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Renewable and Sustainable Energy Reviews 57 (2016) 479–495

Contents lists available at ScienceDirect

Renewable and Sustainable Energy Reviews


journal homepage: www.elsevier.com/locate/rser

Towards successful environmental performance of sustainable cities:


Intervening sectors. A review
A. Martos a, R. Pacheco-Torres a,n, J. Ordóñez a, E. Jadraque-Gago a
a
Department of Engineering Construction and Project Management, University of Granada, Spain

art ic l e i nf o a b s t r a c t

Article history: Cities contribute around 80% of global greenhouse gas emissions. There is currently a massive growth in
Received 29 April 2015 urban areas internationally, especially in developing countries. Urban centers and cities should offer an
Received in revised form effective answer to new problems arising from planning and expansion, according to criteria of sus-
15 December 2015
tainability. Decisions for sustainable cities planning and management should be taken on an evaluation
Accepted 17 December 2015
of their consequences. Correspondingly, each strategy should be designed and undertaken with the right
tools of study, analysis and prediction.
Keywords: This paper aims to offer an analysis of the aspects involved in designing sustainable cities. It involves
Sustainable cities an overview of published papers focusing on urban transport, building energy consumption, green areas
Urban planning
planning, waste management and water supply on a city-wide scale. In order to give a broader concept of
Sustainability
sustainability in cities, an analysis of other variables from a social point of view is also given. The dis-
cussion of this research reflects that the adoption of mechanisms to promote sustainable development is
a matter not only of decision makers and designers, but also of users and citizens.
& 2015 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Sustainable urban transport . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.1. Sustainable urban transport planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.2. Integration of electric vehicles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3. Buildings energy consumption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3.1. Energy consumption modeling on district and city scales. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3.2. Shading effect on building energy consumption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
3.3. Integration of renewable energy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
3.4. Energy behaviors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
3.5. Building retrofit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4. Urban green areas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4.1. Urban green areas and Urban heat Island . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
4.2. Social benefits of urban green areas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
5. Municipal solid waste management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
5.1. Landfills . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
5.2. Recycling programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
6. Water supply . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
7. Social variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
7.1. Education as a tool for engaging in sustainable development of cities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
7.2. The role of public participation in the promotion of sustainable cities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
7.3. Culture and citizen's perception of sustainable cities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
7.4. Crime prevention through environmental design of cities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

n
Corresponding author. Tel.: þ 34 958 249438.
E-mail address: rosapt@ugr.es (R. Pacheco-Torres).

http://dx.doi.org/10.1016/j.rser.2015.12.095
1364-0321/& 2015 Elsevier Ltd. All rights reserved.
480 A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495

8. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

1. Introduction and an urban expansion which is reinforced by the development of


new, low-density residential areas where the use of private
At present, 80% of worldwide greenhouse gas emissions come transport is necessary to carry out day-to-day living needs [8]. A
from cities [1]. By 2050, it is predicted that 70% of the world’s change in the current model in favor of a more sustainable one
population will live in urban areas [2]. There is a proposal which would require the application of concrete policies [9].
offers up cities as part of the solution to combat the effects of A wide range of strategies have been proposed by different
climate change and to promote sustainable development. researchers and these are being implemented in cities all over the
A sustainable, resource efficient city can be defined as a city world. These strategies include the integration of transport and
that is significantly decoupled from resource exploitation and land use, management of motorization, the promotion of public
ecological impacts and is socio-economically and ecologically transport as an alternative to private, pricing and financing poli-
sustainable in the long term. A sustainable city must not only cies, and the adoption and promotion of environmentally friendly
integrate methods to mitigate their effect on the environment, but technologies [10]. Among the environmentally friendly technolo-
also become a space which promotes a better quality of life for its gies in use it is worth noting transport powered by alternatives to
citizens, promoting active participation in the development of the fossil fuels, such as electric vehicles, either private or public [11].
means to satisfy their needs in a sustainable way [3].
Decision making on urban infrastructures and networks of 2.1. Sustainable urban transport planning
basic services requires a careful examination of the socio-cultural
and political factors involved, above all when dealing with A sustainable planning of the transport network requires
developing countries [4]. coordination between different sectors, groups and jurisdictions,
In this article, the strategies applied by the key sectors with the which must then coordinate the objectives, impacts and options
aim of reducing the effect of cities on the environment have been considered during the design process. This planning contributes to
reviewed. The structure of the article is as follows: in section two, a short-term decision making process consistent with the long-
it is conducted a revision of articles on sustainable urban trans- term strategic objectives. Decisions taken about transport systems
port. Section three concentrates on matters which are essential to affect people in many different ways, thus for a successful sus-
energy consumption in buildings. Section four is dedicated to the tainable plan a large variety of objectives and impacts come into
importance of green areas in sustainable cities, and section five play [12]. One of the objectives of sustainable urban transport is to
addresses the management of solid urban waste. Section six is develop a multi-modal transport system where installations which
devoted to water supplies. In order to define a more general promote the use of the bicycle play an important role.
concept of sustainability in cities, an analysis of other variables Many previous papers have addressed sustainable urban
from a social point of view is given in Section 7. Finally, the con- transport planning with the aim of remodeling cities in order to
clusions are given. shorten journey distances and minimize dependence on private
motor vehicles [13,,14].
Predictive models become supporting tool for decision making
2. Sustainable urban transport effective strategies to mitigate the adverse effects of the current
transport planning in cities and promote sustainable urban
The International Energy Agency estimates that 20% of global transport development. Doi et al. analyzed public transport and
primary energy consumption and around 25% of CO2 emissions strategies in place for the use of urban land for the year 2030 in all
can be attributed exclusively to the transport sector [5]. If the urban areas in Japan, a total of 269 [15]. The model also included
current trends persist, by 2050 the global demand for energy for the financial balance between the working of the public transport
transport will duplicate and, consequently, so will the associated systems and the benefits for the users. The authors reported that
CO2 emissions. city dimensions impact on the effectiveness of carbon emission
Urban transport stands at a crossroads between human strategies. In that context, they highlighted the potential of inte-
development and the environment, being factors which must gration of urban transport strategies and land-use control in the
evolve together. Presently there is a severe imbalance between form of ‘corridors and multicentres’.
these factors, due to a high dependency on motorized transport By assessing land use and transport patterns, Tirumalachetty
powered by fossil fuels. developed a microsimulation model to predict greenhouse gas
The transport model of the present day is characterized by its emissions in the city of Austin (Texas, USA) [16]. In the next 25
high inefficiency, elevated levels of associated contamination, years, the number of personal vehicles was estimated to jump
adverse effect on human health, expensive logistic costs, energy 143% and the transport-related energy was estimated to
dependency and large number of traffic accidents. The negative increase 108%.
impact transport has on society is more visible in the sectors of the In that sense, Aljoufie et al. developed a dynamic model to
population which are most vulnerable, such as children, the compare the ability of different approaches to depict the impact of
elderly and those with chronic diseases [6]. land use changes on transportation and vice versa. The model was
The impact on the environment and the elevated energy con- applied in the city of Jeddah (Saudi Arabia) over the course of 20
sumption generated by the dominant use of private motor vehicles years [17].
in the cities is one of the most pressing demands on making urban Urban sprawl effect on energy consumption for transport was
policies more sustainable. assessed by Marique et al. [18]. By developing a method that
Transport planning has become one of the tools necessary to combined statistical data collected through empirical research and
remodel cities [7]. The boom in the use of the car during the through the use of GIS, the authors determined the most efficient
twentieth century has led to a general sub-urbanization of cities strategies to promote civic awareness on the adequate methods to
A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495 481

