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THOROUGH CRITICAL APPRAISAL JNEPHROL 2010 ; 23 ( 01 ) : 23- 32

www.sin-italy.org/jnonline – www.jnephrol.com

The primary care physician: nephrology


interface for the identification and treatment
of chronic kidney disease
Paul E. Stevens1, Christopher K. Farmer1, Department of Renal Medicine, East Kent Hospitals NHS
1

Stein I. Hallan2,3 Trust, Canterbury - UK


Department of Renal Medicine, St. Olav University
2

Hospital, Trondheim - Norway


Department of Cancer Research and Molecular Medicine,
3

Faculty of Medicine, Norwegian University of Science and


Technology, Trondheim - Norway

sification, confers an increased risk of adverse outcomes


Abstract (18). The presence of albuminuria in addition to reduced
This article explores ways in which early identification GFR increases this risk (19), and we know that lowering
of chronic kidney disease (CKD) and promotion of the albuminuria has a beneficial effect (20, 21). High blood
concept of CKD as a modifiable risk can be achieved pressure is commonly associated with CKD, and we know
through transcending traditional primary and secon- that reducing high blood pressure is also beneficial (22-24).
dary care boundaries. National and regional strategies CKD is therefore an important risk modifiable concept.
aimed at early identification of CKD in the community So how do we promote identification of people with kidney
are reviewed, together with those aimed at implemen- disease, with the tools currently available to us, and ad-
tation of management to reduce the risk both of pro- vance the concept of CKD as a modifiable risk factor? We
gression of CKD and of complications.
know that the vast majority of patients with CKD, as cur-
rently defined, are not under the care of nephrologists, and
Key words: Automated estimated GFR reporting, Car- neither do most of them need to be. How much of what ne-
diovascular disease, Chronic kidney disease, Clinical
phrology services do could be done just as effectively and
decision support, Screening
safely in primary care? Nephrology services play a num-
ber of roles for people with kidney disease: diagnosis and
treatment, control of risk factors for progression and pre-
Introduction paration of patients progressing to end-stage disease for
renal replacement therapy or conservative management.
It is 7 years since publications classifying and describing Nephrology services are integral to the diagnosis and treat-
the prevalence of chronic kidney disease (CKD) began to ment of complications of kidney disease, and have a well-
proliferate in the literature, labeling CKD as a public he- established role in the management of refractory hyper-
alth problem and suggesting that CKD is an epidemic (1- tension and the diagnosis and management of acid-base
13). Over this period, greater recognition of reduced kid- and electrolyte disorders. What nephrology services do not
ney function has been fostered through promotion of the do, and are not positioned to do, is identify people with,
concept of estimating glomerular filtration rate (GFR) from and at risk from, kidney disease. In longitudinal population
serum creatinine concentration using prediction equations. studies it has been clearly demonstrated that the majority
Although this concept provides an easily and cheaply ap- of patients with CKD have stable kidney function and that
plied tool to alert clinicians to reduced kidney function and the risk of cardiovascular death is far greater than the risk
is well established (14, 15), it has also been criticized (16). of progression to end-stage renal disease (ESRD) (25-27).
Furthermore, use of the term disease has provoked some The problem is that studies of practice patterns suggest
understandably hostile reactions (17). Nevertheless, the that CKD may not be appropriately recognized, both for
presence of CKD, even when defined by the 5-stage clas- itself and as a risk modifiable concept (28-30). Furthermo-
© 2010 Società Italiana di Nefrologia - ISSN 1121-8428 23
Stevens et al: Primary care nephrologist interface for CKD

