Release Notes

ICAP Release 10.0

Version 2.0

Author: Kumaran Systems

Date: 07 Jul 2010
iCap R10.0 Release Notes

INDEX
PURPOSE........................................................................................................................................................3
WHAT'S NEW IN THIS RELEASE? .........................................................................................................3
WHAT'S NOT PART OF THIS RELEASE? .............................................................................................3
SOURCE CODE CHANGES........................................................................................................................4
RELATED RESOURCES/DOCUMENTATIONS (SPECIFY LOCATION OF SOURCES, UNIT
TEST CASES, TEST LOGS, ETC…)..........................................................................................................4
CONFIGURATION NOTES ........................................................................................................................4
KNOWN PROBLEMS AND WORKAROUNDS.......................................................................................9
ASSUMPTIONS...........................................................................................................................................12
VALIDATION & CONSTRAINTS............................................................................................................14
GENERAL NOTES......................................................................................................................................14

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iCap R10.0 Release Notes

Purpose

The purpose of the Release Notes is to communicate the major new features and
changes brought in to ICAP R10.0 v2.0. In addition all the open issues, known
problems and work-around are documented based on the need.

What's New in this Release?

CSI Phase 2 changes related to following modules

1. Data Migration

Following open issues related to data migration in previous build are fixed

CATEGORY SUMMARY
Data Migration [Func] NSL occurs on clicking Finish in Facility Details screen
for SME credits.
Data Migration [Data Migration]-no data
found-.ILS_CSI_DM_LLE_ALLOW_WRITE_PCK", line 385 (1
occurences)
Data Migration [Func] Duplicate facilities created for migrated credits
Data Migration [Func] Risk Asst & ODR Asst pages are wrongly displayed for
an Active CSB credit.
Data Migration [Func] No ILS_COLL_KEY for collaterals with source system
code 'ILS'
Data Migration [Data Migration] - cannot insert NULL into -
ILS_CSI_DM_CASH_FLOW_PCK- line 121
Data Migration [Func] - SLHO Credit navigation in view mode for 'Client Profile'
tab is Improper.
Data Migration [Func] – “Search WCDW Facility" page Do Not List values
though there is instrument present for that credit in ILS...

What's not part of this Release?

Modules which are not part of this release

1. CEAS to CSI Daily feed [Will be delivered as part of CEAS 6.1.7 release]

2. Application reports

3. Management reports

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 iCap R10.0 Release Notes

4. CEAS to WCDW Feed via CSI

Source code changes

GUI
Database Objects (Views, Types, Procedures and Functions)
Data Model Changes
HTML Reports
Crystal Reports
Hyperion Reports
Batch Jobs
Data Feeds

Related Resources/Documentations (specify location of

sources, unit test cases, test logs, etc…)

Following deliverables placed in Kumaran FTP:

CSI/Offshore/Delivery/07-JULY-2010

# Component Id Component Description

1 ICAP_R10.0_DEV_Shipment_07Jul2010.rar Complete Source Code for R10.0
2 ICAP_R10.0_DEV_DeltaSource.rar Delta patch for R10.0
3 ICAP_R10.0_DEV_ModifiedFilesList.txt Modified file list for R10.0
4 ICAP_R10.0_DB_Scripts_Log.rar DB Scripts Log for R10.0
5 ICAP_R10.0_Testcases.rar Test cases for R10.0

Configuration Notes

1.1. Database Configuration

Please find the order of execution of DB Scripts in various schemas

ILS Application schema in ILS database for migration

Script Location: \plsql\builds\10.0\ILS3\driver\master\

Preconditions:

ILS user should have privilege to create / drop materialized views, create
/drop synonym, and grant.

Please edit the

1. fixes\v1.0\ils_csi_data_migration\ils_scripts\csi_phase2_ils_csi_dm_d
dl_v10

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iCap R10.0 Release Notes

2. fixes\v2.0\ils_csi_data_migration\ils_scripts\csi_phase2_ils_csi_dm_d
dl_v20

and change the user to whom the select privilege to be provided i.e.
change the user "ICAP_OWN, ICAP_APP" appropriately (or its equivalent)
in all grant statement.

