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NOW INTO COURT, through undersigned counsel, comes the United States of America
on behalf of all Federal Defendants who respectfully move this Court for an Order allowing it to
exceed the twenty-five (25) page limitation set forth in Local Rule 7.8W of the Western District of
Louisiana and for permission to file its Memorandum in Support of its Motion to Dismiss, not to
In order to properly convey the facts of this case and fully address all of the threshold
jurisdictional issues raised by the Complaint and Motion for Stay and/or Preliminary Injunction,
the United States requires more than the twenty-five (25) pages allowed by Local Rule 7.8W.
The Complaint filed in this action consists of thirty-seven (37) pages, exclusive of
exhibits. The Court has scheduled an evidentiary hearing on Plaintiff’s Motion for Preliminary
Injunction. The jurisdictional defenses to this action should be addressed prior to the hearing and
WHEREFORE, the United States prays that an Order issue herein allowing the United
States to file its Memorandum in Support of its Motion to Dismiss, with a page limit exceeding
the twenty-five (25) pages allowed by Local Rule 7.8W of the Western District of Louisiana, but
Respectfully Submitted,
STEPHANIE A. FINLEY
UNITED STATES ATTORNEY
s/ Katherine W. Vincent
Katherine W. Vincent (#18717)
Assistant United States Attorney
800 Lafayette Street, Suite 2200
Lafayette, Louisiana 70501-7206
Telephone: (337) 262-6618
2
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CERTIFICATE OF SERVICE
I hereby certify that on this 26th day of January, 2011, a copy of the foregoing Motion for
Leave to Exceed Page Limit in its Memorandum in Support of Motion to Dismiss; a proposed
Order, were filed electronically with the Clerk of Court using the CM/ECF system. I also certify
that according to the Court’s Electronic Mail Notice List, there are no manual recipients.
s/ Katherine W. Vincent
Katherine W. Vincent (#18717)
Assistant United States Attorney
3
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ORDER
Considering the United States’ foregoing Motion to Exceed Page Limit in its
IT IS ORDERED that the United States be allowed to file its Memorandum in Support of
its Motion to Dismiss, the length of which will exceed the page limitation set forth in Local Rule
7.8W of the Western District of Louisiana, but which Memorandum shall not exceed thirty (30)
pages.
_______________________________________
HONORABLE S. MAURICE HICKS, JR.
UNITED STATES DISTRICT JUDGE
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MOTION TO DISMISS
NOW INTO COURT, through undersigned counsel, comes the United States of
America, represented by Stephanie A. Finley, United States Attorney for the Western District of
Louisiana, and Assistant United States Attorney, Katherine W. Vincent, who move to dismiss
Plaintiff’s Original Complaint pursuant to Rule 12(b)(1) and (6) of the Federal Rules of Civil
Procedure for the reasons set forth in the supporting memorandum filed herewith.
Respectfully submitted,
STEPHANIE A. FINLEY
United States Attorney
MEMORANDUM IN SUPPORT OF
MOTION TO DISMISS
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TABLE OF CONTENTS
Table of Contents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii
I. Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
A. Flood Insurance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
B. Encouraging Sound Flood Management Ordinances in the Flood Plain. . . . . . . . . 6
C. Identifying and Mapping Flood Hazard Areas.. . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
1. Flood Insurance Studies and Restudies. . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2. Finalizing Base Flood Elevations and FIRMS.. . . . . . . . . . . . . . . . . . . . . . 9
3. Judicial Review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
A. The NFIP. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
B. Levees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
A. Rule 12(b)(1) .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
1. Standard of Review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2. Sovereign Immunity.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
3. The Court Lacks Jurisdiction Over the Plaintiffs’ Claims Under APA.. . 18
(i) NFIA Precludes Review Under the APA.. . . . . . . . . . . . . . . . . . . 19
(ii) No Final Agency Action. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
4. Limited Waiver of Sovereign Immunity Under the NFIA. . . . . . . . . . . . . 22
5. Implied Contract Claims. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
B. Plaintiffs Have Failed To State a Claim Upon Which Relief May be Granted. . . 24
1. Rule 12(b)(6) Standard of Review. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
2. Constitutional Challenge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
3. Repair of the Levees. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
4. Individual Federal Officials Named as Defendants. . . . . . . . . . . . . . . . . . 28
V. Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
i
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TABLE OF AUTHORITIES
Federal Cases
Adolph v. FEMA,
854 F.2d 732 (5th Cir. 1988). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 25, 26
Ashcroft v. Iqbal,
129 S. Ct. 1937 (2009).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24, 26
Beale v. Blount,
461 F.2d 1133 (5th Cir. 1972). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Bennett v. Spear,
520 U.S. 154 (1997).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Berman v. U.S.,
264 F.3d 16 (1st Cir. 2001). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Divine v. U.S.,
328 F.2d 305 (5th Cir. 1964). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
ii
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Dugan v. Rank,
372 U.S. 609 (1963).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Elrod v. Burns,
427 U.S. 347 (1976).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
FDIC v. Mayer,
510 U.S. 471 (1994).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Graham v. Henegar,
640 F.2d 732 (5th Cir. 1981). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Lundeen v. Mineta,
291 F.3d 300 (5th Cir. 2002). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18, 19
Reardon v. Krimm,
541 F. Supp. 187 (D. Kansas 1982). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 20
Robinson v. FEMA,
1987 WL 9906 (D.Mass. 1987). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
iii
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Seibert v. Baptist,
594 F.2d 423 (1979).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Williamson v. Tucker,
645 F.2d 404 (5th Cir.1981). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Federal Statutes
5 U.S.C. § 702 .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
28 U.S.C. § 1331. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, 16
28 U.S.C. § 1343. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
iv
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28 U.S.C. § 1491(a)(1).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
31 U.S.C. 1341 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
33 U.S.C. § 701a. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
42 U.S.C. § 4001. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, 4
42 U.S.C. § 4011(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
42 U.S.C. § 4012(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
42 U.S.C. § 4013. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
42 U.S.C. § 4101. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 7
42 U.S.C. § 4102(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
44 C.F.R. § 51.9. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
44 C.F.R. § 59.1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 8
44 C.F.R. § 60.11. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
44 C.F.R. § 60.3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
44 C.F.R. § 61.7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 8
44 C.F.R. § 64.3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
44 C.F.R. § 65.10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8, 11
44 C.F.R. § 67.6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
44 C.F.R. § 67.10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
44 C.F.R. §67.12. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
v
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Federal Rules
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The Federal Emergency Management Agency (“FEMA”) and the United States Army Corps
of Engineers (“the Corps”) file this memorandum in support of the Motion to Dismiss pursuant to
The Government asserts as a threshold matter, Congress has not waived the United States’
sovereign immunity for the Plaintiffs’ action. Thus, the evidentiary hearing scheduled in this matter
is unnecessary. Alternatively, the Plaintiffs’ Complaint fails to set forth a claim upon which relief
may be granted. For the reasons set forth below, this suit should be dismissed.