re, when CKD is identified, management and referral may patient education packages. The National Institutes of
be suboptimal, and patient awareness of CKD, even in the Health’s National Kidney Disease Education Program was
highest risk populations, is also suboptimal (31-33). developed in 2003 and includes educational components
We know that the requirements for optimal care of indi- for populations at high risk of CKD and a family reunion
viduals with disease include a scientific understanding of outreach program (41).
disease, identification of those with, or at risk from, the di- Japan has had a legislated population-based CKD scree-
sease, a knowledge of the best therapies and strategies ning program since the 1970s, which has included scho-
available for management, the ability to deliver those the- ol children and company workers, and since 1983, adults
rapies in a timely manner and a supportive health care en- over 40 years. They are offered periodic health checks
vironment to deliver them from. These in turn require an which include urinalysis, and since 1992, measurement of
integrated approach encompassing disease awareness, serum creatinine (42). The prevalence of a low GFR (<60
education, national policy and development of the neces- ml/min per 1.73 m2) in Japan is estimated to be 20% of the
sary care delivery systems. The aim of this article is to exa- adult population, and the prevalence of ESRD is currently
mine the integration between primary care and nephrology more than 2,000 per million population. More than 40% of
in the delivery of kidney care. incident ESRD is due to diabetes mellitus (43). Since 2006,
screening of high-risk subjects has been introduced using
National and regional strategies a version of KEEP.
Although starting later, the United Kingdom is now argua-
A number of countries have begun to address the problem bly ahead of the game in national strategies aimed at early
of CKD through nationally orchestrated strategies. These identification and prevention of CKD. As a closed managed
were collated through a survey on CKD “prevention” pro- care system with over 99% of the population registered in
grams by the International Federation of Kidney Founda- primary care, the United Kingdom is very well placed to
tions in 2005 and 2007. Of the 28 countries responding create a structured delivery of health care for people with
(56% response), some form of screening activity was re- kidney disease across the whole pathway, from risk all the
ported in 24 (34). way through to ESRD. A number of key initiatives have
Of note, Kidney Health Australia has a national task force been introduced to help deliver this. The Renal National
and has developed a national CKD strategy with a national Service Framework (a long-term strategy for improving
education program. This is focused on primary care but di- kidney care) highlighted the importance of testing kidney
stributed to all health professionals nationwide. They have function, of early identification of people at risk of CKD and
also developed an accredited practice nurse program. They of integrating care pathways (44). Primary care in England
piloted an outreach program in a remote Australian Abo- is now fully computerized and at least 97% of practices
riginal community (Tiwi Islands) which reduced sickness, receive laboratory results electronically (45). In April 2006,
hospital admissions, ESRD and natural deaths (35, 36). kidney-specific indicators were introduced into the primary
The Australian outreach program contains both screening care quality incentive program (the Quality and Outcomes
and treatment components and has since been extended Framework - QOF) (46), together with implementation of
to other Aboriginal areas in Australia and to South Africa national eGFR reporting. More recently an ambitious va-
(37, 38). It involves mass community screening with the aim scular risk assessment and management program has been
of detecting high-risk groups and providing treatment, and proposed which is designed to ensure that everyone aged
this has been complemented by the introduction of auto- between 40 and 74 years in the population has their va-
matic estimated GFR (eGFR) reporting (39). scular risk managed appropriately, encompassing coronary
In the United States, the National Kidney Foundation heart disease, stroke, diabetes and kidney disease (47).
(NKF) established their Kidney Early Evaluation Program
(KEEP) some years ago (40). KEEP offers free screening CKD guidelines
and educational information for those 18 years and older
with high blood pressure, diabetes or a family history of Several groups around the world have published guideli-
kidney disease. The program has screened over 100,000 nes for the management of CKD in recent years (1, 48-54).
subjects, and versions of the program have been introdu- The most recent was from the UK National Institute for He-
ced in other countries, including Japan and Mexico. The alth and Clinical Excellence (NICE) (55). These guidelines
NKF have also developed education materials for prima- define the major components of care provision for CKD
ry care providers, clinical practice tools and public and and purport to offer best clinical advice for the early iden-
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JNEPHROL 2010 ; 23 ( 01 ) : 23- 32

