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Journal of Agricultural Economics and Rural Development

Vol. 6(3), pp. 865-887, October, 2020. © www.premierpublishers.org, ISSN: 2167-0477

Research Article
AN OVERVIEW of the CHALLENGES of AGRICULTURAL
RESEARCH in SUB-SAHARAN AFRICA: THE CASE of
ERITREA
Gebremichael Kibreab Habtom, PhD
Department of Management and Public Administration, College of Business and Social Sciences, P.O. Box 12492,
Adi Keih, Eritrea
E-mail: gmichaelkibreab@gmail.com; Fax: 291-1-126422; Tel: 291-1-7146534

This study, analyzes the challenges of national agricultural research institutions (NARIs) in
Eritrea from organizational perspective. It examines the institutional and research capacities,
and the human and financial capabilities of NARIs. The data for this study was taken from a study
conducted in June 2017 in the Ministry of Agriculture. The study used both survey and case
study methodologies. The study seeks to answer the following two research questions: what are
the challenges of NARIs in Eritrea? What can be learned from the experience of SSA countries
NARIs? In this study, it is found that NARI has inadequate human, material and financial
resources and limited research agenda. NARI has shortage of operational funding and trained
personnel in specialized areas, which require higher education level. The current agricultural
research system under NARI is less responsive to the various challenges and constraints of
agricultural production and development in Eritrea. NARI should focus on participatory demand
driven research methodology and integrate the needs of small-scale and commercial farmers,
and improve its management, planning, monitoring and evaluation systems, including physical
and human capital, and its research agenda. There is a need for the development of strategy that
integrates elements that reinforce and build the present capacity of the agricultural research
system.

Keywords: Agricultural Research, Eritrea, Sub-Saharan Africa, Decentralization, Agricultural Technology Generation

INTRODUCTION

Eritrea is an East African country, which is bordered with vast majority of Eritrea’s population and provides the basis
Ethiopia in the south, with Sudan in the north and the west, for food security. Although agriculture has the potential to
with Djibouti in the southeast, and with the Red Sea in the sustain its reputation as the primary driver of economic
east. Eritrea got independence from Ethiopia in 1993 after growth and poverty eradication only 3.6% of total area of
30 years of armed struggle. Eritrea’s population is the country is under cultivation, about 56% is used for
estimated to be 5.2 million, with an average life expectancy grazing and 33% is considered barren (Rena 2004).
of 60.4 years and a literacy rate of 67.5% (UNDP Report, Domestic production remains well below consumption.
2009). Food security depends heavily on imported commodities,
of which food commodities contribute nearly one quarter of
Agriculture is the most important sector in Eritrea’s the country’s total imports.
economy in terms of food and nutrition security,
employment, income, raw materials for industry and A combination of adverse factors, such as: erratic rainfall,
exports to regional and international markets. It is a large rotational land-holding system, traditional farming
sector that currently employs, on a full-time basis about methods, inadequate research and extension services
70% of the Eritrean people (almost all rural both in terms of expertise and resources; insufficient credit
employment).The crop and livestock sector employs the facilities; pest and disease infestation and inadequate

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 866

supply of inputs; degradation of the natural vegetation 1990s have generated four approaches for financing and
cover and associated soil erosion, are induced low conducting of agricultural research. These are :(1)
agricultural production in Eritrea. As a result, agricultural agricultural research is conducted and financed by the
output has barely exceeded 80% of annual food government (pure public system); (2) agricultural research
requirement even in relatively good years of adequate is conducted by the government but financed by the private
rainfall and bumper harvest, which are punctuated by sector (public-private partnership); (3) agricultural
cyclical periods of drought and precariously low input. Due research is publicly financed but conducted by the private
to this agriculture contributes only 12–15% of the national sector (contracting out to the private sector); and (4)
GDP (Rena, 2004). agricultural research is conducted and financed by the
private sector. There are also a mix of public-private
The National Agricultural Research Institute (NARI) was financing of agricultural Research and Development
expected to play a key role in agricultural development in (R&D) projects. In many SSA countries agricultural R&D is
Eritrea by conducting scientific research on biotechnology, primarily funded by national governments and donors, with
aquaculture, animal breeding, forestry, agronomy, variations across countries. Some countries continue to be
livestock management, livestock disease, food science highly donor dependent while others are funded almost
and technology, insect and pest management, plant completely through government allocations. According to
pathology, plant genetics, soil conservation, and Beintema and Stads (2014) SSA NARIs are classified the
horticulture. This can be done by creating effective into four categories: 1) as a research department within a
linkages with universities and colleges, NGOs, and ministry of agriculture or equivalent (e.g., in Botswana); 2)
international and regional institutions and non-African as a semi-autonomous government institute with the
advanced research institutes working in Africa. flexibility to determine key internal policies (e.g., in Kenya);
3) as multiple agencies focusing on specific agricultural
The objective of this study is, therefore, to assess the subsectors (e.g., in Sudan); and 4) as numerous institutes
challenges of agricultural research institutions in Sub- organized under a council (e.g., in Ghana).
Saharan African countries in general and in Eritrea in
particular. The study tries to answer the following two Table 1 demonstrates the four approaches for financing
research questions: what are the challenges of the and conducting of agricultural research. Each approach
National Agricultural Research Institutions in Eritrea? has its own merits and limitations. In cell 1 agricultural
What can we learn from the experience of Sub-Saharan research service is provided by government owned
African countries National Agricultural Research national research institutions and financed by government
Institutions? through general taxation. In this case the government has
generally taken on responsibility for agricultural research
Conceptual Framework: Approaches for Agricultural and frequently used civil service bureaucracies as the
Research instrument. The government owns all the relevant assets,
and resources which are allocated through instructions
After three decades of low investment in agricultural given to agents through a managerial hierarchy. In cell 1
research in Sub-Saharan Africa (SSA), African government funding base with national government
governments now have a range of new opportunities for ownership is needed to promote the sustainability of
the financing and conducting of agricultural research. The supranational agricultural R&D and overcome the problem
structural adjustment and market liberalization of the of donor dependency.

Table 1: Approaches to Agricultural Research service Provision and Financing


Agricultural Research Financing
Variable Public Private
Public 1 2
Agricultural Research Service Provision
Private 3 4
Source: Habtom, (2017).

As noted by Roseboom and Flaherty (2016) about 72 percent in 2011 (ibid). In many developing countries
percent of the total research institutions in 2011 in Africa government owned research institutions, however,
were owned by the government. In Africa government constrained by shortage of financial resources, the fact
research agencies still represent by far the largest that frequently a relatively small share of the total
component of National Agricultural Research Systems government budget is allocated for agricultural research.
(NARSs) in terms of the number of full time equivalents In cell 2 agricultural researches service is provided by
(FTEs) researchers employed. The higher-education government research institutions but the cost is levied to
sector’s share of researchers expanded substantially in agricultural research service beneficiaries (individual
the past couple of decades from 16 percent in 1991 to 25 farmers and private commercial companies).In this case

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
J. Agric. Econs. Rural Dev. 867