Order of execution:

1. ils_db_compile_pkgs.sql
2. ils_db_struct_for_migration.sql
3. ils_data_fixes_for_migration.sql

ICAP Application schema

Script Location: \plsql\builds\10.0\CSI\driver\master\

Preconditions:

Please edit the csi_phase2_ceas_to_csi_datafeed_ddl_v10.sql file in

\fixes\v1.0\ceas_csi_daily_feed\csi_scripts folder and change the db link
information. DB link is temporarily used for fetching data from CEAS, this can
be removed

Order of execution:

ICAP_OWN Schema:

1. db_struct.sql

ICAP_APP Schema:

2. compile_pkgs.sql

ICAP_OWN Schema:

3. data_fixes.sql
4. db_struct_postimpl.sql (Need to make sure that this file is run
before data migration)
5. db_struct_grant.sql (Please edit the
CSI\fixes\v1.0\icap_wcdw_1bd_feed\csi_phase2_1bd_grants_v10.
sql and update the ICAP_OWN user name accordingly.)
6. db_struct_postmigration.sql (To be executed after the completion
of migration, but don’t execute during testing, since those columns
might be required for verification)

ICAP_ETL Schema

Script Location: \plsql\builds\10.0\ICAP_ETL\driver\master\

Order of execution:

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iCap R10.0 Release Notes

1. icap_feeds_db_struct.sql (Edit
ICAP_ETL/fixes/v1.0/icap_wcdw_1bd_feed/icap_feeds_schema/csi_phase
2_1bd_wcdw_dblink_v10.sql file and update the MRA db user name
accordingly.)
2. From SYS user execute the icap_feeds_db_grants.sql to provide grants
for ICAP_ETL schema.
(Edit the following files and replace the ICAP_OWN, ICAP_ETL with
appropriate schema name
• ICAP_ETL\fixes\v1.0\csi_wcdw_10bd_feed\
csi_phase2_10bd_outfeed_wcdw_feeds_synonyms_v10.sql
• ICAP_ETL\fixes\v1.0\csi_wcdw_10bd_feed\
csi_phase2_10bd_outfeed_grants_v10.sql
• ICAP_ETL\fixes\v1.0\csi_wcdw_10bd_feed\
csi_phase2_1bd_wcdw_feeds_synonyms_v10.sql
• ICAP_ETL\fixes\v2.0\icap_wcdw_1bd_feed\csi_phase2_1bd_wcdw
_feeds_synonyms_v20.sql

Edit the below file and replace &&USERNAME with appropriate schema
name to be accessed by WCDW.
• ICAP_ETL\fixes\v1.0\icap_wcdw_1bd_feed\csi_phase2_1bd_wcdw_
feeds_grant_mv_synonyms_v10.sql
)
3. icap_feeds_compile_pkgs.sql

ILS_WCDW Schema

The below scripts are supporting scripts, onsite DBA to provide user information
before executing.

Script Location: \plsql\builds\10.0\ ILS_WCDW\driver\master\

Order of execution:

1. ils_wcdw_db_struct.sql
2. From SYS user execute the ils_wcdw_db_grants.sql to provide grants for
ILS_WCDW schema.

Data Migration Execution Step(s)

Execute for ICAP_APP schema.

Execute the following procedure before starting the migration process

set serveroutput on

exec dm_precheck_condition;

If no exceptions in the previous statement then start migration as mentioned

below

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iCap R10.0 Release Notes

BEGIN
exec ils_csi_migration_pck.start_ils_csi_migration_sp;
END;

6th Business day Feed Execution Steps

Execute the below pl/sql block from ICAP_APP schema.

 Informatica flow will INSERT a record in JOB_STATUS. If there is no record

then manually we need to insert a record by using below PL/SQL script before
executing 6th Business Day Feed.