reduce energy consumption for transport. After applying this evaluate the impact of EVs usage on the electricity demand sector
model to compare four suburban districts in Belgium, the authors [27]. It consisted of a four step transport model which was adapted
concluded that traveled distances as well as the performance of for the metropolitan area of the city of Indianapolis (USA). The
vehicles are key factors on the energy performance of transport, findings showed that the use of vehicles varied enormously from
whereas means of transport used reported little impact. one area to another, creating different load profiles unique to each
Regarding the promotion of less energy consuming transports, area. In the base case scenarios the BEVs were more attractive
Rybarczyk et al. developed multi-criteria evaluation model for economically than HEVs, yet just slightly less competitive than CVs
bicycle facility planning, integrating both supply- and demand- or ICEs.
based criteria [19]. Based on GIS methodology, special patterns of Hajimiragha et al. faced the constraints of both the electricity
such installations were explored at neighborhood level in the city sector and transport sector regarding the integration of the plug-in
of Milwakee (USA). Besides highlighting the effectiveness of
hybrid electric vehicles (PHEVs) [28]. The planning transition to
combining both methodologies to evaluate the quality of bicycle
these types of vehicles was modeled while the present value of the
facilities, the paper pointed out the mismatch between level of
net electricity and emission costs were minimize. The applicability
service and demand depending on the entity of the road. Better
of the model was assessed for the case of the city of Ontario
level of service are available in less busy streets whereas in
(Canada) and a uniform penetration level of plug-in hybrid electric
potential demand roads the level of supply is lower.
vehicles about 10.59% was predicted for year 2025. The robustness
2.2. Integration of electric vehicles analysis revealed that the most uncertain parameters are the
electricity prices and annual growth rates of vehicles.
Due to growing concern over the increase in greenhouse gas There are considerable limitations to the integration of EVs, the
emissions and the security of the oil supply, the development of main one being low battery efficiency. Batteries currently used in
low carbon technology in transport has become a priority in PHEVs are limited due to their performance, reliability, durability,
international politics [20,,21]. safety and cost [29]. Furthermore some authors point out the
Alternative fuel vehicles are those vehicles which are designed possible lack of lithium sufficient for the fabrication of batteries for
to operate using at least one alternative to petrol or diesel and electric cars [30]. However, Gruber et al. reject this idea, stating
include electric vehicles (EVs), biofuel vehicles, fuel cell vehicles, that even in the most optimistic forecast for the use of electric cars
compressed natural gas vehicles etc. with lithium batteries, the needs for this element would be cov-
Electric vehicles are vehicles which are wholly or partly driven ered until 2100 [31].
by electricity. The variants of electric vehicle include the hybrid EVs must not only address the technological problems faced by
electric vehicle (HEV), the plug-in hybrid electric vehicle (PHEV) the necessity of improving the batteries, but also the social pro-
and the battery electric vehicle (BEV). Within each of these cate- blems arising from the consumers such as lack of knowledge, high
gories there are different ranges of electrical conduction depend- initial costs, or low risk tolerance. Consumer acceptance is crucial
ing on the capacity of the vehicle’s battery [22]. for continued success in the sustainable transport sector [32,,33].
Being the EV an emerging transportation system, numerous The ability of the local electric grid should be also addressed
studies examine the integration of EVs in the current context. when estimating the expansion potential of electric vehicles. The
Galus et al. developed a model to efficiently analyze the integra-
impact on local distribution capacity for zones that have high
tion of electric vehicles as an option for the future of individual
penetration of EVs could be significant, potentially increasing the
transport in terms of lower emissions and lesser dependency on
summer peak electricity demand in those zones [27]. Hidrue et al.
fossil fuels [23]. The evolution of the vehicle fleet and the simu-
used a model to estimate the potential consumer demand for EVs
lations of energy demand for the vehicles were combined with a
and whether these would eventually become economic [34]. The
simulation of transport, determining the daily behavior of EVs and
providing the energy levels of the individual batteries in different results seem to show that the cost of the batteries would have to
locations of the vehicles during the day. The integrated method be significantly reduced before electric vehicles could reach the
was able to evaluate the impact of electric mobility in the energy mass market without the aid of subsidies. Gallagher et al. calcu-
transport system field, and on the environment. lated how HEV sales responded to tax initiatives, increasing oil
Tseng et al. analyzed the environmental and economic benefits prices, and access to high occupancy vehicle lanes in the USA [35].
of BEVs and HEVs compared with CVs [24]. The authors con- The results suggest that immediacy, transparency and ease were
centrated on analyzing whether tax initiatives would make these key in designing initiatives aimed at influencing consumer
vehicles more affordable for consumers during the next 5–10 behavior.
years. They used a life-cycle costs analysis to determine the total
costs of owning a vehicle, the electric energy consumption and
emission reduction. This study highlights the importance of
3. Buildings energy consumption
energy policies which include tax credits which would address the
deficit of cost differentials and consumer affordability.
The residential sector is responsible for approximately a quar-
Other authors have pointed out the important role played by
ter of the total electric energy consumption [36,,37], and 32% of the
economic and financial incentives in the expansion of the use of
total CO2 emissions in the European Union [38]. There are various
EVs [25,,26]. Charging infrastructure and local presence of pro-
duction facilities also seem to be significant and positively corre- design and use parameters which come into play when dealing
lated to the electric vehicle market development [25]. Because this with the energy demand of residential buildings, such as orien-
is a small market compared to traditional combustion vehicles, tation, ventilation, thermal properties of the envelope and system
other socio-demographic factors such as income, education level efficiency [39]. In addition, there are other external aspects related
and environmentalism are not still significant in predicting EV to the building and its surroundings which come also important,
adoption. such as shade offered by nearby elements, or the heat island effect
On the other hand, there are studies that evaluate the con- in cities. Therefore, to successfully evaluate improvements to the
sequences of the expansion of these new transportation systems. energy demands of residential buildings, the urban community as
For example, Huang presented a multi-paradigm model to a whole must be considered, not just the buildings per se.
482 A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495

3.1. Energy consumption modeling on district and city scales According to the authors, existing policies such as the European
Directive on the Energy Performance of Buildings are not sufficient
In the sense of building energy retrofit, modeling the energy to decrease building energy consumption at the city scale whereas
consumption related to buildings at city or district scale becomes renovating the existing building stock shows a challenge for this
crucial for decision making. There are two approaches for mod- purpose.
eling energy consumption in the residential sector: top-down
models and bottom-up models. In the top-down approach, the 3.2. Shading effect on building energy consumption
residential sector is considered as energy dissipater and fails to
distinguish energy consumption for individual means. These Shadings affect the building energy use for lighting, heating
models determine the effect on energy consumption caused by and cooling, and also the occupant´s visual and thermal comfort
long-term changes or transitions within the residential sector. The [45]. The use of shading devices tries to assure both a right level of
bottom-up approach meanwhile covers all models that use input natural lighting on the building and to manage the incoming solar
data from a hierarchical level lower than those of the sector as a energy. Therefore, an efficient control design of shading devices
whole and identifies the contribution of each end use to the total can achieve great energy savings in air conditioning, heating and
energy consumption in a given residential area [40]. lighting devices [46].
According to Bourdic, there are four model types to calculate, Shading may decrease or increase the energy requirement of a
predict, and anticipate energy consumption in buildings and thus building depending on building characteristics and environmental
greenhouse gas emissions on a district or city scale [41]. These are: conditions. A potential benefit of shading for adjacent structures is
decreasing the cooling energy requirement. Negative con-
 Agent based: based on individual behaviors. This approach sequences of shading include the loss of natural light for passive or
performs a global aggregation of individual consumption, taking active solar energy applications and the loss of warming influ-
into account every activity that consumes energy in the city. ences, which increase the heating energy requirement during the
 Energy environment: large-scale. Accounts for the interactions cold season [47].
between energy production, energy consumption and its impact There is vast extension of published studies on the effects of
on the environment. shading devices on buildings. Bellia et al. assessed the energy savings
 Morphological model: also on a large scale, assesses the impact by the use of external solar shading devices on the energy require-
of urban form on building energy efficiency, taking into account ments of a typical air-conditioned office building for three different
land-use, activities, localizations and intensities. Italian climates [48]. Results shown an annual energy saving between
 Economic model: based on economic methods, describes the 8% (in cold winter climates) up to 20% (for warm climates such as the
relationships between economic variables. city of Palermo, Italy). The authors also demonstrated the influence of
building orientation in the effectiveness of shading devices for redu-
Apart from the economic model, which is considered a top- cing energy demand in buildings.
down methodology, the rest are bottom-up. Taleb proposed different strategies related to passive cooling
The development of macro scale models to predict energy design to improve thermal performance and reduce energy con-
consumption over a whole city, for example, has proved to be one sumption of residential buildings in United Arab Emirates. Energy
of the greatest investigative challenges in this field and the simulation software was used to assess the performance of the
number of models created is consequently very large. building. The study showed that the total annual energy con-
Modeling at city scale presents the challenge of how to sumption of a residential building in Dubai may be reduced by up
embrace under the same methodology, a building portfolio that to 23.6% when a building uses passive cooling strategies [49]. A
shows many different uses, and therefore different patterns of similar study was conducted by Grynning et al. but in a cold cli-
consumption. In that sense, in the study of Howard et al. urban mate [50]. They simulated the performance of a number of shad-
buildings are grouped into eight categories, including four cate- ing strategies for south- and north-facing office cubicles with
gories of residential buildings, offices, stores, education, health and varying floor areas, window sizes and window parameters and
warehouse. These authors developed a model based on multiple assessed the energy demands for heating, cooling, lighting and
linear regression to estimate final energy consumption for build- ventilation fans. The results shown significant energy savings (up
ings in the city of New York [42]. Disparities between occupancy to 20%) by selecting the right shading strategy, but also alert that
patterns, types of appliances and building configuration have an inappropriate strategy could increase energy demand by 10%, in
effect on model predictions, and less discrepancies were obtained the case of north-facing offices.
for the case of residential buildings and offices spaces, and for the
consumption of electric energy compared to gas. 3.3. Integration of renewable energy
Similarly, the model of Pereira et al. predicts energy con-
sumption in the residential sector in various urban areas through The growing use of renewable energy sources along with
the use of an energy planning methodology [43]. They mapped the improvements in energy efficiency in buildings should lead to changes
energy consumption by end use in the city of Belo Horizonte in the current energy model in favor of a more sustainable model. In
(Brazil) for the years 1991, 2000 and 2007. User household profiles order to maintain the environmental impact of a building at sustain-
were considered as very influential factor in residential energy able levels (for example, due to greenhouse gas emissions), the energy
consumption. The results reported that economic income level is demand must be covered by renewable energy [51].
correlated with the spatial distribution of energy consumption in Cucchiella et al. analysed the economic viability of integrating
different urban areas. photovoltaic solar energy with different levels of funding, partial or
Urban retrofit emerges as an effective action for energy con- complete. The authors concluded that the most convenient solution
sumption reduction in cities. The model of Reiter and Marique would be self-financing, but due to the high initial inversion, they
allows to simulate the effects of urban renewal strategies at large recognized that this option was not always feasible [52].
scale [44]. A combination of GIS and an analysis of urbanistic and Michopoulos et al. carried out a study on the exploitation of
transport criteria is employed to model energy use of residential biomass for building space heating in Greece [53]. The authors
buildings and transport of the urban area of Liege (Belgium) and analyzed the energy, environmental and financial benefits resulting
their evolution under different energy reduction targets scenarios. from the exploitation of forest and agricultural biomass residues,
A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495 483