tification and management of CKD. They are based on sy- laboratory determination of urinary albumin versus total
stematic evaluation of all published clinical and economic protein, and partly because primary care providers alrea-
evidence alongside expert consensus, taking account of dy use, and are familiar with, albumin to creatinine ratios
patient choice and informed decision-making. There are through the surveillance of people with diabetes. Another
some key differences in the NICE guidelines reflecting our key difference from previously published guidance is the
improved understanding of CKD. In the familiar stage 1-5 recommendation of blood pressure ranges rather than
classification of CKD, stages 3-5 are denoted by level of thresholds in the management of CKD, recommending a
GFR with or without markers of kidney damage, and sta- systolic blood pressure range of 120-140 mm Hg in tho-
ges 1 and 2 require the presence of a marker of kidney da- se with CKD and 120-130 mm Hg in those with diabetes
mage. The markers used include the presence of structu- and CKD or an albumin to creatinine ratio ≥30 mg/mmol in
ral abnormalities and/or persistent hematuria, proteinuria those without diabetes.
or microalbuminuria. Although using the familiar stage 1-5
classification of CKD, NICE recommends subdividing sta- Implementation of eGFR reporting
ge 3 into 3A (GFR 45-59 ml/min per 1.73 m2) and 3B (GFR
30-44 ml/min per 1.73 m2) and also using the suffix “p” in Knowledge of GFR is essential for the diagnosis and ma-
all stages to denote significant proteinuria (Tab. I), as also nagement of CKD and is an easily translatable concept,
suggested by the Edinburgh consensus (51). The NICE improving primary care provider’s interpretation and un-
guidelines define significant proteinuria as an albumin to derstanding of serum creatinine levels. Despite recom-
creatinine ratio of ≥30 mg/mmol (equivalent to a protein to mendations to introduce automated reporting of eGFR,
creatinine ratio of ≥50 mg/mmol or 0.5 g proteinuria/day) a survey of laboratories in the United States published in
and recommends use of albumin to creatinine ratios to 2008 found that only 38% of laboratories were reporting
quantify proteinuria. The rationale behind this recommen- an eGFR together with serum creatinine (56). In the Uni-
dation was based partly on scientific considerations in the ted Kingdom, automated eGFR reporting was introduced

TABLE I
UPDATED CKD CLASSIFICATION FROM THE UK NATIONAL INSTITUTE FOR HEALTH AND CLINICAL EXCELLENCE (NICE)

eGFR
Stage Description Qualifier
(ml/min per 1.73 m2)

Kidney damage (presence of structural


1 ≥90 Kidney damage, N or ↑GFR
abnormalities and/or persistent haema-
turia, proteinuria or microalbuminuria) for
2 60-89 Kidney damage, mild ↓GFR ≥3 months

3A 45-59
Moderate ↓GFR ± other evidence
of kidney damage
3B 30-44
GFR <60 ml/min for ≥3 months ± kidney
Severe ↓GFR ± other evidence damage
4 15-29
of kidney damage

5 <15 Established renal failure

Use the suffix “p” to denote the presence of significant proteinuria when staging CKD (albumin to creatinine ratio [ACR] ≥30
mg/mmol, or protein to creatinine ratio [PCR] ≥50 mg/mmol). Source (55).
CKD = chronic kidney disease; eGFR = estimated glomerular filtration rate; N = normal.

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Stevens et al: Primary care nephrologist interface for CKD

nationally from April 2006, using the 4-variable isotope


dilution mass spectrometry (ID-MS) traceable version of
Introduction of renal indicators in the
the Modification of Diet in Renal Disease (MDRD) Study UK Quality and Outcomes Framework
equation (57). To reduce interlaboratory variation engen-
dered by differences in measurement of serum creatini- One of the benefits of a publicly funded health care system
ne, the UK National External Quality Assessment Scheme is the ability to introduce related initiatives aimed at identi-
(UKNEQAS) provides laboratories with correction factors fication of disease simultaneously throughout the system.
for the MDRD equation to adjust for method-related dif- From April 2006 a CKD domain was included in the QOF
ferences compared to the ID-MS reference method. A for the first time. This coincided with the implementation
scheme similar to UKNEQAS has also supported Nordic of eGFR reporting and formed part of the drive to identify
laboratories with correction factors and test sera since people with CKD in primary care. Primary care providers
2005/6. are required to produce a register of adults with stage 3-5

