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Abstract
Within machine learning, several structural damage detection and localization methods based on clustering and novelty
detection methods have been proposed in the recent years in order to monitor mechanical and civil structures. In order
to train a machine learning model, an unsupervised mode is preferred because it only requires sufficient normal data
from the intact states of a structure for training, and the testing abnormal data from various damage states are generally
quite rare. With an unsupervised training mode, the capability of detecting structural damage mainly depends on the
identification of abnormal data from the testing data. This identification process is termed unsupervised novelty detec-
tion. The premise of unsupervised novelty detection is that a large volume of a normal data set is available first to train a
normal model that is established by machine learning algorithms. Then, the trained normal model can be used to identify
abnormal data from future testing data. In this article, a new structural damage detection and localization method is pro-
posed using a density peaks-based fast clustering algorithm. In order to realize damage detection, the original density
peaks-based fast clustering algorithm is modified to an unsupervised machine learning method by adding training and
testing processes. Furthermore, to improve the performance of the proposed method, the Gaussian kernel function of
radius is introduced to calculate the local density of data points, and a new damage-sensitive feature using a continuous
wavelet transform is also proposed. Damage-sensitive features are extracted from the measured data through sensors
installed on a laboratory-scale steel structure. Extensive experimental studies are carried out under various structural
damage scenarios in order to validate the performance of the proposed method. The proposed density peaks-based fast
clustering method shows satisfactory performance with regard to damage localization under various damage scenarios
as compared to a traditional approach.
Keywords
Unsupervised novelty detection, structural damage localization, abnormal data, density peaks, fast clustering
groups, which are typically the damaged and the intact Long and Buyukozturk10 also proposed an auto-
groups. Supervised machine learning approaches mated one-class support vector machine (OC-SVM) to
require both the normal and the abnormal data from locate the damage position in a three-story, two-bay
the ‘‘intact’’ and ‘‘damaged’’ structures to establish a steel structure in the laboratory. The OC-SVM is a
statistical model in the training process. However, it is well-known unsupervised machine learning method
known that the data obtained from various damage that has been widely applied to novelty detection in the
states of real civil structures are commonly quite rare.4 recent years. The experimental results indicated that
Thus, unsupervised machine learning approaches are while the OC-SVM exhibits high reliability of damage
preferred for damage detection because they only detection, it is not quite accurate in terms of damage
require normal data from the intact structures for localization. Khoa et al.11 also applied OC-SVM to
training.5 detect damages in a laboratory-scale building structure
In recent years, unsupervised machine learning and the Sydney Harbour Bridge in practice. The results
methods have been widely used for damage detection of their study showed that the detection accuracy of the
and localization. For instance, Yeung and Smith6 OC-SVM was lower than that of the supervised dam-
applied two unsupervised novelty detection methods age detection method proposed in the article. Nair
based on artificial neural networks, probabilistic et al.12 applied a novelty damage detection method to
resource and allocating networks, and Dignet networks detect and locate damages in a four-story, two-bay by
to detect the damage of loosened joints in the bridge two-bay steel-braced frame structural model. In this
girders using a finite element (FE) model. In this work, method, the difference in mean values between the data
Dignet is an unsupervised learning algorithm that is class formed by the data obtained from damaged struc-
used for clustering and data fusion, and it is a self- tures and the data class formed by the data obtained
organizing neural network that classifies the input data from intact structures indicates the presence of struc-
without supervised training. The experimental results tural damage. The experimental results showed that the
showed that a satisfactory damage detection rate was proposed method is effective in indicating the damaged
achieved. Roy et al.7 presented a structural damage floor number in most damage cases. However, the dis-
detection model based on an unsupervised learning advantage of this method is that it cannot locate the
technique. In this novelty detection approach, a neural- damage positions on the located floor. Gul and
network-based sparse auto-encoder algorithm was inte- Catbas13 proposed a novel detection method to detect,
grated into a statistical outlier analysis method. The locate, and quantify the structural damages in a numer-
model established by this approach can detect and ical simulated structural system. In this method, an
locate the damages induced in thin plates. The experi- auto-regressive model with an exogenous input model
mental results showed that the proposed approach can was established using only the intact data. Then, the
separate the intact and the damaged data with high established intact model was applied to identify the
accuracy. However, one drawback of this approach is acquired data from the damaged structure. Santos et
that there is no parametric density estimate or extreme al.14 developed a novel data-driven strategy based on
value statistic to train the model to improve the outlier unsupervised learning algorithms (i.e. principle compo-
detection performance. Da Silva et al.8 applied unsu- nent analysis, symbolic data analysis, and cluster analy-
pervised clustering methods based on Fuzzy c-means sis) to detect the damages in a FE bridge model. It was
(FCM) and Gustafson–Kessel (GK) clustering algo- observed that the proposed strategy could detect minor
rithms to establish training models using only data damage as small as 1% in stiffness reduction. Toivola
from the intact structures. These well-trained intact and Hollmén15 used a naive Bayes classifier based on
models were applied to detect the damage in a three- an unsupervised technique to establish a probabilistic
story bookshelf structure model. The results of damage model for novelty detection and applied this novel
detection showed that all the intact cases were categor- model to detect the damages in a laboratory-scale woo-
ized better than the damaged cases and that the GK den bridge. It was shown that the proposed model
algorithm performed better than the FCM algorithm could detect damages in the bridge under most damage
for some damage cases. Oh and Sohn9 proposed an scenarios (DS).
