘house,
i.e. that which is built’, *pód- ~ *péd- ‘foot, i.e. that which steps’ (Schindler
15 Unless otherwise specified, all morphemes in this and the following sections are
recessively accented. The only dominant inflectional ending in PIE was the neu-
ter nom./acc. sg. *-∅; see below, §3.5. In contrast, the unaccented animate voc.
sg. *-∅ need not have been dominant; the initial stress of all vocatives can be un-
derstood as the result of a postlexical deaccentuation rule, with sentence-initial
vocatives then regularly receiving default initial stress (cf. Ringe 2006: 22).
16 The endingless locative singular is to be analyzed as accented *-∅, thus going
together with the other oblique case endings; see below, §3.3 and fns. 17, 21.
1972: 32–6).17 The metrical grids for the accusative and genitive of ‘foot’ are
hence:18
* *
(* (*
(* *) (* (*)
*pod m
̥ > *pódm
̥ and *ped es > *péds.
The only aspect of the above forms which is not explained by their prosodic
structure is the root ablaut *o ~ *e, which apparently must be prespecified for
strong viz. weak stems. Otherwise, the forms generated are exactly those re-
constructed for PIE, and reflected in relics such as Hitt. nekuz (mēḫur) ‘even-
ing time’ < PIE gen. *nékw-t-s (Schindler 1966, Rieken 1999: 128–9) or GAv.
də0ṇg pati- < PIE *dém-s pótis ‘lord of the house’ (cf. Gr. δεσπότης; Schindler
1972: 32).
Already in the protolanguage, there is a clear tendency to generalize the
alternating stress pattern of *h2ént- ~ *h2n"t-´; this change appears to be com-
plete for root nouns of the shape *TERT-, as in e.g. *pór:- ~ *pr":-´ ‘deer’
(Schindler 1972: 34–5). Since the root-stressed strong case forms could be
analyzed as having accented root (see above) or unaccented root and ending
(with default initial stress), speakers must have chosen the latter option and
extended it to the oblique cases, yielding forms with zero-grade root and
stressed ending:
* *
(* (*
(* *) * *)
̑
*pork m
̥ > ̥̑
*pórkm → ̑
*pork m
̥ > *pórk̑m̥,
whence
* *
(* (*
(* (*) * (*)
̑
*perk es > ̑s
*pérk → ̑
*perk es > *pr̥k̑és.
The same change eventually affects all other acrostatic root nouns, leaving
only relic forms such as those given above. By (late) PIE, however, the shift
of stress from the root no longer automatically conditioned zero-grade ab-
laut, so nouns such as *pód- ~ *ped-´ maintained the inherited *o ~ *e root
alternation, whereas e.g. *bhór- ~ *bhor-´ ‘thief ’ (Gr. φώρ, Lat. fūr), *wókw- ~
*wokw-´ ‘voice’ (Lat. vōx, Ved. vāc-, Toch. B wek) generalized the o-grade of
the strong cases.
The stress alternation between strong and weak cases in root nouns re-
mains productive into the attested history of Vedic and Greek. Thus in Attic
Greek, virtually all consonant-stem nouns with monosyllabic root, including
those which arose by inner-Greek contractions, alternate between root stress
in the nominative and accusative, and ending stress in the genitive and da-
tive.19 The underlying specifications posited above for PIE therefore survive
into both languages, as illustrated below for Ved. vāc- ‘speech, voice’ and Gr.
αἰγ- ‘goat’:
* *
(* (*
* *) * (*)
vāc am > vEcam vāc as > vācás
19 Cf. Hom. ὄϊς ‘sheep’, φάος ‘light’, nom./acc. pl. ὄατα ‘ears’ > Att. οἶς, φῶς (reana-
lyzed as /φωτ-/), ὦτα, whence gen. sg. ὄϊος, φάους, ὄατος → οἰός, φωτός, ὠτός
(but note gen. pl. ὤτων; Schwyzer 1939: 379). On the Vedic facts, see Wackernagel
& Debrunner 1930: 21–3.