fully substituting the conventional fuel (diesel oil) for heating activity happening therein. Furthermore such restoration projects
buildings. The results showed that the use of biomass did indeed would help the recovery of the construction industry, which finds
offer economic benefits, even though the need for primary energy itself in crisis in countries such as Spain. Restoring existing build-
went up between 3% and 4% and associated CO2 emissions went up ings not only leads to reductions in energy consumption but also
by around 40%. These authors warn that unsustainable exploitation avoids the need for constructing new urban developments on
of biomass increases toxic gas emissions and thus contributes to the new land.
deterioration of the urban environment. For a successful energy rehabilitation in buildings, the most
Pinel et al. revised the principle methods available for seasonal profitable technologies for modernization must be determined,
storing of thermal solar energy [54]. These authors highlight the implemented and applied in order to improve energy efficiency
necessity for investigation in and development of new materials whilst maintaining satisfactory service levels and acceptable
able to store heat, whilst offering low-cost thermal stability. interior thermal comfort, following a determined series of opera-
Carcangiu et al. presented a new device which uses wind tional restrictions [63].
energy and which is integrated into the roof of a building [55]. This Many methods have been developed to evaluate the conditions
device is made up of a shaft whose axis is a centripetal turbine of in existing buildings and support the decisions relating to building
7 blades, connected to a continuous current generator. According renovation [64]. It should be noted that superposition of
to the authors, this "wind roof" could be seen as a wind speed improvement measures for the rehabilitation of energy systems in
amplifier which should allow the turbine to operate under both a building does not result in the sum of the effects of the measures
higher and lower speeds than conventional turbines, thereby individually [65].
increasing its power output. The small size of the device means Heo et al. developed a method to evaluate uncertainties around
that it can be easily integrated into buildings which already exist investments dedicated to energy rehabilitation [66]. By applying
in a city. Bayesian calibration to a normative model, these authors were
able to improve the representation of existing buildings and the
3.4. Energy behaviors valuation of uncertainty associated with entry parameters. This
study evaluated the uncertainty associated with the physical
Traditionally, actions designed specifically to improve energy properties of materials, equipment behavior and investment cost.
efficiency in buildings focused on improving thermal properties or The methodology provides knowledge on the level of risk to
systems. However, the impact of building user behavior on energy investments and associated uncertainty without the need for high
consumption has not gone unnoticed [56,,43]. According to the so- levels of detail at the building modeling stage. Similarly based on a
called “take back” effect, energy savings brought about by physical normative model, Asadi et al. proposed a methodology which
improvements can be seriously diminished by increasingly ineffi- enables evaluation of different combinations of improvement
cient consumer behavior. methods according to certain logical, physical and technical
An evaluation of the impact of the users on final energy restrictions [67]. These authors proposed a model of optimization
demand can be approached in different ways. Lopes et al. carried of technological methods to affordably reduce energy consump-
out a review of recent literature on energy behavior [57]. Despite tion in buildings.
the fact that most research concentrates on energy behavior in Retrofitting existing energy systems in residential buildings
residential buildings, there are a few studies examining the case of calls for normative and economic support from the authorities.
tertiary buildings. In this context, Masoso and Grobler studied The use of models which allow for an evaluation of the efficiency
energy consumption in commercial buildings, concluding that of such public actions is necessary. In this context, Cellura's model
more than 50% of consumption takes place during non-working evaluates the environmental and energy benefits of the Italian
hours, as users tend to leave equipment and lighting systems policy which offers tax rate deductions in an effort to promote
turned on [58]. On the other hand, Chung and Rhee focused on energy rehabilitation in existing buildings over a four-year period
university buildings and conducted an on-site survey to determine [68]. Through a combination of input–output analysis and life
their current energy consumption patterns [59]. The authors cycle assessment, the researchers evaluated different user beha-
reported a potential for energy conservation in the range 6–29% in viors. The results showed that it is possible to reach a saving of
campus buildings. 122,300 GJ of final energy and to avoid the emission of 11.6 kt CO2
Yu Zhun Jerry et al. presented a methodology to identify and during the useful life of the interventions.
improve energy use behavior of residents in existing buildings Parrish et al. presented a design process, in the form of a series
[60]. The method was based on three basic techniques of data of recommended practices, to achieve the modernization of
mining: clustering, classification, and association rule learning. existing energy systems in commercial buildings, offering at least a
The results showed that after applying this method, behaviors 30% reduction in energy consumption. These practices included
needing improvement could be identified, whilst residents could training a team for integrated design, and developing a map of
be offered viable recommendations. Jain et al. evaluated the use processes to follow during the design phase of the modernization
and design of a prototype eco-feedback web interface to motivate project to enable collaboration, communication and routine eva-
residents to change their behavior in order to improve energy luation of energy efficiency throughout the project [69].
efficiency in buildings [61]. This study was carried out over
6 weeks on 43 users employing said prototype and a use data
analysis confirmed that there was a statistically significant inverse 4. Urban green areas
correlation between user participation and energy consumption.
The implantation of urban parks and open green areas has a
3.5. Building retrofit strategic importance on the quality of life of an increasingly urba-
nized society [70]. Extensive green areas in cities act as urban lungs
More than 30% of existing residential buildings in the European (absorbing contaminants whilst freeing oxygen). The presence of
Union are over 50 years old, and the vast majority were constructed these natural assets such as greenbelts or urban parks, contributes
without any energy efficiency criteria [62]. The restoration of these to the quality of life by providing environmental as well as psy-
buildings has been considered as one of the greatest opportunities chological benefits (the former; air and water purification, noise
to reduce the environmental impact of the cities and the human reduction, and the latter; stress-level reduction, feelings of peace
484 A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495

