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1966
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Cole, Fred V., "A study of shear failures in footing" (1966). Masters Theses. 5751.
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A STUDY OF SHEAR FAILURES IN FOOTINGS
BY
FRED V. COLE
THESIS
Degree of
Rolla, Missouri
1966
Approved by
ii
ABSTRACT
model and column size. Load - deformation data and failure loads
were recorded.
distance out from the face of the column. A dimensionless plot was
ACKNOWLEDGMENT
Williams Cole, for her support and encouragement which has been ever
present.
iv
TABLE OF CONTENTS
PAGE
ABSTRACT .................................................... ii
I. INTRODUCTION ...................................... . 1
B. FABRICATION ................................... . 17
c. TEST PROCEDURE................................ . 18
BIBLIOGRA?HY ................................................ 45
APPZNDIX B .................................................. 50
LIST OF FIGURES
FIGURE PAGE
1 Load- Deformation Loading ••••.•••••••••.•••••••• 20
2 Mode 1 Under Load •...•.....•••.•...•••••••••.••••• 21
3 Model after Failure in Diagonal Tension •••••••••• 22
LIST OF TABLES
TABLE PAGE
1 Principal Results of 15 in. x 15 in. Model
Tests . . . . . . . . . . . . . . . • . . • . . . . • . . . . . . . . . . . . . . • • •• 51
I. INTRODUCTION
time of this original study, many changes have taken place that have
yielded safe and reliable structures but the ultimate strength design
plate floor systems. It can be readily seen that the critical area
with the modern flat plate floor systems since the footing in many re-
soil in contact with the bottom of the footing if the load is ap-
actuality these stresses may vary a great deal and the shape of the
used in the design of footings are still largely empirical and have
been derived from data obtained from research on flat plate floor
Prior to the year 1900 there were two schools of thought re-
shear failures. The shearing stresses were computed using the eq~a-
tion:
v =~ 1
It
neutral axis,*
axis.
The second school of thought, and the most readily acceptable ap-
v = v 2
bjd
and below the neutral axis. However since the diagonal tensile stress
at the neutral axis does equal the vertical shear, the shear stress
culating the shear stress at a distance d from the face of the column.
v = v 3
4(r+2d)jd
forcement were used in the slabs. This publication and later works by
slabs, loaded at the center only, failed in shear rather than in flex-
ure. A portion of the slab, within the area of failure, was pushed
out underneath the load and had the form of a truncated cone.
cated that the shear capacity decreased as the load was moved away
5
v = v 4
4rt
shear strength as his research had indicated that shear strength in-
two edges only. The slabs had an effective depth of 5.5 in. and were
5 ft. square. The loaded areas were circular, 6 and 2 in. in diameter.
the authors was that the stresses obtained by equation 3 are only
strength of the square slabs would have increased the shear strength.
ment. The average value of the ratio of the final shearing load to
ing that the ultimate flexural capacities of the slabs probably were
of the authors that loads at shear failure, to some degree, were de-
footings and 140 column footings were tested to failure. The column
depth of the footings. From the report of the data it is apparent that
varied from less than 0.05 f'c to 0.09 f'~· In addition he found that
lacking. Some of the results obtained were very much unexpected. For
the first time someone proposed that shearing stress rather than bond
ing.
the observed shear force at shear failure, Vflex is the shear force at
tance around the loaded area because this seemed to provide the best
values of r/d (the ratio of the column width to the effective depth
of the footing) between the limits 0.88 and 2.63 but to be unsafe
along all four edges. The major variables were: concrete strength,
tests indicated that the ultimate shear strength computed from equation
found that agreement with the actual tests data could be obtained
was suggested:
where gu == A, fy Sin·OC.. 8
7/8 bd £' c
9
where A
v
= area of shear reinforcement.
bond failure·. These excluded slabs whi~h had a large amount of ten-
ing slabs, Whitney assumed that the shear strength is primarily a func-
tion of the ultimate resisting moment "m' of the slab per unit width
mid with surfaces sloping out in all directions from the column at an
angle of 45 degrees.
loaded areas,
..Q s = 11 shear span. 11 For a slab supported along the edges it is taken
as the distance between the support and the nearest edge of
tracted the support reaction inside a distance of d/2 from the faces
forty-three 6 ft. square slabs which were similar to the test speci-
researchers.
loaded area.
siderably.