* *
(* (*
* *) * (*)
aig a > αἶγα aig os > αἰγός
The same assumption of underlying root accent can also account for the
acrostatic inflection of suffixed nouns in PIE, which are for the most part
reconstructible only on the basis of relic forms showing different root vo-
calism. Since the root as the leftmost accented syllable always receives the
stress, it cannot be determined on the basis of these nouns alone whether the
suffix is accented or not. In the following grids for the nominative and geni-
tive of PIE *wód-r" ~ *wéd-n"- ‘water’ (Schindler 1975b: 4–5; cf. Rieken 1999:
292–3) and *h2ów-i- ~ *h2éw-i- ‘sheep’ (Schindler 1969: 153 n. 60, 1994: 397;
cf. R. Kim 2000), I assume that the suffixes *-r- ~ *-n- and *-i- are underly-
ingly unaccented.
* *
(* (* *
(* * ) (* * (*)
*wod r
̥ Ø > *wódr
̥ *wed en es > *wédn
̥s19
DOM
* *
(* (* *
(* * ) (* * (*)
*h2ow i s > *h2ówis *h2ew i es > *h2éwis.
20 On the dominant unaccented specification of neuter nom./acc. sg. *-∅, see §3.5.
21 Also *ā ~ *a, if *wEst-u ~ *wást-u- ‘settlement’ is to be reconstructed for PIE (cf.
Ved. vEstu- ‘residence, dwelling’, TB ost, TA waṣt ‘house’ < PT *wostə < *wāstu vs.
Gr. ἄστυ ‘town’; EWA II: 549 with refs.).
I continue to reconstruct acrostatic inflection for the PIE word for ‘name’ on
the basis of TB ñem, TA ñom < PT *ñemə < *h1nḗh3mn". This must have adopted
sents beside ordinary root aorists, and de Vaan 2004 on acrostatic inflection
in Avestan and PIE.
A further objection to the assumption of accented “Narten roots” is that
acrostatic nouns frequently occur beside internally derived formations be-
longing to other accentual paradigms, e.g. proterokinetic adjectives or am-
phikinetic collectives (see §4). In the following sections, we will address the
underlying representation of the three mobile paradigms conventionally
reconstructed for PIE, i.e. amphikinetic, proterokinetic, and hysterokinetic,
before returning to the evidence of internal derivation for the analysis of
acrostatic inflection.
If both the root and the suffix in a noun of the structure Root + Suffix + End-
ing are unaccented, the strong case forms will receive default stress on the
leftmost syllable, i.e. the root, while in the weak forms stress will fall on the
underlyingly accented ending. This is exactly the pattern reconstructed for
amphikinetic nouns of the type of *dhég$h-om- ~ *dhg$h-m-´ ‘earth’, *h2éws-os- ~
*h2us-s-´ ‘dawn’, or *swé-sor- ~ *su-sr-´ ‘sister’. The metrical grids for the ac-
cusative and genitive of ‘earth’ are given below:
* *
(* (*
* * ) * * (*)
̑
*d egh h
em m h h
̑ ōm
> *d ég h
̑
*d eg h
em ̑hmés.24
es > *dhg
In the case of the locative singular, which in its oldest variant is character-
ized by a zero ending and a suffix “stepped up” by one ablaut grade compared
to the other weak forms, the ending may be reconstructed as accented *-∅.
25 I assume that the suffix in the weak case forms has underlying e-grade, which sur-
faces in the locative singular (see immediately below). The o-grade of the strong
forms would then be derived by a rule (surely in origin a sound change, though
long since morphologized) changing posttonic *e to *o in amphikinetic stems
ending in a sonorant (*dhég$h-ōm), *-s- (*h2éws-ōs), or *-t- (*nép-ōt-s ‘grandson’).
The long vowel of nom. sg. *dhég$hōm, *wédōr reflects Szemerényi’s Law (Sze-
merényi 1990: 121, 1996: 115–6 with refs.); in s-stem *-ōs it may, and in t-stem *-ōts
it must be analogical to the sonorant stems (pace Szemerényi, op. cit.). Acc. sg.
*dhég$hōm continues pre-PIE *-om-m by Stang’s Law; the homophony of nom. and
acc. led to the transfer of this noun to neuter gender in Hitt. tēkan (gen. taknāš,
dat. taknī; Schindler 1973: 153).
Since the grid mark projected onto Line 1 by step 3c would have correspond-
ed to a phonetically unrealized element, the next grid mark to the left was
projected instead; the result is *dhg$hém (→ Hitt. takān), with full grade of the
suffix.26
*
(*
* * ( ) * (*)
h
̑
*d eg h
em Ø → h
̑
*d eg h
em Ø > ̑hém.
