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ABSTRACT: This study explores the use of artificial neural networks in predicting the ultimate shear strength
of reinforced-concrete deep beams. One hundred eleven experimental data collected from the literature cover
the simple case of a simply supported beam with two point loads acting symmetrically with respect to the
centerline of the span. The data are arranged in a format such that 10 input parameters cover the geometrical
and material properties of the deep beam and the corresponding output value is the ultimate shear strength.
Among the available methods in the literature, the American Concrete Institute, strut-and-tie, and Mau-Hsu
methods were selected because of their accuracy and used to calculate the shear strength of each beam in the
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set. Later, an artificial neural network is developed using two different software programs and the ultimate shear
strength of each beam is determined form these networks. It is found that the average ratio of actual and predicted
shear strength was 0.99 for the neural network, 2.08 for the American Concrete Institute method, 0.85 for the
strut-and-tie method, and 0.84 for the Mau-Hsu method. It is apparent that neural networks provide an efficient
alternative method in predicting the shear strength capacity of reinforced-concrete deep beams where several
equations exist, none of which produce an accurate result.
FIG. 1. Basic Parameters for Shear Strength Prediction of Simply Supported Deep Beam: (a) Deep Beam; (b) Cross Section
Smith and Vantsiotis 1982; Rogowsky et al. 1986; Mau and in such a way that 10 basic parameters are listed as input
Hsu 1989; Tan and Lu 1999; Hwang et al. 2000). values and the shear strength is included as the corresponding
output value. The complete list of the data is given in the
Experimental Data Appendix, where the name and the source of each specimen
are referenced (Sanad 1997). The data collected contain the
The experimental data collected from the literature cover ranges, which vary from 0.95 to 5.40 for effective-span/depth
the shear strength of the specimens, which are simply sup- ratios, from 1.57 to 47 for effective-depth/breadth ratios, and
ported and subjected to two point loads acting symmetrically from 0.23 to 3.00 for shear-span/effective-depth ratios.
with respect to the centerline of the span. This case provides
a larger amount of data than other cases do, which is essential Numerical Methods
for better training of a network. During the collection of the
data, specimens that do not have shear-related failures have Several methods exist in the literature for the prediction of
been excluded from the training set. The basic parameters that the shear strength of reinforced-concrete deep beams. The
control the shear strength of deep beams, based on previous most prominent among these, which are selected and used in
research works, are shown in Fig. 1. These parameters are this study for the comparison of the results from the neural
listed below: network, are outlined in the following.
Subedi et al. (1986), Kong et al. (1995), ‘‘Discussion’’ (1995), which should not be greater than 6兹f ⬘b c w d. The upper bound
Kang et al. (1995), and Ramakrishnan and Ananthanarayana on the term within the first bracket is 2.5. Furthermore the
(1968). It is apparent that each set of experimental data is in shear strength Vn for the deep beam should not be greater than
a different format. After a thorough study of the tables and 8兹f ⬘b
c w d when ln /d < 2. When ln /d is between 2 and 5, the
diagrams given in the above references, the data are rearranged following expression is to be used for Vn :
JOURNAL OF STRUCTURAL ENGINEERING / JULY 2001 / 819
冋 冉 冊 冉 冊册
The shear strength Vs is computed by
ln ln v 1
1⫹ 11 ⫺ = [K(wh ⫹ 0.03)
Av d Av h d f ⬘c 2
Vs = ⫹ fy d (4)
s 12 s2 12 ⫹ 兹K 2(wh ⫹ 0.03)2 ⫹ 4(wh ⫹ 0.03)(wv ⫹ 0.03)] ⱕ 0.3 (8)
with the following limitations:
where Vn = nominal shear strength of the deep beam; =
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shear strength reduction factor, taken as 0.85; Vc and Vn = wh = h fy /f ⬘c ⱕ 0.26; wv = v fy /f ⬘c ⱕ 0.12 (9a,b)
shear strengths provided by concrete and shear reinforcements, K = 2d/h, for 0 ⱕ a/h ⱕ 0.5 (10a)
冋冉 冊册
respectively; Vu and Mu = factored shear force and moment at
the critical section; d = effective depth of the section; bw = d h 4 2a
K= ⫺ , for 0.5 < a/h ⱕ 2 (10b)
width of the section; ln = clear span of concrete; f ⬘c = cylinder h a 3 3h
compressive strength of concrete; w = ratio of flexural tensile
reinforcement; Av = area of shear reinforcement perpendicular K = 0, for a/h > 2 (10c)
to flexural tension reinforcement within a distance s; Av h = where d and bw = effective depth and width of the beam; f ⬘c =
area of shear reinforcement parallel to flexural reinforcement cylinder compressive strength of concrete; h = total depth of
within a distance s2 ; and fy = yield strength of shear reinforce- the beam; a = shear span; K = ratio of the effective compres-
ment.