and calm in citizens). Furthermore they promote social integration temperatures in urban areas [78]. In fact, the air temperature in
and citizen interaction [70]. green areas is lower than in surrounding urban areas. The cooling
Green infrastructure planning must be the first step when effect of green areas depends on several design parameters, such
planning new urban areas [71]. There are different methods as park size, land use/land cover and sort and density of vegetation
developed to assist or aid the decision to implement urban green [79]. Many authors have analyzed these relationships [75].
areas and what their characteristics should be. The adequate level Hamada studied the of green areas on surrounding urban areas
of green areas in an urban area can be quantified using specific [79]. The authors developed a methodology to obtain the tem-
ratios or indices: Normalized Difference Vegetation Index, Vege- perature spatial distribution from green areas towards urban areas
tation Cover Index, green space per capita, Green index, Effective and the interferences originated by different land uses. As a result,
Green Equivalent [72,,73] obtained that in the case study (a park in the city of Nagoya in
According to Gutpa, neighborhoods are the best work zones for central Japan) the temperature spatial distribution was strongly
the application of sustainable strategies in the city. Working on affected by the location of commercial areas adjacent.
this local level allows critical areas to be identified and thus areas Chang also studied the cooling effect of urban parks on the
in need of action can also be pinpointed [72]. In this study the surrounding area [80]. Specifically, the authors focused on the
authors define the Urban Neighborhood Green Index (UNGI) design parameters of the parks that have more impact in their
according to four parameters: Green Index, proximity to green, cooling effect. After applying in situ interventions, the authors
built up density and height of structures. Combining remote sen- pointed out that the cooling effect is conditioned more by the level
sing images with GIS methodology, they were able to compare the of solar radiation absorbed by the asphalt during the day, whilst at
quality of green areas in four neighborhoods in a district of the city night time, cooling is influenced by the number of trees present in
of Delhi. Furthermore the authors faced the problem of evaluating the park. It was concluded that, in the districts which are most
urban areas whose development was not authorized, and which heavily populated during the day, green areas ought to be
have grown up without an established urban planning. The results designed with less than 50% of the total surface area asphalted,
showed that the combination of remote sensing images with GIS is and with sufficient shaded areas. In contrast, those areas which are
an efficient tool to evaluate urban green structures. This study more heavily populated at night should have green areas with
reported a correlation between building height and urban density higher numbers of trees.
and the requirement of larger green areas. For example, area of Maimaitiyiming et al. investigated the dependency relationship
high-rise buildings requires more amounts of good quality dis- between land surface temperature and the spatial composition
tributed green as compared to low-rise buildings areas. and configuration of green space [77]. The spatial distribution
Chang et al. also applied a GIS methodology to develop a pattern of green areas was characterized into three landscape
method which would allow integration of green areas in urban metrics: percentage of landscape, edge density and patch density.
planning [71]. They used the Longgang District of Shenzhen City in They used the mutual information methodology to assess the
China as a case study The ecological connectivity pattern was dependency between the pattern variables. The authors concluded
assessed by the Ecological Connectivity Index value. The study area that the combination of two of these metrics has higher effect on
was divided into patches that correspond to four distinctive land surface temperature than the effect of a single metric.
groups: the core, the buffer, the transitional zone and the no or
low connectivity zone.Although the agents involved are becoming 4.2. Social benefits of urban green areas
increasingly aware of the importance of sustainable development,
the urban plans and decision making mechanisms have not yet The presence of green spaces in a city contributes not only to
been completely adapted to these new requirements [74]. Kabisch their environmental sustainability but is also an indicator of the
analysed the level of integration of the ecosystem service frame- level of the quality of life of the inhabitants, as they contribute to
work into the planning system in Berlin [74]. Basing his findings their physical, cognitive and social well-being [81]. Furthermore
on a study of the urban plans together with the opinions of those these spaces offer an opportunity to promote interaction between
involved in planning, the author concluded that, notwithstanding inhabitants who come from different socio-economic backgrounds
the knowledge of the interested parties, only the most recent [82].
planning strategies made specific reference to the development of In this context, Yao quantified the surface area of green spaces
an ecosystem service in cities. which should correspond to each citizen, using the city of Beijing
(China) as a case study [73]. The authors defined the “effective
4.1. Urban green areas and Urban heat Island green equivalent” index as the area of green space multiplied by
corrected coefficients of quality and accessibility. According to
Heat received by solar radiation, along with that produced these authors, for a successful evaluation of the space needed for
through the activities carried out in a city, leads to an increase in each inhabitant, the utility saturation threshold of urban green
temperature in certain urban areas, known as urban heat islands areas must be taken into account. The results showed that this
[75]. The island heat effect is currently considered to be one of the index for individual residents follows a normal distribution (p-
greatest environmental problems stemming from urbanization Value ¼0.7274).
and industrialization [76]. Increasing populations in cities along- As seen above, the inclusion of extensive green zones in urban
side the phenomenon of heat islands call for immediate action areas has a positive effect in the health of the inhabitants, through
involving the promotion of sustainable planning [77]. air purification. Numerous studies have evaluated the well-being
The existence of green zones in urban areas can contribute to associated with urban green areas. Mansor used the qualitative
the mitigation of this effect under certain conditions [77]. Fer- techniques of questionnaire and interview to assess the residents’
nández et al. standardized the problem of the optimal location of feelings towards urban green infrastructure [81]. The results
urban green areas [76]. By applying the finite element method, the highlighted the social benefits of these areas which promote social
authors developed a mathematical framework to find location interaction between inhabitants and contribute to their well-
values adequate for green areas in order to reduce the island heat being.
effect in urban areas. Not all the green spaces exert the same effects on citizens.
The effects of evapotranspiration and shading produced in Carrus et al. analysed the importance of biodiversity in green
parks and green areas contribute to the reduction of high urban and peri-urban areas [83]. Through surveys carried out on
A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495 485

users of these spaces, they assessed the psychological and physical location of potential sites for landfills in cities in the north of Sinai
benefits on people who visit green areas. The results showed that [99]. The methodology which these authors followed combined
the biodiversity of green areas has a positive effect on users, three criteria: environmental (land characteristics), economic
especially in urban areas, given that it increases the benefits (gradients, road networks, electricity lines), civil and patrimonial
reported by users; benefits which are assimilated by those prac- protection (distance from airports, archeological sites). They
tised in peri-urban green areas. developed a suitability index for each case, resulting in a number
of possible sites for each city in the region studied.
Ersoy et al. applied a spatial multi-criteria decision analysis to
5. Municipal solid waste management select the most appropriate site for a landfill in Trebisonda (Tur-
key) [100]. In this case, the selection criteria was to minimize
It is estimated that every year around the world 11.2 billion environmental impact, improve waste elimination levels and offer
tonnes of solid waste is collected and decomposition of the organic guidelines for an environmentally acceptable waste elimination
matter contributes to around 5% of GHGs internationally [84]. In strategy. The requirements for waste disposal through landfill
cities, the increase in population, the economic boom, the rapid dumping were investigated on three levels: site selection, geolo-
rates of urbanization, and better standards of living have meant gical investigation and site evaluation. Through the use of GIS and
that the generation of Municipal Solid Waste (MSW) in developing a multi-criteria evaluation model, Ahmad et al. developed a
countries has vastly increased [85], [86]. Sustainable management comparative study of criteria for the placement of MSW landfills
of MSW will become a necessity over the 21st century in all of its followed in eight cities around the world [101]. The hierarchical
impact phases: planning, design, operation and collection [87,,88]. analytical process technique was also included to determine the
This calls for an evaluation of local needs and conditions to enable criterion weight of the decision-maker's preferences as part of the
a selection of the most appropriate waste management activities weighted linear combination process.
to be applied [89].
5.2. Recycling programs
5.1. Landfills
Programs for recycling glass, plastic, biomass and dangerous
Improving urban solid waste landfill sites is the best way to
waste allow cities to respond to the challenge posed by the
eliminate waste in many parts of the world. In general, high
treatment of urban MSW and reduce its impact on the environ-
treatment costs and lack of alternatives are the main reason that
ment [4]. Various investigations carried out around the world will
countries, especially developing countries, rely so heavily on MSW
be examined below, all of which have the common theme of
landfills. In the EU, countries such as Greece, Great Britain, and
studying MSW recycling.
Finland rely mainly on direct landfilling. Meanwhile, in Germany,
Acceptance by citizens of specific programs put in place to
the Netherlands, Sweden Denmark and Austria, dumping waste in
encourage recycling is a key factor in their success. Influence fac-
landfills accounts for less than 5% of MSW management [90].
tors such as family income levels, and house size and habits [102]
In planning sustainable solid waste management, various
should be taken into account when designing recycling policies or
interconnecting components must be tackled, such as landfill
incentive actions. In fact, economic aspects determine the will-
capacity, associated environmental impact, and economic cost
ingness and behavior of citizens towards recycling specific wastes
[91]. Important studies have already been published which deal
[103]. Schwebel analyzed the causes for the success or failure of
with MSW landfill management with the aim of reducing their
recycling programs in urban areas [104]. Among the main
environmental impact in cities [92–94].
recommendations given, it is worth noting the need for commu-
Voronova et al. developed a model for environmental evalua-
nication channels with residents, flexibility in the more con-
tion of landfills in Estonia based on their life cycle [95]. The
strained areas of these projects, specific needs attention for high-
objective was to compare different options for technologies to
apply in sustainable treatment of leachates and in the collection rise buildings, audits to maintain a transparent system, local
and use of landfill gases. The results showed that treating lea- authority implication in making sure recycling obligations are met
chates with reverse osmosis was more beneficial for the envir- and diffusion of the results among the residents.
onment than active aerobic treatments applied to residual waters. Although the general perception of recycling is positive, it is
Furthermore, it was noted that the impacts avoided when the still necessary to remove some old negative prejudices. In this
energy was recuperated could become higher than the direct sense, Do Carmo carried out a study of the characteristics of the
impact of GHG emissions generated by landfills. The authors people involved in recycling activities in Rio de Janeiro, (Brazil)
concluded that methods combining landfill gas collection with [105]. Through a series of surveys, the author analyzed the work-
energy generation ought to take preference over the treatment er’s perceptions of their trade, and the negative semantic load
in flare. associated with concepts of waste treatment and recycling. In this
Morris et al. developed a methodology to evaluate post-closure study, it was also underlined the importance of a dialog between
care in municipal landfills [96]. The methodology depends on the government and those involved in recycling, in order to reinforce
compression of the biological, chemical and physical issues of a the public policies of waste management and improve the socio-
landfill and access to sufficient data to verify the expected trends economic situation of the workers in this sector.
in landfill behavior. One hypothetical case showed that applying
this methodology in evaluation of the specific needs of the place to
offer necessary pot-closure care of the landfill could offer better 6. Water supply
protection for the environment than that offered by traditional
methods. The increase in the urban population, over-exploitation, con-
Selecting an appropriate landfill site reduces the risk of con- tamination, degradation of ecosystems and the adverse effects of cli-
taminating the surroundings. However, it is becoming increasingly mate change are all factors influencing the global problem of water
difficult to find an adequate location due to cost increases, com- shortages in cities. It is predicted that by the year 2050, 70% of the
munity opposition and more restrictive regulations [97,,98]. world’s population will live in urban areas, which would lead to an
Through a multi-criteria spatial system, Effat et al. optimized the international crisis of water supply and treatment [106–108].
486 A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495