*dhg
* *
(* (*
* * ( ) * * * (*)
h h h h
̑
*d eg em Ø + i → ̑
*d eg em i
> *dhg
̑hémi > *dh(e)g
̑hmí.
the singular see §3.5).28 It is clear at once that collectives to acrostatic nouns
cannot be analyzed in the same way as ‘earth’ above, since their roots are un-
derlyingly accented according to the analysis in §3.2. We will return to this
problem below in §4.1, in the context of internal derivation.
28 See the groundbreaking study of J. Schmidt 1889: 82–123 (n-stems), 135–60 (s-
stems), 191–218 (r-stems).
29 See the classic treatments of Pedersen 1926: 23–4, 1933: 21ff., Kuiper 1942: 161–
230; for the standard reconstruction of proterokinetic i- and u-stem paradigms,
see e.g. Ringe 2006: 47ff., Weiss 2009: 242, 249. Many of the following comments
also apply to the proterokinetic and hysterokinetic paradigms reconstructed by
the Leiden School, for which see Beekes 1985, 1995: 174–88, Kloekhorst 2008:
103ff.; cf. also fn. 49 below.
Assuming that the case endings have the same representation in all accent
and ablaut paradigms (§2), the stress alternations characteristic of protero-
kinetic and hysterokinetic inflection therefore require the addition of one or
more rules to the prosodic phonology of PIE.30
We may begin with hysterokinetic inflection, the more securely recon-
structible of the two types for PIE. A number of scholars have argued that
hysterokinetic paradigms (and proterokinetic paradigms; see below, §3.5)
originally had columnar stress on the second syllable, whether the syllabic
nucleus belonged to the suffix or to the ending. Under this view, Vedic acc.
sg. pitár-am, dat. pitr-é, instr. pl. pitr"f-bhis or Greek acc. sg. πατέρ-α, gen.
πατρ-ός, dat. pl. πατρά-σι (← loc. pl. *-r"f-su) would preserve the PIE situation,
and Balto-Slavic oblique (dual and) plural forms with ending stress such as
Lith. instr. pl. dukterimìs, rudenimìs or Russ. instr. pl. det’mí, dočer’mí rep-
resent secondary developments (see most recently Olander 2009: 58, 70–3,
95–7 with refs.). I am not convinced, however, that the latter must be post-
PIE innovations: the stress retraction in the oblique dual and plural could
have taken place independently in both Vedic and Greek (Wackernagel
and Debrunner 1930: 16–7, Meier-Brügger 1992: 288; cf. the refs. in Olander
2009: 97 fn. 142).31 In that case, we must reconstruct a stress alternation be-
tween suffix and ending for PIE independent of syllable structure, contrast-
ing strong with weak forms: thus e.g.
acc. sg. *uks-én-W ‘ox’ *dh3-tér-W ‘giver’
nom. pl. *uks-én-es *dh3-tér-es
vs.
30 Halle (1997: 309) simply postulates ad hoc rules for protero- and hysterokinet-
ic inflection, whereas Hock (1992: 181–2) assumes that a sequence of accented
root + accented ending was realized with stress on the suffix, e.g. in gen. sg.
*gwW-téy-s, which runs counter to all the principles of metrical theory presented
above in §2; cf. the critical remarks in Keydana 2005: 38–9 fn. 34.
31 The Oxytone Rule posited by Kiparsky (2010: 144ff.), although consistent with
most of the Vedic facts, can well be a language-specific innovation; note that
Greek does not normally stress the final syllable of a compound stem, hence Ved.
dvi-pád- ‘biped’, a-bhrātár- ‘brotherless’ (but tvát-pitāraḥ ‘having you as father’)
vs. Gr. δί-ποδ-, ἀ-πάτωρ ‘fatherless’, εὐ-δαίμων (voc., neut. εὔ-δαιμον) ‘having
good fortune’. The fact that synchronically exceptional amphikinetic nouns such
as pánthāḥ, gen. patháḥ ‘path’ [GAv. pantå, paθō] ← PIE *pént-oh2-s, *pn"t-h2-és
are not subject to the Oxytone Rule (op. cit. 154–5) also strongly suggests that it
arose in the separate prehistory of Indo-Iranian or Indo-Aryan.
* *
(* (*
* *( *) * *( (*)
*uks en m
̥ > *uksnm
´
̥ and *uks en es > *uksnés.