Validation of the ACI formula was carried out by a number
of researchers. It was reported in Rogowski et al. (1986) that
there is little agreement between the experimental values of
shear strength and those predicted by the ACI code formula.
In general, test-to-code ratios were conservative for simply
supported beams with a mean-test/code ratio of 1.88. It is ob-
served in Sanad (1997) that, for high-strength concrete deep
beams within the ranges of compressive strengths of 43–96
MPa, shear-span-to-depth ratio of 0.22–1.5, and slenderness
ratio (h/bw) of 4–50, the ACI method was overwhelmingly
conservative (almost 2) in all cases. Mau and Hsu (1989) have
carried out a number of experiments on deep beams and com-
pared test results with those of the ACI method. The mean
value of computed shear strength to the experimental one was
0.507. It is clear that the ACI formula predicts the shear
strength of deep beams on the conservative side, with a very
large safety margin.
Strut-and-Tie Method
This method was proposed by Wen (1993) based on a strut-
and-tie model. The proposed formula is
Vu = 1.8 ft bw d (5)
ft = 6.96兹f ⬘[1
c ⫹ m(k sin2 ⫹ v cos2)] (6)
where Vu = shear strength of the deep beam; ft = allowable
tensile strength of concrete; bw and d = width and effective
depth of the beam; f c⬘ = cylinder compressive strength of con- FIG. 2. Artificial Neural Network: (a) Neural Network; (b) Processing
crete; m = modular ratio of steel reinforcement to concrete; h Element
and v = steel ratios of horizontal and vertical steel reinforce-
ment; and = angle with the horizontal made by the line
joining the edges of the loading plates and supports. TABLE 1. Ranges of Parameters in Database
It was reported by Wen that the formula is fairly accurate,
with an actual/predicted ratio of 0.83, in computing the shear Input parameters Range
strength of deep beams with a shear span to depth ratio <1.04. L/d 0.95–5.4
But as this ratio becomes >1.29, the validity of the equation d/bw 2.83–47
declines rapidly because the behavior of the beam starts to a/d 0.22–2.16
deviate from that of the deep beam. f c⬘ 12.5–76
fy h 250–600
fy v 0–460
Mau-Hsu Method h 0.05–1.94
ht 0.14–2.95
Mau and Hsu (1989) derived an explicit expression for the v 0–2.45
shear strength of deep beams, using the three equilibrium
820 / JOURNAL OF STRUCTURAL ENGINEERING / JULY 2001
FIG. 3. Comparison of Shear Strengths of Deep Beams Obtained by Various Methods: (a) Strut-and-Tie Method; (b) ACI Code Method; (c) Mau-Hsu
Method; (d) Neural Network
The application of neural networks in civil and structural the output layer. The error between the predicted and expected
engineering covers a range of diverse areas (Kartam et al. output values is then back-propagated from the output layer to
the input layer in which the connection weights are modified.
TABLE 3. Performance of Methods Selected for Predicting Shear This process is repeated until the error is minimized.
Strength of 10 Deep Beams Two different neural network software programs were used
Predicted Strength/Actual Strength to develop an artificial neural network by which the ultimate
shear strength of a reinforced-concrete deep beam can be pre-
Specimen ACI Truss Mau-Hsu Neural
dicted. These were professional versions of Propagator (Prop-
number method method method network
agator 1996) and Predict (Predict 1997). One hundred one of
3 0.33 0.89 0.97 0.91 the experimental data given in the Appendix were used to train
7 0.52 0.84 0.94 0.98
the network, and the remaining 10 were employed in testing
23 0.47 1.04 1.10 1.00
36 0.49 1.26 0.95 1.11 the network. Before feeding the data into the network, some
45 0.32 1.03 0.97 1.02 of the basic input parameters selected earlier are converted into
80 0.44 0.76 1.67 1.01 the following nondimensional form:
86 0.67 2.14 2.04 1.21
93 0.36 0.86 1.48 1.01
95 0.23 1.62 1.30 1.00 • Effective-span/effective-depth ratio (L/d )
99 0.31 1.91 1.45 1.07 • Effective-depth/breadth ratio (d/bw)
Average 0.41 1.24 1.29 1.03
• Shear-span/effective-depth ratio (a/d )
• Cylinder compressive strength of concrete ( f ⬘)
c
FIG. 4. Variation of Actual Strength to Predicted Strength with L/d Ratio: (a) ACI Code Method; (b) Strut-and-Tie Method; (c) Mau-Hsu Method;
(d) Neural Network
the output numbers are between 0 and 1. Hence, an appropriate served for testing the network are given in Table 2. The net-
scaling conversion (Sanad 1997) is applied to the values of work does not yield values within the desired tolerance limits.
the parameters so that they range within 0 and 1. However, these results are found to be better than those ob-
tained from the ultimate shear strength formulas suggested in
Propagator Software the ACI, strut-and-tie, and Mau-Hsu methods.
