Fin 1 PDF

IBS Hyderabad (Academic Year 2020-2021)
Course Handout
Program : MBA
Course Code : SLBK605
Course Title : Banking Management Semester: III
Faculty Name : Dr. D. Sreenivasa Chary
Room No : F 208
Consultation Hours : Monday & Tuesday from 9.30AM to 12.30PM
Mobile No : 9849709741 Email: dschary@ibsindia.org
Course Description:
The course covers all the facets of Indian banking in brief. The course has been devised to enable the
management students to have exposure to banking operations. Banking has become an integral part of every
one’s day to day life. Hence awareness of banking products and services is required by all students whether they
take up banking as their career or not. The course coves the primary and secondary functions of Banks like
accepting of deposits, lending, investment and other services like remittances, collection of cheques, Bills,
lockers, online merchant banking services etc. The course is periodically vetted by the industry experts, to
update the course contents, as per industry requirements
Course Objectives:
 Portray the Indian banking system, its constituent elements and regulatory environment.
 Provide insights about various types of customers, deposit and loan products, negotiable instruments,
cash management and Para banking services provided by banks.
 Outline different types of banking like, Personal Banking, Retail Banking, Corporate Banking, SME
Banking, Rural Banking, Microfinance, etc.
 Appraise the importance of recovery bank loans, to minimize provision on loans and increase
profitability.
 Identify appropriate preventive, remedial and legal measures of recovery.
 Relate BASEL norms for Financial stability of Banks
Learning Outcomes:
Upon completion of this course, students are expected to:
1. Enhance their knowledge related to banking and equip the required capabilities for assuming the
position of a bank executive.
2. Assess credit proposals for retail and SME loans
3. Comprehend various types of risks associated with banking business
4. Appreciate the importance of recovery of loans for profitability of banks.
Recommended Text Book:

 Banking Principles and Operations: by M.N. Gopinath 7th Edition, Snow White Publications
Suggested reference books:

 Bank Management & Financial Service: by Peter S Rose and S C Hudgins, 8th edition, Mc Graw
Hill Education (India) Pvt Ltd
 Commercial Bank Management: by Kanhaiya Singh & Vinay Dutta, 1st Edition, Mc Graw Hill
Education (India) Pvt Ltd
Course Outline:
S Case /Reading article/ Lecture /
TOPIC Learning Outcome Ch
No Activity
1-2 Organization  Describe the overview of Evolution of banking in India: RBI
and Functions of banking system in India Web Site
Banks in India  Differentiate between public RBI Master Directions- 2
and private sector banks, RRBs (Financial Services provided by Banks)
. and Local area Banks, Directions, 2016
RBI/DBR/2015-16/25. Master
 Explain the functioning of
Direction/
different types of banking DBR. FSD. No.101/
groups 24.01.041/2015-16
 Conversant with the latest (Updated as on 25.09. 2017)
consolidation of Banks in India
3-4 Management of  Identify the asset and liabilities Activity: Analysis of Bank Balance
Bank Financial of a bank sheet (Balance sheets available in 22
Statements  Calculate NII, NIM, Burden, Bank websites) ,
Spread, Productivity, CASA RBI Master Circulars –
ratio, CD ratio etc. (A). Facility for Exchange of Notes and
 Comprehend the Profit Equation Coins. RBI/2019-20/02. DCM (NE) No. 29
G-2/08.07.18/2019-20
of Banks.
(B) Detection and Impounding of
 Employ Fundamental analysis,
Counterfeit Notes: RBI/2019-20/01
to assess the financial position DCM (FNVD) G –1/16.01.05/2019-20
of a Bank (C) Cash Reserve Ratio (CRR) and
 Analyze the Asset Liability Statutory Liquidity Ratio (SLR).
statements in Banks RBI/2015-16/98
 Explain the facility for DBR.No.Ret.BC.24/12.01.001/2015-1
(D) Money Market Instruments:
exchange of notes and coins FMRD. Master Direction No.2/2016-17
 Distinguish the legal tender
from the fake ones
 Explain the significance and
rationale behind maintenance of
CRR and SLR
 State the components of NDTL
 Compute CRR, SLR
 Recall the basics related to
purchase and sale of money
market instruments
5-6 Banker  Explain the significance of RBI Master Directions: 3
Customer KYC norms for opening KYC Norms
Relationship accounts and elements of KYC RBI/DBR/2015-16/18 6
Master Direction DBR. AML. BC. No.
 Name the different types of
/14.01.001/
bank customers and their 2015-16 (Up dated up to 20.04.20)
contractual relationships with
others / Banks ICMR Case:
 State the rights & duties of a Banker-Customer Relationship.
banker B-OOB0010
 Appreciate the rights and
obligations of customers
7-8 Banker’s duty to  Explain, the salient features of Cases:
honour cheques negotiable instruments, tenor of 1. Negotiability - 7
a cheque, Payment in due ICMR :(B-OOB0008)
course, wrongful dishonor of a 2. Is a Negotiable instrument Act a
cheque, bouncing of a cheque – boon? ICMR –B-OOB0011
criminal liability.
9-10 Pricing Deposits  Illustrate pricing of various RBI Master Direction -
and Advances deposit products Interest Rate on Deposits.
 Calculate Interest rates paid on Directions,2016 RBI/DBR/2015-16/19.
Master Direction DBR. Dir. No.84/
different types of deposits
13.03.00/2015-16. (Updated as on
 Explain significance of Deposit February 22, 2019)
mix RBI Master Direction -
 Define and explain the Interest Rate on Advances Directions,
components of PLR, BPLR, 2016.
Base rate and MCLR. RBI/DBR/2015-16/20
 Illustrate the pricing mechanism Master Direction DBR. Dir.
for loans No.85/13.03.00/2015-16
(Updated as 26,.02.2020)
11 Test -1  Sessions 1 to 10
Chapters: 2,3,6,7,22,29
12-13 Managing  Describe the various types of Indian Bank Policy on Bank
Deposit deposit products Deposits 2020-21
products  Appreciate operational matters https://www.indianbank.in/wp- 4,
like mode of operations, content/ uploads/2020/ 05 /Policy- 5
nomination facilities, TDS, on-Deposits-and-Unclaimed-
premature closure, Renewal,
Deposits.pdf
Death claim settlements,
Comprehensive Deposit Policy of
Deposit insurance
HDFC Bank
 Describe the salient features of
https://v1.hdfcbank.com/assets/pdf/Co
Non-Resident accounts. (NRO,
mprehensive_Deposit_Policy.pdf
NRE and FCNR accounts)
RBI Master Directions - Deposits
 Explain salient features of
and Accounts
Resident Foreign Currency
RBI/FED/2015-16/9
accounts (RFC, RFC (D), FED Master Direction No. 14/2015-16
EEFC, DDA accounts) (Updated as on 09.01.2020)
14-15 Credit  Name the cardinal principles RBI Master Circular – Exposure
Management of lending, (6 Cs & 4 Ps of Norms. RBI/2015-16/70, BR.
Policy in Banks Lending), No.ir.BC.12/13.03.
00/2015-16
 Classify the different types
of credit products/ types of 16
RBI Master Circular- Loans and
loans ,
Advances – Statutory and Other
 Examine, the significance of Restrictions. RBI/2015-16/95, DBR. 17
credit policy in Banks. No. Dir.BC.10/ 13.03.00/2015-16
 Appreciate RBI’s prudential
and exposure norms and
other statutory norms for
dispensation of credit
16-17 Priority Sector  Describe the concept priority RBI Master Direction - Priority 17
Lending: Rural sector lending in Indian Sector Lending – Targets and 18
Banking. banking. Classification (A) Commercial 19
Banks. RBI/FIDD/2016-17/33 Master
 Elucidate the structure and
Direction
performance of rural banking/
FIDD.CO.Plan.1/04.09.01/2016-17.
microfinance sectors in India. Updated as on December 05, 2019
 Appraise b ,Financial Master Circular on SHG-Bank
inclusion, BC/BF models, and Linkage Programme
SHGs RBI/2019-20/08 FIDD.FID.BC.
 Define MSME No.05/12.01.033/2019-20
 State the problems and RBI. Master Direction - Lending to
MSME Sector RBI/FIDD/2017-2018/56
prospects of MSME lending
Master Direction FIDD.MSME &
in India
NFS.12/06.02.31/2017-18 (Updated as
 Determine working capital on April 25, 2018)
finance for MSMEs
18 Retail Banking  Explain retail banking, retail Activity: 16
loans, deposit and services, Visit the web sites of different banks to
 State the salient features of ascertain the different retail banking
Personal loans, Consumer loans, products offered by them.
Housing loans, Educational
loans etc.
 Plastic money.
19 Corporate  Explain the features of RBI Master Circular- Loans and
Banking corporate banking Advances – Statutory and Other
 Conversant with the “Loan Restrictions. RBI/2015-16/95, DBR.
No. Dir.BC.10/ 13.03.00/2015-16
system for delivery of Bank
Credit”
 Distinction between 17
Consortium, multiple banking,
Loan syndication.
 Assess the working capital
requirements of corporate
proposals
20 Non-Fund  Explain the different types of Case:
Based Services non-fund-based limits like BGs, Bank Guarantee -Precautionary
LCs, LOC and LOU measures ICMR B-OOB0015 21
 Assessment of credit limits for
L.C and B. G
Chapters: 4,5,16, 17, 18, 19,21 and the
21 Test-2  Sessions: 12 to 20
reading material provided.
22 Legal aspects of  Explain the typical aspects of Activity:
Lending bank lending that is essential to Examine the essential elements related
legally protect the interests of to Bank documentation. 17
banks
 Differentiate hypothecation,
pledge, mortgage, assignments
 Explain the significance of
stamping the documents and
registration of charge
23-24 Management of  Describe the importance of RBI Master Circular - Prudential
Credit and recovery management norms on Income Recognition, Asset
Recovery  Explain the prudential norms Classification and Provisioning
&classify loan assets into pertaining to Advances
performing and NPA RBI/2015-16/101, DBR. No.
BP.BC.2/21.04.048/2015-16
25 Recovery  State the different method of Activity: 16
Management recovery of Loans. (Preventive, The student shall compare and 17
Remedial and Legal measures contrast, the following methods of
of recovery) recovery of Bank loans
 Explain the role of; Courts, 1. Filing suit in the court of law.
DRT, Lok Adalat, SARFAESI 2. Submitting a petition before DRT
Act, in recovery of loans. 3. Resorting to Lok Adalat
 State the salient features of 4. Enforcing SARFAESI Act
Bankruptcy laws in India
 Explain the procedure of
nursing & rehabilitation of sick
units
26 Para Banking  Explain various types of Para RBI Master Circular - Para-banking
Services banking business that aid the Activities RBI/2013-14/61 DBOD. 10
income of banks and provide a No.FSD.BC.05/ 14
variety of service platforms 24.01.001/ 2013-14
27 International  Define global banking RBI Master Direction - Liberalized 21
Banking  Distinguish, Nostro, Vostro and Remittance Scheme (LRS)
Loro accounts RBI/FED/2017-18/3
FED Master Direction No. 7/2015-16.
 Appreciate the risks in
(Updated as on June 20, 2018)
international trade RBI Master Direction - Other
 Define offshore banking, tax Remittance Facilities
havens RBI/FED/2015-16/4
 State the salient features of; FED Master Direction No. 8/2015-
Money Transfer Service 16.(Updated as on November 6, 2018)
Scheme, Liberalized
Remittance Scheme, Outward
Remittances
 Depict Foreign Investments in
India
28 Banking and  Explain new technology- Article: Impact of Technology in 10
Technology oriented; channels like mobile Banks- Bank Quest- Oct-Dec-2010) 15
banking, online banking, Reading Material:
remittance facilities like file:///C:/Users/profd/Desktop/New%2
RTGS, NEFT and IMPS, 0folder%20(2)/Banking/Handbook_on
MICR and CTS cheques etc. _Digital_Finance_for_Rural_India_En
glish.pdf
29 Customer  State the significance of RBI Master Circular on Customer 23
Service in banks customer service in banks, and Service in Banks. RBI/2015-16/59,
the recommendations of Talwar, DBR No. Leg.
Goiporia & Damodaran BC. 21/09.07.006/2015-16
Committees.
 Explain the salient features of
Ombudsman scheme and
Consumer Forums
30 Risk  Appreciate banking sector risks Case: 26
management in  Explain BASEL norms, CAR Risk management at Wellfleet bank-
Banks and regulatory capital all that glitters is not gold
HBS:9-110-011
31 Test-3  Sessions 22 to 30 Chapters:10,14,15,16,17,21,23,26
32-33 Supervision and  Describe the onsite and offsite Reading Material:
Performance surveillance of banks 1. Excerpts from “Report Trends and
evaluation of  Apply CAMELS rating for Progress of Banking in India 2018-
Banks, in India performance evaluation of 19” (Balance sheet and P&L
Banks account of Banks, Cost and Return 25
 Describe Prompt Corrective on funds, ROA, ROE, Capital
Action by RBI funds. NPA)
 Analyze the financial Stability 2. Financial Stability Report- 2019
Report-2019 https://rbidocs.rbi.org.in/rdocs/
PublicationReport/Pdfs/FSRJU
NE2019E5ECDDAD7E514756
AFEF1E71CB2ADA2B.PDF
Evaluation Timelines
Keeping in line with continuous evaluation at IBS the following evaluation schedule has been drawn.
Students are expected to go through the dates / sessions mentioned and prepare accordingly.
Component Component Expected slot / Marks declaration by Weightage