This hypothesis yields the correct stress on the ending of *uksnés and other
weak case forms, but incorrectly predicts ending stress in the accusative as
well. In contrast to Keydana (op. cit.), I posit for PIE a general constraint
against surface stress on the strong case endings, here acc. sg. *-W; note that
strong forms of athematic nouns are never ending-stressed in PIE, or for
that matter in any of the oldest IE languages which preserve lexical accent
(Hittite, Vedic, Greek).33 In an Optimality Theory approach, this constraint
would be ranked above the output of the stress computation rules in §2, pro-
ducing acc. sg. *uks-én-W and similarly nom./acc. du. *uks-én-h1e, nom. pl.
*uks-én-es, acc. *uks-én-Ws.
The greatest difficulty for the metrical grid model is posed by proterokinetic
inflection, in which the stress alternates between the root in the strong forms
and the suffix in the weak forms. It is true that the reconstruction of this
paradigm depends largely on the standard assumptions about the prehistoric
relation of stress and full-grade vocalism, as underlined by Keydana (2005:
22–3, this volume: §2), Olander (2009: 93), and Kiparsky (2010: 150–4). Nev-
ertheless, I do not believe that one can dispense with root-suffix alternations
of this type for the PIE or immediately pre-PIE stage. Not only are examples
such as *gwén-h2- ~ *gwn-éh2- ‘woman’ (OIr. ben, gen. mná)34 or *déyw-ih2- ~
*diw-yéh2- ‘goddess’ (Ved. devo, Gr. δῖα) well supported by the comparative
evidence, but scattered examples in IE languages of deverbal nouns in *-ti- or
*-tu-, the two largest groups of animate proterokinetic stems, do reflect ac-
33 The alternative is that syllabic strong endings (animate acc. sg. *-W, nom. pl. *-es,
acc. *-Ws) do not project a stress-bearing element onto Line 0 at all, which seems
both unlikely and ad hoc, given that no other syllabic nuclei in PIE are specified
in this matter. Nonsyllabic endings such as animate nom. sg. *-s or neuter nom./
acc. sg. *-∅ unsurprisingly do not project a line element, so the stress of nom.
sg. *uks-ḗn (< **-én-s) is automatically generated by the accentual specifications
proposed here, with a metrical grid comparable to that for endingless loc. sg.
*dhg$hém (§3.3).
34 On archaic OIr. bé < *gwḗn < *gwénh2, see Jasanoff 1989.
cented and/or full-grade root: cf. Ved. matí- beside máti- ‘thought’; Verner’s
Law reflexes in Germanic, e.g. Goth. gabaúrþ- ‘birth’, gaqumþ- ‘assembly’
with -þ- vs. OE gebyrd, OHG (gi)burt ‘birth’, kumft (kunft, etc.) ‘coming’ with
*-d-; or the family of Goth. ansts, OHG anst ‘favor, grace’ vs. OHG ab-unst
‘envy’.35 These forms are thus problematic for the hypothesis of a paradigm
with originally columnar suffixal stress, in which e.g. nom. *-í-s, *-ú-s, gen.
*-éy-s, *-éw-s, and pl. nom. *-éy-es, *-éw-es came to be differentiated by Para-
digm Contrast (Keydana, this volume: §§3–4) and/or syllable structure (Ki-
parsky 2010: 150–4).
Leaving aside internal derivation, on which see §4.2 below, any accen-
tual analysis must proceed from the fact that proterokinetic inflection in its
classic shape is barely reconstructible outside of the core cases of the singu-
lar. As observed by Nussbaum (1986: 280–1), the dual and plural desinences
(suffix + ending) of “proterokinetic” stems show descriptively hysterokinetic
ablaut: cf. e.g. i-stem nom. pl. *-ey-es vs. gen. *-(i)y-ōm, instr. *-i-bhis, dat.
*-i-bh(y)os, loc. *-i-su, with acc. pl. *-i-ms going with the weak cases. The in-
strumental singular of such nouns likewise shows an unstressed zero-grade
suffix and stressed full-grade ending (cf. Ved. absolutive gatvE ‘having gone’,
śrutvE ‘having heard’ < instr. *-tw-éh1; see Schindler apud Hollifield 1980: 45,
Peters 1980: 244 fn. 198 and Nussbaum 2010: 271 with refs.); and the allative
may as well (Peters apud Stifter 1997: 218–9). Thus the only cases which con-
form to the expected pattern of proterokinetic inflection are the nom., acc.,
gen./abl., dat., and perhaps loc. of the singular.