private companies either outsource their research to public to research organizations or universities, or finance
agencies or collectively fund a specialized, nonprofit research collectively with other firms. In Africa, the three
research agency through a levy or membership fee. Using main combinations of industry and research organizations
levies to fund agricultural research, however, has a are in-house research conducted by input firms, in-house
number of practical limitations. The most obvious research conducted by large plantations or agricultural
limitations are the feasibility and cost of collecting levies in processing firms, and collective research undertaken by
smallholder agriculture. In general, collecting levies is only producers and processors. In small countries, of which
cost-effective for commercial crop and livestock products Africa have many, the small size of both the agricultural
that pass through a small number of processing or sector-in terms of Agricultural GDP- and of modern input
marketing points. This is obvious for most export-oriented markets significantly limits opportunities for private firms to
products, but many opportunities also exist within profit from investing in agricultural research. The level of
domestic markets, especially where production is largely adoption of improved inputs in SSA is far below other
commercial and geographically concentrated (Brennan regions of the world. For example, the 2008 World
and Mullen, 2003; Kangasniemi, 2003). Examples in Africa Development Report showed that the adoption of
include irrigated rice, wheat, and sugarcane and, in many improved crop varieties in Africa in 2000–2005 was
cases, some partly commercial products, such as considerably lower than in Asia and Latin America for all
groundnuts, poultry, and dairy. The role of privately funded major staple crops except cassava (Walker et al. 2014).
and implemented agricultural research in SSA is still very
limited. Private sector funding will only be possible where The role of privately funded and implemented agricultural
there is sufficient incentive for profit. For example, a seed research in SSA is still very limited. The private sector in
company could fund breeding research by a NARI or SSA is the least developed source of sustainable financing
university if they will retain exclusivity to commercialize the for agricultural R&D (Lynam, et. al., 2012). Cultivating such
developed germplasm. private-sector funding involves developing a more explicit
market demand for the products of agricultural research,
Private companies in SSA employ agricultural researchers which are also often associated with enhanced intellectual
on a permanent basis, but these are few. A complicating property rights. Private companies in SSA employ
factor is that private companies tend to keep information agricultural researchers on a permanent basis, but these
about their research efforts confidential and often have no are few. A complicating factor is that private companies
legal obligation to report on them, with the result that tend to keep information about their research efforts
information on private, intramural agricultural research confidential and often have no legal obligation to report on
tends to be incomplete (Roseboom and Flaherty, 2016). them, with the result that information on private, intramural
This is because the intellectual property regimes in many agricultural research tends to be incomplete (Roseboom
SSA countries are for most part not supportive of such and Flaherty, 2016). To enhance the role of private
ventures. research institutions NARIs must interact with an
expanding private sector and an increasing array of
In cell 3 public financing is combined with privately farmers’ and civil society organizations that are important
conducted agricultural research services. The separation partners in identifying problems and validating
of functions is achieved by contracting agricultural technologies. Nowadays Africa is entering a phase of rapid
research services. Private research, however, remains commercialization of its food and agricultural system that
constrained by small markets, weak public-sector research provides major new opportunities for privately conducted
programs, a shortage of scientists and technicians, and a research and development. Indeed, unless both public and
difficult business environment, including competition with private investment in agricultural research and
government corporations and weak intellectual property development is stepped up sharply, lack of
rights. In this case there is a need for the introduction of competitiveness will prevent Africa from seizing these
new funding modalities, such as competitive mechanisms opportunities. Rapid growth of domestic and regional
and private contract-based research or public–private co- markets offers the most attractive opportunities for African
financing of research. This requires the necessary commercial agriculture. Assuming that Africa meets a 6
institutional arrangements and flexibility to mobilize percent growth rate (which many countries are already
multisource funding, as well as a more entrepreneurial doing), rising consumer incomes and the projected
attitude. An added benefit is that such funding instruments doubling of the urban population in Africa by 2030 imply
can be used to improve coordination and alignment among that urban food markets will quadruple in the next 20 years
agencies. (World Bank 2013).

In cell 4 agricultural research service is financed and Agricultural Research in Sub-Saharan Africa
provided by the private sector. Private agricultural
research is generally funded by three groups of industries: Agriculture remains the backbone of many African
agricultural input industries, production agriculture, and the economies. It accounts for 57% of total employment, 17%
agricultural processing industry. These firms may finance of gross domestic product (GDP) and 11% of export
and conduct their research in-house, outsource research earnings in Africa (FAO 2005). But agricultural productivity

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 868

on the continent continues to raise serious concerns. At Lack of financial resources is another constraint for African
present, many countries barely achieve 1% annual growth NARIs. Although a number of countries have increased
in agricultural output. Why is productivity so low in Africa? their support to agricultural R&D, overall investment levels
in most SSA countries remain below the levels required to
Because agricultural growth in Africa is generally achieved sustain viable agricultural R&D programs that address
by cultivating more land and by mobilising a larger current and future priorities (Lynam, et. al., 2012). A recent
agricultural labour force with very little improvement in study by the Inter Academy Council (IAC 2004a) observes
yields and barely any change in production techniques that the impact of investments in agricultural research has
(NEPAD, 2013). In Africa production is increasing, but been relatively weaker in Africa than elsewhere, a finding
productivity is stagnating. The African model of agricultural supported by the United Nations Economic Commission
growth differs significantly from the dynamics seen in Asia for Africa (UNECA 2005, 9): IAC (2004a) found that
or South America. Agricultural growth in Asia over the last agricultural research does not rank high in a majority of
30 years was due in large part to intensive agriculture African Poverty Reduction Strategy Papers (PRSPs)-the
(improved varieties, greater use of inputs and irrigation), superficial version of participatory economic policy making
while in South America it was due to a significant increase in Africa, pushed through by the World Bank and
in labour productivity caused by the gradual mechanisation International Monetary Fund (World Bank and IMF 2002;
of agriculture (ibid). This has not been the case in Africa, Brautigam 2004). Greater ownership of the development
where there has been very little improvement in production assistance agenda in support of agricultural R&D by
factors (labour and land), except in North Africa and, to a leaders, agricultural ministries, research organizations,
lesser extent, in West Africa. farmers’ associations, and other constituencies in SSA is
needed. Experiences from other developing countries-
most notably China, India, and Brazil suggest that more
In Africa agricultural productivity is low because research assertive priority setting, resource allocation, and R&D
was not able to solve the most limiting factors to increased management at both national and sub-national levels are
production. SSA has benefited less from agricultural feasible and desirable (Lynam, et. al., 2016). However, this
research and development than other regions of the world can only occur if SSA countries open the door to a wider
because both investment in the development of new discussion on the opportunities and limits of development
technologies and the potential for technology spillovers assistance to agricultural R&D.
from elsewhere are low (Lynam, et. al., 2016).Most
national agricultural research programs in Africa do not Most African NARIs are still in the phase described by
have the capacity to absorb research results that could be Rothwell (1994) as the first generation of innovation: the
useful to their circumstances (Diouf, 1989). Skills in push for technology. This was the foundation of the
agricultural and agribusiness development remain a industrial revolution; innovation came with new,
fundamental factor for increasing productivity, profitability technologically advanced products and means of
and competitiveness of Africa’s agriculture (Lynam, et al., production, which were pushed into the market
2016). There are four key constraints affecting the (Terziovskim, et. al. 2001). This approach to innovation is
performance of agricultural research in SSA (USAID largely supply driven. In African agricultural research and
2013): (1) inadequate policies; (2) weak organization and development systems, it has seen scientists developing
management; (3) insufficient financial, human, and plant varieties and production techniques that are then
physical resources; and (4) poor collaboration and disseminated to farmers as end users. Increasingly,
coordination. Due to this SSA countries become donors have been prompting these systems to move into
consumers of technologies developed by high-income the second generation of innovation: the need or demand
countries (which are often no longer appropriate to their pull (Chema, et. al., 2003). The focus at this stage is
needs), or borrowers of technologies from emerging consumer or market determined needs. Thus, nearly every
economies instead of developing their own technologies. African NARI now has a market-orientation approach,
which typically manifests itself in the creation of
An assessment of African NARSs by FARA in 2005 (FARA socioeconomics and postharvest departments.
2006) revealed that 54 percent of the agricultural research
agencies surveyed in SSA lacked a long-term strategic While African NARIs have been grappling with mastering
plan. Of those that had a strategic plan, about a quarter this second generation of innovation, much of the world
had no implementation plan. Moreover, 38 percent of the has already moved through the third, fourth, and fifth
respondents rated their capacity to undertake research generations (see Rothwell 1994). The first generation was
priority setting, program planning, and monitoring and supply driven; second generation is need or demand
evaluation (M&E) as inadequate. Another often-cited driven; the third generation combines the first and second
constraint to the functioning of African NARSs is the generations in a push–pull relationship (Terziovski, et.al.
weakness of institutional linkages within and between 2001, 2). In turn, the fourth generation integrates
national and supranational entities, between agricultural marketing, R&D activity, suppliers, and leading customers
research and agricultural extension, and between whilst the fifth generation involves broader systems
research providers and end users. integration and networking models, including strategic

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
J. Agric. Econs. Rural Dev. 869

