Documente Academic
Documente Profesional
Documente Cultură
5,
September–October 2005, pp. 65–81.
© 2005 M.E. Sharpe, Inc. All rights reserved.
ISSN 1061–0405/2005 $9.50 + 0.00.
A.N. LEONTIEV
English translation © 2005 M.E. Sharpe, Inc., from the Russian text © 2000
A.A. Leontiev, D.A. Leontiev, and “Smysl.” “Lektsiia 38. Myshlenie i rech’,” in
Lektsii po obshchei psikhologii [Lectures on General Psychology], ed. D.A. Leontiev
and E.E. Sokolova (Moscow: Smysl, 2000), pp. 357–67.
Published based on a tape recording. There is a typewritten version of the text
with omissions. The date of the lecture is unknown.
Translated by Nora Favorov.
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used by teachers with a confused pupil is to think out loud. This is the
advantage of written speech, because speech pronounced out loud is con-
structed successively, that is, sequentially, it flows and does not remain in
front of the speaker’s eyes; while written speech, being successive, that is,
going sequentially, is at the same time before us—it remains in view. One
can return to the previous page, raise one’s eyes two lines above, in a
word, it continues to be within the field of perception. Therefore, it is
better to write down a thinking or to say it out loud. But when a school
child is trying very hard to solve a problem—everyone knows this—often
this internal speech will simply come out as a whisper. He whispers. This
is easier. Here is an exemplary argument for this simple idea, that thinking
is a conversation with yourself, that is, a general verbal process, and what
we are talking about is a certain system, in this case a system of verbal
skills, where the speech process replaces a certain nonsymbolic, that is, a
nonlinguistic process. In short, for the behaviorist—the systematic and
strict early behaviorist—this is truly a system of skills, a system of learned
reactions that are then carried out without an external form of their ex-
pression, where the role of movement—of reactions—is carried out by
unseen, undetected micromovements, in some places inhibited in such a
way that there remain, evidently, their proprioceptive effects. You can
suppose anything at all here, and even study the movement of the speech
organs, because if you give a person a task and at the same time register
the movement of the speech organs, you will manage to precisely record
the hidden micromovements. For instance, the movement of the epig-
lottic cartilage. There are a multitude of studies of this sort, and as an
indicator of certain processes occurring during thinking, all of these
recordings, of course, have a certain meaning. I emphasize again—as
indicators, that is, as guides, as signs.
The opposite position (I will briefly repeat it, we have already gone
over it) is that thinking is a sui generis process, that is, it is in its own
class, emerging as a special process. As for speech, it is merely the shell
of the process. It is what thinking is clothed in so that it can be commu-
nicated, that is, so that it can be conveyed and so that it can take on
expanded forms. Speech is the clothing of thinking. No study of speech
processes will lead or will be capable of leading to the solution of the
problem of thinking.
This point of view, developed by the idealistic schools, has rarely, at
least in recent decades, appeared in its directly “exposed” form. Usually
SEPTEMBER–OCTOBER 2005 67
I will try to condense the genetic arguments into two: the first can be
separated out very simply. It amounts to the idea that thinking and speech
have different genetic roots. This position was introduced in one of
Vygotsky’s early works. This work first appeared in a journal that is
now called Voprosy filosofii. Back then it was called Pod znamenem
marksizma. This article was actually called “The Genetic Roots of Think-
ing and Speech” [Geneticheskie korni myshleniia i rechi].2
What was asserted in this article? A certain, in my opinion, indisput-
able, tenet. The tenet consisted of the following: in the prehuman period
of history, that is in the period of “preparation” of man and human his-
tory, the line of development of communication, or verbal processes
(but it is better to be careful and say “preverbal processes”), and the
development of thinking (to avoid mixing up these concepts it is better
to say “precognitive” or “animal intellect”) were entirely independent
of one another. And in a certain sense, they were even in opposition to
one another, in antagonistic relationships to one another.
The point is that we do not know of objective reference speech in
animals; and even now, despite colossal efforts, a tremendous number
of works devoted to communication in animals, “animal speech,” as it is
sometimes stated. This speech, it seems, is completely unique. It is a
special sort of communication.
It is not referenced objectively. It may be prompted by objective con-
ditions, it may be a reaction to an object, but not to another animal of the
same species, let us say, if we are talking about communication and it
carries a signal function. But the point is that there is no object of utter-
ance. It is not identified, it is not articulated.
I am constantly following new findings regarding the connection be-
tween speech and communication, that is, about the sign-based, signal
communication in the world of animals, in more developed animals or
in animals that have particularly well-developed connections with one
another, practical communication in daily life. Among the first, the most
developed animals one must, of course, include anthropoid apes: chim-
panzees, extensively and intensively studied; the gorilla, the orangutan.
Among the second group one must include myrmecoids, so to speak.
