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Documente Cultură
Author(s): U. C. Knoepflmacher
Source: Nineteenth-Century Fiction , Mar., 1983, Vol. 37, No. 4 (Mar., 1983), pp. 497-530
Published by: University of California Press
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access to Nineteenth-Century Fiction
U. C. KNOEPFLMACHER
497
eras, if we are to believe Philippe Aries and J. H. van den Berg, had
little regard for the distinctions among children, adolescents, and
young adults.2 Gradually, however, as adulthood became more
problematic, childhood became a state of its own. As early as 1839,
Catherine Sinclair questioned the propriety of treating "young per-
sons" as potential adults by exposing them to books that discouraged
"all play of imagination" and that presented instead "a mere dry
record of facts, unenlivened by . . . any excitement to the fancy."3
In the next two decades major writers such as Dickens, Thackeray,
and Ruskin, all of whom wrote at least one major fantasy for chil-
dren, strongly agreed, with Ruskin even going so far as to dismiss
those didactic tracts that had been so popular in England and
America as nothing less than a violation of the child's "unquestion-
ing innocence. "4
By the last third of the nineteenth century, when fantasies for
children flourished in England, authors went one step further by
self-consciously admitting their own role as mediators between the
states of childhood and maturity. Even before he implanted a
version of himself as an aged bachelor-guide in the Sylvie and Bruno
books (1889, 1893), the Lewis Carroll of Through the Looking-Glass
(1871) could tell the dream-child in her "nest of gladness" that "we
are but older children, dear."5 And Alice herself is soon led to grasp
what Carroll has come to understand, namely, that forward progress
may be meaningless without a capacity for regress: to meet the Red
Queen whose "adult" power she covets Alice must "try the plan" of
walking backwards, "in the opposite direction," a strategy that
"beautifully" succeeds for her as well as for her creator (ch. 2, p.
124). Similarly, on the very first page of his fine biography of
Rudyard Kipling, Angus Wilson stresses Kipling's regressive respect
for children and their imaginings, his ability to play with them -
even in his sixties- "not, as so many adults do, in order to impose his
own shapes, but to follow and to learn as well as to contribute. "6
Again, as Edith Nesbit, Kipling's contemporary, remarked about
her own creative powers of empathy: "There is only one way of
understanding children; they cannot be understood by imagination,
or observation, nor even by love. They can only be understood by
memory. . . . I was a child once myself, and by some fortunate
chance I remember exactly how I used to feel and think about
things."7
Still, for the Victorians who wrote for children, this regressive
capacity can never bring about a total annihilation of the adult's
self-awareness. Their fictions, especially those which rely on some
suspension of disbelief, inevitably incorporate that awareness
through ironic distancing devices apparent to the adult, but not
necessarily to the child, reader. Torn between the opposing de-
mands of innocence and experience, the author who resorts to the
wishful, magical thinking of the child nonetheless feels compelled,
in varying degrees, to hold on to the grown-up's circumscribed no-
tions about reality. In the better works of fantasy of the period, this
dramatic tension between the outlooks of adult and childhood selves
becomes rich and elastic: conflict and harmony, friction and
reconciliation, realism and wonder, are allowed to interpenetrate
and co-exist. An author who, like Thackeray in The Rose and the
her single treatise on The History of British Seaweeds more than the
twenty volumes for juvenile readers she also authored must, in her
daughter's spoof, be wrested away from the rising tide by her hungry
children clamoring for their meal. Imprudent and unladylike, she
disregards the gurgling water in her boots as she observes a crab
crawl over her foot and clasps a marine plant with "ungloved hands."
Her engrossment is childlike, almost infantile: "0! is it weed or fish
or floating hair? / A zoophyte so rare, / Or but a lump of hair, /
My raptured eyeballs see? / Were ever pools so deep or day so fair- /
There's nothing like the sea!"" By way of contrast, the teenage
daughter who satirizes this regressive behavior acts like a responsible
adult: the girl is mother of the woman.