Cities must be able to actively intervene in the catchment scale area should not be considered as an isolated case, rather as part of
management in order to improve long-term access to water [4]. As a larger problem of shortages of resources in general and an
cities grow, the urban water managers are facing increasingly inadequate coordination and management of the same.
complex, multifaceted challenges such as growing social expec- Zeng designed a shortage “index” to quantify the lack of water
tations or the fact that sustainable exploitation of natural resour- applied to the case of Beijing in China [117]. The authors classified
ces has reached its limit. According to Brown, there is a critical the water available as: blue water (from lakes, rivers and reser-
need for strategic investment in solutions which offer long-term voirs); green water (rainwater but not from runoff); gray water
sustainable results [109]. (rain water). Based on this classification they proposed the fol-
Urban water management needs to adapt to a less hierarchical lowing shortage index (I):
distribution and the updating of the definition of the stakeholders
I ¼ I blue þ I gray ð1Þ
that should be involved. This updating of water management
approach should be based not only on network maintenance but 3
Iblue represents the proportion of clean water collected (m /yr)
also supported on more traditional systems, hitherto neglected in with respect to total water sources (m3/yr). Igray quantifies the
many cases. contamination of the water shortage and acts as the ratio between
Integrated Water Resources Management (IWRM) involved the the water footprint of contaminated water (m3/yr) in relation to
application of knowledge from various disciplines and the invol- the total water sources in a given area (m3/yr). The authors were
vement of stakeholders to implement efficient, equitable and able to show that the authorities have made progress in the
sustainable solutions as a challenge for developing practical mitigation of water shortages and between 1999 and 2009 the
solutions to water supply problems over the world [110]. Never- shortage index was considerably reduced, due to the huge effort
theless, it is undeniable the potential of new water technologies made in implementing methods to save water and to treat residual
and water sources, although they may involve difficulties in water [117]. According to these authors, to slow the trend of
acceptance by stakeholders. In this regard, Dobbie et al. analyzed diminishing water sources, future water policies must further
risk perceptions of water practitioners towards water sources, reduce the extraction of water from local sources, above all from
systems and different uses of water [111]. The authors reported underground water supplies.
that trust to manage the risk associated to these alternatives is Low-quality potable water is closely linked to many health
related to professional profile and the location of the stakeholders problems such as diarrhea, hepatitis, cholera and dysentery,
interviewed. That study also revealed difficulties to trust risk
among others. These illnesses occur most frequently in the weaker
management among water systems stakeholders.
members of the society such as old people or children, and mainly
In this context, the level of decentralization of urban water
in developing countries. Gondhalekar studied the relationship
governance has been matter of discussion. According to Yu et al.,
between urban planning in terms of water shortages and health
the smaller scale of water supply systems goes in favor of end-
problems in the city of Leh Town (India) [118]. Fieldwork studies
users attitude to collaborate and maintain the net [112].
were developed using GIS on sources of water contamination.
Water resources systems analysis emerges as a chance to aid
Furthermore, questionnaires and interviews were carried out on
water planning decision making and evaluate alternative options
200 households and 70 hotels or guesthouses. Medical data was
[113]. This analysis considers water as a resource for domestic,
also reviewed. The authors confirmed that the rapid increase in
agricultural and industrial use, as well as a hazard in the form of
water consumption alongside the lack of adequate water and the
floods and drought.
current sanitation infrastructure were causing serious problems of
Brown et al. identified current barriers and the keys to move
water contamination. The use of GIS was justified as a valid tool to
towards sustainable urban water management and, finally,
tackle the challenges posed by the water problem and the con-
anticipate and project the future institutionalization of sustainable
sequences on the health of the residents. The authors advocated
water management for the whole of Australia [109], Wang
examined the security of water management in the city of Yulin the development of a decentralized or hybrid sanitation system to
(China) [114]. Based on a system dynamics modeling approach, the support conservation of the water resources in the area.
author carried out a quantitative evaluation of the efficiency of Nyemba evaluated the degree of water shortage in homes and
different management options on supply and demand, and con- the resulting impact on health and on the environment in the city
cluded that a combination of conservation methods and demand of Bulawayo (Zimbabwe) [119]. Two independent surveys were
management instruments was the most efficient strategy in bal- carried out in both the low- and high-income suburbs of the city,
ancing supply and demand. Zeng applied neural networks to concentrating on the reach and impact of water shortages in
model water resource consumption in the city of Daegu (South households. Microbial levels in the main water supplies were
Korea) and to predict the demand [110]. This decision support tool analyzed, and the results complemented with an examination of
allowed efficient assignation of water resources in different areas the profiles of water-related illnesses. The findings showed that
of the city. The results showed that the decision support system water shortages were more serious in low-income suburban areas
developed were very useful in facing the complex management than in high-income suburban areas. Per capita water consump-
problems of water resources and that this system could be applied tion in both areas was shown to be below internationally recom-
to more, similar cities in South Korea. mended levels and the incidence of water-related illnesses was
In the context of water supply shortages, options must be found higher. According to the authors, this situation has arisen as a
to reduce the demand. The most viable option lies on the for- result of distorted water distribution policies in the city and a lack
mulation and implementation of comprehensive water plans of investment in safer alternatives.
which concentrate on alternative strategies to manage the supply Public awareness of the current water crisis is increasing all
and control the demand [115]. Wang et al. established a series of over the world, and new sources of fresh water are being devel-
water consumption indicators to analyze the structural relation- oped (such as desalination of sea water or recycling residual
ship between economic activity and their physical relationship water). For a sustainable growth of cities, the new systems of
with water resources in areas of China which were experiencing water production, purification, distribution and reutilization must
water shortages [116]. Their study also offered a retrospective on be capable of solving the problems arising from quality and
how water shortages have come about in this area over time. quantity of water, environmental protection, reduction in energy
According to these authors, the history of water shortages in this consumption and cost of water [120].
A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495 487

7. Social variables age, ethnicity, ability) in the promotion of representation, parti-


cipation and access to development.
Traditionally, the approach when sharing knowledge on sus- Public participation on the sustainable development of cities
tainability has focused on environmental and economic aspects needs engaging stakeholders beyond policy makers, planners or
[121], dismissing the social issue. In the next paragraphs, social academics. As a starting point, public participation should be
variables are analyzed, to offer a more general point of view on included in official city development projects. However, not
sustainability in cities. always the local context is aligned with public participations
opportunities designed beforehand [128]. Connecting with the
7.1. Education as a tool for engaging in sustainable development of previous section on “education”, the existing gap between citizens
cities knowledge on sustainable development matters and experts or
academics involved in participation plans, threatens the success of
According to UNESCO, “Education for Sustainable Development those plans that were precisely designed to improve the welfare of
means including key sustainable development issues into teaching citizens with their urban environment [128].
and learning”, comprising also “participatory teaching and learn- In this context, attempts have been made in designing public
ing methods that motivate and empower learners to change their participation process. Cohen et al. proposed a visual tool to facil-
behavior and take action for sustainable development” [122]. itate deliberation on sustainability options in the city of Phoenix
Education and participation are seen as crucial in preparing pre- (USA) [128]. The results of the project confirms the applicability of
sent and future generations for addressing environmental issues the visual tool to experts to translate hard to understand sus-
and sustainable development [123]. tainability concepts into more reasonably easy to understand by
Education on sustainability at school level is key for promoting citizens. From online discussion forums, Martin et al. tested people
more involved and prepared future generations. In this sense, concerns on future sustainable development for a city over a 20
Andreasen et al. explored the significance of environmental edu- year period [129]. The results shown a high level of consensus
cation at school age and the significance for teachers [123], between stakeholders in issues like integrated transport networks,
showing a literature review on research literature on education for improved energy efficiency and water conservation measures.
sustainable development. Olsson et al assessed the concept of However, urban density development and population growth is
sustainability consciousness at school level, estimating the envir- matter of higher disagreement.
onmental, economic, and social dimensions of sustainable devel- The use of indicators has been applied for reducing complexity
opment in terms of sustainability knowingness, attitudes, and of sustainable development means and how to communicate with
behavior [124]. This concepts indicates the pupils’ ability to con- the public. Doody et al. used a scientific approach (based on the
sider all dimensions of sustainable development in cities. The
Q-method) to combine both public opinion and technical exper-
conclusions highlight that low successful of the certification sys-
tize to create a list of indicators that were both technically sound
tems in Swedish schools with respect to the effect on pupils’
and incorporated the views of the public [130]. Besides obtaining
knowingness.
typical indicators (water management or air quality), they
Results reported difficulties in identifying the economic issues
obtained additional indicators related to government action and
from a pupil’s perspective, highlighting the complexity of distin-
social inclusion, providing a more holistic and integrated measure
guish the economical dimension of sustainable development
of sustainable development.
based on the UNESCO definition. The authors concluded that
education for sustainable development should be treated as an
approach that permeates the whole school and its teaching. 7.3. Culture and citizen's perception of sustainable cities
Meanwhile, Amador et al. developed a set of assessment cri-
teria for education for sustainable development in higher educa- Alongside with ecological, social, and economic considerations,
tion [125]. Analyzing the impressions of a group of students of a culture to play important roles in sustainable development in
master’s course on Environmental Citizenship and Participation, cities. After developing a four year project on Cultural Sustain-
the authors explored the relationship between theory and praxis ability [131], Dessein et al. cluster the relationships between cul-
concerning education for sustainable development. The results ture and sustainable development into three levels: i) culture in
highlight the existence of discrepancy between student’s percep- sustainable development: assuming culture as a fourth dimension
tion of the fundamental principles learned and its identification of sustainable development; ii) culture for sustainable develop-
within the curricula of the course. It was also reported the exis- ment: considering culture as an operate force itself; iii) culture as
tence of different perceptions of the teachers as far as the acqui- sustainable development: focusing on culture as a key factor for
sition of knowledge and planning an action. achieving sustainable development ambitions.
Cultural perceptions of house's wellbeing have effect on con-
7.2. The role of public participation in the promotion of sustainable sumption patterns and even on urban development models [132].
cities Special characteristics of the buildings themselves, enables them
to be considered as a medium to promote cultural sustainability.
The challenges of representation and communities have been Recently, Wu et al. analyzed culture within the green building
highlighted in the new global framework for sustainable devel- community. The authors proposed a set of cultural sustainability
opment, recently framed in the Sustainable Development Goals index framework based on criteria such as cultural diversity, cul-
[126]. In fact, the ambition of this new framework is to put people tural identity, cultural vitality, cultural continuity and esthetic
“at the center of sustainable development” [127]. However, three experience [132]. These index are targeted to stakeholders
are the main reasons why citizen’s participation would be still involved in different green building stages, such us initialization,
problematic in this new structure: the problem of the scale (in development, construction and management.
terms of global policy framework); the problem of representation
and participation (regarding the variety of perspectives to be 7.4. Crime prevention through environmental design of cities
represented); the problems with community (in the sense of social
orderings discriminations). Howard et al. [127] table the need of In the approach of social aspects, there are few studies that
understanding the role of other social categories (such as gender, relate citizen's security (more specifically criminality) with the
488 A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495