0o= Vu/Vflex
for footings:
11
for three months, did not affect the ultimate shear strength.
for by introducing the net value for the perimeter b into equation 10.
the column did not increase the shear strength. However, such concen-
tration did increase the flexural rigidity of the test slabs, and also
dal axis of the loaded area. Maximum shear stress due to the combined
action of vertical load and moment should not exceed the value expressed
and in the steadily changing approach here in the United States. Vari-
v = V/bt, where the critical section was to be taken along the peri•
meter b of the loaded area, and the twas the total slab thickness.
The revised version of 1917 required that the diagonal tension re-
loaded area. It wasn't until 1920 that a distinction was made be-
tween the two types of possible shear failure. The ACI standard of
1920 stated:
f' c·
The Joint Committee of 1924 specified that the shear stress should
forcement.
14
port of 1924 as a standard and only minor changes have been made with
The 1963 ACI Building Code (318-63) allowed the following shear
provided.
13
14
which case Vu shall not exceed 6 9 {f' c. When Vc does exceed 4 e Vf' c'
for normal circumstances under the Ultimate Shear Stress design, where
widths given for shear computations are different from those in moment,
and the widths also vary with the position of the load on the slab.
The Germany Specification DIN 1045 of 1943 gives the following formulas
slab,
The larger of the values b 1 and b 2 can be used. In the case of ~ load
placed close to one of the supported edges of a slab, this last check
A. MATERIALS
the first choice was logically a scaled down concrete mix. The
concrete mix. Two of these are the relatively long time which is re-
quired to cure the model, and the alterations in shape that occur due
to shrinkage.
The material used for the models of this study was a high
I__
17
was chosen as the basic material for use in this model study.
ment but this relatively weak strength mix, 1400 to 1500 psi, was
B. FABRICATION OF MODELS
this approach. The models of this study are not necessarily re-
cate the ratios of column size to depth, column size to width, and
12·•5 in. x 18 in., and 10 in. x 22.5 in., thus all areas were equal
at 225 square inches. The effective depth and column size were varied,
2. TI1e molds for the plaster models were constructed with plexi-
were used for production of the columns and the 1 inch plaster cubes
order that the reinforcing wire could be tied down to insure uniform
effective depth of model. This also insured that the mesh was at the
setting.
C. TEST PROCEDURE
shown in Figures 1 and 2. The box containing' the sand had internal di-
the stress on the sides and bottom to 20% of the soil pressure present
I
under the base of the model. A load of 10,000 lbs. or 44.44 psi was
j_
19
side, ~ inch in from the edge, and at a corner, ~ inch from each
For the actual model loading operations, the model and colurnn
being evaluated were leveled and centered under the loading apparatus
simplex hydraulic pump and load cell. Applied loads and the action
of model and column during loading to failure were noted and recorded
through the use of a Standard Universal Load Cell with 10 Kip capacity
1 inch plaster cubes, which were cast at the same time as the model.
20
MAY 66
MAY 66
21
• MAY • 66
• MAY • 66
MAY • 66
MAY 66
• MAY • 66
MAY • 66
99 lYIII •
• MAY 66
data, from which these graphs are derived, are presented in Tables
1 through 8 in Appendix B.
data measured for the load versus footing depth for the models.
graphs.