In most of her Parables from Nature, however, Mrs. Gatty
could find an adult sanction and adult purpose for the childlike
wonder she extracted from an animated Nature. She could be sci-
entifically accurate, morally homiletic, and yet invest the ordi-
nary with quasi-magical properties. Tales such as "The Law of the
Wood," an ecological fable with possibly class-conscious social over-
tones, or "The Law of Authority and Obedience," a tale about
cooperation within a beehive, are indeed "parables." Verifiable
truths are made to yield the narrator's faith in moral design: "the
instincts of nature confirm the reasoning conclusions of man."' 2
Nature becomes anthropomorphized as in a fairy tale. But there is
no need for excursions into wonderlands or for encounters with gob-
lins, dwarfs, or fairies. Talking plants and animals, even a loqua-
cious Day or Night or Fire, can instruct as well as delight.
"See-Saw" partakes of this mode yet also seems significantly
different. Its protagonist is, in a sense, unnatural-not a growing
organic creature such as the young trees, insects, animals, and chil-
dren who abound in the earlier parables but an inert stump of
wood. And the children depicted in the story remain apart, oblivious
to the tree stump's plight, never benefiting from the edification it,
but not they, eventually receives. In their careless indifference, the
children become outsiders, uneducatable and unattractive; yet in its
self-pitying exaggerations, born of its hyperawareness of distance
and change, the tree stump, too, though in the forefront, seems
equally reprehensible. Indeed, as we shall see after a look at the tale
SEE-SAW. 13
The felled oak in the corner of the timber-yard lay groaning under the
plank, which a party of children had thrown across him to play see-saw
upon.
Not that the plank was so heavy even with two or three little ones sit-
ting on each end, nor that the oak was too weak to hold it up -though, of
course, the pressure was pretty strong just at the centre, where the plank
balanced. But it was such a use to be put to!
The other half of the tree had been cut into beautiful even planks,
some time before, but this was the root end, and his time had not yet come,
and he was getting impatient.
"Here we go up, up, up!" cried the children, as the plank rose into the
sky on one side. "I shall catch the tree-tops-no! the church-steeple-no!
the stars."
Or, "Here we go down, down, down!" cried the others. "Safe and snug
on the ground- no! right through the world - no! out at the other side. Ah!
steady there, stupid old stump!"
This was because the plank had swerved, not the tree.
And so the game went on; for the ups and downs caine in turns, and
the children shrieked with delight, and the poor tree groaned loudly all the
time.
"And I am to sit here; and bear not only their weight but their blame,
and be called stupid and be told to keep steady, when it is they who are
giddy and can't be depended upon; and to be contented, while they do
nothing but play pranks and enjoy themselves," said he; but said it to him-
self, for he did not know which to complain to -the children or the plank.
As he groaned, however, he thought of the time when he was king of the
little wood, where he had grown up from the acorn days of his babyhood,
and it broke his heart to be so insignificant now.
"Why have they not cut me into planks like the rest?" continued he,
angrily. "I might have led the see-saw myself then, as this fellow does, who
leans so heavily on my back, without a thought that I am as good or better
13"See-Saw," Parablesfrom Nature, pp. 315-17. The epigraph is taken from the
concluding lines of Tennyson's "Of Old Sat Freedom on the Heights," a paean to
the personification of Liberty as an aloof, "self-gathered," mighty, and grave
"mother of majestic works."
than himself. Why have they not given me the chance of enjoying myself
like these others - up in the sky at one end, down on the ground at the
other, full of energy and life? The whole timber-yard, but myself, has a
chance. Position and honour, as well as pleasure, are for everybody except
me. But I am to stick in a corner merely for others to steady themselves
upon-unthought-of or despised, made a tool of-merely that.-Miser-
able me!"
Now this groaning was so dreadful, it woke the large garden snail in
the grass hard by, whose custom it was to come out from his haunt under
the timber-yard wall every morning at sunrise, and crawl round and round
the felled oak, to see the world come to life, leaving a slimy track behind
him on the bark wherever he moved. It was his constitutional stroll, and he
had continued it all the season, pursuing his morning reflections without
interruption, and taking his nap in the grass afterwards, as regularly as the
days came round.
But napping through such lamentation was impossible, and accord-
ingly he once more began to crawl up the side of the felled oak, his head
turning now to one side, now to the other, his horns extended to the
utmost, that, if possible, he might see what was the matter.