Table 1
Literature review.

Reference Sector Objective and methodology Conclusions

[15] Sustainable urban trans- A cross-assessment model that supports vision-led and con- CO2 emissions reduction targets can contribute to the
port planning sensus-led approaches is proposed as an analytical tool for improvement of financial balance and user benefits at the
developing sustainable urban transport and land use strate- national level. A combination of urban transport strategies with
gies for a low-carbon society. land use control in the form of corridors and multi-centers
provides greater emissions reduction and increased user
benefits.
[16] Sustainable urban trans- A microsimulation model as an effective way to anticipate -Detailed forecasts are feasible using largely existing data sets
port planning and manage greenhouse gas emissions is developed to model viability on desktop computers while providing valuable
demonstrate how can forecast Austin’s demographic and fir- insight to help inform critical land-use and transportation
mographic attributes over time, using a variety of national policy decisions that impact communities at the local, regional
and local, aggregate and disaggregate data sets. and planetary levels.
[17] Sustainable urban trans- The impact of both isolated and integrated policy interven- This study uses a cellular automata-based Land-Use Transport
port planning tions on land use and transportation are simulate to assess Interaction model.
different land use and transport policy interventions in Jed- It is provided a useful tool for simulating the various planning
dah over a 20 year period. visions in the city. This approach allows to address land use and
transportation challenges in the early planning stages and
facilitates shared visions of planners.
[18] Sustainable urban trans- The paper presents a method to estimate transport energy -Improving the performance of the vehicles and favoring home-
port planning consumption in residential suburban areas. The method uses work give significant energy savings.
data collected by using empirical surveys and GIS. -The method can be used when planning new areas or retro-
fitting existing ones, as well as promoting more sustainable
lifestyles regarding transport habits.
[19] Sustainable urban trans- An analysis was performed at two geographic levels: network -A combination of GIS and MCE analysis can serve as a better
port planning level and neighborhood level, was applied to explore the alternative to plan for optimal bicycle facilities, highlighting
spatial patterns of bicycle facilities at the neighborhood level. inadequacies of typical supply-side measures, and meet multi-
ple planning objectives of government agencies, planners and
bicyclists.
[23] Integration of electric An agent based model is proposed in order to analyze the -The integrated method is able to assess the impacts of electric
vehicles impacts of electric mobility. mobility on the domains of power and transportation systems
as well as on the environment.
-The method derives energy consumptions for the vehicle fleet
from real world drive cycles and advanced vehicle models.
[24] Integration of electric To compare representative vehicle types (conventional, -Results of sensitivity analysis reveal that a greater lifetime
vehicles hybrid with and without plug-in, and electric) using the driven mileage would promote further overall cost savings.
market price information, and the latest published cost data -The study demonstrates the importance of an energy policy
for energy consumption and emission mitigation. that includes tax credits to address the inadequacy of cost dif-
ferentials and consumer affordability.
[25] Integration of electric To determine the relationship between economic incentive -Financial incentives, charging net dimension and the presence
vehicles and socio-economic factors in the adoption of the electric of a local EV manufacturing facility were significant in pre-
vehicle. dicting EV adoption rates.
[27] Integration of electric To examine the effects of the introduction of EVs on the -The usage of vehicles varied greatly from zone to zone, which
vehicles electricity demand sector. Research is based on a multi- would create different charging profiles unique to each of the
paradigm modeling approach is used to zones.
-The decreasing tier price structure coupled with the avail-
ability of a TOU price schedule makes the EV a viable economic
mode of transportation in Indianapolis.
[28] Integration of electric To determine the optimal electric grid potential that would -The usefulness of the proposed robust analysis methodology
vehicles support these vehicles within a planning horizon. Monte was demonstrated by applying it to the real case of Ontario,
Carlo simulation was proposed for identifying the parameters Canada.
that most influence the optimal solution.
[34] Integration of electric A nationwide survey of potential car buyers is carried out -Results suggest that battery cost must drop significantly before
vehicles using a web-based instrument. Using a latent class random electric vehicles will find a mass market without subsidy.
utility model the demand for EVs is estimated.
[35] Integration of electric A dataset of state incentives is constructed. To measure con- -The results suggest that immediacy, transparency, and ease
vehicles sumer response to rising fuel prices, it is calculated the may be important attributes when designing incentives meant
average tax-inclusive retail gasoline price, based on monthly to affect consumer behavior.
retail gasoline prices. -Hybrid vehicle adoption is positively correlated with gasoline
prices.
[42] Energy consumption at Multiple linear regression is applied to predict energy con- -The results provide the ability to estimate the end-use energy
the district and city scales sumption using many different predictors. The predictors consumption of each tax lot in New York City.
used range from buildings.
[43] Energy consumption at To characterize the average energy consumption by typical -Based on the mapping of energy consumption, the future
the district and city scales residential equipment and to compute the energy consump- benefits associated with local alternative energy and energy
tion according to equipment and region. The modeled efficiency measures could be quantified.
municipal energy consumption was compared with that -Maps of energy consumed by end use are presented for the
recorded by the energy utility company. years 1991, 2000, and 2007. By integrating these maps, the
impacts of energy consumption on urban spatial dynamics
could be evaluated.
[44] Energy consumption at A methodology is proposed for assessing residential energy -The methodology allows to model building and transport
the district and city scales uses for buildings and transport at the city scale. The method energy use at the city scale, as well as to consider the possible
is based on the use of geographic information system (GIS) evolution of city energy consumption and to simulate the
tools combined with a statistical treatment of urban and effects of some strategies of urban renewal.
transport criteria.
[48] Shading effect on building The investigation is carried out by using EnergyPlus, an -Solar shading devices have the highest energy efficiency for
energy consumption accurate building energy simulation program. warm summer climates.
A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495 489

Table 1 (continued )

