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COMMENTARY

A statistical test of astrology


Jayant V. Narlikar, Sudhakar Kunte, Narendra Dabholkar and Prakash Ghatpande

This paper describes a recent test conducted in Maharashtra to test the predictive power of natal astrology.
It involved collecting 200 birth details of 100 bright school students (group A) and 100 mentally retarded
school students (group B). These details were used to cast horoscopes or birth charts for these children.
After recording these details the charts were mixed and randomized and astrologers were invited to partici-
pate in a test of their predictive ability. Fifty-one astrologers participated in the test. Each participant was
sent a random set of 40 birth charts and asked to identify to which group each chart corresponded. Among
the initial 51 participants, 27 sent back their assessment. Statistical analysis of the results showed a success
rate marginally less than what would be achieved by tossing a coin. The full sample of 200 birth charts was
given to the representatives of an astrology institute for identification. They also did not fare any better. The
limited but unambiguous procedure of this test leaves no doubt that astrology does not have any predictive
power as far as academic ability is concerned. Ways of extending the scope of this test are discussed for
future experiments.

In the popular mind astrology is often how one may proceed. The first relates to such interpretations for the birth charts
confused with astronomy. Since both the belief (common in India) that unless of all the persons chosen for the study.
subjects talk about stars, constellations, the horoscopes of an eligible boy and girl Each person was given three such inter-
planets and the sun and the moon, it is match astrologically, they should not pretations: the first being based on
usually assumed that both are branches marry. his/her real birth chart and two others
of science dealing with the cosmos. An Bernie Silverman, a graduate student chosen at random from this collection.
example of this was the announcement from the Michigan State University, The person was asked to rank them with
by the University Grants Commission in USA, had the following experiment as marks out of ten depending on how accu-
2001, that a subject called ‘Vedic astro- part of his Ph D thesis (received in rate they were regarding their own self-
logy’ should be introduced in the science 1971). His study picked out (A) 2978 assessment. A variation in this technique
stream of the university syllabus. couples who were happily married and using California Personality Inventory
Is astrology a science? A closer exa- (B) 478 couples who were divorced or (CPI) for the person was used instead in
mination suggests that the answer to this separated. Their horoscopes were cast a second associated test. Here, the parti-
question is ‘no’. A subject claiming to be and given to two astrologers who were cipating astrologers were each given a
part of science needs to satisfy certain asked to agree between themselves as to birth chart and three CPIs. One CPI cor-
minimum criteria. First, it should be whether the horoscopes belonging to a responded to the birth chart given, while
based on postulates or assumptions that couple matched or not. The astrologers two others were randomly drawn from
are clearly defined and are unique so far were not told to what class (A or B) each the sample. The astrologers were asked to
as the practitioners of the subject are pair belonged. Accordingly, they made rank the three CPIs according to how well
concerned. Secondly, from these postu- the classification using the astrological they described the person with that birth
lates the subject should come up with criteria they mutually agreed upon. Their chart.
testable and disprovable deductions, that classification was then compared with If there is no correlation between the
do not depend on who makes them. Fi- reality by applying statistical tests. These birth chart and personality, then, in the
nally, there should be tests for deciding tests showed that there was no significant first experiment, one-third of the actual
whether a particular deduction is valida- overlap between the two classifications. interpretations should be chosen as num-
ted or disproved. Thus astrological compatibility of horo- ber 1. The astrologers claimed that if
Astrology, when subjected to these scopes did not correspond to compatibi- they are right at least half the actual
conditions, has always been found to be lity in real life. Details of this study have interpretations should be correct. The
wanting. The basic tenets of the subject been published elsewhere1,2. experimenters allowed a 2.5σ variation
show considerable variation, such as the A double-blind approach was used in above the chance expectation: anything
way a horoscope is to be cast. Even with our second example of a test of astro- higher would support the astrological
a given horoscope two astrologers may logy. Carlson3 used birth charts to test hypothesis. A double-blind procedure
differ in their interpretation or prediction. the astrological claim that the positions was used so that neither the participant
Finally, often the predictions are vague of the ‘planets’ (as assumed in astrology) nor the experimenter knew what they
and not disprovable. at the moment of birth can be used to de- were looking at. All details of birth
Nevertheless, in the West, tests have termine the subject’s general personality charts vis-à-vis the persons they corre-
been conducted of astrological predic- traits and tendancies in temperament and sponded to were coded. Details are given
tions, to the extent that they can be tied behaviour, and to indicate the major is- in the paper referred to above. We simply
down to definitive statements. We men- sues the subject is likely to encounter. In state that in the first analysis the correct
tion two examples which will illustrate this test astrologers were invited to make interpretation was obtained with a