Number due date
Class Participation 1 33rd Session Within 3 days from 10
33rd Session
Test I 2 11th Session Within 3 days from 20
the date of Test
Test II 3 21st Session Within 3 days from 20
(LG 3: Communication skills, the date of Test
LG 4: Leadership Skills,
AOL 3 )
Test III / Project Report 4 31st Session
Within 3 days from 10
the date of Test
End exam At the end of As per Exam’s Within 3 days from 40
semester schedule. the date of Exam
Total 100
Electronic and Web resources: Swayam Videos, Syndicated Databases

IBS Hyderabad (Academic Year – 2020-21)
Course Handout
Program : MBA
Course Code :SLFI608
Course Title : Financial Derivatives Risk Management
Semester : III
Faculty Name : Room No :
Consultation Day/Hours :
Mobile No :
Email :
Course Description:
Students understand the various types of risks a corporate is exposed to and also apply the various risk
management tools to hedge the risks. Topics include the importance of risk management, types of risks,
types of financial derivatives; forwards, futures, options and swaps; pricing financial derivatives and
their application in hedging, speculation and arbitrage etc.
Course Objectives:
• To provide a conceptual knowledge and application of the derivative instruments and their
applications in managing various types of financial risks.
• To provide a framework on mechanics, properties and valuation of forwards, futures, options and
swap instruments.
• To provide a framework on how to value derivative instruments and use them for hedging,
speculation, and arbitrage.
• To enable the student learn about risk management strategies and practices.
Learning Outcomes:
Upon completion of this course, students are expected to :

1. Conceptually understand the mechanics of Forwards/Futures, Options and SWAP markets
2. Comprehend and apply the hedging strategies using futures for real world situations
3. Analyze the trading strategies involving options which helpthe student in understanding problem
solving techniques.
4. Get first-hand experience on valuation of Forwards/Futures, Options, and SWAPS which helps in
interpreting and drawing inferences
5. Understand the basics of exotic derivatives as well as other types of derivatives such as weather
derivatives
 Options, Futures and Other Derivatives: by Hull, John C. & Basu, S., 10th Edition, Pearson, 2018
(JCH).
Suggested Reference Books:
 Derivatives: Valuation and Risk Management by Dubofsky, David A., 1st Edition, Oxford Publication,
2002.
 Derivatives: Principles and Practice by Sundaram, R. K and Das, S.R., 1st Edition, McGraw Hill
Publications, 2013.
Course Outline
Sess
Case /Reading article/
ion Topic Learning Outcomes Chapters
Lecture / Activity
No.
Why manage Risk? Industry
Describing the importance of Background Note
Introduction to Risk risk management in an Product Code: 9-294-107-PDF-
1
Management organization ENG
Publication Year: 2001
Industry: Finance
1
Honeywell Inc. and Integrated
Risk Management
Introduction to Financial Describing various types of
Product Code: 9-200-036--PDF-
2 Risk Management financial risk
ENG
Industry: Finance
Introduction to Derivative
Introducing the students to
Instruments
various types of derivative
Introduction to Product Code: 295141-PDF-
3-4 instruments such as 2
Derivatives ENG
futures/forwards, options,
swaps.
Industry: Finance
Application For Financial
Forwards and Futures: Understanding the market Futures – 3-286-109-PDF-ENG
i. Differences between mechanism of forwards and Publication Year: 1986
forwards and futures futures Industry: Finance
ii. Functioning of the
5-10 3 &5
futures market Understanding how to use
iii. Valuation of forwards and futures for Application For Financial
forwards/futures hedging, speculation and Futures – 5-286-109-PDF-ENG
iv. Futures on stock, index arbitrage Publication Year: 1986
and commodity Industry: Finance
11 TEST-I Sessions 1 to 10 TEST-I: Chapters - 1, 2, 3, & 5
Options: The Keller Fund’s Option
Describing market
To explain students: Investment Strategy-(9-295-
mechanism of options and
i. The fundamentals of 096-PDF-ENG
money-ness of options
options Publication Year: 1995
12- ii. Functioning of the Industry: Finance 9, 10, 11,
Explaining various types of
21 options market 12 & 14
option strategies
iii. Valuation models of
Options
Conducting the valuation of
iv. Options trading
options
strategies/Option Greeks
22 TEST-II Sessions 12 to 21 TEST-II: Chapters - 9, 10, 11, 12 & 14
Describing the positions for

Swaps: Note on Foreign Currency
fixed rate payer and fixed
i. Swaps Swaps- (9-292-043)
23- rate receiver at initiation
ii. Forward Rate Publication Year: 2002 7
28 and during the life of interest
Agreements (FRAs) Industry: Finance
rate swap and currency
iii. Currency Swaps
swap
iv. Interest Rate Swaps Designing swaps
v. Swap Valuation Conducting the valuation of
swaps
Credit Derivatives:
i. Credit Default Swaps
Discussing implications of
ii. Valuation of CDS
trading in credit default
29 iii. Risk Management 24
swaps and credit linked
from the perspective of
notes
banks and investors
iv. Risk Management
Weather Derivatives:
i. Importance of weather
Comprehending the
derivatives
30 mechanics of weather 25
ii. DD scales
derivatives
iii. Using futures, options,
and swaps on DD scales
Value at Risk (VaR): i. The
VaR measure
ii. Historical simulation
method Measuring Value at Risk
iii. Model building using delta normal method
31 Excel Demonstration 21
method and historical simulation
iv. Monte-Carlo method
simulation
v. Stress testing
Major Events:
Appreciating the current risk
32 i. Future of derivatives
management environment
ii. Misuse of derivatives
Students are assigned a project on how to
33 Project Work Sessions 1 to 32 apply derivatives for hedging, speculating
and arbitrage purpose
Expectations from Students

a. Students must report to the respective sessions well before the announced time. Latecomers will not
be permitted to join the class after the scheduled time. If late, the attendance for that session will be
marked as absent.
b. Read the Case Study / material well prior to the class discussion. He/she is also expected to read the
chapter indicated in the course plan as the faculty directs.
c. In the class discussion student is expected to participate actively and contribute to individual and
group learning. Evaluation is based on active participation.
d. Evaluation is a continuous process at IBS. Every student needs to be aware of the timelines given in
the section below. Absence from these evaluations will mean non awarding of marks in that particular
component
e. Each faculty has been given a scheduled consultation hour. Utilize this time to meet the faculty and
clarify doubts if any, seek explanations and get mentored if needed.
Component Component Expected slot / Marks Weightage