But he could not make out, though he kept all his eyes open, in the
strict sense of the words: so by-and-bye he made the inquiry of his old
friend the tree.
"What is the matter, do you ask?" groaned the oak more heavily than
ever -"you who can change your position and act independently when you
wish; you who are not left a useless log as I am, the scorn and sport of my
own kith and kin? Yes, the very planks who balance themselves on my
body, and mock me by their activity, have probably come from my own
bosom, and once hung on me as branches, drinking in life from the life I
gave. Oh miserable me! miserable, despised, useless!"
Now there may be plenty of animals to be found with more brilliant
abilities and livelier imagination than the snail, but for gravity of de-
meanour and calmness of nerve who is his equal? and if a sound judgment
be not behind such outward signs, there is no faith to be put in faces!
Accordingly, Sir Helix Hortensis - so let us call him - made no answer
at first to the wailings of the oak. Three times he crawled round it, leaving
three fresh traces of his transit, before he spoke, his horns turning hither
and thither as those wonderful eyes at the end strove to take in the full state
of the case. And his are not the eyes, you know, which waste their energies
in scatter-brained staring. He keeps them cool in their cases till there is
something to be looked at, and then turns them inside out to do their
destined work.
And thus he looked, and he looked, and he looked, while the children
went on shouting, and the plank went on see-sawing, and the tree went on
groaning; and as he looked, he considered.
"Have you anything to say?" at last inquired the oak, who had had
long experience of Sir Helix's wisdom.
"I have," answered the snail. "You don't know your own value, that's
all."
"Ask the see-sawers my value!" exclaimed the prostrate tree, bitterly.
"One up at the stars, another beyond the world! What am I doing mean-
while?"
"Holding them both up, which is more than they can do for them-
selves," muttered the snail, turning round to go back to the grass.
"But-but-stop a moment, dear Sir Helix; the see-sawers don't think
that," argued the tree.
"They're all light-minded together, and don't think," sneered the
snail. "Up in the sky one minute, down in the dust the next. Never you
mind that. Everybody can't play at high jinks with comfort, luckily for the
rest of the world. Sit fast, do your duty, and have faith. While they are
going flightily up and down, your steady balance is the saving of both."
might have had about her concurrence with the tree stump's para-
lyzing self-pity. If she has been too silent until now, that silence may
have stemmed from a reflectiveness similar to the snail's own, for he
too "at first" chooses to make "no answer" whatsoever "to the wail-
ings of the oak."
The sober Sir Helix thus replaces the "prostrate tree" as a more
appropriate representative of adult experience. More authoritative
because of the wider purview that comes with his daily peregrina-
tions, he can confirm, yet also soften, the stump's contempt for the
"light-minded" children. For the snail is himself a more "light-
minded" agent for Mrs. Gatty's intended emphasis. Though his
"gravity" makes him a fit companion for the aged tree trunk, his
very size and his mock-heroic demeanor also link him to the children
who have defied the laws of gravity. If the children "go up, up, up"
and "down, down, down," Sir Helix, too, is capable of contrary
motions, "his head turning now to one side, now to the other."
Though more judicious than they, he adopts their triplings. As they
move up, they expect to "catch the tree-tops-no! the church-steeple
-no! the stars"; as they move down, they wish to go "on the ground
-no! right through the world-no! out at the other side." More
solidly grounded, slower to speak, Sir Helix nonetheless also does
things by threes: "Three times he crawled . . . , leaving three fresh
traces of his transit." "And thus he looked, and he looked, and he
looked." He speaks three times. His final message insists on a trinity
of obligations ("Sit fast, do your duty, and have faith").
Although Mrs. Gatty endorses the snail's concluding homily,
she also treats him with a levity not evident in the story's first half.