Reference Sector Objective and methodology Conclusions

[49] Shading effect on building Energy simulation software – namely IES – is used to assess -Energy reduction is achieved due to both the harnessing of
energy consumption the performance of the building. Solar shading performance natural ventilation and the minimizing of heat gain in line with
is also assessed applying good shading devices alongside the use of double
using Sun Cast Analysis, as a part of the IES software. glazing.
-Total annual energy consumption of a residential building in
Dubai may be reduced by up to 23.6% when a building uses
passive cooling strategies.
[50] Shading effect on building Simulations are carried out using the numerical simulation -The choice of shading strategy can have an impact on the
energy consumption tool COMFEN 4.1, 2012. energy demand of the offices.
-The shading systems can contribute toward a lowered thermal
transmittance value (U-value) of the window by functioning as
an additional layer in the glazing unit when closed.
[52] Integration of renewable A model is presented to evaluate the optimal PV capacity that -The use of a grid-connected PV module in urban contexts does
energy customers adopt with their electricity requirements. Using not produce any pollution during its life cycle.
this model, an investigation is performed on economically -Self-financing is the most desirable solution, but it is not
optimal PV investments under several conditions for a typical simple to implement due to the high initial investment.
residential building.
[53] Integration of renewable The energy needs of a representative building are determined -Financial benefits for the end-user are associated with the
energy across the various climate zones of Greece. Based on the substitution examined, even though increased emissions and
resulting thermal energy needs, the primary energy con- primary energy consumption have been derived.
sumption and the corresponding emissions are determined,
while an elementary fiscal analysis is also performed.
[55] Integration of renewable A Computational Fluid Dynamics (CFD) model is used to -The CFD models and the initial experiments on a prototype
energy simulate the flow into the eolic system. have shown the potentialities of this new system offering many
possibilities to increase its efficiency and the quantity of pro-
duced energy.
[58] Energy behaviors Five detailed energy audits are carried out in the hot and dry -More energy is used during non-working hours (56%) than
climates of Botswana and South Africa. during working hours (44%). This arises largely from occupant´s
behavior of leaving lights and equipment on at the end of the
day, and partly due to poor zoning and controls.
-There is a crying need for building occupants to learn to switch
off what they do not use.
[59] Energy behaviors Study on campus buildings energy consumption and the The energy analyses of the surveyed buildings determined the
potential for energy conservation by implementing strategies potential for energy conservation in the range 6%–29%.
for improving their energy efficiencies
[60] Energy behaviors This paper reports the development of a methodology for -The results show that, for the case building, the method was
identifying and improving occupant behavior in existing able to identify the behavior which needs to be modified, and
residential buildings. The proposed method is based on three provide occupants with feasible recommendations so that they
basic data mining techniques: cluster analysis, classification can make required decisions
analysis, and association rules mining.
[61] Energy behaviors They conduct a six week empirical study with 43 participants -The results confirm the link between interface engagement
using a prototype eco-feedback interface. Analysis of usage and reductions in energy consumption and to add user logins as
data affirmed a statistically significant inverse correlation a metric for assessing the performance of eco-feedback inter-
between user engagement (measured as logins) and energy faces and associated interface components.
consumption.
[66] Building retrofit This paper presents a scalable, probabilistic methodology that -A case study demonstrates that the proposed methodology
can support large scale investments in energy retrofit of with the use of normative models can correctly evaluate energy
buildings while accounting for uncertainty. The methodology retrofit options and support risk conscious decision making by
is based on Bayesian calibration of normative energy models. explicitly inspecting risks associated with each retrofit option.
[67] Building retrofit This paper presents a multi-objective optimization model to -The multi-objective optimization model presented is useful to
assist stakeholders in the definition of intervention measures assist stakeholders in retrofitting decisions
aimed at minimizing the energy use in the building in a cost -The model allows simultaneous consideration of all available
effective manner, while satisfying the occupant needs and combinations of alternative retrofit actions, as well as con-
requirements. straints (logical, physical and technical).
[68] Building retrofit The paper presents an energy and environmental extended -A reliable evaluation of the benefits arising from sustainable
input–output model combined with the life cycle assessment, policies strongly depends on the indirect rate of the energy
applied to assess the energy and environmental benefits consumption and energy saving, that in the examined case
arising from the Italian policy of tax deduction for energy study has the same order of magnitude of the direct one, and on
retrofit actions of buildings. the rebound effect, that can partially avoid the obtained
benefits.
[69] Building retrofit This paper presents a design process, in the form of a set of -The process maps presented offer a starting point for mapping
recommended practices, for achieving successful, deep other complex projects and goals. These maps could serve as
energy retrofitsin commercial buildings. These practices learning tools on future projects, illustrating how collaboration
include forming an integrated design team, developing a facilitates energy savings or other project goals.
process map for the design phase of the retrofit project that -Presenting maps such as these at the outset of a project help to
facilitates collaboration and communication, and routinely create a shared understanding of the project delivery process
evaluating the energy performance of the project. and the goals of the project.
[73] Social benefits of urban This paper proposes a metric of effective green equivalent, -The results show that the effective green equivalent values for
green areas which is defined as the area of green space multiplied by individual residents in Beijing follow a normal distribution.
corrected coefficients of quality and accessibility. Three indi-
cators are used to measure the real green spaces of the urban
residents of Beijing, China.
[75] Urban green areas and Review of recent research on the urban heat island as well as -This research clearly reflects the impact of urban morphology
urban heat island of the strategies that can be applied to mitigate its adverse on local temperatures and how urban design can be modified to
effects. reduce energy consumption and CO2 emissions into the
atmosphere.
490 A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495

Table 1 (continued )

Reference Sector Objective and methodology Conclusions

-This study is useful for professionals who are responsible for


decision-making during the design phase of urban planning.
[76] Urban green areas and They consider a microscale climate model and analyse the -Mitigation of the urban heat island effect is accomplished
urban heat island problem within the framework of optimal control theory of through the use of green roofs or of lighter-colored surfaces in
partial differential equations. A numerical solution is com- urban areas and also through the setting of large green zones of
puted by using the finite element method, with the help of shade trees inside the city.
the interior point algorithm IPOPT.
[77] Urban green areas and The metrics are calculated by moving window method based -The results show that while the percentage of landscape is the
urban heat island on a green space map derived from Landsat Thematic Mapper most important variable that elicits land surface temperatures
imagery, and land surface temperatures data are retrieved dynamics, spatial configuration of green space also has sig-
from Landsat Thematic Mapper thermal band. A normalized nificant effect on land surface temperatures.
mutual information measure is employed to investigate the -The results can expand the understanding of the relationship
relationship between land surface temperatures and the between land surface temperatures and street trees and vege-
spatial pattern of green space. tation, and provide insights for sustainable urban planning and
management under changing climate.
[79] Urban green areas and It is investigated the spatial distribution of the cooling effect -The cooling effect is found to extend in many directions into
urban heat island of green areas on surrounding urban areas in Heiwa Park, the urban areas. The spatial distribution of surface temperature
Nagoya, central Japan, by applying surface temperature shows that commercial areas interrupted the flow of park
information obtained from Advanced Spaceborne Thermal cooling, whereas other types of urban areas expanded park
Emission and Reflection Radiometer image data. cooling more effectively.
-The spatial distribution of temperature surface also reflects the
effects of topography on park cooling.
[80] Urban green areas and Several methods are used in the study: satellite thermal -Results suggest that the factors governing the temperature of
urban heat island images, high-resolution spatial mapping of near-surface air- park surroundings are not identical to those of park interiors.
temperatures at the scale of 10–100 m, surveys, remotely Air-temperature gradients surrounding urban parks are influ-
sensed data. enced by both the horizontal transport of cool or warm air mass
above parks and the evapotranspirative air-parcels from trees,
creating a cool island larger than the boundaries of cool-island
parks, a heat-island larger than the boundaries of strong heat-
island parks, and a cooling outside weak heat-island parks.
[81] Social benefits of urban The study explores residents’ experiential contacts with -Various green infrastructure afford the residents participation
green areas green infrastructure in Taiping, a small town in Peninsular in physical, leisure and social activities. The participations
Malaysia. Questionnaires and semi-structured interviews trigger relaxation, comfort and satisfaction. Thus, provision and
explores the diversity of green infrastructure in Taiping and planning of green infrastructure with care by urban planners
its relationship with well-being. and designers are essential for urban fabrics.
[83] Social benefits of urban This study addresses the issue of whether urban residents’ -Results show the positive role of biodiversity upon perceived
green areas evaluations of urban and peri-urban natural settings and the restorative properties and self-reported benefits for urban and
positive outcomes deriving from contact with such settings peri-urban green spaces.
vary as a function of their biodiversity. A field study assessed -Consistently with the hypotheses reported herein, a mediation
benefits and subjective well-being reported by urban resi- role of perceived restorativeness in the relation between
dents visiting four different typologies of green spaces, experience of natural settings and self-reported benefits is
selected on the basis of urban forestry expert criteria. found.
[95] Landfills A life-cycle-based environmental assessment was carried out -Results support the fact that leachate treatment with reverse
to compare different technological options for sustainable osmosis has the best environmental performance compared to
leachate treatment and LFG collection and utilization. aerobic-activated sludge treatment.
-The avoided impacts of energy recovery can be even greater
than direct impacts of greenhouse gas emissions from landfills.
[96] Landfills This paper describes a performance-based methodology for -A hypothetical case study shows that using the methodology
evaluation of post-closure care at a landfill. to evaluate site-specific PCC requirements can result in
increased environmental protection at comparable cost by
spending available funds where they are most needed.
[99] Landfills A spatial multi-criteria decision support system is used to -A suitability index map is produced for three scenarios studied.
locate potential landfill sites for North Sinai cities. Comparing the three suitability indexes; zones with the highest
values are selected resulting in a set of candidate sites for each
city in the investigated region.
[100] Landfills The requirements for waste disposal by landfill are investi- -The results of these investigations indicate that the metho-
gated in three important stages: site selection, engineering dology defined in the study proves to be an appropriate way for
geological investigation and finally site evaluation selection, planning, design and construction of a modern long-
term landfill facility for the biggest city of the eastern Black Sea
region (NE Turkey).
[101] Landfills A geographic information system (GIS) multicriteria evalua- -The differences in spatial results of suitable sites obtained
tion model is applied to determine new suitable landfill sites signify that dissimilarity in guideline specifications and
using different criterion parameters using a constraint map- requirements will have an effect on the decision-making
ping technique and weighted linear combination. process.
[102] Recycling programs A 1-month survey of 130 households is carried out in Can Tho -Plastic shopping bags were especially identified as the major
City, in southern Vietnam. Household solid waste is collected component, accounting for 45.72% of total plastic waste.
from each household and classified into ten physical cate- -Relevant factors such as household income and household size
gories to identify opportunities for waste recycling. are found to have an existing correlation to plastic waste gen-
eration in detailed composition.
[103] Recycling programs A logistic regression model is developed to estimate and -The model shows that convenience of recycling facilities and
explain resident´s willingness in e-waste recycling. service, residential conditions, recycling habit and economic
benefits are four determinants of Beijing resident´s willingness
and behavior in e-waste recycling.
[104] Recycling programs The study’s methodology follows a case study approach by -Post-analysis suggests that while some cities’ MFR programs
examining three cities in the United States that currently perform poorly, each city’s strengths aid in creating specific
A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495 491