That is, bees, ants. It also includes other species living in rather large
communities (ground squirrels), constantly engaging in communication,
in interaction with one another.
But I repeat, however thorough our studies might be, differences are
SEPTEMBER–OCTOBER 2005 69
intellect there was a small gulf, and between apes and any dog—a large
gulf in the level of capabilities. It turned out not to be that way at all.
What happened was that the study of the animal intellect was greatly
expanded in terms of the number of species covered in these types of
studies and they discovered very complex operations, multiphase op-
erations, and actions that indicate very complex organization, generally
comparable with what we call “intellect” in the human sense of the word.
They appeared smart.
After all, the observer who was not equipped with theories, not a
specialist, or a Gestaltist, not a behaviorist, not an adherent of another
school of psychology, was a little bothered by the circumstance that
apes, in general, were rather stupid, while dogs, for instance, were terri-
bly smart. And we attribute a very highly developed intellect to mon-
keys, rarely speaking about the intellect of dogs. However, the parameters
of the search were expanded, and some amazingly smart animals were
discovered, for instance, the raccoon.
You probably know that raccoons are the closest relatives to bears in
terms of zoological classifications. And they turned out to be unusually
smart, getting out of very complicated situations: untangling the chains
that held them, pivoting in the opposite direction (and the chain was
twisted around the post on purpose). Circuitous pathways—that is a
simple matter. It is a simple matter for dogs, too. Taking indirect actions
regarding a lure, toward a goal in the opposite direction—that is an ev-
eryday matter. And cats, who are completely untrainable, who are so
opposed to learning tricks that even now we do not have cats in the
circus (they are impossible to train); yet, they will always outplay you in
the sense that they have an amazing conditioned reflex, just not when
their master wants it, but when it is made necessary by circumstances;
that is, their conditioned reflexes are completely rational.* But let us put
this aside.
You, of course, know dolphins, who have achieved worldwide fame.
Everything imaginable has been written about dolphins, and is still be-
ing written about them. There are even descriptions of cases of training
dolphins that have a certain goal: to find out what dolphins think about
man. How they perceive and feel about man. For this a dolphin has to be
*Cats are, in fact, trainable. A Russian artist, Yuri Kuklachev, trained cats and
even opened a cat theater for children in Moscow.—Eds.
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enced function, but I repeat that this exchange occurs for the most part.
And now I would like to draw your attention to another tenet: mean-
ing that actually makes the “word”—not just a signal, but a “word” in
the true sense—is a vehicle of a reflected and generalized human prac-
tice. I would like to draw your attention to the fact that this must truly
demand not individual, but, without fail, collective creation. That is,
from the start, the product of society and not of the individual.
In this regard, it is very interesting to look at Marx’s article about
Wagner, about the first vocal meanings. Wagner was an economist. He
states that people should have been able to denote, not distinguishing
very much at first, something like “the good.” Here, there is something
else important: “for the benefit of”—this is something unchanging for
everyone and it is unchanging for me, true? And this defines the actual
constancy of meaning with which we are always dealing, and, therefore
that which we do not notice. And this can be contrasted with the com-
plete or almost complete inconstancy of the objective reference of the
voice signal if it should happen to occur in an animal.
You know (I will again cite a classic from memory) that if something
is not written in the program of instinctive behavior, animals cease to
regard food as food when they are full. The meaning changes. It is the
same for apes, of course; they take a stick, but they do not walk around
with it, not to mention preparing a supply of sticks. This meaning some-
how arises in a situation, so that it will not become established, but will
die out if it is not transformed into the experience of a species.
Here, of course, it is always possible to find something to make one
think. For instance, a squirrel collects a supply of nuts. Does this mean
that a nut carries the constant meaning of food? At one point I dis-
cussed this with the late Vladimir Aleksandrovich Vagner. He was a
very eminent Leningrad classical scholar of zoology or, you could say,
of biopsychology. His is a world-renowned name. Once I was at his
home in Leningrad. He had a squirrel, and it was probably for this rea-
son that we got into a conversation about food supplies. And Vladimir
Aleksandrovich said to me, “What remarkable things, these instincts
are. This squirrel has been living in my home since it was small, practi-
cally from birth, and has not lived through any seasons, always getting
enough food, regardless of the season. But, at some point in its ontoge-
netic development, it started to gather nuts under the rug, right here, and
every time, or from time to time, I would take these nuts away to feed it
SEPTEMBER–OCTOBER 2005 75
again. It gets these nuts all the time. And it never checks whether they
are there or not, and never resorts to its supplies.”
Do you see? This is a species-made, genetically conditioned mecha-
nism, which works idly when the conditions change. The mechanism
did not even die out, but, of course, there was nothing here to actively
make it die out. Instead there was this cozy spot under the rug, under the
corner of the rug. It also would have been possible to stick things in the
corner of the couch. Always in one spot, like a nest, even though this
nest fulfilled no function. I saw this squirrel. It was a cheerful creature.