unsupervised novelty detection model established by a It is found that the numerous unsupervised novelty
support vector machine (SVM) incorporated with a detection methods listed in the above literature review
discrete-time prediction. This novel model can detect can yield erroneous results for damage detection, par-
the damages in a laboratory-scale mass-spring struc- ticularly in the case of locating the positions of the
tural system. It was shown that the proposed model actual structural damages. The objective of this study is
performs rather well in detecting structural damage to propose an unsupervised machine learning method
under the condition of an unknown level of a time- by modification of the original density peaks-based fast
varying excitation. clustering (DPFC) method.16 In order to improve the
Cha and Wang 3
performance of damage localization, the Gaussian ker- feature used in the case study is extracted from the
nel function of radius used to calculate local density of CWT of the function or acceleration time history, a(t).
the data points and a new damage-sensitive feature Because the acceleration wavelets are localized waves
using a continuous wavelet transform (CWT) are newly that span a finite time duration, CWT can represent
proposed. The proposed method is validated by con- the time-varying characteristics of a(t).18 It is mathema-
ducting extensive experimental studies using a tically defined as
laboratory-scale steel structure, which is subjected to ð‘
various DS. 1 td
W ðs; dÞ ¼ aðtÞ p ffiffi u dt ð3Þ
s s
‘
Damage-sensitive features
Damage-sensitive features are determined from the mea- where W(s, d) is the two-dimensional matrix of wavelet
sured data using sensors installed on the structure. These coefficients, a(t) is the acceleration signal, and uðtÞ is
calculated features will be used as data points (i.e. train- called the mother wavelet, which is dilated by various
ing data and testing data points) in the damage detection scale parameters s and translated by shifted parameters
and localization steps, as explained in section ‘‘Method: d to create a set of basis functions termed daughter
DPFC.’’ The ideal features used for structural damage wavelets. For the analysis, Daubechies wavelet is used
detection and localization should be sensitive to the pres- as the mother wavelet uðtÞ. To develop the damage-
ence of damage, but insensitive to the operational sensitive features, we first examine the pattern of wave-
and environmental variability in a normal range.17 let coefficients from the acceleration responses at the
Acceleration signals in the time series are measured from same sensor location before and after damage. Figures 1
the sensors attached to the joints of the steel structure in and 2 reflect the variations in the wavelet coefficients
the laboratory for the case studies presented in this arti- computed from the acceleration wavelets at a selected
cle. Before extracting the features from the raw accelera- joint in the following experimental structure before and
tion signals, it is important to carry out normalization in after damage, respectively. These figures show that as
order to compare the acceleration histories at the same the scalar parameter s increases, the peak values of the
sensor locations that may have been obtained under dif- wavelet coefficients indicated by amplitude show obvi-
ferent loading conditions and environmental condi- ous differences. Thus, these changes in the peak values
tions.12 After normalization, the extracted features from well correlate with the damage status of the structure.
the same sensor locations in a specific DS exhibit similar From these two figures, it is found that the peak values
statistical characteristics. The normalized acceleration of the amplitude in the scale band of 60–200 decrease
signal in time series, a(t), is obtained as follows after damage. Furthermore, this band can be considered
as a damage-sensitive band. This decrease after damage
aðtÞ m
can be explained by the fact that the damage in the case
aðtÞ ¼ ð1Þ studies leads to loss of high-frequency components of
s
vibrations due to stiffness reduction.18
where aðtÞ is the measured raw acceleration signal from Thus, the second damage-sensitive feature can be
sensors, and m and s are the mean and standard devia- extracted as follows
aðtÞ, respectively.
tion of
Crest factor
The first extracted feature of the acceleration signals is the
crest factor, and the measured signals comprise n discrete
quantities. The crest factor of the acceleration data is sen-
sitive to structural damage.1 Its expression is as follows
jajmax
Crestfactor ¼ ð2Þ
arms
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
P ffi
where jajmax ¼ max jaðtn Þj; arms ¼ ð1=nÞ n ðaðtn ÞÞ2 .
T-CWT
T-CWT is a new developed damage-sensitive feature
extracted from the signal wavelet after continues wave- Figure 1. Peaks in amplitude of the acceleration history at a
let transformation (CWT). This damage-sensitive joint before damage.
4 Structural Health Monitoring
Figure 4. Example of distance d9 calculation. Figure 5. Identifying cluster density peak points.