The Propagator neural network software version 1.0 has the Predict Software
facility of scaling the inputs before feeding them into the net-
work. The program requires a training file, validation file, and The professional version of this software is fully automated,
testing file. It displays the best training and validation errors and it selects subparameters from a general list of input pa-
and the cycle in which the best weights for training are ob- rameters. The data can be entered by MS Excel, which pro-
tained. Several networks were created by varying the number vides easy input. The software requires the selection of certain
of layers, number of nodes in each layer, learning rate, and parameters prior to its use for training, which are listed below:
momentum factor. The number of layers and number of nodes
in each layer were first fixed, and the learning rate and mo- • Input variable selection—This section uses a genetic al-
mentum factor were varied from 0 to 1 by increments of 0.1 gorithm to determine a good subset of the full set of input
FIG. 5. Variation of Actual Strength to Predicted Strength with a/d Ratio: (a) Strut-and-Tie Method; (b) ACI Code Method; (c) Mau-Hsu Method;
(d) Neural Network
FIG. 6. Variation of Actual Strength with f ⬘c : (a) Neural Network; (b) Strut-and-Tie Method; (c) Mau-Hsu Method; (d) ACI Code Method
The variation of the ratio of actual strength to predicted methods. Although the average value of the ratio of actual
strength with the L/d ratio is shown in Fig. 4. A large variation strength to predicted strength was 2.07 for all deep beams in
in the accuracy is noticed in the predictions made by the ACI the ACI method, 0.85 in the strut-and-tie method, and 0.84 in
method for L/d ratios, particularly between 3 and 3.5. The the Mau-Hsu method, it was only 0.99 in the neural network.
strength predictions determined by the strut-and-tie and Mau- These average ratios change to 2.44, 0.81, 0.78, and 0.97,
Hsu methods seem to be unaffected by the variation of the respectively, when the methods are employed for 10 beams
L/d ratio. Results obtained from the neural network indicate that are not used in training the network. These results clearly
consistent accuracy in all ranges of the L/d ratios. indicate the accuracy of the neural network in predicting the
The variation of the ratio of actual strength to predicted shear capacity of deep beams. Furthermore comparison has
strength with the L/d ratio in four methods is shown in Fig. revealed that although the ACI, strut-and-tie, and Mau-Hsu
5. Once again, the ACI method yields large variations. The methods were affected with the variations of L/d and a/d ratios
strut-and-tie and Mau-Hsu methods perform better compared and the compressive strength of concrete, neural network per-
to the ACI method. The neural network results are not affected formance was unaffected by these variations.
by the variations in the a/d ratio. It should be pointed out that the data collected from
The ratio of actual strength to predicted strength is plotted the literature have not covered the ranges of L/d > 3.5, 1.25
against the cylinder compressive strength of the concrete f ⬘c for < a/d < 1.4, and a/d > 1.75. It is therefore not possible
the methods considered in this study. The graphs are shown to state that the network performs correctly for all ranges.
in Fig. 6. It is apparent from the graphs that the ACI method However, this discrepancy can easily be eliminated if all
overestimates the actual strength excessively for beams made ranges are included in the training data. Furthermore, in this
out of concrete having a compressive strength <40 N/mm2. study, simply supported deep beams under two concentrated
The strut-and-tie and Mau-Hsu methods are mostly unaffected loads are considered. Beams under distributed loads or contin-
by the variation of f c⬘ except in some isolated cases. Among uous deep beams are not covered. However, from the results
these, the results obtained from the neural network is the con- obtained, it can be concluded that, with proper training, neural
sistent one, having values close to 1 for a wide variation of networks can provide an excellent alternative for predicting
compressive strengths of concrete. the strength capacities of structural members, particularly in
Finally, the deep beam specimen No. 12 is selected from cases where no accurate single expression exists for the pre-
the database and its strength is determined using different diction.
Note: Specimens chosen for testing neural network have been highlighted.
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