Number due date declaration by
Test I 1 11 Session
th 13th Session 10
Test II 2 22nd Session 24th Session 20
Class Participation 3 Continuous 33th Session 10
Project Work 4 33rd Session Before End 20
Term
Examination
End Term examination At the end of the semester 40
Total 100
Electronic and Web resources:
Digital/Software Tools :
https://www.nseindia.com/products/content/derivatives/equities/fo.htm
Swayam/NPTEL/YouTube Video Links :
https://nptel.ac.in/courses/110/107/110107128/
https://www.nseindia.com/live_market/dynaContent/live_watch/option_chain/
AOL Assessment:
Financial Risk Management subject has been considered for Assurance of Learning to assess critical thinking
levels of the students. It is observed that more than 80% of the students have met the expectations.
IBS Hyderabad
Academic Year (2020 – 2021)
Course Handout
Course Code : SLF1611
Course Title : Financial Statement Analysis Semester: III
Faculty Name Room No:
Consultation Hours (Day/time): Tuesday, 1:30-2:30pm
Mobile No: Email:
Course Description:
Students examine financial statements in-depth to assess the Performance of Companies and Financial Position. Apply important tools and
techniques analyzing and interpreting financial statements of all types of business entities. Topics include assets and liabilities sides of
balance sheet, inter corporate loans, mergers and acquisitions, cash flow analysis, deferred taxes, leases off the balance sheet debts,
foreign currency transactions, ratio analysis, EVA and window dressing.
Course Objectives
At the end of the course, students are expected to:
1. Apply various tools and techniques to Assessing Performance of Companies and Financial Position;
2. Analyze, evaluate and interpret financial statements of all types of business entities.
3. Assess the financial health of business organization.
Learning Outcomes
At the end of the course, the student will be able to:
1. Analyze and interpret the information provided in the financial statements of different business entities;
2. Demonstrate the ability to apply various tools and techniques to analyze financial statements;
3. Demonstrate the ability to use critical thinking, analysis and synthesis for effective decision making;
Pre-requisites: Clear understanding of topics taught in the 1st Semester, Accounting for Managers
International Financial Statement Analysis by Thomas R Robinson, Elaine Henry, Wendy L Pirie and Michael A Broihahn, Wiley
Publication, Third Edition, 2015
Suggested books:
1. The Analysis and Use of Financial Statements, by Gerald. I. White, Ashinpaul. C. Sondhi and Dov Fried - Third Edition - Wiley
Publication, 2004;
2. Financial Accounting: Reporting & Analysis - Earl K.Stice & james D. Stice – South Western CENGAGE Learning (Publication)
3. Analysis of Financial Statements - Charles H.Gibson - South Western CENGAGE Learning (Publication)
4. Financial Statement Analysis - John J.Wild, K. R. Subramanyam & Robert F. Halsey - McGraw Hills (Publication)
Detailed Course Curriculum

Sess Topic Key Concepts Session Learning Outcomes Chapter Case Details Digital/ Swayam/N
ion Reading PTEL/You
No. Software Tools Tube Video
Links
Websites
1– Introduction To make the student Importance of Financial Chapter – Financial Statement Annual report of https://nptel
2 to Financial understand the Reporting, Users of Financial 1 Analysis: An Tata Steel from .ac.in/cours
Statement Overview of Statements and Importance of Introduction; the website es/1101070
Analysis Financial Statements, Financial Statement Analysis – Annual Report of 73/34
Contents of Annual Annual Report Contents any company;
Report, Users of (Introduction to Statement of
Financial Statements, Financial Position, Statement of HBS Note:
Utility of Financial Comprehensive Income and Financial Statement
Statements, Ratio Statement of Cash Flows) and Analysis
Analysis, Du Pont The Framework of Financial
and its implications Statement Analysis;
3 Financial Indian AS, IFRS, Importance of Financial Chapter – FASB website https://nptel.
Reporting International Reporting Standards, IFRS, 3 ac.in/courses
and Accounting Convergence and Adoption of /110107073/
Regulations Standards, IFRS; Future Perspectives 25
Functioning of IFRS,
various documents
that guide the users
of Financial
Statements
4 Analysis of Compare and Cash Flows from Operating, Chapter – Understanding Indian AS –
Cash Flows contrast the cash Investing & Financing 6: Cash Flow Ministry of
flows –Operating, Activities; Distinction between Statements; Company Affairs https://nptel
Financial and the Direct Method and Indirect Case: Statement of website .ac.in/cours
Investing Activities; Method; Accounting Profit Vs. Cash Flows – Three es/1101070
Analyze and interpret Cash Profits; Examples 73/58
cash flow statement;
5 Analysis of Inventory Pricing Distinction between costs Chapter –
Inventories methods and included in Inventories and 8 Merrimack Tractors
valuation, impact of Costs recognized as expenses in AFM and Mowers: LIFO
change in methods, the period in which they are Course or FIFO?
and utility of info in incurred; different inventory Inventory
decision making; valuation methods; (Lower of Chapter –
Describe the rules in the two: Cost or NRV); LIFO AHM
measurement of Reserve; LIFO Liquidation;
inventory; Impact on Incomes and
presentation and Financial Position
disclosures
requirements; and
Interpret the ratios to
evaluate inventory
mgt..
6– Analysis of Fair Value of Fixed Distinction between the costs Chapter – IFRS website
8 Fixed assets, capitalization that are capitalized and costs 9 Depreciation at
Assets vs. expensing and its that are expensed in the period Delta Air Lines:
impact on Financial in which they are incurred; The "Fresh Start"
Statements; Fair Intangible Assets Acquired Vs.
value of good will Internally Developed; and The Talbots, Inc.
and test for Acquired in a Business and Subsidiaries:
impairment of Acquisition – Goodwill; Accounting for
goodwill; Intangible Assets other than Goodwill
Depreciation Goodwill; Fair value of good
methods and will and test for impairment of
reporting practices goodwill; Depreciation methods
and reporting practices; and
different amortization methods
of intangibles, impairment of
assets
Analysis of Explain the detailed Understanding different types Chapter –
9-10 Equity Equity Section of equity, different classes of 14
including shares; importance of buy-back
Presentation & and ESOP + bought back shares
Reporting as incentive for managers, etc.
requirements;
Describe and analyze
the various actions of
the company such as
stock splits, bonus
issues, FPO on the
Financial Statements
Test 1
12- Analysis of Compute the initial Accounting and valuing of debt Chapter – Non-Current (Long ICAI website
13 Financing recognition, instruments and impact of 10 Term Liabilities);
Liabilities measurement and replacement of low cost debt
Including subsequent with older borrowings; Case: Lyons
Contingent presentation of bonds Document Storage
Liabilities Describe the Amortization of Discount on Corporation: Bond
presentation and Issue of Debentures; and Accounting;
reporting needs, and premium at the time of issue;
its impact on the Case: Kim Park
leverage and (B) Liabilities.
coverage ratios
Difference between
the Provisions,
Contingent Assets
and Liabilities
14 – Leases and Distinguish between Off Balance Sheet financing and Chapter –
15 Off-Balance Finance Lease and evaluation issues – lease 9 & 10 Case: Leasing
sheet debt Operating Lease accounting; financial lease vs. Decision at Magnet
from the perspective operating leases and impact on Beauty Products.
of Lessor and Lessee financial statements Inc.
Describe the
motivations of lease
assets and its edge in
the Financial
Statement Analysis.
Compare and
contrast disclosure
practices
16 – Analysis of Describe the How to estimate Fair Value of Chapter –
17 Inter- classification, Investments in Debt Securities? 17 Note: Fair Value
corporate disclosure and Amortization of Discount/ Accounting for
Investments measurement and premium on issue of debenture, Investments in
reporting under IFRS Types of Debt securities – for Debt Securities;
& USGAAP. reporting – TS, AFS and HTM
Analyse and interpret
the effect of
classification on
Financial Stmts. &
Ratios
18 – Analysis of Describe the Accounting for Business Chapter:
19 Business reporting, disclosure combinations and estimation of 14 Note: Accounting
Combinatio and measurement of Goodwill or Capital Reserve + for Business
ns investment in methods of Accounting and their Combinations:
subsidiaries, utility Acquisition
Associates, Joint Method;
Ventures
Describe the
rationale of
Consolidation and
methods used in
reporting of acquired
entities. Goodwill,
Capital Reserve, etc.
Acquisition Method,
Test 2
21- Analysis of Explain how deferred Concept of Deferred Tax Asset Chapter – Deferred Taxes at IFRS website
23 Income tax liabilities and and Liability, importance of 13 Obadiah Vineyard
Taxes assets are created and deferred taxes and utility in
evaluation of firm; Explain how
factors that
deferred tax liabilities and assets
determine the same. are created and factors that
Compare and determine the same.
contrast deferred tax
items
Identify the key
provisions of
difference under
IFRS and US GAAP
24 – Foreign Distinguish between Consolidation of Balance sheet Chapter: https://hbsp.harv
25 Currency Reporting Currency, when subsidiaries exist in other 15 Note: Accounting ard.edu/tu/fd652
Transaction Functional Currency countries – using foreign for Foreign 02d
s and Local Currency; currency statements; understand Operations;
Calculate the the difference between
transaction effect and transaction risk and risk of Case: Cosmeticos
the translation effect de Espana, S.A (A)
translation; Application of
on the Financial
Current Rate Method vs. Re
Statements; Analyze
measurement Method; Concepts
the impact of
alternative of Local Currency, Foreign
translation methods Currency, Reporting Currency;
on the Financial Functional Currency
Statements and in
case of
hyperinflation
economies.
26 – Financial Ratios and Utility of How to identify the firms by Chapter – Financial Analysis
27 Analysis the tools to identify reading ratios & linking the 7 Techniques
using Ratios the firms nature, behaviour of ratios with nature Case: Unidentified
business model of business Industries
28 Measure of To enable the student The student should learn the
Performanc understand the Stern process of EVA valuating the
e using and Steward Model firm from the perspectives of
EVA of EVA valuation of Returns over Cost of Capital for
the firm running the business inclusive of
risk for the equity and debt
holders;
29 – Quality of The Motivations of Why managers manipulate Chapter: Evaluating Quality Delloitte Material
30 Earnings managers to accounting and disclose 17 of Financial – Article on
Window smoothen earning, differently?; earnings Reports; Quality of
Dressing conditions conducive smoothening; activities that Financial
to present low- result in low quality of Quality of Earnings Statements
quality financial Analysis: Industry
earnings; Tools and
reports, mechanisms Background Note
that discipline techniques used by practicing by David Hawkins
Financial Reporting managers in disclosing and
Quality; Presentation risks that the shareholders
Choices; may have to face
31 Analysis of Income Statement Distinguish the assets and Basel Norms http://rbidocs
Bank and Balance Sheet of liabilities in a Bank Statement .rbi.org.in/rd
Financials Bank; vis a vis other companies; ocs/notificati
List the items in Bank Financial on/PDFs/70B
statements; Describe the IIIMC010713.
significance of Basel Norms pdf
and Capital Adequacy Ratios
Test 3
33 Wholistic Students will get Integration of
view of overall Financial Statement
F.S.A understanding of the Analysis
utility of Financial Techniques
Statement Analysis
Evaluation Pattern
Component Test-1 Test-2 Test-3 CP Term End Total

Exam
Weightage (%) 15 20 15 10 40 100
Time of Evaluation ( Session) 11 20 31 31 - -
Uploading of Marks ( Session) 13 22 33 33 - -

ICFAI BUSINESS SCHOOL, IFHE, HYDERABAD
MBA SEMESTER–III
Course Handout (AY 2020 – 2021)
Course Global Capital Markets Total Credits 3

Name of the Faculty Member Room No
Email Id Mobile No
Consultation Hours
Course Description
In the present investment world the global markets are more integrated than ever. In this context the finance manager has to have an in depth understand in go f the
functioning of the global markets. The topics include global financial markets, financial innovation, financial intermediaries, the world of alternate investments and the
major global crises.
Course Objectives The course is designed to…….