Whereas the narrator stifled her own voice in recording the tree
stump's lamentations, she now offers an extensive description of the
garden snail before she chooses to reproduce his own sententious
utterances. It is the eyes of the snail itself, "those wonderful eyes at
the end" of his probing horns, that the reader, now at last overtly
addressed as "you," is invited to behold. All of a sudden, Mrs. Gatty
seems conscious of her double audience of children and adults. The
child reader is clearly expected to relish her anthropomorphism:
"his are not the eyes, you know, which waste their energies in
scatter-brained staring." But if the child reader or child-auditor is
regaled with such microscopic details, older readers, who might
even be expected to know the Latin name for "garden snail," can
>~~~~K A ZZh<E
C t41 LP
'4C. L. Dodgson to Caroline Erskine, 5 Dec. 1873, The Letters of Lewis Carroll,
ed. Morton N. Cohen, 2 vols. (New York: Oxford Univ. Press, 1979), I, 200 n. 6;
I, 200.
her successors. Like Mrs. Gatty, Lewis Carroll and Rudyard Kipling
tried to renovate and replenish an adult self-consciousness by turn-
ing to the wishful magical thinking of an earlier childhood phase.
Unlike their predecessor, however, they creatively exploited the im-
balance she tried to correct. A brief look at their work thus will
permit us to assess the strides they took in handling the selfsame
extremes presentecd so diagrammatically in "See-Saw."
II
"5The Letters of Lewis Carroll, I, 148 n. 1; Maxwell, Mrs. Gatty and Mrs. Ewing,
pp. 149-50.
won't go back,' she thought to herself, and this was the only way to
the Eighth Square" (ch. 3, p. 135).
Alice's determination to proceed towards the Eighth Square in
which she expects to come into possession of the powers associated
with mature womanhood is repeatedly qualified by her encounters
with her presumed superiors. Seeing the Lion and the Unicorn fight
for the crown, Alice asks the White King, "Does-the one-that wins
-get the crown?"
Convinced that they "had had quite enough of the subject of age,"
Alice is quick to change the subject by assuming control of the con-
versation: "if they really were to take turns in choosing subjects," she
thinks, "it was her turn now." The seesawing reverts to her.
Neither Alice nor the child reader who may endorse her deter-
mination and hunger for grown-up power can entirely fathom the
import of Humpty Dumpty's ominous remark. For this childlike
adult speaks for a Carroll who had doubts about the stage of experi-
ence Alice still covets. Two might indeed have been able to prevent
the girl from growing further -a Providence willing to cut short the
child's earthly existence or a godlike artist who had already tried to
detain Alice in the arrested, infantile world of Wonderland when
she was still but seven. But in Through the Looking-Glass, published
when the actual Alice Liddell had become a nineteen-year-old
woman, Lewis Carroll yields to the inevitable, though not without
struggle. As the about-to-be-shattered Humpty Dumpty comes to
demonstrate, the realm of innocence cannot be maintained.
It is this adult self-consciousness that pierces through, again
and again, the defusing humor of Through the Looking-Glass. Still,
like the child readers whom Carroll encourages to identify with her
resolve, the fictional Alice remains immune to Carroll's intimations
of mortality. Shades of the prison house may begin to close upon the
growing girl. But the determined child does not regard these omens,
heavy as the frost with which the book opens, as oppressive "Fallings
from us, vanishings." Only adult readers, from their own "place of
thought"'6 in the realm of experience, can sense this counter-
balancing presence. Like the White Knight who vainly tries to make
Alice linger on the last square before the eighth by reciting his
Wordsworthian "song," Carroll temporarily resigns himself to the
inevitability of growth.
