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DOI: http://dx.doi.org/10.1016/j.jelekin.2016.10.005
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Please cite this article as: D.J. Southwell, S.A. Petersen, T.A.C. Beach, R.B. Graham, The effects of squatting
footwear on three-dimensional lower limb and spine kinetics, Journal of Electromyography and Kinesiology (2016),
doi: http://dx.doi.org/10.1016/j.jelekin.2016.10.005
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Running Head: SQUATTING FOOTWEAR AND JOINT KINETICS
* Original Article *
The effects of squatting footwear on three-dimensional lower limb and spine kinetics.
Daniel J. Southwell1, Shane A. Petersen1, Tyson A.C. Beach2, PhD, and Ryan B. Graham1,3*,
PhD
1
School of Physical and Health Education, Schulich School of Education, Nipissing University,
100 College Drive, Box 5002, North Bay, Ontario, Canada, P1B 8L7
2
Faculty of Kinesiology and Physical Education, University of Toronto, 55 Harbord Street,
Toronto, Ontario, Canada, M5S 2W6
3
School of Human Kinetics, Faculty of Health Sciences, University of Ottawa, 125 University
Private, Ottawa, Ontario, Canada, K1N 6N5
* Corresponding Author
3
1. INTRODUCTION
It is widely accepted that the barbell back squat is an effective exercise for increasing
lower extremity muscle strength (Hickson et al., 1994), but specific knowledge of the associated
biomechanical loading demands is required to maximize the positive effects of training and
minimize the occurrence of injury (Lorenzetti et al., 2012). Previous studies have analyzed a
variety of biomechanical variables during the barbell back squat to provide athletes and their
coaches with information to guide training prescription, progression, and technique instruction
(Biscarini et al., 2013; Flanagan and Salem, 2007; Fry et al., 2003; Hartmann et al., 2013;
Lorenzetti et al., 2012; Sriwarno et al., 2008; Strutzenberger et al., 2009; Zwerver et al., 2007),
but the impact of footwear worn on biomechanical loading patterns has been largely unexplored.
shoe/sole stiffness and support, can significantly alter squat kinematics and kinetics (Bourgit et
al., 2008; Fechner et al., 2010; Sato et al., 2013; Shorter et al., 2011; Wenning, 2005). Several
advantages of wearing weightlifting shoes when squatting, in particular, have been proposed
(Sato et al., 2012). Weightlifting shoes are generally designed to have non-compressible soles, a
flat rigid bottom, and an elevated heel. The elevation of the heel compared to the forefoot is most
commonly set around 2.5 cm (Sato et al., 2012). The claimed benefits of these specialized shoes
include: improved sole stability; greater external force production; assistance in maintaining an
upright posture; and reduced shear forces on the lumbar spine (Sato et al., 2012). From an injury
prevention and rehabilitation perspective, the finding that wearing weightlifting shoes when
squatting may promote less forward trunk lean (and reduce the external low back joint moment
and reaction shear forces) (Sato et al., 2013, 2012) may be particularly noteworthy (Myer et al.,
2014). From a knee injury prevention and rehabilitation perspective, the finding that squatting in
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weightlifting shoes allows performers to maintain a more vertically oriented shank (and reduce
the external knee joint moment and reaction shear forces) (Sato et al., 2013) may also be relevant
Although the abovementioned findings do indeed yield insight into potential performance
enhancing and/or injury risk reducing adaptations associated with squatting in weightlifting
shoes, there remain several unanswered questions regarding their effectiveness. Most notably,
given that many of the previously conducted biomechanical analyses have been planar (two-
dimensional) in nature (Schilling, 2013), little is known about the effects of wearing
weightlifting shoes on the frontal and coronal plane kinematics and kinetics of squatting. A
recent study reported statistically significant differences in sagittal plane knee angles, and frontal
and coronal ankle angles when barbell back squats were performed while barefoot, wearing
minimalist shoes, wearing running shoes, and wearing weightlifting shoes (Sinclair et al., 2014).