DECLARE
gc_process_start_time TIMESTAMP: = SYSDATE;
BEGIN
INSERT INTO job_status
(NAME, run_dttm, status_code
)
VALUES ('WCDW.CSI.MONTHLY', gc_process_start_time, 'S'
);
EXCEPTION
WHEN OTHERS
THEN
RAISE;
END;

Parameters:
These parameters used to return the Latest Business Date from Business
Calendar for 6th Business Day Feed.

Example:
Business Calendar Date: '07/08/2010'
Business Calendar Day: 6

Note: Change the parameters as required.

Example:

DECLARE
val NUMBER;
BEGIN
val :=
wcdw_infeed_ext_pck.transfer_all_fcn (TO_DATE ('07/08/2010',
'dd/mm/yyyy'
), 6 );
DBMS_OUTPUT.put_line (val);
END;

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iCap R10.0 Release Notes

1st Business Day Feed Execution Step

Execute the below script from ICAP_ETL schema.

BEGIN
populate_wcdw_sif_pck.main;
END;

10th Business Day Feed Execution Step

Execute the below script from ICAP_ETL schema.

BEGIN
icap_wcdw_outfeed_pck. icap_wcdw_outfeed_sp(’10
BDF’,to_date(‘14/06/2010’,’DD/MM/YYYY’));
END;

1.2. Application Configuration

1. Compile and Deploy icap.war

2. Start working with the application.
3. Need LDAP setup configuration

1.3. Weblogic Configuration

While setting up the weblogic environment for CSI phase 2, the following
need to be taken care

<SOURCE>\Config\icap_jaas.config should be placed in the weblogic’s

appliclib\conf folder.

This change is required due to change in folder structure.

File modified as

/** Login Configuration for the JAAS ICAP Application **/

iCAPLogin {
com.cibc.csi.common.login.jaas.ICAPAuthenticationProviderImplL2 required
debug=true;
};

From

/** Login Configuration for the JAAS ICAP Application **/

iCAPLogin {
com.cibc.onesys.common.login.jaas.ICAPAuthenticationProviderImplL2
required debug=true;
};

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iCap R10.0 Release Notes

Known Problems and Workarounds

1. Only one cycle of testing is done for all the Application modules. Some of the
issues posted in 1st cycle of testing are yet to be fixed.
2. Data Migration script was executed and one level of application validation is
done. There are few critical variances are in open status.
3. The below are the list of current open issues related to data migration in this
build.

Category Summary
Adjudication Current Authorized Amount is
wrongly displayed in Adjudication
Main Page for SLHO Credit.
Admin Portfolio Profile Sub role is not displayed in Portfolio
member section for SLHO Portfolio
Profile.
Borrower Structure [Func] Checkmark is not removed,
when currency used for “Total
Sales/ Revenuesâ€ﾝ or “Total
Assetsâ€ﾝ becomes inactive.
Cash Flows [Func] Credit Name exists after
returning to "Cash Flow" Search
screen.
Cash Flows [Func] BOA search Flaw
Cash Flows [Func] No values have been
updated in "Principal Cash
Inflow/Outflow History" screen.
Cash Flows [Func] Junk Characters Appears.
Cash Flows [Func] Name Display Format and
"Calculation" button Allignment
Flaw.
Customer Profile Added "Secondary Loan Class Code
& Industry Category" are not saved
in "Loan Classification & SIC Codes"
section.
Customer Profile "Add Industry Code" button name is
displayed as Junk value in Loan
Classification & SIC Codes section
Dashboard - Cash Flow Unable to test Cash Flow
Reconciliation Reconciliation functionality in Cash
Flow Reconciliation twisty
Dashboard - DWO Recovery DWO Recovery Sorting functionality
is not working in DWO Recovery
twisty in SLSB user
Dashboard - DWO Recovery [Func] Recovery Date should be link
in DWO Recovery Twisty in SLSB
Dashboard.