* *
(* (*
* (* (*) * (* (*)
*peh2 wen es > *ph2wéns ̑enh1
*g ̑n
es es > **g ̥h1éss.
However, the nom./acc. sg. of such nouns should likewise have suffixal
stress, producing incorrect forms such as *ph2-wér, *kwr"-mén, *g$n"h1-és. I
therefore suggest that the nom./acc. sg. ending *-∅ is dominant unaccented,
as opposed to the recessive case endings encountered thus far (§3.1). Any
accentual specification of the root or suffix (here, the accented suffix) will be
erased in the derivation, and the form will surface with initial stress: hence
*péh2-wr", *kwér-mn", *g$énh1-(V)s.38
36 These may reflect accented loc. sg. *-∅, with compensatory lengthening of the
preceding vowel as in root nouns (§3.1, fn. 18). Alternatively, i-stem loc. sg. *-ḗy
could continue *-éy-i, with a phonetic development analogous to Stang’s Law
(Schindler 1973: 153; Szemerényi 1990: 123, 1996: 118), and this could then have
influenced the loc. sg. of u-stems.
37 Not directly reconstructible, of course: full-grade root has been leveled in from
the nom./acc., and vocalic allomorphs of the gen. sg. ending (*-os, *-es) from
other inflectional types. For details, see Schindler 1975c and fn. 38 below. On the
proterokinesis of PIE nouns in *´-wr" ~ *-wén- (similarly *séh2-wr, gen. *sh2-wén-
s ‘sun’) and *´-mn" ~ *-mén-, see Schindler 1975b: 9–10, 1975c: 263–4.
38 Whence *g$énh1-os with *o from amphikinetic inflection (§3.3); forms such as
Goth. riqis ‘darkness’ (gen. riqizis) ← *h1rég$-os can owe their suffix to leveling
from the oblique cases. The earlier shape is preserved with laryngeal-final roots
such as *kréwh2-s ‘raw meat’ > Ved. kravíḥ, Gr. κρέας and in isolated relics, e.g.
*
(*
* (* ) * * )
*peh2 wer Ø → *peh2 wer Ø > *péh2wr
̥
DOM
In support of this analysis is the striking fact that all PIE athematic neuter
nouns have root stress in the nom./acc. sg.; there are no neuter hysterokinetic
stems reconstructible for the protolanguage. This distributional peculiarity is
explained at once if the zero-ending proper to athematic neuters is dominant
unaccented, so that the stress always surfaces on the default leftmost syllable.
The hypothesis advanced here generates the correct forms for the core
cases of the singular, namely the nom., acc., gen., dat., and loc.;39 on the neu-
ter plural, which is in origin a collective, see §4.1 below. It also accords with
the diachronic tendency for acrostatic nouns to adopt proterokinetic inflec-
tion in the IE daughter languages. As is well known, the acrostatic paradigms
reconstructed by Schindler and others for PIE have left very few direct re-
flexes, e.g. Hitt. nekuz (mehur) < PIE *nékw-t-s. Usually, the reconstructed
oblique case forms take on the productive endings of other inflectional class-
es, and often full-grade suffixes as well, to which the stress shifts in e.g. PIE
*wód-r" ‘water’, gen. *wéd-n"-s → *wed-én-(V)s (cf. Hitt. witēnaš < *wed-én-os;
Rieken 1999: 292–3), or PIE *dór-u ‘wood’, gen. *dér-u-s → *dr-éw-s (Ved.
dróḥ, YAv. draoš; Schindler 1975b: 6–8).
This tendency may be understood as resulting from the accentual ambi-
guity of the nom./acc. sg. forms. As we have seen for root nouns (§3.1), there
was a clear trend toward unaccented roots in (late) PIE; cf. the highly reces-
sive status of Narten verbal inflection in even the earliest attested daughter
languages. Just as acrostatic root nouns of the shape nom. sg. *TóRT-s could
be analyzed with unstressed root, so root-stressed nom./acc. sg. *wód-r" or
*dór-u could also be analyzed as containing unaccented root, accented suf-
*méns dheh1- > PInIr. *mans dhā- > GAv. mə0ṇdā- ‘turn one’s mind to, take no-
tice of ’ (Schindler 1975c: 265–7, EWA II: 313 s.v. mandhātár-). Note also Hitt.
nēpiš, HLuv. tipas, CLuv. tappaš ‘heaven’, which may directly continue acrostatic
*nḗbh-s ~ *nébh-s- with anaptyxis in word-final *-Cs (Melchert and Oettinger,
p.c.; see Melchert 1994: 174–5, 2010: 59–61 with refs.). For other possible archa-
isms in Vedic, see now Hale 2010: 91–6.