I. Introduction
The Plaintiffs sued FEMA and the Corps asserting a waiver of sovereign immunity under
5 U.S.C. §§ 701, et seq., (the Administrative Procedures Act - the “APA”). The Plaintiffs further
asserted this Court’s jurisdiction under 28 U.S.C. § 1331 (federal question jurisdiction). The
1
FEMA and the Corps are collectively referred to as the Government in this Memorandum.
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FEMA is the executive agency responsible for administering the National Flood Insurance
Program (“NFIP”), a voluntary federal initiative to provide flood insurance and reduce flood losses
in communities that choose to participate. To carry out this responsibility, FEMA is required to
identify the nation’s flood risks and periodically review and update flood maps; flood risk
information is used to identify special flood hazard areas and to determine applicable insurance
premium rates and required land use measures. In the fall of 2010, FEMA advised affected
communities in Rapides Parish that FEMA intended to issue proposed flood elevation determination
changes in early 2011. Plaintiffs challenge FEMA’s decision to initiate the process that will
culminate in a revised flood hazard map. That process will begin when FEMA issues revised
It is undisputed that the Red River levees at issue here, (South Bank levee and East Bank
levee) are not certified; nor is it disputed that the levees fail to satisfy the criteria for certification and
therefore, accreditation by FEMA as they are not recognized as providing the level of protection
against the base flood. If the levees were certified, FEMA nor the Corps would be before this Court.
Plaintiffs would dispute the manner in which FEMA treats the uncertified levees in its analysis of
flood hazards along the Red River, but the parties that seek accreditation of a levee are required to
ensure that the levee meets safety standards and provide documentation showing the levee is
certified. FEMA’s accreditation is a ministerial act, and FEMA has not yet initiated the
2
As discussed below, the issuance of the proposed flood elevations and FIRM is preliminary.
The proposed FIRM will not take effect until after the process required under the NFIA is complete and
FEMA has considered appropriate scientific and technical information received from affected property
owners or communities as part of the statutory administrative appeal process, made any modifications
indicated by the appeal information, and issued a final determination.
2
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Plaintiffs ask this Court to enjoin FEMA from issuing the revised preliminary FIRM.
Complaint, doc. #1, p. 36. Plaintiffs also seek a “[d]eclaration of rights and obligations under the
NFIA [National Flood Insurance Act]” and “an order declaring FEMA’s administration of the NFIP”
Plaintiffs’ lawsuit against the United States should be dismissed because this Court does not
have jurisdiction under the APA, and Plaintiffs have not met the prerequisite that triggers the limited
waiver of sovereign immunity in the NFIA. As discussed below, the Plaintiffs simply cannot show
that the United States has waived sovereign immunity for this action. Further, Plaintiffs have failed
Historically, floods have been one of the most destructive natural hazards facing the people
of the United States. See 33 U.S.C. § 701a. The Federal Government initially addressed the problem
by funding flood-control projects. Id. §§ 701a, 701a-1. (“It is hereby recognized that destructive
floods upon the rivers of the United States . . . constitute a menace to national welfare; that it is the
sense of Congress that flood control on navigable waters . . . is the proper activities of the Federal
government . . .; that investigations and improvements of rivers and other water ways . . . for flood-
control purposes are in the interest of the general welfare . . .”). However, after billions of Federal
dollars spent in flood control projects, the personal hardships and economic distress from flood
continued to increase -- largely as a result of unwise use of the Nation’s flood plains. Senate Report
No., 93-583 reprinted in U.S. Code Cong. & Admin. News 1973, 3317; see also, 42 U.S.C. §
4001(“despite the installation of preventative and protective works and the adoption of other public
programs designed to reduce losses caused by flood damage, these methods have not been sufficient
3
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Congress responded by enacting the National Flood Insurance Act of 1968 (“NFIA”), 42
U.S.C. §§ 4001 et seq., with the objective of establishing a “unified national program for flood plain
management” in response to its concern over the enormous "personal hardship and economic distress
[caused by flood damage] which have required unforeseen disaster relief measures and have placed
an increasing burden on our Nation's resources caused by flood disasters." 42 U.S.C. §§ 4001(c);
4001(a)(1); 4002(a)(5). The NFIA was further modified and amended in 1973, in 1994 with the
passage of the Flood Disaster Protection Act, and in 2004 with the passage of the Bunning-Bereuter-
Blumenauer Flood Insurance Reform Act of 2004. 42 U.S.C. § 4001 et seq.; P.L. 93-234, 87 Stat.
9705 (Dec. 31, 1973); P.L. 103-325, title 5, 108 Stat. 2255 (Sept. 3, 1994); P.L. 108-264 (Jun. 30,
2004).
The principal objectives of the NFIA were to provide relief from the destruction caused by
floods by making flood insurance generally available at reasonable premium rates and to require
local jurisdictions to enact land use and control measures designed to guide the rational use of flood
plains as a condition for the availability of Federally-subsidized insurance. Senate Report No., 93-
583 reprinted in U.S. Code Cong. & Admin. News 1973 at 3219. As the Legislative History reflects,
a study authorized by Congress concluded that “many people in high flood risk areas are seriously
uninformed about the risks of flood damage which they face, and that they are grossly over-
optimistic about the probability that their property will not be flooded or else expect public help to
bail them out when the inevitable flood disaster strikes. Id. at 3220. In discussing the purposes of
the Act, Congress stressed the need for a flood insurance program “which will make insurance
against flood damage available, encourage persons to become aware of the risk of occupying the
flood plains, and reduce the mounting federal expenditures for disaster relief assistance. . .” United
4
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States v. Parish of St. Bernard, 756 F.2d 1116, 1123-24 (5th Cir. 1985) citing H.Rep. No. 1585, 90th
Cong. 2d Sess., reprinted in [1968] U.S. Code Cong. & Adm.News 2873, 2966-67.