aforementioned authors, making it difficult to assess the practical significance of the relatively
knowledge, there have been no previous attempts to compare spinal load magnitudes when
performing the barbell back squat exercise across different footwear conditions. From a
biomechanical loading patterns associated with different exercise variations, as it could have a
direct influence on the structural (e.g., tissue growth and remodelling) and functional (e.g., tissue
The general objective of this study was thus to quantify the three-dimensional lower limb
net joint moments and lumbosacral compression and shear forces when experienced weightlifters
5
performed heavy (80% one repetition maximum) barbell back squats while barefoot, while
wearing running shoes, and while wearing weightlifting shoes. Two specific hypotheses were
tested. First, based on previous research (Sato et al., 2013; Sinclair et al., 2014), it was
hypothesized that statistically significant differences would be detected in lower extremity joint
kinematics between the footwear conditions, but that any associated between-condition
differences in lower extremity joint moments would be of relatively small magnitudes because
experienced weightlifters’ motor patterns would be engrained. Second, it was hypothesized that
wearing weightlifting shoes (as opposed to squatting in running shoes or barefoot) would result
in less global trunk lean (Sato et al., 2013), but that lumbosacral joint (“bone-on-bone”) shear
force magnitudes would only be significantly different if lumbar spinal angles varied between
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2. MATERIALS AND METHODS
2.1 Participants
Twenty-four experienced weightlifters (12M, 12F) were recruited through the North Bay
participants had been coached to perform back squats by a National Strength and Conditioning
Association (NSCA) Certified Strength and Conditioning Specialist (CSCS) for at least eight
months prior to study commencement. True one repetition maximum (1RM) tests had been
completed under the supervision of the CSCS at the weightlifting club within one month prior to
testing. Since all participants were weightlifters, they regularly squatted in weightlifting shoes
and wore running shoes for other athletic activities. Prior to participating in the study,
participants signed the personal information and informed consent letter that was approved by
the Nipissing University Research Ethics Board. Specific inclusion criteria were that participants
must have been healthy with no known self-reported history of lower limb or spine pain/injury,
individuals participating in this study did so voluntarily and therefore no monetary compensation
was provided.
2.2 Procedures
Upon entering the lab, researchers first recorded each participant’s demographics,
experience, and the make/model of their weightlifting and running shoes (Appendix A). It was
decided to allow participants to wear their own shoes, as it was considered more ecologically
valid and thus more directly applicable. Participants were then outfitted with 12.7 mm reflective
markers (B&L Engineering, Santa Ana, CA, USA) on the: upper back (T2), medial border of the
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inferior angle of the left and right scapula, left and right acromioclavicular joint, sternal notch,
and xiphoid process); lower back (cluster placed over T12); pelvis (cluster placed over S1); left
and right thigh (cluster placed laterally mid-femur); left and right shank (cluster placed laterally
mid-shank); and left and right foot (cluster attached to foot). A second set of calibration-only
Once fully outfitted, a static calibration trial was collected during which participants
stood quietly in the anatomical position. Subsequently, calibration reflective markers were
removed and participants completed their warm-up. Each warm-up was a dynamic warm-up
consisting of numerous low repetition sets of barbell back squats at a sequentially increasing load
until participants were at 80% of their 1RM. The number of warm-up sets varied from
competition/training methodology. As part of the warm-up, participants were also afforded the
opportunity to become familiar with squatting under all three footwear conditions if required.
Once participants were warmed up, they began the testing protocol. The testing protocol
consisted of one trial per footwear condition (barefoot, running shoes, weightlifting shoes),
performed in a randomized order. Each trial required the participant to perform three repetitions
of barbell back squats at 80% of his or her 1RM. Each participant was instructed to squat
naturally, performing all repetitions of squats the way that they regularly compete. Participants
were afforded three minutes of rest between each trial. All squats were performed with an
Olympic style barbell resting in a high-bar position on the upper back (trapezius), at a self-
selected speed, depth, and body positioning (e.g. stance width and foot rotation). Once again,
these variables were not explicitly controlled to maximize the external/ecological validity of the
8
findings. Males used a 20kg competition Olympic barbell (DHS, Shanghai, China), while
During all trials, marker position data were collected at 200 Hz from 15 Oqus 400+
motion capture cameras (Qualisys, Gothenburg, Sweden). Participants placed one foot on each of
two FP6090 force plates (Bertec, Columbus, OH, USA), which recorded the ground reaction
forces and moments at 2000Hz. Marker position and force plate data were spatially and
temporally synchronized and stored for post-processing using Qualisys Track Manager software
“bottom-up” inverse dynamical linked-segment model (Figure 1C) was developed from the
anatomical landmarks and standing calibration trials and then applied to each of the motion
elsewhere (Hamill et al., 2014); the modeling procedures described therein (e.g., derivation of
segment-fixed coordinate systems, methods of joint center and body segment parameter
estimation, etc.) were used in the current study and are based on the default procedures in
Visual3D. From the linked-segment model, lower extremity and spine angles (computed based
on recommendations in the literature (Wu et al., 2002)), net joint moments (normalized to
participant mass), and whole-body centre-of-mass (COM) trajectories were quantified after
filtering the raw marker data at 6Hz. Additionally, lumbosacral joint compression and shear
forces were calculated in Visual3D by combining the estimated force from a single-muscle
9
equivalent (van Dieën and de Looze, 1999) with the reaction forces resulting from the inverse
generated in Visual3D were exported to Matlab (The MathWorks, Natick, MA, USA), wherein
they were split into three single-squat repetitions (delineated by each squat “start” and “end”
based on COM trajectory) within each footwear condition before being ensemble averaged.