In chapter 8 of Through the Looking-Glass an omniscient nar-
rator suddenly intrudes. Rather sentimentally, this narrator insists
that in her later life a grown-up Alice will "most clearly" remember
the love-offering which the White Knight is about to present just
before she crosses the threshold that separates pawn from Queen,
and girl from Woman:
Years afterwards she could bring the whole scene back again, as if it had
been only yesterday-the mild blue eyes and kindly smile of the Knight -
the setting sun gleaming through his hair, and shining on his armour in a
blaze of light that quite dazzled her -the horse quietly moving about, with
the reins hanging loose on his neck, cropping the grass at her feet - and the
black shadows of the forest behind -all this she took in like a picture, as,
with one hand shading her eyes, she leant against a tree, watching the
strange pair, and listening, in a half-dream, to the melancholy music of
the song. (ch. 8, p. 187)
In its lyricism and its inordinate length, this sentence contains some
of the same cadences - and same affect - produced at the end of
Alice's Adventures in Wonderland. There, an older dreamer,
Alice's sister, also "pictured" how a future Alice, "herself a grown
woman," would remember "her own child-life, and the happy sum-
mer days" (ch. 12, p. 99). 17
In Through the Looking-Glass, however, this anticipation of an
adult's retrospection is ironically undercut. Its sentimentality seems
suspect, for it belies Alice's responses, still in her fictional present, to
the White Knight's overtures both before and after his song. As the
Knight conducts Alice to the "end of the wood," he speaks of fusion
and separation: he tells her how the mixed ingredients of one of his
concoctions, a pudding, are "nicer" than each ingredient "alone,"
only to note, "And here I must leave you." Convinced that she is
saddened by the necessity of their parting, he offers his song as com-
fort. But the Knight is guilty of a misreading: he mistakes her look of
puzzlement - for she is still "thinking of the pudding," as the nar-
rator informs us-as an expression of sorrow (ch. 8, p. 186). The
White Knight is thus guilty of projecting his own feelings on the
unsorrowful child. A later Alice, now herself an adult, may be able
to lyricize and pick up the note of "melancholy" that overwhelms
him; but the child before him, impatient to move on, remains
immune.
Like the Carroll who bemoans, in his dedicatory poem, that he
and Alice Liddell, author and prime reader, "I and thou," have
been thrust "half a life asunder," the White Knight tries to assuage
his own separation anxieties and self-fragmentation through the
"love-gift" of a story. But for all his sentimentality, the Carroll of the
opening poem was more of a realist than the fantastical (and fanta-
sizing) White Knight. Aware that "No thought of me shall find a
place / In thy young life's hereafter-," Carroll remains content to
detain his listener for the duration of his story: "Enough that now
thou wilt not fail / To listen to my fairy-tale" (p. 103). At its best,
the storyteller's art can, at a later time, reactivate the youthful
imagination of an adult Alice Liddell. As Carroll's defensively parodic
self-projection, however, the White Knight remains a solipsist, piti-
fully and comically divorced from his fictional interlocutor:
"You are sad," the Knight said in an anxious tone: "let me sing you a
song to comfort you."
"Is it very long?" Alice asked, for she had heard a good deal of poetry
that day.
"It's long," said the Knight, "but it's very, very beautiful. Everybody
that hears me sing it -either it brings the tears into their eyes, or else-"
"Or else what?" said Alice, for the Knight had made a sudden pause.
"Or else it doesn't, you know." (ch. 8, p. 186)
******.. . . . . . . . . . . * * **.. . . . . . . . . . . . . . . . . .
Whose hair was whiter than the snow,
III
24Just So Stories, Vol. 20 of The Writings in Prose and Verse of Rudyard Kipling,
36 vols. (New York: Scribner's, 1897-1937), p. 259. Subsequent references to this
edition are cited in the text.
25TheJungle Books (New York: New American Library, 1961), p. 71. This edi-
tion, which respects the original arrangement that Kipling later abrogated when he
placed all Mowgli stories into a single jungle Book, is cited hereafter in the text.
social superego. Child reader and adult reader alike may thus wel-
come this fable as a parable of nature that endorses instinct and
socialization. But the pleasure each takes in its texture is achieved at
quite different, possibly even antithetical, levels of identification.
A different blend of innocence and experience operates in
"How the Whale Got His Throat" in a collection of stories addressed
to an audience of even younger children. Here too the treatment is
comical. And, once again, the emphasis falls on survival, adapta-
tion, self-reliance. But the elements of implausibility, here as well as
in the otherJust So Stories, can be shared by child and grown-up.
Whereas the adult reader of "The White Seal" is encouraged to
maintain a detached superiority over the materials in the story, that
reader now becomes the narrator's collaborator in a playful suspen-
sion of disbelief enacted in a game both can share with the small
child-auditor. Like the otherJust So Stories, "How the Whale Got
His Throat" is what Roger Lancelyn Green calls an "unnatural his-
tory," a parable of anti-Nature.26 For it sets out to dissolve the anti-
thetical states of being of adult and child. And it does so by dissi-
pating as well the fear of death experienced in Gatty's and Carroll's
work, as well as in Kipling's own "White Seal."