Despite this effort, the annual loss of property and the disastrous personal losses suffered by
victims of recurring flood disasters throughout the nation continued. Senate Report No. 93-583
reprinted in U.S. Code Cong. & Admin. News 1973 at 3220. Congress acted again to strengthen
the NFIA by promulgating the Flood Disaster Protection Act of 1973, P.L. 93-234. Recognizing the
national need for a reliable and comprehensive flood insurance program and aware that mandatory
flood insurance coverage must be applied with adequate safeguards and land use restrictions to
minimize future losses of life and property, Congress, through the Flood Disaster Protection Act of
1973, amended the NFIA to include greater coverage and to further promote and mandate sound land
use control. Senate Report No. 93-583, supra, at 3218. In extending the emergency implementation
provisions of the program, Congress noted that “one of the principal purposes of this bill is to
accelerate these rate studies by whatever means are necessary, in order to make available both
detailed information on flood hazards and the full limits of coverage authorized.” Id. at 3228.
The NFIA enables the public to overcome the devastating accompanying floods by providing
"a reasonable method of sharing the risk of flood losses . . . through a program of flood insurance
which can complement and encourage preventive and protective measures." Id. § 4001(a). To
further achieve the stated purposes of the Act -- to sell flood insurance and encourage the adoption
of sound flood plain management -- Congress required FEMA to identify and publish information
for flood plain areas nationwide that have special flood hazards and to establish flood-risk zones.
42 U.S.C. § 4101. FEMA is responsible for making flood elevation determinations for purposes of
land use control in communities identified as flood-prone. Reardon v. Krimm, 541 F. Supp. 187 (D.
Kansas 1982).
5
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A. Flood Insurance
Congress expressly mandated FEMA to carry out a “program which will enable interested
persons to purchase insurance against loss resulting from physical damage to or loss of real property
or personal property related thereto arising from any flood occurring in the United States.” 42 U.S.C.
§ 4011(a). FEMA promulgated, by regulation, the terms and conditions of flood insurance coverage.
42 U.S.C. § 4013. Federally subsidized flood insurance is not available under the NFIA unless a
Community adopts adequate flood plain management regulations. 44 C.F.R. § 60.11. The
Administrator undertakes studies and investigations to review a Community’s plans to base flood
Participation in the NFIP is voluntary. Adolph v. FEMA, 854 F.2d 732, 735-36 (5th Cir.
1988). To qualify for Federal flood insurance, participating communities must give FEMA
satisfactory assurances that “adequate land use and control measures” have been adopted by the State
or local government consistent with “the comprehensive criteria for land management and use
developed under section 4101 of this title.” 42 U.S.C. § 4012(c). The Act provides:
[T]he Director [of FEMA] shall from time to time develop comprehensive criteria designed
to encourage, where necessary, the adoption of adequate State and local measures which, to the
(1) constrict the development of land which is exposed to flood damage where
appropriate,
(2) guide the development of proposed construction away from locations which are
threatened by flood hazards,
(4) otherwise improve the long-range land management and use of flood-prone areas . . .
6
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42 U.S.C. § 4102(c); see also, 44 C.F.R. Part 59 and 60. The minimum land use criteria were
developed in 1976 and promulgated nationwide. 44 Fed. Reg. 46,975 (Oct. 26, 1976).
Congress required FEMA to “identify and publish information with respect to all flood plain
areas . . . located in the United States which has special flood hazards” and “establish or update
flood-risk zone data in all such areas, and make estimates with respect to the rates of probable flood
caused loss for the various flood risk zones for each of these areas.” 42 U.S.C. § 4101(a)(1)-(2).
FEMA’s implementing regulations define an “area of special flood hazards” as “the land in the flood
plain within a community subject to a 1 percent or greater chance of flooding in any given year,” also
referred to as the base flood or 100 year flood. 44 C.F.R. § 59.1. Flood-risk zone data corresponds
to flood insurance premium risk based on accepted actuarial principles. 44 C.F.R. §§ 51.9; 61;
64.3(a)(1).
Every five years, FEMA is required to “assess the need to revise and update all flood plain
areas and flood risks zones,” which may result in an update if FEMA determines it is necessary. 42
U.S.C. § 4101(e)(1); see also, Great Rivers Habitat Alliance v. FEMA, 615 F.3d 985, 987 (8th Cir.
2010). Additionally, FEMA may update this information when a community submits sufficient
FEMA identifies and publishes flood hazards on a map known as the Flood Insurance Rate
Map (“FIRM”) (also provided in digital format on a DFIRM). Complaint, doc. #1, Exh. 1-00001.
This map is prepared after a flood insurance study (“FIS”) or a restudy has been completed where
risk premium rates have been established. 44 C.F.R. § 64.3. The FIS determines, among other
information,
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§ The base flood – “the flood having a one percent chance of being equaled or exceeded in any
given year.” 44 C.F.R. § 59.1.
§ Water Surface Elevations -- the “height . . . of floods of various magnitudes and frequencies
in the flood plains,” for example 10 year flood, 50 year flood, 100 year flood (referred to as
the base flood elevation (“BFEs”),3 and 500 year flood. Id.
P The base flood discharge for watercourses -- the volume of water that is anticipated to flow
down the watercourse during the peak of the base flood.
P Regulatory Floodway -- “the channel of a river . . . and the adjacent land areas that must be
reserved in order to discharge the base flood without cumulatively increasing the water
surface elevation more than a designated height.” Id.
The information is then transferred to a FIRM. 44 CFR §§ 61.7 and 64.3(a)(1). The FIRM
is an official map of a community that identifies flood hazards for the purpose of the NFIP. 44 CFR
Relevant to this lawsuit are FEMA’s regulations and policies regarding FEMA’s treatment
of uncertified levees when establishing base flood elevations. “FEMA will only recognize in its
flood hazard and risk mapping effort those levee systems that meet, and continue to meet, minimum
design, operation, and maintenance standards that are consistent with the level of protection”
associated with the base flood. 44 C.F.R. § 65.10. To be recognized by FEMA as providing this
type of protection, a community or other party seeking recognition must provide FEMA with
certified data and analyses as outlined in 44 CFR 65.10. Further, under 44 CFR § 65.10(a):
the types of information FEMA needs to recognize, on NFIP maps, that a levee system
provides protection from the base flood . . . must be supplied to FEMA by the community
3
A BFE is a legal concept. It is a statistical number - a scientifically derived estimate of the water
surface elevation that has a 1% chance of being equaled or exceeded in any given year. It is used to
guide development in the Special Flood Hazard Area and is promulgated by FEMA as the minimum
elevation at which the lowest floor may be constructed for new buildings or for additions and certain renovations
in communities that participate in the NFIP. 44 C.F.R. § 60.3. A 1% annual chance water surface elevation does
not become a BFE until it is promulgated through rulemaking and becomes law. Id. § 67.4.