TABLE II
CKD INDICATORS IN THE UK QUALITY AND OUTCOMES FRAMEWORK

Payment
Indicator Points
stages

Records

The practice can produce a register of patients aged 18 years and over with CKD
6
(US National Kidney Foundation: stage 3 to 5 CKD). April 2006 onwards

Initial management

The percentage of patients on the CKD register whose notes have a record of
6 40%-90%
blood pressure in the previous 15 months. April 2006 onwards

Ongoing management

The percentage of patients on the CKD register in whom the last blood pressure
reading, measured in the previous 15 months, is 140/85 mm Hg or less. April 2006 11 40%-70%
onwards

The percentage of patients on the CKD register with hypertension and proteinuria
who are treated with an angiotensin-converting enzyme (ACE) inhibitor or angio-
5 40%-80%
tensin receptor blocker (ARB) (unless a contraindication or side effects are recor-
ded). April 2008 onwards

The percentage of patients on the CKD register whose notes have a record of an
albumin to creatinine ratio (or protein to creatinine ratio) value in the previous 15 6 40%-80%
months. April 2009 onwards

Points are financially remunerated.


CKD = chronic kidney disease.

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JNEPHROL 2010 ; 23 ( 01 ) : 23- 32

CKD, to measure and record blood pressure annually, and


to record the percentage of people with CKD, hypertension
and proteinuria undergoing treatment with angiotensin-
converting enzyme (ACE) inhibitor or angiotensin receptor
blockers (ARBs). The renal indicators have been modified
and updated in successive years and now, from April 2009,
include the percentage of patients on the CKD register
whose notes record urine albumin to creatinine ratio (or
protein to creatinine ratio) within the previous 15 months
(Tab. II). Each indicator successfully met is rewarded with
points which are financially remunerated through the pri-
mary care contract.
Fig. 1 - Annual referrals to the Kent Kidney Care Centre (UK)
from primary care, 2004-2008.
What impact have these and related
initiatives had on identification of CKD
and referrals to renal services?
re an infrastructure to ensure that there are both adequate
facilities to manage the increased recognition and referral,
There is no doubt that the introduction and implementa- and that those charged with providing the requisite health
tion of these measures has led to an increase in identifi- care know what to do, when to do it, how to do it and to
cation and referral of people with CKD to specialist renal whom. This involves both professional and patient educa-
services. Analysis of annual referral rates from primary tion and development of a CKD management and referral
care in Kent between 2004 and 2008 shows a doubling program. One way of achieving this is through the creation
of referrals in the years following their introduction (Fig. of CKD networks involving primary and secondary care
1). We knew from earlier work in our own area that prior providers, public health and commissioners of services.
to introduction of these measures only 15% of people This is being done both locally and nationally but also ne-
with a median GFR of 29 ml/min per 1.73 m2 were actually eds to be allied to patient and public education, to encou-
known to the renal service (26). An increase in referral was rage greater understanding and to promote and empower
therefore inevitable and is an expected and desired re- self-management of risk.
sult. A similar picture has been observed wherever eGFR Around the world a number of different models for CKD
reporting has been introduced, with increases in referral management encompassing collaborative working betwe-
ranging between 31%-48% (58-61). In general, patients en primary care physicians and nephrologists have been
referred were older, and the increase in referral was pre- developed. In Uruguay a national program encompassing
dominantly in stage 3B and stage 4 patients, with a va- strategies aimed at education and raising awareness of
riable effect on the quality of referral. As time progresses, CKD risk factors has seen significant improvements in blo-
with the promotion of primary care education together od pressure control and a reduction in rate of GFR decline
with the introduction of the necessary tools to aid mana- (62). In the state of New York, the introduction of a program
gement, we envisage that primary care providers will gain using a combination of practice enhancement assistants,
confidence in the management of stable CKD in much the computer decision-making support and academic detailing
same way as they have with diabetes, and we would ex- also led to markedly improved recognition and treatment of
pect the referral rate to fall again. There is evidence from CKD and its complications (63). Recognition of CKD incre-
around the world that this is an achievable goal through ased by 58% and diagnosis of anemia by 34%, while use
implementation of various programs. of nonsteroidal anti-inflammatory drugs fell by 41%. A pilot
program of CKD educational intervention investigated its
Programs and strategies aimed at effect on family physicians’ clinical competence and their
implementing best practice in CKD subsequent management of CKD in people with diabetes.
identification and management Measures of clinical competence included recognition of
disease and recognition of risk, correct use of diagnostic
The introduction of measures enabling earlier identification tests and of therapeutic resources. All measures signifi-
of CKD and the implementation of CKD guidelines requi- cantly improved throughout the study and were associated
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Stevens et al: Primary care nephrologist interface for CKD