Then, minimum and maximum values from each ensemble-averaged waveform for each person
were extracted for statistical analyses. After bilateral symmetry was confirmed (i.e., no
statistically significant differences were detected between the left- and right-leg kinematics and
kinetics), data were averaged within individuals across legs after the appropriate inversion of
Due to displacement of the foot marker cluster during squatting, data were discarded for
one male participant; therefore, statistical analyses were conducted on 23 complete data sets. The
following dependent variables for each footwear condition were statistically analyzed: 1)
maximum and minimum ankle, knee, hip, lumbar spine joint moments and angles in each body-
fixed plane of movement (sagittal, frontal, transverse); 2) peak lumbosacral compression and
shear forces; 3) maximum and minimum thoracic spine joint angle in each body-fixed plane of
movement, 4) maximum and minimum global trunk lean angle; and 5) vertical whole-body COM
range from standing (maximum) to full squatting (minimum). Each dependent variable was
analyzed using repeated-measures ANOVAs in SPSS 22 (IBM Corporation, Armonk, NY, USA)
in order to determine significant main effect of shoe type. The critical p-value for these main
10
effects was adjusted to 0.01 using the false discovery rate technique (Benjamini and Hochberg,
1995). Post-hoc least significant difference adjusted paired t-tests were then completed to
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3. RESULTS
As can be seen in Figures 2-4, the kinematic and kinetic waveforms associated with each
footwear condition were mostly qualitatively indistinguishable. However, there were a number
and standard deviations of all peak kinematic and kinetic variables are included in Appendix B
together with corresponding ANOVA outputs. A narrative summary of these findings follows.
There was no effect of footwear on ankle moments in any movement plane (p>0.01). At
the knee, there was a significant main effect of footwear on the knee extension moment (p=
0.001); post-hoc testing revealed that knee extension moments were of significantly greater peak
magnitudes in the running shoe (0.123Nm/kg) and weightlifting shoe (0.284Nm/kg) conditions
than they were in the barefoot condition. There was also a main effect of footwear on knee
external rotation moments (p= 0.002), where the weightlifting shoe condition produced
significantly larger moments than both other conditions (barefoot= +0.041Nm/kg, running shoe=
+0.026Nm/kg). At the hip, there was also a main effect of footwear on the extension moment (p=
0.004), where the barefoot condition produced significantly larger moments than the running
shoe (+0.11Nm/kg) and weightlifting shoe (+0.13Nm/kg) conditions. Lastly, there was also a
significant main effect of footwear on both hip external (p=0.005) and internal (p=0.003) rotation
moments, where the barefoot condition produced greater internal rotation (running=
0.044Nm/kg, weightlifting= -0.074Nm/kg) than either shod condition. There was no effect of
footwear on low back (lumbosacral) moments in any body-fixed movement plane (p>0.01).
12
3.2 Peak Joint and Segment Angles (Figures 3-4)
There was a main effect of footwear on ankle plantar flexion angles (p< 0.001), with
angles increasing from barefoot to running shoes to weightlifting shoes. Post-hoc testing
revealed that these plantar flexion angles were significantly different between all three conditions
(barefoot vs. running= -1.7°, barefoot vs. weightlifting= -4.3°, running vs. weightlifting= -2.7°).