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or other party seeking recognition of such levee system at the time a flood risk study or
restudy is conducted, when a map revision under the provisions of part 65 of this subchapter
is sought based on a levee system, and upon request by the [FEMA] during the review of
previously recognized structures. The FEMA review will be for the sole purpose of
establishing appropriate risk zone determinations for NFIP maps and shall not constitute
a determination by FEMA as to how a structure or system will perform in a flood event.
(emphasis added).
“Data submitted to support that a given levee system complies with the structural requirements set
forth in paragraphs (b)(1) though (7) of this section must be certified by a registered professional
engineer. . . . In lieu of these structural requirements, a Federal agency with responsibility for a levee
design may certify that the levee has been adequately designed and constructed to provide protection
The NFIA provides for consultation with the affected community during the flood hazard
study process and provides a carefully deliberated process for appeal by affected communities and
owners or lessees of real property within the community who believe that their property rights may
Before a preliminary FIRM becomes final and legally effective, the NFIA requires FEMA
to publish for comment the proposed BFEs in the Federal Register, by direct notification to the
community, and twice in a prominent local newspaper. 42 U.S.C.A. § 4104. The newspaper notices
must be published within ten days of each other. Id. The second newspaper publication initiates a
90-day appeal period of the proposed BFEs. 42 U.S.C.A. § 4104(a), and (b).
The sole basis for appealing is “the possession of knowledge and information indicating that
the elevations being proposed by the Director with respect to an identified area having special flood
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The “sole relief” available to a successful appellant is modification of the proposed BFEs.
Id. The FIRM becomes effective no later than six months after FEMA issues its final BFE
3. Judicial Review
The NFIA allows for limited judicial review. Any appellant who is dissatisfied with the final
determination may appeal the determination to Federal district court within sixty days after receipt
of notice of the determination. 42 U.S.C. § 4104(g). “The scope of review by the court shall be as
provided by chapter 7 title 5 United States Code. During the pendency of any such litigation, all
final determinations of the Director shall be effective . . . unless stayed by the court for good cause
shown.” Id. Congress determined that: pending the outcome of any judicial appeal, the final
determinations shall be binding on the community for all purposes under the Act. Only in this way
can the taxpayer be assured that the public interest will remain paramount both in the instigation and
in the expeditious resolution of these appeals based upon the awareness “of the vested interests of
many land developers and others in avoiding or deferring all limitations on flood plain development
as long as possible.” Senate Report No. 93-583 reprinted in U.S. Code Cong. & Admin. News 1973
at 3232-33.
FEMA regulations further provide that “a court’s scope of review is limited to those
Section 110 of the bill dealing with appeals, was the subject of more testimony, discussion,
coordination, and committee debate than any other provision of the bill. . . . and attempts to
provide an equitable balancing of all of the interests involved in the identification and the
setting of construction elevation standards for flood prone areas.
Senate Report No. 93-583 reprinted in U.S. Code Cong. & Admin. News 1973 At 3230.
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A. The NFIP
In 2002, FEMA initiated a study to update the Flood Insurance Rate Maps for Rapides Parish,
On August 22, 2005, FEMA issued a Procedure Memorandum No. 34 – Interim Guidance
for Studies Including Levees to help clarify the responsibility of community officials or other parties
Through correspondence dated March 20, 2007, FEMA requested the City of Pineville,
Louisiana to provide certification of the Red River North Bank Levee (Pineville). Complaint, doc.
Through correspondence dated March 20, 2007, FEMA requested the City of Alexandria,
Louisiana to provide certification of the Red River Levees in Rapides Parish. Complaint, doc. #1,
Exh. T – 000001.
On April 9, 2007 the City of Alexandria through its Community Executive Officer, Mayor
Jacques M. Roy and the Levee Owner Representative for the Red River, Atchafalaya and Bayou
Boeuf Levee District (“RRABB”), Andrew C. Leon, President of the Board of Commissioners
agreed to provide FEMA with all the necessary information to show the levees known as Red River
Levees in Rapides Parish comply with 44 C.F.R. § 65.10 before June 20, 2009. Complaint, doc. #1,
According to the City of Alexandria’s representatives, it was understood that “if complete
documentation of compliance with 44 CFR 65.10 is not provided within the designated time frame
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of twenty-four months, FEMA will initiate a revision to the Flood Insurance Rate Map to re-
On April 12, 2007, the RRABB Levee District through its President Leon, wrote the U.S.
Army Corps of Engineers in Vicksburg, Mississippi advising that FEMA and the City of Alexandria
had requested certification of the levees under RRABB’s jurisdiction and RRABB requested
assistance from the Corps to certify state and federal levees in the RRABB Levee District.
On June 13, 2007, Levee Owner Representative, Andrew C. Leon and Community CEO
Clarence R. Fields signed a Letter of Agreement and Request for Provisionally Accredited Levee
(PAL) designation and agreement to provide adequate compliance with the Code of Federal
Regulations, Title 44, Section 65.10 (44 CFR 65.10). Complaint, doc. #1, Exh. Z – 000001.
According to the signed PAL agreement, it was “under[stood] that if complete documentation
of compliance with 44 CFR 65.10 is not provided within the designated time frame of 24 months,
FEMA will initiate a revision to the Flood Insurance Rate Map to redesignate the area as
floodprone.” Id.
On July 31, 2007, FEMA issued its Preliminary maps and subsequently began its 90 day
administrative appeal and protest process for the Preliminary map. Id.
On December 30, 2009, FEMA informed the Red River, Atchafalaya & Bayou Boeuf Levee
1. The 2007 study was in the final stages of appeal and protest resolutions. Id.
2. Based on its coordination and communication, FEMA had “determined that the Red
River Levees (North and South Banks) will no longer be shown as providing
protection from the base flood elevation on the Digital Flood Insurance Rate Maps.”
Id.
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3. FEMA had not received levee certification from the RRABB Levee District.
5. At that time, due to the deficiency in certification, FEMA could not accredit the Red
River Levees (North and South Bank). Id.
7. FEMA would initialize a study to revise the Rapides Parish flood insurance rate maps
to show the de-accredited levees. Id.
8. Until FEMA received certification documents, the levees would be de-accredited and
the area currently shown as protected by the Red River Levees (North and South
Bank) will be classified as a special flood hazard area. Id.