Therefore, there are different genetic roots of thinking and speech
and there is a knot tying them together for the first time in the history of
man. It is left to researchers to determine precisely, to develop these
thinkings, and, perhaps, to find some indirect data that can shed light on
this process of synthesizing—now I can say—the merging into the unity
that Vygotsky calls meaning, having in mind that any word has mean-
ing, any sign has meaning. To say “word” or to say “meaning”—it is the
same thing.
The second argument is in ontogenetic development. The point is
still that one should not talk of different roots, but of divergence in the
development of speech and thinking, and of meanings and verbal forms
in the child. So, the internal side of meanings, the internal side of the
word develops in other ways, diverging from the external one.
How is this divergence expressed?
This is very simple to see. With what does the external speech of a
child start? The development of actual pronounced speech? With “mama.”
Or it could start with some other word. I once saw it begin with the word
“bakh.” That is not the point. It starts externally from one word of some
sort, and moves toward grammatically developed units, to utterances.
First toward simple sentences, then toward expansive sentences, sen-
tences that are as complexly expansive as you like: with complex subor-
dinates, with parenthetical phrases, subordinate clauses, and so on.
So, the external unit is the word. And in terms of the internal content?
That is the utterance, the thinking, if you like. This is something very
broad.
A classical example—I am intentionally taking it from the works of
observers who hold different positions—from W. Stern. He painstak-
ingly studied child development, in particular, the development of child
speech. He drew attention to the fact that the child approaches his mother
76 JOURNAL OF RUSSIAN AND EAST EUROPEAN PSYCHOLOGY
and pronounces just one word that means so much, in this case “make
me a hat out of paper.” This is the internal meaning of one word. A
developed internal aspect and an external aspect compressed into one
word. There simply are no other words, no other options. So, this is a
global, undifferentiated, we shall say, thinking, that is to say, content,
meaning, and the vehicle for it is something small, one word.
And here is a sentence. As I mentioned, I observed “bakh” as a first
word—the circumstances are of no importance, but it also had a marvel-
ously developed meaning. It appeared in a situation when a teeny-tiny
child, a child younger than age one year (first words sometimes occur
after one year, but usually before), where cubes were being placed one
on top of the other, the cardboard cubes, he, with the greatest satisfac-
tion, destroyed this pyramid, hitting a middle or a lower block. So, what
did this word “bakh” mean? A repetition of this story. In other words, he
has to build this pyramid again (he is not able to), and he will joyfully
destroy it. This is how the word “bakh” appeared before my very eyes.
Then, of course, these words recede. They die off. Speech begins to
be articulate. Thinking is at first global. And now it begins to articulate
in keeping with the articulation of speech. From being global, total, in-
tegral, it begins to develop, to be analyzed, to separate.
Now we have returned to the fact that this articulation of thinking
occurs through the mechanism of the articulation of speech. We have
approached it from the other side, but have arrived at the same position.
It turns out that the development of speech generates development,
articulation of this content that we call thinking, thinking.
But this is not the way it is, comrades. Certainly, the process truly
goes in that direction: from global thinking that is very rich in content to
something like its fragmentation. At the same time, there is a consolida-
tion of fragmented elements of speech, words, into complex formations,
into sentences. However, the point is that speech is not what constructs
thinking. And the essential fact is this: the grammar of developing child
speech precedes the articulation of thinking. It comes before logic (again
divergence), and does not express it. Here, logic has its own develop-
ment. But the line of speech and thinking does not coincide.
Vygotsky, whom I cite yet again, and not for the first time, showed
this very simply. His little daughter (this was the beginning of her pre-
school years) liked to do what she called “drawing,” that is, to put it
simply, to scrawl all over clean pieces of paper. We were once sitting
together at his home when she came in, and, addressing Lev Semenovich,
SEPTEMBER–OCTOBER 2005 77
said, “Give me a piece of paper.” Then Vygotsky in turn asked her, “In
what sense should I give you paper?” His daughter had no trouble with
this and did not ask what it meant. She said very fluently and without
hesitation, “In the white sense, Papa!”
Do you understand what is happening here? Of course, we can con-
duct a conversation with a preschooler using complex grammar, using
complex segmentation, and what is most interesting, our preschooler
will eagerly keep up this conversation. Only one thing is needed—to
preserve the commonality of the objective reference, because otherwise
there will be no communication. That is, something must be kept in
mind. It can be all sorts of things, but it has to be something that, at least,
appears to be common. Then there will be a conversation.
And the logic and grammar of speech will be found in divergent rela-
tions. They will not coincide and follow one after the other. Here the
relationship is much more complex. I said that “grammar comes before
logic.” And I would have just as much justification in saying (which
Vygotsky, incidentally, does not say), that in a certain sense, logic comes
before grammar. These simply are not identical paths, not the same lines
of development, diverging, that is, going separate ways. I use the term
“diverging” because when the process of their formation is finished,
then, time and again, we see awful and diverging results.