with better blood pressure control, reduced proteinuria and ferral of CKD. One example of this is the New Opportunities
reduced rate of decline in GFR in the patients these physi- for Early Renal Intervention by Computerised Assessment
cians cared for (64). (NEOERICA) project. The first phase of this project used
An alternative approach is the introduction of a primary ca- Morbidity Information Query and Export Syntax (MIQUEST),
re–based disease management program (DMP) utilizing an a piece of UK Department of Health sponsored software, to
algorithmic approach based on CKD management guideli- extract coded and structured data pertinent to CKD from
nes (65). CKD stage 4-5 was identified using eGFR derived primary care databases in a representative sample of the
from all serum creatinine values requested in routine clini- UK population (9). This enabled the developers to build a
cal practice in a defined population of 223,287. Patients comprehensive picture of the epidemiology of CKD in the
identified were invited to be enrolled in the program, risk primary care population, which was then used, together
stratified and treated according to relevant algorithms. The with evidence-based guidelines, to inform the development
DMP was delivered by a community-based team of nur- of a detailed decision tree which forms the knowledge
ses, dietitian and social worker seeking to influence 4 main base of the CDSS. The system interacts with primary care
areas: patient education, medicines management, dietetic computer systems, building a detailed picture of any gi-
advice and optimization of management to achieve clinical ven patient with CKD encompassing any available data on
targets. Patients (n=483) were enrolled into the program renal function, proteinuria, demographic and clinical data
from a population of 185,653 aged >15 years. The mean including information on cardiovascular risk factors, coded
age was 77.1 years (males 75.9 years, females 77.9 ye- disease comorbidity and prescription data (Tab. IV). The
ars, p=0.088); 47% were male, and 29.7% were diabetic. CDSS makes recommendations to primary care about sub-
At enrolment, 60.4% of patients were receiving a statin, sequent management and referral. In the example in Table
52.5% of patients were receiving either an ACE inhibitor IV the introduction of the system to a primary care practi-
or ARB. Significant improvements in cholesterol, systolic ce on the 10th of August, 2006, immediately highlighted a
blood pressure and diastolic blood pressure were achieved patient with a rapidly progressive fall in GFR. In addition to
after 9 months in the program, together with a reduced rate recommending immediate referral on the basis of absolute
of decline in GFR, suggesting that this DMP constituted an level of GFR and blood pressure, the system also genera-
effective method of identifying and managing patients with tes a graphical output of all previous GFR results and uses
CKD (Tab. III). a sequential algorithm to differentiate between stable and
unstable CKD. The aim is to provide timely advice about all
Clinical decision support systems aspects of CKD management and referral, including timing
of subsequent blood and urine tests. In the example given,
The existence of comprehensive primary care databases the system also highlighted the need for improved blood
lends itself to the development of clinical decision support pressure and glycemic control. The CDSS has now been
systems (CDSS) to aid identification, management and re- tested in primary care and has been demonstrated to be