partnerships with suppliers and customers, and extension providers, causing overlap and duplication
collaborative marketing and research arrangements instead of complementary roles (FAO 1996; Beintema, et.
(Terziovski, et. al., 2001). Africa must leapfrog to the fifth al., 1998; Idachaba, 2003; Michelsen et al. 2003; Eicher
generation of innovation. As noted by Beintema & Stads 2004; Oniang’o and Eicher, 2004. Despite having better
(2008) effective innovation in SSA, which is systemically trained staff, lecturers in colleges of agriculture in SSA,
transformative requires efficient and effective agricultural spend only a modest proportion of their time on agricultural
research and advisory systems with appropriate research research (10–30%).
capacity and infrastructure.
For a long time, many African NARIs have relied on
Africa’s agricultural research and development system government and donor funding, which worked relatively
remained fragmented. Universities and faculties of well in the era of supply-driven agendas. However,
agriculture developed independently of the research changes in the role of the state and national priority setting
system so that research was limited to station trial and and the perceived failure of many public service providers
organized along disciplinary lines, and little effort was have resulted in reduced state financing and increasing
made to link university research with agricultural research emphasis on efficiency, sustainability, and cost
institutes, national extension services, the private sector, effectiveness (Lynam and Elliot 2004). Many NARIs are
and users-especially farmers and consumers (Chema, et. increasingly looking to diversify their funding sources. In
al., 2003; Lynam and Elliott 2004). Even within Ministries countries such as Kenya and Uganda (Baguma 2006;
of Agriculture, which were the primary focus for agricultural Murithi and Wabule 2006), this has taken the form of block
research, different divisions tended to develop their own grants (“core” funding from the government), matching
capacities and compete with other departments rather grants, loans, self-generated revenues (raised from
than following a demand-driven agenda and letting that product levies and services rendered), and competitive
agenda drive expansion (Lynam and Elliot 2004). Recent grant systems. But the need for innovative sources of
studies show that many publicly funded agricultural funding-for example, co-financing or cost-sharing
organizations in Africa-such as agricultural research arrangements, contract research, outsourcing, public–
organizations, universities, extension services, and farmer private partnerships and privatization-persists (Heemskerk
organizations-are facing a crisis of confidence among key and Wennink 2005).
stakeholders arising out of the failure to deliver the desired
development impact (Ashby et al. 2000; Biggs and Smith The design of the agricultural research and development
1998; Chema, et. al., 2003; Hall and Nahdy 1999; system in SSA must take into account issues such as the
Paterson, et. al., 2003). This failure is attributable to the wide scope of research needs and heterogeneity in agro-
supply-driven agenda of NARSs (lack of responsiveness ecological and socioeconomic conditions (Lynam, et. al.,
to clients and inadequate participation by end-users and 2016). These factors affect the efficiency of agricultural
other stakeholders); obstructive intra- and inter- research, especially in the context of limited government
organizational boundaries (inadequate linkages, budgets and reliance on highly variable donor aid flows.
partnerships, and coordination within and between Increasing national agricultural research and development
organizations); lack of inter- or multi-disciplinarity; weak investment remains a critical prerequisite for achieving
monitoring, evaluation, and performance cultures balanced agricultural growth in SSA. What SSA needs is
(including lack of institutionalized organizational learning); rural capacity that incentivizes the delivery and uptake of
and precarious resource conditions stemming from new technologies and motivates the adaptation and
overdependence on donor and state funding and lack of innovation of these technologies across the extraordinary
innovative mechanisms to finance physical, human, and heterogeneity of SSA smallholder farming systems (ibid).
capital resources. These factors have resulted in Such an evolving rural innovation system enables farmers,
organizational inefficiencies and management problems, agribusiness firms, input and service suppliers, research
decreased investor confidence, low staff morale and institutes, and other public-sector institutions to
motivation, high staff turnover, and brain drain (leading to continuously identify technology bottlenecks and to
human capacity problems). The ultimate result is limited generate adequate solutions to overcome them.
research, service, and outreach outputs and,
unsurprisingly, limited development impact (IAC 2004a).
MATERIALS AND METHODS
The contribution of universities to agricultural knowledge
creation and diffusion in many developing countries has Research Design
been limited for several reasons: teaching, which absorbs
most if not all the available human resource capacity; the The data for this study was taken from a study conducted
lack of adequate facilities and funding for agricultural in June 2017 in the Ministry of Agriculture under the
research and extension activities; the lack of critical mass supervision of Eritrean Center for Organizational
due to the relatively low numbers of qualified faculty staff; Excellence, which was financed by the European Union.
inadequate links to users and potential clients; and The study used both survey and case study methodologies
inadequate linkages with other agricultural research and to examine the challenges of the agricultural research

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 870

institutions in Eritrea. The case study and survey methods respondents have more than 30 years of work experience.
are not mutually exclusive; hence, one could have a case Education wise about 58% of the respondents have
study within a survey or a survey complementing a case bachelor’s degree and above.
study (Hakim, 1987; Dancey and Reidy, 1999). A key
strength of the case study method is that the use of Data Analysis
multiple sources and techniques in the data gathering
process, e.g. documents review, interviews, focus group The study used descriptive and explanatory case study
discussions and observations. methods in the analysis of primary and secondary data
sources. The results are presented in absolute figures and
Source of Data percentages, and explained in detail through deductive
reasoning.
Data was collected from primary and secondary sources.
Primary data was collected through interviews, focus
group discussions, questionnaire and personal Overview of Eritrea’s National Agricultural Research
observation. Interview was conducted with 20 key Institutions
informants (3 department heads, 9 division heads, 5 unit
heads and 3 regional agricultural extension staff). The Eritrean National Agriculture Research Institute
Furthermore, 135 questionnaires were distributed to (NARI) was established in 2003. It is a semi-autonomous
selected Ministry of Agriculture (MoA) staff of which 5 unit of the Ministry of Agriculture and by far the largest
questionnaires were missing. Secondary data was agricultural research institute in Eritrea, accounting for
collected from documents, publications, and annual over 76% of the country’s Full Time Equivalents (FTEs)
reports of the MoA; reports of the World Bank, and FAO. agricultural research and development staff and
The secondary data was collected from various sources expenditures in 2011. The institute has adopted an area-
inter alias relevant books and journals, international and specific or strong commodity-based approach in
national agricultural reports, published and unpublished accordance with the government’s policy of making
documents. The rationale for using multiple sources of agricultural research more impact-oriented. Eritrea’s
data is the triangulation of evidence. Triangulation is a agricultural policy is derived from the need to achieve the
combination of research methodologies in the study of the national development objectives of increasing household
same phenomena (Habtom, 2014). It increases the incomes, food and nutrition security and employment as
reliability of the data and the process of gathering stipulated by the Sectorial Development Plan in which
information. Triangulation helps to analyze and compare agriculture is identified as one of the primary drivers of
data collected through interviews, questionnaires, growth in the economy.
observations and secondary sources.
NARI operates three regional research stations, and seven
Sample Size substations that concentrate primarily on crops, livestock,
natural resource management, and agricultural
The samples were randomly selected from 204 employees engineering. There are also two other government
of NARI. The sample includes agricultural extension agencies involved in Agricultural Research and
workers, agricultural researchers, national plant and Development. One is in the Ministry of Fisheries’
animal health laboratory staff, project coordinators, employing 2.4 FTEs in 2011. The division conducts limited
planning and statistics staff, regulatory service department research on fisheries and natural resources. The other is
staff, forestry and wild life department staff, division and Hamelmalo Agricultural College (HAC) employing 38 FTEs
unit heads. The study adopted Guilford and Fruchter in 2011, conducts agricultural research on a range of
(1973) formula to determine the sample size, which is: N/ issues, primarily including crop genetic improvement,
(1+μ2N), Where N is the size of the population, and μ is horticulture, and livestock. An agricultural research system
alpha = 0.05. consists of a number of elements such as organisations,
funders, service providers and clients. For Eritrea NARIs
Based on Fruchter’s formula the sample size is the key categories include Government (national and
determined as follows: regional), parastatals, higher education and development
Sample size (S) = 204/ (1+0.052 x 204) = 204/ (1+0.025 institutes, private/business sector, farmer organisations,
x 204) = 204/ (1.51) = 135 civil society and financial institutions. Table 2
demonstrates the roles and responsibilities of each
Based on the formula the sample size is 135. The sample categories.
comprises 90 male and 40 female and about 41% of the

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
J. Agric. Econs. Rural Dev. 871

Table 2: Current stakeholders in the agricultural R&D system


Categories Roles and responsibilities
Government: Development and implementation of policy and legislation
-Ministry of Agriculture (National Agricultural on agriculture, environment, biodiversity, agro-forestry,
Research Institute, and National Plant and water, science and technology and the promotion of
Animal Health Laboratory) innovation.
-Ministry of Marine Resources and Fisheries
Parastatal Scientific research, generation and transfer of technology (or
-Eritrean Livestock and Crop Corporation, promotion of the application of knowledge and innovation) in
and Grain Board of Eritrea agriculture, biodiversity, agro-processing, socio-economic
development and impact.
Higher education and Curriculum development, training, research (pure and
development institutions adaptive) and transfer of technology.
-Colleges of Agriculture and College of
Marine Sciences
Organised agriculture Transfer of technology; provision of a commercial base for
-Agricultural Cooperatives, private/business procurement, advocacy for policy, priority setting, facilitate
sector, and farmer organisations,) resource allocation.
Civil society/Community based Development, training, capacity strengthening, adaptive
organisations research, transfer of technology, support services.
Financial institutions Lending and mortgages, socio-economic research and
-National Insurance Corporation of Eritrea general financing to the agricultural sector.
and Saving and Micro Credit Programs)
Source: Field data (2017)