There was also a main effect of footwear on ankle dorsiflexion (p= 0.001), with post-hoc testing
showing that angles were significantly larger in the barefoot condition compared to the running
shoe (+1.3°) and weightlifting shoe (2.6°) conditions. At the knee, there was a significant main
effect of footwear on the knee flexion angle (p< 0.001), where post-hoc testing revealed that the
barefoot condition produced significantly less knee flexion (-2.6°) than the weightlifting shoe
condition. There were also significant main effects of footwear on knee external (p= 0.001) and
internal (p< 0.001) rotation angles. Knee external rotation angles were significantly different
between all three conditions, with angles significantly decreasing from barefoot to running shoe
to weightlifting shoe (barefoot vs. running= -0.9°, barefoot vs. weightlifting= -1.8°, running vs.
weightlifting= -0.9°) conditions. Knee internal rotation angles were significantly greater in the
weightlifting shoe condition compared to the barefoot (+2.0°) and running shoe (+1.1°)
conditions. At the hip, there was a significant main effect (p= 0.008) of footwear on hip flexion,
with the barefoot condition producing a significantly larger angle than both running shoe (+1.7°)
and weightlifting shoe (+2.2°) conditions. Finally, there was a significant main effect (p= 0.001)
of footwear on global trunk forward lean (trunk relative to lab), with a larger angle in the
barefoot condition than in the running shoe (+1.5°) and weightlifting shoe (+1.8°) conditions.
Lumbar spine (lumbar marker cluster relative to pelvis marker cluster), and thoracic spine
13
(thoracic marker cluster relative to lumbar marker cluster) angles were similar between all
conditions (p>0.01).
There were no significant main effects of footwear on lumbosacral joint compression (p=
There was a significant main effect of footwear on the COM minimum position
(p<0.001), maximum position (p<0.001), and vertical range (i.e., maximum COM position –
minimum COM position = squat depth) (p<0.001). Post-hoc testing revealed that the
weightlifting shoe and running shoe conditions produced significantly deeper squats (~1cm) than
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4. DISCUSSION
Three-dimensional body segment, joint angles, and net joint moments were quantified
together with lumbosacral joint compression and shear forces while experienced weightlifters
performed 80% 1RM barbell back squats while barefoot, while wearing running shoes, and while
differences in body segment and joint angles with large effect sizes, the magnitudes of the
biomechanical loading patterns were only marginally affected by varying footwear worn. These
findings were consistent with the general expectation that the motor patterns of experienced
weightlifters would be relatively stable in a single testing session wherein 80% 1RM back squats
were performed.
Consistent with previous findings wherein participants performed 70% 1RM back squats
under conditions similar to those tested herein (Sinclair et al., 2014), results of the current study
revealed several statistically significant between-condition differences in squat depth, knee joint
flexion angle, and ankle joint plantar flexion and dorsiflexion angles. In contrast to the study
conducted by Sinclair et al. (2014), there were also a number of statistically significant between-
condition differences in hip flexion angle, knee internal and external rotation angles, and global
trunk forward lean angle documented in the current study. It should be noted that in both studies,
any between-condition differences in body segment and joint kinematics were of small
magnitudes. And, as hypothesized, there were small magnitude differences in the associated
biomechanical loading demands at the ankle, knee, and hip (i.e., peak net joint moments varied
by less than 0.284Nm/kg (~3-20Nm) across the footwear conditions tested). Of course, results of
combined with those from additional experimental (e.g., training interventions) and
15
observational (e.g., longitudinal) studies to assess the practical significance of such findings. It is
feasible, for example, that over time, the cumulative effects of these small differences could lead
to meaningful training adaptations; athletes may be able to modify both squat difficulty (i.e. joint
targeting) as well as musculoskeletal injury risk (i.e. joint unloading) by varying footwear worn
during training sessions. Results of the current study specifically indicate that in comparison to
squatting barefoot, wearing shoes results in a “shift” in the biomechanical demands from the hip
joint extensors to the knee joint extensors. Based on rationale presented elsewhere (Lynn and
Noffal, 2012), this means that athletes who have a history of knee pain and/or injury (e.g.,
without shoes because it may allow them to attain and maintain desirable training effects (e.g.,
hip muscle strength gains, energy system development, etc.) without overloading painful or
damaged knee joint structures (e.g., patellar tendon, patellofemoral joint, etc.).