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34
V. DISCUSSION OF RESULTS
A. DESCRIPTION OF SERIES
all, with three basic sizes 15 in. x 15 in. square, 12.5 in. x 18 in.,
~nd 10 in. x 22.5 in. The effective depth and column size of each
model was varied from 1 to 2 inches. Each model was loaded to failure
at each effective depth using a 1 inch square column. Each model was
also loaded to failure using an effective depth of 1.5 inch and each
of the three column sizes. The 12.5 in. x 13 in. model was loaded to
column sizes. Three samples were run on each set of parameters. The
the square model was investigated through the use of three models
contact with the sand. Considerable attention was given to the in-
suring of a complete contact between the base of the model and the
sand. 7he model was leveled and column and model combination centered
where care was not taken in test preparations it was found that shear
moment type failures would occur directly under the column in the
model.
A short series of tests were run on the square model with the
model being supported along all four edges. This was done in an
35
sion. This was compared to the load causing the same type failure
when the model was fully supported and an upward soil pressure was
present. The difference between the two was taken as the upward
B. STRESSES IN REINFORCEMENT
of the tensile and bond stresses present in the reinforcing wire would
reinforcing wire were well below the yield stress of the material. In
the thicker and longer models, 10 in. x 22.5 in. x 1.5 in. using the
1.5 in. column, the stress evidently approached the yield stress and
probably exceeded it. See Figure 5. The cracking of the plaster in-
A.
The reinforcing wire was placed at the bottom of the model with
t aining this depth in all models and to limit the dowel effect in the
c. TYPES OF FAILURE
The majority of the models reached the maximum load when a pyra-
mid of plaster beneath the column punched through suddenly and vio-
even though moment cracks frequently occurred in the model there was
D• LOADING OPERATIONS
sified by the M.I.T. soil classification system. The box was loaded
The in-place' density was 107.8 lbs/cu ft while the relative density
equations in order that the sides and bottom would not play a signifi-
other words, an attempt was made to create soil conditions which could
The curves shown in Figure 7 are the result of one such series of tests.
turbing the top one inch of soil during model leveling procedures of
4 do have the same basic shape and are within 0.014 in. of each other.
E. MECHANISM OF FAILURE
would at times reveal the formation of cracks at the edge of the long
the neutral axis. After reaching this location there would be very
moment cracking would occur under one edge of the column and infre-
Moe (10). When models did fail at ultimate load, the "pyramid of
face in the plaster at the perimeter of the column. This failure sur-
face existed on all models, and ranged from as deep as 1 in. on a two
inch deep model using a 1 in. square column, to 1/8 in. on a one inch
stresses due to moment. This change was detectable when· the model
was split apart and was of maximum depth at the column and went to
section at d=O, at the face of the column, seems to give the best agree-
ment between the individual values. It would thus seem that this would
the loaded area is a critical one. The value Jf'c provided better
correlation than f'c which also agrees with previous work done in re-
of the thesis.
F. SUMMARY OF RESULTS
size is shown on Figure 12. With increasing size of the column there
the load carrying capacity of the model, see Figures 8 through 11.
versus the r/d ratio, Figure 13. It was found that there is not a
capacity with increasing r/d ratio than the 1 and 1.5 in. deep
models.
p r/d.
f' d2
c
where L = length of model
W = width of model
The power for the second term of the first expression was determined by
test to provide the best correlation. The results of this approach are
shown on Figure 14. The dotted lines show the limits for the majority
of the data with the solid line being an approximate average of all of
the lower regions of the r/d ratio and that the lines can be extended
to pass through the origin. The results of this inspection would tend
than at d/2.