1) Giving a perspective to the students on the evolution of capital markets in different parts of the world and the subsequent integration happened through globalization
2) Discuss the asset based segmentation as well as geographical segmentation of capital markets
3) Provide an overview of financial innovations in the capital markets as well as covers some of the major crises and the response of the regulators as well as the
governments
4) Provide an overview about alternative investing strategies
Learning Outcomes At the end of the programme the student shall be able to …………………..
1) Understand the evolution and classification of global capital markets (Equity, Debt, Commodity, etc…).
2) Assess the role & features of instruments, issuers, investors, intermediaries and regulators in the development of capital markets
3) Comprehend the Implications of financial engineering or innovation on capital markets
4) Comprehend the affects of crisis on capital markets & role of regulators and government in times of crisis
5) Understand few of the alternate investment strategies and their role in global investments
Recommended Text Book Edition Author Publisher

Capital Markets: Institutions and Instruments (FM) 4th Edition Fabozzi, F. J. & Modigliani, F Prentice Hall India, New Delhi
Suggested Readings
1st Edition Liaw, K. T. Thomson South Western
1. Capital Markets
2. Global Banking 2nd Edition Smith, R.C. & Walter Oxford University Press
3. Global Capital Markets: Integration, Crisis and 1st Edition Obstfeld, M. & Taylor, A.M Cambridge University Press
Growth
Detailed Course Curriculum

Chapte Digital/ Swayam/NPTEL/YouTube
Articles (A)/Cases (C)/
Session r Software Tools Video Links
Topic Key Concepts Session Learning Outcomes Reports (R)/Technical
No Readin
Notes (T)
g
(1) Financial Assets and International Capital Berkshire Introduction to the Global
its properties (2) Markets and Sovereign Hathaway for Financial Markets -
Origin of the global Debt: Crises Avoidance getting GauravKashyap
Issuers, investors,
financial system (3) and Resolution (9-707- perspective of
instruments, and
Role of 018) (C) global
Overview intermediaries–
intermediaries (4) investments https://www.youtube.com/wa
of Market overview of ALM
Role of governments The Global Capital (http://www.berk tch?v=y8OAu9agIHs
Participant for financial
1-4 especially during 1&2 Market: Supply, shirehathaway.co
s and institutions –
crises (5) Demand, Pricing and m/) On the Role of Financial
Financial regulation of
Classification of Allocation – Chapter 4 - Innovation and Finance
Innovation financial markets
financial markets (6) The formation of the Science in Global Economic
– financial
Financial Global Capital Markets Growth and Development
innovation
Innovation: causes – McKinsey Global
and constraints Institute (R) https://www.youtube.com/wa
tch?v=XPH0bwOZOo8
(1) Role of Depository Exchange traded funds https://www.youtube.com/wa
Institutions (2) ALM at Vanguard - A (9-311- tch?v=hoh1IhRjlGg
problems for 134) (C)
Different financial institutions Easy Index Fund Investing
segments of (3) Insurance Introduction to Islamic [5 Vanguard Index Fund
The
Global capital companies business Finance (9-200-002) Portfolio]
structure
markets – product model (4) Insurance 3,4,5,6 (C)
5-9 of Global
based companies structure &7 https://www.youtube.com/wa
Capital
classification and and Investments (5) The Major Global Stock tch?v=Gi5frE3Jq4c
Markets
geographical Pension Funds, exchanges (9 – 902 –
classification Hedge Funds, 169) (C) How Islamic Finance
Exchange Traded Works
Funds and other The Capital Markets
AMCs Business Industry the times they
Model (6)Investment are a-changin’ – Oliver
banking Business Wyman (R)
Model (7) Primary
Secondary Markets
functioning (8) The
role of regulators
10 NCP 1
(1) Equity Markets Role of DMM
Virtual Stock
and types (2) The
exchange
major players in https://www.youtube.com/w
(Market Watch)
Leading stock the equity atch?v=pZpJgW0VnfA
for simulating
exchanges – Trading Markets (3) Trends in the Global
trading in US
mechanics – Major Indices Capital Markets Wall Street trader's NYSE
Markets
Regulation of equity and construction Industry: Sell-Side tour
markets – Stock (4) Trading Firms (R)
Equity Berkshire
11-13 Market indicator Mechanism, 13 &14 https://www.youtube.com/w
Markets Hathaway for
series – International Order Types and Global Investment atch?v=ns7kfI_apwk
getting
diversification – Transaction Outlook 2020-
perspective of
Equity derivative Costs (5) Blackrock
global
products Innovative equity
investments
instruments (6)
(http://www.berk
market structure
shirehathaway.co
and Price
m/)
Discovery
Alternative Investment
(1) Alternate Funds – The Next
Investment s and
Frontier@ 6th Indian
traditional Alternative
Berkshire Alternative Investments
Investments (2) Investments 2020 An
Hathaway for Summit
Market for Introduction to
getting
Alternate Alternative
Alternative perspective of
Investments (3) Investments – World
14 -19 Inventing Readings global https://www.youtube.com/w
Alternate Economic Forum (R)
investments atch?v=vAcGZ0oLmAw
Investments
(http://www.berk
Strategies (4) Alternate Investments
shirehathaway.co All About Alternative
Relevance of – CFA Institute (R)
m/) Investment Funds:
Alternate
FerozeAzeez
Investments and
Risks Involved.
https://www.youtube.com
/watch?v=reVp8ak6Bps
Hedge Fund Trader Ray
Dalio Best Trading
Techniques
/watch?v=2jKEFe0fPbI
20 NCP 2
(1) Money market https://www.youtube.com/w
Instruments (2) atch?v=RevtGXKeXVc
Relevance of Global bond markets flash
Credit Ratings warning
(3) Primary
markets and https://www.youtube.com/w
secondary atch?v=fKcVlyhKwFE
Trading of
money market The Biggest Risks Facing
instruments (4) Bond Markets
short term
funding https://www.youtube.com/w
Money Markets, alternatives for The US Government Berkshire atch?v=dTqo6_4Dr-M
Treasury and Agency corporate (5) Debt Market and the Hathaway for
securities market, , terms of loan Structure of Interest getting Treasury Bond Maven
Debt Corporate bond Agreements (6) Rates (9-285-186) (C) perspective of Robert Kessler Warns of
20,21,22,2
21- 23 Markets-1 market, Municipal Liquidation global Recession Ahead & Where
3,24,29
bond market , Process and Salomon and Treasury investments to Take Shelter
International Bond Creditors rights Securities Auction(9- (http://www.berk
Market (7) Financial 292-114) (C) shirehathaway.co
Innovation in m/)
bond Markets
(8)International
Bond Markets (9)
Comparison of
Yields in
different Bond
Markets (1)
Primary and s
Secondary
Market for
Municipal
Securities
(1) Securitization (2) International Bond Market
market for Savings and Loans and
Mortgage Backed the Mortgage Market https://www.youtube.com
securities Market (9 – 297-090) (T) /watch?v=54dgCMt8S5E
Money Markets, and
Treasury and Agency Functioning(3) Lehman Brothers and
securities market, , Asset Backed the securitization of
Corporate bond Securities Market American express
Debt
market, Municipal Instruments and 25,26,27,2 Charge Card
23 - 27 Markets-1I
bond market , Functioning (4) 8,32 Receivables (9 – 293-
Mortgage Market, Commercial 121) (C)
Asset Based Mortgage backed
Securities Market. securities A Note on the Pricing
Instruments and of Mortgage Backed
Functioning (5) Securities (0-287-060)
Market for credit (T)
Risk Transfer
Reasons for major global https://www.youtube.com/w

crises in equity, atch?v=VQzEWeGJLP0
Crises due to Currency, bond and
Global U.S. Subprime
pandemics, Sub- Mortgage Markets (2) Global Financial Meltdown
Market Mortgage Crisis:
28 - 29 prime crisis, How to deal with the Readings - One Of The Best
Crises: Policy Reactions (A) -
Currency Crises crises? (3) Effect of crises Financial Crisis
(9-708-036) (C)
Crisis on global markets and Documentary Films
economies (4) Lessons
for prevention of crises
30 NCP - 3
NCP 3 (PROJECT EVALUATION)

WHO, The learning’s
COVID 19 AND ITS EFFECT ON GLOBAL CAPITAL MARKETS Global
analyst 1. Understand the nature of the
n view of the COVID 19 pandemic the world markets have been affected. The reports, pandemic and its effect on the
31-33 Project
project is intended to make the students study the linkages between pandemic Global capital markets
Work
and its effect on different economies and the inter-linkages between the different Stock 2. Analyze the linkages between
assets classless. Students would analyses the pandemic effect on global and Exchanges different markets
specific geographical/country along with the effect on those countries major and 3. Understand the respective markets,
markets. The report should be a comprehensive one. Plagiarism is strictly Regulators the products, the intermediaries and
prohibited. The group has to make a presentation. Marks for the project will be websites regulators
awarded based on a) the quality of the content in the report b) class presentation 4. Assess the depth of the market
5. Find out financial innovations in the
market and the products or
processes specific to the respective
market
6. Analyze the effectiveness of the
government and regulator response
to protect the markets against the
pandemic and its results.
Evaluation Pattern
Component Test-1 Test-2 Test-3 CP Project Term End Exam Total
Weightage (%) 10 20 10 10 10 40 100
Time of Evaluation ( Session) 10 20 30 1- 30 33 - -
Uploading of Marks ( Session) 13 23 33 33 33 - -

a. Students must report to the respective sessions well before the announced time. Latecomers will not be permitted to join the class after the scheduled time. If late,
the attendance for that session will be marked as absent.
b. Read the Case Study / material well prior to the class discussion. He/she is also expected to read the chapter indicated in the course plan as the faculty directs.
c. In the class discussion student is expected to participate actively and contribute to individual and group learning. Evaluation is based on active participation.
d. Evaluation is a continuous process at IBS. Every student needs to be aware of the timelines given in the section below. Absence from these evaluations will mean non
awarding of marks in that particular component
e. Each faculty has been given a scheduled consultation hour. Utilize this time to meet the faculty and clarify doubts if any, seek explanations and get mentored if needed.
ICFAI BUSINESS SCHOOL, IFHE, HYDERABAD
MBA SEMESTER – III
Course Handout (AY 2020 – 2021)
Course Investment Banking Total Credits 3