On June 10, 2010, U.S. Army Corps of Engineers, Operations Division, Project Resources
Management in Vicksburg, Mississippi, through C. James Spencer, Chief, Project Resources Branch,
informed Norman Budd, Commissioner/President Rapides Parish Red River Atchafalaya and Bayou
Boeuf Levee District in Alexandria, Louisiana that the Corps’ investigation of the Lower Red River
South Bank Levee in Avoyelles and Rapides Parish shows that the levee does not meet the
requirements for certification for the 1 percent annual chance exceedance flood and the levee does
not meet the geotechnical design criteria because of sand boils and sinkholes at or near the toe of the
On or about October 27, 2010, FEMA through its Region VI Office advised (as part of a
Rapides Parish briefing) that Levee certification can be submitted anytime within the flood study
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On January14, 2011, Levee Certification Reports were issued by the Corps finding that the
B. Levees
Plaintiffs’ Complaint relates to the Red River “South Bank” levees on the right descending
bank of the Lower Red River near Alexandria, Louisiana. The South Bank levees are part of the
Mississippi River and Tributaries Project (“MR&T”). The Corps acknowledges major maintenance
responsibilities for the South Bank levee under Section 3 of the Flood Control Act of 15 May 1928,
The Complaint also relates to the “East Bank levee.” The Flood Control Act of 18 August
1941, Public Law 77-228, authorized both segments of the Red River levee on the east or left
descending bank in the vicinity of Pineville (“East Bank levee”). In section 3 of that Act authorizing
project features in the Red-Ouachita River Basin, authorization for both levee segments was
conditioned as being “subject to the provisions of Section 3 of the Flood Control Act approved
June 22, 1936.” Section 3 of the Flood Control Act of 1936, Public Law 74-688 stated that no
money would be expended on these projects until the responsible local agencies provide the
assurances required by that section. Assurance (c) stated “maintain and operate all the works after
completion in accordance with the regulations prescribed by the Secretary of War.” The
Government disputes that it is responsible for maintenance of the East Bank levees as alleged by
RRABB signed the local assurances required by the applicable Flood Control Acts for the
South Bank levee and the Pineville segment of the East Bank or left descending bank Red River
levee. The 19th Louisiana Levee District signed the local assurances for the East Bank or left
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descending bank Red River levees north of Pineville in Grant and Rapides Parishes. Plaintiffs are
A. Rule 12(b)(1)
1. Standard of Review
Motions filed under Rule 12(b)(1) of the Federal Rules of Civil Procedure allow a party to
challenge the subject matter jurisdiction of the district court to hear a case. As always, the Court
A court may base its disposition of a motion to dismiss under Rule 12(b)(1) on: (1) the
complaint alone; (2) the complaint supplemented by undisputed facts; or (3) the complaint
supplemented by undisputed facts plus the court's resolution of disputed facts. Ramming v. United
States, 281 F.3d 158, 161 (5th Cir. 2001). In this case, the Court can review the Complaint alone and
determine that the United States has not waived sovereign immunity for the claims asserted. The
party asserting jurisdiction bears the burden of proof. Id. When a Rule 12(b)(1) motion is filed in
conjunction with other Rule 12 motions, the court should consider the Rule 12(b)(1) jurisdictional
In examining a Rule 12(b)(1) motion, the district court is empowered to consider matters of
fact which may be in dispute. Williamson v. Tucker, 645 F.2d 404, 413 (5th Cir.1981). Ultimately,
a motion to dismiss for lack of subject matter jurisdiction should be granted only if it appears certain
that the plaintiff cannot prove any set of facts in support of his claim that would entitle plaintiff to
relief. Home Builders Ass'n of Miss., Inc. v. City of Madison, Miss., 143 F.3d 1006, 1010 (5th
Cir.1998).
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2. Sovereign Immunity
A cause of action against the Government, as sovereign, can never be assumed - even one
alleging a Constitutional violation as here. As the sovereign, the United States and its agencies are
immune from suit absent a waiver. FDIC v. Mayer, 510 U.S. 471, 475 (1994). In the absence of a
waiver of sovereign immunity, this Court lacks subject matter jurisdiction over a claim involving
the United States. The United States, as sovereign, is immune from suit except as it consents to be
sued. The terms of the consent must not be inferred and define the parameters of the federal court’s
jurisdiction to hear suits brought against it. United States v. Mitchell, 463 U.S. 206, 212 (1983). A
waiver of sovereign immunity cannot be implied, but must be construed strictly in favor of the
government and may not be enlarged beyond the statutory language authorizing it. Sovereign
immunity not only protects the United States from liability, it deprives the court of subject matter
jurisdiction over the claims against it. Mitchell, 463 U.S. at 212.
The Complaint sets forth 28 U.S.C. § 1331 as its jurisdictional basis and 5 U.S.C. § 701, et
seq., as the waiver of the Government’s sovereign immunity.4 See, Complaint, doc. #1, p. 5, ¶ 5.
The Complaint further states that the Court may grant injunctive relief pursuant to 28 U.S.C. §§
Section 1331 is a general jurisdictional statute providing the district court with jurisdiction
for “all civil actions arising under the Constitution, laws, or treaties of the United States.” 28 U.S.C.
§ 1331. General jurisdictional statutes do not independently waive the Government’s sovereign
immunity. Taylor v. United States, 2008 WL 4218770, p. 4 (5th Cir. 2008); Seibert v. Baptist, 594
F.2d 423, 428-29 (1979); Beale v. Blount, 461 F.2d 1133, 1138 (5th Cir. 1972); Divine v. U.S., 328
4
5 U.S.C. § 701, et seq., is commonly referred to as the Administrative Procedures Act.
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F.2d 305 (5th Cir. 1964) (no waiver under 28 U.S.C. § 1343); Berman v. U.S., 264 F.3d 16, 20 (1st
Cir. 2001).
Additionally, the Declaratory Judgment Act, 28 U.S.C. § 2201, does not waive the United
States’ sovereign immunity as the Act merely provides additional remedies where jurisdiction
otherwise exists. United States v. Smith, 393 F.2d 318, 320-21 (5th Cir. 1968); Anderson v. United
Sovereign immunity bars not only actions seeking money damages but also actions seeking
injunctive relief. Dugan v. Rank, 372 U.S. 609, 620 (1963) (The general rule is if the judgment
sought would expend itself upon the public treasury or domain, or interfere with public
administration or if the effect of the judgment would be to restrain the Government from action,
or to compel it to act, the suit will be construed as one against the United States requiring a waiver
of sovereign”, quoting, Larson v. Domestic & Foreign Commerce Corp., 337 U.S. 682, 693 (1949)
(emphasis added); Hatahley v. United States, 351 U.S. 173, 176 (1956) (district court had no power
to enjoin United States from destroying horse owned by Navaho Indians); ACORN v. U. S. Army
Corps of Engineers, 245 F.3d 790 (Table) (unpublished) 200 WL 1910123 (5th Cir. 2000); United
States v. Patterson, 206 F.2d 345, 348 (5th Cir. 1953) (“[I]t is beyond dispute that unless expressly
permitted by an Act of Congress, no injunction can be granted against the United States.”).
This suit as it names the individual federal officials in their official capacity is nothing more
than a suit against the Government and to the extent that the individual federal officials are named
as defendants, the principles of sovereign immunity are applicable thereto. Larson, 337 U.S. at
692-93.
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The terms of the Government’s consent to be sued define a court’s jurisdiction to hear the
suit. Because the United States’ consent to be sued is a prerequisite to jurisdiction, Plaintiffs must
identify a statute specifically providing that Congress has waived sovereign immunity for the suit.
United States v. Idaho, 508 U.S. 1, 6-7 (1993) (waivers of sovereign immunity, to be effective, must
be “unequivocally expressed in statutory text, strictly construed in favor of the United States” and
“not enlarged beyond what the statute requires.”), (internal quotation marks omitted).
3. The Court Lacks Jurisdiction Over the Plaintiffs’ Claims Under APA
According to the Complaint, sovereign immunity for the instant claims is waived in the
Administrative Procedure Act (“APA”). Complaint, doc. #1, p. 5, ¶ 5. In 1976, Congress amended
the APA to provide a general waiver of the government’s sovereign immunity from injunctive relief.
United States v. Mitchell, 463 U.S. at 227, n. 32. However, Plaintiffs’ reliance on the APA is
misplaced. Although the APA, 5 U.S.C. § 702 creates a limited waiver of sovereign immunity, it
Section 10 of the APA does not itself grant subject matter jurisdiction, but is rather a waiver
of sovereign immunity in suits seeking judicial review of agency actions where judicial review has
Although one adversely affected or aggrieved by agency action with the meaning of a
relevant statute may generally obtain judicial review under the APA, the Act confers no cause of
action where the relevant statute “precludes judicial review” 5 U.S.C. § 701(a)(1) or where the
“agency action is committed to agency discretion by law” 5 U.S.C. § 701(a)(2). Lundeen v. Mineta,
291 F.3d 300 (5th Cir. 2002). If either exceptions apply, the APA’s inapplicable and there is no
waiver or sovereign immunity. Id. at 304. Both exceptions to the waiver of sovereign immunity
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There is a presumption that Congress favors review of agency action, but the agency can
rebut this presumption by pointing to “specific language or specific legislative history that is a
reliable indicator of congressional intent.” Lundeen, 291 F.3d at 305 quoting Block v. Community
Nutrition Institute, 467 U.S. 340, 349 (1984). The APA does not make every agency action subject
to judicial review but limits judicial review to final agency action where there exists no other
adequate remedy at law. 5 U.S.C. § 704. As stated above, 42 U.S.C. § 4104 provides a remedy at
law for any appellant aggrieved by FEMA’s flood hazard determinations. See, 42 U.S.C. § 4104(g).
Here, it is clear that the NFIA precludes judicial review under the APA. As stated by the Supreme
Court:
Whether and to what extent a particular statute precludes judicial review is determined not
only from its express language, but also from the structure of the statutory scheme, its
objectives, its legislative history, and the nature of the administrative action involved.
Id., at 345.
The Plaintiffs claim that they do not have an adequate remedy of law under the NFIA.
However, legislative history makes clear that Congress intended to limit judicial review of flood
hazard determinations to the procedures set forth in the NFIA. Title 42 U.S.C. § 4104 provides for
limited judicial review. Moreover, the legislative history makes clear that the APA does not provide
jurisdiction for Plaintiffs’ claims. The legislative history recounts that the purpose of Section 110
of the Bill dealing with appeals was to “supersede the related provisions of the APA, since many
witnesses before the committee and some members have questioned the adequacy of that Act for this
program.”5 Senate Report No. 93-583, 29, 1973 [To accompany H.R. 8449].6
5
Codified at 42 U.S.C. § 4104(g).
6
Congress provided specifically that the provisions of Title 5, Chapter 7 U.S.C. dealing with the
scope of judicial review under the APA will apply to 42 U.S.C. § 4104. Senate Report No. 93-583, Nov.
29, 1973 [To accompany H.R. 8449].
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The NFIA makes clear that Congress intended for the appeal procedures provided at 42
U.S.C. § 4104 to be the exclusive avenue for appeal. Congress provided a balancing of all of the
interests involved in the identification and setting of flood elevation standards for flood prone areas
and prescribed a detailed mechanism by which communities could appeal FEMA’s flood hazard
determinations. Senate Report No. 93-583, Nov. 29, 1973 [To accompany H.R. 8449].
In a recent decision, the Eighth Circuit rejected a similar assertion of jurisdiction under the
APA, finding that FEMA’s treatment of levee accreditation and revision of a FIRM constituted a
flood elevation determination subject to review under the NFIA. In Great Rivers Habitat Alliance,
v. FEMA, the plaintiff’s complaint focused on their dissatisfaction of the revised FIRM. Their
dissatisfaction was derived from a change in flood zones due to the disrepair of the levees in
question. The Eighth Circuit found that FEMA’s revised identification of the Special Flood Hazard
Area constitutes a flood elevation determination and is “properly litigated under the NFIA, and not
the APA.” 615 F.3d at 990. The Eighth Circuit observed, “FEMA’s act of revising the FIRM to
move land from [one zone to another] is functionally identical to adjusting the base flood elevation
from its previous level to zero” and concluded that because the APA grants judicial review of final
agency action in cases for which there is no other adequate remedy, dismissal for lack of jurisdiction
under the APA was proper. Id. Likewise in County of Monmouth v. FEMA, 2009 WL 3151331,
(D.N.J. 2009), the court rejected the County’s claim that the APA applies to all claims other than
those related to BFEs because the NFIA incorporates the APA’s standard of review and provides for
review of FEMA’s mapping actions. In Reardon v. Krimm, 541 F.Supp. 187, 189 (D.Kan. 1982) the
court found that the Act forecloses unlimited appeal and noted that the limitation on appeals was the
product of more debate and testimony than any other portion of the Act when it was being considered
in Congress.