As expected from a previous study (Sato et al., 2013), participants exhibited significantly
greater forward trunk lean when squatting barefoot compared to the other two footwear
conditions. Despite this, there were no differences in lumbosacral joint compressive or shear
forces of the spine between footwear conditions. A likely explanation for this is that although
forward trunk lean was different between conditions, the lumbar and thoracic spine joint angles
(referenced to proximal segment) were not significantly different. This meant that participants
maintained a similar spinal angle between the footwear conditions, and thus the net extensor
“muscle” line-of-action and effective moment arm was consistent between conditions (van Dieën
and de Looze, 1999). Consequently, the muscular contributions to lumbosacral forces were not
different between the conditions examined, and because muscle forces typically contribute most
to spinal load magnitudes (Frost et al., 2012), there were no between-condition differences
16
detected in lumbosacral compression and shear forces. Therefore, our hypothesis that
lumbosacral joint shear force magnitudes would not be significantly affected by changes in
This study contained several (de-)limitations that should be considered when interpreting
and before applying the findings. First, the current study included experienced weightlifters who
had received sport-specific coaching to “stabilize” their squatting technique. Had novices or
other athletes been tested, it is possible that varying footwear in a single testing session would
have a greater influence on squatting kinematics and kinetics of performers. Second, and related
to the point above, study participants indicated that they preferred to squat in weightlifting shoes,
which meant that the other two conditions may have been unfamiliar and may have potentially
caused the participants to acutely (if only marginally) alter their squat biomechanics. Over time,
between-condition differences could fade as performers become more comfortable with different
footwear conditions. Third, participants wore different makes and models of shoes. This
inconsistency may have meant that some footwear may have had different heel heights, arch
support and overall stability. Fourth, only one squat load (80% 1RM) was included in the testing.
participants would have more movement “solutions” available to them. Finally, the conclusions
regarding the practicality of the findings are based on outputs derived from crude biomechanical
models that are insensitive to inter- and intra-individual differences in muscle (co-)activation
patterns and geometry (i.e., muscle lengths, moment arms, cross-sectional areas, etc.). Future
joint power analyses (Robertson et al., 2008) is warranted to address this directly.
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5. CONCLUSIONS
Results of the kinetic and kinematic analyses conducted herein indicate that altering
footwear conditions may only marginally redistribute the biomechanical loading amongst the
lower extremity joints during the back squat exercise. These changes could alter the
musculoskeletal adaptations elicited over time, and thus trainers and coaches may be able to
modify both squat difficulty (i.e., joint targeting) as well as injury risk (i.e., joint unloading) via
small in magnitude and therefore future research should incorporate more sophisticated
modelling approaches to establish whether the findings of this study are biomechanically
significant, and how they may vary across individuals (i.e., training experience, physical
characteristics, etc.) and squat variations (i.e, frequency, intensity, time, and type).
Acknowledgements
We would like to thank Larry Sheppard for all his advice and support during the completion of
this study.
Authors’ Contributions
DS, SP, TB, and RG designed the research study. DS, SP, and RG contributed to data collection.
DS, SP, TB, and RG analyzed and interpreted data. DS, SP, TB, and RG wrote the manuscript.
All authors have read and approved of the final version of the manuscript, and agree with the
18
Competing Interests
Funding
This research did not receive any specific grant from funding agencies in the public, commercial,
or not-for-profit sectors.
19
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Figure Captions
markers. C) Anterior view of the Visual3D model, illustrating segment-fixed coordinate systems.
Figure 2: Mean ensemble averaged moment waveforms for the ankle, knee, hip, and lumbar
spine in the three movement planes. Dashed lines represent standard deviations. † = significant
main effect. Significant post hoc differences: a (barefoot vs. running), b (barefoot vs. weight),
Figure 3: Mean ensemble averaged angle waveforms for the ankle, knee, and hip in the three
movement planes. Dashed lines represent standard deviations. † = significant main effect.
Significant post hoc differences: a (barefoot vs. running), b (barefoot vs. weight), and c (running
vs. weight).
Figure 4: Mean ensemble averaged angle waveforms for the lumbar spine, thoracic spine, and
trunk (global lean) in the three movement planes. Dashed lines represent standard deviation. † =
significant main effect. Significant post hoc differences: a (barefoot vs. running), b (barefoot vs.
23
Daniel Southwell is currently completing his Masters of Physical Therapy at the University of
Toronto. Prior to this, Daniel attended Nipissing University where he received his Bachelors of
Physical and Health Education. While completing his Bachelor’s degree, Daniel was involved in
research in the Biomechanics and Ergonomics Laboratory at Nipissing University, where he
completed this study investigating the effects of footwear on squatting kinetics.
Tyson Beach is an Assistant Professor in the Faculty of Kinesiology and Physical Education at
the University of Toronto where he also holds an appointment in the Graduate Department of
Exercise Sciences. The overarching aim of his research is to design movement assessment and
(re)training strategies for the prevention and management of musculoskeletal disorders.
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Ryan Graham received his Ph.D. in Biomechanics & Ergonomics from Queen’s University in
2012. He then obtained an Assistant Professor position at Nipissing University which lead him to
his current tenure-track position at the University of Ottawa. His current research focuses on
improving whole-body (in particular spine) musculoskeletal injury understanding, assessment,
prevention, and rehabilitation in a variety of populations.
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