Name of the Faculty Member Room No
Email Id Mobile No
Consultation Hours
Course Description
This course delves into the structure, management and practices of investment banking (IB). It covers the business activities of mergers and acquisitions, financing and
investment; and, the creation of value through financial advisory services. It looks into the business practices of private equity, hedge funds and trading operations. The
course emphasizes the role of the IB financial advisor and his/her importance in securing and facilitating IB business opportunities. Importantly, through our class
discussions and case-study work—each student will bring the answers to these questions into personal focus. Students are exposed to both the diagnostic and prescriptive
processes of IB allowing them to partake in the financial advisory process; and, understand what it means to be an IB practitioner or valued client.
Course Objectives The course is designed to

1) To introduce investment banking their role of investment bankers in the areas of assisting the individuals, corporations, and governments in raising financial
capital by underwriting or acting as the client's agent in the issuance of securities (or both) and the other ancillary services provided by them
2) To introduce different methods of valuation, discounted cash flow, relative valuation and option pricing models. To introduce firm valuation and equity valuation
3) To provide the students with conceptual foundation in the realm of investment banking with in-depth discussion of regulations
Learning Outcomes At the end of the program the student shall be able to
1) Gain an understanding of the role of investment bankers in financial sector
2) Appreciate the difference between price and value.
3) Students will understand how valuation is to be done and different models of valuation
4) Through simulation technique students will be gain practical exposure to apply valuation principles.
5) Students will understand the regulations of investment banking
Recommended Text Book Edition Author Publisher

st
1. Investment Banking: An odyssey of high finance 1 Pratap G Subramanyam TATA Mc Graw Hill Education
(India) Private Limited
Suggested Readings
2. Damodaran on Valuation: Security Analysis for 2nd AswathDamodaran Wiley Publishers
Investment and Corporate Finance
3. Investment Banking Explained: An Insider’s 1st Michel Fleuiret Mc Graw Hill Education (India)
Guide to Industry Private Limited
Digital / Software
Sessio Topic / Area Learning tools
Key Concepts Case details Digital Tool
n No. Covered Outcomes
1.How companies After completing Excel, Videos
rise capital this Topic, the Google Docs to share the course
students will be able contents and details of course
2. Underwriting to understand Inside the meltdown
The role of "https://www.pbs.org/wgbh/front
investment bankers line/film/meltdown/"
1. Note on
Introduction to
01 to 3. New debt and History of Credit crisis Visualized
Investment
02 equity Investment Banking https://www.youtube.com/watch
Banking
(9-902-168) ?v=bx_LWm6_6tA
4. Guidance to
issuers regarding the NPTEL/Swayam Videos:
issue and placement "https://www.youtube.com/watch
of stock. ?v=ope5Y3Mrsaw"
1.An Introduction to Excel, Videos Aswath Damodaran - Laws of

Cash-flow Valuation Valuation
Methods (9-295- "https://www.youtube.com/watch
155) ?v=c20_S-QgvsA"
Students will 2.Free Cash flow
Valuation Models https://www.youtube.com/watch
understand different ?v=znmQ7oMiQrM
models of valuation (9-288-023)
Discounted cash and appreciate the 3.Valuing Equity
03 to Valuation Cash flows (9-295- https://www.youtube.com/watch
flow, Relative differences between
08 Techniques 085) ?v=xV80dt1OZtQ
Valuation models and when to
apply which model 4. Valuation in
depending on the Private Equity
situation Settings (9-297-050)
https://www.youtube.com/watch
?v=8vYQpWXQ5hE
1.Note on IPO Excel, Videos NPTEL/Swayam
Process (9-200-018) Videos:"https://www.youtube.co
To introduce equity m/watch?time_continue=226&v
To understand
08 to Equity model of financing =bp76hNEIjAs"
IPOand FPO
10 Financing and the regulatory
processes
process https://www.youtube.com/watch
?v=yWIeTQfyZHE
TEST -1
Private Equity Students will Pharmacyclics: Excel, Videos
Fundraising process understand what Financing Research
private equity is and and Development (9-
when it is required 201-056}
11 to Private https://www.youtube.com/watch
to be raised.
13 Placement ?v=44zUkC1xVC0
Financing in family Student will Sun Brewing (A) Excel, Videos

firms understand the costs
and benefits of
Financing in business groups as TED EX
14 to an internal capital
emerging "https://www.youtube.com/watch
15 market.
markets ?v=suL-HkP-2Ts"
To introduce hybrid The will help Bear Stearns and the Excel, Videos
financing students to seeds of its demine
understand the need
of structure
16 to Structure financing and https://www.youtube.com/watch
17 financing process ?v=6Y3n4AKYr48
1.What are mergers Students will 1.Valuing a Business Excel, Videos,
understand when Acquisition Blackstone
mergers should take Opportunity (9-289- Celanese finance
place, what 039) * simulation
synergic effect is https://www.youtube.com/watch
and how to value ?v=30MnAxwDMJk
the target company
18 to Mergers and by understanding
22 Acquisitions the synergic effect
of mergers.
2.what is synergy
?v=axonFO5Vb2I
3.Valuation of target
company with
synergy
TEST - 2
1 debt financing and Excel, Videos
its impact on cost of https://www.youtube.com/watch
capital ?v=cg9RgzYzrK8
2.various debt
Students will https://www.youtube.com/watch
instruments like
understand the ?v=WGYxgESek00
structured models
importance of debt
3.Regulatory financing and how How much debt is
23 to Debt framework much debt is right for your
24 Financing optimum for a company (HBR
company and what 82413)
are the various
instruments by
which debt is raised
To introduce the Students will 1.Technical Note on Excel, Videos

25 to Leveraged concept of LBO its LBO valuation (B) https://www.youtube.com/watch
understand how
28 Buy-out effect on capital (9-902-005) * ?v=LVMLs2z1JYg
LBOs work
structure
And LBO valuation

?v=KT1VVstb1fU
Credit Rating Introduce credit To understand S & P’s Sovereign Excel, Videos
rating, ,its Credit rating Credit Ratings:
29-30
importance and process Scales and Processes
procedure (9-705-207)
Hedge Funds Introduce hedge Understand of The Hedge Fund Excel, Videos
funds ,how they hedge fund industry Industry (9-208-126)
31 impact the stock
?v=Qb7tbWuDc2U
market and
regulations
Test - 3
To introduce the How Venture Capital Excel, Videos
concept of venture Works (HBR 98611)
Venture To understand how
capital, venture
32 to Capital and venture capital and
capital industry in Note on angel https://www.youtube.com/watch
33 angel angel financing
India and regulatory Financing (9-298- ?v=_iepDwLJUwo
financing works
framework and angel 083) *
financing
Evaluation Pattern
Component Test-1 Test-2 Test-3 CP Term End Exam Total
Weightage (%) 15 20 15 10 40 100
Time of Evaluation (After Session) 11 22 31 31 - -
Uploading of Marks ( Session) 13 24 33 33 - -
IBS Hyderabad
Academic Year: June 2020-Oct 2020
Course Handout
Course Code : SLF1602

Course Title : International Finance&Trade Semester: III
Faculty Name : Dr T Koti Reddy Room No: D002
Consultation Hours (Day/time) :
Mobile No: 9866605139 Email: tkreddy@ibsindia.org
Course Description:
This course focuses on the emergence of a global marketplace and considers its implications for trade and finance in an increasingly globalized
World.Topics inclue Financial management in MNCs, Trade theories,Foreign Investment,Foreign exchange market,Risk management,Intenational Financial
markets&instruments, Capital Budgeting, International Financial Institutions ,World Trade Organization etc. An in-depth understanding of international
economics and finance issues is integral to successful international business strategies.
Course Objectives:

*Explain the principal theoretical models in international finance and establish their application to contemporary issues in the world economy.
*Examine issues of regional economic integration and exchange rates.
*Discuss the forex market and exchange rate issues that will help a manager appreciate the changes happening globally and integrate these inputs into his
decision-making process.
*Create an analytical framework for evaluating cross-border financing and investment decisions and the role of exchange rate issues in this context.
Learning Outcomes:
1.Helps to understand how external sector movements translate to changes in the domestic economy.
2. Global currency market movements and establish if any changes in these markets affect his organization.
3.Demonstrate the financial implications of the rapid integration of national economies worldwide through trade, financial flows and technology spillovers
upon the firm’s cross-border strategy.
4.Assess the impact of economic and financial liberalization as well as structural reforms upon the foreign exchange and financial markets of both advanced
and emerging market economies.
 International Finance by Rajiv Srivastav,Oxford University Press
Suggested books:
 International Finance, by Maurice Levi, 5th edition, Mc Graw Hill

 International Financial Management by Jeff Madura; 2008, Cengage Learning
 International Financial Management by Eun and Resnick, 4th edition Tata McGraw Hill
 International Economics by Carbaugh 11th Edition, Cengage Learning.
 Paul R Krugman and Maurice Obstfeld, ‘International Economics’, 8th edition
 Multinational Financial Management by Alan Shapiro, 9th Ed, Wiley
Other Reading Requirements
 The Business Line – Edit articles, The Wall Street Journal, Financial Times
 Eurofinance, The Business World (Weekly magazine – can also be read online)
 Economic and Political Weekly, IMF Newsletter
Internet Resources
 www.voxeu.org, www.rbi.org.in, www.imf.org, www.repec.org, www.bloomberg.com, www.bis.org
Course Outline
Date Session Topic / Area Covered Learning Outcome Case details Chapter
No. Reading
1&2 Introduction to international  Enable students to see a Chapter 1

finance and trade, broad picture of the P.42-
globalization and integration global economy 44(Shapir
markets  Enable students to o)
of financial
examine critically the p.2-
:advantages and 16&22(C
trends in global trade in
disadvantages etc goods and services arbaugh)
Trends in International Trade  Enable students to
analyze International
and Cross Border Financial Trade and Cross Border
flows Financial flows
(Sessions 1-2)
3&4 Absolute advantage  Enable students to apply 1. Finland Chapter
/Comparative advantage the international trade and Nokia: 2& 3
/Heckscher-Ohlin/ Product theories based on various Creating Carbough
factors of the World's P.28-85
life cycle theory of
production/factor Most
international Trade Competitiv Porter’s
endowments in a country
context e Economy article on
[702427- National
Porter’s Theory of National PDF-ENG] Diamond
Diamond – concept of
sustainable competitive
advantage
5,6, Balance of Payments  Enable students to 2. Thailand: An Chapter5

