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Abstract
The corrosion resistance of sol±gel derived, organic±inorganic, silica-based hybrid coatings with various amounts
of organic content was studied. Hybrid sols were prepared by copolymerizing tetraethylorthosilicate (TEOS) and
3-methacryloxypropyltrimethoxysilane (MPS) with a two-step acid-catalyst process. Hybrid coatings were dip-coated
on 304 stainless steel substrates and annealed at 300 °C for 30 min. Such prepared hybrid coatings were found to be
relatively dense, uniform and defect free. The adhesion and ¯exibility of the coatings were characterized. The in¯uences
of the amount of organic component incorporated into the coatings and the aging of sols on corrosion protection were
studied. Electrochemical analyses showed that the relatively dense hybrid coatings provided excellent corrosion pro-
tection by forming a physical barrier, which eectively separated the anode from the cathode. Some preliminary bio-
compatibility tests were also conducted on the hybrid coatings. Ó 2001 Elsevier Science B.V. All rights reserved.
porous with low mechanical integrity; annealing or the corrosion protection of stainless steel sub-
sintering at high temperatures (>800 °C) is re- strates. The relationships between the amount of
quired to achieve a dense microstructure [14±17]. organic components, processing conditions, and
Sintering at high temperatures might introduce corrosion protection were studied. Corrosion re-
cracks and/or delamination of sol±gel coatings due sistance of multiple coatings and adhesion were
to a large mismatch of thermal expansion coe- also discussed. Eorts were also made to under-
cients and possible chemical reactions at the in- stand the possible failure mechanism of corrosion
terface. Sintering at high temperatures also limits protection by hybrid coatings.
application of sol±gel coatings on temperature
sensitive substrates and devices. Furthermore, high
temperature sintering prevents the incorporation 2. Experimental
of functional organic and bio-components into
sol±gel oxide coatings, which greatly limits the 2.1. Sol preparation
applications of sol±gel-derived oxide coatings. It is
obviously very important to develop dense sol±gel- Various compositions of silica-based organic±
derived hybrid coatings without post-deposition inorganic hybrid sols were prepared with an
sintering or annealing at elevated temperatures. acid-catalyzed, two-step hydrolysis±condensation
One viable approach to dense, sol±gel-derived process. Amounts of organic and inorganic
coatings without post-deposition annealing at el- components were utilized to control the ¯exibility
evated temperatures is to synthesize organic±in- and density of the sol±gel network. The hybrid sol
organic hybrid coatings. When appropriate was prepared by admixing a silica precursor,
chemical composition and processing conditions tetraethylorthosilicate
TEOS; Si
OC2 H5 4 , and
were applied, relatively dense organic±inorganic an organic component, 3-methacryloxypropyltri-
hybrid coatings were developed for applications methoxysilane
MPS; H2 CC
CH3 CO2
CH2 3 Si-
including wear resistance [18,19] and corrosion
OCH3 3 . To prevent any evaporation of
protection [20±22]. Messaddeq et al. [21] studied chemicals at an elevated temperature, a sealed
corrosion resistance of organic±inorganic hybrid reaction kettle consisting of a water condenser
coatings on stainless steel. The coatings were made attachment, a magnetic stir bar, and a thermo-
by dispersing various amounts of polymethyl- couple was used.
methacrylate (PMMA) into zirconia
ZrO2 sol Three compositions of the sol were prepared for
and ®red at 200 °C for 30 min. PMMA-ZrO2 analysis; silica
SiO2 sols containing 5, 10, and 20
coatings demonstrated promising corrosion resis- mol% MPS each had a TEOS:MPS ratio of 95:5,
tance and increased the lifetime of the stainless 90:10, and 80:20, respectively. An initial stock so-
steel by a factor 30 [21]. However, phase segrega- lution was made for each composition by dissolv-
tion, incomplete coverage, and delamination were ing speci®c amounts of TEOS and MPS in a
observed when the coatings consisted of a high mixture of ethanol
C2 H5 OH, deionized water
content of organic components. In this paper, we
DI H2 O, and 1 N hydrochloric acid (HCl),
studied the corrosion resistance of sol±gel-derived, which acts as the catalyst in the reaction. Each
organic±inorganic hybrid coatings on stainless stock solution contained a TEOS:MPS:C2 H5 OH:
steel. The current research was also aimed at de- DI H2 O:HCl nominal molar ratio of 0.95:0.05:3.8:
veloping corrosion protecting, sol±gel coatings 5:4:8 10 3 , 0.90:0.10:3.8:5: 4:8 10 3 , and 0.
