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A SHORT INTRODUCTION
TO DIFFERENTIAL GALOIS THEORY
RAMIS J.P.
Universit(~ de Strasbourg 1
Strasbourg, France
In the first l);trt of these notes we will give a brief drscril)thm of the "classi-
cal' differential GMois theory (for more details sec [Pi], [Ve], [Kap], [Kol], [Bell,
[Sin]]). One proMem with tilt, cl;Lqsit'M theory is the ditIiculty of explicit cMcu-
lations : from the birth of , u r .subject (late 19th century) md.il to w'ry recent
work ([I,:at4], [I,:P], [B.B.tI], [B.H], [m~51, [mrS1, [DMI)the only explicit compu-
tations we know are for Airy eqmttion [Kap], and Bessel equations [Ko2] (and in
l'~u:t Airy rqmttlon can be n,ducrd to a Slwcial case of Bcssrl rqmttion [AS]... ),
Ind. for evident situations. In the second part of our l~tl~('r we will give a new
description of the differential Galois theory (when the "tichl of constants" is the
complex flch[ C) in relation with rec(,nt l)rogress on the problem of chtssificalion
of analytic dilti,rrntial equations in th(, COml)h,x domain n 1) to analytic transh~r-
lnations ([Si], [Mail, [Ms21, [BJL1], [BJL2I, [Jl, [BV1], [BV2], [naV], [Ila2], for the
linear case, and [M.R.1], [M.R2], [MR3], [E3] fox" the non linear cm~e), and with
,,,.w th,.ory or [n [n, 41, Ins71, [MRI], [ 21
[Ea], [E4], IEMMm], [EMMR2], [MR4]). Using this dcscril,tion it is in l)articular
possible to get a method of computation for the c,~sc of Meijrr G-flmctions, that
is for more or less all the (.a.s(,s of special fa'nctions solutions of linear diffcrcntial
c,L,uai,,,,s [E~] ( 4 [DM], [m~S], [BH]).
I. D i f f e r e n t i a l G a l o i s t h e o r y : t h e classical t h e o r y .
I. Ablcbraic Galois theory.
A]gel)raic Galois theory is the model [or differential Gah)is theory. It is a whole
subject and we will limit ourselves to ha.sic definitions and one cxami)le. \Vc will
also give a "geometric intcrl)rctation" of Galois groul)S a little Sol~histicatrd for
the algchraic case, but vcry useful for the g(,ncralisations. For more details it is
certainly well worth to read the original pal)or of Gah)is [Gall] anti a classical
1,,,ok (as [L]).
Example.
Let P(.r) = x a + bx + c = 0, with b,c E Q. Wc suppose the polynomial P is
irrcducibh~ on Q (P has no rational root). Galois theory is related to the study of
"rational invarimds" tlmt ix of ratiomd flmctions of the roots n'l, n,.,, o.:~ of P (in
a splitting field) which are in fact in the "rationality field" Q.
One example of ratiomd flmt'ti(m (ff the roots is the polynomial
G=Oaifb=c=l, a n d G = Aa if b = - 3 , c = 1 .
O(x + y) = Ox + Oy and
O(zy) = (0x)y + z(0y), f o r e,,cry x, y • A.
T h e sub-ring of c o n s t a n t s of A is
c = {x • A / O . ~ = 0}.
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y" + y = 0,
but 1S i l I Z satisfies no linear differential equation ([HS], [Sin2]). Then if (f, ' ' ' ' ~ f . )
is a fondamental system of solutions of a linear differential equation D, with
coefficients in the differential field K (fa . . . . , f , E L differential extension of K ) ,
it. is better to work with the C-algebra AD = K ( W ( f l , . . . , f n ) ) [ f l , . . . ,fn] than
(like in the classical way) with the differential fiehl K { f , , . . . , f , ) (I((g) denote
the differentiM field generated by It" and g, and l V ( f i , . . . , f , ) is the Wronskian
of ( f l , . . . , f n ) ) ; then each f E AD is a sohttion of a linear differential equation.
Examples.
1. Extension "by an integrat'.
Let. bc u' = a, a e K (such that there is no b i n / ( such that b' =-- a); (1,u) is
a fond,'uncntal solution of the second order linear differential equation
Dg=y'-ay, uEK.
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b) I ( = C(x) , D = 2 ax
'--t + 1 ; the general solution is y = C,;} ; GalE(D) ~ C*.
Let D be a linear differential operator of order n and ( u l , . . . , u . ) a fundamental
system of solutions of D (in a differential extension M) : Let a E Gab¢(D) and
u a solution of D (u is in the C-vector space generate(l by u l , . . . , u , ) . Then
D ( q u ) = a ( D u ) = 0, and au is again a solution of D. The map
a : Solutions --* Solutions is clearly C-linear and we get a map
This map is injective and Gall¢(D) can be considered as a subgroup of the linear
group GL(n; C), just like in ordinary Galois Theory Gal(P) can bc considered
a subgroup of the permutatiou groaps ~),.
The following result ([I(ap], [Kol], [Be2]) is flmdamental :
KcLcM
a, b, c E C;
D,,~,c y = x(1 - x)y" + [ c - (a + b + 1)x]y' - abg = 0 \ " x E P t ( C ) " ] "
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This equation admits a convergent solution in a disk centered at the origin with
radius one, the sum of the hypergeomctric pover serie :
ab
F(x) = F(a, b; c; x) = 1 + ~.cx +
a(a+l)b(bT1)x2 + - - . ( E ( 0 ) = l ) .
Let Dy = 0 be now a linear differential equation on the Riemann sphere
Pt(C) = X (or more generally on a connected Riemann surface X ) . Let a E X
be a regul,'tr point for D ; by Cauchy's Theorem D admits a fimdamental system
of solutions { y l , . . - , y , } holomorphic on a small disk centered at a. If b 6 y is
another regular point for D and if 7 is a continuous p a t h on X , 7 : [0,1] --* X ,
with 7(0) = a, 7(1) = b ~utd 7 ( 0 regular for D for t E [0, 1], each solution y
admits an aualytic co'nti'uuatiou Mong 7 and gives y~ holonmrl)hic on a small disk
centered at, b and solution of D. If we deform continuously the p a t h 7 leaving fixed
7(0) = a and 7(1) = b (homotopy with origin and extremity fixed) Y7 remains
unchanged. Wc can in 1)articular do that for a loop 7 (i.e. 7(0) = 7(1) = a);
then 7 induces a linear permutatiou of the solutions in a neighborhood of a, the
monodromy transformation along the loop 7 (in fact "along the homotopy class"
of 7) :
yfl4 7 = y~.
Wc have, using the classical composition of loops :
M~. E GL(Sol,,(D)),
and
p,, : Homotol)y class of H M 7
p~: ~r,(X - S ; a ) - , G L ( S o L ( D ) )
(where S C X is the discrete set of singular points for D, and 7rt (X - S; a) is the
fundamental group of X - S with base point a).
We have obtained a linear representation of the flmdamental group, the
monodromy representation (with base point, a). If we change the base point a
in b, each homotopy class of continuous l)ath 7 from a to b gives isomorphisnls
Pa
7rl (X - S; a) ,) GL(SoIo)
1 Pb
"~rt(X - S;b) , GL(Solb)
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p: - s;.) a L ( m C).
p : Z ..~ G L ( n ; C).
E x l.
Let X - - p I ( C ) , D = D a =x~-a(o~•C).ThenS={0, co}, X - S = C*,
~r,(C*) ~ I ,'rod p(1) = exp(2iTra.) e C* = G L ( 1 ; C ) .
E z 2.