7,8 Accounting and related issues estimate/calculate a Imbalance of P.194-221
nation’s balance of Payments
Trade deficits, Current payment accounts from HKU 804-
Account Deficits and related data on international PDF-ENG
concerns transactions 3. Malaysia:
 Enable students to Capital and
J-Curve and Economic identify the links between Control
Implications of domestic and the [702040-
strengthening/weakening of a international flows of PDF-ENG]
goods, services and
currency
capital and to describe
how these links are
 Capital movements and
reflected in the various
impact on BOP
BoP accounts
 Capital Account
Convertibility
 Forex Reserves and its
Implications
10, 11, Evolution of IMS(Int.  Enable the students to 4. The Greek Chap 3
12 Monetary System), IMF’s describe the evolution Crisis:
role in the present situation, of international Tragedy or P.121-137
Opportunituy
Current international financial monetary systems
?
system and European 711088-
Monetary System  Analyse the role of
PDF-ENG
major international
organizations in 5. China’s
managing international Renmibi :
Current international financial
financial systems and “Our
system and European currency
associated issues and
Monetary System your
challenges,
problem”
 Enable the students to HKU 710-
describe the origins PDF-ENG.
Alternative exchange rate
systems: Gold Standard, purposes and
Bretton Woods System, consequences of
Flexible and Fixed exchange European Monetary
system and journey of
rate system Euro
Links between monetary  Students would be

systems and currency crises appreciate the linkage
between monetary
TEST 1 ON 11th SESSION
systems and currency
crisis in any given
situations
13&14 Function and Structure of  Students develop an Swayam Video Chap.7

Forex Market, Forex Market analytical framework of https://freevide
Participants examining the basic olectures.com/ P.265-288
functions and structures Course/3503/In
of the Forex market. ternational-
Finance/7
Spot & Forward Market
Payment and settlement
systems
15,16& Purchasing Power Parity,  Student would analyze Chap 2 &

17 Interest rate parity – Covered the mechanism of 4
& Uncovered, Fisher Effect, exchange rate is P.58-93&
143-185
BOP and Monetary Approach determined under
and Portfolio Balance different exchange rate
approach regimes
Forecasting Exchange Rates-  Student would identify

Efficient Market Hypothesis, factors affecting
Exchange rates in a
Fundamental Approach, floating exchange rate
Technical Approach systems in different
country context
 Enable students to
examine the motives,
and consequences of
central bank
intervention in the
foreign exchange
market
19,20, Currency Derivatives -  Enable the students to Chapters

21,22, Forward Contracts, Futures, examine how different 6..Foreign 8 – 11
23 Options & Swaps forms of foreign Exchange P.292-
exchange exposure Hedging 317,329-
Transaction, and Translation affects the firms who are 344&355-
strategies at
Exposures – Measurement & into foreign business 391
General
Management  Enable the students to
design a framework for Motors:
Transactional
Economic exposures: measure firms Forex Risk
management strategies and
and management
and manage optimally Translational
their currency transaction Exposures
and translation risks
st
TEST-2 ON 21 SESSION [205095-
PDF-ENG]
https://swaya
m.gov.in/cour
se/3679-
commodity-
derivatives-
and-risk-
management
24,25 International Foreign  Students are cable enough Chap 15

Investment to investigate the 7.The & 16
advantage and Refinancing
Corporate Strategies and FDI disadvantage of of Shanghai P.549-
Advantages & Risks of international investments, General 573&579-
International Investments issues and challenges Motors (A) 595
[204031-
PDF-ENG]
26, Issues in Foreign Investment Swayam Chap 14&

27,28, Analysis  Enable students to Video: 17
29
Techniques used in develop a plan for
https://freevide p.512-
international project appraisal international investing olectures.com/ 538&600-
such as APV which help investors to Course/3349/In
achieve a better risk frastructure- 623
International Capital Structure
and return trade off Finance/11
andCost of Capital than investing solely in
International CAPM domestic market.
International capital
 Students would be
budgeting
capable enough to
calculate the currency
risk associated with
Test-3 on 29th session
investing in securities
issued in different
markets and
denominated in various
currencies
30&31 Types of Markets and  Students develop a 8.Belco Chapter

Instruments: Short term & broad framework for Global 18 &19
Long term Financing Cash international business
Management in MNCs Foods P.637-
financing and
660&
appreciate the reasons (211033-
for raising capital 667-695
overseas PDF-ENG]
 Students gather
practical experience on
multinational cash
management in case of
a low margin and high
volatile market
situations
32&33 WTO roles, functions, Trade  The significance of 9..Brazil: P.182-

Agreements; Trade Policies, WTO and its Leading 200,264-
Trade Blocks Terms of Trade genesis the BRICS? 280,285-
and India  The functions and 299
the structure of 711024- (Carbaug
WTO PDF-ENG h)
 An overview of
WTO agreements
 WTO and its
impact on Indian
economy
a. Students must report to the respective sessions well before the announced time. Latecomers will not be permitted to join the class after the
scheduled time. If late, the attendance for that session will be marked as absent.
b. Read the Case Study / material well prior to the class discussion. He/she is also expected to read the chapter indicated in the course plan as the
faculty directs.
c. In the class discussion student is expected to participate actively and contribute to individual and group learning. Evaluation is based on active
participation.
d. Evaluation is a continuous process at IBS. Every student needs to be aware of the timelines given in the section below. Absence from these
evaluations will mean non awarding of marks in that particular component
e. Wherever applicable, group assignments require each student to contribute to the group effort. This enhances group effectiveness and leads to
greater appreciation of working in groups.
f. Formal dressing is suggested for all students. Do not roam in the academic area/ attend classes in chappals / shorts / informal t shirts
g. Students are expected to show high regard and appreciation for in class discipline and desist from using mobile phones. This disturbs the class
ambience and unnecessarily diverts attention of other students as well as the faculty member.
h. Each faculty has been given a scheduled consultation hour. Utilize this time to meet the faculty and clarify doubts if any, seek explanations and get
mentored if needed.
i. Attendance is compulsory in all sessions. However refer to guidelines in your academic handbook for exceptions.
Keeping in line with continuous evaluation at IBS the following schedules have been drawn. Students are expected to go through the dates /
sessions mentioned and prepare accordingly.
Component Component Weightage

Number
Test-1 1 20
Test-2 2 20
project 3 10
CP 4 10
End term 5 40
Total 100
Course Handout
Program : MBA
Course Code : SLFI502
Course Title : Security Analysis Semester: III
Faculty Name : Dr. M V Narasimha Chary Room No: F-206
Consultation Hours (Day/time): Tuesday, 9:30-12:30 PM
Mobile No: +91 9849039664 Email: chary@ibsindia.org
Course Description:
Students examine fundamental principles and techniques of security analysis in developing their
decision-making skills in the context of Investments. Topics include the investment environment;
markets and instruments; macroeconomic and industry analysis; fundamental analysis; technical
analysis; Company analysis and equity valuation models; Bond Markets and Valuation of Fixed
Income Securities; Duration, Convexity and Immunization; Efficient Market Hypothesis and Research
Report Writing.
Course Objectives
• Appraise the functions and performance of Indian Stock Market, Bond Market and Financial
System.
• Analyze equity and fixed income securities.
• Evaluate Securities using different techniques of valuation and technical analysis.
• Apply tools and techniques to exploit recurring and predictable patterns in stock prices.
• Differentiate Duration, Modified Duration, Convexity and Immunization of portfolio.
• Apply Fundamental and Technical Analysis and write research reports
Learning Outcomes
1. Develop required skills for analyzing and assessing securities.
2. Demonstrate analytical skills in financial decision making process.
3. Evaluate a firm from fundamental and technical perspective using various tools.
4. Identify undervalued securities and implement strategies for Investments.

 Investments by Zvi Bodie, Alex Kane, Alan J Marcus & Pitabas Mohanty, 11th edition, Mc
Graw Hill Education (Hard Copy).
 eBook (Standalone) - Investments by Zvi Bodie, Alex Kane, Alan J Marcus & Pitabas
Mohanty, 11th edition, Mc Graw Hill Education (Online and Offline reading).

 Security Analysis and Portfolio Management by Donald E. Fischer, Ronald J.Jordan and
Ashwini K. Pradhan, 7th edition, Pearson.
 Investment Analysis and Portfolio Management by Reilly and Brown, 8th edition, Cengage
Learning
1
Case /Reading Digital Tools

Session
Topic Learning Outcomes article/ Lecture / Chapters (NPTEL, YouTube
No.
Activity Videos)
NPTEL Lecture/Videos:
https://nptel.ac.in/courses/
110105036/
Description:
1. Mod-1 Session-1
Introduction to
Investment Management
2.Mod-1 Session-2
Markets for Investment
and Construction of
Indian Securities
Indexes
 Understand and comprehend the Market – A review
The investment environment. (ISMR – Latest
1-3 Investment  Appreciate the features of various Report) 1-3
110/105/110105121/
Environment financial markets and financial
Description:
instruments. www.nseindia.com/re
Lecture 01 : Introduction
search/publications
to Financial System
Lecture 02 : Equilibrium
in Financial Markets
Lecture 03 : Efficiency of
Financial Markets
Lecture 04 : Measures of
Financial Development
Lecture 05 : Financial
Development and
Economic Growth
110105036/
Description:
 Calculate the mean, variance, standard 1. Mod-2 Session-3 Risk
deviation of a security. and return – I
 Recognize the importance of 2. Mod-2 Session-4 Risk
covariance and correlation between and return – II
securities.
Risk and Beta Management
4-6  Estimate the beta of securities. 5-9 https://nptel.ac.in/courses/
Return Company (HBS case)
 Select securities based on their risk 110/105/110105121/
and return characteristics to form a Description:
portfolio. Lecture 06 : Systematic
 Evaluate the risk and return of a risks in financial system
portfolio. Lecture 07: Unsystematic
risks in financial system
Lecture 08: Return
concepts in financial
system
Economic survey of NPTEL Lecture/Videos:
 Appreciate the importance of macro-
India 2019-20 & https://nptel.ac.in/courses/
Economic & economic factors that affect the
Budget Latest (Soft 110105036/
7-9 Industry intrinsic value of securities. 17
Copies to be Description:
Analysis  Comprehend industry related factors
downloaded from 1. Mod-7 Session-13
and their impact on security prices.
www.Finmin.nic.in ) Economic Analysis – I
2
 Identify and be familiar with various 2. Mod-7 Session-14