CURRENT SCIENCE, VOL. 96, NO. 5, 10 MARCH 2009 641


COMMENTARY
probability of 0.337 and with an error stored in safe custody with the Statistics pated in a seminar where we explained
0.052, very close to the chance value of Department, Pune University. the nature of the test, its objective and
1/3. Meanwhile, through public announce- the precautions we were taking to pre-
With this background we now come to ments and a press conference in Pune on vent any rigging. We also pointed out
our experiment. 12 May 2008, practising astrologers were that if the astrologers wished to claim
invited to participate in the experiment, that their subject was a science, then they
the procedure for which was also ex- need to face such tests. While on the
The Pune experiment plained. Of the 200 cases in our sample, whole the response was positive, some
each participant would be given a ran- leading astrologers distanced themselves
While designing a suitable test we were domly drawn set of 40 birth charts along from the test.
conscious of the need that the outcome with the birth records. The participants In the end, 51 astrologers sent stamped
has to be beyond any ambiguity of inter- had then a stipulated time limit by which envelopes as asked for and the sets were
pretation. Thus in the Carlson experiment they would have to identify each case as sent to them. Only 27 replied, sending
one could say that reading a person’s belonging to group (A) or (B), and send their answers. These were then examined
personality may not be clear-cut. Indeed, us their conclusions. For the initial set, the in the light of the data. The best per-
as it was discovered in the course of the participants were asked to send a stam- formance was 24 out of 40, achieved by
Carlson experiment, the CPI may not be ped registered envelope. Additionally, we one astrologer only and this fell below
recognized by the person to whom it also invited established astrological the stipulated minimum for H0 to be
belonged. The Silverman method of mar- organizations to participate as institutions. rejected in favour of H1. The overall
riage compatibility is better, except that In such cases we offered to make the average success per sample for all 27
in the Indian context the rate of broken entire sample of 200 cases available. participants was 17.25, less than but con-
marriages is still rather low and collect- The nature of the statistical test is sim- sistent with the average of 20 predicted
ing a large enough sample may pose dif- ple. We have two hypotheses to compare. by H0. So far as institutional participation
ficulties. We will return to this point at The chance hypothesis H0 is that the was concerned, two organizations had
the end of this paper. selection between groups A and B is like agreed to participate. Eventually only
For our experiments we chose a differ- tossing a coin with probability 0.5 one responded with answers. Its success
ent but clear criterion, namely whether a attached to each mode. The alternative rate was 102 out of 200, again well be-
person is intellectually bright or mentally hypothesis H1 is that the classification low the stipulated minimum of 117.
handicapped. Astrologers claim to be able using astrological prediction has success Thus we find on the basis of this test
to tell this difference from the person’s probability more than 0.5. For such a that the predictions given by the astrolo-
horoscope. So from amongst school chil- testing hypothesis problem, in order to gers did not fare better than pure chance
dren we collected a sample of 200 cases, reject H0 in favour of H1, the success rate toss of a coin.
with 100 each belonging to the above has to exceed the mean expectation on
two classes. The intellectually bright the basis of H0 by an amount equivalent
children constituting group A were known to 2.32σ. This procedure ensures that the Concluding remarks
from their school records as certified by probability of wrongly rejecting H0 is not
their teachers. The mentally retarded more than 1%. For a binomial distribu- We feel that our test asked a well-focused
children making up group B came from tion with success probability P = 0.5, the question and the astrologers could not
special schools for such children. Certi- mean for a sample size N is 0.5N and point to any ambiguity of interpretation.
fied information from the parents about σ = (N/4)1/2. For a sample size N = 40, Many astrologers looked upon the suc-
the birth details of their wards, necessary we get the mean as 20 and σ = 3.16; so cess they had achieved (even though at a
for casting their horoscopes was obtained. 2.32σ = 7.3. In short, for our typical rate less than 50% expected by tossing a
This field work was done by the volun- sample size the success rate of the coin) as a testimonial to their predictive
teers of the Andhashraddha Nirmulan astrologers to reject H0 had to be at least ability. We had to explain to them that
Samiti, Satara. 28. In the institutional case, the corres- real predictive success could be claimed
The next job was to cast their horo- ponding figures were mean = 100 and the only at 70% level for their sample size.
scopes. This was done using standard required success rate for H1 to hold was The test clearly demonstrated the hol-
software by one of us (PG) who possessed 117 or more. lowness of the basic claim of astrology
enough experience in astrology, having as stated earlier. Diehard believers, of
been a practising astrologer a few years course, would not change their mind.
back. Response of the astrologers However, it would be worthwhile con-
The data were then codified with a ducting a similar double-blind test to
code number assigned to each case. By When this framework was announced, check other aspects of astrological pre-
deciphering the code number the concer- the response of the astrologers was varied. dictions. One important aspect has been
ned case could be fully identified; other- Some agreed to take up the challenge, the one tested by Silverman. Since a
wise it remained an unknown entity. This others asked for additional conditions large fraction of marriages is arranged
was therefore a double-blind procedure which had no relevance to the nature of (or forbidden) on the basis of matching
since neither the experimenter nor the the test being conducted, while some of horoscopes, a statistical study of this
participant of the experiment could iden- called upon the astrological community aspect will be useful. There may be seve-
tify the case from the code number only. to boycott the test. We met several as- ral difficulties in gathering these data,
The data thus obtained and codified were trologers individually and also partici- but the effort would be well worth it.

642 CURRENT SCIENCE, VOL. 96, NO. 5, 10 MARCH 2009


COMMENTARY
help while this experiment was being con- 411 007, India; Narendra Dabholkar is
1. Silverman, B., J. Psychol., 1971, 77, 141–
ducted. in the Maharashtra Andhashraddha Nir-
149.
2. Silverman, B., J. Psychol. 1974, 87, 89–95. mulan Samiti, c/o Parivartan, Sahyog
3. Carlson, S., Nature, 1985, 318, 419–425. Hospital ‘Annex’, Sadarbazar, Satara
Jayant V. Narlikar* is in the Inter- 415 001, India; Prakash Ghatpande is in
ACKNOWLEDGEMENTS. We thank the University Centre for Astronomy and the Faljyotisha Chikitsa Mandal, D 202
Department of Statistics, Pune University, and Astrophysics, Post Bag 4, Pune 411 007, Kapil Abhijat Dahanukar Colony,
the Inter-University Centre for Astronomy India; Sudhakar Kunte is in the Depart- Kothrud, Pune 411 029, India.
and Astrophysics, Pune, for infrastructural ment of Statistics, Pune University, Pune *e-mail: jvn@iucaa.ernet.in

The global importance of patents

Rajendra K. Bera
Adam Smith, the 18th century English (such as biotechnology, electronics, com- raising water and irrigating land with
economist in his book, An Inquiry into munications, etc.) which have deep roots small expense and great convenience’, on
the Nature and Causes of the Wealth of in science, rather than from raw materials the condition that it had never before been
Nations, expounded that the wealth of a and smoky factories. thought of or made by others. In his
nation depends on capital, labour, and William Bernstein, in his book The petition for the privilege he said, ‘it not
mineral resources1. Therefore, it is rather Birth of Plenty4, cites four prerequisites being fit that this invention, which is my
recent that the world has begun to view a for prosperity: (1) property rights (where own, discovered by me with great labor
nation’s true wealth as being based on advances are not confiscated by the and expense, be made the common prop-
the creativity of its people and the ideas government); (2) scientific rationalism erty of everyone’; and also, that if he
and innovations they generate, rather than (where, for example, religious beliefs do were granted the privilege, ‘I shall the
on natural resources or access to low- not overturn scientific advances); (3) capi- more attentively apply myself to new in-
skilled labour. Erich Bloch, former head tal markets (with some honesty) and (4) ventions for universal benefit.’
of the US National Science Foundation2, efficient communication and trans- Clearly, even Galileo, the father of
said in 1990: portation (so one can sell what one pro- modern science, was unwilling to di-
duces at different places). The industrial vulge his invention for free exploitation
In the modern market place, knowledge revolution in England in the 1800s put by others. The Venetian Council saw merit
is the critical asset. It is as important a these four prerequsites together with great in his argument and granted him a ‘privi-
commodity as the access to natural effect. Today all developed and develop- lege’ for 21 years.
resources or to a low-skilled labor ing countries satisfy Bernstein’s criteria The rising prosperity of England in the
market was in the past. Knowledge has and hence competition in the global 19th century and the phenomenal pro-
given birth to vast new industries, par- market has intensified. sperity of the US in the 20th century are
ticularly those based on computers, outstanding examples of what limited-
semiconductors, biotechnology and period ownership of IP granted and pro-
designed materials. Patents create property from tected by governments can do. It is
information doubtful that without patent protection,
Since the industrial revolution that began epoch-defining technological innovations
in Britain and spanned from the late 18th The essence of property right is the right built around inventions such as the ele-
to the early 19th century, the world has of exclusion – to prevent trespassing. Pat- ctric dynamo, the combustion engine and
undergone a tumultuous transformation3: ents create property from information. A the transistor would have occurred as
patent is an alienable right of monopoly quickly. It is equally doubtful that
The Western industrial technology has for a limited period, a tradable commodity chemical, pharmaceutical and electrical
transformed the world more than any of the most flexible sort. Trade in high- engineering industries would have flouri-
leader, religion, revolution or war. technology goods and services which are shed, or that the world would have seen
Nowadays, only a handful of people in knowledge-intensive, and where intellec- the rise of corporations. It is the rise of
the most remote corners of the earth tual property protection is most common, corporations that led to the rapid expan-
survive with their lives unaltered by is among the fastest growing in interna- sion of the middle class.
industrial products. The conquest of the tional trade.
non-Western world by the Western Since the 15th century, grants of own-
industrial technology still proceeds ership of intellectual property (IP) as a University–industry and R&D
unabated. legitimate means of social and economic laboratory–industry collaborations
progress have grown enormously. In fact,
Today, trillions of dollars, millions of jobs, Venice in 1594 granted Galileo, a ‘privi- Since the past several decades, the main
and economic and geo-political power lege’ (what we know as a patent) on a drivers of advanced economies have been
flow from the exploitation of technologies machine which he had invented5 ‘for technology and technological innovations,

CURRENT SCIENCE, VOL. 96, NO. 5, 10 MARCH 2009 643

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