with desired ¯exibility and biocompatibility. 80:0.20:3.8:5:4:8 10 3 for SiO2 sols containing
Sol±gel-derived coatings were made from tetra- 5%, 10%, and 20% MPS, respectively. Each com-
ethylorthosilicate (TEOS) and 3-methacryloxy- bined mixture was vigorously stirred at a rate of
propyltrimethoxysilane (MPS) using a two-step 500 rpm for 90 min at a temperature of 60 °C to
acid catalysis process, and were annealed at 300 °C obtain a stable sol. Further processing of the sol
for 30 min. It was demonstrated that sol±gel de- required an additional 3.6 ml 1 N HCl and 1.2 ml
rived hybrid coatings could signi®cantly enhance DI H2 O to 30 ml of the stock solution. The sol was
T.P. Chou et al. / Journal of Non-Crystalline Solids 290 (2001) 153±162 155
then vigorously stirred again at a rate of 500 rpm the sol at a constant speed of 140 mm/min using a
for 60 min at a temperature of 60 °C. Prior to dip- dip-coater, immersed into the sol for 1 min, and
coating, ethanol was added to dilute the sol in then withdrawn at approximately the same con-
order to obtain a volume ratio of 2:1 ethanol to stant speed previously mentioned. The coating was
solution. The mixture was stirred for 1 min and air-dried onto the substrate surface and placed in a
unused portions were stored at freezing tempera- furnace to initiate post-deposition heat treatment.
ture ()20 °C) to stabilize the reaction; undiluted The coated substrates were heated at a low tem-
sols were also stored at )20 °C. perature of 300 °C for approximately 30 min at a
heating and cooling rate of 5 °C/min. Additional
sol±gel layering of the substrate required the rep-
2.2. Substrate preparation etition of the above-mentioned dip-coating pro-
cedure.
The substrates (10 mm 40 mm in dimension)
used for the analysis of the sol±gel coatings were
304 stainless steel that had been electro-polished or 2.4. Electrochemical analyses
exposed to nitric acid
HNO3 to decrease the iron
content and increase the chromium content at the All measurements were performed under ex-
surface. Silicon wafers were also used for reference treme environmental conditions consisting of an
samples. In order to ensure a tight bond and good aqueous, air-exposed, saturated sodium chloride
adhesion between the substrate surface and the (32% NaCl) solution. Each sample was sealed with
sol±gel coating, the substrates were exposed to waterproof tape in order to prevent premature
surface etching at an elevated temperature so as to corrosion along the edges of the substrate. A
introduce hydroxyl groups onto the surface of the 7:0 mm 10 mm area within the center of each
substrate. Each substrate was initially rinsed with sample was exposed to the solution during testing.
DI H2 O, cleaned with ethanol to remove excess For ¯exed samples, the Instron 4505e machine
dirt and grease, and air-dried. The preparation of was used to provide a consistent and reliable ¯ex-
the etching solution consisted of reacting 30% ural procedure to accommodate a speci®c degree of
hydrogen peroxide
H2 O2 with concentrated sul- bending along the substrate to test the coating
furic acid
H2 SO4 . The etching solution contained ¯exibility by way of corrosion analysis. The sub-
a 30:70 volume ratio of H2 O2 :H2 SO4 , and was strate was supported at each end and a metal bar
initially heated to a temperature of 90 °C [23]. The with a 6.0 mm diameter was pressed down hori-
substrates were then immersed into the etching zontally onto the center of the substrate until a
solution for approximately 30 min. A DI H2 O displacement of 10 mm was obtained.
rinse was used to wash excess etchant remaining Corrosion analysis of bare and coated sub-
on the surface after removing the substrate from strates was done using a potentiostat connected to
the etching solution. Unused, etched substrates a corrosion analysis software program. Polariza-
were then stored in DI H2 O solution. Etched tion measurements were carried out potentiostati-
substrates exposed to air for more than 48 h re- cally at room temperature using a saturated
quired re-etching. calomel reference electrode (SCE) and a platinum
counter electrode. The potentiodynamic measure-
2.3. Film deposition ments were taken within the range of )1000 to
1200 mV versus SCE at a rate of 2 mV/s. Chloride
The three prepared sol solutions with varying ions within the salt solution cause much of the
compositions were used to deposit the sol onto the `noise' present in the polarization curves; there-
substrates by way of a dip-coating process. The fore, potentiodynamic data measurements ob-
solutions were initially dispersed and brought back tained were approximated. Prior to the
up to room temperature through a 5 min ultra- measurements, each sample was immersed in 32%
sonication process. Each substrate was dipped into NaCl solution for at least 15 min.
