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COMMUNICATIONS
SURVEYS
The Electronic Magazine of
Original Peer-Reviewed Survey Articles
www.comsoc.org/pubs/surveys
SATELLITE COMMUNICATIONS AT
KU, KA, AND V BANDS:
PROPAGATION IMPAIRMENTS AND
MITIGATION TECHNIQUES
ATHANASIOS D. PANAGOPOULOS, PANTELIS-DANIEL M. ARAPOGLOU, AND PANAYOTIS G. COTTIS,
NATIONAL TECHNICAL UNIVERSITY OF ATHENS
ABSTRACT
This article surveys the alternative fade mitigation techniques for satellite
communication systems operating at Ku, Ka and V frequency bands. The specific
phenomena influencing the propagation of radiowaves on Earth-space links are also
overviewed. Emphasis is placed on modeling, experimental work carried out in the
past, and practical implementations related to each mitigation technique.
12
10
Attenuation (dB)
8
0
8 9 10 11 12 13 14 15 16 17 18
Time (hour)
50 105
5
Ku band downlink frequency (12GHz)
45 Ka band downlink frequency (20GHz) 2
104
V band downlink frequency (40GHz)
5
40
3 2
10
Attenuation due to rain (dB)
35 5
2
30 102
5
2 A
25 10
5
20 2
1
5
15
2
10-1
10 5
2
5 10-2 B
5
0 -3 2
10
0.01 0.1 1 10 0 100 200 300 400 500 600 700 800 900 1000
Percentage of total time Frequency, f(GHz)
n FIGURE 3. Rain attenuation vs. percentage of total time for a n FIGURE 4. Specific attenuation vs. frequency [12]. Curve A:
satellite link operating in Athens, Greece (elevation angle = 30°, mean global reference atmosphere 7.5gr/m3; curve B: dry atmo-
vertical polarization). sphere.
24.8
clouds, and rain are incorporated. This model can be uti-
24.6
Carrier-to-interference ratio (dB)
23.8
23.6
The majority of the atmospheric phenomena discussed in the
previous section exhibit a stochastic behavior both in time and
23.4 space and, therefore, differ from all other deterministic fac-
Ku band downlink frequency (12GHz) tors (e.g., free space loss) that affect the satellite link under
23.2 Ka band downlink frequency (20GHz)
V band downlink frequency (40GHz) clear sky link conditions. Since propagation impairments have
23 a significant impact only for less than one percent of the time
0.001 0.01 0.1 1 10
Percentage of total time
during a year, the system gain must be enhanced through an
additional fade margin carefully estimated to satisfy the
n FIGURE 7. Carrier-to-interference ratio vs. percentage of total desired availability and QoS specifications.
For a satellite system, availability is defined as the time
time for a satellite link operating in Athens, Greece (elevation
percentage in a year during which the bit error ratio (BER)
angle = 30°, (C/I)nom = 25 dB, aperture angle between the ser-
is lower than a certain threshold, beyond which an outage of
vicing and interfering satellite = 2°, fade margin = 15dB).
the system occurs [27], whereas the fade margin is properly
defined as the difference in dB between the precipitation
induced attenuation leading to an outage and the attenua-
measurements above 30GHz, the validity of only a few propa- tion under clear sky conditions. To elaborate on the concept
gation models presented above has been tested. of availability, Fig. 8 illustrates the conversion from the rain
attenuation distribution shown in Fig. 3 to the correspond-
PREDICTION OF COMBINED PROPAGATION EFFECTS ing BER distribution, assuming a clear sky bit energy to
noise power density ratio Eb/N0 of 12dB and a QPSK modu-
Although prediction models for specific propagation phenom- lation scheme. From Fig. 8 it is deduced that if, for exam-
ena perform satisfactorily, the simultaneous occurrence of ple, a BER threshold higher than 10 –7 renders the system
such phenomena, a strong possibility at the Ka band and unavailable, the outage percentage for this specific satellite
above [23], imposes the use of prediction models that take link will be 0.060 percent at the Ku band, 0.096 percent at
into account the combined effect of attenuation factors. The the Ka band, and 0.205 percent at the V band. In terms of
main problem encountered by researchers is the extent of min/year this event takes place, the corresponding outage
interdependence between separate propagation effects. For times are 315.4min/year, 504.6min/year, and 1077.5min/year,
example, the melting layer is associated with low intensity respectively.
rain, while gaseous absorption increases during rain events However, for satellite systems operating above 10GHz in
due to the increased water vapor content in the atmosphere geographical regions characterized by heavy rainfall, the
[24]. simultaneous occurrence of different attenuation causes is
Until recently, two different modeling approaches have strongly possible and, consequently, the fade margin required
been considered. The first approach considers all attenuation is large. Therefore, the use of a fade mitigation technique [28]
effects as being correlated, i.e. the total attenuation is given to permit operation under lower fade margins is imperative.
by Based on the different design approaches concerning miti-
Atot = AO2 + AH2O + AC + AR + AML + AS
where AO2 , AH2O , AC , AR , AML , and AS stand for the attenua- 10-2
tion due to oxygen, water vapor, cloud, rain, melting layer, Ku band downlink
frequency (12GHz)
and scintillation, respectively. 10-3
Ka band downlink
frequency (20GHz)
The second approach treats attenuation effects as being V band downlink
partially uncorrelated; therefore, RMS summing is adopted frequency (40GHz)
for the total attenuation: 10-4
10-5
O2 H2O
10-5
rate ranges from low to medium and exhibits great spatial
homogeneity. On the other hand, convective rain consists of
raincells having a diameter of up to 5km, within which high 10-6
rainfall rates occur. The raincells are surrounded by wider
areas of stratiform rain. The inhomogeneity of rainfall within
10-7
the raincells, where most of the fading occurs, leads to a
decorrelation of the attenuation of signals following different
paths. Consequently, if the signal is received via different 10-8
paths, it is quite likely that a deep fade will occur only on one 0.01 0.1 1
of them, leaving the others less affected by it. Percentage of total time
SD takes advantage of this characteristic of convective rain
by engaging either two (double site diversity) or three (triple n FIGURE 12. BER vs. percentage of total time for a Ka band
site diversity) earth stations to ensure that the probability of satellite downlink operating in Athens, Greece (elevation angle
attenuation occurring simultaneously on the alternative earth- = 30°, vertical polarization, Eb/N0 = 12dB).
BIOGRAPHIES
ATHANASIOS D. PANAGOPOULOS (thpanag@cc.ece.ntua.gr) received
the diploma degree in electrical and computer engineering (cum
laude) and the dr. engineering degree from National Technical
University of Athens (NTUA) in July 1997 and April 2002, respec-
tively. From May 2002 to July 2003 he served in the Technical
Corps of the Hellenic Army. In September 2003 he joined the
School of Pedagogical and Technological Education as assistant
professor. He is also a research assistant in the Wireless Commu-
nications Laboratory of NTUA. He has published more than 50
papers in international journals and conference proceedings. His
research interests include microwave communication system
design, satellite communications, and the propagation effects on
multiple access systems and on communication protocols. He is a
member of the IEEE and a member of the Technical Chamber of
Greece.