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iCap R10.0 Release Notes

Dashboards Account Manager from My Diaries

tab and Relationship Manager from
RIL tab should be displayed based
on top level Relationship Ma
Data Feeds CEAS to CSI [Func] Unable to Transfer Credits
from CEAS to CSI. Error occurs.
Data Feeds CEAS to CSI [Func] [Testcase] Collateral sharing
is not done while executing the
CEAS to CSI data feed.
Data Feeds CEAS to CSI [Func] Error in CEAS to CSI data
feeds
Data Feeds CEAS to CSI [Func] [Tc_Id_001-1.1] Individual
status checkmark displays checked
when re-initiated
Data Feeds CEAS to CSI [Func] [Tc_id 2.10] [ Reopen 1]
Group Submission Members
indicator wrongly updated for Active
credit in a group
Data Migration Proper value is not moved to
"source_system_customer_id" in
"Customer_extended_Information"
table.
Data Migration Improper value is returned in
''source_system_customer_id''
Column in
"customer_extended_information"
table.
Data Migration Improper value is returned in
"performing_ind " column in "
customer" table
Data Migration Improper value is returned
''SIC_CODE'' column in ''Customer''
table for 'CSB'
Data Migration Improper value is returned in
"APPLICATION_TYPE_CODE" column
in
"customer_extended_information"
table.
Data Migration The fetched data is not displayed in
''MONITORING_SYSTEM_CODE''
column in
''customer_extended_information''
table
Data Migration [Data Migration] Incorrect Mapping
Details.
Data Migration Unable to edit the SLSB credits for
Credit Writer - Risk Management -
General Manager Account Services
user

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iCap R10.0 Release Notes

Data Migration [Func] Unable to complete

Borrowing&LLE for migrated SLHO
credit, when re-initiated.
Data Migration [Func] NPNA tabs are displayed in
edit mode for migrated Active SLHO
credits.
Data Migration [Func] - “Finish" button in the
'Adjudication Main' page is Not
working as expected ..
Data Migration [Func] Reporting Req. statement
types are displayed wrongly in
Terms - Summary screen for
migrated CSB credits.
Data Migration Issues in Migarted Non SL credits.
Data Migration [Func] Security name is wrongly
displayed for migrated CSB credits.
Data Migration [Func] Junk values displayed in
facility detail page for CSB credits.
Data Migration [Func] Control retains in Borrower
structure itself, on clicking Finish for
CSB credits.
Data Migration [Func] Blank values displayed in
Borrower structure for pending CSB
credits.
Data Migration [Func] Blank values displayed in
Facility Detail page for pending CSB
credits.
Data Migration [Func] Blank values displayed in
Facility Summary & Detailed screen
for Active migrated CSB credits.
Data Migration [Func] Checkmark is not removed
in Client profile , when an SME
credit is re-initiated.
Data Migration [Func] Individual checkmark is not
removed for incompleted facilitesi
for an SME credit on re-initiation.
Data Migration [Func][Reopen-1] Unable to
transfer Migrated credits.
Facility - Part 1 [Func]- Current Outstanding (CAD)
value and Borrower Total value are
not listed
Facility - Part 1 Text box size should be increase for
Current
Authorized,Outstanding,Outstanding
At clasification,Proposed in
Facility - Part 2 [Func]- Junk value appeared in the
Instrument validation message.
Facility - Part 2 [Func] - Validation msg is displayed
when Not required...

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iCap R10.0 Release Notes

GENERAL ISSUE SLSB credits are displayed in SLHO

user login.
TVMP [Func] - For SLHO user , in the
'TVMP' tab the question displayed is
Not as Expected.

Issues from Onsite

1. NSL Error in Current RIL Page - Able to reproduce. ( Network ID - TUCCI).

2. Non-reproducible NSL on Obligor Summary - Unable to Reproduce.
3. Error when trying to generate Credit Agreement - Able to Reproduce – To be
taken care at onsite.

Assumptions

Data Migration:

Following are the clarifications raised to Business and not yet received.
Besides are the assumptions on which those are implemented.