39 For one possible interpretation of the aberrant stress and ablaut of the instr. sg.,
see R. Kim forthcoming: §3.
fix, and dominant unaccented ending *-∅. This analysis was extended to the
oblique cases, producing forms with stressed full-grade suffix:
* *
(* (*
(* * ) * (* )
*dor u Ø > *dóru → *dor u Ø > *dóru
DOM DOM
whence
* *
(* (*
(* * (*) * (* (*)
*der ew es > *dérus → *der ew es > *dréws.
One of the most important advances in IE morphology over the past gen-
eration has been the recognition that nominal paradigms in PIE could be
derived from one another not only by suffixation, but also by changing the
accent and ablaut pattern. These shifts of inflectional type are associated with
specific derivational processes, e.g. possessive adjectives from nouns, collec-
tives from count nouns, or compound formation; see the examples below
and the discussion in Nussbaum 1986: 118ff., 1998: 147ff., Widmer 2004: 30–2,
62–70, 113–5 and passim. Although no single language preserves the PIE sys-
tem intact, enough evidence survives in the oldest IE languages (principally
Hittite, Indo-Iranian, and Greek) to reconstruct large portions of it in detail.
It follows that the accentual paradigms reviewed above in §3 cannot be
considered in isolation: any analysis must be able to account for the changes
of inflection associated with internal derivation. According to the model de-
veloped by Schindler and his colleagues, a nominal paradigm could serve as
the basis for a derived formation according to one of two principles:
1 The weak stem of the base serves as the strong stem of the derived for-
mation. Internal derivation thus proceeds according to a hierarchy of
accent and ablaut paradigms: acrostatic → proterokinetic → hysteroki-
netic.
2 A nominal paradigm of any accentual type (acrostatic, proterokinetic,
or hysterokinetic) can serve as the base for an amphikinetic derivative.
Until now, however, theoretical treatments of the PIE accent and ablaut para-
digms have largely avoided the problem of modeling internal derivation in
accentual terms, as a set of morphological rules or processes. The remainder
of this section will seek possible analyses for these two types of internal deri-
vation through comparison with similar accentual shifts provoked by “exter-
nal” derivation, i.e. addition of an overt derivational suffix. These analyses
may also help shed some light on proterokinetic inflection, whose problems
for metrical grid theory were mentioned in §3.5.
4.1 “Default-to-amphikinetic”
Let us begin with the second type of internal derivation listed above, by
which an amphikinetic derivative may be formed to a base belonging to any
of the other three accentual paradigms. This process is especially apparent in
the formation of collectives, e.g.
· acrostatic *wód-r" ~ *wéd-n- ‘water’ → coll. *wéd-ōr ~ *ud-n-´ (cf. Hitt.
pl. úitār, Ved. udE, Gr. sg. ὕδωρ, Umbr. utur; Ved. gen. udnáḥ, Umbr.
abl. une < *udni);
40 Collectives to mass nouns such as ‘water’ and ‘fire’ probably have “delibative”
value (Nussbaum 2011), i.e. denote individual samples of the mass: hence *wéd-
ōr ~ *ud-n-´ ‘bodies of water’, *péh2-wōr ~ *ph2-un-´ ‘individual fires’. Cf. Hitt.
widār ‘sources of water’, huitār ‘kinds of wildlife’, and see Melchert 2011: 396, 398.
41 Note also Hitt. ḫastai, gen. ḫastiyaš ‘bone’ ← PIE coll. *h2ést-ōy, *h2(e)st-i-és (cf.
Gr. ὀστέον), whose suffixal vocalism indicates an original amphikinetic for-
mation (otherwise Oettinger [2009: 341, 343–5], who assumes hysterokinetic
*h2st(h2)-ḗy with suffix influenced by the type of *wéd-ōr).