Table 1 (continued )

Reference Sector Objective and methodology Conclusions

mandate multi-family residential (MFR) recycling: Chicago, proposals that can produce a successful MFR recycling program
Illinois; Boston, Massachusetts; and Arlington, Virginia. in Baltimore City.
-The MFR recycling program form the basis of a successful MFR
recycling program that will allow all city residents to participate
via initiatives in the categories of both program, accessibility,
and informing and self-review.
[105] Recycling programs The methodology used is qualitative in nature – physical -A more positive semantics of garbage may be necessary, but
observations (ethnographies) and interviews. Based on the not a sufficient condition to improve the well-being of recyclers,
collected data, they make an analysis about how symbolic as positive semantics can also bring negative effects, particu-
process could affect the choices and strategies of social actors. larly in their incomes.
[109] Water supply This study evaluates Australian urban water practitioners risk The authors reported that trust to manage the risk associated to
perceptions towards water sources these alternatives is related to professional profile and the
location of the stakeholders interviewed. That study also
revealed difficulties to trust risk management among water
systems stakeholders.
[110] Water supply A decision support system is developed for supporting inte- -The result indicates that the developed decision support sys-
grated water resources management in Daegu city, Republic tem is very useful to deal with complex water resources man-
of Korea. agement problems and could be further applied to similar cities
in South Korea.
[113] Water supply An embedded multiple-case analysis, identifying the current -The research reveals that, as cities develop, urban water
barriers and drivers to advancing sustainable urban water managers are being confronted with increasingly complex and
management (SUWM) across Australian cities. multi-faceted challenges as societal expectations grow and
natural resources reach the limits of sustainable exploitation.
-There is a critical need for strategic investment in solutions
that will deliver long-term sustainable outcomes.
[114] Water supply A System Dynamics modeling approach is used to examine -A combination of conservation measures and demand-man-
the future of water security in Yulin City. agement instruments is regarded the most effective strategy for
balancing supply and demand.
[116] Water supply This paper establishes a number of indicators of water con- -There is evidence that suggest that the problem of water
sumption to analyze the structural relationships between scarcity in Zhangye is not necessarily a given, but instead the
economic activities and their physical relationships with the results of poor resource use, coordination and inadequate
water resources. resource management.
[117] Water supply A new water scarcity index is used to describe the severity of -The results show that Beijing made a huge progress in miti-
water scarcity in the form of a water scarcity meter, which gating water scarcity, and that from 1999 to 2009 the blue and
may help to communicate water scarcity to a wider audience. gray water scarcity index decreased by 59% and 62%,
The historical trend of water scarcity for Beijing city in China respectively.
during 1995-2009 is analyzed. -Despite this progress, Beijing is still characterized by serious
water scarcity due to both water quantity and quality.
[119] Water supply A survey approach is applied to assess the extent of water -Water scarcity was found to be more severe in low income
scarcity at household level in a region in Zimbabwe. The than in high income suburbs. This was a consequence of the
impact on health of residents is also considered in the study. city’s skewed water distribution policy which favored the for-
mer and failure by residents of the latter to invest in safer water
alternatives.
-Water scarcity results in an increase in the incidence of water-
related diseases and environmental contamination.
[121] Social variables on Sus- Study the effectiveness of Crime Prevention Through Envir- -The reviews reported in this article provide empirical evidence
tainable Development onmental Design. supporting the significant relationship between safety and
sustainability
[123] Social variables on Sus- Literature review on the significance of the concept of parti- -Engagement in educational sustainable development remain a
tainable Development cipation for teacher meaning-making processes in education powerful educational tool.
for sustainable development education. -The concept of participation has a dual nature: it serves both as
an educational ideal and as a teaching strategy.
[124] Social variables on Sus- Nationwide study within the Swedish compulsory school -The results question the usefulness of the current system of
tainable Development system. Likert-scale questionnaire. external organizations certifying schools as “education for
sustainable development”. The certification system seems not
to have been particularly successful.
[125] Social variables on Sus- The authors explored the relationship between theory and -The results highlight the existence of discrepancy between
tainable Development praxis concerning education for sustainable development. student’s perception of the fundamental principles learned and
Methodology: a questionnaire survey to graduates and con- its identification within the curricula of the course.
tent analysis applied to the teaching documentation.
[128] Social variables on Sus- Development of a visual tool to facilitate deliberation on -The results of the project confirms the applicability of the
tainable Development sustainability options. visual tool to experts to translate hard to understand sustain-
ability concepts into more reasonably easy to understand by
citizens.
[129] Social variables on Sus- Study of what stakeholders consider to be important in -Future integrated transport networks, higher density residen-
tainable Development relation to the city’s future sustainable development. The tial and commercial land use, and sustainable population
authors conducted an analysis of electronic discussion papers growth are still the subject of concern and intense debate
and questions to enable online forum discussions. among stakeholders.
[130] Social variables on Sus- To create a list of indicators that combine both public opinion -Besides obtaining typical indicators (water management or air
tainable Development and technical expertize. quality), they obtained additional indicators related to govern-
ment action and social inclusion.
[132] Social variables on Sus- To propose an index framework including a set of cultural -The authors proposed a set of cultural sustainability criteria
tainable Development sustainability indicators for future integration with green and corresponding indicators.
building programs. Literature review.
492 A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495

Table 1 (continued )

Reference Sector Objective and methodology Conclusions

[135] Social variables on Sus- Study the effectiveness of Crime Prevention Through Envir- -Crime prevention through environmental design rules must
tainable Development onmental Design. continually adapt to changes such as increasing urbanization,
population densities and population diversity, new technolo-
gies and products, new ways of life, and emerging crime
problems.

Fig. 1. Overview of the aspects discussed throughout the article.

promotion of sustainable development. Most significant articles in [which] can lead to a reduction in the fear of crime and the incidence
this field are summarized below. of crime, and to an improvement in the quality of life” [134].
High levels of unemployment may cause poverty situations, In this context, recent studies conducted a deep review on the
leading to unfavorable social development, social exclusion and so effectiveness of CPTED [121,,135]. Although individual studies report
on difficulties in people’s access to education and culture, espe- the evidence on how CPTED reduced crime, generalize the findings is
cially in developing countries. In that sense, there is controversy in limited because of the particularities of each project [135]. Although
the acceptance of the existence of a relationship between unem- the existence of actions for preventing crime based on environmental
ployment, poverty and crime, although a reduction in crime has design are reported from the mid-twentieth century, nowadays it
been reported when unemployment rate is reduced [133]. arises as an effective strategy for a more social urban designing,
Recent research suggest that reducing crime and fear in cities especially in big cities in developing countries.
improves quality of life and this could lead to produce more sus-
tainable developments. Sustainable development comprises
human well-being and reducing crime and the crime opportu-
nities in urban areas improves quality of life. Also, crime threats 8. Conclusions
social development and destroy communal relationships, having a
greater effect on developing countries [133]. As said in previous The present study, based on a literature review of the most
sections, those are key factors on social acceptance of sustainable recent scientific studies, undertakes a revision of the main aspects
development rules. In fact, crime has been considered as a sus- involved in designing sustainable cities. Table 1 provides a sum-
tainability indicator [121]. mary of the studies analysed. The next issues were analysed:
Regarding urban development, the design of buildings and urban transport, building energy consumption, waste manage-
streets and outdoor spaces layout could interfere the conditions to ment and water supplies. Finally, attention is paid to social factors
produce a crime. In addition, the quality of the space layout con- that also interfere in sustainable development in cities, especially
ditions the chance of people's interactions and plays a positive role in developing countries.
in the development of safe neighborhoods. Also, sustainable Fig. 1 gives an overview of the aspects discussed throughout
development promotes buildings retrofit and the recovery of the article. In that figure, it can be seen the interaction between
degraded urban environments, thus avoiding social and spatial aspects involved in sustainable cities. On the left, main benefits
zoning and the existence of dangerous zones in urban areas. (both to the environment and citizens) are cited. On the center of
Crime Prevention Through Environmental Design (CPTED) is a the figure, it is summarized the sectors involved in sustainable
powerful tool to promote guides for sustainable design in the frame- cities and the main issues discussed in each section of the article.
work of avoiding criminality risks. According to the definition of On the right it is exposed the social variables related to sustainable
Cozens: “the proper design and effective use of the built environment cities that have been also addressed. The dotted line indicates how
A. Martos et al. / Renewable and Sustainable Energy Reviews 57 (2016) 479–495 493

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