Clarification Details Assumption

User Migration User information will be provided by
business in excel sheet. Scripts will be
generated based on data provided in
excel. No user information will be
migrated from ILS
There are other source system customers As of now, we are migrating customers
(Other than ICAP) also in the SLSB with valid management group.
management group. Please let know,
whether the customers will be considered
as retail customers or SLHO customers or
SLF customers.
There are other source system customers As of now, we are migrating customers
(other than CEAS, ACBS and MIF) are with valid management group.
present in SLHO management group.
Please let us know, whether the customers
will be considered as retail customers or
SLHO customers or SLF customers.
There are customers with source systems As of now, we are migrating customers
ICAP. CEAS, ACBS and MIF under TRM with valid management group.
management group. As per our
understanding ICAP customer should be
under SLSB portfolio and CEAS, ACBS and
MIF customers should be under SLHO
management office, please let us know
under which (SLSB, SLHO, SLF) portfolio
these customers should be migrated.

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iCap R10.0
Need to confirm the Scenario excel in
Appendix B
Need to confirm module wise status excel
in Appendix C
History Migration
We assume that the current ILS has both
Performing and Non-performing SLHO
customer. During migration, under which
Portfolio(i.e., default portfolio) do we need
to move SLHO performing customers from
ILS to CSI as the proposed CSI does not
support this type of customers.
Migrating mismatch ICAP customer in ILS
Migrating mismatch facilities & Instruments
Mismatches in Collateral
Mismatches in Security
Reference Data migration - Conflicts
between CSI Reference data with ILS
reference data
Migrating customers without Account
Manager and Adjudicator information
ILS customers with ILS_CUSTOMER_KEY as
-1 & -99
ILS has same ICIF number for more than
one ICAP customers; refer the attachment
for the list of customer
In ILS there are more than one managed
by in a group. But it is not possible in CSI.
Please advise how to proceed this issue
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Release Notes
Proceeding with assumption mentioned
in excel
Proceeding with assumption mentioned
in excel
Existing history from ILS must be
migrated for the SLHO, SLSB and Non
SL credits. Consider, if an SLHO credit
which was newly entered in ILS on Jan
2009. It has Write-off and Allowances
for all the fiscal months till Jan 2010. In
this case, One Active SLHO credit will be
created in CSI for the date of Jan, 2010.
All the Write-off, Allowance and
Recovery details etc. must be
maintained in CSI for that credits as in
existing FACILITY_BALANCE table. It is
not required to create one credit cycle
for every month. This must be applicable
to all the credits
Those customers will be migrated with
dummy portfolio similar to coins id
"JONESD"
Those customers will be logged. Will not
be migrated. Otherwise we'll have the
following deviation
If the match is not found then those
facilities must be logged in the exception
report and any details (Allowance/Write-
off/TVMP/Recovery/Cash flow) attached
those facilities won’t be migrated to CSI
Same as above
Same as above
Proceeding with mapping provided for
6th Business day feeds. Those mappings
need to be confirmed by business.
Proceeding with Dummy User
Information.
Those customers should not be
considered for migration.
As of now, customer with invalid ICIF
numbers will not migrated.
Those customers should be migrated as
an individual borrower
24 February 2011
iCap R10.0 Release Notes

Migrating Aggregate Portfolio customers For Aggregate Portfolio Migration from

What should be the “Reason for Referral”
for migrated credits?
What is the adjudication decision code
value for migrated active credit.
ILS to CSI, aggregate portfolio will be
considered as separate entity. In CSI,
Aggregate portfolio will not have dummy
facility & dummy instrument as exists in
ILS.
We are proceeding with assumption
Credit Renewal.
The adjudication decision code =
'APPROVED' for an active credit

6th and 10th Business day Feed:

1. The ETL Mapping document and default values for 6th and 10th business day feed
are not yet reviewed and confirmed by business. Working with the assumptions
based on the latest documents sent to business.

2. Clarifications related to inserting/updating few reference table (e.g. LGD) in 6th

business day feed is pending.

3. WCDW to ICAP instrument type mapping to be get confirmed from business.

Adjudication

1. Displaying Proposed Amount in Adjudication detail screen for SLHO credits needs
to be confirmed.

Validation & Constraints

N/A

General Notes

N/A

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