156 T.P. Chou et al. / Journal of Non-Crystalline Solids 290 (2001) 153±162
Fig. 1. AFM image of 10% MPS sol±gel coating on a stainless steel substrate.
Table 1
Gelation time, refractive indices and coating thickness of sol±gel coatings incorporated with various amounts of MPSa
Coatings Gelation time (h) Refractive index Coating thickness (nm)
5% MPS 88 1:420 0:002 188 2
10% MPS 350 1:415 0:002 201 1
20% MPS >500 1:417 0:001 235 3
a
Both refractive indices and coating thickness of sol±gel coatings on silicon wafers were determined by means of ellipsometry.
0
BARE
passivation region was found. As the electric ®eld
increased above its Eoc , the current density ini-
-500
tially increased rapidly, indicating an active elec-
-1000 trochemical reaction. The increase of current
-1500 density slowed down at a current density of
1.0E-10 1.0E-08 1.0E-06 1.0E-04 1.0E-02 1.0E+00
10 7 A=cm2 , indicating the possible formation
I (A/cm2)
of a passivation layer. Further increase in electric
Fig. 2. Polarization curves of bare and 10% MPS sol±gel coated potential resulted in a rapid increase in the cur-
stainless steel substrates. rent density. This is the typical polarization curve
of stainless steel [1]. Thirdly, the open circuit
3:5 10 8 A=cm2 , was present, which implied current density of the sol±gel coatings was far
that the sol±gel coatings indeed provided a smaller than that of the bare stainless steel sub-
physical barrier for blocking the electrochemical strate. The protection eciency, P, of the sol±gel
158 T.P. Chou et al. / Journal of Non-Crystalline Solids 290 (2001) 153±162
coatings on the stainless steel substrates could be freshly prepared and another aged for 15 days at
calculated by [25] room temperature. The sample with the fresh sol
showed a much better passivation behavior than
P
% 100
1 icor =i0cor ; the substrate with the aged sol. The potential of
the passive region, DEp , de®ned as the dierence
where i0cor and icor denote corrosion current densi- between the breakdown and the primary passiva-
ties of the bare and coated electrodes, respectively. tion potential, decreased from approximately 1130
The corrosion current density was obtained from to 520 mV for the substrates coated with the fresh
the intersection of the anodic and cathodic Tafel and aged 10% MPS sols, respectively, and the
lines. The corrosion protection eciency of the breakdown potential decreased from 770 to 115
sol±gel-derived 10% MPS coating was found to be mV. In addition, the passivation current density
98%. Similar corrosion protection eciency was was signi®cantly increased from approximately
found in the sol±gel coatings with 5% and 20% 0.03 to 0:75 lA=cm2 for the fresh sol coating to
MPS studied in this research. the aged sol coating, a reduction factor of 20.
The corrosion protection properties of sol±gel The dierences in the breakdown potential, passi-
derived coatings are strongly dependent on the vation region and passivation current density in-
processing conditions. In this research, a two-step dicated that a coating from aged sols is less
acid catalyst process was applied in the sol prep- eective in corrosion protection than a coating
aration. With this approach, linear silica polymer from fresh sols. One possible explanation is that
chains were formed. When dip-coated on a sub- the coatings made from a fresh sol had low po-
strate, a sol±gel network based on such linear silica rosity and/or a larger thickness than those of the
chains would undergo an extensive collapse lead- coatings from an aged sol. Thicker coatings made
ing to the formation of dense ®lm upon removal of from fresh sol is not likely, since the viscosity of a
solvent during drying [26]. However, aging would sol increases with the aging time due to the con-
result in further condensation reaction and con- tinued condensation reaction. Aging led to an ex-
sequently the formation of a stronger network, tended condensation reaction, which resulted in
which would resist the capillary force and prevent the growth of larger silica polymers and the for-
the formation of a dense sol±gel coating. Aging mation of a stronger gel network. Upon removal
was found to have a signi®cant in¯uence on the of solvent during drying, aged sols with larger
corrosion protection of the sol±gel coatings. For polymers and a stronger gel network would be
example, the coatings from fresh sols showed en- more resistant to the capillary-driven collapse of
hanced corrosion resistance as compared to that the gel network, resulting in the formation of a
from the aged sols. Fig. 3 shows the polarization more porous structure.
curves of 10% MPS coatings, of which one was Although all three compositions, namely 5%,
10% and 20% MPS, studied in this research
1500 showed similar corrosion protection, 5% MPS sol±
1000
gel coating did not possess the excellent ¯exibility
FRESH SOL
that both 10% and 20% MPS hybrid coatings
500
demonstrated. Fig. 4 compares the polarization
E (mV) vs SCE
0
curves of 10% MPS coatings from aged sol on
AGED SOL
stainless steel substrates. Two samples were pre-
-500
pared in the same manner, except one was sub-
-1000 jected to ¯exure prior to the polarization test.