In Eritrea NARI has direct responsibility for variety closely with a number of centers under the Consultative
screening, evaluation and maintenance, producing Group of International Agricultural Research, most notably
breeder and foundation seeds, and training of the private the International Centre for Agricultural Research in the
sector in the production of foundation seed for an eventual Dry Areas, the International Crops Research Institute for
transfer of that responsibility to them. It collaborates with the Semi-Arid Tropics, the International Maize and Wheat
HAC in variety screening, evaluation and dissemination to Improvement Centre, and the International Potato Centre.
assure synergy. NARI consists of five commodity-based In addition, being a member of the Association for
divisions (natural resources management, crop Strengthening Agricultural Research in East and Central
improvement, livestock research, agricultural engineering, Africa, NARI maintains close linkages with other national
and genetic resource management). The major functions agricultural research institutes in the sub-region. In
of NARI include setting national priorities, plans and collaboration with the aforementioned agricultural
programs; harmonization of agricultural research activities research institutions NARI is charged with the task of
of the national agricultural research system constituent identifying the needs and priorities of developing countries
institutions and institutes in the public, civil society, private for more inclusive and environmentally-sustainable
sectors and farmer organizations; promoting delivery of development pathways, and of setting out the
quality and efficient agricultural research services; partnerships, mechanisms, innovative pathways and
providing guidelines for the delivery of quality agricultural investments needed to translate the products of
research; providing technical guidance to local agricultural research into larger and quicker development
governments in agricultural research matters; providing impacts.
leadership and advocacy for the promotion, protection and
development of agricultural research; identifying and During the last twenty years, however, NARI suffers from
solving producer and natural resource problems; inadequate human, material and financial resources due
conducting applied and adaptive research using to war and unfair economic sanctions imposed on Eritrea.
appropriate technology and information; and establishing As can be seen from table 3, total spending for agricultural
linkages and cooperation with national and international research decreased by 18.66% during 2000-2011 but the
research centers. total number of agricultural researchers grew by close to
60%. Given that more than half of its researchers are
NARI has full authority to manage its financial and human under 41 years old, and 60% of them hold only BSc
resource capacities, while remaining under the umbrella of degrees, Eritrea has one of the of the youngest agricultural
the Ministry of Agriculture (MoA). NARI collaborates researchers in Africa.

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 872

Table 3: Eritrea’s Agricultural Research & Development Indicators Factsheet


Total Agricultural Research Spending 2000 2008 2011
Nakfa (Million constant 2005 prices) 40.2 16.5 7.5
PPP (Million constant 2005 prices) 6.4 2.6 1.2
Total number of public agricultural researchers
Full-time Equivalent (FTEs) 74.4 106.9 116.8
Agricultural research intensity
Spending as a share of agricultural GDP 2.15% 0.64% 0.30%
FTE researcher per 100,000 farmers 6.83 7.27 7.35
Source: Beintema, et al., (2014)

Eritrea’s agricultural research and development spending 4). Questioner, interview, observation and focus group
is currently well below the levels required to sustain its discussions are used to investigate primary data sources.
needs; in fact, spending as a share of agricultural GDP fell Secondary data sources are interpreted through deductive
by more than half between 2008 and 2011 and is among data analysis techniques.
the lowest in Africa. About 63% of the funding sources of
NARI are government, donors contribution is 37% Demographic Characteristics of Respondents
(Beintema, et al., 2014). Agricultural research and
development spending fell dramatically in Eritrea during As can be seen from table 4 about 71% of the respondents
2008–2011 as a result of declining donor funding to NARI, were male. There was gender imbalance in sample
the country’s main agricultural research agency, and selection; this was partly due to large male composition of
international economic sanctions imposed by the United the MoA workforce. Furthermore, table 4 shows that about
Nations in 2009. Due to this NARI’s agricultural R&D 41% of the respondents have more than 31 years of work
spending is currently well below the levels required to experience and about 38% are above 50 years old. This
conduct effective agricultural research. Unjustified indicates that most of the respondents have a deep
economic sanctions on Eritrea had prevented NARI from knowledge and understanding of the current situation of
purchasing much-needed research equipment and NARI. They were in a position to provide honest and
renovating its laboratories. Increased and consistent levels credible information about NARI functions and
of funding that cover salaries, operating costs, and capital responsibilities, challenges and opportunities,
investments over the long term are needed to make weaknesses and strengths as well. Education wise about
national agricultural research institute more productive in 58% of the respondents have B.A. degree and above (i.e.,
Eritrea. 48% BSc and 10% MSc) and the sample includes division
heads, unit heads, agricultural extension workers, national
RESULTS animal and plant health laboratory staff, administration and
finance staff, project coordinators, planning and statistics
In this section, data was analyzed through qualitative and staff, NARI researchers, regulatory service department
quantitative research methodologies. The results are staff, forestry and wildlife authority staff, and public
presented in percentages and absolute figures (see table relations, legal service and internal audit staff.

Table 4: Socio-Demographic Characteristics of Respondents


No. % No. % No. %
Sex: Work Experience Position
Male 90 69 1-5 years 16 13 Division Head 7 5
Female 40 31 6-10 years 17 13 Unit Head 21 16
Total 130 100 11-15 years 15 12 Agri. Extension 30 23
Age: 16-20 years 13 10 NPAHL 10 8
20-30 years 25 19 21-25 years` 124 11 Admin.& Finance 11 8
31-40 years 26 20 26-30 years 15 12 Project Coordinator 3 2
41-50 years 30 23 31-35 years 11 8 Planning &statistics 5 4
Above 50 years 49 38 36-40 years 13 10 Agri. researchers 19 15
Education: 41-45 years 15 12 Regulatory Service 10 8
High school 6 5 Above 45 years 14 11 Forestry & Wildlife 8 6
Certificate 8 6 Public Relations 4 3
Diploma 40 31 Legal service 1 1
Bachelors Internal Audit 1 1
Degree 62 48
Master’s Degree 14 10
Ph.D. 0 0

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J. Agric. Econs. Rural Dev. 873

A total of 130 questionnaires were collected. To spend a few years abroad to pursue doctorate-level
substantiate the data collected through questionnaire training. HAC began to offer MSc programs in agricultural
personal interviews were conducted with department, sciences in 2011. Eleven NARI researchers had received
division and unit heads at the MoA and focus group MSc degrees from HAC during the past six years. HAC is
discussions were conducted with employees of the MoA. expected to train a large numbers of students at B.A and
The results were amassing; there were a lot of discussions MSc in the coming years. In the past ten years, three
and debates, opinions and suggestions with regards to the female scientists from NARI were pursuing MSc training
functions, responsibilities and organization of NARIs in abroad (in the Netherlands and China) and one additional
Eritrea. scientist pursued MSc training at the University of Nairobi.
In addition, some NARI scientists had received short-term
Research Staff Qualifications and Training training in various locations. For instance, two researchers
went to Egypt for training in tissue culture for three weeks.
Eritrea’s pool of agricultural research and development Investment in faculties of agriculture, and in particular in
staff is among the least highly qualified in Sub-Saharan postgraduate programs in agricultural sciences, is critical
Africa. Eritrean agricultural researchers are also among to enhancing agricultural research and innovation and
the youngest in Africa. NARI scientists, on average, are hence agricultural development in Eritrea.
younger than 30, and even the most senior scientists are
younger than 55. The 2008 employee profile of the MoA The current employees’ profile of NARI (table 5) shows
showed that 7% of the country’s agricultural researchers that NARI has a fair distribution of researcher in the
held PhD degrees, 27% held MSc degrees, and 66% held following areas of agriculture: agronomy (23 staff),
BSc degrees. Faculty staff employed in the higher horticulture (33), soil sciences (16), agricultural
education sector is more highly qualified than those engineering (33), and .livestock management (15). But
employed at NARI, which is compatible with findings in NARI does not have specialized research staff (M.Sc. and
most African countries. At NARI the relative share of above) in animal genetic/breeding, biotechnology, insect
researchers that received postgraduate (PhD or MSc) /pest management, weed science, wildlife, natural
training decreased during 2001–08; however, the absolute resource, genetic resource, aquaculture, biometrics, rural
number of postgraduate researchers remained stable at sociology, agricultural extension, and food
23 to 24 FTEs. Eritrean agricultural scientists cannot enroll technology/nutrition.
for PhD training in their own country, so they are forced to

Table 5: NARI Staff by level of education and specialization


Research Discipline Certificate Diploma Bachelor’s M.A/M.Sc Ph.D. Total
Degree
Animal/Livestock Disease 3 2 1 6
Animal/Livestock 7 7 1 15
Management
Agricultural Economics 6
Agricultural Engineering 6 16 11 33
Agronomy 1 12 8 2 23
Biotechnology 3 4 7
Forestry 1 1 2 4
Food Science and Technology 1 2 3
Information Technology 1 1 2
Insect /Pest Management 4 4 8
Plant Pathology 2 4 1 7
Plant Genetics/ Breeding 1 4 1 6
Soil Science 2 8 5 1 16
Weed Science 5 1 6
Horticulture 1 7 22 3 33
Source: Ministry of Agriculture, Unpublished document, 2017.

Throughout the agricultural research system, the human NARI and is likely to remain so, unless important steps are
resource base constitutes one of the most important taken to promote training, retention and expansion of the
factors that constrain the management, implementation existing numbers of qualified researchers. This limitation is
and development of the agricultural research network of not only in terms of the inadequate numbers of qualified

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 874

researchers available within the system but also due to the of lack of research facilities, institutional incentives, and
lack of scientific staff to cover important areas or domains funding (Osiru, et al. 2016).
of research, such as biotechnology and crop improvement,
animal genetics, plant protection, food technology, As shown in table 6 about 49% (101) of NARI staff have
economics, social sciences and other areas, including Bachelor’s Degree and above (i.e., 1 PhD, 15 MSC, and
post-harvest issues. The postgraduate training programs 85 BSc). The remaining 51% (103) of the staff have lower
in agricultural sciences in Eritrea are still very small in level of education (69 Diploma, 8 Certificate, and 26
terms of student enrollment, and they themselves suffer support staff). NARI has acute shortages of trained staff in
from staff limitations, exacerbated by losses of qualified specialized areas that require a higher education level
and experienced staff. Moreover, programs often have (PhD and MSC). Experimental stations lack also
difficulty establishing a credible research culture because specialized staff; most of the staffs are BSc holders (no
MSc or PhD holders).

Table 6: NARI staff distribution by level of education, 2017


Degree Male Female Total Head Quarters Experimental stations Percent in Head Quarters
PhD 1 0 1 1 0 100
MSc 15 0 15 15 0 100
BSc 63 22 85 32 53 38
Sub-total 79 22 101 48 53 47
Diploma 50 17 69 30 39 43
Certificate 7 1 8 3 5 37
Sub-total 57 18 77 33 43 43
Support staff 15 11 26 24 2 92
Overall 153 51 204 105 99 51
Source: Ministry of Agriculture, Unpublished document, 2017.

The human resource restrictions combined with To rectify current deficiencies of NARI there is a need for
inadequate financial and research facilities seriously limit strategic planning to identify the gaps, the needs and
the amount, type, effectiveness and the ability of NARI to definition of an implementation plan, and monitoring and
conduct agricultural research that addresses the major evaluation tools for human resource development. Several
production constraints and that is responsive to the SSA countries have instituted strategies in response to
objectives of agricultural development. As a result, there is human resource challenges, which offer valuable lessons
a limited impact of agricultural research on poverty for other countries in the region. Such strategies include
reduction, increase on food security and yields, increase recruitment of (often junior) staff upon the cessation of
in productivity of labor, and in maintaining and improving recruitment freezes, improved training and mentoring
the natural resource base. This situation could be partly opportunities, and improved benefit packages (Beintema
attributed to the low emphasis given to build the capacity and Elliott, 2016). Some of these strategies have been
of NARI due to other developmental priorities during the implemented at the institute level, while others have a
early stages of the country’s independence. The problem broader reach.
has been exacerbated by the eruption of the border war
with Ethiopia (1998-2000). Looking ahead it is clear that Research Competence in NARI
addressing the small country agricultural research and
technical skills problem is central to any successful Although capacity, in all its dimensions, is key to effective
strategy for assuring food security and reducing poverty knowledge generation, dissemination and use for
with the help of agricultural research. Fundamental to agricultural transformation, NRI’s current institutional
building strong human resource capacity in agricultural capacity and resource levels are inadequate to realize
research is the development of comprehensive essential research tasks and outputs, or to meet the
recruitment, training, and succession plans to fill existing needs of producers on a national scale. NARI has few
and anticipated medium- to long-term staffing gaps trained personnel in wildlife, natural resource, genetic
(Lynam, et. al., 2016). Such plans should assess gaps in resource, aquaculture, biometrics, rural sociology, and
specific skills and disciplines, the distribution of staffing by food technology/nutrition. Due to this NARI research
age and gender, and degree-level and short-term training competence level is limited to research areas such as crop
needs. An implementation plan is also required for the improvement, natural resource management, genetic
management and provision of training and mentoring. research, and agricultural engineering. Other research
competencies explained by respondents include also
socio-economic and farming systems.
J. Agric. Econs. Rural Dev. 887

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J. Agric. Econs Rural Dev. 875

Figure 1: Agricultureal Research Focus, 2011


70%
58%
60%

50%

40%

30%

20% 15% 13%


10% 6% 7%
1%
0%
Other Natural Resource Fisheries Forestry Livestock Crops

As shown in figure 1, about 58% of Eritrea’s agricultural To overcome the above problems NARI should engage in
research focuses on major crops such as sorghum, millet human resource development, capacity building, create
, wheat, and barely, 13% on livestock, 7% on forestry, 6% linkages, partnerships, and coordination within and
on natural resource, and 16% on others such as between organizations, and sharing of limited resources.
vegetables, potatoes, fruits and fisheries. The agricultural Furthermore, NARI should break away from the traditional
research in Eritrea should focus also on enhancing crop linear and supply-driven thinking of “research →
productivity and halting land degradation. There is a need technology transfer → application,” instead emphasizing
for a paradigm shift from a principally commodity-driven interdependence and nonlinearity in innovation processes
technological package approach to a truly integrated and demand as a determinant of innovation, which is
agricultural research approach and to ensure that strongly influenced by evolutionary thinking. These are
researchers (national and international) work together with essential for enriching knowledge and empowering
smallholders and extension agencies, the private sector farmers, researchers, students, extension officers and
and NGOs to have impact on the ground. Previous studies trainers in agricultural and allied sectors. It is anticipated
show that many publicly funded agricultural organizations that through these efforts, the technology information
in Africa-such as agricultural research organizations, needs of the farmers will be met.
universities, extension services, and farmer organizations-
are facing a crisis of confidence among key stakeholders Training Needs Assessment in NARI
arising out of the failure to deliver the desired development
impact (Ashby et al. 2000; Biggs and Smith 1998; Chema, The purpose of training in the work context is to develop
Gilbert, and Roseboom 2003; Hall and Nahdy 1999; the abilities of the individual and to satisfy the current and
Paterson, Adam, and Mullin 2003). This failure is partly future manpower needs of the organization (Chew,
attributable to the supply-driven agenda of NARSs (lack of 2004).Training provides also employees with specific skills
responsiveness to clients and inadequate participation by to correct deficiencies in their performances. Training is
end-users and other stakeholders); obstructive intra- and investment in human capital, as noted by Dockel (2003)
inter-organizational boundaries (inadequate linkages, opportunities for training and development are among the
partnerships, and coordination within and between most important reasons why employees stay in an
organizations); lack of inter- or multidisciplinary; weak organization, especially the young and enthusiastic ones.
monitoring, evaluation, and performance cultures Figure 2 shows that there is a need for training of NARI
(including lack of institutionalized organizational learning); staff in the following areas: impact assessment, monitoring
and precarious resource conditions stemming from and evaluation, project management, human resource
overdependence on donor and state funding and lack of management, program planning, scientific report writing,
innovative mechanisms to finance physical, human, and intellectual property, financial management, and priority
capital resources (Mbabu and Ochieng, 2006). The setting. Other training needs explained by the respondents
ultimate result is limited research, service, and outreach include: farming systems diagnostic study, socio-
outputs and, unsurprisingly, limited development impact economic study, and statistical data analysis.
(IAC 2004a).

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 876

Training in impact assessment is cited by most of the scientists and understand the basics of the research being
respondents as an important skill needed for NARI staff. evaluated, financial resources for the evaluations, and a
Impact assessment requires economic evaluation skills, solid plan for collecting and managing data (Norton and
an ability for evaluators to work jointly with biological Alwang, 2016).

Figure 2: Training Needs Assessment

Human resource management 13


Financial management 8
Scientific report writing 12
Program planning 10
Training Needs Priority setting 9
Monitoring and evaluation 14
Project management 11
Intellectual property 7
Impact assessment 16

0 2 4 6 8 10 12 14 16 18
Employee Response (%)

Training in monitoring and evaluation is the second most rapid developments in the various disciplines of science
cited skill by respondents. As mentioned by Elliott and and technology, especially in the field of agricultural
Lynam (2016) there are four types of monitoring and science (IAC, 2004b; Beintema and Di Marcantonio,
evaluation systems in agricultural research: (1) monitoring 2010). The key challenges of SSA countries are lack of
inputs versus outputs, (2) monitoring research process appropriate training and development opportunities and
versus outputs, (3) monitoring research outputs versus high rates of staff attrition, both from developing to
broader innovative processes, and (4) monitoring the developed countries and from science to non-science and
research process versus the development process. technical sectors.

The Ministry of Agriculture in its effort to drive sustainable Staff Motivation


development in the agricultural sector has to take into
account the training needs of NARI staff in the above To analysis the factors that affect employee’s performance
specified areas. Training opportunities should be sought the study examines nine motivational factors. These are
through bilateral cooperation with countries that already promotion opportunities, remuneration, development and
have strong NARIs and higher-education networks. training, working condition, recognition, job content,
Without adequate training and development programs organization policy and administration, fringe benefits, and
SSA countries would not be able to keep pace with the job security.

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J. Agric. Econs. Rural Dev. 877

Figure 3: Staff Motivation

Fringe benefit 3
Working condition 6
Recognition 7
Job content 27
Motivational Factors Remuneration 11
Promotion opportunities 12
Organizational policy & administration 7
Job security 5
Development & training 22

0 5 10 15 20 25 30
Employees Response (%)

As shown in figure 3 the results of the study reveal that job private sector, and other organizations in recruiting and
content is considered to be by far the most important retaining well-qualified researchers. These factors have
motivational factor. The respondents noted that resulted in organizational inefficiencies and management
challenging and attainable jobs are more attractive than problems, low staff morale and motivation, high staff
routine jobs. Factors coming second and third are turnover, and brain drain (leading to human capacity
development and training, and promotion opportunities, problems). For example, many well-qualified scientists
followed by remuneration, recognition, organization policy have left the National Institute of Agricultural Research of
and administration, and working conditions. With regards Benin in recent years as a result of the large differences in
to training and development about 75% of the respondents the institute’s salary levels and benefit packages
indicated that they have got some training or development compared with those of universities and international
opportunities, which was important for their agricultural organizations (Lynam, et. al., 2016). Obviously, countries
research endeavors. and institutions with uncompetitive salary and benefits
packages need to take steps to redress these barriers. In
With regards to promotion the situation in NARI is not a large number of countries, significant discrepancies exist
appealing. About 75% of the respondents noted that in the salary and benefits packages offered to NARI
promotion opportunities in NARI are limited. Employees researchers compared with their university-based
expect to work in jobs that provide them with opportunities colleagues. These problems would result in organizational
to be promoted to new and challenging positions (Dockel, research inefficiencies and management problems, low
2003). It has been argued that people should not only be staff morale and motivation, high staff turnover, and brain
rewarded financially but they should also be offered drain. Lynam, et. al., (2012) further noted that salary levels,
opportunities to grow within the organization. Employees conditions of service, and facilities and equipment
who feel stagnant in their positions generally aren’t continue to be poor in many SSA NARIs, prompting
motivated and will not stay in unfulfilling position. researchers to pursue more attractive opportunities in
Promotion offers opportunities for growth and is also one higher education, the private sector, or abroad.
of the motivators which can be used to enhance retention.
In the developed world promotion for agricultural research Institutional Publishing Pattern of NARI
staff depends upon research and publications. However,
in most developing countries, especially in SSA countries, About 80% of the respondents noted that research
research get less priority by governments due to financial scientists in government agricultural research institutes
constraints and inadequate publishing facilities. Hence, are civil servants who progress professionally via system
publication of articles in refereed journals has become a that do not necessarily consider their publications output.
monumental challenge for agricultural research staff. Therefore there is no incentive, pressure or obligation to
publish research papers. Due to this institutional
As far as remuneration is concerned, NARIs salaries and publication pattern of NARI is very low. As the only
conditions of service are often linked to civil service scales agricultural research institution, NARI is supposed to
that are insufficient to compete with universities, the publish its research outputs in agricultural journals, books,

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 878

extension bulletins and newsletters. The results shown in books and research articles in refereed journals, are very
figure 4 are disappointing; almost all respondents low.
indicated that NARI’s publication record, particularly for

Figure 4: NARI Publication Pattern

News letters 13
Training materials 22
Audio/Video cassettes 1
CD-ROM 3
User brochure/pamphlets 11
Publication type
Extension bulletins 9
Reports 27
Articles in conference proceedings 7
Articles in refereed journals 4
Book 2

0 5 10 15 20 25 30
Number of Publications (%)

In university affiliated NARIs, the publication pattern is be realized, and to equip MoA with responsibility for
different because research scientists are assessed for oversight of local services with the means of transportation
promotion on the basis of the same criteria used for the and communication that this function requires.
assessment of university lecturers, which is usually
principally on the publications performance; researchers in Another challenge in this regard is to integrate NARIs into
these institutions are compelled to publish like their the broader agricultural research system and agricultural
university counter parts. sector. For research to be effective, it must successfully
address farmers’ and other clients’ needs, which demands
In Eritrea, NARI staffs are civil servants who progress a participatory approach. Similarly, universities and other
professionally via system that do not necessarily consider training institutes need to be forward looking in their
their publications output. Due to this employees have less curriculums; adopt pedagogical methods; and collaborate
incentive, pressure or obligation to publish research with research institutes not only in training, but also in
papers. Furthermore the supply-driven agenda of NARI research. In addition to national collaboration between the
does not encourage publication because it is less government and higher-education sectors, regional
responsive to clients, end-users and other stakeholders. In collaboration is warranted to achieve critical mass and
the focus group discussions the participants mentioned efficient resource use within training programs. Many
four problems that inhibit research and publications in countries in Africa, however, lack strong articulation of a
NARI. These are obstructive intra- and inter-organizational national agricultural innovation system to bring research,
boundaries (inadequate linkages, partnerships, and higher education, extension, and the private sector
coordination within and between organizations); lack of together (Elliot and Lynam, 2016).
inter- or multi-disciplinarily in research agenda; weak
monitoring, evaluation, and performance cultures Accessibility of External Information to NARI Staff
(including lack of institutionalized organizational learning); As shown in figure 5 most of the respondents indicated that
and precarious resource conditions stemming from they sought research information from books and journals
dependence on partners and state funding and lack of available in the library, international organizations
innovative mechanisms to finance physical, human, and publications; on line resources/internet, agricultural
capital resources. These problems resulted limited research partners, clients, colleges and universities, and
research, service, and outreach outputs and, institutional collections. Most of the respondents, however,
unsurprisingly, limited development impact. A realistic stated that they have limited access to on-line internet
view should be taken of the need both to strengthen further resources, distance education, and agricultural news
the capacity of NARI, in order to enable the principles of bulletins that are pertinent to agricultural research output
decentralized service delivery and local empowerment to dissemination.

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J. Agric. Econs. Rural Dev. 879

Figure 5: External Information Sources to NARI Staff

International organizations 16
News papers/Magazines 1
Institutional collections 6
Conferences and workshops 2
Clients 8
Colleges and universities 7
Information Agricultural research partners 10
Sources Personal contact with peers 3
Agricultural news bulletins 4
Distance learning 5
Internet /on-line resource 17
Library/Journals/Books 21

0 5 10 15 20 25
Employees response (%)

NARI should modernize its services and where documentation facilities, and transportation services, most
appropriate introduce computerized library and of the employees have less access to on-line journals, e-
documentation services. Library and documentation conferences, and other internet facilities. As shown in table
services are crucial to enable NARI to reach out to the 7 access to internet searching facilities is rated 50% poor
world knowledge systems and to document results of by the respondents. Information is a key for agricultural
research, and exchange information. Such systems are research, without it agricultural research is hardly
well developed in most countries; the major gap being conducted and research outputs are effectively
inabilities to generate appropriate and relevant materials implemented. Stocking and dissemination of information
for the major in-country client groups and to sustain these requires well organized ICT system. In this regard NARI
services in the context of foreign exchange scarcities has good library and documentation (55% rated good),
remains a challenge for NARI. and laboratory facilities, which are rated 50% good and
NARI Information Facilities 35% very good, respectively.

Though NARI has adequate infrastructures such as


buildings, offices, office equipment, laboratory, library and

Table 7: NARI information facilities


Type of information facility Availability of information facility (% Respondents)
Excellent Very good Good Fair Poor
Internet searching facilities 0 0 20 30 50
On-line journals 0 0 15 35 60
E-conferences 0 0 0 0 100
Library & documentation facilities 0 0 55 35 10
Laboratory facilities 0 35 50 10 05

In the knowledge-based economy, information is the key management models such as client/citizen centricity and
for wealth creation and technology innovation. single-window convergence. As noted by respondents
Advancement in information technology brings together investment in information technology is pertinent for
two elements that have not been naturally joined in the agricultural research and development in Eritrea.
past. One is the environment, within government and in the NARI Linkage Patterns
society at large, created by the use of electronic
technologies such as computing, e-mail, the World Wide The fact that linkage between National Agricultural
Web, wireless and other ICTs, combined with Research Institute, higher education institutes and other
organizations with a stake in agriculture is not strong. As

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 880

can be seen from figure 6, NARI’s linkage patterns with and extension activities; the lack of critical mass due to the
local universities/colleges, policy makers, sub-regional relatively low numbers of qualified faculty staff; inadequate
organizations, and with NGOs rated weak. The linkage links to users and potential clients; and inadequate
pattern with foreign universities, agricultural research linkages with other agricultural research and extension
institutions in the west, and research institutions in the providers, causing overlap and duplication instead of
south is also not strong. IAC (2004a) has argued that the complementary roles. Existing trained staff and lecturers
weak or non-existent linkages within the African NARSs in colleges of agriculture, in Eritrea, spend only a modest
represent a failure to exploit possible synergies, despite proportion of their time on agricultural research roughly 10-
the acknowledged human, physical, and financial 30 percent. Lynam, et. al., (2016) noted the constraints to
constraints facing these systems. the functioning of African NARIs as the weakness of
institutional linkages within and between national and
The contribution of universities and colleges to agricultural supranational entities, between agricultural research and
knowledge creation and diffusion in Eritrea has been agricultural extension, and between research providers
limited for several reasons: teaching, which absorbs most and end users, weak organization and management,
if not all the available human resource capacity; the lack of insufficient human, financial, and physical resources.
adequate facilities and funding for agricultural research

Figure 6: NARI Linkage Patterns Table 7. NARI Linkage Patterns


80
70
Degree of Libnkage (% of respondents)

70

60
Very strong
50 44 linkage
40 40 Strong linkage
40
Weak linkage
30
No linkage
20
10
10 5 5

0
Policy making
(South-South

NGO’s
University/

Institutes in
Universities

institutes in

Linkage with

organizations
sub-regional
the south
Research

the West
College

ministries
Research
Foreign
Local

Agri.

Linkage Agency

This situation is not conducive for NARI to bring about According to Trigo (1993) there are three main types of
substantial improvement in the agricultural sector. regional associations and networks: the first type is the
Definitely there is a need for the strengthening of the institutional associations, bringing together research
national agricultural research institute by fostering institutions from different countries within developing
collaborative linkages with academic research institutions, regions, to interact at the institutional level. Interactions
international research organizations and private-public may include general exchange of information, the
sector partnerships. Furthermore, there is a need for the coordination of their research efforts in different issues and
participation of stakeholders in identifying needs, training. The second type is at the institutional level, goes
strategies, and solutions to problems and in collective beyond cooperation and exchange of information on the
innovation systems involving joint learning and the basis of what each participating institution/country is
generation of knowledge and research outputs with the already doing as part of their on-going programs, to include
aim of realizing impact and evaluating outcomes based on the identification of issues of common interest and the
a range of criteria such as effects on the magnitude, development of specific program and projects to deal with
stability, and sustainability of natural, physical, human, them; and the third type is the networks that mostly bring
social, and financial resources. together individuals of different institutions and countries
with common working interests. Networks have a varying
spatial definition and the bonding element is the issue at

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stake. They can be defined by disciplinary interests, The success of investment in agricultural research is
commodities or products, or given issues. heavily dependent not only on the quality of the research,
but also on the strength of the links between research and
Nowadays there has been a significant increase in extension providers (Roseboom, et. al., 2016). Effective
international agricultural research associations at different linkages among research, extension and farmers are
levels and in new networks. Their aim is to complement essentially needed for development and dissemination of
national agricultural research infrastructures and to farm technologies to increase the adoption rate of
capture technology spill over across geographical and technologies at farmers’ level. Rolling (1990) argues that
national boundaries. Agricultural research association can scientists involved in basic, strategic, applied and adaptive
mobilize also significant resources for small countries by research, together with subject-matter specialists, village-
mitigating the diseconomies of scale limitations they level extension workers and farmers, should be seen as
confront. The respondents suggested that NARI should participants in a single agricultural knowledge and
carefully link its research agenda with national information system. Asopa and Beye (1997) revealed that
development priorities; increase its coordination, in the absence of effective linkage, researchers do not
interaction, inter-linkages, partnerships, and networks receive enough information about the environment and
among the various agents associated with African resource constraints under which farmers are operating.
research for development systems; and secure innovative The FGD participants noted that strong interaction and
financing and resource mechanisms. effective collaboration among all the stakeholders are
essentially needed to achieve the common objective of
Mokwunye (2010) noted that Africa’s national, sub- increasing agricultural production and uplift the living
regional and regional institutions and their partners should standard of the rural poor. The relationship between
develop agricultural research and development farmers, community groups, researchers and extension
programmes based on priorities that have been developed personnel is imperative to the success of future agricultural
at the national level. Such research institutions should development in Eritrea. All these segments have a
emphasize on conservation, use and enhancement of significant role in the development and progress of rural
genetic resources, integrated natural resource development. To this end, in Eritrea, there is a need for the
management, development of markets and institutions, the development of a clear understanding of the institutional
use of information and communication technologies to structures needed at the national, regional and sub-
solve up-and out-scaling challenges. regional levels for agricultural research and service
provision and of whether, and how, this understanding
Effect of decentralization on the linkage between, would imply changes in the current structures present at
research, extension and farming community national, regional and global levels.

Research, extension and farmers are three main pillars of DISCUSSION


agriculture system and they are complementary and
independent upon each other. To ascertain this, the In Eritrea, the key agricultural constraints are soil erosion,
respondents were asked about the effect of the land degradation, poor fertility of soils, water deficits, and
decentralization on linkages between research, extension erratic weather conditions. Other challenges are loss of
and farming community. About 54% of the respondents rainwater due to evaporation and run-off, non-availability
pointed out that decentralization had positive effect on of resource-efficient crop varieties, and a lack of external
linkages between research and extension. However, few inputs and efficient production technologies as well as the
of the respondents indicated negative effect (20%) and no chronic energy crisis and poor farm mechanization. These
effect (26%) on linkages between research and extension. constraints, coupled with poor efficiency of applied inputs
due to biotic and abiotic stress, makes the farming system
The majority (69%) of the respondents indicated positive in Eritrea uneconomical and mostly traditional.
effect of decentralization on linkages between extension
and farming community. Only few respondents (7%) In Eritrea, the farmers use family labor and animal power
highlighted that decentralization had negative effect on (oxen) with limited access to mechanization and modern
linkages between extension and farming community and technologies such as improved seeds, pesticides, and
24% of the respondents no effect on the linkages. The fertilizers. Subsistence agriculture, with mono-cropping,
respondents were further asked about the linkage between low productivity and poor access to markets, leads to low
researches and farming community, the data showed that profitability. When coupled with short-term land ownership,
about 25% of the respondents reported positive effect of this type of farming limits most farmers from investing in
decentralization on linkages between research and agriculture. Within the Eritrean agricultural sector, a
farming community. Only 5% of the respondents indicated number of prominent issues need to be addressed and
that there is a negative effect and about 37% of the these include dual economy and related socio-
respondents indicated no effect of decentralization on technological issues (empowerment, land tenure);
linkages between research and farming community. integrated natural resource management (soil, water,
biodiversity, veld and natural pastures); competitiveness

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 882

(value-chain addition, post-harvest processing and and integrated agricultural research for
storage, profitability, food safety, crop and animal health), development/innovation platforms. To this end NARI
cross-sectoral issues (health, energy, education, should ensure effective and inclusive stakeholder
transport); production systems; risk management and participation (e.g. farmers' organizations, civil society,
climate change; policy and institutional issues; private sector) and strengthened ownership of national
globalisation; human resource capacity for agricultural and regional research systems.
R&D and protection of the environment.
Nowadays, NARI’s on-farm trials have been reduced to a
In addition to the above, the research and extension minimum, and the soil, plant protection, and tissue culture
capacity of the Eritrean national agricultural research laboratories lack the chemicals, equipment, and other
system faces also severe restrictions in the availability of materials necessary to operate efficiently. Owing to human
resources and facilities (Cummins 2007). Farming is a resources and other constraints, certain lines of research
cumbersome occupation with low profitability. The current have not been followed up (or only in a limited way); the
NARIs arrangement is largely incapable of addressing adoption rate of results by the existing extension services
these issues in a coherent manner. In particular, a number and ultimately the farmers is often not known (or not
of weaknesses, challenges and opportunities have been recorded); there is a need for a significant support of
identified. These include lack of a coordinating mechanism operations, some functions (such as Internet access at
at national level; inadequate mechanisms to establish NARI headquarters) are not operational; feedback
priorities; lack of a national system to allocate resources to mechanisms for interaction with farmers as well as with
priorities; lack of institutionalised monitoring, evaluation other institutions and organizations are limited.
and impact assessments; land degradation, lack of R&D
capacity; lack of an intellectual property rights (IPR) NARI can increase its funding by commercializing its
management system; poor partnerships (public-private, outputs. In the focus group discussions the participants’
public-public, private-private); ineffective linkages among noted that collective action by farmers and related
knowledge and information generators and users; agribusinesses (often through formal associations), for
inadequate linkages internationally; lack of participation of example, has the potential to generate substantial
the informal economy in the formal system of innovation; additional resources for agricultural research in Eritrea.
low level of investment in agricultural research; Some agricultural R&D agencies across SSA manage to
overlapping mandates of role players and lack of derive a significant share of their total funding from the
clarification of the role and responsibilities of different role services they render to third parties, such as laboratory
players; poor access to information, weak or inadequate analyses or tests done on phytosanitary products, the sale
value-addition technologies; biased approach towards of crop and animal products, and rental of farm equipment
technology-directed research versus policy and socio- (Lynam, et. al., 2016).
economic research; insufficient resources for maintenance
of national assets and infrastructure; lack of trust among In the functional analysis it has been noted that NARI has:
stakeholders; declining science and technology capacity few trained (PhD) researchers; less access to on-line
and negative perception of agriculture as being ‘rural’, internet facilities; shortage of operational funds; weak
associated with unskilled labour and poverty, making linkage to smallholder system; ongoing research
agriculture unattractive to the youth and potential students programs are threatened by shortage of funds; research
who may contribute to R&D.The Eritrean NARIs, therefore, stations have limited facilities and trained manpower; few
have huge challenges ahead to overcome the trained personnel in wildlife, natural resource, genetic
aforementioned problems. In the Focus Group Discussion resource, biometrics, bio-technology, food
(FGD) most of the participants stated that NARI has the technology/nutrition and rural sociology; and limited
potential for high economic and social returns to the laboratory chemicals and equipment, and ICT facilities.
country if wise investments are made in agricultural Fundamental to building strong human resource capacity
research and development. However, the current in agricultural research is the development of
agricultural research system under NARI has not yet comprehensive recruitment, training, and succession
sufficiently responsive to the various challenges and plans to fill existing and anticipated medium- to long-term
constraints of agricultural production and development. staffing gaps. Such plans should include assessments of
There is a need for institutional changes that: promote gaps in specific skills and disciplines, the distribution of
policy and long-term strategic management in research staffing by age and gender, and degree-level and short-
and enhance the linkage mechanisms between term training needs. Indeed, NARI needs further
agricultural research institutions and their clients; clearly improvements to overcome weaknesses in management,
articulate on how linkages should be strengthened to planning, monitoring and evaluation, inadequacy of
improve the farmer-extension researcher linkages; design resources including physical and human capital, and also
and establish suitable institutional linkages to support in terms of its research agenda, which has to emphasize
effective coordination and prioritisation of research needs more on participatory methods. The current agricultural
at all levels; and focus on client-oriented research, farmer- research system under NARI is less responsive to the
to-farmer dissemination, demand-driven advisory services various challenges and constraints of agricultural

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
J. Agric Econs. Rural Dev. 883

production and development in Eritrea. It has been education level. Research stations do not have adequate
suggested that the MoA should carefully link the facilities and trained manpower. There are no adequate
agricultural research agenda with national development trained personnel in wildlife, natural resource, genetic
priorities by improving the coordination, interaction, inter- resource, aquaculture, biometrics, rural sociology, and
linkages, partnerships, and networks among system food technology/nutrition. NARI has shortage of
agents-that is, agricultural research institutes, extension operational funding. Ongoing research programs are
systems, higher education institutions, farmer threatened by shortage of funds. There are lack of
organizations, civil society, and the private sector-and laboratory chemicals and equipment, and ICT facilities.
finding innovative financing and resourcing mechanisms to Due to this NARI current institutional capacity and
support the numerous components of the system. resource levels are inadequate to realize essential
research tasks and outputs, or to meet the needs of
In the focus group discussions the participants further producers on a national scale. NARI’s on-farm trials have
suggested that NARI should focus on participatory been reduced to a minimum, and the soil, plant protection,
demand driven research methodology and integrate the and tissue culture laboratories lack the chemicals,
needs of small-scale and commercial farmers. Therefore, equipment, and other materials necessary to operate
there is a need for the development of strategy that efficiently. Owing to human resources and other
integrates elements that reinforce and build the present constraints, certain lines of research have not been
capacity of the agricultural research system in which the followed up (or only in a limited way); the adoption rate of
critical requirements are: (1) empowerment of the system results by the existing extension services and ultimately
to fulfill the basic resource requirements (highly qualified/ the farmers is often not known (or not recorded); there is a
professional researchers, which can guide a research need for a significant support of operations, some
program and coach juniors, funds and other research functions such as internet facilities are not operational at
facilities) in order to establish a full-fledged research NARIs research stations; feedback mechanisms for
system; (2) flexibility and accountability in the interaction with farmers as well as with other institutions
management of the research system; (3) strengthen its and organizations are limited. The contribution of the
research capacity in livestock breed improvement and agricultural research to accelerated growth in the
forestry; (4) greater participation of beneficiaries in the agricultural sector require focused efforts in tackling and
strategic decision-making and evaluation of research responding to identified challenges and opportunities.
results; (5) greater coordination and interaction among These will include a core of competent researchers that
public research institutions/ colleges; (6) decentralization needs to be optimised; political commitment and support
in the implementation of research to the agro-ecological for agricultural R&D; comparative and competitive
zonal centers; (7) strengthening linkages with agricultural advantage; strong higher education institutions (HEIs);
extension, farmers and other stakeholders involved in the good basic research infrastructure; potential or opportunity
generation and transfer of technology; (8) reinforcing the for innovative funding mechanisms; potential to strengthen
public research system with financial resources and with existing international linkages; identification and equitable
adequate infrastructure and equipment; (9) reinforcing, exploitation of indigenous technologies; and strengthened
training and development of the human resource base to and sustainable linkages between research institutions
carry out and manage agricultural research; (10) and tertiary education. It has been suggested that to
development of participatory technology generation and improve its research capacity NARI should address its
dissemination involving NARI, MoA, regional agriculture current deficiencies in collaboration with government
and land administration department and farmers; and (11) agencies and development partners.
permitting the development of technologies which are
responsive to smallholders’ farming system and ensure Policy Recommendations
cost-effective extension services. In the focus group
discussions the participants suggested also for the reform Learning from the experience of Sub-Saharan African
of the agricultural research system with an emphasis on countries National Agricultural Research Institutions, the
redefinition of the role of government, decentralization, study forwarded the following policy recommendations to
stakeholder participation, new financing mechanisms, and agricultural policy makers, stakeholders, and agricultural
system linkages. research and development partners, in Eritrea:
• Encourage innovation within the broader agricultural
CONCLUSION sector, primarily through improved communication,
market integration, and institutional linkages across
NARI needs further improvements to overcome the different actors in the sector by formalizing
weaknesses in management, planning, monitoring and agricultural innovation systems.
evaluation of its research programs. The findings revealed • Break away NARI from the traditional linear and supply-
that NARI has inadequate human, material and financial driven thinking of “research → technology transfer →
resources and limited research agenda. NARI has few application,” instead emphasizing interdependence
trained PhD researchers. There are acute shortages of and nonlinearity in innovation processes and demand
trained staff in specialized areas, which require higher

AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
Gebremichael KH. 884

as a determinant of innovation, which is strongly incentives that are not readily available in many
influenced by evolutionary thinking. developing countries.
• Strengthening the demand side of agricultural research • In order to motivate NARI to conduct commodity-based
and services to ensure that programmes are more research on a demand-driven basis, the MoA should
responsive and accountable to end users, but also have adequate budget, which can be used to contract
anticipating demand as new and emerging NARI to undertake such research on its behalf. Such
technologies dominate the landscape. contractual schemes with agricultural research
• Develop research guide- national seed system through institutes have proven successful in several countries
private-public sector collaboration and enable the around the world and the NARI model could draw on
smallholders to play a key role, and commercialize such experiences.
smallholder seed production; • NARI should facilitate the development of innovative
• Strengthening of Variety Introduction, Evaluation, and diversified funding instruments that make public
Screening and Maintenance. The variety development institutions more sustainable, reduce donor
program of NARI should be strengthened, aiming at dependence and encourage co-financing by end users.
faster and more effective introduction and To this end NARI should mobilize financial resources
dissemination of improved varieties to farmers, by from different sources-this includes block grants (“core”
shortening the time within which the germplasm is funding from the government), matching grants, loans,
introduced, screened and evaluated. self-generated revenues (raised from product levies
• Introduce new crop varieties while upgrading the quality and services rendered), competitive grant systems, co-
of the existing ones through a standard variety financing or cost-sharing arrangements, contract
evaluation system; research, and public–private partnerships.
• Update and maintain a national variety catalogue; • Empowering farmers so that they can participate in
• Strengthen Variety Maintenance Unit within NARI for setting the research and development agenda
variety maintenance and production of breeder and and be active partners in implementation and
foundation seed. quality control; and strengthening farmers' support
• Establish Variety Evaluation Committee to properly services so that they will be able to access
evaluate new varieties before their introduction into the technologies and improve their own livelihoods through
seed system; having the ability to continuously innovate and improve
• Screen local land races for suitability and potential for their production systems and out-scale innovations.
improvement. For this purpose NARI should be • Strengthening agricultural technology generation for
appropriately strengthened for a systematic variety enabling and underpinning progressive smallholder
introduction, evaluation, registration and maintenance; and pastoral agricultural enterprises.
and production of breeder and foundation seeds.
• Promote NARI into an advanced research institute to
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AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA
J. Agric. Econs. Rural Dev. 887

Accepted 20 October 2020

Citation: Gebremichael KH (2020). An Overview of the Challenges of Agricultural Research in Sub-Saharan Africa: The
Case of Eritrea, Journal of Agricultural Economics and Rural Development, 6(3): 865-887.

Copyright: © 2020: Gebremichael KH. This is an open-access article distributed under the terms of the Creative
Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the
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AN OVERVIEW of the CHALLENGES of AGRICULTURAL RESEARCH in SUB-SAHARAN AFRICA: THE CASE of ERITREA

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