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The federal courts have consistently held that where a plaintiff fails to meet any of the
requirements of the NFIA, subject matter jurisdiction is lacking. See, City of Garden City, Kansas
v. Fugate, 2010 WL 624163 (D.Kan. 2010) (finding lack of subject matter jurisdiction for mootness
in absence of final determination); Robinson v. FEMA, 1987 WL 9906 (D.Mass. 1987) (finding lack
of subject matter jurisdiction under NFIA because plaintiff filed improper administrative appeal
under the NFIA); City of Biloxi v. Giuffrida, 608 F.Supp. 927, 930-31 (S.D.Miss. 1985) (dismissal
for lack of subject matter jurisdiction of City’s declaratory judgment action alleging Due Process
violation under the NFIA where City did not comply with appeal deadlines of NFIA); City of Trenton
v. FEMA, 545 F.Supp. 13, 17 (E.D. Mich. 1981) (same). The courts have consistently held where
a plaintiff fails to satisfy any of the requirements under the NFIA, jurisdiction was lacking regardless
Second, a proposed determination, as is the case here, is not a final agency action. For an
agency action to be “final,” it must (1) “mark the consummation of the agency’s decision making
process,” meaning that it is “not of a merely tentative or interlocutory nature,” and (2) “be one by
which rights or obligations have been determined or from which legal consequences will flow.”
Because the proposed flood elevation determination (or specifically, the preliminary FIRM
incorporating the proposed BFEs that has not yet issued) will be subject to further agency review and
modification under the NFIA and applicable regulations, it is not the consummation of FEMA’s
decision making process. Also, because the proposed flood elevation determination by itself and
without a later final determination will not impact the land use requirements and insurance premium
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rates Plaintiffs will face, it has no legal consequences. Indeed, it is the final flood elevation
determination that will be the consummation of the decision making process and that will impose
legal consequences making it the final agency action. But because that determination is still pending,
there is no final agency action that can be reviewed under the APA. See, 5 U.S.C. § 704.
Similarly, the plaintiffs in Hall v. U.S. Army Corps of Engineers, 2008 WL 483330 (D.Kan.
2008) asserted that because the NFIP involves the promulgation of regulations, providing insurance,
and actions that indirectly cause modifications of the land and water, the NFIP falls within the broad
definition of agency action. The district court rejected that a broad agency program such as the NFIP
Simply put, FEMA’s decision not to accredit the levees in question or the issue the
preliminary FIRM are not final agency decisions under the NFIA and jurisdiction does not otherwise
exist under the APA for the reasons set forth above.
The plaintiffs expressly contend that they do not challenge any flood evaluation
determinations in these proceedings and appear to concede that this action is premature under the
NFIA. Complaint, doc. #1, p. 29, ¶ 78 (“Plaintiffs do not, in this proceeding, challenge FEMA’s
flood elevation determinations for the remapping of the Red River Levee System, but hereby
expressly reserve the right see all available administrative and judicial remedies if and when those
claims ripen.”)
FEMA regulations state that “the sole basis of an appeal under this part shall be the
possession of knowledge or information indicating that the elevations proposed by FEMA are
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The face of the Complaint demonstrates that any appeal under the exclusive avenue of
judicial review under the NFIA is premature at this time. Plaintiffs’ suit clearly seeks review of a
proposed determination by FEMA and this suit is premature under the NFIA. Therefore, this Court
is without jurisdiction to review Plaintiffs’ claims under the NFIA at this time.
To the extent that the Complaint may be construed to allege a claim against the Corps for
alleged design defects or other defects in the levees, again, this Court is without subject matter
implied contract (even assuming the Plaintiffs have standing to raise this issue), the Complaint then
would fall squarely within the purview of the Tucker Act and the APA is inapplicable. 28 U.S.C.
The availability of a remedy in the Court of Federal Claims is an adequate remedy under 5
U.S.C. § 704 that states that judicial review is inappropriate where there exists some other adequate
remedy in a court. Id. at 580. The Court of Federal Claims is the sole forum for the adjudication
of money claims, even though the claim would otherwise fall within the coverage of some other
statute conferring jurisdiction on the district court. Graham v. Henegar, 640 F.2d 732 (5th Cir.
1981). A plaintiff whose claims against the United States are essentially contractual should not be
allowed to avoid the jurisdictional (and hence remedial) restrictions of the Tucker Act by casting its
pleadings in terms that would enable a district court to exercise jurisdiction under a separate statute
and enlarged waivers of sovereign immunity, as under the APA. Megapulse, Inc. v. Lewis, 672 F.2d
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Further in regard to any implied contract claim, if Plaintiffs have alleged any implied
contractual claim, they lack standing to bring such claim in that it is the local sponsors (levee boards)
who signed the local assurances required by law. The Complaint correctly identifies RRABB and
the 19th Louisiana Levee District as the parties that signed the required assurances. Since neither
plaintiff signed the local assurances, the plaintiffs lack standing to complain and no case or
controversy exists between the federal government and local sponsors as to the responsibilities of
the parties to the assurances under the Flood Control Acts. The Plaintiffs have no standing to assert
that the true local sponsors should be challenging the assurances as placing an unreasonable or even
B. Plaintiffs Have Failed To State a Claim Upon Which Relief May be Granted
Federal Rule of Civil Procedure 12(b)(6) allows a party to move to dismiss a complaint for
failure to state a claim upon which relief can be granted. Under the 12(b)(6) standard, all well-
pleaded facts are viewed in the light most favorable to the plaintiff, but plaintiffs must allege facts
that support the elements of the cause of action in order to make out a valid claim. See Bell Atlantic
Corp. v. Twombly, 127 S.Ct. 1955, 1965 (2007) (“Factual allegations must be enough to raise a right
of relief above the speculative level.”). The Court does not accept as true “[t]hreadbare recitals of
the elements of a cause of action, supported by mere conclusory statements.” Ashcroft v. Iqbal, 129
S.Ct. 1937, 1949 (2009). A complaint does not need detailed factual allegations, but must provide
the plaintiff's grounds for entitlement to relief-including factual allegations that when assumed to
be true “raise a right to relief above the speculative level.” Bell Atl. Corp., 127 S.Ct. at 1964-65.
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2. Constitutional Challenge
Significantly, Plaintiffs do not challenge the constitutionality of the NFIA nor do they claim
that the Act itself infringes upon state sovereignty. Moreover, the Plaintiffs do not assert that FEMA
or the Corps has failed to follow their own regulations. The Plaintiffs merely assert that in order to
remain in the NFIP, Plaintiffs are required to expend state resources to repair the levees.
Specifically, Plaintiffs contend that the expenditure of Community Block Development Grant
(“CDBG”) funds provided by the U.S. Department of Housing and Urban Development to the
Rapides Parish Policy Jury to repair the levees in violation of State Sovereignty under the Tenth
Amendment.