and 3 inches showed little decrease in load carrying capacity from the
sion (11) proposes that the ultimate shear capacity for footings with
16
This equation is based on the concept that the shear area is the verti-
cal section which follows the periphery at the edge of the loaded area,
and that the ultimate shear stress is a function of ~ and r/d. How-
it and the ACI Code, 318-63 (12), which is based on the assumption that
the shear area is the vertical section which follows the periphery lo-
cated a distance d/2 beyond the edge of the loaded area, and that the
column, their equation takes the same form as the ACI-Building code
at the face of the column, the shear area would approach zero as the
shown on Figure 14, indicates that it will pass through the origin
if so extended. Thus as the r/d ratio goes to zero the load carrying
41
will also pass through the origin and take the same shape as the
load of 1400 lbs., see Table 4, while those fully supported failed
ture." The total load P on the loaded area was used in development
of the data for this thesis rather than V, the total shear force. The
total model base for the 1 in. deep model using the 1 in. square
column to 16% for the 2 in. deep model us~ng the 2 in. square column.
point.
42
p
,,
// ",
/
'
/
/
/
'' l
'" I
P'
PYRAMID OF RUPTURE
V = P - P'
P'= qnA c = -p X A
c
Ag
Then:
V = P (1 - Ac)
Ag
From previous discussion:
0.07 -5: Ac
x;
= 0.16
Or,
0. 84 ::=: 1 - Ac :=:::: 0. 93
Ag
'Ihus:
v =p (0.88 t 0.05)
Error = 5.7%
43
Ag = area of footing
A. CONCLUSIONS
are evaluated.
creasing model effective depth when column size remained constant and
with increasing column size when the effective depth was held con-
load carrying capacity. With an increase in the L/W ratio there was
conditions.
a function of f' c' r/d, d, and the L,t.r ratio. The relation suggested
BIBLIOGRAPHY
11. Report of ACI- ASCE Committee 326. (1962). Shear and Diagonal
Tension. Journal of the American Concrete In-
stitute, Proceedings V. 59; Chap. 1-4, January
1962, pp. 1-30; Chap. 5-7, February 1962, pp.
277-334; Chap. 8, March 1962, pp. 352-396.
APPENDIX A
LIST OF SYMBOLS
48
LIST OF S"XMBBLS
A8 = area of model
DT = diagonal tension
d = effective depth
f'
c
= compressive strength of 1 x 1 in. cubes
I = moment of inertia
M = bending moment
r = width of column
u = shear stress
1fu = ultimate shear stress
~ = Vtest/Vflex
0o = Vu/Vflex
so
APPENDIX B
T\.r:?E
XODEL r d r f' c p OF
NO. in. in. d PSI lbs. FAILURE
T'l'?E
HODEL r d r f' c p OF
NO. in. in. d PSI 1bs. FAILURE
Continued
53
TABLE 2 (Concluded)
TYPE
MODEL r d r f' c p OF
NO, in, in. d PSI lbs. FAILURE
T':PE
MODEL r d r .CI
.... c p OF
NO. in. in. d PSI lbs. FAILURE
TY?E
MODEL r d r f' c p OF
NO. in. in. d PSI 1bs. FAILURE
TYPZ
:-:ODEL r d r e .f=l
... c p OF
KO. in. in. d in. PSI 1bs. FAILURE
Continued
58
TABLE 6 (Concluded)
Standard
Deviation 0.568 0.513 0.499
Coefficient
of
Variance 7.50% 14.20% 22.60%
59
Continued
60
TABLE 7 (Concluded)
Standard
Deviation 1.11 0.523 0.452
Coefficient
of
variance 16.6% 16.3% 21 .. 1%
61
Standard
Deviation 0.542 0.464 0.398
Coefficient
of
variance 8.70% 16.0% 21.8%
62
Major Fred v. Cole was born April 18, 1931, in Schenectady, New
York. He received his elementary education and started his high school
education in Altamont, New York. He completed hie high school educa-
of Engineers in June of 1953 and has served in the United States and
in June 1962.
in June 1955 and they have three daughters, Linda Joan, Jean Lee and
Cynthia Ann.
He is an associate member of the American Society of Civil Engi-
of Chi Epsilon and Tau Beta Pi, National Scholastic Honorary Fraterni-
souri.
In August of 1963 he was sent to the Missouri School of Mines and