Fig. 4 clearly shows that the two polarization
-1500
1.0E-10 1.0E-08 1.0E-06 1.0E-04 1.0E-02 1.0E+00 curves are identical, indicating that the ¯ex test
I (A/cm2)
had introduced no detectable in¯uence on the hy-
Fig. 3. Polarization curves of stainless steel substrates coated brid coatings. This implies that there were neither
with fresh and aged 10% MPS sols. cracking in the coating nor delamination at the
T.P. Chou et al. / Journal of Non-Crystalline Solids 290 (2001) 153±162 159
NON-FLEXED
500
breakdown as the electric potential exceeded its
0
1-LAYER dielectric strength. Another possible mechanism is
-500
the interface corrosion. Although the hybrid
-1000 coatings are relatively dense, there are microscopic
-1500 pores as evidenced by carbon dioxide sorption
1.00E-10 1.00E-08 1.00E-06 1.00E-04 1.00E-02 1.00E+00
isotherms reported by Lu et al. [27]. Some corro-
I (A/cm2)
sive ions such as chlorine anions might diuse
Fig. 5. Polarization curves of stainless steel substrates with 1- through these microscopic pores and react with
layer and 2-layer 10% MPS sol±gel coatings. iron at the interface between the hybrid coating
160 T.P. Chou et al. / Journal of Non-Crystalline Solids 290 (2001) 153±162
Fig. 6. SEM images of: (a) bare and (b) 10% MPS sol±gel coated stainless steel substrates after corrosion pitting from polarization
analysis.
and substrate. This corrosion process would con- indeed debonded and lifted from the substrate,
tinue at the interface and result in debonding, and thus suggests that interface corrosion is more
delamination, and lifting of sol±gel coatings from likely the mechanism, which resulted in the
the substrate due to a volume expansion as a result breakdown. Fig. 7(b) is a simpli®ed schematic
of metal oxidation. drawing to illustrate the debonding, delamination
Fig. 7(a) is another SEM image of a corrosion and lifting of the sol±gel coatings from the sub-
pit on a sol±gel coated substrate, the same sample strates. Debonding between the sol±gel coating
as that shown in Fig. 6(b) at a higher magni®ca- and the substrate could be attributed at least
tion. Fig. 7(a) shows that the hybrid coating was partly to hydrolysis reactions at the interface,
T.P. Chou et al. / Journal of Non-Crystalline Solids 290 (2001) 153±162 161
Fig. 7. (a) SEM image of delamination of 10% MPS sol±gel coating on a stainless steel substrate and (b) a schematic of the delam-
ination mechanism associated with corrosion pitting after polarization analysis.
which was also found at the interface between sol± tracytoplasmic granules were noted, which indi-
gel coatings and polyester substrates [18]. In ad- cated that the organic±inorganic hybrid coatings
dition, it is anticipated that the incorporation of are non-cytotoxic. Furthermore, the percent of cell
non-bonding organic components into the sol±gel lysis was determined to be 0.00% (below the de-
coatings would result in decreased adhesion be- tection limit), and thus the sol±gel coatings are
tween the coating and the substrate as reported in considered to be non-hemolytic. Although the
the literature [21]. However, no appreciable in¯u- above results are preliminary and further testing is
ence of the organic component on the adhesion required, the biocompatibility test results are in
and corrosion protection was observed. It is good agreement with the literature that SiO2 is a
probable that the organic components were less biocompatible material [28,29]. It is noted that the
preferentially resided at the interface, but no ex- above biocompatibility tests were done on the
periments have been conducted to verify this hy- hybrid coatings consisting of the organic compo-
pothesis. nent, or the methacryloxypropyl group, up to 20
Some preliminary tests showed that the or- mol% MPS. The SiO2 ±MPS hybrid coatings are
ganic±inorganic hybrid coatings possess good promising candidates for biocompatible applica-
biocompatibility. Speci®cally, no cell lysis or in- tions.
162 T.P. Chou et al. / Journal of Non-Crystalline Solids 290 (2001) 153±162