Plaintiffs direct the Court to Elrod v. Burns, 427 U.S. 347 (1976) in support of their argument
that a violation of Constitutional rights constitutes irreparable injury for purposes of injunctive relief.
Complaint, doc. #1, p. 36, ¶ 107. Initially, it is noted that Elrod was not brought against the United
Next, it seems likely that the Plaintiffs did not challenge the constitutionality of the NFIA
because the Fifth Circuit has held that the NFIP is a voluntary program in which communities are
not compelled to participate. Adolph, 854 F.2d at 735-36; United States v. Parish of St. Bernard,
756 F.2d 1116, 1123 (5th Cir. 1985). In the St. Barnard case, the Fifth Circuit expressed that under
the NFIP, a community could withdraw or be suspended from the program if out of compliance and
the decision to join or remain under the program is a decision left solely by statute solely to the local
community. Id. Although St. Bernard presented in a different procedural scenario, the Fifth
projects to bring itself into compliance with the NFIP is fruitless when the agency already possesses
the power to suspend any community which is in violation” are relevant here. Id.
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In Adolph, the Fifth Circuit rejected the plaintiffs’ Tenth Amendment challenge. The Court
stated that by conditioning the availability of federally-subsidized insurance upon enactment of local
flood-plain management ordinances to comply with federal standards, the NFIP is a voluntary federal
program. Adolph, 854 F.2d at 735-36, citing Texas Landowners v. Harris, 453 F.Supp. 1025
(D.D.C. 1978) (rejecting that the NFIP violated State and local government’s sovereign powers and
principles of federalism). The foregoing cases overwhelmingly support the conclusion that Plaintiffs
are unable to state a claim for relief based upon a Constitutional violation, even assuming a waiver
The Plaintiffs voluntarily entered the NFIP. Assuming arguendo that the CBDG funds
constitute state funds or that the Plaintiffs have standing to bring this suit, the Complaint fails to
adequately set forth facts to demonstrate that FEMA or the Corps has required them to use these
funds to repair either levee in question. Although the Complaint uses terms such as: “coerced” and
“demand” and attaches numerous documents as exhibits thereto, the Complaint fails to direct the
Court to any actual requirement by FEMA or the Corps that such funds be used to maintain or repair
the levees. Complaint, doc. #1, pp. 9, ¶ 15; p. 25, ¶ 63.7 As stated above, the Supreme Court has
held that factual allegations must be enough to raise a right of relief above the speculative level, Bell
Atlantic Corp., 127 S.Ct. at 1965/ Thus, the Court can not accept conclusory statements as true.
It is undisputed that the levees fail to satisfy applicable criteria for certification and therefore,
accreditation by FEMA. However, without any factual basis that the Government requires Plaintiffs
7
It is noted that at times, Complaint refer to the “forced requirement” that they use their
resources, while at others, the Complaint refers to the use of funds in terms of a “request.” Doc. #1, p.
29, ¶ 79; p. 33, ¶ 95.
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to participate in the NFIP and that the Government has required Plaintiffs to repair either levee, the
Complaint simply has not stated a claim upon which relief may be granted. Moreover, the NFIA and
the case law relevant thereto, demonstrate that the Plaintiff simply cannot state a valid Tenth
Amendment Claim. Plaintiffs conclusory statements that they are required to expend state
resources to fund a federal program fails to support a claim upon which relief may be granted -
especially when viewed in light of the NFIP as a whole and the case law discussing the program.
While the allegations of the Complaint are somewhat nebulous as they relate to the Corps,
Plaintiffs request in their prayer for relief that the Court declare the rights and obligations of the
The South Bank levees near Alexandria, Louisiana are part of the MR&T Project. Funds for
the operation and maintenance of those levees are provided from the appropriations for the MR&T
Project. For example, through the Energy and Water Development and Related Agencies
Appropriation Act, 2010, Public Law 111-85, 123 STAT. 2845, Congress appropriated $340,000,000
for construction, operation and maintenance and general investigation related to the MR&T project.
The line item funding of MR&T project features is found in Senate Report 111-45 that accompanied
the appropriation act. On page 51 of the Senate Report, a line item specifically for operation and
maintenance of the “Lower Red River, South Bank Levees, LA with a 2010 recommendation of
$100,000” is shown. This is the appropriated amount made available to the Vicksburg District for
the operation and maintenance of the South Bank levees in Fiscal Year 2010. The Corps reported
a capability (capability is the amount of money an agency could expend in one fiscal year if it were
provided) to Congress of $4,798,000 that would have provided funds to perform the levee repairs
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needed for certification. Congress did not fund that capability. The Corps of Engineers is barred by
the Anti-Deficiency Act, 31 U.S.C. 1341, et seq., from spending money on levee repairs on the South
Bank levees without an appropriation by Congress. The Administrative Procedures Act by its own
terms excludes the actions of Congress from its coverage. 5 U.S.C. § 701(b)(1)(A). Thus, the
Plaintiffs cannot state a claim in connection with a requirement that Congress appropriate funds for
any purpose. Thus, even if the Court granted Plaintiffs’ request for declaratory judgment declaring
the rights and obligations of the parties under the NFIA and Flood Control Act, such relief would
be meaningless.
Issuance of a declaration that the Corps has failed to maintain the South Bank levees will
afford no relief to Plaintiffs because jurisprudence will not support the issuance of a writ of
mandamus to compel specific performance by the Corps of Engineers in this regard. “It is a far
different matter to permit a court to exercise its compulsive powers to restrain the Government from
acting, or to compel it to act. There are the strongest reasons of public policy for the rule that such
relief cannot be had against the sovereign.” Larson, 337 U.S. at 704.
Lieutenant General Robert L. Van Antwerp, Commanding General of the U.S. Army Corps of
Engineers. It appears that these individuals are named as defendants to this action simply because
injunctive relief is sought. The Complaint states no claim against these defendants and they should
For the foregoing reasons, Plaintiffs have failed to set forth facts upon which this Court could
grant declaratory relief in connection with the rights and obligations of the parties under the NFIA
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V. Conclusion
For the reasons stated above, this lawsuit should be dismissed in its entirety under Rule
12(b)(1) of the Federal Rules of Civil Procedure as the United States has not waived sovereign
immunity for this action and therefore, this Court is without subject matter jurisdiction.
Alternatively, Plaintiffs have failed to state a claim upon which relief may be granted and this case
should be dismissed under Rule 12(b)(6) of the Federal Rules of Civil Procedure.
Respectfully submitted,
STEPHANIE A. FINLEY
United States Attorney
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