*
(*
(* * ) * * )
*wed er h2 → *wed er h2 > *wédōr
DOM DOM
I therefore suggest that the hallmark of this type of internal derivation is the
dominance of the endings, whether originally derivative collective marker
*-h2 or the case endings themselves. The “default-to-amphikinetic” deriva-
tion of collectives, animate possessive/individualizing nouns, or compounds
can be understood in prosodic terms as replacing recessive with dominant
case endings, which delete all accentual features of the base stem. The result-
ing paradigm is amphikinetic, with default initial (root) stress in the strong
forms and ending stress in the weak forms. The metrical grid for the gen.
*ud-n-és of coll. *wédōr is thus
*
(*
(* * (*) * * (*)
*wed en es → *wed en es > *udnés.41
DOM
42 On Ved. gen. pl. bráhmaṇām, mánmanām, etc. with full-grade suffix -man- for
expected *-mn-, see Nussbaum 1986: 280–1.
*
(*
* (* (*) * * (*)
*peyh2 wen es → *peyh2 wen es > *pih2-un-és.
DOM
However, since one would prefer for the case endings to have the same ac-
centual properties in all paradigms, I conclude that the default type of in-
ternal derivation entails addition of a dominant zero derivational suffix, as
now convincingly argued by Kiparsky (2010: 166–70).43 The suffix erases all
underlying accents of the base, whether root or suffix. The endings, mean-
while, remain recessive unaccented (weak) or accented (strong), resulting in
the amphikinetic paradigms above.
If this analysis is correct, it implies that internally derived amphikinetic
collectives or animates do not have the same underlying structure as the “ba-
sic” amphikinetic nouns discussed above in §3.3, e.g. *dhég$h-om ~ *dheg$h-m-´
‘earth’. This conclusion is not necessarily surprising, as there is no a priori
reason to suppose that all nominal stems inflected according to a particular
accent and ablaut paradigm must share the same underlying prosodic speci-
fication. We have already seen in §3.5 that the stress alternations in neuter
proterokinetic paradigms may be accounted for by positing accented suf-
fixes and dominant unstressed nom./acc. sg. ending *-∅, whereas the ani-
mate proterokinetic stems require a different treatment. It is to this most
problematic PIE inflectional type that we now turn.
43 Many thanks to Craig Melchert (p.c., 14 Nov. 2011) for reminding me of this
possibility, and for making available a preprint copy of Kiparsky 2010. Kipar-
sky assumes an Oxytone Rule for PIE which applies after the deaccenting domi-
nant zero suffix, producing columnar oxytone paradigms, but see the objections
above in fn. 31.
suffix (see Nussbaum 1998: 147–52 with refs.). Most clear examples involve
u-stems, e.g.
· *h1ós-u ~ *h1és-u- ‘good (n.)’ → *h1és-u- ~ *h1s-éw- ‘good (adj.)’;
· *krót-u ~ *krét-u- ‘power, strength’ → *krét-u- ~ *kr"t-éw- ‘strong’; and
· *pólh1-u ~ *pélh1-u- ‘a lot, multitude’ → *pélh1-u- ~ *prh1-éw- ‘much,
many’.44
Widmer (2004: 133ff.) has argued that in fact many proterokinetic and am-
phikinetic adjectives in PIE had acrostatic neuter forms, which were for-
mally identical with the corresponding abstracts: cf. neut. nom./acc. sg. *-n"t,
*-is (e.g. in *plóh2-is ~ *pléh2-is- ‘more’), *móg$-h2 ~ *még$-h2- ‘size; a lot’ be-
side pres. act. ptcp. *´-ont- ~ *-n"t-´, comparative *´-yos- ~ *-is-´, and adj.
*még$-oh2- ~ *Wg$-h2-´ ‘great; much’.