sources of information required for Economic Analysis – II
conducting security analysis. 3. Mod-8 Session-15
Industry Analysis – I
4. Mod-8 Session-16
Industry Analysis – II
110/105/110105121/
Description:
Lecture 09: Fundamental
analysis of financial
assets
Sessions 1 to 9
10 TEST-1
Chapters - 1, 2, 3, 4, 6, 7, 8
YouTube Lecture/Videos:
/playlist?list=PLUkh9m2
BorqnKWu0g5ZUps_Cb
Valuation Concepts:
Q-JGtbI9
Evaluating
Description:
opportunity (HBS
1. Module: Valuation,
case)
Sessions 1-25.
Corporate Valuation
and Market Multiples
(HBS Case)
110105036/
Description:
 Comprehend various qualitative and A Note on Valuation
1. Mod-9 Session-17
quantitative fundamental factors to be in Private Equity
Company Analysis – I
considered for a company’s equity Settings (HBS case)
Company 2. Mod-9 Session-18
stock research.
Analysis and Company Analysis – II
11-16  Perform valuation using different Valuation of Air 18-19
Equity
discounted cash flow techniques like Thread
Valuation https://nptel.ac.in/courses/
dividend models, free cash flow Connections(HBS
110/105/110105121/
models and relative valuation case)
Description:
techniques.
Lecture 09: Fundamental
Mercury Athletic:
Valuing the
assets
opportunity (HBS
Lecture 46 : Stock market
case)
–I
Notes on Valuation
– II
concepts & procedure
and demonstration
– III
using excel sheets
– IV
–V
3
110105036/
Live demonstration Description:
using trading 1. Mod-10 Session-19
software: Technical Analysis – I
 Gain in-depth knowledge of technical https://www.chartnex 2. Mod-10 Session-20
Technical
17-19 analysis tools based on chart patterns us.com/ 12 Technical Analysis – II
Analysis
and indicators. http://www.investope
dia.com/university/te https://nptel.ac.in/courses/
chnical/techanalysis8. 110/105/110105121/
asp Description:
Lecture 10: Technical
assets
YouTube Lecture/Videos:
/watch?v=qFkoHpzt61c
Description:
Discussion using
What's in an Equity
 Understand and assess the important sample equity
Equity Research Report?
elements of various equity research research reports from Online
20 Research
reports that enable investors take HDFC Securities, resource
Report https://www.youtube.com
informed decisions. ICICI Direct, Money
/watch?v=BSy907nudaE
Control etc.
Description:
How to Write an Equity
Research Report - Tips
from Ex-Lehman Analyst
110105036/
Discussions and
Description:
Efficient  Understand how security valuation is Empirical analysis of
1. Mod-4 Session-7
21 Market affected by the kind of information various forms of 11
Efficient Market:
Hypothesis flow and efficiency in the market. market efficiency
Concepts and Forms of
using excel sheets
Market efficiency
2. Mod-4 Session-8
Testing Market efficiency
Sessions 11 to 21
22 TEST-2
Chapters – 9, 10, 11, 18, 19
Duration,  Apply the concepts to hedge/mange Note on Duration and
110/105/110105121/
23-25 Convexity and the risk associated with the bond convexity. (HBS 16
Description:
Immunization investments. Case)
Lecture 44 : Bond
Analysis – IV
 Distinguish various fixed income https://nptel.ac.in/courses/

Bond Markets
instruments available in the global 110105036/
and Valuation Note on bond
markets to finance their projects. Description:
26-30 of Fixed valuation and returns 14-15
 Comprehend different methods of 1. Mod-16 Session-32
Income (HBS Case)
bond valuation, YTM and principles Bond Pricing and Yield
Securities
of bond valuation.
4
 Forecast future bond yields from the https://nptel.ac.in/courses/

existing data. 110/105/110105121/
 Discover mispricing and design Description:
synthetic bonds to make arbitrage Lecture 41 : Bond
profits. Analysis – I
Lecture 42 : Bond
Analysis – II
Lecture 43 : Bond
Analysis – III
PROJECT REPORT
Research Report on Equity Stock based on Fundamental and Technical Analysis
31-33 Parameters for evaluation:
Research Report, Valuation (DCF, Relative), Recommendation based on Fundamental Analysis, Technical Analysis and
Presentation

a. Students must report to the respective sessions well before the announced time. Latecomers
will not be permitted to join the class after the scheduled time. If late, the attendance for that
session will be marked as absent.
b. Read the Case Study / material well prior to the class discussion. He/she is also expected to
read the chapter indicated in the course plan as the faculty directs.
c. In the class discussion student is expected to participate actively and contribute to individual
and group learning. Evaluation is based on active participation.
Component Expected slot / Marks

Component Weightage
Number due date declaration by
Test - 1 1 10 12 15
Test - 2 2 22 24 15
Project Report 3 31-33 33 20
Class Participation 4 33 33 10
End-Term Examination At the end of 40
the semester
Total 100
5
Course Handout
Program : MBA
Course Code : SLIV602
Course Title : Wealth Management Semester: III
Faculty Name : Dr. D. Sreenivasa Chary
Room No : F 208
Consultation Hours : Monday & Tuesday from 9.30AM to 12.30PM
Mobile No : 9849709741 Email: dschary@ibsindia.org
Course Description
High net worth Individuals seek accomplishment of all their banking needs through a single point contact in a
Bank. This has given rise to the concept of Relationship Manager. The relationship manager concept is prevalent
in Indian Banking system today; especially in New Generation private sector Banks. The course content is
drawn from the Job description and Job specifications, duties and responsibilities of Relationship managers in
the contemporary banking industry and got vetted by the experts in the area. The course also facilitates the
students to set up practice as Wealth Managers for personal financial planning of clients.
Course Objectives:
 Provide an in depth qualitative and quantitative traits about the wealth management products and
Personal financial planning
 Demonstrate the relative merits and limitations of different products available in the financial market
to suit the risk appetite of the different clients.
 Formulate personal financial plans based on client’s lifestyle, life stage and risk appetite.
 Appraise construction of investment portfolios to clients, and their revision, in tune with the changes in
the market and customer preferences.
 Foster continued customer relationship and patronage.
Learning Outcomes:
Upon completion of this course, students are expected to:
1. Recall financial mathematics concepts and formulae, related to personal financial planning.
2. List the wealth management products and services available in India and abroad.
3. Relate the security analysis and portfolio management techniques to financial planning
4. Assess the risk appetite of the clients, by proper client profiling
5. Design financial plan for clients covering important areas like; Investment planning, Retirement
planning, Tax planning, Insurance planning, Estate planning etc.
Recommended Textbook:
 Financial Planning: Theory and Practice, By Sid Mitra and others, Reprint (2015) Sage
Publications, New Delhi

An Introduction to Wealth Management IFHE IUP Publications
 Introduction to Financial Planning: by The Indian Institute of Banking & Finance, 4th edition,
(2017) Taxman Publications
Course Outline:
Sl Case /Reading article/ Lecture /
TOPIC Learning Outcome CH
No Activity
1-2 Introduction to  Recite the types of Videos:
Wealth Investors, Assets, and 1. Introduction to Wealth
Management. Investments; Wealth and Management 1
Life cycles concepts. https://www.youtube.com/watc
 Describe the need and h?v=l24V5aK0Dcc
importance of wealth
2. Understanding Asset classes.
management in the
https://www.youtube.com/watc
Indian Financial system.
h?v=8g8gPAqFxmMTypes
3. 5 Types of Asset classes
h?v=KaJkoBiHzj0
4. Life Cycle Vs Wealth cycle
h?v=3RA75GO6BSkh
5. Different types of Income.
h?v=7IGG8f-SPmk
6. Rich Dad and Poor Dad-
summary.
h?v=S0kTWPCVaT4&t=115s
7. Secrets of Investments:
Warren Buffet
https://www.youtube.com/wat
ch?v=iEgu6p_frmE&t=83s
Reading Material (AAFM)
Indian Financial system: Wealth
Management opportunities and
challenges
HBS Case:
Laurence Longren: End Game. No.
9-808-076
3-4 Wealth  Describe the wealth Video: 1
Management management markets, https://www.youtube.com/watc
Industry products, players and h?v=SS82IhZMulU
regulators. Reading Material:
Basics of Financial Markets.
(SEBI)
Wealth Management Reports:
a) Global Wealth Report 2019:
Credit Suisse
b) India Wealth Management
Report 2019: Karvy
Financial Services in 2019
IBEF presentation
5-6 Financial  Summarize the basics of IBS CDC Case:
Mathematics: Financial Mathematics ABC Wealth Advisors. 3
Return Measures related to measures of
return, like Time Value Case. No. FM. 0009
of Money, yield
measures etc.
Financial  Recapitulate the basics of HBS Case:
Mathematics: Risk Financial Mathematics Measuring Investment
Measures related to measures of performance. No. 9-208-110
risk, like variance,
covariance, Beta, Alpha,
Sigma, Adjusted Rate of
Return, Sharpe ratio,
Treynor ratio and
Information ratios etc.
7 Financial Planning  Explain the step by step Video: Importance of financial
process of financial Planning
planning. https://www.youtube.com/watc
h?v=rGSIcYYnhjc
Reading Material:
Financial Planning for young
Investors (SEBI)
8 Tax Planning and Relate the tax liability on Video: 11,
Management different types of https://www.youtube.com/watch 12
investment products and ?v=yB9vhAziv2c
the means of tax saving. HBS Case:
Financial engineering and Tax risk.
Case No.9.097.056
Activity: Ascertain the taxability
of different types financial
products, in India
9-10 Client Profiling  Assess the risk appetite Video: 2
of clients by proper 1. Customer Profiling-
client profiling, to Understanding personality
suggest suitable profiles.
portfolio of securities. a) https://www.youtube.com/
watch?v=quc5N0aYYgU
b) https://www.youtube.com/
watch?v=djvjqw7mk_4
2. Risk Profiling
https://www.youtube.com/
watch?v=v30Vl0v_kJA
Activity:
Administration of client / risk
profiling questionnaire to the
students for practice
11 Test – I Sessions 1 – 10 Chapters covered so far ( 1 ,2, 3 , 11.12)
12 Banking products  Enumerate the various Video: Commercial Banks: Roles and
types of products and Services. (Swayam video). 6, 8
services offered by banks https://www.youtube.com/watch?
in India v=snvBHzrP4Fg
Video: Bank products and
Services
https://www.youtube.com/watch?
v=tsYJFHDekhU&t=58s
13 Government  Compare and contrast Video: Government Securities.
securities the relative merits and https://www.youtube.com/watch
demerits of different ?v=Lgu3S0-Gndk 8
Government securities, Case: Government Securities
postal savings schemes, IBS CDC case
etc
14 -16 Basics of Stock  Explain the salient Videos:
Market and differentiating 1. Stock Markets in India:
Investments. features of capital https://www.youtube.com/wa
Equity and Debt market instruments tch?v=x0G4WtO0LCQ&list=
Instruments  Appraise the basics of RDCMUCMSI1Ck1mJOaxx
investment in stock
wJ0bzrYhQ&index=1
markets.
2. Basics of investments.
 Assess the intrinsic
https://www.youtube.com/wa
value of instruments
using the fundamental tch?v=bLl_VRQ7pBs
and technical 3. Company analysis (Vidya
analysis, to know Mitra) https://
whether they are www.youtube.com/watch?
underpriced or over v=UaTRm4eqzhA
priced 4. P/E ratio. https://
www.youtube.com/watch
?v=c280rI1Ojtc
5. PEG Ratio:
ch?v=boshEXjVe8Y
6. Warren Buffett Stock Basics
ch?v=_uQjGz6jp2E
7. D Mart; Fundamental and
Technical analysis
https://www.youtube.co
m/watch?v=xhqANOnn
NgU
8. HBR Case:
AQR Momentum funds
9-211- 025
17-18 Mutual Funds  Need and importance of Videos:
Mutual funds 01. What is a Mutual fund and how 8,9
 Describe the salient and does a Mutual fund Works?
differentiating features a) https://www.youtube.com/wat
of various types of ch?v=V-pQPCnfz_0&t=65s
Mutual funds. b) https://www.youtube.com/wat
 Differentiate between ch?v=PbldLCsspgE
Mutual Funds and c) https://www.youtube.com/wat
Hedge funds
ch?v=4aXB2Xy0jVs&t=194s
 Appraise the need and
02. Systematic Investment Plans
importance of
systematic investment
a) https://www.youtube.com/wa
plans and compare it tch?v=DhvBjoXidt4
with Recurring Deposit b) https://www.youtube.com/wa
scheme of Banks tch?v=L7WTr4OstIs
c) https://www.youtube.com/wa
tch?v=pCA6BIPlL_g
HBS Technical Note:

Introduction to Mutual Funds
9-310-117
19 Derivative  Appraise the usage of Video on Derivatives.
Instruments risk management https://www.youtube.com/w
 techniques in financial atch?v=5hnyb78_sMc
decision making HBS Reading Material:
a) Introduction to
Derivative Instruments.
No 9-295-141
b) Derivative Markets.
Structure and tools.
9-295-009
SEBI Reading Material:
Equity Derivatives
PPT (IIFM & Axis Direct)
Derivative Markets
20 Commodities  Correlate the decision Video on Gold Bullion, Gold
making in alternate ETF, Gold funds, Sovereign gold.
assets like 1. https://www.youtube.com/wat
a) Gold Bullion, Gold ch?v=a6ureeQF_0I
Bonds, Gold funds etc 2. https://www.youtube.com/wat
b) Gas and Crude oil
ch?v=YQua3-Xyxic
c) Platinum and Nickel
etc.
Reading Material:
World Bank’s
Commodity Market’s Outlook
(Latest Report - April 2020)
21 Test II  Sessions 12- 20 Chapter 6, 8,9, cases discussed and

reading Material
22-23 Venture Capital  Evaluate the aptness of Video on Alternate Investments
Funds, Hedge investment in private https://www.youtube.com/watc
Funds and Angels Equity, Hedge funds h?v=9PNi1_uo4Gg
Mutual funds HBS Case:
HBS Back ground Notes:
1. A note on Angel financing.
9-298-083
2. Analytical tools in private
Equity: Return Bridge
9-220-019
24-25 Land and Real  Comprehend the pros Video:
Estates and cons of investment https://www.youtube.com/watc
in Real estate property h?v=zVbSJlQ4kz4
and securities like HBS Case:
REITs Brick by Brick. 9-216-058
To Buy or What to Buy: your first
Home HBS Case: 9-215-080
26 –27 Asset  Match the asset Videos on 10
Allocation allocation strategies 1. What is Asset allocation?
Strategies with the desired https://www.youtube.com/w
portfolio, based on risk atch?v=a99o10W5VYY&t=
appetite of the client 77s
2. Strategic Asset allocation
https://www.youtube.com/w
atch?v=7Vh1g5v7H50
3. Tactical Asset allocation
atch?v=dSX3qa2mWCQ&t
=74s
4. Dynamic Asset allocation
atch?v=6UZMWrCpn2o&t=
60s
5. Constant weighing Asset
allocation
atch?v=8OE1J5emcsw
HBS Case:
Asset allocation at the Cook
County Pension Funds: 9-218-030
28-29 Portfolio  Explore various tools, IBS CDC Case: Portfolio revision 10
Management & techniques, methods and IBS-CRC Case
Evaluation approaches for proper
portfolio management Video: (Vidya Mitra on Portfolio
Evaluate the actual evaluation
performance of the https://www.youtube.com/wat
portfolio as against the ch?v=sAro0Oj7Ots
expectations and
rebalancing the portfolio
suitably.
30 Insurance  Enumerate the Life and Video: Financial Planning and
Planning and General insurance Life Insurance
Management products available in the https://www.youtube.com/watch
market and their relative ?v=UBT6jp6O1lk&list=PLs7ffE
merits and limitations 4,5
MvVtT18rM9HogaKvQCNkU3
Addat
Case: The US life insurance
industry. HBS Case. 9-310-091
31 Test III Sessions 22-30 Chapters ,4,5,10,, cases discussed & reading
material
32 Retirement  Exemplify the need Videos: 13,
Planning and for retirement 7 Important Points on How to use 14
Management planning, keeping in Retirement corpus better? |
view client’s life goals https://www.youtube.com/watch
, his risk appetite, ?v=EYI53xGzSVg&list=RDCM
expected life tenure, UCPohbSYq4IXhv0yxiy-
available surplus sT4g&start_radio=1&t=81
during the years of HBS Case:
earning, amount The Vanguard Group inc and
required periodically Target Retirement funds.
after superannuation, 9-207-129
etc. HBS Reading Material
Crisis in Retirement Planning
NO.R.1407B
33 Succession /  Epitomize the need and Videos on Estate Planning.
Estate Planning importance of 1. Introduction:
succession /Estate https://www.youtube.com/wat
planning. ch?v=Y-TeQLS9RlM
 Recite the different 2. Nomination.
instruments available for https://www.youtube.com/wat
conveyance of title to
ch?v=HYqB6RbV1M4
3. Will
successors
15
ch?v=-NS8e_ANqeI
4. Succession Laws in India
ch?v=hAf8zCat4iQ
5. Action Items
ch?v=x_K0VH3JgH4
Case: Advising families on Estate
planning HBS Case 9-314- 088
Component Component Expected slot / due Marks declaration by Weightage
Number date
Class Participation 1 33rd Session Within 3 days from 10
33rd Session
Test I 2 11th Session Within 3 days from 20
the date of Test
Test II 3 21st Session Within 3 days from 20
(AOL- the date of Test
Communication skills)
Test III 4 31st Session Within 3 days from 20
/ Project Report the date of Test
End exam At the end As per Exam’s Within 3 days from 40
of semester schedule. the date of Exam
Total 100
Electronic and Web resources: Swayam Videos, Vidya Mitra, You Tube, Syndicated Databases

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IBS Hyderabad (Academic Year 2020-2021)

Recommended Text Book:

Suggested reference books:

Component Component Expected slot / Marks declaration by Weightage

Electronic and Web resources: Swayam Videos, Syndicated Databases

Upon completion of this course, students are expected to :

Recommended Text Book:

22 TEST-II Sessions 12 to 21 TEST-II: Chapters - 9, 10, 11, 12 & 14

Describing the positions for

Expectations from Students

Component Component Expected slot / Marks Weightage

Electronic and Web resources:

Swayam/NPTEL/YouTube Video Links :

Recommended Text Book:

Detailed Course Curriculum

Component Test-1 Test-2 Test-3 CP Term End Total

Weightage (%) 15 20 15 10 40 100

Time of Evaluation ( Session) 11 20 31 31 - -

Uploading of Marks ( Session) 13 22 33 33 - -

Course Global Capital Markets Total Credits 3

Course Objectives The course is designed to…….

Recommended Text Book Edition Author Publisher

Detailed Course Curriculum

Reasons for major global https://www.youtube.com/w

NCP 3 (PROJECT EVALUATION)

Expectations from Students

Course Investment Banking Total Credits 3

Course Objectives The course is designed to

Recommended Text Book Edition Author Publisher

1.An Introduction to Excel, Videos Aswath Damodaran - Laws of

Financing in family Student will Sun Brewing (A) Excel, Videos

To introduce the Students will 1.Technical Note on Excel, Videos

And LBO valuation

Course Code : SLF1602

At the end of the course, students are expected to:

*Examine issues of regional economic integration and exchange rates.

Recommended Text Book:

 International Finance by Rajiv Srivastav,Oxford University Press

 International Finance, by Maurice Levi, 5th edition, Mc Graw Hill

Other Reading Requirements

 www.voxeu.org, www.rbi.org.in, www.imf.org, www.repec.org, www.bloomberg.com, www.bis.org

1&2 Introduction to international  Enable students to see a Chapter 1

5,6, Balance of Payments  Enable students to 2. Thailand: An Chapter5

Links between monetary  Students would be

13&14 Function and Structure of  Students develop an Swayam Video Chap.7

15,16& Purchasing Power Parity,  Student would analyze Chap 2 &

Forecasting Exchange Rates-  Student would identify

19,20, Currency Derivatives -  Enable the students to Chapters

24,25 International Foreign  Students are cable enough Chap 15

26, Issues in Foreign Investment Swayam Chap 14&

30&31 Types of Markets and  Students develop a 8.Belco Chapter

32&33 WTO roles, functions, Trade  The significance of 9..Brazil: P.182-

Expectations from Students

Component Component Weightage

Recommended Text Book:

Suggested reference books:

Case /Reading Digital Tools

 Identify and be familiar with various 2. Mod-7 Session-14

 Distinguish various fixed income https://nptel.ac.in/courses/

 Forecast future bond yields from the https://nptel.ac.in/courses/

Expectations from Students

Component Expected slot / Marks

Suggested reference books: