Documente Academic
Documente Profesional
Documente Cultură
Subgrade Reaction
Yue Choong Kog, Ph.D. 1; Kar Kheng Loh 2; and Chuck Kho 3
Abstract: The structural design of substructure requires the modulus of a subgrade reaction of the underlying stratum at the soil-structure
Downloaded from ascelibrary.org by University of Central Florida on 12/21/20. Copyright ASCE. For personal use only; all rights reserved.
interface. Its magnitude is estimated by plate load tests at the site. The present study reviewed the magnitudes of the modulus of subgrade
reactions obtained from plate load tests, elastic continuum solutions, and a soil-structure interaction analysis of a 2-km tunnel resting on weak
sandstones and siltstones. The review showed that the structural adequacy of the substructure using the modulus of subgrade reaction obtained
from the Terzaghi equation for plate load tests would not be satisfactory. A modified Terzaghi’s equation is presented so that the magnitude of
the modulus of subgrade reaction obtained is of the same order of the magnitude as that obtained from the soil-structure interaction analysis
and elastic continuum solutions. The proposed modified Terzaghi’s equation is applied to the plate load test results of two separate projects
elsewhere to confirm its validity. DOI: 10.1061/(ASCE)SC.1943-5576.0000487. © 2020 American Society of Civil Engineers.
Introduction that obtained from the soil-structure interaction analysis and elastic
continuum solutions.
The modulus of subgrade reaction (k), also known as the coefficient of
a subgrade reaction, is defined as the ratio of the pressure divided by the
displacement experienced by the loaded area at the soil-structure inter- Plate Load Tests for k
face. The structural design of a substructure requires the modulus of a
subgrade reaction of the underlying stratum at the soil-structure inter- The 28 plate load test results on a 25-mm thick circular plate of a
face. Generally, engineers carry out plate load tests at the site to esti- 460-mm diameter for the weak sandstone and siltstone performed
mate its magnitude. The structural adequacy of the substructure hinges along the tunnel alignment are summarized in Table 1. The cor-
on an appropriate choice of k. Some of the relations to estimate the rected k for the tunnel was obtained from the empirical equation
magnitude of k were either proposed by Terzaghi (1955) and Bowles for sandy soils proposed by Terzaghi (1955)
(1997) for plate load tests or derived using the elastic continuum theory
Bf þ B p 2
(Biot 1937; Meyerhof and Baikie 1963; Kloeppel and Glock 1970; k ¼ kplate ð1Þ
Selvadurai 1978; Vesic 1961; Sadrekarimi and Akbarzad 2009). 2Bf
Kog et al. (2015) presented the results of 28 plate load tests on
weak sandstone and siltstone in a case study of a 2-km long tunnel. where kplate = uncorrected modulus of subgrade reaction from the
The purpose of the present study is to compare the magnitudes of k plate load test; Bp = diameter of the plate; and Bf = width of tunnel.
of weak sandstone and siltstone obtained from different methods The empirical equation for sandy soils proposed by Bowles
using this case study. Fig. 1 shows the tunnel’s cross section. The (1997) to account for the scale effect was
generalized strata profile is shown in Fig. 2. The weak sandstone a
Bp
and siltstone was underlying the tunnel at 10 m below the ground k ¼ kplate ð2Þ
Bf
level. The ground water table was about 1–2 m below ground level.
For the tunnel, 28 plate load tests were carried out. This study com- where α = exponent that varies from 0.4 to 0.7.
pared the magnitudes of the corrected modulus of subgrade reac- Despite the reasonably uniform strata profile along the tunnel
tions obtained from plate load tests, the relations derived from the alignment, the values of k obtained from the 28 plate load tests
elastic continuum theory, and a soil-structure interaction analysis of varied significantly. The sensitivity in extrapolating the k value of
the tunnel. A modified Terzaghi’s equation to obtain k from plate soil/rock for different values of α based on plate load Test no. 3 is
load tests by taking into account the difference in the stiffness of the illustrated in Table 2. The effect of the width of the tunnel on k was
plate and the tunnel was proposed, so that the magnitude of k ob- less significant as compared to α.
tained from plate load tests was of the same order of magnitude as
1
President, East West Engineering Consultants, 98 Duchess Rd., Elastic Continuum Solutions
Singapore 269022 (corresponding author). ORCID: https://orcid.org/0000
-0002-8456-8554. Email: eastwestconsult@yahoo.co.uk Biot (1937) studied the problem of an infinite beam with a concen-
2
Consultant, CPG Consultants Pte Ltd., 1 Gateway Dr., Westgate Tower, trated load resting on an elastic half space and found a correlation
#22-01, Singapore 608531. between the elastic continuum theory and Winkler’s model by
3
Deputy Chief Executive Officer, CPG Consultants Pte Ltd., 1 Gateway
equating the maximum moments in the beam to obtain an equation
Dr., Westgate Tower, #22-01, Singapore 608531.
Note. This manuscript was submitted on September 3, 2019; approved for k. Vesic (1961) matched the maximum displacement of the beam
on January 2, 2020; published online on May 20, 2020. Discussion period in the elastic continuum theory and Winkler’s model and developed
open until October 20, 2020; separate discussions must be submitted for another equation for k. Meyerhof and Baikie (1963), Kloeppel and
individual papers. This paper is part of the Practice Periodical on Struc- Glock (1970), and Selvadurai (1978) developed equations for com-
tural Design and Construction, © ASCE, ISSN 1084-0680. puting the coefficient of horizontal subgrade reactions in buried
Table 1. Values of k derived from plate load tests (all units in kN=m3 )
Uncorrected Corrected k Corrected k based on
Number k based on Eq. (1) Eq. (2) with = 0.5
1 414,865 105,801 41,487
2 587,097 149,724 58,710
3 523,741 133,567 52,374
4 309,787 79,003 30,979
5 1,070,588 273,027 107,059
6 601,653 153,437 60,165
7 965,079 246,119 96,508
8 420,809 107,317 42,081
9 416,000 106,090 41,600
10 443,796 113,179 44,380
11 821,622 209,534 82,162
12 321,739 82,051 32,174
13 603,571 153,926 60,357
14 734,783 187,388 73,478
15 437,069 111,464 43,707
16 563,333 143,664 56,333
17 1,126,667 287,328 112,667
18 576,136 146,929 57,614
Fig. 2. Generalized ground conditions. 19 354,546 90,418 35,455
20 589,535 150,346 58,954
21 768,182 195,906 76,818
22 780,000 198,920 78,000
23 1,300,000 331,533 130,000
circular conduits. Sadrekarimi and Akbarzad (2009) reported that 24 1,448,571 369,422 144,857
by rewriting the relation of the settlement of rectangular plates 25 1,067,816 272,320 106,782
resting on an elastic half space, k could be calculated. These equa- 26 1,146,914 292,492 114,691
tions are summarized in Table 4. It will be of interest to note that all 27 814,912 207,823 81,491
these equations except the equation obtained by Sadrekarimi and 28 977,895 249,388 97,790
Akbarzad (2009) take the form of βK, where K ¼ E=½Bf ð1 − ν 2 Þ,
with the values of β ranging from 0.65 to 1.6.
The Winkler’s one-parameter model discussed earlier had short-
comings concerning the discontinuity of the adjacent spring displace- Table 2. Corrected k in kN=m3 derived from plate load Test no. 3
ments, and each spring behaved independently. Filonenko-Borodich Corrected k in kN=m3 as per Eq. (2)
(l940), Hetenyi (1946), Pasternak (1954), Reissner (1958), Vlasov B (m) α ¼ 0.4 α ¼ 0.5 α ¼ 0.7
and Leontiev (1966), and Loof (1965), among others, proposed
30 60,126 38,360 17,169
two-parameter models to address this discontinuity. In addition to
46 50,677 30,979 12,729
the modulus of the subgrade reaction, a second parameter was pro-
posed by assuming some form of interaction among the spring
elements that represented the elastic continuum. For example,
Filonenko-Borodich (l940) considered applying a constant tensile shear layer in the Winkler model and called it a generalized foun-
force or an elastic membrane to the Winkler model. Pasternak dation model. Vlasov and Leontiev (1966) provided a theoretical
(1954) introduced a shear interaction between adjacent spring el- basis for Pasternak’s model using a plane strain analysis of pres-
ements. Kerr (1964) regarded Pasternak’s mechanical model as a sure applied on the surface of a semiinfinite elastic continuum
Eð1−vÞ dgðzÞ2
model was ð1þνÞð1−2vÞ ∫H0 ½ dz dz, where H = depth of compress-
ible stratum, and gðzÞ = assumed shape function describing
how vertical displacement decreases with depth z in the underlying
layer (Vlasov and Leontiev 1966). The Pasternak’s model was not
as rigorous as the elastic theory and could not compare in generality
to the elastic theory, although both required two parameters. The
function gðzÞ took the form of e−μz with 1 < μBf < 2 in Scott
(1981) and e−ηHðHÞ in Jones and Xenphontos (1977). The function
z
sinh½ηHð1−Hz Þ
gðzÞ took the form of sinhðηHÞ in Vlasov and Leontiev (1966). To
ensure that the shape function gðzÞ satisfied the boundary condition Fig. 3. Variation of k underneath the tunnel reported in Kog et al.
that the vertical displacement at the rigid substratum was zero, (2015).
ηH ¼ 4–6. For this case study, H was taken as 2Bf .
Some of the equations for estimating k based on one-parameter
and two-parameter models are summarized in Table 4. Nogami and
O’Neill (1985) and Vallabhan and Das (1988, 1991) concluded that,
Comparison of Moduli of Subgrade Reaction
Obtained from Plate Load Tests, Elastic Continuum
generally, surface displacements of the two-parameter models were
Solutions, and FE Analysis
underestimated in comparison with that of a finite-element (FE)
analysis. This underestimation could be attributed mainly to the For the purpose of comparison, the same geotechnical parameters
assumption of Vlasov and Leontiev (1966), even when the solutions for the FE analysis were adopted for the elastic continuum equa-
were mathematically accurate enough (Tanahashi 2004). tions summarized in Table 4. The equivalent E for the weak sand-
stone and siltstone was estimated to be 200,000 kN=m2 . The
computed values of k are summarized in Table 4 together with the
Modulus of Subgrade Reaction of Weak Sandstone results obtained from the FE analysis. It also shows the ratios of
and Siltstone from FE Analysis the calculated k obtained from the elastic continuum equations
and k obtained from the FE analysis.
An FE analysis was adopted for the soil-structure interaction of the For the weak sandstone and siltstone, the ranges of the corrected
tunnel using PLAXIS 2D version 2012. The details of the FE analy- k values obtained from Eqs. (2) and (3) were 30,978–144,857
sis for the tunnel’s structure, as shown in Fig. 1, can be found in and 79,003–249,387 kN=m3 respectively. The mean values of k
Kog et al. (2015). The tunnel was 46 m wide with a 2.3 m thick base obtained from Eqs. (2) and (3) were 183,767 and 72,095 kN=m3 ,
at extreme edges and 2.7 m thick under the 1.5 m center wall. The respectively. The range of the k values obtained from the soil-
thickness of the 1.5 m retaining walls reduced in two steps to structure interaction analysis and the elastic continuum solutions
0.45 m at the top to support the precast girders. For the tunnel’s was 2,609–8,948 kN=m3 . The magnitudes of k obtained from the
roof, modified AASHTO Type I-girders with a concrete deck were soil-structure interaction analysis and the elastic continuum equa-
seated on elastomeric bearings at the top of the walls. At 10.0 m tions were much smaller than the magnitudes of the corrected k of
from the centerline on both sides of the center wall, 6.5 m deep and Eqs. (2) and (3) obtained from the plate load tests. On the other
0.8 m diameter belled bottom bored piles were provided at about hand, the magnitudes of k obtained from the soil-structure interac-
3.5 m spacing. The bell at the bottom was 0.6 m deep with a 1.2 m tion analysis were of the same order of the magnitude with those
diameter. obtained from the elastic continuum solutions. The magnitudes of
The tunnel was simplified to a u-shaped open cell with a 2.3 m k obtained from the equations obtained by Meyerhof and Baikie
thick base slab (with an overhang of 0.5 m) and tapered retaining (1963) and Selvadurai (1978) were lower than that obtained from
walls from 1.5 m at the bottom to 0.45 m at the top. The tension the FE analysis. The magnitudes of k obtained from the equations
piles were modeled with the embedded pile function in PLAXIS obtained by Sadrekarimi and Akbarzad (2009) and Biot (1937)
2D. The elastic modulus and Poisson’s ratio for concrete were 29 × were higher than those obtained from the other equations. The mag-
106 kN=m2 and 0.2, respectively. Table 3 shows the soil models and nitudes of k obtained from equations obtained by Vesic (1961),
the parameters adopted for the FE model. The notations Φ 0 , cref
0
, ν, Meyerhof and Baikie (1963), and Sadrekarimi and Akbarzad
and Eref are effective friction angle, effective cohesion, Poisson’s (2009) were the closest to the magnitude of k obtained from the FE
ratio, and drained E, respectively. The magnitudes for k obtained at analysis at the mid span. On the other hand, the magnitudes of k
the midspan and end span were 4,281 and 6,186 kN=m3 , respec- obtained from equations obtained by Kloeppel and Glock (1970)
tively, as shown in Fig. 3. and Sadrekarimi and Akbarzad (2009) were the closest to the
Two-parameter model
Eð1 − νÞ μBf
Scott (1981) 2,609–5,217 0.5–1.22 0.42–0.84
Bf ð1 þ νÞð1 − 2νÞ 2
Eð1 − νÞ 1 − e−2ηH
Jones and ηH 5,216–7,826 1.22–1.83 0.84–1.27
Xenophontos (1977) ð1 þ νÞð1 − 2νÞH 2
Eð1 − νÞ ðηHÞ2 sinhð2ηHÞ
Vlasov and þ 1 5,249–7,827 1.23–1.83 0.85–1.27
Leontiev (1966) ð1 þ νÞð1 − 2νÞH 2sinh2 ðηHÞ 2ηH
Note: E = elastic modulus of soil; ν = Poisson’s ratio of soil; S = bending stiffness of the structure; I S and I F = influence factors, which depend on the shape of
footing; and m = number of corners contributing to settlement. At the tunnel center, m ¼ 4; at a side, m ¼ 2; and at a corner, m ¼ 1. The influence factor I S
can be computed as follows I S ¼ I 1 þ ð1−2νÞ I 2 . The values of I 1 and I 2 can be computed using equations given by Steinbrenner (1934) as follows:
pffiffiffiffiffiffiffiffiffi pffiffiffiffiffiffiffiffiffiffiffiffi p1−ν
ffiffiffiffiffiffiffiffiffi p ffiffiffiffiffiffiffiffiffi
magnitude of k obtained from the FE analysis at the end span. On was an unacceptable simplification of a complex problem. There-
the whole, the magnitudes of k obtained from elastic continuum fore, it is inappropriate for engineers to rely on plate load tests
solutions were close to, as compared to Eqs. (2) and (3), the calcu- to determine the magnitudes of k unless the test results have been
lated k obtained from the FE analysis. corrected using the modified Terzaghi’s equation proposed in the
Using k obtained from the plate load test based on Eq. (1) or present study. A rational approach is to investigate the soil-structure
Eq. (2) will lead to a gross underdesign of the tunnel structure. This interaction of the tunnel to assess the appropriate modulus of the
is because the tunnel will experience less bending for a higher k as subgrade reaction taking into account the unloading effect of the
compared to a much smaller k. The resulting cracks from an inad- excavation. Alternatively, those elastic continuum solutions as
equate provision of steel reinforcement bars at critical sections will listed in Table 4, which are able to yield a reasonably accurate mag-
adversely affect the operation and service life of the tunnel struc- nitude of k, can be used for practical purposes.
ture. On the other hand, the use of k obtained from any elastic con-
tinuum solutions will not lead to any inadequacy in the structural Modified Terzaghi’s Empirical Equation for
design of the tunnel. Plate Load Test
Using the plate load test to determine the modulus of the
subgrade reaction was first proposed by Terzaghi (1955). Later, Plate load tests can be viewed as a field measurement of the soil-
Terzaghi et al. (1996) recognized that the use of the plate load test structure interaction. The structure was a 25-mm thick circular plate
The validity of the empirically derived Eq. (3) will be reviewed Conclusion
in the following illustrative examples based on plate load test re-
sults obtained for other projects in Tehran and Baghdad. The present study had demonstrated the substantial difference be-
tween k obtained by the soil-structure interaction analysis and the
corrected k obtained from plate load tests, irrespective of whichever
Illustrative Examples empirical relationships proposed by Terzaghi or Bowles was used.
Therefore, it is unreliable for engineers to rely on plate load tests to
Moayed and Naeini (2006) reported the results of 75 vertical plate determine the magnitudes of k without the appropriate correction
load tests performed in boreholes on gravel strata at various depths for the difference in stiffness of the plate and tunnel. On the other
at 75 different locations in the northern part of Tehran, Iran. These hand, the magnitudes of k obtained from elastic continuum solu-
test results are summarized in Table 7. If the tunnel structure, as tions were close to the magnitudes of k obtained from the soil-
shown in Fig. 1, were to be constructed, the corrected k using structure interaction analysis.
Fig. 4. Variation of k underneath the tunnel at the Tehran site. Fig. 5. Variation of k underneath the tunnel at the Baghdad site.
In some of the elastic continuum solutions, k was dependent on validity of the proposed modified Terzaghi equation was confirmed
the stiffness of the structure to be constructed. A modified Terzaghi by the reasonable estimates of k that were comparable with that ob-
equation for plate load tests was proposed to account for the differ- tained from elastic continuum solutions and the respective FE analy-
ence of stiffness in the plate and the proposed structure to be con- sis when applying the modified Terzaghi equation to the results of
structed. The present study showed the proposed modified Terzaghi plate load tests in two other projects. The structural adequacy of the
equation for plate load tests would yield a k that was close to that substructure designed using k obtained from the modified Terzaghi
obtained from elastic continuum solutions and FE analysis. The equation for plate load tests proposed in the present study will