This derivational relationship may be captured under the assumption
that proterokinetic adjectives, in particular i- and u-stems, were actually
underlyingly amphikinetic in PIE, i.e. had unaccented root and suffix. The
stress was thus determined by the ending: default initial stress in strong
forms, ending stress in weak forms, just as for *dhég$h-om- ~ *dhg$h-m-´ ‘earth’,
*még$-oh2- ~ *Wg$-h2-´ ‘large, great’, or *wéyd-wos- ~ *wid-us-´ ‘knowing’. The
crucial additional rule which must be posited is that word-final *-yés, *-wés
in the gen. sg. became *-éys, *-éws. The metrical grids for nom. *pélh1-u-s
and gen. *prh1-éw-s ‘much, many’ were thus
* *
(* (*
* *) * * (*)
*pelh1 ew s > *pélh1us *pelh1 ew es > *pl
̥h1éws
From the genitive, the stressed full-grade suffix could have spread to dat.
sg. *-éy-ey, *-éw-ey and perhaps also loc. *-ḗy, *-ḗw (see fn. 36). Other case
forms of the “proterokinetic” paradigm remained identical to those of am-
phikinetic nouns, except for the nom. pl., where *-ey-es and *-ew-es early
on began to compete with *-i-es and *-u-es (cf. Ionic Gr. πόλ-ιες ‘cities’, OCS
pǫt-ĭje ‘paths’).45
44 See Widmer 2004: 65, 96–9 with refs.
45 On the nom./acc. dual, see the discussion in Nussbaum 1986: 282–5. If one re-
constructs the PIE ending as *-h1e, the nom./acc. du. of animate i- and u-stems
should be PIE *-i-h1, *-u-h1 < **-i-h1e, **-u-h1e (by analogy to o-stem *-oh1 <
**-o-h1e? see Jasanoff 1988: 73–4 n. 10, Melchert 1994: 51–2, Weiss 2009: 114),
This solution may account for the observed pattern of facts, but the lack
of independent evidence for a change of *-yés, *-wés > *-éys, *-éws and ap-
peal to analogy to explain the shape of the dat. (and loc.) sg. and nom. pl. are
clearly weak points. A more serious objection is that PIE also had a number
of actual amphikinetic animate i- and u-stems, reflected in e.g. Ved. sákhā,
acc. sákhāyam, gen. sákhye ‘companion’ (< *sékwh2-oy- ~ *s(e)kwh2-i-´), Av.
kauua, acc. kauuaēm ‘prophet, daēvic prince’, OP dahyāuš ‘country’, the
Hittite type of lingāiš, gen. linkiyaš ‘oath’, and the Greek type of πειθώ, gen.
πειθόος (< *-oy-os) ‘persuasion’. One would thus need to explain not only
why gen. *-yés, *-wés remained unaffected in these forms, but also why pro-
terokinetic i- and u-stems do not have suffixal o-grade in the strong cases,
e.g. nom. *pélh1-ow-s, acc. *pélh1-ow-m.
An alternative solution which involves no such ad hoc assumptions like-
wise begins from the underlying acrostatic neuter/abstract. We have seen
(§3.5) that already by PIE, the root-stressed nom./acc. sg. forms were largely
reanalyzed as having an accented suffix, leading to a stress shift to the suffix
in the oblique forms, i.e. a paradigm with proterokinetic stress alternation.
If the accented suffix was taken over into the derived adjective, the resulting
paradigm would have columnar stress on the suffix:
* *
(* (*
* (*) * (* (*)
*pelh1 ew s > *pl
̥h1ús *pelh1 ew es > *pl
̥h1éws.
47 Note that PSl. *-mę in e.g. *sěmę ‘seed’, *vermę ‘time’ need not presuppose a PIE
hysterokinetic collective in *-mḗn (Jasanoff 1983: 140, Nussbaum 1986: 123 with
fn. 34, Widmer 2004: 53), but could simply go back to *-men, generalized from
the suffix of the oblique cases; for this and other possibilities, see Aitzetmüller
1991: 96–7.
48 Cf. also hysterokinetic i-stem collectives in *-ḗy, which have been the subject
of a series of articles by Oettinger (see most recently Oettinger 2009). Most of
these occur beside o-stem bases and so ultimately reflect internal derivatives
to abstract formations in *-i-, e.g. PIE loc. *udén (*wédn"?) → vr"ddhi-derivative
*wed(e)no- ‘watery land’ (Arm. getin ‘land, country’; cf. CLuv. wattani(ya)- ‘id.’)
→ abstract *wed(e)ni- → coll. *ud-n-ḗy (Hitt. udnē, gen. udniyaš ‘id.’; Oettinger
2000, 2004).
* *
(* (*
* [* * *) * [* * (*)
w w
*g erh2 ew yeh2 m *g erh2 ew yeh2 es
w w
> *g r
̥h2éwih2m > *g r
̥h2uyéh2s
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