Let X = PI(C), D = x 2 ~ + I. Then S = {0¢}, X - S = C, ~h(C*) = {e} and
p(e) = 1 • GL(1; C) = C*. The monodromy is trivial.
Ex3.
Let X = PI(C), D = x ( d ) 2 + ~.4;,. Then S = {0, c~}, X - S = C*, 7r1(C*) ~ l
Ez 4.
Uypergeometric equation : D.,,,¢ -- x(1 - x) ~d~,j[dl2+ [c -- (a + b-t- 1)x]~7
'~ - ab ;
X -- P~(C), S = {0, 1,co}. The conqmtation of the m o n o d r o m y of the hyper-
geometric equation is due to Rienmnn [Ri] ( 4 . [Gou], [eoo]). The "exponents of
monodromy" (exp (exponent) -- eigenwflue of the m o n o d r o m y around a singula-
rity) arc given by the tal)le :
0 1 co
0 a 0
1 -c b c-a-b
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We get, a representation
p:~q(e'(c)-{ ,o¢};~)
' aL(2;c)
l*l.
Dy = yi't) + - - . + aoy = 0 ;
y = / )
\ y(,,-1)
andAY=Y'-AY=O,
with
I 0 1 0 ... 0 !
0 0 1 ... 0
A =
° . ° . . . . . . . . .
\ --(! 0 . . . . . . . . . - - a n _ 1,
It" = C{x}[x-l]). These tori are abelian groups and we will use their abelian Lie
algebras Lie T.
Using resmmnation theory and tile projective limit of all the exponenti~d tori
we built a sort of "local fimdalnental group" taking into acconnt not only regular
singularities but all singularities. The exponential torus (i.e. the limit of) is a
sort of Cartan-subgroup of this "sava.qe 7rx" (for a formal d(,scriI)tion see [Ra6]).
Stokes n m n o d r o m y adnfits an i'nfiuitesimal generator; by a "Fourier aualysis" of
this generator, (which is a Galois derivation) associated to the adjoint action of
exponential tori we get "pointed alien derivations" in the sense of J.Ecalle [El].
So we build the Lie algebra of the savage ~rl by a direct product of Lie T and i~
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free infinite dimensional Lie algebra, the resurgence algebra. To get the savage 7rl
wc "add" by a direct product a formal monodromy to cxp (Lic savage 7rl).
Finally it is possible to gct a natural gencralisation of thc Rienmnn-Hilbert
correspondance (for local or global cases) :
* More formally thase functions are living on a principal bundle with basis X and structure
group savage ~rl.
155
REFERENCES
[AS] M. AI3rtAMOWITZ, I. STEGUN, Handbook of Mathematical Functions, Na-
tional Bureau of Standards U.S.A (1964).
[BJL1] W. BALSER, W. JURI(A'r, D.A. LUTZ, A ~]cae'ral theory of in variants for
meTvmorphic differential equations, Part I Funkcialaj Ekvacioj 22 (1979) , 197-221.
[BJI2] W. BALSm~,W. Jum¢,vr, D.A. LuTz, A general theory of invariants
for mcromorphic differential cq~uttimts; Part II, Proper invarianls, Funk('ialaj
Ekvaeioj 22 (1979) , 257-2S3.
[BV1] D.G. B^BBIT, V.S. VARADARAJAN, Local moduli for meromorphic diffe-
"rcutial equations, Bull. Amer. Math. So('. 12 (New Series) (]985), 95-98.
[BV2] D.G. BABB[T, V.S. VAR.ADARAJAN,Local moduli for meromorphic diffe-
rential equations.L The Stokes sheaf and its cohomology, UCLA Preprint, 1985.
[BV3] D.G. Bham'r, V.S. VARAI)ARAJAN,Local isoformal deformation theory
for meromorphic differential equations near au irregular siugularity, to appear in
the Proceedings of the NATO Advanced Study Institute on Deformation Theory
II, Cioeco, Italy, 1986.
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