If Kotick's cleverness permits him to lead his tribe away from
the bloody slaughter of the Aleut killing-pens, it is the alliance of
two puny creatures that will prevent the monstrous Whale from vo-
raciously decimating all inhabitants of the sea. To protect itself from
the Whale's hunger, the lonely "small 'Stute Fish" who speaks in "a
small 'stute voice" leads the sea monster to consider a tastier morsel:
"Noble and generous Cetacean, have you ever tasted Man?" (p. 3).
Like the Bagheera who knew that the puny Mowgli could, as a
human being, defeat the gluttonous Shere Khan, so does the 'Stute
Fish anticipate the Whale's comeuppance. The shipwrecked
Mariner, armed only with his suspenders and a jackknife, seems
negligible as the Whale's opponent. Still, the 'Stute Fish warns the
Whale that this creature is "a man-of-infinite-resource-and-sagacity"
(p. 4). Although the Whale fails to heed the warning, its repetition
is not wasted on the reader. An alliance is formed, not just between
26Kipling and the Children, p. 181; Green might have recalled Gatty's work,
however, before baldly stating thatJust So Stories is a work with "no real literary
ancestors" (p. 178).
'Stute Fish and the Mariner but also between the narrator and his
double readership. For if the child may empathize with the 'Stute
Fish, both child and adult can identify with the "man-of-infinite-
resource-and-sagacity" who, in Kipling's first illustration, is similarly
dwarfed by the mighty whale.
Once "inside the Whale's warm, dark, inside cupboards," the
Mariner behaves like an insouciant fetus: "he stumped and he
jumped and he thumped and he bumped, and he pranced and he
danced, and he banged and he clanged, and he hit and he bit, and
he leaped and he creeped, and he prowled and he howled, and he
hopped and he dropped, and he cried and he sighed, and he
crawled and he bawled" (p. 5). But though deliciously childish, his
behavior is calculated. He may be infantile (he has, after all, "his
mummy's leave to paddle" in the ocean; p. 4), but he is not content
with making the hiccoughing Whale gladly spew him back out again
THIS is the picture of the Whale swallowing the Mariner with his infinite-resource-
and-sagacity, and the raft and the jack-knife and his suspenders, which you must
not forget. The buttony-things are the Mariner's suspenders, and you can see the
knife close by them. He is sitting on the raft, but it has tilted up sideways, so you
don't see much of it. The whity-thing by the Mariner's left hand is a piece of wood
that he was trying to row the raft with when the Whale came along. The piece of
wood is called the jaws-of-a-gaff. The Mariner left it outside when he went in. The
Whale's name was Smiler, and the Mariner was called Mr. Henry Albert Bivvens,
A.B. The little 'Stute Fish is hiding under the Whale's tummy, or else I would have
drawn him. The reason that the sea looks so ooshy-skooshy is because the Whale is
sucking it all into his mouth so as to suck in Mr. Henry Albert Bivvens and the raft
and the jack-knife and the suspenders. You must never forget the suspenders.
HERE is the Whale looking for the little 'Stute Fish, who is hiding under the Door-
sills of the Equator. The little 'Stute Fish's name was Pingle. He is hiding among the
roots of the big seaweed that grows in front of the Doors of the Equator. I have
drawn the Doors of the Equator. They are shut. They are always kept shut, because
a door ought always to be kept shut. The ropy-thing right across is the Equator
itself; and the things that look like rocks are the two giants Moar and Koar, that
keep the Equator in order. They drew the shadow-pictures on the Doors of the
Equator, and they carved all those twisty fishes under the Doors. The beaky-fish are
called beaked Dolphins, and the other fish with the queer heads are called Hammer-
headed Sharks. The Whale never found the little 'Stute Fish till he got over his
temper, and then they became good friends again.
IV
Princeton University
29Harry Stone, Dickens and the Invisible World: Fairy Tales, Fantasy, and Novel-
Making (Bloomington and London: Indiana Univ. Press, 1979), p. 72.
30The Mill on the Floss, ed. Gordon S. Haight (Boston: Houghton, 1961), p. 8.