TABLE III
EFFECTS OF THE INTRODUCTION OF A DISEASE MANAGEMENT PROGRAM FOR CKD

N=483 Baseline After 9 months p Value

Total cholesterol, mmol/L 4.6 (3.9-5.4) 4.2 (3.45-5.0) <0.01


Systolic blood pressure, mm Hg 139 (124-154) 130 (125-145) <0.05
Diastolic blood pressure, mm Hg 76 (69-84) 71 (65-79) <0.01
Fall in GFR*, ml/min per 1.73 m 2
3.69 (1.49-7.46) 0.32 (-2.61 to 3.12) <0.001

All values are medians (interquartile range) of the data.


CKD = chronic kidney disease; GFR = glomerular filtration rate.
*Data for the fall in GFR from a subset of 317 patients with GFR data for 9 months prior to introduction of the disease manage-
ment program. Data taken from reference (65).

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JNEPHROL 2010 ; 23 ( 01 ) : 23- 32

transferable to areas of the country other than that in which in a higher proportion of appropriate referrals from those
it was developed. The system is currently running live to practices using the system compared with those who are
cover over 100,000 members of the primary care popula- not. A longer period of follow-up is required to establish
tion in 2 locations in the United Kingdom in 8 practices. whether it truly adds value in the management of CKD and
In one area over the last 12 months 18,635 of 76,087 of positively influences outcomes.
the practice population (24.5%) have had serum creatini-
ne checked, of whom 2,851 had a GFR less than 60 ml/ What can we conclude, and where do
min per 1.73 m2. Of these, 251 were coded on the primary we go from here?
care systems as being known to renal services. Less than
a tenth of these (i.e., 234) required the involvement of ne- Many of the measures described above have been imple-
phrology (either for discussion or referral). Of the remainder, mented concurrently, so it may be difficult in the future to
139 required an additional test or change in medication, tease out the specific benefits of each strategy. What is
and in 101 of these, this was simply a repeat measurement clear, however, is the need for a coherent strategy in terms
of serum creatinine. of primary care, laboratories and hospital providers of kid-
Early analysis suggests that use of the system has resulted ney care. This strategy must also include patient groups

TABLE IV
EXAMPLE OUTPUT FROM A CLINICAL DECISION SUPPORT SYSTEM

Patient ID: Gender: Date of birth: Age: Assessed as stage 4 on:


23563 F xx/xx/xxxx 29 10/8/2006

Recommendation: Refer patient: Immediate: Unacceptable GFR decline: Stage 4 CKD with diastolic ≥120 mm Hg

Date Creatinine eGFR Other test results


08/12/2005 65 99 Blood Pressure 04/08/2006 190/120
07/07/2006 157 36 Haemoglobin 07/07/2006 8.4
27/07/2006 207 26 Potassium 27/07/2006 5.4
Calcium 07/07/2006 2.2
Phosphate 07/07/2006 1.19
Glucose 03/03/2006 4.7
HbA1c 03/03/2006 10.9
Proteinuria 12/9/2005 0
Cholesterol 08/12/2005 4.2
Folate 03/05/2006 10.1

Last medication issue recorded Further recommendations Readcode

Treat blood pressure


04/08/2006: Perindopril tablets 4 mg
Test for proteinuria Blood sugar
charts 7/12/2005
Start statin Diabetes
09/05/2006: Ferrous sulphate tablets 200 mg
HbA1c high review medication

CKD = chronic kidney disease; GFR = glomerular filtration rate.

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Stevens et al: Primary care nephrologist interface for CKD

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8. Hallan SI, Coresh J, Astor BC, et al. International comparison
the standard of care given to patients with CKD. They have
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9. Stevens PE, O’Donoghue DJ, de Lusignan S, et al. Chronic
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Conflict of interest statement: No conflicts of interest.
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gia. 2007;27:162-167. Accepted: June 01, 2009

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