Do you understand what a “windbag” is? If it is not clear to you, then
I will give you a scientific example, completely academic.
Among mentally retarded children, that is, oligophrenic children on
the level of indisputable debility, not subject to the slightest doubt (not
pedagogically neglected, but retarded children—their mental develop-
ment has been retarded as a result of biological, usually organic reasons,
that is, we know the etiology, the origin of the given debility)—so, among
retarded children, time and again, relatively often encountered case is
seen: children who are exceptionally verbal. They have an extraordinar-
ily high verbal development. Moreover, they have a perfectly developed
grammar, not just a lexicon. In essence, their speech is empty, there is
not much to it, that is, I would say there is little sense there, but there is
a lot of the speech itself: both external speech and the preliminary inter-
nal speech that prepares it. And there is a historical fact, an example. As
an aid to your memory I sometimes give anecdotal cases. However, this
is not an anecdote, but a historical fact. A rather well-known psycholo-
gist by the name of Leon Dugas lived and was active during the first
quarter of our century (incidentally, he wrote a rather good book about
78 JOURNAL OF RUSSIAN AND EAST EUROPEAN PSYCHOLOGY
third phase, and that time will remove the first two, and that there will
be a negation of negation, and a victory of machine intellect in all im-
portant fields. There is only one thing I can say to this, something I have
always said: I am prepared to cut any part of the course, but not the prob-
lem of creative thinking. We are going to have a conversation about this in
order to look carefully and calmly at how matters stand in reality. What
can we psychologists predict, as well as theoreticians? And for now, I
would like to move on to arguments of a second sort, and, at the same
time, to conclusions that have been reached within the bounds of Vygotsky’s
work.
What we know about the process of development of child speech
shows that the process of development of child speech cannot be re-
duced to the development of external speech, to the deprivation of this
external speech of its vocal expression, to a specific abbreviation, to a
transition at the same time to internal speech, the automatization of this
(of internal speech), and to the appearance on this basis of an effect,
something like the insight effect. Automatization is abbreviation. A com-
prehensive process is taking place in me, and being comprehensive, it is
now abridged, and, moreover, it is flowing automatically. I have an illu-
sory experience, an “aha reaction.” I see a solution! A solution dawns on
me! I find a solution! But, the thinking, my thinking, preserves its ver-
bal character. Actually, thinking here does not lead directly to speech,
but to internal speech or to some stage of abridgement of internal speech.
It most likely leads to the latter. And this all is very impressive from the
perspective of the overall idea that development of internal mental pro-
cesses takes place through interiorization, that is, there is a movement
from external objective action (it is sometimes called material action, or
even materialized—the word here is not important) to internal, intelli-
gent action. The accompanying automatization, the abbreviation and gen-
eralization leads to the internal distinctiveness that we discover at the
very last point of development of internal speech, while moving from
“without” to “within.” I spoke last time about certain features of these
abbreviations. You recall the abbreviation of the phasic aspect, of the
articulatory, of the grammatical aspect. This is the way it all is.
However, Vygotsky’s thinking is that internal speech at any stage of
its formation, while it may be internal, remains a speech process. This is
the process by means of which thinking is carried out. So, does this
mean that thinking preexists? Vygotsky had an exquisite answer to this.
80 JOURNAL OF RUSSIAN AND EAST EUROPEAN PSYCHOLOGY
side and from that side. And, respectively, this side differs from that side.
They are different because they are objectively, respectively different. Is
this really unity? Think what you were taught in philosophy. What is unity?
Unity is contradictory, is it not? Mutual penetration, transition! This is a
dramatic process! This is first and foremost a process! The unity of pro-
ductive forces and productive relationships—my god! What contradic-
tions, what transitions, what exchanges of place, clashes! Movement! As
soon as the process stopped, everything was over. You left your positions.
Now I will sum up Vygotsky’s idea. Here, there is a constant connec-
tion that is not a connection between things, but a switch from one set of
processes to another. On what basis are these transitions built? What is
directing and regulating them? The answer is very simple: the affective,
emotional, if you like, aspect of relations (more carefully), taking shape
in man toward the world, toward reality. Thinking is incapable of being
an indifferent process!
Remember the very rigorous thinkings of very rigorous analysts and
researchers! Without human feelings and emotions there will never ex-
ist and there cannot be a search for truth. This is directly related to sci-
ence, even to calm, abstract cognition! Here, we have that which thinks
(I want to finish effectively)—that is personality!
I am answering a question that was just asked of me: in what material
do signs exist, that is, what serves as their “base,” as their substrate?
Everything can serve as a substrate. Do you understand?
Notes
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