Figure 10. Flowchart of the improved DPFCA as an unsupervised damage detection method.
added into the above well-trained model separately. includes a three-story and two-bay steel structure in the
The testing points with a lower density than rb of their laboratory, and the bottom of the structure model is
assigned clusters can be identified as novelty points. connected to a heavy concrete foundation, as shown in
Due to dissimilarities in the values of damage-sensitive Figure 11. The dimensions of all the columns are 0.60
features, the testing points that are from the damaged m 3 0.0508 m 3 0.0064 m, and the beams in this struc-
states of the structure should be far away from the core ture are the same as the columns. The structural com-
regions of the intact point clusters in the domain of the ponents are bolted together by four bolts at the
damage-sensitive features. Thus, the testing points iden- structural joints, as shown in Figure 12.
tified as novelty points by the intact model can be
labeled as the damaged points from the structurally
DS
damaged state. The details of the structural damage
detection procedures are explained by the flowchart in In total, 18 tri-axle integrated electronic piezoelectric
Figure 10. In addition, detailed example, which explains (IEPE) acceleration sensors are used to measure the
how damage detection works using the DPFC method, structural response under excitation. These sensors are
is provided in section ‘‘Case studies.’’ installed on columns and are positioned adjacent to the
joints. Each sensor (joint) generates acceleration signals
in a time series at a sampling rate of 6 kHz and for 3
Experimental setup seconds. A small shaker attached to the top corner of
the structure (close proximity to Joint 18) is used to
Experimental laboratory-scale steel structure excite the structure, which provides a random white
A laboratory-scale steel structure25 is used to demon- Gaussian noise at a frequency range of 5–350 Hz in the
strate the effectiveness of damage localization using the flexible X-direction, as shown in Figure 11. All the
proposed DPFC method. This experimental setup bolts at the joints are tightened when the structure is in
8 Structural Health Monitoring
Case studies
The two damage-sensitive features illustrated in section
‘‘Damage-sensitive features’’ are extracted from the
acceleration signals in the flexible X-direction of the
structure, as shown in Figure 11. Before the application
of the DPFCA, it is essential to rescale the range of the
two extracted features from each joint location to the
same scale from 0 to 1. The general formula is given as
minðF
F Þ
F¼ Þ minðF
Þ ð8Þ
maxðF
Table 2. Rates of damage detection at the structural joints with the method of DPFC.
DS: damage scenarios; DPFC: density-peaks-based fast clustering; The italic values in the table indicate the highest rates in the four damage scenarios.
Figure 14 Distribution of well-trained intact model with Figure 15. Well-trained intact model and distribution of
identified halo points after clustering. testing and identified damage points.
potential damage position. However, the proposed of sensors installed on a laboratory-scale steel struc-
DPFC method performs better than the OC-SVM ture. Various types of structural damages were created
because the damage at Joint 10 is directly localized for the experimental studies. The structure was tested
using the DPFCA. Even though the OC-SVM has been several times under intact and various DS. The experi-
verified as an effective approach for damage detection mental results showed that the improved DPFCA
by previous research works, it still requires improve- showed high performance of structural damage locali-
ment in terms of damage localization.10,11 Thus, the zation in the case of multi-story and multi-bay struc-
DPFC method is advantageous for carrying out struc- tures. Valuable information was obtained by applying
tural damage localization, particularly for locating the the improved DPFCA to localize the damage positions
damage positions in complex multi-story and multi- in the laboratory-scale steel structure. Moreover, the
span structures. proposed method also showed superior performance
The proposed DPFC method performs rather well in over the OC-SVM, which is currently widely used in
the case of structural damage localization of multi-layer structural damage detection and localization. Even
and multi-span structures. As an unsupervised novelty though unsupervised novelty detection using the
detection method, the modified DPFC uses data only improved DPFC method presented superior perfor-
from an intact structure to establish a trained model. In mance of damage localization, considerably more
this study, the time taken to achieve damage localiza- research effort can be invested to improve the computa-
tion is quite fast because of the advantages of the fast tional efficiency of the improved DPFCA, such as
clustering process of DPFC, which has a great potential reducing the workload of artificial parameter setting.
to be applied to the real-time monitoring of damage in Thus, one objective of the future research is to improve
mechanical and civil infrastructures. However, owing the algorithm of the improved DPFCA to increase its
to the limited volume of 60 intact training points, intact capacity of automation and robustness in varying
models were not trained very well in several cases. The external loads. Besides, it is our expectation that this
number of novelty points in some trained intact models experimental structure can be tested more times to
is slightly higher than expected, which causes relatively increase the volume of the experimental data set and
high false-positive rates. In addition, owing to the lim- create more types of structural damages, which can be
ited volume of 10 damage points in each DS, the rates added in various combinations for DS.
of damage detection at a few joints achieved identical
values, and it may be difficult to directly locate the Declaration of conflicting interests
potential at a number of damage positions in a DS The author(s) declared no potential conflicts of interest with
under this condition. Thus, it is likely that damage loca- respect to the research, authorship, and/or publication of this
lization performs much better when the volume of the article.
data set from damage structures is increased. Finally,
numerous parameters in the DPFCA need to be manu- Funding
ally set, and this disadvantage is likely to increase the The author(s) received no financial support for the research,
training time associated with selecting appropriate clus- authorship, and/or publication of this article.
ter density peak points and finding the border regions
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